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UsingShearStrengthReductionMethod

for2Dand3DSlopeStabilityAnalysis

Thamer Yacoub,Ph.D.P.Eng.
President,RocscienceInc.
Toronto,Canada
Annual Kansas City Geotechnical Conference 2016

Outline
SlopestabilityanalysisusingLimitEquilibriumMethod(LEM)
vs.ShearStrengthReductionMethod(SSR)
AdvantagesanddisadvantagesofLEMandSSR
ShearStrengthReductionoutline
Applications
Soilmodels
MSEwall
Slopewithsupports
3Deffectonslopestabilityanalysis

RecommendationsandConclusion

Developmentsinthecharacterizationofcomplexrockslopedeformationandfailureusingnumericalmodellingtechniques
D.Stead,E.Eberhardt,J.S.Coggan

Slopefailureanalysis

Developmentsinthecharacterizationofcomplexrockslopedeformationandfailureusingnumericalmodellingtechniques
D.Stead,E.Eberhardt,J.S.Coggan

LimitEquilibriumAnalysis
Pros
Mostcommonslopeanalysismethod
Extensiveexperience
Relativelysimpleformulation(easytounderstand)
Quickanalysis
Usefulforevaluatingsensitivityoffailuretoinputparameters
Minimalmaterialinputparameters

LimitEquilibriumAnalysis
Cons
Basedonassumptionsoilmasscanbedividedintoslices
Arbitraryassumptionstoensurestaticdeterminacy
Neglectsstressstrainbehaviour
Doesnotprovideinformationondeformations
Findinglowestfactorofsafetycanbeverychallenging

LimitEquilibriumAnalysis
NonCircularSearchMethods
LocalSearchMethods
AutoRefineSearch
BlockSearch
PathSearch
MonteCarlo
Optimization

GlobalSearchMethods
CuckooSearch(Slide7)
SimulatedAnnealing

LimitEquilibriumAnalysis
SearchMethod(LocalandGlobalmethods)

LimitEquilibriumAnalysis
SearchMethod(LocalandGlobalmethods)
4.80
0.45

1.03

1.28

LimitEquilibriumAnalysis
AutoRefineSearch:FS=2.74

Cuckoo:FS=1.51
1.506

LimitEquilibriumAnalysis
ActivePassivewedge
Method:SpencerFS:1.54

LimitEquilibriumAnalysis
ActivePassivewedge
Method:NonVerticalSarma FS:1.67
RS2 FS:1.67

ShearStrengthReduction
Method(SSR)

OverviewofSSRMethod
ConventionalFiniteElement
(FE)analysis
Elastoplasticconstitutive
relationship
Elasticperfectlyplastic
mostcommonassumption
ProducesresultssimilartoLE

OverviewofSSRMethod
Bishop,TheUseoftheSlipCircleintheStabilityAnalysisof
Slopes,Geotechnique,1955

OverviewofSSRMethod
Geometricinterpretationofstrengthenvelopereduction
70

60

50

40

Original MC
Reduced MC

30

20

10

0
0

20

40

60

80

100

OverviewofSSRMethod
ReductionofMohrCoulomb(MC)shearstrengthenvelope
OriginalMCequation

c' ' tan


Reduced(factored)MCequation

c' ' tan



F
F

GeneralizedHoekBrownStrength
ReductionofGHBshearstrengthenvelope
0.45
0.4

ReductionofGHBshear
strengthenvelope

Shear envelope for


original GHB criterion

0.35

Newparametersare
calculatedfromfitted
curve

0.3

0.25
0.2

0.15

0.05

0
-0.05

Canbeusedforother
nonlinearstrength
envelopes

Envelope after
reduction by F

0.1

0.05

0.15

0.25

0.35

SSRFEMSlopeStabilityAnalysis
Reduce strength of slope materials
in FEM model by factor

Compute FEM model

If analysis converges to solution,


reduce factor and re-compute

If solution does not converge end


calculations (slope has failed)
Factor of safety = factor initiating failure

StoppingCriteriaforSSR
Definitionoffailure
Nonconvergenceofsolution(Zienkiewicz,1971)
Shearstrengthparametersreduceduntilnonconvergenceornumerical
instabilitiesoccur

Bulgingofslopeline(SnitbhanandChen,1976)
Failureisdescribedbyhorizontaldisplacementsofslopesurface

Shearstrains
ComputedshearstrainsusedtoestimateFOS

DefinitionofNonConvergence
Nonconvergenceofsolutionwithinspecifiednumberof
iterations
Nostressdistributionsatisfiesfailurecriterion(global
equilibrium)
Rapidincreaseinnodaldisplacements
Strength Reduction Factor

1.0

0.9

0.8

0.7

0.6

0.5
0.01

0.02

0.03

0.04

0.05

0.06

0.07

0.08

Maximum Total Displacement [m]

0.09

0.10

ImportingLEMfiles
AssumptionswhenimportingLEMfiles(SlidetoRS2)
ElasticModulisetto50000kPaor106 psf (soil)
Poissonsratiosetto0.4
1.50

Poissons ratio = 0.2


(Varying E)

Dilation angle > 0

Factor of Safety

1.25
1.00

Poissons ratio = 0.4


(Varying E)

0.75
0.50
0.25
0.00

SSR
LE

ImportingLEMfiles
AssumptionswhenimportingLEMfiles(SlidetoRS2)
MohrCoulombtensilestrength=cohesion
Perfectlyplasticmaterials
Peakstrengthparameters=Residualstrengthparameters

Initialstresseshydrostatic

h
K
1
v

ImportingLEMfiles
AssumptionswhenimportingLEMfiles(SlidetoRS2)
3000elements
Sixnoded triangles
Linearstrainelementorhigherorderelements

Uniformmesh
Pins(notrollers)forboundaries

Hingesvs.Rollers
Rollers:

Rollers

Hingesvs.Rollers
Hinges

Hinges

Homogeneousslope
FEmesh(6nodedtriangularelements)

Homogeneousslope
Contoursofmaximumshearstrain
SSRFS=1.24
Critical SRF: 1.24

LEMFS(spencer)=1.24

Maximum
Shear Strain
0.00e+000
3.50e-003
7.00e-003
1.05e-002
1.40e-002
1.75e-002
2.10e-002
2.45e-002
2.80e-002
3.15e-002
3.50e-002
3.85e-002
4.20e-002
4.55e-002
4.90e-002
5.25e-002
5.60e-002
5.95e-002
6.30e-002
6.65e-002
7.00e-002

Homogeneousslope
Contoursoftotaldisplacementwithdeformedmesh
SSRFS=1.24

MultiMaterialExamples
SSR = 1.01
LE = 1.01

SSR = 1.27
LE = 1.30

Slopeswithsupports

LEMvsSSRReinforcementForces
LEMreinforcementforces
Loaddistributionalong
reinforcementisprescribed
Magnitudeofforceincludedin
LEcalculationsdependson
locationofboltslipsurface
intersection

T1
T2
T3

PilesforSlopeStabilization

Installed Piles

Failure Surface
Stable Soil

Concept
Appliedsoildisplacementfromgroundtoslipsurfacerepresenting
theallowedsoildisplacementtolerancebasedondesigncriteria
Depthandangleofslipsurfaceintersectionwilldeterminethe
magnitudeofaxialandlateraldisplacement

Slip
surface

Designofmicropiles forslopestabilizationbyDr.ErikLoehr,UniversityofMissouri

Predictingpileresistance
Estimateprofileofsoilmovement
Resolvesoilmovementintoaxialandlateralcomponents
Predictaxialandlateralresistance
Usepyanalysesforlateralloadtransfer
Usetzanalysesforaxialloadtransfer
Selectappropriateaxialandlateralresistance(considercompatibility
andserviceability)

pyanalysesforlateralresistance
PileModel

InputProfileof
LateralSoilMovement
lat

LateralComponent
ofmovingsoil

SoilLateral
Resistance(p)

PileBending
Stiffness(EI)
SlidingSurface
Transition(Sliding)Zone
StableSoil
(nosoilmovement)
z

Lateralresistance
Pile Deformation (cm)
0.0

1.0

2.0

3.0

4.0

5.0

10

1500
0

Mobilized Bending Mom.


Mobilized Shear Force (kN)
750 (kN-cm)
0
750
1500 80
40
0
40
80
0

10

10

20

20

20

30

30

30

Depth (ft)

clay

40

slid
e

40

40

50

rock

50

50

60

60

60

tzanalysesforaxialresistance

Input Profile of
Axial Soil Movement
Cap Bearing
Axial Component
of moving soil

Soil Shear
Resistance (t)

axial

Pile Axial
Stiffness (EA)
Sliding Surface

Transition (Sliding) Zone


Stable Soil
(no soil movement)

Soil End
Bearing (Q)

Mobilizationofaxialresistance

Mobilized Axial Load (kN)


0

20

40

60

80

100

120

140

160

Depth (m)

10

clay

20
30

Slide

40
50
60

rock

Concept
Applieduniformsoildisplacement
EnteraSoilDisplacementandaSlidingDepth
CanbeusedforRSPile andforSlide

AxiallyLoadedPiles(Settlement,AxialForce)

AxiallyLoadedPiles(Settlement,AxialForce)

SlidingDepth

AxialForceattheSlidingDepthistheAxialResistance
AgainstSliding

LaterallyLoadedPiles(Deflection,MomentandShear)

LaterallyLoadedPiles(Deflection,MomentandShear)

SlidingDepth

ShearForceattheSlidingDepthistheLateralResistance
AgainstSliding

PileResistanceAgainstSliding
Max Allowable
Displacement
Ultimate Displacement

Repeatprocessforanumberofslidingdepthstodevelopresistance
functions

SupportForces

983.017

1039.84

SSRAnalysisofReinforcedSlopes
ImportantcommonlycitedadvantageofSSRisabilityto
predictreinforcementloadsatfailure
Solutiondependson:
Reinforcementstiffness,
Postfailurestrength,and
Failuremechanism

LEMvsSSRReinforcementForces
SSRreinforcementforces
Finalloaddistributiondependson:
Strengthparametersincludingpostyieldbehaviour ofsoiland
reinforcement
Deformationcharacteristics(stressstrainbehaviour)ofsoiland
reinforcement
Appliedloads

Example
Slopereinforcedwithmultiplegeotextilelayers

Results
Example
SSRfactorofsafetysimilartoLEresults
ZeropostyieldassumptiongivesfactorofsafetydifferentfromLE
Elasticperfectlyplasticpostyieldassumptiongivesfactorofsafety
similartoLE

Results
ZeroResidualStrengthSupport

Bishopcircular
failuresurface

PerfectlyPlasticSupport

Results
FactorofSafety
Method

FactorofSafety

LESpencer(noncircular)

1.65

SSR
(elasticperfectlyplastic)

1.65

SSR
(zeropostfailurestrength)

1.54

Results
Example
Totaldisplacementcontours(fordeformedmesh)

SRF=1.62
SRF=1.00
SRF=1.75
SRF=1.60
SRF=1.50

Results
Complexdistributionofloadsalonggeotextilelayers

ReinforcedSlope CaseI

Reduction Factor = 1.0

ReinforcedSlope
CriticalSSR=1.0

Reduction Factor = 1.0

ReinforcedSlope

Reduction Factor = 1.03

ReinforcedSlope

Reduction Factor = 1.05

ReinforcedSlope

Reduction Factor = 1.09

ReinforcedSlope

Reduction Factor = 1.40

ReinforcedSlope CaseII

Reduction Factor = 0.5

ReinforcedSlope
CriticalSSR=0.86

Reduction Factor = 0.5

ReinforcedSlope

Reduction Factor = 0.6

ReinforcedSlope

Reduction Factor = 0.7

ReinforcedSlope

Reduction Factor = 0.86

ReinforcedSlope

Reduction Factor = 1.0

OpenPitSlopeExample

OpenPitStability

ZoneII
MohrCoulombmaterial
c=0MPa, =12o
ZoneI
HoekBrownmaterial
UCS=70MPa
m=0.25,s=0.00015,a=0.5

ZoneIII
HoekBrownmaterial
UCS=75MPa
m=0.3,s=0.00016,a=0.5

OpenPitStability

OpenPitStability
ShearstrainsatStrengthReductionFactor=1.00

OpenPitStability
ShearstrainsatStrengthReductionFactor=1.38

OpenPitStability
ShearstrainsatStrengthReductionFactor=1.39

OpenPitStability
ShearstrainsatStrengthReductionFactor=1.40

OpenPitStability
CriticalStrengthReductionFactor=1.39
Lowestfailuresurface
FS=1.19

OpenPitStability
CriticalStrengthReductionFactor=1.39
Failuresurfaceform
Spencermethod
FS:1.43

SSRFailureMechanism
Activewedge
Passivewedge

Shearstrengthreductionin3D
slopestabilityusingRS3

ThreedimensionaleffectofBoundaryConditions
ComparethefactorofsafetyasweincreaseB/Hratio
12.5m
H =5m

7.5m

5m

5m

30m
Fixedxyz

Restrainedx

Restrainedx
Fixedxyz

ThreedimensionaleffectofBoundaryConditions

H
B

FactorofSafety

2.1

ZhangK.etal.
RS32.0
RS2

1.9
1.7
1.5
1.3
0

B/HRatio

10

12

ZhangK.etal.(2011).Simulationanalysisonthreedimensionalslopefailureunderdifferentconditions.

ThreedimensionaleffectofTurningCorner
10 m

9m

10 m
3m
26 m

Turning Corner Angle

10 m

= 90 deg

ThreedimensionaleffectofTurningCorner
Concave

=135deg
FS=1.24

=90deg
FS=1.27

=180deg
FS=1.20
Convex
=225deg
FS=1.21

=270deg
FS=1.22

=90deg (Curve)
FS=1.29

SupportsinSSRslopestability
analysis

PileSpacingonSlopeStability
Diameterofpile,D=0.8m
D=distancefromonepilecentre to
thenextpilecentre
PileSpacing,D

DiameterofPile,D=0.8m

PileSpacing,D

PileSpacingonSlopeStability
FactorofSafetyisdirectlyproportionaltopilespacing

PileSpacing

FactorofSafety

NoPiles

1.29

2D

1.46

3D

1.42

4D

1.38

6D

1.34

TotalSlopeDisplacementModel

TotalSlopeDisplacementModel

EmbeddedLengthofPileonSlopeStability
EmbeddedLengthofpileisdirectlyproportionaltofactorof
safety

EmbeddedLength

EmbeddedLengthofPileonSlopeStability
Factorofsafetyisdirectlyproportionaltoembeddedlength

EmbeddedLength(m)

FactorofSafety

No support

1.18

1.30

1.53

10

1.57

TotalSlopeDisplacementModel

TotalSlopeDisplacementModel
Sliceresult

StaggeredPileSupportSystem
Increase distance of
second pile row by
1D for each model

1D

6D

6D

TotalSlopeDisplacementModel
InfluenceofPilesonSlopeDisplacement

StaggeredPileSupportSystem
FactorofSafetydecreasesslightlywithincreasingdistancebetweenstaggered
pilesupportrows
Foreachpilerowthespacingbetweenpilesissetat6D
Distance BetweenPileRows

FactorofSafety

OneRow ofPiles

1.34

1D

1.47

2D

1.47

4D

1.46

6D

1.45

8D

1.42

Foronerowofpilesat2D,FS=1.55

3DEffectsonSlopeStability
AnalysisusingSSR
RS3 Full3DAnalysis

3DEffectonSlopeStabilityAnalysisusingSSR
RS32.0isabletocapturefull3Deffectsonslopestability
analysisusingSSR
Findthecriticalslip
surfacelocationand
shape

3DEffectonSlopeStabilityAnalysisusingSSR
RS32.0isabletocapturefull3Deffectsonslopestability
analysisusingSSR
Itislogicaltoestimatethe
failuresurfacetobeatthe
nosewherethetwo
surfaceconnect

Findthecriticalslip
surfacelocationand
shape

MaximumShearStrainContours
FS=1.11

TwoCriticalFailure
SurfacesonEither
Sideofthe
EmbankmentCorner

TotalDisplacementContours
FS=1.11

Maximum
Displacementat
EmbankmentCorner

TotalDisplacementContours
RS3:FS=1.11

Slide3DSphericalSearch:FS=1.09

InSlide3D,thesphericalglobalfailuresurfaceissimilarto
thefailuresurfaceobtainedinRS3 2.0

TotalDisplacementContours
RS3:FS=1.11

Slide3DSphericalSearch:FS=1.09

InSlide3D,thesphericalglobalfailuresurfaceissimilarto
thefailuresurfaceobtainedinRS3 2.0

TotalDisplacementContours
RS3:FS=1.11

Slide3DSphericalSearch:FS=1.09

InSlide3D,thesphericalglobalfailuresurfaceissimilarto
thefailuresurfaceobtainedinRS3 2.0

MaximumShearStrainContours
FS=1.29

SpecifyanSSR
Region

CriticalSlipSurface
Assumedat
EmbankmentCorner

TotalDisplacementContours
FS = 1.29

Specify an SSR Region

Critical Slip Surface


Assumed at Embankment
Corner

TotalDisplacementContours
RS3:FS=1.29

Slide3D:FS=1.33

Ifweanalyzearegionaroundtheembankmentcorner,
weobtainahigherfactorofsafetyinbothprograms

TotalDisplacementContours
RS3:FS=1.29

Slide3D:FS=1.33

Ifweanalyzearegionaroundtheembankmentcorner,
weobtainahigherfactorofsafetyinbothprograms

TotalDisplacementContours
RS3: FS = 1.29

Slide3D: FS = 1.33

If we analyze a region around the embankment corner, we obtain a


higher factor of safety in both programs

TotalDisplacementContours
RS3: FS = 1.29

Slide3D: FS = 1.33

If we analyze a region around the embankment corner, we obtain a


higher factor of safety in both programs

2DVerification
FS=0.99

FS=1.22

CutSections

Inthe2Danalysis,aslicealongthenoseisalsonotthe
criticalslopesection

ConcludingRemarks

DisadvantagesofSSRAnalysis
Computationalspeed/timecanbeanissue
Requiresmorematerialinputparameters
deformationproperties,elastoplasticstressstrainbehaviour

Requiresmorenumericalmodellingexpertisethanis
commonlytaughttogeotechnicalengineers
Inexperiencewithmethod

DisadvantagesofSSRAnalysis
Definitionofinstabilityofsolution
Definitionofconvergencecanberesultofnumericalinstability
(andnotphysicalinstability)

Sensitivity/probablistic analysisistimeconsuming

AdvantagesofSSRAnalysis
Accountsforvariousmaterialstressstrainbehaviours
Doesnotassumefailuremechanism
shapeorlocationoffailuresurface

Providesinformationondeformationsatworkingstress
levels
Revealsprogressoffailure
developmentoffailuremechanism

AdvantagesofSSRAnalysis

AdvantagesofSSRAnalysis
Abletocaptureslopefailuredrivenbystresses
Providesinformationondeformations,bendingmoments
andaxialloadsofsupportelementsatfailure
Highlyreliableandrobust performswellunderwiderange
ofconditions
Veryflexible accommodatesrangeofinputsusedinlimit
equilibriumanalysis

Thankyou.

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