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Probiotic activity of Lactobacillus delbrueckii


subsp. bulgaricus in the oral cavity
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Iva Stamatova
Medical University of Plovdiv
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Institute of Dentistry, Biomedicum Research Laboratory,


University of Helsinki, and the Department of Oral and Maxillofacial Diseases,
Helsinki University Central Hospital, Finland

Probiotic activity of Lactobacillus delbrueckii


subsp. bulgaricus in the oral cavity
An in vitro study

Iva Vaseva Stamatova

ACADEMIC DISSERTATION
To be presented, with the permission of the Medical Faculty of the University of
Helsinki, for public examination in Lecture hall 3 of Biomedicum, Haartmaninkatu 8,
on 24 March 2010, at 12 oclock noon.
Helsinki 2010

ISBN 978-952-10-6152-3 (pbk.)


ISBN 978-952-10-6153-0 (PDF)
Helsinki University Print
Helsinki 2010

Supervised by:

Professor Jukka H. Meurman, MD, PhD, DOdont


Institute of Dentistry
University of Helsinki
and Department of Oral and
Maxillofacial Diseases
Helsinki University Central Hospital,
Helsinki, Finland

Co-supervized:

Professor Maria Baltadjieva, PhD


LB Lact, Plovdiv, Bulgaria
Professor Stoyan Vladimirov, DDS, PhD
Faculty of Dental Medicine, Medical University,
Plovdiv, Bulgaria

Reviewed by:

Professor Jorma Tenovuo, DDS, PhD


Department of Cariology,
Institute of Dentistry, University of Turku and
Department of Oral Diseases,
Turku University Central Hospital,
Turku, Finland

Professor Riita Korpela, PhD


Institute of Biomedicine, Pharmacology
University of Helsinki,
Helsinki, Finland

Opponent:

Professor Seppo Salminen, PhD


Functional Foods Forum
University of Turku
Turku, Finland

Abstract
The long established tradition of yogurt consumption has been related to longevity of
some populations living on the Balkans. Yogurt starter L. delbrueckii subsp. bulgaricus
and Str. thermophilus have recently been recognized as probiotics with verified beneficial
health effects. The oral cavity emerges as a relevant target for probiotic applications and
probiotics have demonstrated promising results in controlling dental diseases and yeast
infections. However, L. delbrueckii subsp. bulgaricus despite its broad availability in
fermented dairy products has not been evaluated for possible probiotic activity in the
mouth.
These series of studies were conducted to investigate in vitro properties of L.
delbrueckii subsp. bulgaricus to outline its potential as an oral probiotic. Prerequisite
probiotic properties in the oral cavity are resistance to oral defense mechanisms,
adherence to saliva-coated surfaces, and inhibition of oral pathogens. L. delbrueckii subsp.
bulgaricus strains showed a strain-dependent inhibition of oral streptococci and
Aggregatibacter actinomycetemcomitans, whereas none of the dairy starter strains could
affect growth of Porphyromonas gingivalis and Fusobacterium nucleatum.
Adhesion to surfaces is a factor contributing to prolonged establishment of the species
at the target site. Fifteen radiolabeled dairy L. delbrueckii subsp. bulgaricus strains and L.
rhamnosus GG were tested for their ability to adhere to saliva-coated hydroxyapatite
beads and polystyrene microtiter plates. The effects of lysozyme on the adhesion of
lactobacilli and of the pretreatment with lactobacilli on the adhesion of Streptococcus
sanguinis were also assessed. The adhesion of the L. delbrueckii subsp. bulgaricus strains
remained lower in comparison to L. rhamnosus GG. One L. delbrueckii subsp. bulgaricus
strain showed binding frequency comparable to S. sanguinis. Lysozyme pretreatment of
the samples significantly increased Lactobacillus adhesion to saliva-coated surfaces.
Insubstantially low gelatinolytic activity was observed in the supernatant and cell
fractions of all strains supernatant specimens being slightly more proteolytic, and no
conversion of proMMP-9 to its active form was induced by L. delbrueckii subsp.
bulgaricus. Safety assessment ruled out deleterious effects of L. delbrueckii subsp.
bulgaricus on extracellular matrix structures.
Cytokine response of oral epithelial cells after L. delbrueckii subsp. bulgaricus
challenge was assessed by measuring IL-8 and TNF- levels in cell culture supernatants.
The effect of Porphyromonas gingivalis on cytokine secretion after lactobacilli
pretreatment was also assessed. A strain- and time-dependent induction of IL-8 was
observed with live bacteria inducing the highest levels of cytokine secretion. Generally,
levels of TNF- were low and only one of ten L. delbrueckii subsp. bulgaricus strains
stimulated TNF- secretion closely to that of the positive control. The addition of P.
gingivalis produced almost an immediate reduction of cytokine levels within the first
hours of incubation irrespective of lactobacilli strains co-cultured with epithelial cells.
According to this series of studies there are strains among the L. delbrueckii subsp.
bulgaricus species that may have beneficial probiotic properties in the human oral cavity
and their potential in prevention and management of common oral infectious diseases to
be further studied.

Contents
Abstract

List of original publications

Abbreviations

10

1 Introduction

11

2 Review of the literature

12

2.1 Oral cavity in health and disease

12

Key elements of oral homeostasis

12

Oral mucosa

12

Saliva

13

Oral microbiota

13

2.2 Common oral diseases


2.2.1 Dental caries

14
14

2.2.1.1 Etiology and pathogenesis

14

2.2.1.2 Treatment and prevention

16

2.2.2 Periodontal disease

17

2.2.2.1 Etiology and pathogenesis

17

2.2.2.2 Treatment and prevention

18

2.3 Probiotics from the oral health perspective

19

2.3.1 Probiotics

19

2.3.1.1 Emergence and definition of the term

19

2.3.1.2 Beneficial effects of probiotics

20

2.3.1.3 Selection criteria for probiotic candidates

23

2.3.1.3.1 Attachment, adhesion, and oral colonization

24

2.3.1.3.2 Resistance to oral defence mechanisms

26

2.3.2 Clinical relevance of probiotics in the oral cavity

26

2.3.2.1 Probiotics and dental caries

28

2.3.2.2 Probiotics and periodontal disease

28

2.3.2.3 Probiotics and other oral disorders

29

2.4 L. delbrueckii subsp. bulgaricus as a probiotic

30

2.5 Issues of safety in the oral health perspective

34

3 Hypotheses and aims of the study

36

4 Materials and methods

37

4.1 Bacterial strains and culture conditions

37

4.1.1 Lactic acid bacteria

37

4.1.2 Oral bacteria

39

4.1.3 Cell cultures

41

4.2 Methods

41

4.3 Study design

42

4.3.1 Antimicrobial activity against various oral pathogens (I)

42

4.3.2 Adhesion to saliva-coated surfaces in vitro (II)

42

4.3.2.1 Adhesion to sHA beads

43

4.3.2.2 Adhesion to saliva-coated microtiter plates

43

4.3.2.3 Adhesion to solvents

43

4.3.2.4 Effect of lactobacilli pretreatment on streptococcal adhesion in


vitro

43

4.3.3 Proteolytic activity on human gelatinases (III)

44

4.3.4 Epithelial cell response to L. delbrueckii subsp. bulgaricus

44

4.3.4.1 Induction of IL-8 and TNF- secretion

44

4.3.4.2 Epithelial cell response to P. gingivalis after lactobacilli


pretreatment

44

4.4 Statistical analyses

45

5 Results and discussion

46

5.1 Inhibition of oral pathogens (Study I)

46

5.2 L. bulgaricus adhesion to saliva-coated surfaces (Study II)

49

5.3 Proteolytic activity on human progelatinase B (proMMP-9) (Study III)

51

5.3.1 Gelatinolytic activity

51

5.3.2 Activation of proMMP-9

52

5.3.2 Proteolytic activity of L. bulgaricus strains in the presence of synthetic


MMP inhibitors

54

5.4 Epithelial cell lactobacilli interactions (Study IV)

54

6 Key findings and conclusions

57

Acknowledgements

58

References

60

List of original publications


This thesis is based on the following original articles referred to in the text by their
Roman numerals I - IV:

Stamatova I, Kari K, Meurman JH. In vitro evaluation of antimicrobial


activity of putative probiotic lactobacilli against oral pathogens. Int J
Probiotics Prebiotics 2007;2:225-232.

II

Stamatova I, Kari K, Vladimirov S, Meurman JH. In vitro evaluation of


yoghurt starter lactobacilli and Lactobacillus rhamnosus GG adhesion to
saliva-coated surfaces. Oral Microbiol Immunol 2009;24:218-223.

III

Stamatova I, Meurman JH, Kari K, Tervahartiala T, Sorsa T,


Baltadjieva M. Safety issues of Lactobacillus bulgaricus with respect to
human gelatinases in vitro. FEMS Immunol Med Microbiol. 2007;51:194200.

IV

Stamatova I, Kari K, Meurman JH. Probiotic challenge of oral epithelial


cells in vitro. Int J Probiotics Prebiotics (accepted).

The publications are referred to in the text by their Roman numerals.


The original articles are reprinted with the kind permission of the copyright holders.

Abbreviations
ATCC

American type culture collection

CFU

Ccolony forming unit

DNA

Deoxyribonucleic acid

ECM

Extra-cellular matix

EIR

Effective inhibition ratio

ELISA

Enzyme linked immunosorbent assay

GCF

Gingival crevicular fluid

GIT

Gastrointestinal tract

GRAS

Generally regarded as safe

HA

Hydroxyapatite

HDP

Host-defense peptide

IL-8

Interleukin - 8

LAB

Lactic acid bacteria

LDL

Low density lipoprotein

MRS

De Man, Rogosa and Sharpe medium

OD

Optical density

PBS

Phosphate buffered saline

RNA

Ribonucleic acid

SDS

Sodium dodecyl sulphate

SDS-PAGE

Sodium dodecyl sulphate


polyacrylamide gel electrophoresis

TLR

Toll-like receptor

TNF-

Tumor necrosis factor -

VSC

Volatile sulphur compounds

Microliter
10

1 Introduction
In recent decades, probiotic applications have emerged as a fascinating strategy to
alleviate symptoms of various diseases, predominantly in the gastrointestinal tract.
Probiotics are defined as live microorganisms conferring health benefit on the host when
administered in sufficient amount (www.who.int/foodsafety/fs_management/en/probiotic
_guidelines.pdf). In humans, the most frequently used probiotics are bacteria from the
genera Lactobacillus or Bifidobacterium. The list of probiotic species tend to increase and
new strains to be upended. The efficacy of L. delbrueckii subsp. bulgaricus as a probiotic
has been questionable due to inconclusive evidence of its establishment and survival in the
gastrointestinal tract. However, with the accumulation of new data and because of its
ubiquitous availability in fermented dairy products, the yogurt starter L. delbrueckii subsp.
bulgaricus was recognized as probiotic when a health benefit was validated in clinical
trials (Guarner et al., 2005).
The oral cavity as a gateway to the underlying gastrointestinal tract is the first site of
contact between probiotics and the host. Despite structural similarities with other parts of
the digestive system oral cavity is unique for its highly specialized functions and
characteristic site-specific pathology. The most common oral diseases with great social
repercussions remain to be dental caries and periodontal disease. The infectious etiology
of both these pathological conditions is well established and various strategies for control
of pathogenic oral biofilms are in use.
The idea that probiotic administration may improve some disease conditions in the
mouth has recently been introduced and the number of studies published gradually
increase (aglar et al., 2005; Meurman, 2005). Among the probiotics used in the oral
cavity are species such as L. rhamnosus GG, L. reuteri, L. casei, B. lactis that have shown
to different extent capacity to reduce mutans streptococci counts or lessen gingival
inflammation. However, the precise mechanisms explaining the observed effects yet
remain unclear.
To comply with the term probiotic several basic requirements should be considered.
Among these are: 1) safety of the microorganism; 2) conferring health benefits; 3)
adhesion and colonization capacity; 4) inhibition of pathogens; 5) survival and resistance
to human defense mechanisms. Additionally, in the scope of the oral cavity, probiotic
carbohydrate and protein utilization patterns should not expose oral structures to risk of
disease such as caries.
Whenever a new probiotic candidate is evaluated a number of basic in vitro screening
tests are used. Although in vitro studies have limited ability to completely reproduce
authentic environmental conditions, they are essential steps in discovery of species that
may further be used in clinical settings.
The millennium long tradition of yogurt consumption and the GRAS (generally
regarded as safe) status of lactobacilli encouraged us to conduct this series of studies;
evaluating the L. delbrueckii subsp. bulgaricus strains in its inhibitory capacity against
common oral pathogens, adherence to saliva-coated surfaces, interaction with oral
epithelium and above all to test its harmlessness to oral structures.
11

2 Review of the literature

2.1 Oral cavity in health and disease


The oral cavity as an integral part of the digestive system has various specific functions.
Although it is the entry and part of the gastrointestinal tract (GIT), it possesses some
distinctive features that makes it different from the rest of the digestive system. Mouth is a
unique complex system of tissues and organs that together are involved in nutritional,
respiratory, and communicative functions.
Oral health is important for overall health which requires harmonious functioning of
several key elements in the mouth. The impact of common oral diseases extends beyond
the oral cavity (Thorstensson and Johansson, 2009). Oral infection has been found to be
associated with death risk in studies among middle-aged individuals (DeStefano et al.,
1993; Garcia et al., 1998; Soikkonen et al., 2000; Jansson et al., 2002). The relative
importance of oral health as a predictor of survival has also been analyzed and the
common oral diseases have shown significant influence on survival (sterberg et al.,
1990; Cabrera et al., 2005; Semba et al., 2006; Morita et al., 2006). Therefore, keeping
oral health unperturbed and well balanced predisposes to long term and stable well being.

Key elements of oral homeostasis

Oral mucosa
The specific structural and functional organization of the epithelial lining of the oral cavity
serves a key role in oral health maintenance. The oral epithelium provides a physical
barrier to the outside world. A break in this barrier can easily lead to invasion of harmful
agents into the body and particularly the exposure of the immune system to various
microorganisms. Additionally, the human oral mucosa may be considered a first line of
defence against invading pathogens as the oral cavity is a site where many antigens are
initially encountered by the body. The role of epithelial cells has been proposed as an early
warning system or sensor for infection (Eckmann et al., 2000; Aldridge et al., 2005).
The oral mucosa is anatomically divided into three tissue layers: 1) epithelium; 2)
basement membrane, and 3) connective tissue. The epithelium consists of approximately
40-50 layers of stratified squamous epithelial cells. Related to its many functions, the oral
cavity contains several different types of stratified squamous epithelia, including those
classified as nonkeratinized, parakeratinized, and orthokeratinized (Brukhardt and
Maerker, 1981). Primarily nonkeratinized epithelium provides a lining in the cheeks, lips,
floor of mouth, ventral aspect of the tongue, soft palate, and upper and lower vestibular
sulci. Parakeratinized and orthokeratinized epithelium lines the hard palate and the mucosa
surrounding the teeth (Grafstrm, 2002). The major oral cell types are keratinocytes and
12

gingival epithelial cells (Krisanaprakornkit et al., 2000) that express specific pattern of
cytokines/chemokines that distinguish them from the epithelium in the gastrointestinal
tract (Formanek et al., 1999). In addition to the innate barrier function they perform,
gingival epithelial cells are also capable of expressing two anti-microbial peptides of the
-defensin family, human -defensin 1 and human -defensin 2. The role of -defensins
has been defined in innate host defense against various oral microorganisms
(Krisanaprakornkit et al., 2000, Devine, 2003, Eberhard et al., 2009; Gardner et al., 2009).
Tissues of the oral cavity are constantly exposed to innate defenses derived from saliva,
gingival crevicular fluid (GCF), epithelial cells, and neutrophils, and host-defense peptides
(HDPs) are significant in all of these, working in synergy with other defense components.

Saliva
Saliva effectively mediates the fine coordination of various functions of the oral cavity
and plays an important role in the maintenance of the overall health. Whole saliva is a
complex mixture of parotid, submandibular, sublingual and minor salivary gland
secretions mixed with bacteria, leukocytes, desquamated epithelial cells, and crevicular
fluid (Tenovuo, 1989). Saliva is a multifunctional secretion containing components that
contribute to oral buffering, lubrication, enamel mineralization, taste, digestion and
aggregation (e.g. agglutinins and mucin, MUC5B and MUC7) (Nieuw Amerongen and
Veerman, 2002). In addition to its flushing and clearing effect saliva with its intricate
composition provides reliable defense against external irritants and contributes to the
maintenance of the integrity of oral homeostasis. Constituents that are either directly
antimicrobial or interfere with microbial colonization or nutrition include, for example,
HDPs, secretory IgA, lactoferrin, lysozyme, sialoperoxidase, myeloperoxidase, chitinase,
calprotectin, and chromagranin A (Schupbach et al., 2001; Vitorino et al., 2005; Shimada
2006).

Oral microbiota
Along with its fine structural organization the oral cavity is unique with its specific
microbiota comprising an astonishing variety of species residing in oral biofilms as well as
in a planktonic state in the oral fluids. The predominant genera detected in the oral cavity
include Streptococcus, Actinomyces, Veillonella, Fusobacterium, Porphyromonas,
Prevotella, Treponema, Neisseria, Haemophilus, Eubacterium, Lactobacillus,
Bifidobacterium, Capnocytophaga, Capnocytophaga, Peptostreptococcus, Staphilococcus,
and Propionibacterium (Wilson, 2005). Resident commensal populations protect tissues
from colonization by exogenous pathogens, promote normal development of host cell
structure and function, ensure normal development of the immune system, and coordinate
immune responses (Devine and Cosseau, 2008). More than 1000 bacterial species have
been identified from the human mouth (Keijser et al., 2008; Paster et al., 2006), and only
50-60% of these microorganisms can currently be cultured. A plausible explanation for
13

this intricacy is that some species have evolved to live within a biofilm community of
interdependent species and cannot grow in monoculture (Wade, 2002; Handelsman, 2004).
An investigation of the bacterial flora found in healthy volunteers showed that a given
individual is colonized by 30 to 80 of the possible 1000 species at any given time (Aas et
al., 2005). Within biofilms, resident bacteria gain significant advantages, that is, protection
of host defenses and antimicrobial agents; expression of resistant phenotypes; and the
development of food-webs and interactions such as quorum-sensing (Marsh, 2005;
Roberts and Mullany, 2006; Bamford et al., 2009; Hojo et al., 2009; Keller and Costerton,
2009). The beneficial role of commensal microbiota has been evaluated in various in vitro
settings indicating that some microbes can suppress epithelial cell cytokine responses
(Hasegawa et al., 2007; Cosseau et al., 2008); determine normal expression of immune
mediators (Dixon et al., 2004); and provide protection against colonization by exogenous
microorganisms (Marsh, 2005). In general, microbial populations of the mouth are
numerous, diverse and site-specific.
The oral microbiota plays critical roles in human health and is directly linked to
diseases such as dental caries and periodontal diseases.

2.2 Common oral diseases


Dental caries and periodontal disease are the most common bacterial diseases of man
which result from an interaction between a susceptible host, commensal microbiota and
the environment. Although some specific microorganisms have been implicated in the
pathogenesis of these conditions, it is now recognized that they are not classical infectious
diseases but rather a complex of diseases resulting from a breakdown in the homeostasis
between the human host and microbiota.

2.2.1 Dental caries

2.2.1.1 Etiology and pathogenesis


Dental caries remains one of the principal diseases in the oral cavity with a significant
social impact. Caries is a result of the complex interaction between carbohydrates in food
and cariogenic microorganisms in oral biofilms, influenced by the quality and quantity of
saliva, and clinically manifested by demineralization and destruction of dental hard
tissues. Recent development in molecular analyses have shown that all the bacteria that
have been associated with caries belong to the normal microbiota of the oral cavity and
dental caries is regarded as an endogenous infection (Fejerskov and Nyvad, 2003;
Takahashi and Nyvad, 2008). Three major hypotheses for the etiology of caries have been
supported: the specific plaque hypothesis, the non-specific plaque hypothesis, and the
ecological plaque hypothesis (Loesche 1992; Marsh 1994; Martin et al., 2002). In light of
14

the ecological plaque hypothesis caries is a result of a shift in the balance of resident
microbiota driven by changes in local environmental conditions (Aas et al., 2008). It is
generally believed that all three parameters (microorganisms, the host, and environment)
must act simultaneously for carious lesions to develop and progress and to become
visually detectable (Shaw et al., 2008).
A wide group of microorganisms are identified from carious lesions of which
Streptococcus mutans, Lactobacillus acidophilus, and Actinomyces viscosus may be
considered the main pathogenic species involved in the initiation and development of
dental caries (Shivakumar et al., 2009). Streptococcus mutans, initially isolated in 1924,
has been primarily implicated in this disease (Hamada and Slade, 1980; Loesche, 1986)
and extensively studied throughout several decades. Some significant virulent traits of S.
mutans that contribute to caries initiation and progression are: (i) initiation of biofilm
formation by adherence and accumulation on the tooth surface that is promoted by its
synthesis of insoluble, extracellular polysaccharides; (ii) production of numerous
bacteriocins that kill other species, favouring its competition in dental biofilms; (iii) high
efficiency in catabolizing carbohydrates and producing acids; and (iv) the ability to
tolerate low pH (Belli and Marquis, 1991; Li and Burne, 2001; Kuramitsu, 2003; Scheie
and Petersen, 2004). Various studies have shown that the expression of virulence traits by
S. mutans requires multiple signal transduction pathways and complex regulatory
networks. A signal peptide-mediated quorum-sensing system encoded by comCDE genes
has been found to play a central role in regulation of genetic competence, bacteriocin
production, biofilm formation and stress response (Li et al., 2001a, b, 2002a; van der
Ploeg, 2005). Additionally, the genes that appear to be important for the cariogenicity of S.
mutans, are regulated at transcription level (Jayaraman et al., 1997; Hiratsuka et al., 1998).
Although numerous in vitro studies provide evidence of molecular mechanisms of S.
mutans cariogenicity and this species appears the most extensively studied, in vivo test
models do not generally validate basic laboratory findings. For example, Aas et al., (2008)
have demonstrated that 10% of subjects with rampant caries do not have measurable levels
of S. mutans. No detectable levels of S. mutans were also reported in 10 to 15 % of cariesactive subjects, thus indicating that the presence of S. mutans does not necessarily reflect
caries activity (Beighton 2005). Furthermore, phenotype of a bacterium expressed in
laboratory culture may not represent the properties expressed by the same organism in
vivo.
Key findings in the diversity of oral microbial species during past 10 years have
changed the view of the etiology of caries. Molecular biology techniques have shown that
more than 50% of the oral species are uncultivable by conventional methods (ten Cate
2009). It is now recognized that caries results not solely because of the presence of S.
mutans or any single organism in dental plaque, but it is rather the interaction of multiple
acid-producing organisms such as low-pH non-mutans streptococci, Veilonella,
Lactobacillus, Propionibacterium, Bifidobacterium that may be involved in the initiation
of the disease (Aas et al., 2008; He et al., 2009; Matzourani et al., 2009). The ecological
plaque hypothesis suggests that the cariogenic oral environment will select for increased
proportions and numbers of acidogenic and aciduric microbiota with certain taxa
exhibiting a reduced presence under these conditions (Matzourani et al., 2009).
15

2.2.1.2 Treatment and prevention


The classical treatment plan for caries yet remains to be the operative approach of
complete caries removal. A series of novel methods of caries removal have been
described; including chemomechanical caries preparation, air abrasion, sono-abrasion,
polymer rotary burs and lasers (Ricketts and Pitts, 2009). However, more scientific efforts
are directed towards discovering effective methods for caries prophylaxis based on
inhibiting the known mechanisms of caries development. The elimination of cariogenic
bacteria from the oral cavity using antibacterial agents is one of the primary strategies for
the prevention (Wicht et al., 2003; Caufiled, 2005; Altman et al., 2006; Modesto and
Drake, 2006; Johansson et al., 2008). Fluoride treatment used worldwide has successfully
limited caries progression, but was not sufficient to control this infectious disease even
when used together with professional tooth cleaning and dietary counselling in
populations exposed to cariogenic microbiota (Haugejorden and Birkeland, 2005; Yee et
al., 2006; Akers, 2008; Carvalho et al., 2009). Polyphenols from plant stimulant beverages
like cocoa, coffee, and tea have shown pronounced antimicrobial effect against S. mutans,
and can additionally be implemented in the prevention of pathogenesis of dental caries
(Ferrazzano et al., 2009). Polyphenols in stimulant beverages significantly reduce biofilm
formation and acid production by S. mutans and S. sanguinis. Further, as an example, in
vitro studies have shown that S. mutans is susceptible to methanol and aqueous extracts of
Garcinia kola, Hibiscus sabdariffa (Afolabi et al., 2008).
Sugar substitutes have a long history of being effective in caries reduction. The main
sugar substitutes used are sorbitol and xylitol. Xylitol is not fermented by oral bacteria and
is considered to be non-cariogenic while sorbitol in solution can be fermented slowly by
mutant streptococci. Chewing sorbitol-sweetened gum does not cause a fall in plaque pH,
however (Edgar, 1998). A regular consumption of xylitol lozenges can modify dental
plaque resulting in marked reduction in the plaque acidogenicity (Splieth et al., 2009).
Active and passive immunization strategies which target key elements in the molecular
pathogenesis of mutans streptococci hold promise. Considerable caries reduction could be
attained if colonization of S. mutans could be prevented or reduced at the time of eruption
of both deciduous and permanent teeth. Thus, a successful vaccination directed against S.
mutans could be a valuable adjunct to other caries-preventive measures. However, S.
mutans being the sole target species in caries prophylaxis does not comply with the key
principles of ecological plaque hypothesis.
Bacteriotherapy further emerges as a fascinating approach in oral infectious disease
management. A daily application of JH145, a naturally occurring LDH-deficient variant of
S. rattus, could compete with S. mutans for its habitat on the tooth surface and thus
contribute to caries prevention (Hillman et al., 2009).

16

2.2.2 Periodontal disease

2.2.2.1 Etiology and pathogenesis


Periodontal disease has been described as a heterogeneous group of pathoses
characterized by a predominance of specific infectious agents in the face of inadequate
local host defenses (Slots, 2005). The definition reflects the complexity of periodontal
disease.
A primary risk factor considered in the etiology and progression of periodontal disease
is the infection by specific bacterial pathogens. The actions of bacterial virulence factors,
directly or indirectly through the activation of the immune system, cause swelling,
inflammation, and gingival pocket formation. The balance between protective and
destructive immune responses is a key determinant of disease progression. This balance is
strongly influenced by the host response to the challenge caused by subgingival bacteria
(Sakamoto et al., 2005; Teng, 2006a, Teng, 2006b). Socransky et al., (1998) have
formulated a color coded complex for periodontal pathogens with respect to their
destructive potential. The Red complex, which includes Porphyromonas gingivalis,
Treponema denticola, and Tannerella forsythia, strongly correlated to chronic periodontal
disease, and the first two species together with Aggregatibacter actinomycetemcomitans
are currently recognized as the main causative species of periodontal disease (Borrell and
Papapanou, 2005; Nrskov- Lauritsen and Kilian, 2006).
Destruction of the periodontal ligament and resorption of the alveolar bone leading to
tooth loss is the hallmark of periodontal disease. Since host and microbiota interactions
are dynamic, disease may arise at the mucosal surface of a susceptible host when a
perturbation occurs in the epithelial environment, for example, when the host becomes
immunocompromised, or as a result of the unintended (in an evolutionary sense)
consequences of bacterial activity (Galan and Zhou, 2000). The initial interface between
the host and the potentially periodontopathic organisms, such as P. gingivalis and A.
actinomycetemcomitans, is the epithelial layer that lines the subgingival crevice. Epithelial
cells are both a physical barrier to infection and a component of a network that efficiently
signals microbial intrusion to the immune cells to insure effective mobilization of the
innate and specific defense mechanisms (Kagnoff and Eckmann, 1997). Studies have
shown that several periodontal pathogens, A. actinomycetemcomitans, P. gingivalis, F.
nucleatum, and T. denticola, can effectively invade and exist in oral epithelial cells
(Sreenivasan et al., 1993; Rudney et al., 2005; Vitkov et al., 2005; Sakakibara et al.,
2007). Furthermore, intracellular P. gingivalis is able to inhibit apoptosis, a feature that
may contribute to bacterial persistence and chronic, slowly progressing tissue destruction
(Nakhjiri et al., 2001). Localization of bacteria in host tissues provides an ideal position
from which the microorganism can effectively deliver toxic molecules and enzymes and at
the same time can avoid host defense mechanisms. For example, P. gingivalis is able to
inhibit production of IL-8 by epithelial cells, which may provide the microorganism with
an advantage in evading polymorphonuclear(PMN)-mediated killing (Dareveau et al.,
1998).
17

Host tissue damage can be due to bacterial properties resulting directly in degradation
of host tissues and those causing release of biologic mediators from host tissue cells that
lead to tissue destruction. A large group of enzymes produced by periodontal
microorganisms appear capable of degrading host tissues and intercellular matrix
molecules. Bacterial products may perturb the immune system resulting in tissue
destruction. The proportion of P. gingivalis, A. actinomycetemcomitans, T. forsythia and
the number of CD4(+) T are higher in active than in inactive sites (Silva et al., 2008).
Pathologically increased activity of matrix metalloproteinases (MMP-2; MMP-8;
MMP-9; MMP-13) in inflamed periodontal structures leads to periodontal destruction due
to collagen degradation (Biyiko lu et al., 2009; Gu et al., 2009; Marcaccini et al., 2009;
Yamazaki-Kubota et al., 2009). Furthermore, some periodontal pathogens may indirectly
contribute to tissue damage by induction of host tissue proteinases such as elastase and
MMPs (Pattamapun et al., 2003; Tiranathanagul et al., 2004; Bodet et al., 2007; Guam et
al., 2008). A. actinomycetemcomitans and P.gingivalis can elevate MMP-2 secretion in
human periodontal ligament fibroblasts (PDLFs), indicating that periodontal pathogens
play an important role in tissue destruction and disintegration of extracellular matrix in
periodontal diseases (Chang et al., 2002).

2.2.2.2 Treatment and prevention


Traditionally periodontal disease treatment is a four-phase approach including nonsurgical periodontal therapy, surgical procedures, restorative treatment, and supportive
care or maintenance. The foremost goal in periodontal therapy is the elimination or
reduction of the pathogenic potential of dental plaque. However, even with appropriate
treatment and improved oral hygiene many patients fail to respond to therapy unless
certain factors (e.g. smoking, uncontrolled diabetes) are also eliminated.
One strategy to prevent periodontal disease may be the controlling of factors that
disrupt the microbial ecological balance from a symbiotic and healthy to a host-pathogen
relationship which then leads to disease (Kinane et al., 1999). Systemic and local
antibiotic applications have been used as adjunct to conventional periodontal therapy.
However, because of the chronic nature of periodontitis antibiotic medications are not
generally used except in patients who do not respond to conventional therapy.
Inappropriate use of antibiotic agents can lead to overgrowth of potentially pathogenic
organisms and development of bacterial drug resistance.
A novel prophylactic strategy in periodontal disease management that merits further
investigations is the replacement of common periodontal pathogens by commensal oral
microbes. Teughels and coworkers have tested the hypothesis that the subgingival
application of S. sanguinis KTH-4, S. salivarius TOVE and S. mitis BMS after mechanical
debridement would enhance the microbial shift away from periodontopathogens (Teughels
et al., 2007). A significant delay in recolonization of periodontal pockets by A.
actinomycetemcomitans, P. gingivalis, P. intermedia, and Tannerella forsythia after root
planing was observed when the above species were locally applied.
18

Scientific understanding of molecular mechanisms in the development and progression


of common oral diseases can foster the implementation of natural host defense
mechanisms to combat oral infections. The application of health-promoting bacteria for
therapeutic purposes is one interesting field in this regard.

2.3 Probiotics from the oral health perspective

2.3.1 Probiotics

2.3.1.1 Emergence and definition of the term


The word probiotic is derived from the Greek probiosis meaning for life and generally
applies to bacteria causing no harm to the host. The probiotic concept dates back over 100
years, and associates with the name of the Ukranian bacteriologist and Nobel Laureate Ilie
Metchnikoff, who proposed the scientific rationale for the beneficial effects of lactic acid
bacteria. In 1888 while working in the Pasteur Institute in Paris, Ilie Metchnikoff
emphasized a theory that putrefactive-type fermentation products by some gut pathogens
may be the cause for autointoxication of the macroorganism. Furthermore, the intake of
bacteria involved in yogurt fermentation, L. bulgaricus and Streptococcus thermophilus,
can effectively suppress metabolic activity of pathogenic intestinal species thus
maintaining health. He claimed that the longevity of some populations in Bulgaria, Turkey
and Armenia was due to regular consumption of fermented milk products rich in live lactic
acid bacteria (LAB). The scientist has promoted the idea that LAB in yogurt may
neutralize deleterious effects of gut pathogens, thus extending life span. He further
contributed to the adoption of the name of the species, L. bulgaricus, one of the essential
yogurt starter microorganisms. This also meant the birth of modern dairy industry
(Meurman, 2005).
Despite inconclusive evidence of health effect of yogurt bacteria research interest
intensified in the later years. Ferdinand Vergin was the first (1954) to introduce the term
probiotic mainly opposing it to antibiotics. Kollath (1954) used the term to designate
active substances that are essential for healthy development of life. Lilly and Stillwell
(1965) contributed to the adoption of probiotics as scientific term providing evidence that
bacteria secrete substances that stimulate the growth of another. The definition underwent
further modifications broadening its meaning. Parker (1974) defined them as: organisms
and substances which contribute to intestinal balance. The closest to contemporary
meaning of probiotics has been given by Roy Fuller (1989): a live microbial feed
supplement which beneficially affects the host animal by improving the intestinal
microbial balance. Yet probiotic activity was limited to live bacterial species. However,
accumulation of new research data contributed to the understanding of probiotic activities
beyond the scope of gastrointestinal tract and bacterial cell fractions were also claimed
19

effective. Although the concept of probiotics remains open to further modifications, in


2002 the Joint Food and Agriculture Organization/World Health Organization Working
Group (FAO/WHO) officially formulated the term probiotics: Live microorganisms
which when administered in adequate amounts confer a health benefit on the host. This
definition was adopted by the International Scientific Association for Probiotics and
Prebiotics (Reid et al., 2003). The definition retains the historical elements of the use of
living organisms for health purposes but does not restrict the application of the term only
to oral probiotics with intestinal outcomes.
Probiotics can also target the oral cavity, nasopharynx, stomach, vagina, bladder and
skin. Another implication of the FAO/WHO definition is that unless strains are shown to
confer clinically established physiological benefits, they should not be referred to as
probiotics (Reid et al., 2003). Under the formulation of the latter definition probiotics are
linked to food and to food only, thus excluding any reference to the term biotherapeutic
agents. However, emerging data suggest that while viable organisms may be most
effective for specific effects, non-viable probiotic organisms (abiotics) may be efficacious
in specific situations (Salminen et al., 1999; Shortt, 1999). It is likely that the abiotic idea,
if accepted, will further broaden the health potential of the probiotic concept in the future
(Shortt, 1999).
The principal microorganisms in use as probiotics belong to the genera Lactobacillus
and Bifidobacterium. However, other genera including Escherichia, Enterococcus, and
Saccharomyces are also used. Lactobacilli and bifidobacteria constitute the two most
important probiotic groups under consideration owing to their recognition as members of
the indigenous microbiota of humans, their history of safety and the general body of
evidence that supports their positive roles. At this stage, phylogenetics has recognized 97
species of lactobacilli (Dellaglio and Felis, 2005), 18 of which are considered to be of
some interest in probiotics; and 31 species of Bifidobacterium, 11 of which have been
detected in human feces (Sanders, 1999). Lactic acid bacteria are associated with habitats
that are rich in nutrients, such as various food products. They can be found in soil, water,
sewage, and they can ferment or spoil food. Certain LAB species are inhabitants of the
human oral cavity, the intestinal tract, and the vagina, and may have a beneficial influence
on these human ecosystems (Holzapfel et al., 2001).

2.3.1.2 Beneficial effects of probiotics


Numerous health benefits have been proposed to result from consumption of probiotic
bacteria. Although the specific mechanisms involved in the many suggested benefits have
not been completely established, evidence suggests that probiotics can influence various
disease conditions in a positive manner. Table 1 outlines the most common clinical
conditions with a positive outcome after probiotic administration.

20

Table 1. Clinical conditions improved by probiotic intake

Disorder

Probiotic

Patient Duration

Clinical effect

Reference

12

Induction of

Rembacken et

months

remission;

al., 1997

group
GI disorder
Ulcerative

E. coli Nissle 1917

116

colitis

prevention of
relapses
E. coli Nissle 1917

B. longum

120

120

12 weeks

4 weeks

Maintaining the

Kruis et al.,

remission

2004

Improved

Fujimori et al.,

systemic

2009

function
VSL#3

L. rhamnosus GG

29

187

12

Remission

Miele et al.,

months

maintenance

2009

12

Prolongation of

Zocco et al.,

months

relapse-free

2006

time
E. coli Nissle 1917

Saccharomyces

327

25

12

Induction of

Kruis et al.,

months

remission

2001

4 weeks

Induction of

Guslandi et al.,

remission

2003

Improved

Garcia Vilela et

intestinal

al., 2008

boulardii
Crohn`s

Saccharomyces

disease

boulardii

34

3 months

permeability
L. johnsonii

98

6 months

Postsurgical

Marteau et al.,

Crohn`s disease

2006

recurrence
E. coli Nissle 1917

Genetically

24

10

3 months

7 days
21

Relapse rate

Guslandi et al.,

decreased

2000

Decrease in

Braat et al.,

disease activity

2006

12

Maintaining the

Mimura et al.,

months

remission

2004

4 weeks

Prolongation of

Gionchetti et

remission

al., 2007

On

Decreased

Montes et al.,

intake

symptoms of

1995

modified L. lactis
(LL Thy12)
delivering IL-10
Pouchitis

VSL#3

VSL#3

Lactose

L. acidophilus

36

23

20

maldigestion

lactosemaldigestion
Diarrhea

L. rhamnsosus GG

204

episodes

15

Reduction of

Oberhelman et

months

diarrhea

al., 1999

episodes in
children
L. rhamnosus

69

5 days

19070-2; L.

Reduction of

Rosenfeldt et

diarrhea phase

al., 2002

Improved

Sarker et al.,

management of

2005

reuteri DSM
12246
L. paracasei ST 11

230

5 days

non-rotavirus
diarrhea
L.rhamnosus GG

140

5 days

Shorten

Guandalini et

diarrhea

al., 2000

duration
Probiotic

75

5 days

combination
Allergy states

L. acidophilus

47

4 months

NCFM; B. lactis

Shorten

Teran et al.,

diarrhea periods

2009

Prevention of

Ouwehand et

pollen-induced

al., 2009

infiltration of
eosinophils
22

Lactobacillus F19

89

7 months

Prevents early

West et al.,

manifestation of 2009
allergy
L.GG; L.gasseri

40

10 weeks

TMC0365

Decreased

Kawase et al.,

allergic rhinitis

2009

symptoms
Mechanisms of action explaining the beneficial probiotic effects, though still unclear, may
include the modulation of host immune response leading to strengthening of the resistance
to pathogenic challenge; alteration of the composition and metabolic activity of host
microbiota at the specific location; interference with pathogen adhesion and growth
inhibition (Hatakka and Saxelin, 2008).

2.3.1.3 Selection criteria for probiotic candidates


A wide range of requirements have been discussed as related to various applications of
probiotics (Lee, 2009), but among key selection criteria with emphasis on human health
are:
Adhesion and colonization (at least transitory) of human body. Adhesion may
increase the retention time of a probiotic and place bacteria and host surfaces
(body fluids and epithelial cells) in close contact thus facilitating further
probiotic activity;
Enhancement of the non-specific and specific immune response of the host;
Production of antimicrobial substances and competition with pathogens for
binding sites;
Survival and resistance to human defense mechanisms during the oro-gastrointestinal transit;
Human safety.
Additionally, the probiotic candidate should (1) be of human origin; (2) be non
pathogenic; (3) confer clinically established physiological benefits; and (4) maintain
viability and activity throughout product manufacture and processing (Dunne et al., 1999;
Reid et al., 2003). Generally the list of criteria for probiotic selection is application-based
and depends on the specific probiotic effects desired and the target site of action.
Oral cavity with its complex anatomy with both soft and hard tissues and functional
integrity is a new area for studies of probiotic therapy in the treatment and prevention of
most common disorders in the mouth. Species investigated from an oral health perspective
are given in Table 2.

23

Table 2. Probiotic candidates for the oral cavity

Lactobacillus

Bifidobacterium Streptococcus

L. reuteri

B. lactis

S.

Propionibacterium Weissella

salivarius P. freudenreichii

W. cibaria

K12
L. plantarum

B. longum

L. rhamnosus

B. infantis

S. thermophilus

L. salivarius
L. acidophilus
L. casei
L. johnsonii
Among the selection criteria with relevance of probiotics to the mouth are:
Attachment, adhesion, and oral colonization;
Resistance to oral defence mechanisms;
Production of antimicrobial substances and competition with pathogens for
binding sites;
Carbohydrate and protein utilization patterns;
Enhancement of the non-specific and specific immune response of the host;
Safety to oral ecology and oral structures.

2.3.1.3.1 Attachment, adhesion, and oral colonization


The evidence is scarce regarding the question whether probiotics permanently reside in the
human body and in the mouth, in particular (Petti et al., 2001; Yli-Knuuttila et al., 2006).
However, it can be anticipated that among the 103 104 CFU/g lactobacilli found in the
oral cavity (Bernardeau et al., 2008) there are species/strains capable of exerting probiotic
properties. Bacteria reside in the mouth either in planktonic state or are finely integrated in
biofilm on various oral surfaces. Oral biofilms are dynamically changing and develop
increasingly complex structures as they mature. Interaction between species is
characteristic in biofilms. Some species may depend on others to provide favorite
environment for colonization. Furthermore, bacteria in biofilms differ physiologically
from their planktonic counterparts and tend to be much more resistant to environmental
factors and antimicrobial agents. It has been established that distinct genes become active
when planktonic bacteria bind to surfaces and grow in biofilms (Burne et al., 1999;
Rudney, 2000). On the other hand, saliva is the essential medium in the mouth
contributing to the microbial diversity. It plays an integral role in propagating oral
biofilms. Salivary flow can easily lead to detachment of some microbes from biofilm
24

surfaces and thus modulate microbial colonization. Furthermore, as complex medium


saliva contains different proteins with bactericidal, bacteriostatic, or inhibitory activity that
collectively may affect a variety of species in planktonic state (Germaine and Tellefson,
1986; Rudney et al., 1991; Hahnel et al., 2008; Grlsch et al., 2009). Biofilm species
composition can also depend on phenomena like auto- or co-aggregation that may prevent
microorganisms from establishing themselves in the biofilms. Hence by taking into
consideration the multifaceted nature of biofilm development and multivariate species
interactions we can acquire better understanding and interpretation of studies with
probiotics in the oral cavity.
There are very few studies of the colonization of probiotic bacteria in the oral cavity,
and the results are contradictory. The pattern of oral colonization by probiotic species has
been found to be transient and gradually diminished soon after probiotic administration
period ended (Bussscher et al., 1999; Petti et al., 2001; Yli-Knuuttila et al., 2006).
Therefore, it is necessary to consider that the associations and mechanisms less intricate
and more transient than those of native microflora may mediate probiotic effects. On the
other hand probiotic administration early in life may provide those species the opportunity
to interact with host receptors early and subsequently integrate in microbial communities
resulting in permanent condition. In a study comparing species variability in the mouth
and feces Ahrne et al. (1998) have discovered that species most frequently recovered from
the rectal as well as from the oral mucosa were L. plantarum and L. rhamnosus, which
were present in 52% and 26% of the individuals, respectively. However, this study did not
define those strains as permanent colonizers of the two sites tested or whether the mouth is
their natural habitat. The most common species of lactobacilli recovered from saliva of a
Thai population were L. fermentum and L. rhamnsous (Teanpaisan et al., 2006). A
promising finding was that lactobacilli population differed between healthy individuals
and those with periodontal disease. Koll-Klais et al. (2005) have observed that healthy
persons are populated by L. gasseri and L. fermentum, whereas the predominant species in
periodontitis patients was L. plantarum while the first two were undetectable.
Observations by this study group showed that microorganisms with probiotic properties
may indeed exist and reside in the oral cavity. However, the complexity of biofilm
development and interspecies interactions require more thorough investigations in order to
assert true probiotic candidates with activity in the oral cavity.
The mechanism of adhesion to oral surfaces is an issue of importance for the long term
probiotic effect. The capacity of probiotics to adhere to surfaces of the oral cavity can
avoid or at least reduce rapid clearance from the environment. Among the different assays
available to study the adhesion phenomenon, two model systems predominate: systems
using saliva-coated hydroxylapatite (HA) and hydroxylapatite coated with buffers,
proteins, and other substances (Ostengo and Nader-Macias, 2004). Probiotics and putative
probiotic strains have been shown to vary extensively in their adhesiveness to salivacoated surfaces. Lactobacilli have shown better adherence than bifidobacteria to salivacoated hydroxyapatite beads and polystyrene plates (Haukioja et al., 2006). Furthermore,
interplay between saliva and probiotics may additionally modify composition of salivary
pellicle thus altering the attachment pattern. In vitro removal of a heavy molecular weight
protein band that contained salivary agglutinin gp340 has been observed after incubation
25

of saliva with four commercially available probiotic strains (Haukioja et al., 2008). The
mechanisms of adhesion of lactobacilli involve hydrophobicity and surface charge, as well
as specific carbohydrate and/or proteinaceous components (Lorca et al., 2002). The
interaction between bacterial and HA surfaces have been shown to depend not only on the
nature and number of available anchoring groups, but also on the calcium ions in the
medium that bind the functional groups of the bacteria to the biomaterial (Venegas et al.,
2006).
The adhesion of probiotic bacteria to oral soft tissues is another aspect that promotes
their health effect to the host. Cell adhesion is a complex process involving contact
between the bacterial cell and interacting surfaces. Secretome studies can provide valuable
information about bacterial structures responsible for binding to host surfaces. The domain
composition of the L. plantarum proteins predicted appeared to be involved in the
adherence to extracellular macromolecules (Boekhorst et al., 2006).

2.3.1.3.2 Resistance to oral defence mechanisms


It is generally considered that to be able to exert its beneficial effect the probiotic
candidate should survive the oro-gastrointestinal passage. Ingested probiotics are exposed
first to saliva which mediates the contact with hard and soft oral tissues. During this first
step of contact with tissues resistance to environmental factors in the mouth are of
paramount importance for bacteria to survive. Salivary proteins such as lysozyme,
lactoferrin, histatin, salivary peroxidase, cystatins, and secretory IgA can collectively
affect viability or cell surface morphology of probiotic species and further affect their
adhesion and metabolic activity. Saliva can kill or damage species in planktonic state as
well as mediate intra- and interspecies aggregation, thus additionally affecting adhesion.
The role of saliva on microbial establishment can be contradictory, however, inhibiting
colonization on one hand (by growth inhibition, killing, or prevention of adherence to host
tissues), and promoting microbial colonization, on the other hand (Bosch et al., 2003). In
vitro studies testing probiotic survival in saliva have shown that Lactobacillus and
Bifidobacterium strains cannot grow in saliva but remain viable after 24 hours of
incubation (Haukioja et al., 2006). Lysozyme pretreatment has been observed to
significantly reduce the adhesion of L. rhamnosus GG, L. rhamnosus Lc705 and L. casei
Shirota. However, the adhesive properties of L. johnsonii La1 and B. lactis Bb12 remained
unaffected. These results emphasize the strain-specific response to proteolytic enzymes
and this feature needs to be considered when selecting probiotics for the oral cavity.

2.3.2 Clinical relevance of probiotics in the oral cavity


Probiotic relevance in the management of common oral diseases has been advocated in a
number of clinical studies. Table 3 lists the species/strains that have been observed to
positively affect infectious oral diseases.
26

Table 3. Clincal trials with positive effect after probiotic administration

Oral disease

Probiotic

Vehicle of

Duration

administration

of the

Result

Reference

study
Dental

L. rhamnosus

caries

GG
L. rhamnosus

Cheese

3 weeks

Milk

7 months

GG

Reduction of

Ahola et

S. mutans

al., 2002

Lower S.

Nse et

mutans

al., 2001

counts
Bifidobacterium

Yogurt

4 weeks

DN-173010
B. animalis

Fruit yogurt

4 weeks

subsp. lactis

Reduction of

aglar et

S. mutans

al., 2005

Reduction of

Cildir et

S. mutans

al., 2009

Improved

Krasse et

gingival

al., 2006

DN-173010
Gingivitis

L. reuteri

Chewing

2 weeks

tablet

and

health and

periodontitis

reduced
plaque
accumulation
L. reuteri

Chewing gum

2 weeks

Improved

Twetman

bleeding on

et al.,

probing, and

2009

decrease of
GCF volume
L. casei 37

Periodontal

Several

Reduction of

Volozhin

dressing

days in

periodontal

et al.,

periodontal pathogens

2004

dressing
C. albicans L. rhamnosus
infections

Cheese

16 weeks

GG; P.
27

Decreased

Hatakka

prevalence

et al.,

freudenreichii

of

ssp.shermanii

C.albicans

2006

JS

2.3.2.1 Probiotics and dental caries


The first randomized, double-blind, placebo-controlled intervention study of L. rhamnosus
GG effect on dental caries was completed in 2001; the study included 594 children, 1-6
years old, who consumed milk for 7 months (Nse et al., 2001). Probiotic milk was able to
reduce S. mutans counts at the end of the trial and a significant reduction of caries risk was
also observed. S. mutans reduction was also achieved after consumption of L. rhamnosus
LC 705, Bifidobacterium DN-173 010, and B. lactis Bb-12 in cheese, yogurt, or ice-cream
as vehicles (Ahola et al., 2002; aglar et al., 2005; aglar et al., 2008). Fermented dairy
products being a favorable habitat for lactobacilli are generally used as vehicles for
probiotic administration. However, for the scope of the oral cavity several other means of
administration have been assessed. A tablet, a telescopic straw, a lozenge, and a chewing
gum containing probiotics have shown reduction of common caries pathogen after 3-week
regular intake (aglar et al., 2006; aglar et al., 2007; aglar et al., 2008). The observed
positive correlation between probiotic intake and reduction in caries pathogen counts
might be a useful strategy in caries prophylaxis for some special risk groups. For example,
orthodontic patients wearing fixed appliances can experience higher caries risk during
treatment. Cildir et al. (2009) have shown that a probiotic intake of B. animalis subsp.
lactis DN-173010 can positively reduce salivary mutans streptococci in orthodontic
patients.
Possible explanation for the clinical results of probiotic intake may be the competition
for binding sites in oral biofilms as shown in some in vitro studies (Haukioja et al., 2008).
However, this area also calls for more in-depth studies.

2.3.2.2 Probiotics and periodontal disease


Only few clinical studies outlining probiotic effectiveness in periodontal disease have
been published to date. From the periodontal health perspective it should be noted that the
composition of lactobacilli species differs in healthy and periodontitis patients and that
obligately homofermentatives are less prevalent in chronic periodontitis (Koll-Klais et al.,
2005). A fourteen-day intake of L. reuteri led to the establishment of the strain in the oral
cavity and significant reduction of gingivitis and plaque in patients with moderate to
severe gingivitis (Krasse et al., 2006). Salivary inflammatory markers of periodontal
disease can be positively affected in smokers after L. salivarius WB21 tablet form
administration for eight weeks (Shimauchi et al., 2008). Periodontal inflammation has
been reduced after the intake of probiotic tablets (Bifidumbacterin and Acilact) available
28

on the Russian market (Grudianov et al., 2002). Studies from Russia have also shown that
a periodontal dressing containing L. casei 37 can reduce the number of most common
periodontal pathogens and extend remission up to 10 12 months (Volozhin et al., 2004).
Possible explanation to the results might be the inhibitory effect of probiotics on pathogen
growth thus altering the composition of oral biofilm. Due to its ability to inhibit P.
gingivalis, L. salivarius TI 2711 was given for 4 or 8 weeks in a tablet to healthy
volunteers at a concentration of 2x107 CFU/ml. A significant reduction of blackpigmented
rods in saliva was observed (Ishikawa et al., 2003). Additional finding in this study was
the increase of pH to neutral after treatment, thus highlighting both caries and periodontoprophylactic properties. The effectiveness of the latter Lactobacillus strain has been
confirmed by Matsuoka et al., (2006).
A proposed mechanism of action of probiotics is strengthening the mucosal barrier via
tropic effects on the epithelium and stimulating both the innate and adaptive immune
response. A double-blind, placebo-controlled clinical trial with L. reuteri ATCC 55730
and ATCC 5289 taken in a chewing gum for 10 min twice daily has shown reduction of
pro-inflammatory cytokines TNF- and IL-8 in gingival crevicular fluid (Twetman et al.,
2009).
Because of the broad diversity of species residing in the mouth new probiotic
candidates may be anticipated to emerge adding to the array of already known strains. A
novel concept favoring periodontal health has been introduced by Teughels and coworkers (Teughels et al., 2007; Nackaerts et al., 2008) suggesting re-colonization of the
gingival pocket after scaling and root planning by species like S. sanguinis KTH-4, S.
salivarius TOVE and S. mitis BMS these strains then thought to be able to inhibit
adhesion of common periodontal pathogens. The foundation of the re-colonization concept
stands on the principle that subgingival application of oral streptococci would enhance the
microbial shift away from periodontopathogens.

2.3.2.3 Probiotics and other oral disorders


Among other oral conditions that may be favorably affected by probiotic administration
are Candida infections and halitosis.
Halitosis, foetor ex ore, has mainly been ascribed to the production of volatile sulfur
compounds (VSC) by Gram negative anaerobes residing in periodontal pockets and on the
tongue dorsum. Halitosis has been significantly improved in subjects after probiotic
intake. S. salivarius K12 taken in a lozenge after a mouth wash led to reduction of VSC
levels in 85% of the subjects (Burton et al., 2006). Furthermore, L. salivarius has been the
most prominent species detected in healthy subjects, whereas in individuals with halitosis
it was almost undetectable or only at very low levels (Kazor et al., 2003). W. cibaria is
another species with probiotic properties which has been shown to reduce VSC production
both in vitro and in vivo (Kang et al., 2006). A contributing factor to the malodor
reduction can be the ability of W. cibaria to co-aggregate with species known for their
VSC production (F. nucleatum, for example). The aggregation thus affects the source for
malodorous compounds in the oral cavity (Kang et al., 2005).
29

Candida albicans is the commonest pathogen of oral fungal infections. Probiotic


applications may alleviate symptoms and reduce pathogenic potential of Candida species.
A 16-week probiotic intervention study demonstrated a significant reduction by 75% of
high yeast counts in the elderly (Hatakka et al., 2007). The intake of L. rhamnosus GG
containing cheese associated with control of oral Candida also led to reduction of the risk
of hyposalivation as reported by the same authors. Although this is the only study
published on the role of probiotics on yeast infection in humans two other in vivo studies
on mice have shown that lactobacilli might indeed be effective in controlling oral
candidiasis. Elahi et al., (2005) have demonstrated a higher clearance of C. albicans in
mice fed with L. acidophilus compared to the control group. However, in another study no
noticeable delay in colonization of the oral cavity by C. albicans of immunocompromized
mice was achieved when heat killed L. casei and L. acidophilus cells were given (Wagner
et al., 2000).

2.4 L. delbrueckii subsp. bulgaricus as a probiotic


The discovery of Lactobacillus bulgaricus relates to Stamen Grigorov, a Bulgarian
microbiologist who in 1905, in the laboratory of Professor Masole in Geneva, isolated the
species from yogurt and thereafter the microorganism was named after the country.
Lactobacillus bulgaricus was formally described by Orla-Jensen in 1919 and validated
in 1971 with the study of Rogosa and Hansen (1971). After a number of different studies,
Weiss et al. (1984) proposed the union of Lactobacillus delbrueckii, Lactobacillus
leichmannii, Lactobacillus lactis and Lactobacillus bulgaricus under the name of L.
delbrueckii, and thereafter the name of the former Lactobacillus bulgaricus was
changed in Lactobacillus delbrueckii subsp. bulgaricus. Within the species, three
subspecies were recognized to exhibit DNA-DNA homologies of 90-100% among each
other (Howey et al., 1990; Torriani et al., 1997; Germond et al., 2003). Consequently, they
cannot be easily identified, not even by molecular methods, and can be mistakenly
confused if only the phenotypic characteristics are known (Milliere et al., 1996;
Vandamme et al., 1996; Giraffa et al., 2003).
L. delbrueckii subsp. bulgaricus is a Gram-positive, non-motile, obligatory
homofermentative, catalase-negative rod (Figure 1). Its DNA has 49-51 % GC ratio
(Hammes and Vogel, 1995), which is significantly higher compared to the GC content of
other lactobacilli in the genus (Nicolas et al., 2007). Carbohydrate fermentation results in
99.5 % D- and 0.5 % L-lactic acid. L. bulgaricus encodes many partial carbohydrate
metabolic pathways and shows a distinct preference for growth in lactose rich media. It
maintains extensive proteolytic and amino acid transport systems which are useful in the
protein-rich milk environment (Klaenhammer et al., 2008). L. delbrueckii subsp.
bulgaricus belongs to thermophylic lactic acid bacteria and temperatures between 43-46C
are optimal for its growth. Lactic acid bacteria can survive in anaerobic conditions because
oxygen is not needed for energy metabolism. They can tolerate aerobic environments as
well. A pH modified MRS (pH 4.58) agar and anaerobic incubation at 43C can be used to
30

selectively enumerate L. delbrueckii subsp. bulgaricus from a product (Tharmaraj and


Shah, 2003).

Figure 1. Scanning electron microscopy image of rod-shaped L. delbrueckii subsp. bulgaricus


(courtesy of Kari Lounatmaa).

Lactobacillus delbrueckii subsp. bulgaricus is one of the two bacteria required for the
production of yoghurt. It plays an essential role in the development of the organoleptic
(Ott et al., 1997; Petry et al., 2000), hygienic and perhaps probiotic properties of this food
(Hassan and Frank, 2001). Table 4 gives some of fermented milk products where L.
bulgaricus is used for production.
Table 4. Dairy products containing L. delbrueckii subsp. bulgaricus (source Lee and Wong, 1993).

Product

Starter microorganism

Yogurt

L. delbrueckii ssp. bulgaricus,


thermophilus
L. delbrueckii ssp. bulgaricus

Bulgarian butter milk


Dahi

Kefir

Kumys

Str.

L. delbrueckii ssp. bulgaricus, Str.


thermophilus, Leu. mesenteroides ssp.
cremoris
L. lactis ssp. lactis, L. lactis ssp. cremoris,
L. lactis diacetilactis, L. delbrueckii ssp.
bulgaricus,
Str.
thermophilus,
L.
helveticus, L. kefir, Saccharomyces ssp.
L. acidophilus, L. delbrueckii ssp.
bulgaricus, Saccharomyces lactis, Torula
koumiss

31

Yogurt has been considered the primary habitat of the species (Davis, 1975) because the
bacterium is highly adapted to milk environment (Norbert et al., 1983) and is also able to
resist low pH values (Delley and Germont, 2002). However, the millennium long tradition
of fermented milk production has propelled the search for plants serving as sources for L.
bulgaricus isolation. In a historical perspective plant extracts have been added to sheep
milk and then heated until a dense milk coagulum is obtained (Markoff, 1925). Several
plants have been reported as habitats for L. bulgaricus: Cornus mas, Ononis spinosa,
Berberis vulgaris, Paliurus aculeatus, Matricaria chamomilla, Prunus spinosa (Girginoff,
1959; Kantardjiev, 1962; Stefanova, 1985; Mychailova et al., 2007). Glucose, fructose,
mannose, and sucrose availability on leaf and stem surfaces of these plans are recognized
as nutritients that provide optimal growth conditions for the microbial species (Tukey,
1970; Schaffner and Beuchat, 1986; Andrews and Harris, 2000; Mercier and Lindow,
2000; Lee, 2001; Michaylova et al., 2005).
Relative debate exists about whether or not yogurt starter bacteria such as L.
bulgaricus should be considered probiotics. In vitro models and few clinical trials have
shown that yogurt bacteria cannot survive in the gastrointestinal tract thus being unable to
permanently colonize the gut (Shah and Jelen, 1990; Marteau et al., 1997; del Campo et
al., 2005; Garcia-Albiach et al., 2008). In contrast to the intestinal lactobacilli, L.
bulgaricus does not encode mucin-binding proteins and it is deficient of bile salt hydrolase
genes, properties important for survival and activity in the gastrointestinal tract
(Klaenhammer et al., 2008). The bacterium has shown no adhesion to human intestinal
cells in an in vitro system (Elo et al., 1991; Kleeman et al., 1998). However, regular
yogurt consumption can be a contributing factor to the establishment and survival of L.
bulgaricus in upper and lower gastrointestinal tract (Lick et al., 2001; Mater et al., 2005;
Elli et al., 2006; Vieira et al., 2008). Additionally, a careful setup of the analytic
procedures can improve the reliability of studies regarding the survival of yogurt starters
as has been shown by Elli et al. (2006). The adhesion of some strains with known
probiotic activity like Bifidobacterium lactis Bb12 can be significantly increased in the
presence of L. delbrueckii subsp. bulgaricus when tested in vitro (Ouwehand et al., 2000)
which, in the context of human microbiota, may highlight synergism among healthy
bacteria.
Evidence of plausible probiotic activity of yogurt starter bacteria has been accumulated
predominantly from in vitro studies. The proposed mechanisms of probiotic activity of L.
bulgaricus include: 1) antagonism with pathogens by competition for binding sites and/or
inhibition of intracellular signaling pathways; 2) stimulation of the mucosal immune
system and augmentation of the host defense against pathogenic bacteria and foreign
antigens (Nagafuchi et al., 1999).
L. bulgaricus probiotic activity can be ascribed to its ability to produce substances with
antimicrobial properties. Lactobacilli are known to inhibit the growth of pathogenic
bacteria, possibly by producing inhibitory compounds such as organic acids, hydrogen
peroxide and bacteriocins (Jacobsen et al., 1999; Loessner et al., 2003). Bulgarican,
lactobulgarican, lactobacillin EG4, lactacin A and B are bacteriocins defined in this
species (Reddy et al., 1984; Abdel-Bar et al., 1987; Giraffa et al., 1989; Toba et al., 1991;
Nettles and Barefoot, 1993). Evaluating the cultural conditions with respect to bacteriocin
32

production Balasubramanyam and Varadaraj (1998) have shown that bacteriocin


production is strain dependent and can occur from the logarithmic phase through the early
stationary phase at the optimal growth temperature, 37 - 45C and an acidic pH range
between 4.0 -5.0 (Reinheimer et al., 1990). Bacteriocins are proteinaceous in nature and
stable at 75 C for 30 min. Their inhibition spectrum is narrower than that of antibiotics
(McAuliffe et al., 2001; Morency et al., 2001) and their activity is mainly targeted against
closely related species. A small (3.6-6 kDa) heat stable bacteriocin containing 29 amino
acids from L. bulgaricus has shown inhibitory activity against Listeria monocytogenes,
Staphylococcus aureus, Enterococcus faecalis, Escherichia coli, Yersinia enterocolitica
and Y. pseudotuberculosis (Miteva et al., 1998). In light of fermented food industry
bacteriocin producing strains can be effectively used as food biopreservatives. On the
other hand, the deleterious effect of pathogen byproducts on host cells may be diminished
in the presence of L. bulgaricus. A bioactive component released by a L. bulgaricus LDB
B-30892 was capable of inhibiting or deactivating the exotoxins released by C. difficile
thus protecting Caco-2 cells from C. difficile-mediated cytotoxicity (Banerjee et al., 2009).
Pretreatment with L. bulgaricus prior to infection with E. sakazaki, known for its ability to
stimulate the production of NO leading to apoptosis of IEC-6 cells, was effective in
preserving enterocyte integrity both in vitro and in vivo (Hunter et al., 2009). Furthermore,
viable L. bulgaricus cells can prevent TLR4 signaling activation and IL-8 production
mediated by H. pylori in vitro, thus attenuating pathogenic potential of the latter species
(Zhou et al., 2008).
However, so far L. bulgaricus has not been studied with respect to the inhibition of
common oral pathogens.
Immunomodulatory activity has been assessed both in in vitro and in vivo experiments.
The mucosal immune activation is an extremely important characteristic for the selection
of probiotic bacteria (Dogi et al., 2008). Yogurt bacteria may potentiate the production and
the release of IFN- by immunocompetent cells and thereby modulate the host immune
response (DeSimone et al., 1986; Makino et al., 2006). L. bulgaricus strains can induce
cytokine (TNF-a, IL-6, IL-2, and IL-5) secretion in cultured macrophages and T-cells
which play a central role in cell-mediated and humoral immunity (Marin et al., 1998). An
immunostimulatory oligonucleotide sOL-LB17 found in L. delbrueckii supsp. bulgaricus
strain NIAI B6 could substantially bind to B-cells increasing the number of CD69 positive
cells in the Peyer`s patches (Kitazawa et al., 2003).
Consumption of yogurt has been shown to induce measurable health benefits like
strengthening of gut barrier function and prevention of intestinal infections; prevention of
antibiotic-associated diarrhea and immunomodulation (Pereyra and Lemannier, 1993;
Trapp et al., 1993; Meydani and Ha, 2000; Hickson et al., 2007; Zeng et al., 2008).
Positive correlation has been observed in the presence of live bacteria when compared
with products with heat-killed bacteria (Gilliland and Kim, 1984; Savaiano et al., 1984;
Dewit et al., 1988; Lerebours et al., 1989; Van de Water et al., 1999; Rizkalla et al., 2000).
Binding of free bile acids by cells of yogurt starter culture bacteria can even be considered
as a favorable anti-hypocholesterolemic effect of these species (Pigeon et al., 2002).
Moreover, radical scavengers produced in the culture of L. delbrueckii subsp. bulgaricus
2038 may have a preventive effect on the oxidation of LDL (Terahara et al., 2000).
33

According to current scientific concepts, Guarner et al. (2005) have proposed yogurt
starter cultures to be regarded probiotics if a beneficial physiological effect can be
obtained by consumption of the live cultures and the benefit is substantiated appropriately
in human studies.

2.5 Issues of safety in the oral health perspective


The growing market of functional foods and widespread use of probiotics has raised the
question of their possible health risks. Although lactobacilli and bifidobacteria are
ubiquitous in fermented dairy products and possess a GRAS status, there is always the
danger that prolonged probiotic intake may cause bacteraemia or endocarditis, transfer
antibiotic resistance, and to have detrimental metabolic effects in general (Marteau, 2002;
Land et al., 2005; Snydman, 2008, Liong, 2008; Agostoni et al., 2008). However, results
from clinical studies have demonstrated that probiotics are well tolerated by various
patient groups (Millar et al., 1993; Majamaa and Isolauri, 1997; Pedone et al., 1999;
Rosenfeldt et al., 2003; Viljanen et al., 2005) with only a few cases with clinically
manifested side effects (Kirjavainen et al., 2003). Hammerman et al. (2006) have
concluded that the benefits of probiotics outweigh their potential danger, but yet particular
concern must be given to immunocompromised patients and patients with severe
conditions (Salminen et al., 2004; Wada et al., 2009). In a randomized, placebo-controlled,
cross-over study with human immunodeficiency virus patients probiotic use of L.
rhamnosus GG was not found to alleviate gastrointestinal symproms or non-infections
diarrhea, but was not associated with any adverse effects or infections and therefore can be
regarded as safe (Saminen, 2006).
Although probiotics have proven effective against caries pathogens lactobacilli themselves
may associate with caries progression. Some strains of Lactobacillus spp., together with S.
mutans have been implicated in caries development (Montalto et al., 2004). The
production of organic acids from dietary sugars is a leading factor also in dentin caries
progression (Bradshaw and Marsh, 1998). Metabolism and acid production by probiotic
lactobacilli anticipated to exert their properties in the mouth should not favor caries
induction. Adhesion of two probiotics L. casei Shirota and L. acidophilus in an artificial
caries model have shown inconclusive results about the potential of those species in caries
progression; lactobacilli counts were higher in distilled water than in dentin samples under
the terms of the study (Lima et al., 2005). A probiotic L. salivarius LS 1952R
administered to rats in five consecutive days possessed an inherent cariogenic activity
after adherence to tooth surface and enhanced cariogenicity of S. mutans (Matsumoto et
al., 2005). Reproducing oral biofilm model Pham et al. (2009) have observed that L.
salivarius W24 could establish itself in the biofilm if added simultaneously with the
inoculum and it could lower the pH of sucrose-exposed microbiota. These findings
indicate that once established in oral microbiota in the presence of sucrose L. salivarius
W24 might increase the cariogenic potential of the oral microbial community.
Six commercially available lactobacilli, L. plantarum 299v, L. plantarum 931, L.
rhamnosus GG, L. rhamnosus LB12, L. paracasei F19, and L. reuteri were assessed for
34

acid production from various sugars and sugar alcohols (Hedberg et al., 2008). Among
them, L. plantarum strains had the highest activity fermenting glucose, fructose, lactose,
sucrose, maltose, trehalose, and arabinose. Fermentation of glucose, fructose, mannitol,
and trehalose by L. rhamnosus GG resulted in pH values between 5.2 and 6.8 following
24h incubation. L. paracasei and L. plantarum displayed very slow fermentation and pH
values reaching 5.2 6.8 after 72h incubation. The inability of L. rhamnosus strains, L.
paracasei F19 and L. reuteri to ferment sucrose adds valuable information about relative
safety of these probiotic strains in the caries-prophylactic perspective. Another study
addressing sugar fermentation has shown a strain-dependent pH drop and the decrease was
the fastest with glucose for all fourteen strains tested, thus highlighting the acidogenic
potential of probiotics (Haukioja et al., 2008). Bearing in mind the life long tradition of
fermented dairy food consumption without deleterious side effects it can be anticipated
that probiotic administration in a milk product is safer than if given in juice without added
calcium and phosphorus (Meurman, 2009).
Probiotics host tissues cross-talk is another aspect of concern. Epithelial cells play
essential role in providing innate defense against microbial challenge through the
production of antimicrobial molecules, as well as cytokines and chemokines necessary for
leukocyte recruitment (Kagnoff and Eckmann, 1997). Studies in gastrointestinal tract have
shown very low induction of pro-inflammatory cytokines after probiotic challenge (OrtizAndrellucchi et al., 2009; Selvam et al., 2009; Wang et al., 2009). The reaction was
markedly strain-dependent (Medina et al., 2007). A significant reduction of TNF- and IL8 levels in gingival crevicular fluid has been observed after two weeks intake of a chewing
gum with Lactobacillus reuteri ATCC 55730 and ATCC PTA 5289 (Twetman et al.,
2009). Nonetheless, more specific studies are called for the evaluation of safety with the
emergence of new probiotic candidates in the oral cavity.

35

3 Hypotheses and aims of the study


The main objective of this thesis was to assess in vitro the yogurt starter bacterium L.
delbrueckii subsp. bulgaricus for probiotic activity with relevance to the mouth. The final
goal would be to evaluate its suitability for oral cavity applications.
Our working hypothesis was that with the daily intake of yogurt starter L. delbrueckii
subsp. bulgaricus some mechanisms in the development of dental caries and periodontal
diseases are positively affected.
The specific aims of the studies were to assess:
1. the antimicrobial activity of L. delbrueckii subsp. bulgaricus strains against
various
oral
pathogens
(oral
streptococci,
Aggregatibacter
actinomycetemcomitans,
Porphyromonas
gingivalis,
Fusobacterium
nucleatum);
2. the ability of dairy L. delbrueckii subsp. bulgaricus strains to adhere to salivacoated surfaces and to evaluate whether this species might affect the adhesion
of oral streptococci in vitro;
3. the proteolytic activity on human gelatinases of L. delbrueckii subsp.
bulgaricus strains isolated from yogurt, thus addressing the issue of safety
which is a prerequisite for further research on the role of this species on oral
health;
4. the epithelial cell response after stimulation with L. delbrueckii subsp.
bulgaricus and the interference of the species on cytokine response provoked
by P. gingivalis.

36

4 Materials and methods

4.1 Bacterial strains and culture conditions

4.1.1 Lactic acid bacteria


Strains of lactic acid bacteria used in the studies and their culture conditions are listed in
Table 5. L. delbrueckii subsp. bulgaricus strains were kindly provided by LB Lactis
(Scientific-Applied Laboratory for Starter Cultures and Probiotic Products, Plovdiv,
Bulgaria) culture collection in milk medium. They were subcultured in de Man, Rogosa
and Sharpe (MRS) broth at pH 6.4 at 37C in 5% CO2 atmosphere for 24 h. The
lactobacilli were verified by Gram staining and carbohydrate fermentation patterns (API
50 CHL, BioMerieux, Lyon, France). The strains were maintained as frozen stock in
10% skim milk at -70C between different studies.
Table 5. Lactic acid bacteria used in the studies and their culture conditions

Strain

Origin

Growth

Atmosphere

medium

L.

bulgaricus

LBL-12

Laboratory

Incubation

Article

time

MRS

5% CO2

O/N

I, II, III

MRS

5% CO2

O/N

I, II, III

MRS

5% CO2

O/N

I, II, III

MRS

5% CO2

O/N

I, II, III, IV

collection, LB
Lactis,
Bulgaria

L.

bulgaricus

LBL-22

Laboratory
collection, LB
Lactis,
Bulgaria

L.

bulgaricus

LBL-6

Laboratory
collection, LB
Lactis,
Bulgaria

L.

bulgaricus

LBL-83

Laboratory
collection, LB
Lactis,
Bulgaria

37

L.

bulgaricus

LBL-9

Laboratory

MRS

5% CO2

O/N

I, II, III

MRS

5% CO2

O/N

I, II, III, IV

MRS

5% CO2

O/N

I, II, III

MRS

5% CO2

O/N

I, II, IV

MRS

5% CO2

O/N

I, II

MRS

5% CO2

O/N

I, II, IV

MRS

5% CO2

O/N

II, IV

MRS

5% CO2

O/N

II, IV

MRS

5% CO2

O/N

II, IV

MRS

5% CO2

O/N

II

collection, LB
Lactis,
Bulgaria

L.

bulgaricus

LBL-11

Laboratory
collection, LB
Lactis,
Bulgaria

L.

bulgaricus

LBL-23

Laboratory
collection, LB
Lactis,
Bulgaria

L.

bulgaricus

LBL-10

Laboratory
collection, LB
Lactis,
Bulgaria

L.

bulgaricus

LBL-13

Laboratory
collection, LB
Lactis,
Bulgaria

L.

bulgaricus

LBL-42

Laboratory
collection, LB
Lactis,
Bulgaria

L.

bulgaricus

LBL-3

Laboratory
collection, LB
Lactis,
Bulgaria

L.

bulgaricus

LBL-20

Laboratory
collection, LB
Lactis,
Bulgaria

L.

bulgaricus

LBL-39

Laboratory
collection, LB
Lactis,
Bulgaria

L.

bulgaricus

LBL-43

Laboratory
collection, LB

38

Lactis,
Bulgaria
L.

bulgaricus

LBL-81

Laboratory

MRS

5% CO2

O/N

II, IV

MRS

5% CO2

O/N

IV

Ltd.,

MRS

5% CO2

O/N

I, III

Ltd.,

MRS

5% CO2

O/N

I, II, IV

Ltd.,

MRS

5% CO2

O/N

Ltd.,

MRS

5% CO2

O/N

Yakult, Tokyo,

MRS

5% CO2

O/N

collection, LB
Lactis,
Bulgaria

L.

bulgaricus

LBL-80

Laboratory
collection, LB
Lactis,
Bulgaria

L.

bulgaricus

ATCC 11842

Valio
Helsinki,
Finland

rhamnosus

GG

ATCC

Valio
Helsinki,

53103

Finland

L.

Valio

rhamnosus

Lc705

Helsinki,
Finland

L. casei 921

Valio

ATCC 344

Helsinki,
Finland

L. casei Shirota

Japan

Abbreviations: O/N: over-night (16-18h).

4.1.2 Oral bacteria


Oral bacteria used in studies I and II, their origin and growth media are listed in Table 6.
Table 6. Oral bacteria used in the studies.

Strain

Origin

Growth

Atmosphere

medium

S. constellatus ATCC

Incubation

Article

time

ATCC

BHI

5% CO2

24 h

ATCC

BHI

5% CO2

24 h

27823
S. intermedius ATCC

39

27335
S. mitis ATCC 33399

ATCC

BHI

5% CO2

24 h

S. mutans ATCC 25175

ATCC

BHI

5% CO2

24 h

S. oralis ATCC 35037

ATCC

BHI

5% CO2

24 h

S.

ATCC

ATCC

BHI

5% CO2

24 h

ATCC

ATCC

BHI

5% CO2

24 h

ATCC

ATCC

BHI

5% CO2

24 h

ATCC

TS

5% CO2

24 h

ATCC

TS

5% CO2

24 h

ATCC

TS

5% CO2

24 h

ATCC

TS

5% CO2

24 h

ATCC

TS

5% CO2

24 h

A.

Clinical

TS

5% CO2

24 h

actinomycetemcomitans

isolate

TS

5% CO2

24 h

TS

5% CO2

24 h

TS

5% CO2

24 h

Brucella agar

Anaerobic

72 h

sobrinus

33478
S.

salivarius

13419
S.

anginosus

33397
A.
actinomycetemcomitans
ATCC 29523
A.
actinomycetemcomitans
ATCC 43718
A.
actinomycetemcomitans
ATCC 33384
A.
actinomycetemcomitans
ATCC 37399
A.
actinomycetemcomitans
ATCC 381

F1000
A.

Clinical

actinomycetemcomitans

isolate

F 296
A.

Clinical

actinomycetemcomitans

isolate

F 731
A.

Clinical

actinomycetemcomitans

isolate

F 982
F. nucleatum ATCC

ATCC

40

25586
P. gingivalis Q 710

Clinical

Brucella agar

Anaerobic

72 h

Brucella agar

Anaerobic

72 h

Brucella agar

Anaerobic

72 h

Brucella agar

Anaerobic

72 h

isolate
P. gingivalis Q 282

Clinical
isolate

P. gingivalis Q 118

Clinical
isolate

P. gingivalis Q 677

Clinical
isolate

4.1.3 Cell cultures


Human mucosal keratinocyte cell line Tuija was used in study IV. This cell line has been
obtained from surgical gingival biopsies and cultured in serum-free low calcium
Keratinocyte Basal Medium (KBM) (Salo et al., 1991) and thereafter underwent
spontaneous immortalization due to transfection with human papilloma virus (Pirisi et al.,
1988). Tuija cells were grown in KGM 2 supplemented with 0.15mM CaCl2, 2 ml BPE15, 0.125 ng ml-1 epidermal growth factor, 5 g ml-1 insulin, 0.33g ml-1 hydrocortisone,
10 g ml-1 transferrin, and 0.39 g ml-1 epinephrine, at 37C and passages between 35-45
were used in the study. For separate experiments, cells were seeded at a concentration of 2
x 10 5 cells ml-1 in 24-well tissue culture plates (Nunc, Roskilde, Denmark), and grown at
37C in 5% CO2 until forming a monolayer with approximately 85% confluence.

4.2 Methods
Methods used in the separate studies are listed in Table 7 and described in detail in the
original articles.
Table 7. Methods used in studies I IV.

Method

Described and used in

Agar-overlay inhibitory assay

Streak-line inhibitory test

Quantitative assessment of adhesion of radiolabeled

II

bacteria to saliva-coated surfaces


41

Western blotting

III

SDS-PAGE

III

ELISA

IV

4.3 Study design

4.3.1 Antimicrobial activity against various oral pathogens (I)


To study the inhibitory activity of lactobacilli against renowned and putative oral
pathogens (strains listed in Table 6) the agar overlay and streak line inhibitory assays were
used dependent on the target bacteria.
Agar overlay method as described by Kakessy and Piguet (1970) was used to
determine the inhibitory activity of lactobacilli against oral streptococci and A.
actinomycetemcomitans. The inhibition zones were measured after incubation for 24 h at
37C in 5% CO2. To measure the inhibitory activity the following formula (Coeuret et al.,
2004) was used:

Where, ID is the diameter of the inhibition halo, CD is the diameter of the colony.
Scores below 0.5 are defined as slight inhibitory activity, between 0.5 and 1.5 as
intermediate, and scores above 1.5 represent strong inhibition.
Streak-line inhibitory activity test was performed according to Annuk et al. (2003) to
study the inhibitory activity of lactobacilli against P. gingivalis and F. nucleatum strains.
After 72 h incubation the width of the zone of inhibition (mm) extending from the target
bacteria to the lactobacilli streak line was measured (Mikelsaar et al., 1987).

4.3.2 Adhesion to saliva-coated surfaces in vitro (II)


For adhesion studies the bacteria (listed in Table 5) were radiolabeled by growing the cells
in appropriate broth supplemented with 10 l/ml of [methyl-1,2-3H]thymidine, 122
Ci/mmol (GE Healthcare, Chalfont St Giles, Buckinghamshire, UK) as previously
described (Fernandez et al., 2003).
Unstimulated whole saliva was collected from five healthy individuals who were
instructed not to eat, drink, smoke, or use chewing gum for an hour before the saliva
collection. Informed consent was obtained before the collection began. The saliva was
collected into chilled tubes on ice and clarified by centrifugation (14,000 g for 20 min at
4C). The pooled samples were divided into aliquots and frozen at -20C before the
adhesion assays.
42

4.3.2.1 Adhesion to sHA beads


Spheroid HA beads (Macro-Prep Ceramic Hydroxyapatite TYPE II 80 m, Bio-Rad
Laboratories, Hercules, CA) were equilibrated for 2 h in buffered KCl (0.05 m KCl
containing 1 mm KH2PO4, 1mm CaCl2 and 0.1 mm MgCl2 at pH 6.5). 100 l saliva was
added per well and the mixture was incubated for 1 h at 37C. After three washings with
buffered KCl (200 l/well) 100 l radioactive bacterial suspension was added to each well
and incubated with shaking (50 r.p.m.) for 1 h. The radioactivity was measured by liquid
scintillation counter (Winspectral 1414, Wallac, Turku, Finland). The adhesion ratio (%)
of bacteria was calculated by comparing the radioactivity of the adhered bacteria to the
radioactivity of the added bacteria.

4.3.2.2 Adhesion to saliva-coated microtiter plates


Adhesion to human saliva was assessed according to the method studying adhesion to
intestinal mucus as described earlier by Ouwehand et al., (2001). Saliva was immobilized
passively overnight at 4C in 96-well polystyrene microtiter plates (Maxisorp, Nunc,
Roskilde, Denmark; 100 l/well). Bacterial suspensions were added (100 l/well) and
bacteria were allowed to adhere at 37C for 1 h. Lactobacilli pretreated with lysozyme
(0.05 mg/ml in phosphate-buffered saline (PBS), pH 6.2) were assessed for their ability to
adhere to saliva.

4.3.2.3 Adhesion to solvents


Microbial adhesion to n-hexadecane was measured according to the method of Rosenberg
et al. (1980). A detailed description of the method is given in study III.

4.3.2.4 Effect of lactobacilli pretreatment on streptococcal adhesion in vitro


To study the effect on adhesion of S. sanguinis ATCC 10556 after Lactobacillus
pretreatment of saliva-coated MaxiSorp plates, non-radiolabeled L. delbrueckii subsp.
bulgaricus strains were allowed to adhere to immobilized saliva for 1 h at 37C. After two
washes with HEPESHanks buffer, 100 l streptococcal suspension was added per well
and incubated for 1 h at 37C and the adhesion experiment was performed as already
described.

43

4.3.3 Proteolytic activity on human gelatinases (III)


The proteolytic activity of different L. bulgaricus strains (listed in Table 5) on human
progelatinase B (pro-MMP-9) was evaluated based on a protocol used for assessing the
gelatinolytic activity of defined oral pathogens (Grayson et al., 2003).
Lactobacilli were grown in de Man, Rogosa and Sharpe broth at pH 6.4 (MRS broth,
LAB MTM, IDG Ltd., Lankashire, UK) at 37C in 5% CO2 atmosphere. Cells were
harvested by centrifugation at 5 000 g for 20 min, and the supernatants were dialyzed
against distilled water for 2 h at 4C. Harvested cells were washed twice with PBS, pH
7.4, suspended in 1 mL of PBS. Prior to use they were sonicated on ice to disrupt the cells.
Both cell fractions and the supernatant fractions were used in this study.
The presence of gelatinolytic proteases was assayed with the use of an enzymography
in 0.75-mm-thick 11% SDS-PAGE gels impregnated with 1 mg mL-1 gelatin, as described
in Study III. White zones of lysis indicating gelatine degradation were revealed by
staining with 1% Coomassie Brilliant Blue.
The molecular forms of MMP-9 were detected by a modified (Sorsa et al., 1997) ECL
Western blotting kit according to protocol recommended by the manufacturer (GE
Healthcare, Amersham, UK).
To determine the inhibitory effect of different synthetic MMP inhibitors on L.
bulgaricus proteases, Ilomastat (Chemicon International Inc., CA, USA), EDTA (Merck,
KGaA, Dramstadt, Germany), CMT3, CMT308 (Collagenex Inc., Newton, PA, USA),
CTT1 (Koivunen et al., 1997) and a serine protease inhibitor, Pefabloc (Boehringer
Mannheim GmbH, Manheim, Germany), were employed in this study. The MDPFzymography was assayed as previously to detect the residual gelatinolytic activity.

4.3.4 Epithelial cell response to L. delbrueckii subsp. bulgaricus

4.3.4.1 Induction of IL-8 and TNF- secretion


Lactobacilli in KGM 2 or culture supernatants (1 ml) were added to the epithelial cell
monolayers and incubated for 6h and 24h at 37C in 5% CO2. KGM 2 alone served as a
negative control. At each time point 500l of the cell culture medium was removed and
centrifuged to obtain debris-free supernatant. Collected supernatants were stored at -20C
until ELISA assessment.

4.3.4.2 Epithelial cell response to P. gingivalis after lactobacilli pretreatment


After 24h incubation with lactobacilli the epithelial cells were washed twice with PBS and
P. gingivalis in KGM 2 was added to a volume of 1 ml to each well. The epithelial cell
monolayers were then cultured at 37C in 5% CO 2. After 1, 2 and 24h 500l supernatants
were collected for ELISA analyses.
44

4.4 Statistical analyses


All experiments were run at least in duplicate and scores are presented as means SEM.
Differences were considered significant when P<0.05. Appropriate parametric and nonparametric tests employed are described in detail in studies I-IV.

45

5 Results and discussion


The present series of studies addressed several key aspects of probiotic activity to be
assessed with respect to possible oral cavity applications.

5.1 Inhibition of oral pathogens (Study I)


Thirty lactobacilli strains, 11 of which were L. bulgaricus, were assessed for their
inhibitory activity against 23 strains of oral pathogens.
A. actinomycetemcomitans strains were the most susceptible to the inhibitory activity
of the lactobacilli tested. The inhibition varied significantly from slight to strong (p<0.05).
Four L. bulgaricus strains, namely L. bulgaricus LBL-9, L. bulgaricus LBL-11, L.
bulgaricus LBL-23, and L. bulgaricus LBL-83, showed the most pronounced inhibitory
activity among all strains tested (EIR>2). No difference was observed in growth inhibition
between the clinical isolates of A. actinomycetemcomitans vs. commercial strains. Table 8
presents the inhibitory activity of L. bulgaricus strains against A. actinomycetemcomitans.
Our results are in agreement with the results by Koll-Klais et al., (2005) who reported that
homo-fermentative lactobacilli expressed significant antimicrobial activity against
periodontal pathogens. L. bulgaricus is an obligate homofermentative and most of the
strains strongly inhibited A. actinomycetemcomitans.
Table 8. Inhibition of clinical and commercial isolates of A. actinomycetemcomitans by L.
delbrueckii subsp. bulgaricus strains tested.

Strain

Aggregatibacter actinomycetemcomitans
ATTC

ATCC

ATCC

ATCC

ATCC

Mean

29523

43718

33384

37399

381

1000

296

731

982

SD

2.4

1.4

1.2

1.9

1.3

1.3

1.8

1.8

1.5

1.60.3

2.2

2.8

3.2

2.4

1.4

1.5

1.5

2.1

2.1 0.5

2.9

0.8

0.8

1.2

1.1

0.9

1.4

1.1

1.3

1.6 1.6

0.5

1.3

0.1

0.6

0.3 0.4

L.
bulgaricus
365
L.
bulgaricus
LBL-23
L.
bulgaricus
LBL-12
L.

46

bulgaricus
LBL-22
L.

3.2

0.3

0.6

1.1

bulgaricus

0.60.0
5

LBL-6
L.

2.2

2.3

2.8

2.5

0.9

2.5

1.1

1.9

2.9

2.10.7

0.5

2.3

1.7

1.3

1.2

0.7

1.30.9

4.5

3.8

2.1

1.3

1.1

1.1

2.5

2.2

2.51.3

1.6

4.2

2.2

2.1

1.7

1.6

2.1

1.2

2 0.8

2.2

3.8

3.5

3.3

1.3

2.4

1.3

2.2

2.40.9

3.5

2.8

3.7

4.4

1.5

1.6

1.8

1.8

1.6

2.51.1

bulgaricus
LBL-10
L.
bulgaricus
LBL-13
L.
bulgaricus
LBL-83
L.
bulgaricus
LBL-42
L.
bulgaricus
LBL-9
L.
bulgaricus
LBL-11

Oral streptococci showed various patterns of susceptibility to lactobacilli. In general the


average inhibitory activity of lactobacilli against streptococcal species was low (EIR =
0.5). Among the lactobacilli tested only strains of L. bulgaricus inhibited the growth of
oral streptococci. The pattern of inhibitory activity of L. bulgaricus strains against
streptococcal species is given in Figure 2. In the present study S. mutans was strongly
inhibited by single L. bulgaricus strains (L. bulgaricus LBL-23 being the strongest).
Strahinic et al. (2007) and Koll-Klais et al. (2005) have shown that S. mutans is
susceptible to growth inhibition by various oral lactobacilli. Considering the common use
of yogurt in the diet of many populations dairy strains may indeed affect the composition
of oral biofilm formation already in early childhood if the dairy starter bacteria interact
with commensal microflora, thus altering its cariogenic potential.

47

S. oralis
S.mutans
S. sobrinus
S. mitis
S. constellatus
S. intetrmedius
S. salivarius
S. anginos
1.8
1.6

Effective inhibitory ratio

1.4
1.2
1
0.8
0.6
0.4
0.2
0
LBL-23

LBL-22

LBL-6

LBL-10

LBL-13

LBL-83

LBL-42

LBL-9

LBL-11

L. bulgaricus strains

Figure 2. Effective inhibition ratio against oral streptococci by L. bulgaricus.

The mechanisms by which L. bulgaricus strains inhibited oral pathogen growth are not
fully understood. Lactobacilli may exert their antibacterial activity through the production
of organic acids (lactic and acetic acid) and other metabolites such as hydrogen peroxide
and diacetyl, or specific bactericidal or bacteriostatic peptides and proteins (De Vuyst et
al., 1994). We observed that when lactobacilli were grown on MRS agar with normal
glucose content, instead of 0.2% glucose agar, growth inhibition of both the streptococci
and A. actinomycetemcomitans was more pronounced. Koll-Klais et al. (2005) reported the
same which indicates that the availability of substrate for fermentation seems to be one of
the essential factors for the antimicrobial activity. We have found that culture supernatants
of lactobacilli possessed no antimicrobial activity against streptococci and A.
actinomycetemcomitans when using the well-diffusion or paper-disk assays according to
Drago et al., (1997). Hence, the inhibitory mechanisms may be cell bound functions.
Streak line inhibition test used to study the effect of lactobacilli against P. gingivalis
and F. nucleatum showed low susceptibility of these bacteria. There was no inhibitory
activity observed among L. bulgaricus strains against either P. gingivalis or F. nucleatum.
The inhibitory pattern varied distinctly between the lactobacilli tested. However, there
was no single Lactobacillus strain to demonstrate growth inhibition against all four oral
pathogen species used. Thus, no single Lactobacillus species can be used in combating
oral pathogens in broader sense and several species need to be considered when selecting
oral probiotics.

48

5.2 L. bulgaricus adhesion to saliva-coated surfaces (Study II)


Adhesion of bacteria to host surfaces is regarded of major importance in contributing to
permanent, or even transient, establishment of probiotic species in any environmental
niche. In the present study we focused on the bacterial adhesion to human saliva that is the
main fluid overlying oral surfaces. Presumably probiotic bacteria that express good
binding ability to salivary pellicle may also be able to colonize the oral cavity.
Saliva-coated HA beads have been commonly used as an in vitro model to
quantitatively study adhesion of radiolabeled bacteria because the surface properties are
similar to those of tooth enamel (Gibbons et al., 1982). Adhesion to sHA varied between 1
to 17%, and L. bulgaricus LBL-39 exhibiting values comparable to that of the reference
strains S. sangunis. S. sanguinis is the first colonizer on tooth surfaces in vivo and its
ability to adhere to sHA make it a suitable model for dental adhesion studies.
Generally, the adhesion of most L. delbrueckii subsp. bulgaricus strains to sHA was
low (<5%) under the present experimental conditions. The adhesion to saliva-coated
Maxisorp plates ranged between 3 and 22%, with LBL-39 exhibiting the strongest ability
to adhere.
A significant increase in the adhesive properties was observed when the strains were
pretreated with lysozyme (P < 0.05); results are shown in Figure 3.

Figure 3. Adhesion of L. bulgaricus to saliva-coated Maxisorp plates after lysozyme


pretreatment.

Tellefson and Germaine (1986) have found that lysozyme promoted the adherence of
some oral streptococci (S. sanguinis) to sHA. The role of lysozyme pretreatment on
probiotic properties has recently been also addressed as a factor improving the
immunostimulatory effect of probiotic species (Bu et al., 2006).
Cell surface hydrophobicity has been considered a valuable reference when evaluating
the adhesive properties of microorganisms. High hydrophobicity correlated with marked
adhesion (Wadstrm et al., 1987). The assessment of cell surface hydrophobicity might be
used as a test for studying adhesive properties of bacteria because this characteristic has
been reported to objectively reflect microbial adhesion (Ellepola et al., 2001; Wadstrm et
49

al., 1987). By measuring adhesion to n-hexadecane we observed that the strains


investigated showed various patterns of interaction with the organic solvent, as shown in
Figure 4. The Lactobacillus strain LBL-39 which had shown the most pronounced
adhesive properties to saliva-coated surfaces again displayed the strongest adhesive
potential.

Figure 4. Adhesion of L. bulgaricus to n-hexadecane.

As S. sanguinis and lactobacilli were able to adhere to saliva-coated surfaces we


hypothesized that these two species may compete when present together. However, the
adhesion of S. sanguinis ATCC 10556 was not significantly affected by the pretreatment
of the wells with any of the Lactobacillus strains, as shown in Figure 5.

Figure 5. Adhesion of S. sanguinis ATCC 10556 to saliva-coated microtiter plates


after pretreatment with the lactobacilli studied.

The competitive inhibition for bacterial adhesion sites has been considered as a favorable
mechanism for probiotic action (Fernandez et al., 2003). Despite the fact that lactobacilli
50

adhered to various extents to the immobilized saliva they were not able to affect the
adhesion of the target microorganism tested. It could therefore be concluded that the
salivary receptors are different for dairy strains and S. sanguinis and that pretreatment with
lactobacilli does not block streptococcal adhesion by steric hindrance. Similar results were
observed for other probiotic species that also lacked the capacity to change the adhesive
potential of several skin pathogens (Ouwehand et al., 2003).
Issues of safety demand substantial consideration and in vitro tests are critical when
assessing the mechanisms of probiotic effect with no hazards being imposed on the host
by the use of living microorganisms in therapy. Safety issues of lactobacilli have been
studied by evaluating adhesion to main constituents of extracellular matrix: collagen type
IV and fibrinogen; binding to intestinal mucus; induction of respiratory burst in peripheral
blood monocytes and resistance to serum-mediated killing (Vesterlund et al., 2007). There
were no studies addressing the issues of safety related to screening of putative probiotic
species with the scope of application in the oral cavity. A favorable metabolic activity and
harmless host-bacteria interactions that pose no risk to oral health of the individual must
be considered when putative probiotics are administered in the mouth. L. delbrueckii
subsp. bulgaricus that is essential in yogurt production exerts high hydrolysing activities
towards substrates containing proline, alanylprolylpnitroanilide and prolylp
nitroanilide (Sasaki et al., 1995). It is known that L. delbrueckii subsp. bulgaricus
possesses a complex proteolytic system essential for rapid growth in protein-rich media
(Atlan et al., 1994) and the hydrolysis of milk caseins by means of a cell-wall proteinases
has been extensively studied (Smid et al., 1991; Laloi et al., 1991). A cell-envelopeassociated aminopeptidase characterized as metallo-enzyme with a broad specificity has
been purified from the cell wall of L. bulgaricus, L. lactis, and L. helveticus (Atlan et al.,
1989; Blanc et al., 1993).

5.3 Proteolytic activity on human progelatinase B (proMMP-9)


(Study III)
In the present study we applied a method evaluating the effect of probiotic candidates on
the activation of matrixmetalloproteinases (MMPs), the enzymes responsible for
extracellular matrix degradation and remodeling. Elevated levels of salivary MMPs have
been associated with metabolic activity of various oral pathogens (Ding et al., 1997;
Mntyl et al., 2003; Sder et al., 2006). Thus, the capacity of some microbial species to
convert extracellular matrix enzymes into their active forms might be considered an
inherent virulence factor.

5.3.1 Gelatinolytic activity


Gelatin zymography with labeled substrate enables the detection of type I and type IV
collagenolytic activity. The gelatinolytic activity of all strains tested was very low
compared with positive human saliva controls. Degradation of gelatin was not detected
51

after an 18 h incubation period. However, the prolonged 7-day incubation time yielded
molecular weight bands at the area of 106 kDa and around 150 kDa (Figure 6). There was
no significant difference in the gelatinolytic activity when the different pH values of the
buffers were used. Supernatant samples, although showing only weak proteolytic activity,
were more potent in degrading gelatin than the cell fraction samples which yielded no
visible bands on the UV light picture. No difference was observed among the strains in the
degradation of gelatin.

Figure 6. Gelatinolytic activity of L. delbrueckii subsp. bulgaricus supernatants. All


strains show similar bands of activity after a 7-day incubation period.

Considering the attachment to oral mucosa, it is essential that the microorganism is not
harmful to mucosal cells and extracellular matrix and basement membrane components. A
damaged or disintegrated oral epithelium facilitates a microbial invasion, providing
appropriate environment for further bacterial growth. Most bacterial proteinases, however,
have weak degrading activity against collagen (Okamoto et al., 2004). Once activated
human collagenolytic MMPs might provide suitable substrate for further activity of human
gelatinases or other bacterial proteinases. The test strains investigated in our study
demonstrated very low gelatinolytic activity even after the longest incubation period,
which validates their relative safety as probiotic candidates.

5.3.2 Activation of proMMP-9


ProMMP-9 was incubated for three different time periods with supernatants and cell
fraction suspensions of the L. bulgaricus strains. The conversion of proMMP-9 into its

52

active form was not detected after 24h of incubation as shown by Western blotting with
the anti-MMP-9 antibodies (Figure 7A and 7B).

Figure 7. L. delbrueckii subsp. bulgaricus strains are ineffective in converting


proMMP-9 to its active form as shown on Western blotting images. A. Supernatant fractions; B.
Cell fractions.

MMPs are expressed at low levels in the absence of inflammation, wound healing or other
pathological processes (Woessner, 1991).
MMP-9 and other endogenous proteinases hydrolyze and degrade the fragments of
denatured collagens, for example gelatin, into smaller fragments. It has been shown in
many studies that MMP-9 is a specific marker for periodontal destruction (Ejeil et al.,
2003) and elevated levels of this enzyme are related to the severity of periodontal
breakdown. Referred to as type IV collagenase MMP-9 is particularly implicated in the
degradation of the basement membrane (Reynolds and Meikle, 1997). The proteolysis of
the ECM seems to play an important role in initiating the progression of the inflammatory
process, and thus conversion of proMMPs into their active forms is a crucial step here,
facilitating bacterial adhesion and infection. Studies on the activation of human MMPs
have shown that some bacterial species with clear pathogenic potential are capable of
activation of MMPs. For example, Vibrio proteinase and Pseudomonas elastase have
shown stronger activation of pro-MMP-9 than did APMA (Okamoto et al., 1997).
Furthermore, pro-MMPs can be activated by a variety of mechanisms that include
proteinases such as plasmin; thiol-oxidizing agents, e.g., HgCl2 and N-ethylmaleimide;
53

low pH; and heat treatment (Vise and Nagase, 2003). MMPs are secreted as proenzymes
and their activity is low in intact normal tissues but could undergo activation by a broad
range of stimuli (Sorsa et al., 1997; Johnson et al., 1998; Potempa et al., 2000; Okamoto et
al., 2004). A key event in the activation of proMMPs is the removal of the propeptide
domain in their structure that usually consists of ca. 80 amino acid residues (Nagase et al.,
1990). Lactobacillus bulgaricus strains in our study were incapable in converting the
proMMP-9 to the 6080 kDa forms considered active and did not show any activity at the
region of the molecular mass consistent with protease IV.

5.3.2 Proteolytic activity of L. bulgaricus strains in the presence of


synthetic MMP inhibitors
To investigate if the synthetic inhibitors of MMPs affect the gelatinolytic activity of
bacterial proteases, the L. bulgaricus strains tested were incubated with five different
synthetic MMP inhibitors and Pefabloc. No significant changes in gelatinolytic activity
were observed on Coomassie Brilliant Bule stained gels. Synthetic MMP inhibitors and
Pefabloc did not affect the proteolytic activity of the supernatants or the cell fraction
suspensions of the L. bulgaricus strains investigated.
The administration of synthetic inhibitors of MMPs is considered a therapeutic
approach in the treatment of different pathological conditions in which elevated levels of
MMPs are regarded as key factors in inflammation and tissue breakdown. The preserved
and unaffected proteolytic activity of the test strains after addition of different synthetic
MMP inhibitors and Pefabloc in the test system might additionally benefit the anticipated
probiotic effect of those microorganisms. Consequently, a simultaneous administration of
potential probiotics and inhibitors of MMPs should not be regarded contradictory when
potential new treatment modes for infectious diseases are being considered.

5.4 Epithelial cell lactobacilli interactions (Study IV)


In vitro experiments as conducted here are the first step in the evaluation of safety aspects
when the oral cavity is exposed to high numbers of lactobacilli. The integrity of the
epithelial lining of the oral cavity is part of the innate defense and serves as an effective
barrier against various microorganisms.
The ability of oral epithelial cells to secrete proinflammatory cytokines, IL-8 and TNF, in response to five different lactobacilli species at two different concentrations, 106
CFU ml-1 and 109 CFU ml-1, was examined. The viability of cultured epithelial cells
remained above 85% during the whole set of experiments.
In the present study the strongest induction of IL-8 secretion was observed with live
bacterial samples at the higher concentration (109 CFU ml-1) compared to heat killed
bacteria (p < 0.05). The increased levels of IL-8 were concentration dependent. Heat killed
bacterial samples at concentration of 106 CFU ml-1 were stronger inducers of IL-8 than
heat killed bacteria at 109 CFU ml-1 (p < 0.05). One strain, namely L. bulgaricus LB-86,
54

induced significantly lower secretion of IL-8 compared with A. actinomycetemcomitans


positive controls (p < 0.05). The remaining strains within this group showed IL-8 values
similar to those measured for A. actinomycetemcomitans at the 6h incubation-point. Heat
killed L. bulgaricus LB-39, L. bulgaricus LB-3, L. bulgaricus LB-11, L. bulgaricus LB42, L. bulgaricus LB-86 induced significantly higher levels of IL-8 compared to their live
counterparts 6h after co-culturing with the epithelial cells. Figure 8 shows the dynamics
of IL-8 secretion within 24h of co-culturing of lactobacilli with the epithelial cells.
Bacterial culture supernatants of all the strains tested led to undetectable levels of IL-8 in
the culture medium. Furthermore, the addition of P. gingivalis to the epithelial cells
pretreated with lactobacilli showed an almost immediate disappearance of any detectable
levels of IL-8 in culture medium.

Figure 8. Levels of IL-8 secreted after co-culturing of oral epithelial cells with heat
killed and live lactobacilli strains at two different concentrations ( OD = 0.1 and OD = 0.5,
corresponding to 106 and 109 CFU ml-1). Supernatants were collected at 6 and 24h.

After co-culturing with lactobacilli the epithelial cells responded with different
concentrations of TNF- secreted in the culture medium. Generally, the concentration of
TNF- was low in most cases. Bacterial culture supernatants were unable to stimulate
cytokine secretion. The higher bacterial concentrations (109 CFU ml-1) led to a significant
difference between the live and heat killed bacteria (p <0.05). L. bulgaricus LB-39
induced a significant increase of TNF- , whereas seven L. bulgaricus strains produced no
effect. The addition of P. gingivalis led to a significant increase in TNF- in the culture
55

medium and the concentration increased during the first 2 hours of incubation, whereas at
the end of the experiment the detected values were lower. When the epithelial cells were
pretreated with lactobacilli prior to the P. gingivalis addition the concentration of secreted
TNF- was lower than when P. gingivalis was added alone to the cells maintained in the
culture medium.
Hence in our present study we analyzed the secretion of two common proinflammatory
cytokines that are generally associated with inflammation. Cytokines are secreted proteins
that are responsible for many of the cellular responses of the innate and adaptive
immunity, and thus function as the "messenger molecules" of the immune system. IL-8
and TNF- are released by the oral epithelium in response to fungal or bacterial infection
and they trigger further cellular responses. Cytokine expression induced by lactobacilli at
various mucosal sites has been investigated in animals, human biopsy specimens, as well
as in monolayer cell culture models. The inhibition of secretion of IL-4, IL-5, and IL-8 has
been defined as a property of many strains of lactobacilli (Carbo et al., 2002; Pochard et
al., 2002). However, the oral epithelium has not yet been investigated regarding cytokine
expression after probiotic challenge. Because of the emerging concern of probiotic safety,
especially in cases with immunocompromised patients, the results obtained by us merit
particular interest. It is noteworthy to point out that probiotic properties do not always
require administration of live bacteria. Additionally, fermented dairy products are
common vehicles for probiotics and the oral cavity obviously serves as the first site where
these bacteria can exert their effects. Subsequently our results provide further evidence
showing that higher doses of live probiotic or putative probiotic species may induce IL-8
secretion similar to what was observed with the periodontal pathogen A.
actinomycetemcomitans.
By including P. gingivalis in the study we investigated whether probiotic interaction
with the epithelial cells affects further cell response caused by the P. gingivalis. This
organism is an established periodontal pathogen that in addition to its large array of
virulence factors inducing periodontal tissue damage may also possess a variety of evasion
mechanisms towards host defense. Among others these may lead to altered
polymorphonuclear cell (PMN) function and impaired immune response in general. We
have demonstrated here that the epithelial cells pretreated with lactobacilli produced
pronounced levels of IL-8, shortly after the addition of P. gingivalis suspensions and also
displayed absence of IL-8 in the cell culture supernatant. This phenomenon could be
attributed to the high proteolytic activity of P. gingivalis which causes degradation of
cytokines and chemokines (Calkins et al., 1998; Banbula et al., 1999; Bodet et al., 2005).
A strain dependent pattern on TNF- secretion after P. gingivalis challenge was also
observed. The strongest inducer of TNF- among the L. bulgaricus strains, LB-39, led to
significantly lower levels of TNF- after incubation with P. gingivalis. Attenuated
expression, but not absence of TNF- after the P. gingivalis infection, was observed with
another L. bulgaricus strain, namely LB-80. On the other hand, pretreatment of the
epithelial cells with heat killed L. bulgaricus LB-42 led to six fold increase in TNFconcentrations after P. gingivalis challenge. These results provide evidence to the complex
mechanisms of interaction between lactobacilli and epithelial cells and warrant further
investigations.
56

6 Key findings and conclusions


These series of studies addressed some key characteristics for the evaluation of probiotic
properties of L. delbrueckii subsp. bulgaricus with respect to the oral cavity. The main
findings can be summarised as follows:
1.

2.

3.

4.

Among L. delbrueckii subsp. bulgaricus species there are strains capable of


inhibiting growth of some key oral pathogens, S. mutans and A.
actinomycetemcomitans being the most susceptible to the inhibitory effect.
The adhesive properties of yogurt starter L. delbrueckii subsp. bulgaricus to
saliva-coated surface are comparatively low although single strains
demonstrated adhesive potential similar to that of strongly adhering reference
species.
L. delbrueckii subsp. bulgaricus strains are harmless to main components of
extracellular matrix, being unable to convert proMMP-9 to its active form, thus
highlighting their safety on regulatory enzymes and structures of the host
extracellular matrix.
L. delbrueckii subsp. bulgaricus can induce IL-8 and TNF- after stimulation of
oral epithelial cells in vitro which is strain and concentration dependent. The
addition of P. gingivalis to epithelial cells pretreated with lactobacilli led to
pronounced reduction of cytokine levels in cell culture supernatants probably
due to its high proteolytic activity.

Based on the results of this research it is suggested that among the L. delbrueckii subsp.
bulgaricus species there are strains that could be further studied as probiotics with
eventual health promoting effects in the oral cavity. Furthermore, a combination of several
strains with favorable properties merits further investigation in the oral health perspective.
However, more research is needed to optimize the selection of proper strain/s to be used as
oral probiotics and to decide the best and appropriate means for probiotic administration
into the mouth. Phase I, II, III, and IV clinical trials need then to be conducted.

57

Acknowledgements

These studies were performed at Biomedicum, Institute of Dentistry, University of


Helsinki during the years 2006-2008. I thank the dean, Professor Jarkko Hietanen, for
providing the facilities at my disposal. I received a lot of expert advice while doing the
series of studies and everyone I asked gave generously of their time and knowledge.
I wish to thank all the people who have contributed to the study:
My supervisor, Professor Jukka H. Meurman, is cordially thanked for inviting me to
become part of his research team and introducing me to the enticing world of probiotics.
His consistent supervision, detailed assessment of every step of my work and numerous
discussions accompanying my studies ensured this thesis to be completed. I would like to
express my deep sense of gratitude for the priceless lessons in science I learned working
with him.
I wish to thank Professor Maria Baltadjieva who ignited my belief in the probiotic
activity of yogurt lactobacilli and provided all L. bulgaricus strains studied in my work.
Professor Stoyan Vladimirov is thanked for his support and understanding of my present
work.
Professors Riitta Korpela and Jorma Tenovuo, the official reviewers of the thesis, are
gratefully acknowledged for constructive criticism and insightful comments on the
manuscript.
I am greatly indebted to Kirsti Kari, MSc, Head of the Scientific Laboratory, for her
invaluable instructions and devoted assistance. Her amazing managerial and
communicative skills made me feel at home in the laboratory and fight back homesickness
during my stay in Finland.
Professor Timo Sorsa and colleagues in the dental laboratory illuminated various
problems and issues in both departmental seminars and less formal settings. Many thanks
to you all. My special thanks to docent Taina Tervahartiala, being untiringly helpful from
the beginning of my laboratory work and providing insightful advice on methodological
issues.
I wish to thank Pipsa Kaipainen from Institute of Biomedicine who was very kind to
assist me with cell culture experiments.
I would also like to thank Ritva Keva and Jukka Inkeri, BSc, for their excellent
technical support in the laboratory.
My stay in Biomedicum provided me the opportunity to make unforgettable
acquaintances with colleagues from Finland and abroad and broaden my awareness of
both professional and cultural issues. I am grateful for the relaxing moments during spare
time and the treasured memories I shall never forget.

58

My heartfelt thanks are due to my mother Dora Yancheva for her endless love, support
and encouragement to follow my dreams.
Finally, my deepest thanks go to my husband, Dimitar, for sharing his life with me and
trying to understand and support me during these hardest years of my life. In addition, I
am grateful to our adorable twin-daughters, Lora and Mia, who were my constant source
of faith and inspiration.

Helsinki, March 2009

Iva Stamatova

59

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