Professional Documents
Culture Documents
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at
http://about.jstor.org/terms
Brill is collaborating with JSTOR to digitize, preserve and extend access to Arabica
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms
DAVID AYALON
I.
DID THE MAMLUIKS RECOGNIZE THE HAFSID CALIPHATE?
of a far wider study. As such a study has not yet been written, it
is quite natural that earlier views and theories concerning the above
Abhandlungen der deutschen Akademie der Wissenschaften zu Berlin, Philosophisch-historische Klasse, Jahrgang I947 N? 9, Berlin, I950, PP. 3-IO.
For a brief summary of this article and a review of it see: B. LEWIS, EI2,
vol. I, p. 2i, art. cAbbdsids, and BSOAS, vol. XIV (I952), PP. 404-405.
See also M. CANARD'S review in Revue Africaine, Alger, 1952, pp. 226 f.
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms
42
D.
AYALON
[2]
As to the fact that both the sons of al-Zahir were called alMustansir, Hartmann considers it to be "an unsolved riddle"
(ein ungeldste Rdtsel) 2, and for the following reason: never before,
during the long history of the Caliphate, had two brothers, each
of whom became Caliph, assumed the same title-a fact which the
i. The sources do not agree about the exact date on which the hafsid
ruler bestowed upon himself the title of Caliph (the dates vary between the
years 650/1252 and 659/I26i). BRUNSCHVIG'S preference for the year 650/
I253 is, however, convincing (La Berbdrie Orientale sous les Hafsides, Paris,
I940, vol. I, p. 40. See also HARTMANN, Op. cit., p. 5). A strong proof in
support of the date preferred by Brunschvig is provided by the fact that
news about al-Mustansir proclaiming himself Caliph and firmly establishing
his rule as such, reached the mamluik sultanate as early as the year 652/1254
(Nugium, ed. Cairo, vol. VII, p. 32, 11. 6-8).
2. Op. cit., p. 5.
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms
Hartmann deals first with a recognition of the Hafsid al-Mustansir as Caliph by the Sherif of Mecca, Abil Numayy. He believes
Incidentally, a much earlier historian than al-Maqrlzi, Qutb al-din ALYUTNINI (died 726/1326), had also mentioned this fact (Dayl mirl'at al-zamdn,
Hyderabad, I955, vol. II, p. 96, 11. 9-IO).
2. For his arguments see op. cit., pp. 4-5.
3. Op. cit., p. 5.
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms
44
D.
AYALON
[41
realm lay, according to Hartmann, in the fact that the first was
the cAbbasid fugitive the same title as that of the liafsid prince,
in order that the change of allegiance would be carried out as
smoothly as possible. In the friday sermons (hutba) the name of
al-Mustansir would be mentioned as before, and thus many people
would not notice that an entirely different person was intended.
(Wir sahen, dass schon al-Maqrizi sich wunderte, dass der von Baibars
zuerst Areierte neue Chalife denselben Thronnamen al-Mustansir fihrte, wie
sein Bruder. Man hat gelegentlich den Thronnamen des Hfafsiden erkldr
wollen durch einen Verweis auf diesen CA bbasiden, der I226-I242 die Chali/ats-
H1afsiden zu verdanken. Wenn wir uns vorstellen, dass sich die Anerkennun
des Hafsiden in Agypten nicht auf die Anrede in dem Siegesschreiben beschrankt, sondern - wie durchaus anzunehmen ist, falls jene Nachricht iiber
das Siegesschreiben stimmt - sein Name in der chutba genannt wurde, so
begreift man sehr wohl, wie Baibars dazu kam, als er den neuen Chalifen schuf,
ihm den gleichen Thronnamen zu geben, den man schon vorher in der chutba
zu horen gewohnt war: dadurch konnte der Wechsel in den Person des Chalifen
wenigstens fur das breite Publikum etwas iiberdeckt werden; es mochte wohl
bald denken, dass der al-Mustansir, f/ir den da gebetet wurde, immer derselb
gewesen sei.)
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms
the Grand Qadi Abil l-Qasim b. al-Barra', who used the occasion
to extol the new pontiff of Islam. The recognition of the Hafsids
by Abil Numayy is mentioned in some verses of the poet Ibn
al-Abbar (died 658/I260), in the Kitdb al-'Ibar of Ibn Halduin
Hafsid and the rulers of Egypt and the Higz is reflected in the
heading given to the passage in his book where these relations are
4. Ibid., p. 45.
5. Ibid., p, 47.
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms
46
D.
AYALON
[6]
Though Brunschvig in the above heading, places mamluik and sherifian relations with the Hafsids on the same level, he holds definitely
a much milder view than does Hartmann about the strength of
the mamnluik allegiance to the Tunisian dynasty.
We shall now present the arguments in support of our contention
that the Mamluiks, far from paying homage to the Hafsid Caliphate,
did not even accord it recognition.
One argument is that not the least trace of such a recognition
exists in the mamnlulk sources which constitute one of the richest,
most detailed and most reliable group of sources within the whole
field of Muslim historiography.
Even under very ordinary conditions the recognition by an
important muslim ruler of a new Caliph belonging to the same
and mamliik rulers alike pay homage to him, his name is mentioned
in the hutba and struck on their coins, he acts as arbitrator in their
internal disputes, envoys and letters are exchanged between him
and these rulers, who send him presents, etc. 1.
75b; 86b; 96a; io8a; io8b; II4b-I15a; ii6b-1I7a; 124a. SAFADI, al-
W2fi bi-l-Wafayat, B.N. Ms., Fonds Arabe, 2065, fol. Io5b, 11. I4-i6. Suluik,
I, PP. 3I9, 1. 10-320, 1. 2 ; pp. 337, 1. I9-338, 1. 2 ; p. 342, 11. 12-13 ; p. 362,
11. 4-9; P. 368, 11. 7-9 ; P. 320, 11. 3-8 ; P. 397, 11. 7-9; P. 407, 1. I.
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms
with them the whole Magrib, are not mentioned even once in
connection with the affairs of Egypt and Syria during the period
under discussion.
Egypt, had decided to efface all trace of his realm's allegiance to the
Hafsids and had ordered the erasure of the entire episode from all
the mamliuk sources. Such a censorship is, indeed, implied to a
considerable extent in Hartmann's suggestion that the Egyptian'Abbasid al-Mustansir was given the same title as the hafsid
Caliph in order to conceal from the public a change of allegiance.
The argument of a possible censorship should be rejected because
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms
48
D.
AYALON
[8]
that it was read in a solemn ceremony and we know the name of the
man who read it. All this is what we should expect, if a recognition
of this kind has taken place. A similar act on the part of the Mamliiks
should-and undoubtedly would-have been described in much
more detail. Yet the hafsid sources are silent as the rest of the
muslim sources concerning a mamlulk recognition. Especially
remarkable is the fact that Ibn Haldiin, the great historian of the
Hafsids and the Mamliuks, and for many years an official in the
service of these two regimes, knows nothing of such a recognition.
The isolated mention of the hafsid ruler as amir al-mu'minin in
an official mamlik letter will be reserved for later discussion.
The complete silence of the sources is by no means the only argument against the theory here under review. In my opinion two
other lines of evidence prove this theory to be mistaken: (a) contemporary historians of Egypt and Syria mention the hafsid
list of those who died in that year, thus ignoring his own rule of
the extant part was made by M. ;erefeddin YALTKAYA and was published
in Istanbul, in I94I, under the title Baypars tarihi.
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms
overlooks his vices and faults. And yet, in all this long and detailed
biography I there is not the least hint, either that the Mamluiks
recognized him as Caliph, or that there existed relations of a different kind between the Mamnluks and that ruler 2. Had Baybars,
in fact, abrogated an earlier Mamlik allegiance to the Hafsid alMustansir, Ibn Sadddd, Baybar's court historian and close friend,
would no have dared to give such favourable publicity to a Calife
discarded by his own master and use-of all places- that masters
biography for such a purpose.
of Baybars.
VII
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms
50
D.
AYALON
[IO]
sinin wa-nisf) 3.
Baybars al-Mansuiri (647/I249-725/I325) in his narrative of the
arrival of Abiu l-Qasim Ahmad in Egypt, tells us that Sultan
Baybars wanted to establish his pedigree and to determine whether
or not he was entitled to be given an oath of allegiance, "for the
office of the caliphate had been vacant since the time when Caliph
al-Mustacsim billdh had been killed" (wa-qasada itbat nisbatihi
fol. 234b, 1. II - 235a, 1. 8. That Abui Sma writes "the year 655", instead
of 656, as the date for the destruction of the cabbasid Caliphate and "four
and a half years" instead of three and a half years as the period during
which it was extinct should be considered as a lapsus calami. A few pages
earlier, he mentions the correct year for the end of the Caliphate in Bagdad
(ibid., fol. 2I7b, 11. 3-6; 2I7b, 1. 14 - 2i8a, 1. 4).
3. Zubdat al-/ihra, B.M. Ms., Add. 23, 325, fol. 43a, 11. i-8 and especially
11. 5-6.
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms
"And his name [i.e. Abui l-Qasim Ahmad al-Mustansir] was mentioned in the Friday sermons and struck on the coins after the office
of the Caliphate had been vacant for three years and a half"
2. Al-Biddya wa-l-nihaya, Cairo, I35I-I358 A.H., Vol. XIII, P.33I, 11. 22-23.
3. AL-MAQRIZI writes in connection with the death of al-Mustacsim:
ila sanat tis' wa-hamsin wa-sittmi'a (Suliuk, ed. ZIYADA, I, P. 409, 11. 7-8).
IBN TA(;RIBIRDI mentions twice the lack of a Caliph during the period here
under discussion. In narrating the death of al-Mustacsim he states: wagagarat al-hilZfa bacdahu sinin wa-baqiyat al-dunya bi-la halifa hattd aqdma
mfl ya'ti 4ikru d2lika (Nu4Im, Cairo, VII, p. 64, 11. 9-II). Furthermore,
on describing the arrival of Abul l-Qasim Ahmad in the Mamluk sultanate
Malik al-.Zhir Baybars wa-huwa Abu l-Qasim A hmad" (ibid., p. IO9, 11. 4-9).
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms
52
D.
AYALON
[I2]
torian, Qutb al-din al-Yiiniln (died 726/I326) and also from the
Christian Coptic historian al-Mufaddal b. AbI al-Fadail 4.
In the opening of the account for the first of these years Ibn
Katir notes: "Then entered the year six hundred and fifty seven.
This year had begun with the Muslims having no Caliph (tumma
dahalat sanat sab' wa-hamsin wa-sittmi'a stahallat hddihi s-sana
p. 84).
5. al-Bidiya wa-l-nihiya, XIII, P. 2I5, 11. 2-4.
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms
also in the same list the names of the rulers of Hama, Homs and o
some Syrian fortresses, as well as the names of the Muslim rulers
of Mosul and Anatolia, the name of Hiilakii Han, the ruler of the
eastern countries of Islam, and the name of the ruler of the Yemen,
and concludes: "And so are the countries ..... of the Magrib,
in each of them there is a king" (wa-kad&lika bildd al-Magrib ft
kulli qutr minhd malik) 2.
The last passage here quoted from Ibn Katir was beyond doubt
copied, though perhaps not directly 3, from the chronicle of the
much earlier historian al-Yiinini4.
was a main source of Ibn Katir (see above, p. 52 and note 3).
4. Mir'at al-zaman, Vol. II, pp. 87, 1. io - 89, 1. 5 (See especially, p. 87,
11. Io-II).
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms
54
D.
AYALON
[I4]
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms
The passages concerned with the end of 658 and the beginning
of 659 h. indicate clearly that the hutba and the sikka in the
mamlufk sultanate at that time were a purely internal matter,
which concerned only the Mamliiks and had to be settled between
Qutuz, Baybars and Sangar al-Sug'di alone 1.
Numismatic evidence-to which my attention was drawn by
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms
56
D.
AYALON
[i6]
Caliph, states: "He was called the Iman a]-Mustansir billdh, the
2. To cite only a few references: YUNINI, II, Pp. 94-IO4. ABU SAMA,
Dayl, p. 213, 11. 4-22. IBN 'ABD AL-ZAHIR (ed. SADEQUE), PP. 35-42 of the
Arabic text. Baybars AL-MANSURI, Zubdat al-fikra, fol. 43b-47a. AL-SUYUTI,
Ta'rfh al-hulafa', pp. 489-490.
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms
capacity as Caliph, to march on his native town Bagdad, to recapture it from the Mongols who had destroyed the Caliphate, and
to re-establish the institution in its old capital. Was it not appropriate for him to be called "He who asks victory from God" against
the infidels ?
of Mecca, the scion of the Prophet. Both he and the Hligaz remained wholly in the backwaters, when Islam fought its life and
death struggle with the Mongol infidel. After the dynasty descended
from the uncle of the Prophet had been uprooted, it occurred to no
one that the Prophet's direct descendant in Mecca might be sumi. Abui Numayy recognized the Hafsids in 657/1259 BRUNSCHVIG, Op.
cit., p. 46, note i. HARTMANN, op. cit., p. 6), i.e. be/ore the Mongol conquest
of Syria.
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms
58
D.
AYALON
[i8]
moned to rally the Muslims to a gihdd against the Tatars. This task,
as we shall see, was reserved for the newly proclaimed cabbasid
Caliph of Egypt. The Hiiz, for centuries past, had been drawn
more and more into Egypt's sphere of influence. Under the Mamliuks
it had soon become a part of their sultanate. It was decided in Cairo
who of the numerous rival claimants would in fact become the
Sherifs of Mecca and of Medina. These Sherifs often proved to be
burden fell of defending the very heart of Islam. The focal position
in the muslim world of the countries embraced within the mamluik
sultanate is well illustrated in the words of al-'Umari: "The sultanate of Egypt, Syria and the Higaz. This [sultanate constitutes]
the pillar of Islam and the bulwark of the Muslim religion. It is
surrounded on all its four sides by muslim kingdoms" (mamlakat
V (I9I6), P. 367).
2. Mufarri4 al-kurfib, B.N. Ms., N? I703, fol. Q2b, 11. 9-13; 63b, 11. I5-I8;
79a, 11. 8-I4; 8ia-b; 87a.
3. Masalik al-absdr, B.N. Ms., N? 5867, fol. 2b, II. I2-15.
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms
mercenaries of an ayyiibid sultan, enhanced their prestige enormously, as the unanimous testimony of contemporary and nearcontemporary sources reveals 1.
That the mamlilk sultans, like the other muslim rulers, should pay
Caliphate was to the muslim world can be judged from the words of
the contemporary historian Ibn Wasil, who writes: "Islam had
Mufarrig al-kurib, B.N. Ms., N? I702, fol. 359a, 11. I9-23. IBN CABD ALZAHIR, fol. iib, 1. 5 - I3b, 1. I2 (ed. SADEQUE, Pp. 13-I6 of the Arabic text).
Baybars AL-MANSURI, Zubdat al-fikra, fol. 38b, 1. I - 39b, 1. I7. AL-YUiNINI,
Dayl mir'2t al-zamdn, Vol. I, PP. 360-370; Vol II, pp. 28-36. AL-CUMARI,
Vol. IV, pp. 456-458). IBN HIALDUN, Kitdb al-cIbar, Cairo, 1284/I867, V
P. 37I, 11. 4-27. The Mamliuks had in fact defeated only a small Mongol fo
at 'Ayn 6alit, a fact admitted in the Mamluik sources (I deal with this
part, of the htafsid Caliphate would help to unite the countries of the Magrib
and thus expose Egypt to a danger similar to that of fatimid times, is a
question which I can not answer.
This content downloaded from 152.118.24.10 on Sat, 01 Oct 2016 15:05:41 UTC
All use subject to http://about.jstor.org/terms