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Department of Neonatal
Medicine, Royal Victoria
Inrmary, Newcastle upon
Tyne, UK
2
Department of Paediatric
Endocrinology, Royal Victoria
Inrmary, Newcastle upon
Tyne, UK
Correspondence to
Dr Nicholas Embleton, Leazes
Wing, Royal Victoria Inrmary,
Queen Victoria Road,
Newcastle upon Tyne NE1 4LP,
UK; nicholas.embleton@ncl.ac.
uk
Received 11 June 2013
Revised 10 November 2013
Accepted 29 November 2013
ABSTRACT
Objective The incidence of preterm birth is increasing
worldwide. Evidence suggests that in later life these
children are at increased risk of metabolic syndrome,
which is itself associated with reduced insulin sensitivity
(IS). We carried out a systematic review to examine
whether preterm birth is associated with later changes in
IS and whether a difference exists between those born
small-for-gestational age (SGA) and appropriate-forgestational age (AGA).
Methods We used the Preferred Reporting Items for
Systematic reviews and Meta-Analyses (PRISMA)
guidance to structure our review with a priori data
extraction criteria to answer the questions posed and
then carried out our literature search. Only papers which
included preterm infants in their study population and
specically assessed IS were included. Findings are
reported by age group to enable change over the life
course to be examined, even though the studies were
mostly cross-sectional, observation studies.
Results We identied and reviewed 26 suitable
publications representing 20 separate cohorts, of which
16 had a term control group. The heterogeneity of the
methods used to measure IS precluded meta-analysis.
In infancy and early childhood there is a measurable
association between IS and preterm birth. In later
childhood and adulthood the strength of this association
reduces, and current body composition becomes the
variable most strongly associated with IS.
Conclusions There is an association between preterm
birth and IS throughout the life course, but the data are
conicting and associations are likely to be affected by
the heterogeneity of each study population and multiple
confounding factors that may change over time. While
the optimal nutritional strategy for preterm infants
remains to be determined, standard public health
guidance to avoid obesogenic lifestyle factors remains
equally important to individuals born preterm.
INTRODUCTION
To cite: Tinnion R,
Gillone J, Cheetham T, et al.
Arch Dis Child Published
Online First: [ please include
Day Month Year]
doi:10.1136/archdischild2013-304615
METHODS
Search strategy
We followed the Centre for Reviews and
Dissemination (University of York, 2009) guidance
for performing systematic reviews and the Preferred
Reporting Items for Systematic reviews and
Meta-Analyses (PRISMA) guidance (2009).9 Eligible
studies were identied by searching electronic bibliographic databases (OVID MEDLINE, EMBASE,
CINAHL, SCOPUS and PUBMED Central) and the
Tinnion R, Article
et al. Arch author
Dis Child 2013;0:17.
1
Copyright
(or theirdoi:10.1136/archdischild-2013-304615
employer) 2013. Produced by BMJ Publishing Group Ltd (& RCPCH) under licence.
Original article
Cochrane Database of Systematic Reviews. Search terms used for
medical subject headings and keywords were: prematurity OR
preterm or neonate OR neonatal OR SGA/small-forgestational age AND Insulin resistance OR IS OR metabolic
syndrome. Results were limited to articles in English and human
studies. Hand searching of review article references and studies
from established preterm cohorts was undertaken. No specied
year limit was applied as a search term. The search was last executed in January 2013.
Article selection
The search yielded 2206 articles including 98 papers from hand
searching (gure 1). Initial screening excluded 2138 articles based
on title, abstract and removal of duplicates and we then reviewed
68 articles in full text. Only studies using a direct measure of IS
and including preterm infants were included in the nal review:
therefore, a further 36 studies and 6 review papers were excluded
to leave a nal total of 26 studies. Studies reporting data from individual cohorts in different publications were included for completeness as they represented longitudinal follow-up or used
different subjects at different times from an original cohort.
Data extraction
Prior to article selection, we determined the key data items for
review: (1) inclusion criteria (gestation or weight); (2) number of
children/adults studied (n); (3) age at measurement; (4) measurement technique; (5) study design and (6) principal study conclusions. Features identied as strengths or weaknesses were recorded
(see online supplementary appendix 1). Gestation and weight at
birth were important considerations for a contemporary neonatal
intensive care unit (NICU) population. The participant numbers
in the studies allowed us to consider the relative weight of study
evidence and age at assessment enabled stratication of our results.
Measurement technique was key to inclusion in the review and
study design helped determine quality of the study.
Methodological quality was formally assessed using a modied Newcastle-Ottawa Scale (NOS; table 1). The NOS allows
quantication of the quality of non-randomised and cohort
studies within the elds of population selection (relevance to
preterm infants) and comparability of cohorts studied and the
quality of the methods used to determine the outcome of interest (direct assessment of IS). Unlike use of a single reported
grade of evidence the NOS gives an overall impression of
quality (maximum quality score of 12 stars) as well as an easily
accessible breakdown of strengths and weaknesses in the specic
areas outlined.10 Our NOS weighted the criteria areas as two
stars for optimal practice, with one star for acceptable practice.
Two authors (RT and JG) independently extracted data and
scored the papers for quality. Disagreement was resolved by discussion and review (NE).
We considered whether meta-analysis would be appropriate
for our data set. There was signicant heterogeneity in methodology used to quantify and assess IS in the selected studies.
Combining results would have been inappropriate as there is no
clearly accepted way of standardising between methods and no
universal expression of either absolute IS results or change in IS.
Many of the studies relied on physiological markers to make
estimations of change in IS (eg, split pro-insulin concentrations)
or postmeasurement modelling (eg, homeostasis model assessment (of insulin sensitivity) (HOMA2)) which precludes direct
comparison. In addition, some of the methods used are not well
validated for use in children against gold standards such as
euglycaemic insulin clamp studies. If we had considered only
those studies with the same methodology for meta-analysis, it
would have limited the scope of the study and not reected the
measurement of IS over the life course.
RESULTS
Description of studies included in the systematic review
The selected studies investigated cohorts at different ages, published between 2000 and 2012, with participants from early
infancy through to adulthood, mainly in resource-rich settings.
The studies encompassed 20 unique cohorts. The median NOS
for the selected studies was 8 (range: 6 to 10) from a possible
12 (table 2). Sixteen studies had a term control group4 1125 and
3 studied individuals originally recruited into interventional
trials.13 16 26 One follow-up study was interventional (a
weight-loss programme)20 and one compared cohorts before
and after a change in feeding practice.27
Different methods were used to determine IS. Thirteen used
a variation of a glucose tolerance test (GTT; intravenous
short-sampled
or
frequently
sampled
GTT
(FSGTT)11 14 15 21 25 28 29; oral glucose load4 16 23 24 26 or
milk bolus30) combined with insulin sampling and modelling to
give a measure of IS. Three5 31 32 used hyperinsulinaemic euglycaemic clamp techniques. Others used measures of glucose
metabolism such as fasting insulin and glucose, or 3233 split
pro-insulin, combined with a modelled estimation of IS such as
HOMA. The presence and signicance of altered IS changes
with age,33 so the results are presented by age group: infancy
(<2 years), childhood (210 years), adolescence (1018 years),
early (>18 years) and later adulthood (>35 years). These results
encouraged us to develop a logic model (gure 2) outlining the
changes seen over the life course.
Infant studies
Original article
Table 1 Modified Newcastle Ottawa Score
Criteria
Rating
Example
Selection
1. Representativeness of the cohort of
preterm born children
Stars
*****
**
Speciality clinic
Not representative
2. Selection of comparison group
(term controls)
Hospital record
**
Public record
3. Ascertainment of prematurity
Not recorded
Comparability
1. Comparability on the basis of design
or analysis
***
The study controls for current body habitus
****
Experimental assessment of Insulin sensitivity, assessor
blinded to prematurity or not
**
*
Not reported
2. Adequacy of cohort follow-up
**
Two studies used frequently sampled intravenous glucose tolerance tests (FSIVGTTs) in children 410 years old.11 15
Preterm children showed reduced IS that correlated with weight
SDS at the time of testing, change in weight from term to 1 year
and change in weight from term to current.11 The other study
showed reduced IS in preterm compared to term controls and
that those born preterm had similar IS to children born SGA at
term.15 Increase in weight and height SDS and a higher
weight-to-height ratio was associated with reduced IS.
Original article
Table 2 Newcastle Ottawa Scores for selected papers (by year then ranking)
Methodological quality
Selection
Author, year,
journal
Kerkhof GF, et al 25
Pittaluga E, et al 27
Rotteveel J, et al 32
Chan PYL, et al 24
Reinehr T, et al 20
De Kort SWK, et al 21
Lemos JO, et al 18
Willemsen RH, et al 14
Darendeliler F, et al 12
Pandolfi C, et al 23
Rotteveel J, et al 31
Rotteveel J, et al 5
Hovi P, et al 4
Dalziel S, et al 16
Regan FM, et al 11
Finken MJ, et al 33
Bo S, et al 37
Toumba M17
Bazaes RA, et al 28
Hofman PL, et al 15
Kistner A, et al 22
Singhal A, et al 13
Leipala JA, et al 29
Gray IP, et al 30
Irving RJ, et al 19
Fewtrell MS, et al 26
Representativeness
*
**
**
**
*
*
**
*
**
**
**
*
**
**
**
*
**
**
**
**
**
*
*
*
Outcome
Selection
of control
*
*
*
*
*
*
*
*
Ascertainment
of prematurity
Comparability
Assessment
**
**
**
**
*
**
**
**
**
**
**
**
**
**
**
**
**
**
**
**
*
**
**
*
**
**
***
**
**
**
***
***
**
***
***
***
**
**
***
***
***
**
***
**
**
***
***
**
**
**
***
**
*
*
*
**
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
*
**
*
Adequacy of
follow-up
Total Rating
(max 12 stars)
*
*
8
8
7
8
9
8
6
8
10
8
7
7
10
9
9
8
8
7
8
8
8
9
9
7
10
6
**
*
*
**
*
*
*
*
**
**
*
Three studies indicated that current body composition (especially high truncal fat) was the strongest determinant of reduced
IS in adults born preterm.14 32 35 Rotteveel32 demonstrated that
IS was not associated with perinatal factors after correction for
current body composition. In a separate study on the same
cohort they showed that IS was independently associated with
height gain (from 1 to 5 years old) and weight gain (2 to 21
years old).31 Willemsen used FSIVGTT to compare IS and body
Early adulthood
Original article
Figure 2 Logic model demonstrating the changes in insulin sensitivity in infants born preterm, from birth to childhood.
Pandol23 studied adults born LBW and showed preterm birth
but not adult BMI to be a determinant of IS: they found
reduced IS in LBW and preterm AGA even when corrected for
current BMI, using BMI as a dichotomised variable in their
modelling. Dalziel16 studied adults born preterm at age 30 years
and found that 2-h IS after OGTT was reduced compared to
term born controls. Birth weight adjusted for GA was not associated with reduced IS.
DISCUSSION
Leipl29 used FSIVGTT in preterm infants and found no independent effect of SGA status, although postnatal steroid administration was associated with reduced IS in the SGA infants only.
Gray30 used a milk tolerance test in the rst 2 months, showed
that IS was related to weight at the time of test but not to gestation and that SGA preterm infants had higher insulin levels.
Five studies in early childhood showed no clear effect of SGA
status on IS.11 12 15 17 37 Bazaes28 used HOMA modelling with
IVGTT in 57-year-old children and found those born SGA had
reduced IS. While Reinehr20 in a weight loss study in children
516-year-old demonstrated an effect of SGA status on IS, the
study group included those born preterm and term. Chan24
found no difference between SGA/AGA groups in IS in early
adolescence although those born preterm SGA had higher
insulin levels 2 h after OGTT.
Original article
is associated with IS similar to those born at term in some
studies,17 26 in others, increasing weight SDS was associated
with decreased IS.13 18 26 By adulthood, the data are conicting,
with some studies demonstrating that fat mass is the major
determinant of IS with no effect of gestation,14 32 35 while
others identify a persisting effect of preterm birth.4 23 A recent
meta-analysis did not conclude there were persisting effects of
preterm birth on IS in adults alone.38
Our secondary outcome was to determine the effect of SGA
status. Changes in the early postnatal period may simply reect
short-term homeostatic effects29 30 but the decreased IS
observed in later childhood may be due to differences in earlylife growth.4 28 31 32 However, other studies found little or no
difference in IS related to SGA status.11 12 15 17 37 There are
likely to be several reasons for the lack of agreement, including
differences in methodology, population and denition of SGA:
not all infants who are SGA will have experienced IUGR; similarly not all growth-restricted term infants will be SGA.
Interestingly, glucose levels in AGA/SGA preterm groups were
often similar.27 29 30
There are likely to be multiple mechanisms explaining associations between preterm birth and later IS. Preterm birth may be
spontaneous or the result of a compromised pregnancy. Neonatal
care in the rst few weeks is complex, and recommended nutrient intakes are difcult to meet39 meaning many experience ex
utero growth restriction, compounding pre-existing IUGR decits. Early nutrition is primarily parenteral, using imperfect
amino acid and lipid solutions and most receive a greater proportion of their calories from lipid, and lower intakes of protein,
compared to the in utero fetus. Growth failure in early life may
set the scene for later catch-up growth but a lack of controlled
trials means that determining causality is difcult.
The physiological alterations determining the relationships
between early-life events and subsequent IS are complex and
may involve structural change within organ systems, alterations
to endocrine feedback mechanisms (w2), cellular ageing and/or
epigenetic mechanisms (w6, w7). Few of the studies reviewed
adjusted for early-life factors such as nutrition and many did
not adjust for childhood growth, obesity or lifestyle factors.
Only one controlled trial identied an association between
more rapid weight gain in the rst two postnatal weeks and
decreased IS in adolescence. While current data suggest the possibility of associations with later epochs of growth, the data are
conicting and are open to bias, confounding and the possibility
of reverse causation. Decreased IS may lead to increased obesity:
equally, high body fat content may result in decreased IS. There
is insufcient evidence to determine optimal nutritional regimens
and whether these may differ for those born SGA.
Importantly, later lifestyle effects appear to be of greater signicance than early-life exposures and continued efforts should
focus on modiable behaviours through childhood20 and into
adulthood. However, lifestyle behaviours may be programmed
by early-life events: preterm birth itself may alter later appetite
or encourage more sedentary behaviour.40
This review is limited due to the heterogeneity in populations,
early-life exposures, methodology of IS assessment, adjustment
for confounders and the robustness with which current-life
parameters have been assessed. Follow-up studies reporting outcomes in adults reect neonatal care practices of 2030 years
ago, predating the widespread use of antenatal steroids, surfactant and parenteral nutrition, all of which have effects on survival and outcome. We endeavoured to provide a life course
approach to IS, summarised in a simple model, while accepting
that a review of cross-sectional studies at differing time points
6
will not provide the same data as longitudinal studies, even after
adjustment for any bias introduced by attritional losses over
time.
CONCLUSIONS
There are associations between preterm birth and IS throughout
the life course, but this is affected by multiple, confounding
factors that change over time. Contemporary lifestyle factors
confound this association and may be of greater magnitude.
While the optimal nutritional strategy for preterm infants in
early life remains to be determined, standard public-health guidance to avoid an obesogenic lifestyle is equally applicable to
individuals born preterm. Future research must include prospective controlled trials with detailed measures of early exposures and longitudinal follow-up.
Contributors All four authors are responsible for the reported research and have
participated in the concept and design, analysis and interpretation of data, drafting
or revising, and have approved this manuscript as submitted. RT conceptualised and
designed the study, carried out the literature search, data extraction and quality
scoring, drafted the rst draft of the manuscript and edited the nal manuscript for
submission. JG carried out in parallel data extraction and quality scoring, and
reviewed and revised the manuscript. TC reviewed and edited the manuscript,
supervised the parallel data extraction process and contributed to the nal submitted
manuscript. NM had the original idea, provided third-person arbitration during data
extraction and quality scoring, and contributed to the nal submitted manuscript.
Dr Embleton is corresponding author. All authors have approved the submission of
this version of the manuscript and takes full responsibility for it.
Competing interests None.
Provenance and peer review Not commissioned; externally peer reviewed.
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doi: 10.1136/archdischild-2013-304615
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