Professional Documents
Culture Documents
SEC MC 9 s. 2004
e. Application of Non-Stock
P 2,000.00 plus LRF*
Foreign Corporation
B. Amendments (Domestic)
6. Amended Articles of
P 500.00 plus LRF*
Incorporation of both stock and
non-stock corporation
7. Amended Articles of
1/5 of 1% of the authorized capital
Incorporation where amendment stock but not less than P 2,000.00
consists of extending the term of plus LRF*
corporate existence
8. Amended Articles of
Incorporation Re:
Conversion/Reclassification of
Shares
9. Amended By-Laws of both
stock and non-stock
corporation
10. Amended Articles of
Partnership
11. Articles of Dissolution of
Partnership
12. Increase of Capital of
Partnership
13. Increase of Capital Stock
a. Corporation with par value
Headquarters of Multinational
Corporation
21. Appointment of a Resident
Agent or Substitute Resident
Agent
22. Revocation of Appointment of
Resident Agent or Substitute
Resident Agent
23. Amended Articles of
Incorporation of a Foreign
Corporation
24. Amended By-Laws of a
Foreign Corporation
D. Other Filings
25. Deed of Assignment of
Partnership Interest
26. Affidavit of Withdrawal of
Partner
27. Certificate of incurring,
creating, increasing bonded
indebtedness
28. Valuation of Consideration for
shares of stock
29. Stock/cash dividend of up to P
50,000,000.00 declared by
the corporation whose
securities are not listed
30. Stock/cash dividend of over P
50,000,000.00 declared by
the corporation whose
securities are not listed
31. Property Dividend Declaration
32. Petition to set aside order of
Suspension/Revocation
33. Petition for Correction in
Articles of Incorporation, ByLaws or amendments thereto
34. Certification on Corporate
Information, recording of
Deed of Assignment of stock
35. Certification of Company
Status
36. Certification of Paid-up Capital,
Outstanding Capital,
percentage of Filipino
stockholdings etc.
37. Accreditation of Appraisal
Companies
38. Approval of Voting Trust
Agreement
39. Registration of Stock and
Transfer Book
40. Registration of Membership
Book
* Legal Research Fee of 1%
/ Transactions
P
500.00 plus LRF*
P
1,000.00
300.00
500.00
400.00
150.00
75.00
A CITIZENS MANUAL ON
SECs
FEES AND CHARGES
Plain Microfilm
Authenticated
Copy
Copy
P
100.00
P
150.00
P
100.00
P
150.00
P
25.00
P
50.00
P
50.00
P
100.00
P
15.00
P
50.00
P
15.00
P
50.00
P
15.00
P
50.00
P
25.00
P
50.00
P
15.00
P
50.00
Reproduction cost plus P 50.00 per
document
(Schedule 1)
(PAMPHLET NO. 3)
SEC Building, EDSA, Greenhills
Mandaluyong City
Tel. Nos. 584-0923 - 24
http://www.sec.gov.ph
Renewal
1. Dealer
Head Office
Branch
Within Metro
Manila
Outside Metro
Manila
2. General Agent
3. Salesman
Dealer
General Agent
4. Closure of
Branch Office
C. Others
1. Approval of Trust Agreement
P
2. Accreditation of Pre-need
Actuaries
3. Certifications
1,000.00
300.00
5,000.00
300.00
b. Branch
5. Associated
P 3,000.00 plus LRF*
Person of
Brokers/Dealers
6. Investment Company Adviser
a. Head Office
P 10,000.00 plus LRF*
P 1,420.00 (2005)
7.Certified
P 2,125.00 (2006)
Investment
plus LRF*
Distributor/Salesp
2. Broker
a. Head Office
4. Salesperson
3. Dealer
a. Head Office
A CITIZENS MANUAL ON
erson/Certified
Investment
Solicitor
SECs
FEES AND CHARGES
(Schedule 2)
P
P
(PAMPHLET NO. 3)
http://www.sec.gov.ph
th
B. Others
1. Additional :Listing of PSE
P
10,000.00 plus LRF *
Shares
2. Listing Fee for PSE Shares
1/10 of 1% of the number of shares
to be listed x placement fee
3. Certification
P
300.00
b. Pursuant to R.A. 6713 and Memorandum Circular 35 s. 2003 issued by the President on 17 March 2003,
the SEC disseminates different pamphlets that give information about its mandate and functions,
registration and reportorial requirements, fees and charges, and other relevant topics for the guidance of
investors and the general public.
15IX2011