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DISCUSSION
1. Introduction
This essay deals with a silence in subaltern studies: Lenin.1 The
Leninist concept of consciousness, in particular socialist consciousnessin Lenin's framework brought from the outside to the
working classhas been a subject of debate since its inception.2 The
concept of the outsider has often been questioned, and the purpose
of this essay is to situate the 'outside' inside the Marxist paradigm,
as a theoretical concept. The existing literature viewsin my opinion wronglythe outside as an empirical category, and therefore by
implication turns the outsider, and hence Lenin, into an expression
of elitist politics.3 Lenin, ironically, needs to be rehabilitated within
Marxism.
Lenin was an innovator. He brought in new issues, analysed old
issues in a new light, differed, negated and created; in short he restructured Marxism. Therefore to understand the Leninist concept of
consciousness requires theoretical labour. This concept does not
follow immediately from Marx. The young Marx's exclusive
emphasisone might say faithwas on the working class as the
harbinger of revolution. There were, however, significant changes
of emphasis in the writings of the later Marx. I see Leninism, and
specifically the Leninist concept of consciousness, as a theorization
1
Lenin has not been referred to in Ranajit Guha's Elementary Aspects of Peasant
Insurgency in Colonial India (Delhi, 1983), not even in the footnotes.
2
The Leninist thesis was opposed by Rosa Luxemburg and Trotsky. Trotsky,
however, modified his opinion later.
3
I mean the literature based on Luxemburg's critique which includes among
others the article in Marxism in China, cited in n. 13 below.
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drawing primarily from Rosa Luxemburg's writings, locates socialist consciousness within the internal dynamics of subaltern consciousness. Socialist consciousness, according to this conception,
can be reached without critically absorbing bourgeois consciousness. This idea, radical as it may sound, becomes entrapped by the
false consciousness projected by the ruling class. In the ultimate
analysis it succumbs to untaught spontaneity, its high-sounding
phrases about the integration of theory and practice notwithstanding.
The other formI call it contemporary bourgeois liberalism
rejects the necessity of political parties and projects subaltern
consciousness as the expression of non-party political formations.6
The subaltern is not seen as part of a class with the potential to
capture power. Thus the analysis shifts from rebellion to ordinary
grievances: it is an analysis of reform from a subaltern point of view.
The intellectual root of contemporary bourgeois liberalismin
popular language grassroots politicsis Russian populism as reformulated by Tolstoy and Gandhi. The root of the present crisis of
the less developed countries (LDC), grassrooters contend, is
embedded in the structure of political society as distinct from
'citizens' society' (which includes civil society) and the traditional
community.7 Political society, at times with a comfortable economic surplus at its disposal, has failed to reach the citizens' society.
The traditional community, in the absence of a developed civil society, cannot accommodate the political society imported from the
West. The state therefore fails to extend its twin hands of coercion
and persuasion effectively to the governed. Increasing recourse to
force and repression, and the consequent loss of the authority and
legitimacy of the elite, follow as corollaries.
The thesis is different from both traditional Marxism and orthodox Gandhism. Traditional Marxism locates the root of the present
crisis in the non-correspondence between base and superstructure.
On the other hand grassrooters focus primarily on the superstructure. The object is to analyse the implications, which could be se-
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The Leninist frame, which I shall uphold, trims down the significance of the in-itself/for-itself dialectic. The highest form of revolutionary consciousnesssocialist consciousness, in Lenin's
terminologyis represented as qualitatively different from
working-class consciousness at its highest. The domain of labourcapital contradiction is denied its privileged position of containing
the universal principle of capitalism: the inside of the domain fails to
reproduce an image of the outside. Therefore the Leninist frame
accords a theoretical significance to groups situated outside the field
of the labour-capital contradiction. The highest form of revolutionary consciousness is seen to emanate from the dialectics of the outside and the inside, at times outsiders representing the dominant
moment. Lenin approvingly quotes Kautsky:
Modern socialist consciousness can arise only on the basis of profound
scientific knowledge. Indeed, modern economic science is as much a
condition for socialist production as, say, modern technology, and the
proletariat can create neither the one nor the other. The vehicle of science is not the proletariat, but the bourgeois intelligentsia. It was in the
minds of the individual members of this stratum that modern socialism
originated, and it was they who communicated it to the more intellectually developed proletarians who, in their turn, introduce it into proletarian class struggle where conditions allow that to be done. Thus,
socialist consciousness is something introduced into the proletarian class
struggle from without and not something that arose within it
spontaneously.10
Lenin also says:
Class political consciousness can be brought to the workers only from
without, that is, only from outside the economic struggle, from outside
the sphere of relations between workers and employers. The sphere from
which alofle it is possible to obtain this knowledge is the sphere of relationships of all classes and strata to the state and the government, the
sphere of the interrelations between all classes. For that reason, the reply
to the question as to what must be done to bring political knowledge to
the workers cannot be merely: 'to go among the workers'". To bring
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14
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tures, with unevenness embedded in those structures, i.e. contradictions within structures developed unevenly.
The internal uneven development of contradictions, as a concept,
follows from the rejection of the base/superstructure paradigm.
Society is viewed as a structured combination of structures, each
structure with a relative autonomy, an independent past, and, to an
extent, an autonomous path to carve out for the future. The system
of contradictions includes both general contradictions and particular contradictions: the general contradiction is defined over the
space of interacting structures; particular contradictions are located
within specific structures. Particular contradictions are confined to
each structure, at times relatively independent of the general contradiction, and indifferent partially to the status of particular contradictions at work in other structures. This implies that particular
contradictions in each structure are not of necessity evenly developed. Therefore, the intensity of contradiction in a particular
structure cannot be logically an index of the development of contradictions in the remaining structures, and hence of the state of general contradictions in society at large. In short, contradictions are
overdetermined.
.
For example, the intensity of contradictions in the sphere of
production relations does not necessarily reflect the state of contradictions in the superstructure. The state of contradictions in the superstructure needs to be studied separately. The possibility of rupture depends on the overall state of general contradictions and particular contradictions. Therefore, the subject, located within the
sphere of production relations and confined to it, cannot form an
imagelet alone notionof the state of the outside. Practicefetishism within the confines of production relations, concerning
servants and what are only shadows of the master (for where is the
master in flesh-and-blood?), creates its own prison. The knowledge
of the structure therefore requires on-the-spot analysis, involving
people/subjects particularly active within the structure.
For another example, an analysis of bourgeois politics/ideology
requires an in-depth study of bourgeois politics and ideology, involving the agents active in it, i.e. progressive elements of the
bourgeoisie. Therefore the issue of alliance of the proletariat with
the bourgeoisie is not simply a tactical issue; the necessity of alliance
is embedded in the structure of society. The determining factors are
not the size of the working class, its subjective preparedness for re-
volution, or the contingency thrown up by a configuration of circumstances. Alliance is a theoretical necessity. The worker, initially
confined to the sphere of production relations, gets a fragmented
view of society, from theory (in this case tradition) and practice
(which includes rebellion). The worker gradually recognizes this
view as fragmented, fights free of xenophobia, understands the
theoretical necessity of the alliance and consciously enters into it,
thereby transforming himself and his comrades from other groups
who enter into the alliance. In short the worker steps outside
consciously. The outsider steps in.
Contradictions in capitalism, represented by a decadent culture,
the demise of bourgeois liberalism and the molestation of democracy, open up the possibility of a dialogue. The relevant parties enter
into a conversation, each with a fragmented view, form an alliance
and move to higher levels of consciousness; in other words they
condense into a single communist party.
Concrete subjectssubjects which act, perform, transform
emerge from different groups and classes and include the peasant,
the worker and the petty-bourgeois. They can and do fight, up to a
point, independently, without outside intervention, indifferent to
the existence of potential comrades in allied groups. All these struggles, though alienated from those of the rest, have their historical
significance. The struggles, at a certain conjuncture, condense inexorably into one, like the proverbial four rivers becoming one in the
sea. The condensation takes place hot by a freak; it is the outcome
of a conscious processthe knowledge of the futility of partial
struggles. The progressive bourgeoisie, for reasons discussed later,
are at the initial stage better equipped to understand the limitations
of fragmented struggles. Thus they form the active moment in the
process of condensation.15
To sum up, an exclusive emphasis on the labour-capital contradiction, and on the worker as the subject, produces misleading conclusions because of: (i) Internal unevenness of the development of
contradictions; sharp labour/capital contradictions can go with
weak capital/capital contradiction, or for that matter weak contra-
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15
A construction from Lukacs is also possible. Lukacs in his Ontology of Social
Being: Labour (London, 1978) seems to have moved to a Leninist position from his
orthodox position in History and Class Consciousness (London, 1971). I exclude
Lukacs from the scope of my analysis because it will be difficult to include Lukacs
and Althusser in a general frame without going into the details of their analysis.
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dictions in other structures (such as politics or ideology), (ii) Displacement of contradictions,16 labour/capital contradictions showing themselves elsewhere (for example, the state often adopts
policies to neutralize contradictions at the base). The contradictions, however, can show themselves up in politics or ideology, thus
breeding a potential reversal of the intensity of the labour-capital
contradiction. The theory of the falling rate of profit is a case in
point. Counteracting tendencies displace contradictions, at times
outside the domain of the base. The concept of hegemony is insufficient to capture the essence of the problem, (iii) Condensation
occurring outside the sphere of production relations; the outside is
ever-changing, often throwing up new qualities, invisible from the
sphere of production relations, (iv) Lack of knowledge of the beginning, i.e. the initial situation in each structure. The beginning is not
an assumptionthere is ever pre-givenness, material irreducibility,
knowable only from the concrete experiences of concrete subjects
active in specific groups.17
In short this is a rejection of reductionism, in particular economic
reductionism. Economic reductionism leads to the conclusion that
political or social events can be 'read off from an analysis of economic
developments, which in turn implies that one has only to analyse
the economic development of capitalism in order to be able to explain all the social and political phenomena of its contemporary
form. This interpretation of Marxism necessarily involves an
assumption that the economy has secreted within it the essential
constituents of all social developments. Such a position is guilty of
essentialism, that is of seeing the economy as embodying the essence
of all social phenomena which are then simply expressed or made
manifest in the social world. Essentialism, including its sophisticated versions, in the final analysis reduces all contradictions to the
labour/capital contradictionall other contradictions to the manifestation of labour-capital contradictions. Our Lenin is against this
reduction to an essence, to a universal principlefor there is ever
pre-givenness. In other words he is against an unreconstructed
Hegel 18
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17
19
The issue has been discussed in my article 'Subaltern Studies: Tinti ba Du-ti
prashna ja ami karte pan', Anustup (Autumn 1985).
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248
Yes, I m e a n T r o t s k y .
I have discussed the issue at length in ' O n the implications of R u b i n ' s Exposition of Abstract L a b o u r ' , Economic and Political Weekly, Review of Political Eco-
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22
I appreciate Dipesh Chakrabarty's understanding of the issue in Subaltern Studies II. Not all my colleagues in Economics understand this point.
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to probe the differences between the structure of the peasant's rebellion and that of the worker's. Possibly we will miss a lot by
lumping the two into the single category of 'subaltern'.
One can also analyse structural changes in the working-class
rebellion, how it acquires new idioms. For example, replacement,
as distinct from the displacement active in the structure of peasant
rebellion, can be a new idiom in the revolt of the working class at a
mature stage. The worker learns to replace this society by another
society. In this context it will be interesting to compare this replacement with the kind of replacement active in rebellions under the
community mode. One can conjecture that not all pre-capitalist rebellions will be characterized by inversion.
The concept of the outside is perhaps the most important from
the point of view of this essay. I would like to examine in future
whether community consciousness has an outside, and if so how the
outside interacts with community consciousness.24 The parallel
with trade-union consciousness and its outsidesocialist
consciousnesswill, however, be unwarranted. For capitalism, for
the first time in history, throws up the possibility of seeing the
whole. No class or group in a pre-capitalist society can occupy a
similarly privileged position. However, the concept of the whole itself is in a flux and varies across societies. The possibility is thst-the
outsider exists in a pre-capitalist society, possibly in the neighbourhood of religious practice, with a knowledge of the whole,
albeit in the restricted sense meaningful only from the point of view
of a pre-capitalist society. It is my conjecture that the saint-inrebellion, in touch with the people, will exhibit a more developed
consciousness than the peasant-in-rebellion. This will be the dual of
the Leninist primal I have discussed in terms of 'outside' consciousness.
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24
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I identify myself with Partha Chatterjee's conceptualization of community consciousness, but with a difference.