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Department of City and Regional Planning, University of Pennsylvania, 127 Meyerson Hall, 210 S. 34th Street, Philadelphia, PA 19104, United States
Department of Electrical and Systems Engineering, University of Pennsylvania, 200 South 33rd Street, 203 Moore Building, Philadelphia, PA 19104, United States
a r t i c l e
i n f o
a b s t r a c t
Keywords:
China
Aviation
Turboprops
Fuel consumption
Short-haul aviation
The Chinese aviation system is in a period of rapid growth, with signicant growth in second tier and
emerging cities. Lower density cities could be well served by regional aircraft, either regional jets or
turboprops, which offer different qualities and a different future for Chinese aviation. Turboprops offer
a high level of fuel efciency compared with regional jets which may improve the cost economics for
carriers and reduce the air quality and climate impacts of a growing aviation system in a region where
air quality and greenhouse gas emissions are a serious concern. However, regional jets are known for
their superior quality of service and faster travel speeds. We begin with a spatial analysis of existing
Chinese short-haul aviation networks and nd that turboprops are deployed in limited number and
are dispersed throughout the country. Their limited use, however, is not because of their cost economics.
For the existing regional jet network we estimate the trade space of fuel and time for the replacement of
regional jets with turboprops and nd that all regional jet routes in China would generate savings if
replaced with turboprops. We next establish future short-haul aviation routes between new and
emerging airports and estimate the likelihood that a turboprop will be used. The nding that the most
viable turboprop markets are spatially dispersed through the country validates considering turboprop
investment at the state-level as a component of the established Chinese aviation sustainability initiative.
2014 Elsevier Ltd. All rights reserved.
1. Introduction
q
This article belongs to the Special Issue on The Changing Landscapes of
Transport and Logistics in China.
Corresponding author.
E-mail address: mryerson@design.upenn.edu (M.S. Ryerson).
http://dx.doi.org/10.1016/j.jtrangeo.2014.03.009
0966-6923/ 2014 Elsevier Ltd. All rights reserved.
Please cite this article in press as: Ryerson, M.S., Ge, X. The role of turboprops in Chinas growing aviation system. J. Transp. Geogr. (2014), http://dx.doi.org/
10.1016/j.jtrangeo.2014.03.009
Wang and Jin (2007) note that the physical and socioeconomic
traits of the more remote emerging airport regions include
challenging terrains along with high poverty and percentages of
minority populations. These regions are uniquely positioned for
service by regional commuter airlines utilizing short-haul aircraft,
either turboprops or regional jets. These aircraft are smaller than
traditional narrow body jet aircraft which are widely used in China
today (Shaw et al., 2009), offer lower ownership costs and operating costs per operation, and, because they necessitate shorter runways, are able to service some smaller and less developed airports.
While aircraft in both of the short-haul aircraft categories share
similarities, the adoption of short-haul aircraft in CAS expansion
will have vast impacts on the economic and environmental impact
of aviation. Firstly, turboprops necessitate shorter runways
(1400 m compared with 2000 m for jets), offering the possibility
of serving more challenging terrains; as a result, turboprops offer
enhanced expansion opportunities. Secondly, turboprops are signicantly more fuel efcient compared with regional jets; however, this fuel efciency comes at the cost of passenger level of
service (Ryerson and Hansen, 2010). Turboprops have a slower
travel speed, and, in addition, are perceived as less comfortable
compared with jets. In fact, Adler et al. (2005) nd that the
disutility of passenger travel on a turboprop can be up to $40/
passenger-trip. In addition, turboprops have a shorter range of
travel
(9001300 miles)
compared
with
regional
jets
(14002000 miles) and have smaller cargo holds, limiting their
versatility to serve a network.
Turboprops offer signicant benets at a cost, namely a cost to
passengers in the form of reduced service quality and to airlines in
the form of reduced exibility. In the 1980s and 1990s, the relatively loud, uncomfortable turboprop with a limited operational
range fell out of favor with the introduction of regional jets
(Johnston, 1995; Mozdzanowska and Hansman, 2004). Recent
improvements to passenger level of service and operating range,
coupled with fuel price increases are leading a surge of interest
in new turboprop models. New turboprops are currently in service
for North American carriers such as Alaska Airlines/Horizon Air,
Canadas Porter Airlines, along with other carriers worldwide. In
2008, turboprops were 4% of the domestic seat capacity provided
by US carriers. While this is a small percent, it is very robust; in
fact, turboprops saw a reduction in total seat capacity offered in
2008 of 6% compared with 2007, a minimal decline compared with
the 11% seat capacity reduction from 2007 to 2008 seen by narrow
body aircraft. Because turboprops consume fuel at a relatively low
rate, the Government Accountability Ofce (GAO, 2009) concludes
that the market for turboprops is small but stable compared with
other jet aircraft, a nding empirically conrmed by Ryerson and
Hansen (2010). Aircraft manufacturer plans also signal a renewed
interest in turboprops. As of 2013, ve aircraft manufacturers in
as many different countries China, India, Korea, Canada, and Italy
maintain serious plans to develop and market 90-seat turboprops; such a move will boost turboprop seat capacity and also increase the competitiveness of turboprops with regional jets
(Perrett, 2013). Also signaling a growing market for turboprops is
the increased competition in the engine market, with General Electric designing a turboprop engine to contend with the established
Pratt & Whitney model (Morris, 2013).
While turboprops may be close to shedding their perception as
aircraft with low quality of service and exibility, their perception
as unsafe aircraft lingers, particularly in China. Two crashes of the
Xian MA-60 turboprop, the model favored in China and manufactured by Chinese manufacturer Xian Aircraft Industrial Corporation, occurred on the same day in the summer of 2013. In the
immediate aftermath, the civil aviation authorities of Indonesia
and Myanmar grounded their eets of the MA-60 (Dennis, 2013).
There are instances of turboprop crashes worldwide, including a
Please cite this article in press as: Ryerson, M.S., Ge, X. The role of turboprops in Chinas growing aviation system. J. Transp. Geogr. (2014), http://dx.doi.org/
10.1016/j.jtrangeo.2014.03.009
Fig. 1. Fuel prices in China and the US. Source: IndexMundi Data and National Development and Reform Commission Data.
The severity of environmental issues in aviation prompted action from the Chinese government and the aviation industry. The
CAAC identied reducing emissions as the major environmental
goal for the aviation industry in their Twelfth Five-Year Plan covering the years 20112015. The CAAC requires that airlines utilize
energy efcient technologies to reduce fuel consumption in every
stage. The recommended technologies include winglets on aircraft,
upgraded aircraft engines, and replacing Auxiliary Power Units
(APUs), which run on fuel, with ground devices that run on electricity (CAAC, 2011). CAAC also requires airports to be constructed
and operated with new materials and renewable energy to mitigate environmental pollution. To help airlines and airports adopt
CAAC-recommended technologies, the CAAC document titled
CAAC Energy Conservation and Emission Reduction Funding Program Guidelines (CAAC, 2013) outlines environmental initiatives
supported by a CAAC funding program. In 2012, 254 projects received 300 million yuan (approximately 49 million US dollars
assuming a conversion factor of 6.12 yuan/1 USD) to support their
projects (Wang, 2013). These projects will lead to reductions in
fuel consumption and environmental emissions, yet the gains are
expected to be modest compared with changes in aircraft types,
conrmed empirically by Ryerson and Hansen (2013). In addition,
Ryerson et al. (2012) nd that the benet pool for surface emissions can be overestimated because airlines have already streamlined their surface operation, resulting in surface-based
initiatives with smaller potentials than expected.
The focus on environmental pollutants brings fuel savings to the
forefront of future CAS planning. However, despite the signicant
potential of turboprops to reduce fuel consumption and to manage
fuel cost uctuations, the use of turboprops for short-haul aviation
travel is not included in the CAAC guidelines nor is investment in
low-emission aircraft supported by the CAAC funding. Towards
informing guidelines on aircraft investments in addition to
modifying operations, we seek to understand the potential role of
turboprops in the CAS in the present aviation network and in the
future planned aviation network. We are interested in the spatial
distribution of networks best served by turboprops as well as the
potential benet of turboprops, towards providing guidelines for
including turboprops in a state-based energy conservation plan.
To do so, we collect information on existing and future short-haul
air travel in China. We investigate statistics and spatial patterns to
understand Chinese short-haul, lower density aviation today. The
spatial analysis and supporting empirical models are used to
estimate the gains and losses from transitioning the existing
regional jet eet with a eet of turboprops. Finally, we build a
statistical model to predict where turboprops could and will be
Please cite this article in press as: Ryerson, M.S., Ge, X. The role of turboprops in Chinas growing aviation system. J. Transp. Geogr. (2014), http://dx.doi.org/
10.1016/j.jtrangeo.2014.03.009
(1), with all coefcients signicant at the 1% level. The data utilized
in the model is based on US fuel consumption from the Bureau of
Transportation Statistics, due to data availability. While the model
formulation is simple, Ryerson and Hansen (2013) nd that models
of aviation cost can be well captured by simple models that assume
a Leontief production process (the inputs are entered in xed proportions) compared with more complex models allowing for input
interaction. As fuel is a large component of operating cost, we generalize this result to the fuel consumption models.
Please cite this article in press as: Ryerson, M.S., Ge, X. The role of turboprops in Chinas growing aviation system. J. Transp. Geogr. (2014), http://dx.doi.org/
10.1016/j.jtrangeo.2014.03.009
Table 1
Statistics of turboprop and regional jet ight connections in China. Source: masFlight Data.
Hub
Airport code
Turboprops
Harbin
Xian
Taiyuan
Zhengzhou
Dalian
Hefei
HRB
XIY
TYN
CGO
DLC
HFE
Regional jets
Urumqi
Xian
Hohhot
Tianjin
Guangzhou
URC
XIY
HET
TSN
CAN
Region
7
5
4
4
3
3
282
312
276.5
275
127
275
342
313
313
289
192
275
Northeast China
Northwest China
North China
South Central China
Northeast China
East China
56
32
29
28
22
408
690.5
564
574
709
1308
1308
1255
1386
1112
Northwest China
Northwest China
North China
North China
Southern Central China
on-time performance assuming all non-xed parameters are normally distributed. Adler nds that the value of time for in-vehicle
time for a business traveler is $69.70/h and for a leisure traveler
it is $31.20/h. Ball et al. (2010) use a value of time of $37.6/h for a
study of US aviation delay for the Federal Aviation Administration.
There is less understanding of VoT in developing countries. In
presenting a methodology to estimate VoT for developing countries, Walker et al. (2010), in a case study of commute mode in
Chengdu, China, notes the dearth of estimates of VoT for Chinese
travel. The authors estimate the VoT for local commute travel to
be 12 yuan/h (which is about 80% of the average income rate,
and about $2.00). In a study using survey data from transportation
users in Shanghai in 2001, Liu (2006) nds the value of In-vehicle
time and Out-of-vehicle time to be 15.1 yuan/h and 20.2 yuan/
Please cite this article in press as: Ryerson, M.S., Ge, X. The role of turboprops in Chinas growing aviation system. J. Transp. Geogr. (2014), http://dx.doi.org/
10.1016/j.jtrangeo.2014.03.009
Fig. 3. Turboprop ight connections in China and catchment areas. Source: masFlight.
well as rapid income growth. While personal income in the US increased 32% from 2002 to 2011, per capita personal discretionary
income in China increased 183% during the same time period. From
2002 to 2011, the standard deviation of per capita annual discretionary income by province in China also increased from $328.94
to $876.27, reecting an expanding income disparity between regions in China. In 2011, the highest average annual discretionary
income by province was $5920 in Shanghai on the east coast,
and the lowest was $2449.1 in Gansu in the west inland, highlighting the spatial differences in economic conditions.
In short, establishing a VoT that is both credible and inclusive is
a challenge, particularly in China. For this reason, we design a metric titled the break-even VoT. This is the VoT for which the fuel savings and increased travel time incurred if a turboprop is used in
place of a regional jet are equal. The break-even VoT indicates
the maximum VoT for which turboprops are still an economically
viable option. In short, if VoT for Chinese travelers is greater than
the calculated metric, regional jet operations should not be redaq , is formulated
placed with turboprops. The metric, termed VoT
as a function of the fuel consumption and travel time of a ight.
crj
c
tq
i a F i F i Ii q
daq
VoT
P d
drj
tq
i TT i TT i I i q
ck
F i is the estimated fuel consumed in gallons for ight i on aircraft k
(turboprop, regional jet 3 k) using the equations estimated in (1)
d
and the scheduled ight data. TT ki is the estimated travel time for
ight i on aircraft k estimated using the average cruise speed for aircraft type k and the travel distance for ight i in the scheduled ight
data. a is the price of fuel in $/gallon, to be considered parametrically from $3.00/gallon to $5.00/gallon, consistent with recent historical Chinese jet fuel prices. Ii(p) is an indicator function equal
to 1 if the distance of ight i is less than the p-percentile distance
across all ights.
The aircraft replacement algorithm is done in two ways. First,
c
we do a seat by seat replacement such that we estimate F ki 8 k as
a function of the number of seats for ight i (the number of seats
per ight is reported in the scheduled data). By assuming aircraft
size is continuous we allow for the notion of direct aircraft size
replacement. Second, we assume all turboprops have 50 seats,
and, if ight i is on a regional jet with more than 50 seats, we replace it with two turboprops. This is a conservative estimate that
provides an upper bound (or, a lower bound break-even VoT) for
analysis.
daq presented in Table 2 represents the value of
The quantity VoT
the savings, in $/h-seat, from switching ights of a distance less than
the p-th percentile of all ights from regional jets to turboprops at fuel
daq > VoT, where VoT
price a. A switch to turboprops is justied if VoT
is the average value of passenger time for intra-China aviation. When
daq > VoT, the savings per passenger from switching to turboprops
VoT
is more than the value of passenger value of time. Overall, we nd that
the break-even VoTs are at the upper bound of US VoTs or greater. A
switch to turboprops is easily justied for all ight distances covered
by regional jets, offering a signicant potential to save fuel. We note
daq decreases with increasing q, as it is less attractive to switch
that VoT
daq increases
a regional jet with a turboprop over longer distances. VoT
with fuel price, as regional jets are less fuel efcient than turboprops.
Please cite this article in press as: Ryerson, M.S., Ge, X. The role of turboprops in Chinas growing aviation system. J. Transp. Geogr. (2014), http://dx.doi.org/
10.1016/j.jtrangeo.2014.03.009
Table 2
Break-even value of time.
Fuel price ($/gal)
Distance percentile
25%
50%
75%
100%
3.00
4.00
5.00
3.00
4.00
5.00
77.4
71.4
67.9
64.2
103.2
95.2
90.5
85.6
129.1
119.0
113.1
107.0
66.3
58.2
53.4
48.6
88.4
77.6
71.2
64.8
110.5
97.0
89.0
81.1
Please cite this article in press as: Ryerson, M.S., Ge, X. The role of turboprops in Chinas growing aviation system. J. Transp. Geogr. (2014), http://dx.doi.org/
10.1016/j.jtrangeo.2014.03.009
Fig. 5. Emerging airport hubs and spokes. Source: masFlight and CAAC.
Five-Year Plan. The current turboprop and regional jet networks are
also placed on the map to show existing connections.
The CAAC plans to accelerate the growth of major regional airport hubs such as Tianjin, Changsha, and Shenzhen, which are represented with the dark blue dots in Fig. 5 map. Also, CAAC plans to
reinforce the role played by secondary hubs such as Changchun,
Hohhot, and Lhasa. These airports have a lower demand than the
regional hubs yet larger than the spoke airports. Thirdly, several
spoke airports such as Daqing, Huaian, and Kashi are highlighted
by CAAC for improvement. Moreover, CAAC is identifying cities
without airports and pursing airport construction in these cities.
Two examples are Jiuhuashan and Daocheng, two cities with newly
constructed airports as of the fall of 2013. These new airports serve
as spokes in an airline network and feed nearby hubs. Both the
existing spoke airports highlighted by CAAC and the new airports
are represented with triangles as emerging spoke airports on the
map in Fig. 5. Table 3 documents the focus of the CAAC plan in detail with a focus on expansions that could introduce new short haul
travel and highlights the rationale behind the airport developments and expansions (CAAC, 2011).
4.2. Future turboprop network
Section 3 established that turboprops could be a viable replacement for regional jets across the entire network when trading fuel
costs for time costs. However, we know from the existing network
that the use of regional jets is signicantly more prevalent than
turboprops. In the following section, we estimate the potential
for turboprops in the future network, based on the underlying
Please cite this article in press as: Ryerson, M.S., Ge, X. The role of turboprops in Chinas growing aviation system. J. Transp. Geogr. (2014), http://dx.doi.org/
10.1016/j.jtrangeo.2014.03.009
Secondary hubs
Spoke airports
New spoke airports
highlighted by CAAC
Northern
China
Shijiazhuang, Taiyuan,
Hohhot, Changchun
Mohe, Daqing,
Erenhot
Eastern
China
South
Central
China
Guilin, Sanya
Hengyang (under
construction)
Baise
Fuyuan (under
construction)
Southwest
China
Lhasa, Guiyang
Tengchong
Daocheng (opened in
September 2013)
Northwest
China
Xian, Urumqi
Lanzhou, Yinchuan,
Xining
The binary logit model (3) predicts the probability that a route
is served with aircraft type k. This probability is a function of the
utility of the route being served by both aircraft types k. The utility
of utilizing aircraft type k on a route, Vk, is a unitless measure of
attractiveness or satisfaction. We predict the coefcients on the
utility models in (4) such that we can gain insights into how the
relative utility of the two aircraft types is affected by route and aircraft characteristics. The logit model predicts the mode share of
aircraft type k by taking the ratio of the exponent of deterministic
utility of aircraft type k to the sum of the exponents of the deterministic utilities of serving a route with either aircraft type.
eV k
Pk P
Vj
j2K e
V k btt ttk Ik rj
3
X
bd Dd
Table 4
Binary logit estimation.
Parameter
Estimate
t Value
Parameter estimates
Travel time
Low density/low density
Low density/medium density
Low density/high density
Medium density/medium density
Medium density/high density
0.0904***
2.0615**
0.3327
1.1673**
0.6095
1.0125*
5.46
1.97
0.29
2.07
0.52
1.66
Shihezi (under
construction)
Please cite this article in press as: Ryerson, M.S., Ge, X. The role of turboprops in Chinas growing aviation system. J. Transp. Geogr. (2014), http://dx.doi.org/
10.1016/j.jtrangeo.2014.03.009
10
Table 5
Predicted turboprop mode shares for the future CAS network.
Spoke
Hub
Distance
(miles)
Probability
Turboprop (%)
Shihezi
Daqing
Baise
Huaian
Huaian
Shihezi
Huaian
Baise
Hengyang
Jiuhuashan
Daqing
Jiuhuashan
Huaian
Daocheng
Baise
Hengyang
Hengyang
Huaian
Urumqi
Harbin
Nanning
Nanjing
Hefei
Korla
Qingdao
Guiyang
Guilin
Wuhan
Changchun
Shanghai
Jinan
Chengdu
Kunming
Wuhan
Shenzhen
Zhengzhou
71
88
108
139
174
179
185
194
195
206
210
218
237
249
279
285
302
308
38.2
35.5
32.5
28.0
23
22.9
22.2
21.1
21.0
19.8
19.4
18.6
16.7
15.6
13.1
12.6
11.4
11
Beijing, Shanghai and Chengdu, and the new airport allows growth
in short-haul markets. We next estimate the travel time on a turboprop and on a regional jet for these routes based on their orthodromic distance (using the average cruise speeds established in
Section 2) and categorize the airports based on their density. The
predicted mode shares of turboprops are shown in Table 5, for links
with more than a 10% mode share.
The result of the prediction is not absolute turboprop adoption
vs. non-adoption, but rather a metric like mode share for
turboprops. For example, if an airline is to operate ve ights per
day between Shihezi and Urumqi, it is likely that two of those
Please cite this article in press as: Ryerson, M.S., Ge, X. The role of turboprops in Chinas growing aviation system. J. Transp. Geogr. (2014), http://dx.doi.org/
10.1016/j.jtrangeo.2014.03.009
compels the airlines to schedule for low frequency or arrange inefcient indirect connections. Adoption of turboprops along these
routes will enable the airlines to reduce operating cost and increase frequency of their services to provide exibility for passengers and induce more demand in these markets.
It is unlikely that the narrow-body jets or wide-body jets are
utilized because of cargo loads, and it is also unlikely that the assessed routes will carry heavy cargo trafc in the near term.
Although Chengdu and Zhengzhou are rising as major freight markets with manufacturing being relocated from the coastal areas to
central and western China, most of the goods manufactured in
these areas are intended for export rather than domestic consumption (CAPA, 2013). Also, since most assessed routes are short- and
medium-distance connections which are more time-denite compared to long-distance connections, freight markets along these
routes are already dominated by surface transportation because
of the lower costs. In the next ve years, apart from large-scale
expansion and addition of airports, China also has plans to construct more than 40,000 km of express rail lines and more than
85,000 km of highway to complete the surface transport network.
Such efforts would further divert air cargo trafc in these markets
to ground transport modes, as predicted in the World Air Cargo
Forecast (Boeing, 2012). Therefore, it is foreseeable that air trafc
along these assessed routes would largely cater towards passenger
services.
Among the routes that have solid potential for turboprop operations, the routes to Jiuhuashan, Guilin, Kunming, and Daocheng
are likely to serve a larger share of leisure travelers than average
because all the four cities are supported by robust tourism industry. Routes to Shenzhen, Wuhan, and Qingdao would have a larger
portion of business travelers on board than average because these
cities are regional economic and trade centers. Since business and
leisure passengers value time differently, it is foreseeable that the
business travelers with relatively larger VoT compared with the
break-even VoT would choose services provided by other types
of aircraft along these routes, while leisure travelers and business
travelers with lower VoT would use turboprop services. Harnessing
the heterogeneity across passengers consumes fewer resources
while still providing passenger service.
5. Conclusion
In this study we focus on a segment of the Chinese aviation system that is on the precipice of expansion: the short-haul aviation
system. Our study motivates the inclusion of turboprops in the
state-led initiatives to support aviation sustainability. In dening
new metrics for analysis, such as the break-even VoT, and in
exploring the spatial patterns of the current and future short-haul
CAS, we nd a large role for turboprops in the CAS. More specically, we nd that this role is not conned to one area of the country, but rather is dispersed. This is true for both the replacement of
regional jets by turboprops and the deployment of turboprops on
emerging routes. After years of growing the aviation system in
the east, the CAAC has made Western and Southern China a priority. Turboprops could serve these areas with lower fuel costs and
reduced environmental impact at a high enough level to well balance the increase in travel time for passengers. Providing funds
through the CAAC sustainability fund for the adoption of turboprops could both support emerging aviation markets in China
and promote environmental sustainability.
Acknowledgement
The authors would like to thank masFlight for providing the
scheduled ight data for analysis.
11
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