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ABSTRACT.
,Iccording to the UnitedNations,sixteencolonies remainin the world.GreatBritain has ten;the United States,three;and France,New Zealand,and Spain,one each.'
In addition, these countries,as well as the Netherlandsand Australia,have overseas
dependenciesthat arenot technically"colonies,"a termof contestedmeanings.2Not
incidentally,almost all of these dependenciesareislandsor islandlikeenclaves,such
as Gibraltar,Ceuta,and Melilla.Individuallyand in total,they representthe firstand
lastoutposts of modern Europeanimperialism,territorialmanifestationsof the politicizationof oceanicspace.Aswell,theysuggestthatcontrolof theworld'soceanswas
a fundamentalpart of Europeanempirebuildingand remainsa criticalcomponent
of continued Europeanand neo-Europeandominancein the postcolonialworld.
Drawing on the rich historicalliteraturethat describesaspectsof earlymodern
expansion, I explore three broad implications of the oceanic dimensions of European imperialism.First,it engenderedan expansivedynamic distinct from the dynamics of other seafaringpeoples, wherebyEuropeansconstructeda new kind of
empire that differedsignificantlyfrom land-based ones. Second, the centralityof
oceanic control and the tenuousness of territorialcontrol outside Europeforcesus
to reassessthe agencyof Asian,African,and Americanpeoples in the history of the
early modern world. Third, oceanic expansion reconfiguredinternational relations, obliging expansionistpowersto define the legal and diplomatic implications
of interstateconflict in the extraterritorialarenaof the high seas. This in turn elevated interstaterelations in Europefrom a regionalsystem to a global one, which
would come to define contemporaryinternationalrelations.
* This
essay benefited from the comments of the participantsat the Oceans Connect workshop at Duke University and from the assessments of two anonymous reviewers.The John CarterBrownLibrary,where I was a fellow,
provided a collegial environment for completing the revisions.
D$ DR.
MANCKE
44325-1902.
The Geographical Review 89 (2): 225-236, April 1999
226
maritime ventures, trade and colonization were old processes in the Indian and
PacificOceans. But Europeans'transoceanicpolitical claims and their attemptsto
control and regulateaccessto the high seaswere new phenomena.
The "extendedpolities"these maritimeventuresengendereddifferedfrom the
major land-based empires,whether ancient and medievalempiresor the contemporary Ottoman, Safavid,Mughal,Ming, and RussianEmpires(Greene1986;Pagden 1995). Land-basedempires grew by pressing into strategicallyimportant or
weak areason their frontiersor acrossnarrowbodies of water,annexing territory
and people. Ottomanencroachmentsinto southeasternEuropeprovidedpartof the
impetus for Iberian forays into the Atlantic Ocean. The fifteenth-centuryPortuguesecourtwas dividedoverwhetherto spendmoney to confrontMuslimsin North
Africaor to developthe Atlanticroute aroundAfricato avoidthem;the latterstrategy ultimately prevailed (Boxer 1969). Between about 1450 and 1700, oceanic expan-
sion did not inherently represent superior strength and at times represented
preciselythe opposite. Englandostensiblystayedout of the ThirtyYears'War(16191648)andprofitedby actingas a neutralshipper.Caribbeanwaters,however,had not
yet been incorporatedinto the Europeaninternationalorder,allowingEnglishpirates-despite England'sneutrality-to undermineSpain'swar effortby preyingon
ships carryingthe silverand gold necessaryto financeits armies(Andrews1991).The
land-poor Dutch shrewdlyrecognizedthe potentialfor power throughexpertisein
maritimetradeand shipping (Boxer1965).Thus oceanicexpansionopened up new
opportunitiesforweakerpolities to realignthe balanceof powerwithin Europeand
with its Muslimneighbors,achievedas much throughcontrolof the maritimeenvironment as with territorialacquisitionsin Africa,Asia,and the Americas(Symcox
1976; Chaudhuri 1985;Pearson 1987).
POLITICIZATION
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other colonies, by thousands of kilometersof water.Emergingin a volatile and increasinglyglobal environment,these overseasoutposts of Europewere vulnerable
to seaborne attacksby rival interests.The multiple nations vying for colonies, the
ambiguity of internationallaw for these new oceanic frontiers,and the difficulties
monarchs faced in controllingtheir distantsubjectsforcedEuropeansgraduallyto
define a new internationalorderthat could accommodatethese new empires (Pagden 1995).
LAND-POOR EMPIRES
Europeaninroads in Africaand Asia were even more limited than they were in
the Americas,consisting at firstalmost exclusivelyof a few cities and fortifiedtrading posts.Afterinitialmilitaryconfrontationsthe Portuguesesettledinto negotiated
tradingrelationswith WestAfricans,establishingfortson offshoreislandsandlittoralareasaccessibleby oceangoingvessels(Thornton1998).In EastAfricathey seized
228
In Asiathe Portuguese,followedby the Dutch,the English,and the French,controlled tradingports, some takenby force,many occupied at the sufferanceof local
authoritiesand a few, such as Calcutta,createdby Europeans(Murphey1977).Although important to Europeantrade and economies, the overall impact of these
emporia on Asian economies remainedlimited for most of 300 years.Not until the
conquest of Bengal by the British East India Company (EIC) in the
1750S
and 176os
world dominanceoverthe lasthalf-millenniumshould not be confusedwith the actual achievementof global ascendancyless than two centuriesago. Although they
derivedconsiderablewealth from transoceanictrade,they remaineddependenton
commercial,financial,andproductionnetworkscontrolledby Asians,Africans,and
nativeAmericansand vulnerableto indigenouspoliticalleaderswho could and did
deprivethem of access.
TRANSFORMING INTERNATIONAL POWER
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229
world between themselves along a north-south line 370 leagues west of the Cape
VerdeIslands(Davenport1967).Thistreaty,however,did not providea solution that
other Europeanswould accept.Indeed,it would takemost of threecenturiesto sort
out the radicallynew internationalorderthat oceanic expansion created.
When the Portugueserounded the Cape of Good Hope into the Indian Ocean,
they entered waters that had been known and traversedby sailors for centuries.
These waterswere largelyunmilitarizedzones. The land-basedempiresbordering
the IndianOcean or the neighboringseas-in particularthe Safavidand the Mughal
Empires-did not have navies.Thus,when the Portugueseused their armedvessels
to wrest control of islandsand ports from local rulers,they met with relativelylittle
resistance(Subrahmanyam1993).They claimedsovereigntyover the IndianOcean
and the South ChinaSeaand set as theirobjectivethe licensingof travelon the maritime trade routes, a politicization of oceanic space that had no equivalentin Asian
practice(Chaudhuri1985;Pearson1987).Insufficientresourcesto coercethousands
of mariners,as well as Asian resistance,bluntedthe impactof this Portugueseclaim
of sovereignty.Ratherthan pay protection costs that licensesprovided,many merchants simply relocatedto ports not controlledby the Portuguese.Asian rulersemployed various strategiesto curb these newcomers'aggrandizementof power.The
Ming prohibited them from trading on the Chinese shore in the 152os. The Ottomans expanded their naval fleet to keep open the Red Sea route to the Levantafter
the Portugueseblocked it and to limit Portugueseinfluencein the PersianGulf.The
Acehnesesultanate,founded in northernSumatrain the earlysixteenthcentury,organized a tradingnetworkbetweenthe Indonesianarchipelagoand SouthAsiathat
challengedPortuguesedominance in the intra-Asiantrades.In the long run,peaceful accommodationwas more profitablethan coercion,and the Portuguesebecame
just anotherplayerin the Asiantrades(Hess 1970;Lane1973;Chaudhuri1985;Pearson 1987;Souza 1987;Subrahmanyam1993).
This interim solution was short-lived, however.In the late sixteenth century,
Dutch and Englishmerchantspenetratedthe Asianmarkets,providinga European
challengeto Portugal'scaim to sovereigntyoverthe IndianOceanand reinvigorating the contest for oceanic control. Significantly,events in Europedirectlyaffected
the timing of this new merchantpresence,and it would be neitherthe firsttime nor
the last that Europeansquite literallycircumnavigatedproblemsat home through
oceanic expansion. In 1585Philip II of Spainhad dosed the Lisbonspice marketto
merchantsfrom the Netherlandsand England,largelyin reactionto the civil warhe
was waging against English-supportedDutch Protestants.Initially,English merchants who were interestedin the Asian trades tried to avoid the Portugueseand
Spanishaltogetherby searchingfor a northernoceanicrouteto Indiaand by trading
with Asians through the Russian Company and the LevantCompany (Andrews
1984;Lawson 1993).Finding neither solution viable, they took the South Atlantic
route to India, passing through Spanish-and Portuguese-dominatedwaters.Once
in the Indian Ocean, the EIC,charteredin 1600 with limited capitalization,tried to
avoid confrontingthe Portugueseand the Dutch directly,but within a decadecom-
230
1965;
For most of the seventeenth century the Dutch were the ascendantEuropean
influence in Asian waters,with the Englishan increasinglystrong competitor and
the Portuguesein decline.Followingthe Portugueseprecedentof controllingheavily traveledsea-lanes,the Dutch set their sights on monopolizing the spice tradeof
the Indonesian archipelago.They establishedBatavia(now Jakarta)in 1619as the
heavily fortified commercial center of their Asian interests.Asian rulers enlisted
their assistancein rebuffingthe Portuguese.The Japanesedecision in 1634to expel
the PortuguesefromNagasakiand transfertheirtradingprivilegesto the Dutch had
severeeconomic repercussions,becauseJapanesesilverhad providedmuch of the
bullion the Portugueseused in Asian trade (Furber1976).
Meanwhile,within Asian societies,emergentpowersweakenedthe cohesion of
the Mughal,Safavid,and Ottoman Empires(Bayly1989).Emblematicof this shift
was the rise of Oman as an autonomous state organizedaround maritime commerce and naval strengthin the western Indian Ocean.CapturingMombasafrom
the Portuguesein 1698,the Omanis extended their political control over much of
EastAfrica.On the high seastheyprovideda potent challengeto Europeans'military
dominance.What neither the Omanis nor other Asiansdid was to enter the interoceanic tradesthat linkedthe IndianOceanand AtlanticOceanmarkets.As well, in
the eighteenth century Europeanstate navies, not just armed merchantships, appeared more frequentlyin Asian waters,and in the nineteenth centurythe British
state would challenge the Omanis through the EIC(Risso 1986).
The presenceof the BritishNavy in the IndianOceancreateda functionalseparation of militaryand commercialpower and markeda new stagein the politicization of Asian ocean space. Militaryexpenses no longer had to be deriveddirectly
POLITICIZATION
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from and balanced with commercial revenues,a shift in costs that was probably
criticalfor the territorialexpansionof the BritishEmpirein Asia.In contrast,Dutch
global influencehad declinedoverthe eighteenthcentury,in partbecausethe States
General of the Netherlands expected the provinces of Zeeland and Holland, the
most directbeneficiariesof Asiancommerce,to fund the navyout of maritimecommercial revenues (Boxer1965).
Successfuland regularcrossingof the AtlanticOcean,unlike the centuries-old
navigation of the Indian Ocean,was a Europeanachievement.As a result,the dynamic here was primarily one of intra-Europeanconflict. Geographically,three
transatlanticcircuitswerechartedwithin a fewyearsof eachother.The first,andhistoricallythe most prominent,was the mid-Atlanticcircuitconnecting Europeand
the Caribbean.But the Portuguesepioneered a second, South Atlantic, route between West Africa and Brazil;and a third route, across the North Atlantic, soon
opened the Newfoundland fishery to Europeans(Meinig 1986). During the sixteenth century the three remained separatearenasof competition, with growing
commercial and military integrationover the next two centuries.
In developing their Atlanticcircuits,the Spanishand Portugueseinitiallyfaced
little competition, except in littoral waters. In West Africa,local powers ably defended themselvesagainstPortuguesedepredations(Thornton1998).Resistanceby
the Caribs and the Arawaksin the LesserAntilles kept the Spanish from settling
these islands (Boucher 1992). But, as knowledge of Atlantic navigation spread
throughout the ports of westernEurope,the Iberiansfound that their greatestadversarieswere not indigenous peoples but roving Frenchand Englishpirateswho
dogged their galleonsand foreignmerchantswho interlopedin Africanand American markets.Spainrespondedfirstby armingmerchantships and then by providing
navalescorts for the annual fleet that left the Gulf Coastladen with bullion. Nevertheless, aggressiverivalspersistedin their encroachmentson Iberianinterests.The
Dutch, to compensatefor the loss of salt suppliesfrom southernEuropeafterSpain
cut off trade during the revolt in the Netherlands,began to produce salt on Caribbean islands. English harassmentof Spanish and Portuguesefishermen in Newfoundland, especially after 1585,effectivelydrove the Iberians out of the fishery,
leavingthe Englishto compete with the Frenchfor supremacyin the North Atlantic
(Lounsbury1934;Andrews1984;Boucher1989).
By the end of the sixteenth century,decadesof Atlanticmaritime conflict and
Europeanwars had so weakened Spain'spower that, in treaty negotiations with
Franceand Englandin 1598and 1604,respectively,the Frenchand Englishasserted
their right to establishcolonies in areasnot occupied by the Spanish (Quinn 1974;
Appleby 1996). The Frenchand English,as well as the Dutch, establishedcolonies
under the auspices of charteredcompanies or proprietors,to whom their Crowns
gave the right to wage war againstEuropeanrivalsand indigenous peoples. Armed
conflict among Europeans,most of it seaborne,becameendemicin the seventeenthcentury Atlantic world. Virginia sent armed ships to attackAcadia.The English
Kirkefamilyattackedand took Canadafromthe French.Englishand Frenchpirates
232
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The ascendancyof oceaniccontrolasa definingcharacteristicof poweramongEuropean statesandthen throughoutthe worldwasmorethanthreecenturiesin developing. In the nineteenth century, continentally focused imperial powers found
themselvesbeing outflanked,if not conquered,by aggressiveEuropeanpowersthat
used oceanicaccessto forceterritorialsubmissionin AsiaandAfrica.In a broadoverview of history,however,Europeanterritorialcontrol in Africaand Asia was relativelybrief.In manyplacesit lasteda centuryor less,testimonyto our need to see the
political ascendancyof Europein the world as an oceanic phenomenon.
With the riseof new powersin the latenineteenthcentury,particularlyGermany
and Japan,access to oceanic trade,the creation of new empires,and an arms race
with naval capacityas a centerpiececontinued to define relationsamong the great
powers.As Germanyaggressivelyacquiredcolonies, GreatBritainreactedby creating new protectorates(such as the Cook Islandsin 1888)in order to curb German
imperialexpansion (Porter1996).In the earlytwentiethcentury,internationaltensions over control of the world'soceans figuredin the controversiesthat led to the
234
two world wars. At the end of World War II reform of world trade helped diffuse
some of the tension.
The contest for control of oceanic space has not disappeared, nor has the European and neo-European dominance of the oceans ended. Many of the remaining island dependencies continue to serve the strategic interests of distant metropolitan
states. Guam and American Samoa provide the United States with military footholds in the Pacific Ocean. Saint-Pierre and Miquelon maintain France's territorial
claim to the western Atlantic fishery. Island territories without permanent populations are used for military or scientific purposes. The British lease their Indian
Ocean Territory to the United States for military facilities; the Antarctic territories of
Australia, Great Britain, France, and New Zealand all have permanent research stations. Thus, in the twilight of oceanic empires, the colonial map is essentially one of
far-flung island holdings. This fact should remind us that in the last five centuries
oceanic space has been a central arena of imperial struggle.
NOTES
1. The sixteen are Anguilla, Bermuda,BritishVirgin Islands,CaymanIslands,FalklandIslands
(Islas Malvinas),Gibraltar,Montserrat,PitcairnIsland,Saint Helena,Turksand Caicos Islands,U.S.
VirginIslands,Guam,AmericanSamoa,New Caledonia,Tokelau,andWesternSahara.Spainnotified
the United Nations on 26 February1976that it had ceasedits participationin the temporarygovernment of the Western Saharaand thus its internationalresponsibilityfor the territory (Aldrich and
Connell 1998).On 25 October1999the SecurityCouncil establishedthe United Nations Transitional
Administration for EastTimor,which until then had been categorizedas a colony of Portugal.
2. Francehas departementset territoiresd'outremer (FrenchGuiana,Guadeloupe,Martinique,
Reunion, French Polynesia,Wallis and Futuna Islands, Saint-Pierreand Miquelon, and Mayotte),
most of which have representationin the metropolitan French government. Puerto Rico and the
northern MarianaIslandsare commonwealthsof the United States.AustraliadesignatedChristmas
Island, the Cocos Islands,and Norfolk Island as territories.Arubaand the NetherlandsAntilles are
autonomous partsof the kingdom of the Netherlands.The Cook Islandsarefreeassociationsof New
Zealand,and Niue is a dependency.Spain retainsCeuta and Melillaon the coast of North Africaand
the CanaryIslandsoff the coast of Africa.The Azoresand the Madeirasarepart of Portugal.As well,
Australia,New Zealand,GreatBritain,France,and the United Statesclaim a numberof island groups
without permanent residents (Aldrichand Connell 1998).
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