Filing ID #20005491

P erIODIc T rANSAcTION r ePOrT

Clerk of the House of Representatives Legislative Resource Center 135 Cannon building Washington, DC 20515

fIler INfOrmATION
Name:

Hon. Judy Chu

Status:

Member

State/District: Ca27

TrANSAcTIONS
ID

Owner Asset
ISHaRES 20 YEaR TREaS boND 134
CaLL

Transaction Date
Type
P

Notification Amount
Date

06/16/2016 06/16/2016

$1,001 - $15,000

06/16/2016 06/16/2016

$1,001 - $15,000

06/16/2016 06/16/2016

$1,001 - $15,000

06/1/2016

$1,001 - $15,000

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

ISHaRES 20 YEaR TREaS boND 138

CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

PRo SHaRES ULTRa SHoRT VIX JUL P

1 14 CaLL
FILINg STaTUS: New
SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

S&P 500 aUg 31 1725 PUT

06/1/2016

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 aUg 19 1775 PUT

FILINg STaTUS: New

06/28/2016 06/28/2016

$1,001 - $15,000

ID

Owner Asset

Transaction Date
Type

Notification Amount
Date

SUbHoLDINg oF: TD ameritrade Investment account

LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 aUg 19 1900 PUT

06/28/2016 06/28/2016

$1,001 - $15,000

06/28/2016 06/28/2016

$1,001 - $15,000

06/1/2016

06/1/2016

$1,001 - $15,000

06/7/2016

06/7/2016

$1,001 - $15,000

06/7/2016

06/7/2016

$1,001 - $15,000

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 aUg 19 1950 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 aUg 31 1750 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 JUL 29 1775 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 JUL 29 1825 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 JUL 29 1825 PUT

06/27/2016 06/27/2016

$1,001 - $15,000

06/27/2016 06/27/2016

$1,001 - $15,000

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 JUL 29 1900 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

ID

Owner Asset
S&P 500 JUL 29 1900 PUT

Transaction Date
Type
P

Notification Amount
Date

06/23/2016 06/23/2016

$1,001 - $15,000

06/23/2016 06/23/2016

$1,001 - $15,000

06/27/2016 06/27/2016

$1,001 - $15,000

06/21/2016 06/21/2016

$1,001 - $15,000

06/27/2016 06/27/2016

$15,001 - $50,000

06/29/2016 06/28/2016

$1,001 - $15,000

06/27/2016 06/27/2016

$15,001 - $50,000

06/29/2016 06/29/2016

$1,001 - $15,000

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 JUL 29 1950 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 JUL 29 1950 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 JUL 29 1950 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 JUL 29 1965 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 JUL 29 1975 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 JUL 29 1975 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 JUL 29 2110 CaLL

FILINg STaTUS: New

ID

Owner Asset

Transaction Date
Type

Notification Amount
Date

SUbHoLDINg oF: TD ameritrade Investment account

LoCaTIoN: US
DESCRIPTIoN: CaLL

S&P 500 JUN 24 2090 CaLL

06/23/2016 06/23/2016

$1,001 - $15,000

06/23/2016 06/23/2016

$1,001 - $15,000

06/8/2016

06/8/2016

$1,001 - $15,000

06/1/2016

06/1/2016

$1,001 - $15,000

06/1/2016

06/1/2016

$1,001 - $15,000

06/1/2016

06/1/2016

$1,001 - $15,000

06/8/2016

06/8/2016

$1,001 - $15,000

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

S&P 500 JUN 24 2100 CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

S&P 500 JUN 24 2110 CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

S&P 500 JUN 24 2110 CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

S&P 500 JUN 24 2110 CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

S&P 500 JUN 24 2120 CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

S&P 500 JUN 24 2120 CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

ID

Owner Asset
S&P 500 JUN 24 2125 CaLL

Transaction Date
Type

Notification Amount
Date

06/8/2016

06/8/2016

$1,001 - $15,000

06/8/2016

06/8/2016

$1,001 - $15,000

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

S&P 500 JUN 24 2135 CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 JUN 30 1975 PUT

06/21/2016 06/21/2016

$1,001 - $15,000

06/16/2016 06/16/2016

$1,001 - $15,000

06/27/2016 06/27/2016

$1,001 - $15,000

06/27/2016 06/27/2016

$1,001 - $15,000

06/21/2016 06/21/2016

$1,001 - $15,000

06/16/2016 06/16/2016

$1,001 - $15,000

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 JUN 30 1975 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 JUN 30 1975 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 JUN 30 2000 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 JUN 30 2000 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 JUN 30 2000 PUT

FILINg STaTUS: New

ID

Owner Asset

Transaction Date
Type

Notification Amount
Date

SUbHoLDINg oF: TD ameritrade Investment account

LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 JUN 30 2030 CaLL

06/27/2016 06/27/2016

$1,001 - $15,000

06/24/2016 06/24/2016

$1,001 - $15,000

06/24/2016 06/24/2016

$1,001 - $15,000

06/27/2016 06/27/2016

$1,001 - $15,000

06/24/2016 06/24/2016

$1,001 - $15,000

06/24/2016 06/24/2016

$1,001 - $15,000

06/7/2016

$1,001 - $15,000

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

S&P 500 JUN 30 2030 CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

S&P 500 JUN 30 2040 CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

S&P 500 JUN 30 2040 CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

S&P 500 JUN 30 2065 CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

S&P 500 JUN 30 2075 CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

S&P 500 JUN 30 2090 CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

06/7/2016

ID

Owner Asset
S&P 500 JUN 30 2100 CaLL

Transaction Date
Type

Notification Amount
Date

06/7/2016

06/7/2016

$1,001 - $15,000

06/7/2016

06/7/2016

$1,001 - $15,000

06/7/2016

06/7/2016

$1,001 - $15,000

06/3/2016

06/3/2016

$1,001 - $15,000

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

S&P 500 JUN 30 2125 CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

S&P 500 JUN 30 2135 CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 SEP 16 1725 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 SEP 16 1775 PUT

06/29/2016 06/29/2016

$1,001 - $15,000

06/3/2016

06/3/2016

$1,001 - $15,000

06/3/2016

06/3/2016

$1,001 - $15,000

06/3/2016

06/3/2016

$1,001 - $15,000

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 SEP 16 1900 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 SEP 16 1900 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 SEP 16 1950 PUT

FILINg STaTUS: New

ID

Owner Asset

Transaction Date
Type

Notification Amount
Date

SUbHoLDINg oF: TD ameritrade Investment account

LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 SEP 16 1950 PUT

06/29/2016 06/29/2016

$1,001 - $15,000

06/29/2016 06/29/2016

$1,001 - $15,000

06/15/2016 06/15/2016

$1,001 - $15,000

06/15/2016 06/15/2016

$1,001 - $15,000

06/24/2016 06/24/2016

$1,001 - $15,000

06/23/2016 06/23/2016

$1,001 - $15,000

06/17/2016 06/17/2016

$1,001 - $15,000

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

S&P 500 SPE 16 1900 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

SPDR goLD TR goLD SHS 120 CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

SPDR goLD TR goLD SHS 123.5 CaLL S

FILINg STaTUS: New
SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

SPDR goLD TR goLD SHS JUL 1 125

CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

SPDR goLD TR goLD SHS JUN 24

121.5 PUT

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

SPDR goLD TR goLD SHS JUN 24

123.5 CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account

ID

Owner Asset

Transaction Date
Type

Notification Amount
Date

LoCaTIoN: US
DESCRIPTIoN: CaLL

SPDR goLD TR goLD SHS JUN 24

123.5 PUT

06/23/2016 06/23/2016

$1,001 - $15,000

06/24/2016 06/24/2016

$1,001 - $15,000

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: PUT

SPDR oLD TR goLD SHS JUN 24

123.5 CaLL

FILINg STaTUS: New

SUbHoLDINg oF: TD ameritrade Investment account
LoCaTIoN: US
DESCRIPTIoN: CaLL

ASSeT clASS DeTAIlS

TD ameritrade Investment account
LoCaTIoN: US

INITIAl PublIc OfferINgS

j Yes n
k
l
m
n
i No
j
k
l
m

cerTIfIcATION AND SIgNATure

b I CERTIFY that the statements I have made on the attached Periodic Transaction Report are true, complete, and correct to the
c
d
e
f
g
best of my knowledge and belief.
Digitally Signed: Hon. Judy Chu , 07/17/2016