Lte Random Access Procedure

eRAN7.
KPI
Refere
nce
2014-04-26
HUAWEI
TECHNOLOGI
ES CO., LTD.
Copyright Huawei Technologies Co., Ltd. 2014. All rights

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eRAN7.0 KPI Reference
About This Document
About This
Document
Purpose
Due to the rapid expansion o

multimedia applications, the
downlink peak data rate now
exceeds 100 Mbit/s. The
Long Term Evolution (LTE)
standard was developed to
meet this
increasing demand. A set of
KPIs have been defined to
evaluate this new system's
performance, especially that
of the evolved Radio Access
Network (eRAN).
Product
Versions
The following table lists the

product version related to thi
document.
Intended
Audience
This document is intended for:
Network planners
Network administrators
Network operators
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About This Document
Change
History
This section provides
information about the
changes in different
document versions.
There are two types of

changes, which are defined a
follows:
c
to
a specific
product
version.
wording or the
change in addition of
not describedinformation that
in the earlier was
version.
The following describes the
changes in eRAN7.0 KPI
Reference.
The document versions are a

follows:
Draft A (2014-01
01 (2014-04-26)
This is the first commercial
release.
Compared with Draft A
(2014-01-20) of eRAN7.0,
this issue includes the
following new
information:
100% RB Cell Downlink

Average Throughput
Uplink Preschedule Resource

Block Occupied
New KPI-related
counters added to chapter 9
"Counter List
Compared with Draft A

(2014-01-20) of eRAN7.0,
this issue includes the
following changes:
The
formula
The
form
ula
ition
Definition
Draft A (2014-01-20)
This is a draft.
Compared with 02 (2013-11-08)
of eRAN6.1, this issue has no
change.
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Contents
Conte
nts
About This
Document .
...................
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.............. ii
1
Overview ..
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2
Accessibilit
y
KPIs ..........
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.......... 2
2.1 RRC Setup

Success Rate
(Service) ...........
...........................
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.............. 2
2.1.1
Description .......
...........................
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................. 2
2.1.2
Definition .........................................
...........................................................
............................................ 3
2.2 RRC Setup Success Rate
(Signaling) ........................................
...........................................................
............ 3
2.2.1
Description .......................................
...........................................................
............................................ 3
2.2.2
Definition .........................................
...........................................................
............................................ 4
2.3 S1SIG Connection Setup
Success
Rate ...................................................
.........................................................
4
2.3.1
Description .......................................
...........................................................
............................................ 4
2.3.2
Definition .........................................
...........................................................
............................................ 5
2.4 E-RAB Setup Success Rate
(VoIP) ...............................................
...........................................................
........ 5
2.4.1
Description .......................................
...........................................................
............................................ 5
2.4.2
Definition .........................................
...........................................................
............................................ 7
2.5 E-RAB Setup Success Rate (All)
...........................................................
..........................................................
8
2.5.1
Description .......................................
...........................................................
............................................ 8
2.5.2
Definition .........................................
...........................................................
............................................ 8
2.6 Call Setup Success
Rate ...................................................
...........................
...........................
...................... 9
2.6.1
Description .......
...........................
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...........................
................. 9
2.6.2
Definition ..........
...........................
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................. 9
3
Retainabilit
y
KPIs ..........
...................
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........ 10
3.1 Call Drop

Rate
(VoIP) ...............
...........................
...........................
...........................
...........................
10
3.1.1
Description .......
...........................
...........................
...........................
...........................
............... 10
3.1.2
...........................
...........................
...........................
...........................
............... 11
3.2 Service Drop
Rate
(All) ..................
...........................
...........................
...........................
....................... 11
3.2.1
Description .......................................
...........................................................
.......................................... 11
3.2.2
Definition .........................................
...........................................................
.......................................... 11
3.3 Service Drop Rate (Always
Online) ..............................................
...........................................................
...... 12
3.3.1
Description .......................................
...........................................................
.......................................... 12
4 Mobility
KPIs..................................
..........................................
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Contents
4.1 IntraFrequency
Handover Out
Success
Rate ...................
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................... 13
4.1.1
Description .......
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............... 13
4.1.2
...........................
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...........................
...........................
............... 16
4.2 InterFrequency
Handover Out
Success
Rate ...................
...........................
...........................
................... 16
4.2.1
Description .......
...........................
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............... 16
4.2.2
...........................
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............... 16
4.3 Handover In
Success
Rate ...................
...........................
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................... 17
4.3.1
Description .......
...........................
...........................................................
........................................... 17
4.3.2
Definition .........................................
...........................................................
.......................................... 19
4.4 Inter-RAT Handover Out
Success Rate (LTE to
CDMA)..............................................
................................. 19
4.4.1
Description .......................................
...........................................................
.......................................... 19
4.4.2
Definition .........................................
...........................................................
.......................................... 20
WCDMA) .........................................
.................................. 21
4.5.1
Description .......................................
...........................................................
.......................................... 21
4.5.2
Definition .........................................
...........................................................
.......................................... 21
GSM) ................................................
.................................. 22
4.6.1
Description .......................................
...........................................................
.......................................... 22
4.6.2
Definition .........................................
...........................................................
.......................................... 22
Success Rate (LTE to TDSCDMA) ..........................................
............................ 23
4.7.1
Description .......................................
...........................................................
.......................................... 23
4.7.2
Definition .........................................
...........................................................
.......................................... 23
5 Service
Integrity
KPIs ..........
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. 24
5.1 Service
Downlink
Average
Throughput .......
...........................
...........................
...........................
......... 24
5.1.1
Description .......
...........................
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............... 24
5.1.2
...........................
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5.2 Service
Uplink Average
Throughput .......
...........................
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...........................
.............. 26
5.2.1
Description .......
...........................
...........................
...........................
...........................
............... 26
5.2.2
...........................
...........................
...........................
...........................
............... 26
5.3 Cell
Downlink
Average
Throughput........................................
...........................................................
............ 26
5.3.1
Description .......................................
...........................................................
.......................................... 26
5.3.2
Definition .........................................
...........................................................
.......................................... 27
5.4 Cell Uplink Average Throughput
...........................................................
........................................................
27
5.4.1
Description .......................................
...........................................................
.......................................... 27
5.4.2
Definition .........................................
...........................................................
.......................................... 27
5.5 Cell Downlink Maximum
Throughput .......................................
...........................................................
......... 28
5.5.1
Description .......................................
...........................................................
.......................................... 28
5.5.2
Definition .........................................
...........................................................
.......................................... 28
5.6 Cell Uplink Maximum
Throughput .......................................
...........................................................
.............. 28
5.6.1
Description .......................................
...........................................................
.......................................... 28
5.6.2
Definition .........................................
...........................................................
.......................................... 28
5.7 100% RB Cell Downlink
Average
Throughput .......................................
.......................................................
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Contents
5.7.1
Description .......
...........................
...........................
...........................
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............... 29
5.7.2
...........................
...........................
...........................
...........................
............... 29
5.8 100% RB
Cell Uplink
Average
Throughput .......
...........................
...........................
...........................
... 30
5.8.1
Description .......
...........................
...........................
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............... 30
5.8.2
...........................
...........................
...........................
...........................
............... 30
6 Utilization
KPIs ..........
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............ 31
6.1 Resource
Block Utilizing
Rate ...................
...........................
...........................
...........................
............ 31
6.1.1
Description .......
...........................
...........................................................
........................................... 31
6.1.2
Definition .........................................
...........................................................
.......................................... 31
6.2 Uplink Preschedule Resource
Block Occupied
Rate ...................................................
................................... 32
6.2.1
Description .......................................
...........................................................
.......................................... 32
6.2.2
Definition .........................................
...........................................................
.......................................... 32
6.3 Average CPU
Load ..................................................
...........................................................
............................ 32
6.3.1
Description .......................................
...........................................................
.......................................... 32
6.3.2
Definition .........................................
...........................................................
.......................................... 32
7 Availability
KPIs .................................
..........................................
..........................................
.... 34
7.1 Radio Network Unavailability
Rate ...................................................
...........................................................
. 34
7.1.1
Description .......................................
...........................................................
.......................................... 34
7.1.2
Definition .........................................
...........................................................
.......................................... 34
8 Traffic
KPIs .................................
..........................................
..........................................
............. 35
8.1 Radio
Bearers ..............
...........................
...........................
...........................
...........................
.............. 35
8.1.1
Description .......
...........................
...........................
...........................
...........................
............... 35
8.1.
Definition .........
...........................
...........................
...........................
...........................
............... 35
8.2 Downlin
Traffi
Volume .............
...........................
...........................
...........................
.......................
36
8.2.
Description .......
...........................
...........................
...........................
...........................
............... 36
8.2.
Definition .........
...........................
...........................
...........................
...........................
............... 36
8.3 Uplink Traffi
Volume .............
...........................
...........................
...........................
...........................
. 37
8.3.
Description .......
...........................
...........................
...........................
............................................ 37
8.3.2
Definition .........................................
...........................................................
.......................................... 37
8.4 Average User
Number .............................................
...........................................................
............................ 38
8.4.1
Description .......................................
...........................................................
.......................................... 38
8.4.2
Definition .........................................
...........................................................
.......................................... 38
8.5 Maximum User
Number .............................................
...........................................................
......................... 39
8.5.1
Description .......................................
...........................................................
.......................................... 39
8.5.2
Definition .........................................
...........................................................
.......................................... 39
9 Counter
List ..................................
..........................................
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............ 40
10
References .....................
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1 Overview
Overvie
This document
specifies a set of
eRAN KPIs used
to evaluate the
performance of the
LTE
system and
provides a detailed
description of the
counters necessary
for calculating
these
KPIs. Given that
LTE is a new
system, the KPIs
in this document
are drafts, and as
such, are
subject to change.
KPIs will be
updated according
to commercial
network
management and
radio network
optimization
needs.
The KPIs in this
document are
classified into the
following seven
categories:
ccessibility
Retainability KPIs
Service integrity
Utilization KPIs
vailability
Traffic KPIs
This document contains the

following contents.
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H
u
2 Accessibility KPIs
Accessibili
ty KPIs
Accessibility KPIs are used

to measure the probability
that a user accesses the
network and
requests services in the
given operating conditions.
The service provided by the
E-UTRAN is
defined as EPS/E-RABs.
(EPS is short for evolved
packet system, and E-RAB
is short for
E-UTRAN radio access
bearer). Radio Resource
Control (RRC) connections
and System
Architecture Evolution
(SAE) setups are the main
procedures whose
performance is measured
by accessibility KPIs.
2.1 RRC
Setup
Success Rate
(Service)
2.1.1
Description
According to 3GPP TS 36.331,

the RRC connection setup
procedure is triggered by
different
causes, which are identified in
the "establishmentCause" field
in an RRC Connection Request
message as emergency,
highPriorityAccess, mt-Access,
mo-Signaling, mo-Data, or
delayTolerantAccess-v1020. The
UE sets the establishmentCause
in accordance with the
information it receives from
upper layers. The mo-signaling
cause is a signaling-related
cause.
All other causes are servicerelated causes. The accessibility
KPI evaluates the RRC setup
success rate using servicerelated causes in a cell or radio
network.
The RRC Setup Success Rate
(Service) KPI is calculated
based on the counters measured
at
the eNodeB when the eNodeB
receives an RRC Connection
Request message from the UE,
as
shown in Figure 2-1. The
number of RRC connection
attempts is collected by the
eNodeB at
measurement point A, and the
number of successful RRC
connections is counted at
measurement point C. The
related counters are discussed in
chapter 9 "Counter List."
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Figure 2-1 Measurement

points for RRC connection
setup
2.1.2 Definition
The RRC Setup Success

Rate (Service) KPI is
defined in Table 2-1. Note
that the number of
RRC connection setup
attempts (service) and the
setup
connections (service) are
collected based on the
description in section 2.1.1
"Description."
Table 2-1 RRC Setup
Success Rate (Service)
Counters
2.2 RRC
Setup
Success Rate
(Signaling)
2.2.1 Description
The RRC Setup Success Rate
(Signaling) KPI indicates the
RRC setup success rate of the
signaling-related cause (mosignaling) in a cell or radio
network.
Like the RRC Setup Success
Rate (service), the RRC Setup
Success Rate (Signaling) KPI is
used to calculate the RRC setup
success rate only when the
"establishmentCause" field is set
to mo-signaling in a cell or radio
network.
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2.2.2 Definition
The RRC Setup Success

Rate (Signaling) KPI is
that the number of
RRC connection setup
attempts (signaling) and the
setup
connections (signaling) are
"Description."
Table 2-2 RRC Setup
Success Rate (Signaling)
Counters
2.3 S1SIG
Connection
Setup
Success Rate
2.3.1
Description
The S1SIG Connection

Setup Success Rate KPI
indicates the success rate o
signaling
connection setups over the
S1 interface. This KPI
includes counters such as
the number of
setup attempts of S1
signaling connections
related to UEs and the
number of successful setup
of S1 signaling connections
related to UEs.
The number of setup times

of S1 signaling connections
related to UEs is incremented by

1
each time when the eNodeB
sends an INITIAL UE
MESSAGE to the MME or
receives the
first message from the MME.
INITIAL UE MESSAGE is the
first S1 message that the
eNodeB sends to the MME. It
contains the NAS configuration
information related to UEs,
based on which the MME sets
up S1 signaling connections for
UEs. The first S1 message sent
by the MME may be INITIAL
CONTEXT SETUP REQUEST,
DOWNLINK NAS
TRANSPORT, or UE
CONTEXT RELEASE
COMMAND. Receiving any of
these messages
indicates that the S1 signaling
connection is set up
successfully.
As shown at point A in Figure 22, the L.S1Sig.ConnEst.Att
counter is incremented by 1
when the eNodeB sends an
INITIAL UE MESSAGE to the
MME.
As shown at point B in Figure 22, the L.S1Sig.ConnEst.Succ
counter is incremented by 1
when the eNodeB receives the
first S1 message sent from an
MME after sending an INITIAL
UE MESSAGE to the MME.
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Figure 2-1 S1 signaling

connection setup triggering
point
2.3.2 Definition
The S1SIG Connection
Setup Success Rate KPI is
that the number
of E-RAB setup attempts
and the number of
successful E-RAB setup
times are collected
based on the description in
section 2.5.1
Table 2-3 S1SIG

Connection Setup Success
Rate
2.4 E-RAB
Setup
Success Rate
(VoIP)
2.4.1 Description
The E-RAB Setup Success Rate
(VoIP) KPI indicates the E-RAB
setup success rate of the
voice over IP (VoIP) services in
a cell or radio network.
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According to 3GPP TS
36.300 and 3GPP TS
36.413, the counters related
to this KPI are
measured when the eNodeB
receives an E-RAB Setup
Request message or an
Initial Context
Setup Request message
from the mobility
management entity (MME)
as shown in Figure 2-2
and Figure 2-3. The E-RAB
is part of the Evolved
Packet Service (EPS)
bearer. According to
3GPP TS 23.401, an ERAB is one or more
Service Data Flows
between UE and an EPC.
The
E-RAB identity remains
unique for the UE even if
the UE-associated logical
S1-connection
(S1 bearer) is released
during periods of user
inactivity. The E-RAB
consists of both the
E-RAB radio bearer
(between the eNodeB and
the UE, which is the same
as the radio bearer
defined in the EPS bearer)
and the corresponding S1
bearer (between the
eNodeB and the
MME).
Figure 2-2 and Figure 2-3

show two scenarios: MME
initiated E-RAB setup
(Scenario A) and
UE-triggered E-RAB setup
(Scenario B). Scenario B is
triggered by the radio
bearer setup.
Initial Context Setup
Request messages are
exchanged between the
eNodeB and the MME. If
the E-RAB Setup Request
message or Initial Context
Setup Request message
requires
multiple E-RAB setups at
the same time, specific
counters are incremented
for each E-RAB.

point for MME-initiated ERAB setup
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points for UE-triggered ERAB setup
The eNodeB collects the

number of E-RAB
connection setup attempts
at measurement point
A, and the number of
successful E-RAB
connections is counted at
measurement point B, as
shown in Figure 2-2 and
Figure 2-3. Note that the
eNodeB needs to specify
the Quality of
Service (QoS) Class
Identifier (QCI) for VoIP in
the E-RAB setup message.
The voice service can be

identified by the QoS
information, particularly
the QCI in the
E-RAB Setup Request
message. In general, QCI 1
is assigned to the voice
service.
2.4.2 Definition
The E-RAB Setup Success

Rate (VoIP) KPI is defined
in Table 2-4. Note that the
number of
E-RAB connection setup

attempts (VoIP) and the number
of successful E-RAB setup
connections (VoIP) are collected
based on the descriptions in
section 2.4.1 "Description."
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Table 2-4 E-RAB Setup

Success Rate (VoIP)
Counters
2.5 E-RAB
Setup
Success Rate
(All)
2.5.1
Description

Rate (All) KPI indicates the
E-RAB setup success rate
for all
services, including the VoIP
service in a cell or radio
network. This KPI is
calculated based on
the counters (both the ERAB connection setup
attempts [all] and the
[all] counters) measured at
the eNodeB, as shown in
Figure 2-2.
2.5.2 Definition

Rate (All) KPI is defined in
Table 2-5. The number of
E-RAB
connection setup attempts
(all) and the number of
counters (all) are
"Description."
Table 2-5 E-RAB Setup
Success Rate (All)
Counters
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2.6 Call Setup

Success Rate
2.6.1
Description
The Call Setup Success

Rate KPI indicates the call
setup success rate for all
services,
including the VoIP service
in a cell or radio network.
This KPI is calculated
based on the RRC
Setup Success Rate
(Service) KPI, the S1
Signaling Connection Setup
Success Rate KPI, and
the E-RAB Setup Success
Rate (All) KPI.
2.6.2 Definition
The Call Setup Success

Rate KPI is defined in
Table 2-6. The KPI is
calculated by
multiplying the RRC Setup
Success Rate (Service) KPI
the S1 Signaling
Connection Setup
Success Rate KPI, and the
E-RAB Setup Success Rate
(All) KPI.
Table 2-6 Call Setup

Success Rate
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3 Retainability KPIs
Retainabilit
y KPIs
Retainability KPIs indicate

the network's capability to
retain services requested by
a user for a
desired duration once the
user is connected to the
services. Retainability KPI
are important in
evaluating whether the
system can maintain a
certain level of service
quality.
3.1 Call Drop

Rate (VoIP)
3.1.1
Description
The Call Drop Rate (VoIP)

KPI indicates the call drop
rate of the VoIP services in
a cell or
radio network. A VoIP call
drop occurs when the VoIP
E-RAB is abnormally
released. Each
E-RAB is associated with
QoS information. Usually,
the QCI of VoIP services is
1.
An E-RAB consists of a radio
bearer and a corresponding S1
bearer. Any abnormal release of
either bearer causes a call drop.
A release is defined as abnormal
by its release cause
according to 3GPP TS 36.413.
Two procedures can be
performed to release E-RABs:
E-RAB Release Indication and
UE
Context Release Request, as
shown in Figure 3-1.
Figure 3-1 Abnormal E-RAB
release
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When the eNodeB sends an

E-RAB Release Indication
message to the MME or a
UE Context
Release Request message t
the MME as shown in
Figure 3-1, the abnormal E
RAB release
counter is incremented if
the bearer to be released
carries data and the release
cause is not
"Normal Release",
"Detach", "User Inactivity"
"CS Fallback triggered",
"UE Not Available
for PS Service", or "InterRAT Redirection". If the
message contains several E
RAB ID IEs
(in the E-RAB To Be
Released List IE), the
counter will be incremented
for each individual
E-RAB.
3.1.2 Definition
The Call Drop Rate (VoIP)

KPI is defined in Table 3-1
Table 3-1 Call Drop Rate
(VoIP)
Counters
3.2 Service
Drop Rate
(All)
3.2.1
Description
The Service Drop Rate

(All) KPI indicates the call
drop rate of all the services in a

cell or
radio network, including the
VoIP service. Similar to the KPI
defined in section 3.1 "Call
Drop Rate (VoIP)", this KPI
measures abnormal releases at
the eNodeB.
3.2.2 Definition
The Service Drop Rate (All)
KPI is defined in Table 3-2.
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Table 3-2 Service Drop

Rate (All)
Counters
3.3 Service
Drop Rate
(Always
Online)
3.3.1
Description

(Always Online) KPI
indicates the call drop rate
of all the services in a
cell or radio network,
including the VoIP services
when the always online
state is active.

(Always Online) KPI of all
services is defined in Table
3-3.
Table 3-3 Service Drop
Rate (Always Online)
Counters
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4
Mobility
KPIs
Mobility KPIs are used

to evaluate E-UTRAN
mobility performance,
which is critical to
customer experience.
Three categories of
mobility KPIs are
defined based on the
following
handover types: intrafrequency, interfrequency, and interRadio Access
Technology (RAT).
4.1 IntraFrequency
Handover
Out
Success
Rate
4.1.1
Description
The Intra-Frequency
Handover Out Success
Rate KPI indicates the
intra-frequency handover
success rate from the local cell
or radio network to the intrafrequency neighboring cell or
radio network. An intrafrequency handover (HO)
includes both inter-eNodeB and
intra-eNodeB scenarios.
The intra-eNodeB HO scenario
is shown in Figure 4-1. The
attempted HO counters are
collected at point B. When the
eNodeB sends an RRC
Connection Reconfiguration
message
to the UE, it performs a
handover. The eNodeB counts
the number of times an intraeNodeB
intra-frequency HO is attempted
in the source cell. The successful
HO counters are collected
at point C. The eNodeB counts
the number of successful intraeNodeB intra-frequency HOs
in the source cell when the
eNodeB receives the RRC
Connection Reconfiguration
Complete
message from the UE.
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Figure 4-1 Scenario

for intra-frequency
intra-eNodeB handove
Two scenarios are

available for the intereNodeB HO, as shown
in Figure 4-2 and
Figure 4-3.
The HO attempts are
collected at point B.
When the sourceeNodeB (S-eNodeB)
sends an
RRC Connection
Reconfiguration
message to the UE, it
decides to perform an
inter-eNodeB
HO. In this KPI, the
source and target cells
of the handover operate
at the same frequency.
The number of intereNodeB intrafrequency HO attempts
is measured at the
source cell.
The number of
successful intereNodeB intrafrequency HOs is
collected at point C, as
shown
in Figure 4-2 and
Figure 4-3. During a
handover with the
source and target cells
at the same
frequency, the number
of successful intereNodeB intrafrequency HOs is
measured in the
source cell. This measurement

occurs when the S-eNodeB
receives a UE Context Release
message from the target-eNodeB
(T-eNodeB) or a UE Context
Release Command message
from the MME, indicating that
the UE T-eNodeB is successfully
attached to the T-eNodeB.
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Figure 4-2 Scenario A

for intra-frequency
inter-eNodeB HO
Figure 4-3 Scenario B

for intra-frequency
inter-eNodeB HO
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4.1.2
Definition
The Intra-Frequency
Rate KPI is defined in
Table 4-1. Note that the
attempted HO and the

successful HO counter
are collected based on
the description in
section 4.1.1
"Description."
Table 4-1 IntraFrequency Handover
Out Success Rate
Measurement
Counters
4.2 InterFrequency
Handover
Out
Success
Rate
4.2.1
Description
The Inter-Frequency
Rate KPI indicates the
inter-frequency
handover
success rate from the
local cell or radio
network to the interfrequency neighboring
cell or
radio network. Note
that the measurement
points for the associated

counters are the same as
those for the intra-frequency HO
scenario described in section
4.1.1 "Description." The target
LTE cell operates at a frequency
different from that of the source
LTE cell, which is the only
difference between this KPI and
the Intra-Frequency Handover
Out Success Rate KPI.
As shown in Figure 4-1, if the
source and target cells operating
at different frequencies are
controlled by the same eNodeB,
the eNodeB counts the number
of intra-eNodeB
inter-frequency HO attempts at
point B and the number of
successful intra-eNodeB
inter-frequency HOs at point C
in the source cell. As shown in
Figure 4-2, if the handover
source and target cells are
operating at different
frequencies, the eNodeB counts
the number
of inter-eNodeB inter-frequency
HO attempts at point B and the
number of successful
intra-eNodeB inter-frequency
HOs at point C in the source
cell.
4.2.2 Definition
The Inter-Frequency Handover
Out Success Rate KPI is defined
in Table 4-2. Note that the
attempted HO and the successful
HO counters are collected based
on the description in
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Table 4-2 InterFrequency Handover

Out Success Rate
Counters
4.3
Handover
In Success
Rate
4.3.1
Description
The Handover In
Success Rate KPI
indicates the handover
success rate from the
inter- or
intra-eNodeB
neighboring cells to the
local cell or radio
network. The HO
includes both
inter-eNodeB and intra
eNodeB scenarios.
The intra-eNodeB HO
scenario is shown in
Figure 4-4. The
attempted HO counters
are
collected at point B.
When the eNodeB
sends an RRC
Connection
Reconfiguration
message
to the UE, it performs a
handover. The eNodeB
counts the number of
intra-eNodeB handove
attempts in the target

cell. The successful HO
counters are collected
at point C. The eNodeB

counts the number of successful
intra-eNodeB HOs in the target
cell when the eNodeB
receives an RRC Connection
Reconfiguration Complete
message from the UE.
Figure 4-4 Intra-eNodeB HO
Two scenarios are available for

the inter-eNodeB HO, as shown
in Figure 4-5 and Figure 4-6.
The HO attempts are collected at
point B in the target cell when
the T-eNodeB sends a
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Handover Request
Acknowledge message
to the S-eNodeB or the
MME. The number of
successful intereNodeB HO s are
measured in the target
cell at point C when th
T-eNodeB
receives an RRC
Connection
Reconfiguration
Complete message
from the UE and sends
a
UE CONTEXT
RELEASE message to
the S-eNodeB or when
the T-eNodeB sends a
HANDOVER NOTIFY
message to MME.
Figure 4-5 Scenario A

for inter-eNodeB HO
Figure 4-6 Scenario B

for inter-eNodeB HO
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4.3.2
Definition
The Handover In
Success Rate KPI is
defined in Table 4-3.
Note that the attempted
HO and
the successful HO
counters are collected
based on the
description in section
4.3.1
"Description."
Table 4-3 Handover I

Success Rate
Counters
4.4 InterRAT
Handover
Out
Success
Rate (LTE
to CDMA)
4.4.1
Description
The Inter-RAT
Rate (LTE to CDMA)
KPI indicates the
success rate of
handovers from an LTE
cell or radio network to
CDMA2000 networks.
The number of LTE-to

CDMA2000 HO
attempts increases by 1
at point B as shown in Figure

4-7 after the eNodeB sends a
Mobility From EUTRA
Command message to the UE.
The
number of successful inter-RAT
HOs from LTE to CDMA2000
increases by 1 at point C,
where the eNodeB receives a UE
Context Release Command
message from the MME after
the UE accesses the CDMA2000
network.
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Figure 4-7 Inter-RAT

handover (LTE to
CDMA)
4.4.2
Definition
The Inter-RAT
Rate (LTE to CDMA)
KPI is defined in Table
4-4. The
number of LTE-toCDMA2000 HO
attempts and the
inter-RAT HOs
from LTE to
CDMA2000 are
collected as described
in section 4.4.1
"Description."
Table 4-4 Inter-RAT

Rate (LTE to CDMA)
Counters
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4.5 InterRAT
Handover
Out
Success
Rate (LTE
to
WCDMA)
4.5.1
Description
The Inter-RAT
Rate (LTE to
WCDMA) KPI
indicates the success
rate
of handovers from an
LTE cell or radio
network to WCDMA
networks.

WCDMA HO attempts
increases by 1 at point
B as shown in Figure
4-8 after the eNodeB
sends a Mobility From
EUTRA Command
message to the UE. Th
inter-RAT HOs from
LTE to WCDMA
C, where
the eNodeB receives a
UE Context Release
Command message
from the MME after th
UE
accesses the WCDMA
network.
Figure 4-8 Inter-RAT

handover (LTE to
WCDMA/GSM/TDSCDMA)
4.5.2 Definition
The Inter-RAT Handover Out
Success Rate (LTE to WCDMA)
KPI is defined in Table 4-5.
The number of LTE-to-WCDMA
HO attempts and the number of
successful inter-RAT HOs
from LTE to WCDMA are
collected as described in section
4.5.1 "Description."
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Table 4-5 Inter-RAT

Rate (LTE to
WCDMA)
Counters
4.6 InterRAT
Handover
Out
Success
Rate (LTE
to GSM)
4.6.1
Description
The Inter-RAT
Rate (LTE to GSM)
KPI indicates the
success rate of
handovers from an LTE
cell or radio network to
GSM networks.

GSM HO attempts
B as shown in Figure 4
8
after the eNodeB sends
a Mobility From
EUTRA Command
message to the UE. Th
number
of successful inter-RAT
HOs from LTE to GSM
C, where the eNodeB
receives a UE Context
Release Command
message from the
MME after the UE accesses the

GSM network.
4.6.2 Definition
The Inter-RAT Handover Out
Success Rate (LTE to GSM) KPI
is defined in Table 4-6. The
number of LTE-to-GSM HO
attempts and the number of
successful inter-RAT HOs from
LTE
to GSM are collected as
described in section 4.6.1
"Description."
Table 4-6 Inter-RAT Handover
Out Success Rate (LTE to GSM)
Counters
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4.7 InterRAT
Handover
Out
Success
Rate (LTE
to
TDSCDMA)
4.7.1
Description
The Inter-RAT
Rate (LTE to TDSCDMA) KPI indicate
the success
rate of handovers from
an LTE cell or radio
network to TDSCDMA networks.

TD-SCDMA HO
attempts increases by 1
at point B as shown in
Figure 4-8 after the
eNodeB sends a
Mobility From EUTRA
Command message to
the UE.
The number of
successful inter-RAT
HOs from LTE to TDSCDMA increases by 1
at point C,
where the eNodeB
receives a UE Context
Release Command
message from the
MME after
the UE accesses the
TD-SCDMA network.
4.7.2
Definition
The Inter-RAT
Rate (LTE to TDSCDMA) KPI is
defined inTable 4-7.
TD-SCDMA HO
attempts and the number of

successful inter-RAT
HOs from LTE to TD-SCDMA
are collected as described in
Table 4-7 Inter-RAT Handover
Out Success Rate (LTE to TDSCDMA)
Counters
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5 Service Integrity KPIs
5
Service
Integrity
KPIs
The service integrity KPIs

indicate the E-UTRAN impacts
on the service quality provided
to
the end-user. The service
integrity KPIs can be calculate
for each cell or radio network.
5.1 Service
Downlink
Average
Throughput
5.1.1 Description
The Service Downlink Average

Throughput KPI consists of
nine sub-KPIs that are mapped
to
nine QCIs. These sub-KPIs
indicate the busy-hour
downlink (DL) throughput of a
service
with a specific QCI per user in

each cell. The Service Downlink
Average Throughput KPI
reflects the end-user experience.
5.1.2 Definition
The Service Downlink Average
Throughput KPI is defined in
Table 5-2. Nine different
sub-KPIs exist for each QCI.
The formula for each KPI is
mapped to its corresponding
counter. Table 5-1 lists the
requirements for services with
different QCIs.
Table 5-1 Requirements for
services with different QCIs
Priority
Budget
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Table 5-2 Service Downlink

Average Throughput
Counters
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5.2 Service
Uplink Average
Throughput
5.2.1 Description
The Service Uplink Average

Throughput KPI consists of
nine sub-KPIs that are mapped
to
nine QCIs. These sub-KPIs
indicate the busy-hour uplink
(UL) throughput of a service
with a
specific QCI per user in each
cell. The Service Uplink
reflects the
end-user experience.
5.2.2 Definition
The Service Uplink Average

Table 5-3. Nine sub-KPIs exist
for
each QCI. The formula for each
KPI is mapped to its
corresponding counter.
Table 5-3 Service Uplink
Average Throughput
Counters
5.3 Cell
Downlink
Average
Throughput
5.3.1 Description
The Cell Downlink Average
Throughput KPI indicates a
cell's average downlink
throughput
when data is transferring at the
downlink. The Cell Downlink
reflects the cell's capacity.
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5.3.2 Definition
The Cell Downlink Average

Table 5-4 and is calculated
based
on all the data transferred at the
downlink and the time it takes
to transfer. The formula is
mapped to its corresponding
counters.
Table 5-4 Cell Downlink
Average Throughput
Counters
5.4 Cell Uplink

Average
Throughput
5.4.1 Description
The Cell Uplink Average
Throughput KPI indicates the
average cell uplink throughput
when
data is transferring at the
uplink. The Cell Uplink
reflects the cell's
capacity.
5.4.2 Definition
The Cell Uplink Average

based on
all the data transferred at the
uplink and the time it takes to
transfer. The formula is mappe
to
its corresponding counters.
Table 5-5 Cell Uplink Average

Throughput
Counters
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5.5 Cell
Downlink
Maximum
Throughput
5.5.1 Description
The Cell Downlink Maximum
cell downlink maximum
throughput when data is
transferring at the downlink.
Throughput KPI reflects the
cell's capacity.
5.5.2 Definition

based
on the maximum volume of
traffic transferred each second.
The formula is mapped to its
corresponding counters.
Table 5-6 Cell Downlink
Maximum Throughput
Counters
5.6 Cell Uplink

Maximum
Throughput
5.6.1 Description
This Cell Uplink Maximum

cell's maximum uplink
throughput
when data is transferring at the
uplink. The Cell Uplink

Maximum Throughput KPI
reflects
the cell's capacity.
5.6.2 Definition
The Cell Uplink Maximum
based on
the maximum volume of traffic
transferred each second. The
formula is mapped to its
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Table 5-7 Cell Uplink

Maximum Throughput
Counters
5.7 100% RB
Cell Downlink
Average
Throughput
5.7.1 Description
The 100% RB Cell Downlink

indicates the downlink capacity
of a
cell based on the average
downlink throughput in a cell
and RB usage of downlink
services
when all downlink RBs are
used up.
5.7.2 Definition
The 100% RB Cell Downlink
Average Throughput KPI is
Table 5-8 100% RB Cell

Downlink Average Throughput
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5.8 100% RB
Cell Uplink
Average
Throughput
5.8.1 Description
The 100% RB Cell Uplink

indicates the uplink capacity of
a cell
based on the average uplink
throughput in a cell, RB usage
of uplink services, and RB
usage
of uplink pre-scheduling when
all uplink RBs are used up
5.8.2 Definition
The 100% RB Cell Uplink
Average Throughput KPI is
Table 5-9 100% RB Cell
Uplink Average Throughput
Counters
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6 Utilization KPIs
Utilization
KPIs
Utilization KPIs are used

to evaluate the
capabilities, such as the
capability to meet traffic
demands, in specific
internal conditions.
6.1
Resource
Block
Utilizing
Rate
6.1.1
Description
The Resource Block

Utilizing Rate KPI
consists of two sub-KPIs
the uplink resource block
(RB) utilizing rate and

downlink RB utilizing
rate. These two sub-KPIs
indicate the busy-hour
DL and UL RB utilizing
rates in each cell or radio
network.
6.1.2 Definition
The uplink and downlink
Resource Block Utilizing Rate
KPIs are defined in Table 6-1.
Table 6-1 Resource Block
Utilizing Rate
Measurement
Counters
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6 Utilization KPIs
6.2 Uplink
Preschedule
Resource
Block
Occupied
Rate
6.2.1
Description
The Uplink Preschedule
Resource Block
Occupied Rate KPI
indicates the percentage
of
uplink RBs allocated to
UEs for pre-scheduling.
Resource Block
Occupied Rate KPI can
be used to evaluate the
impact on uplink RB
usage caused by
pre-scheduling.
If pre-scheduling is
enabled, when there are
remaining uplink RBs in
a cell, the eNodeB
allocates uplink RBs to
UEs that have not sent a
bandwidth request to
reduce the uplink
service delay of these
UEs.
6.2.2
Definition
Resource Block
Occupied Rate KPI is
Table 6-2 Uplink

Preschedule Resource
Block Occupied Rate
Counters
6.3 Average
CPU Load
6.3.1 Description
The Average CPU Load KPI
indicates the CPU usage during
busy hours.
6.3.2 Definition
The Average CPU Load KPI is
defined in Table 6-3. The CPU
load is calculated by averaging
the CPU usage ratio during the
measurement period.
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Table 6-3 Average CPU

Load
Measurement
Counters
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7 Availability KPIs
7
Availabilit
y KPIs
A cell is available when
the eNodeB can provide
EPS bearer services.
Availability in a cell
can be measured when a
variety of
hardware/software faults
occurs in the cell.
7.1 Radio
Network
Unavailabilit
y Rate
7.1.1
Description
The Radio Network

Unavailability Rate KPI
indicates the percentage o
time when cells in a
radio network are
unavailable. This KPI is
used to evaluate the
deterioration of network
performance caused by
unavailable cells on the
radio network during busy
hours.
7.1.2 Definition
The Radio Network
Unavailability Rate KPI is
defined in Table 7-1. This KPI is
calculated
based on the length of time all
cell services are unavailable on
the radio network.
Table 7-1 Radio Network
Unavailability Rate
Counters
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8 Traffic KPIs
8
Traffic
KPIs
Traffic KPIs are used

to measure the traffic
volume on the LTE
Radio Access
Network (RAN).
Based on traffic
types, the traffic KPI
are classified into the
following categories:
radio
bearers, downlink
traffic volume, and
uplink traffic volume
8.1 Radio
Bearers
8.1.1
Description
The Radio Bearers

KPI consists of ten
sub-KPIs. One KPI
corresponds to the
total of radio
bearers and the other
nine correspond to
nine QCIs. This set o
sub-KPIs indicates
the average
number of radio bearers in a cell

or radio network. The radio
bearer for each QCI is based on
the number of active RRC
connections for each QCI,
according to the QCI defined in
the QoS
information.
8.1.2 Definition
The Radio Bearers KPIs are
defined in Table 8-1 and include
ten different sub-KPIs. The
formula for each KPI is mapped
to its corresponding counter.
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Table 8-1 Radio

Bearers
Measurement
Counters
8.2
Downlink
Traffic
Volume
8.2.1
Description
Similar to the Radio

Bearers KPI, the
Downlink Traffic
Volume KPI consists
of ten sub-KPIs.
One KPI corresponds
to the total DRB
traffic volume, and
the other nine
correspond to nine
QCIs. This set of sub
KPIs indicates the
downlink traffic
volume in a cell,
which is measured
at the PDCP layer
and excludes the
PDCP header.
8.2.2
Definition
The Downlink Traffic Volume
KPIs are defined in Table 8-2
and include ten sub-KPIs. The
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Table 8-2 Downlink

Traffic Volume
Counters
8.3 Uplink
Traffic
Volume
8.3.1
Description
Similar to the
Downlink Traffic
Volume KPI, the
Uplink Traffic
Volume KPI consists
of ten
sub-KPIs. One KPI
corresponds to the
total of traffic volum
for DRBs, and the
other nine
correspond to nine
QCIs. This set of sub
KPIs indicates a cell'
uplink traffic volume
The
sub-KPIs are
measured at the
PDCP layer and
exclude the PDCP
header.
8.3.2
Definition
The Uplink Traffic Volume KPIs
are defined in Table 8-3 and
include ten sub-KPIs. The
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Table 8-3 Uplink

Traffic Volume
Counters
8.4
Average
User
Number
8.4.1
Description
The Average User

Number KPI
indicates the average
number of users in
RRC_Connected
mode in a cell. This
value is calculated
based on samples.
The eNodeB records
the number of
users in the cell to be
sampled every
second and then
calculates the averag
value of these
samples throughout
the measurement
period.
8.4.2 Definition
The Average User Number KPI
is defined in Table 8-4. The
formula is mapped to its
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Table 8-4 Average

User Number
Counters
8.5
Maximum
User
Number
8.5.1
Description
The Maximum User

Number KPI
evaluates the
maximum number of
users in
RRC_Connected
mode of a cell in a
certain period of
time. This value is
calculated based on
samples. The eNodeB
records the number
of users in the cell to
be sampled every
second and
then calculates the
maximum value of
these samples
throughout the
measurement period.
8.5.2
Definition
The Maximum User

Number KPI is
The formula is
mapped to its
corresponding
counters.
Table 8-5 Maximum User

Number
Counters
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9 Counter List
9
Counter
List
Table 9-1 provides a

list of all the counters
relevant to KPI
calculation. In each
KPI
specification, one or
more parameters are
used to calculate the
KPI, as shown in the
KPI
formula. Each
parameter is mapped
to a counter. For
details on each
counter, see eNodeB
Performance
Counter Reference
Note that only QCI 1

is used for VoIP
service
(conversational
voice). According to
Table 6.1.7
in 3GPP TS 23.203,
QCI 7 can also be
assigned to nonconversational voice.
In this document,
QCI 7 is not
considered to be part
of the VoIP service in
KPI calculation.
The counters listed in the

following table are described in
eNodeB Performance
Counter
Reference.
Table 9-1 KPI-related counter
list
Formula
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Formula
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9 Counter List
Formula
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9 Counter List
Formula
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Formula
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10 References
10
Referen
ces
3GPP, TS36.331
v10.9.0 (March
2013), "Evolved
Universal Terrestrial
Radio Access
(E-UTRA), Radio
Resource Control
(RRC); Protocol
Specification,
(Release 10)"
3GPP, TS36.300
v8.6.0 (September
2008), "Evolved
Radio Access
(E-UTRA) and
Evolved Universal
Terrestrial Radio
Access Network (EUTRAN);
Overall description;
Stage 2 (Release 8)"
3GPP, TS36.413
v8.3.0 (September
2008), "Evolved
Radio Access
(E-UTRA) and
Evolved Universal
Terrestrial Radio
Access Network (EUTRAN); S1
Application Protocol
(S1AP) (Release 8)"

3GPP, TS23.401 v8.4.0
(December 2008), "Technical
Specification Group Services
and
System Aspects; General Packet
Radio Service (GPRS)
enhancements for Evolved
Universal Terrestrial Radio
Access Network (E-UTRAN)
access (Release 8)"
3GPP, TS23.203 v8.3.1
(September 2008), "Technical
Specification Group Services
and
System Aspects: Policy and
charging control architecture
(Release 8)"
eNodeB Performance Counter
Reference
Propr
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and
Conf
denti
l
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ight
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Ltd.
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Huawei Proprietary and Confidential

eRAN7.0 KPI Reference

About This Document

Due to the rapid expansion o

The following table lists the

This document is intended for:

eRAN7.0 KPI Reference

About This Document

There are two types of

The document versions are a

100% RB Cell Downlink

Uplink Preschedule Resource

Compared with Draft A

eRAN7.0 KPI Reference

2.1 RRC Setup

3.1 Call Drop

eRAN7.0 KPI Reference

eRAN7.0 KPI Reference

8.3 Uplink Traffi

eRAN7.0 KPI Reference

This document contains the

eRAN7.0 KPI Reference

Accessibility KPIs are used

According to 3GPP TS 36.331,

eRAN7.0 KPI Reference

Figure 2-1 Measurement

The RRC Setup Success

eRAN7.0 KPI Reference

The RRC Setup Success

The S1SIG Connection

The number of setup times

related to UEs is incremented by

eRAN7.0 KPI Reference

Figure 2-1 S1 signaling

Table 2-3 S1SIG

eRAN7.0 KPI Reference

Figure 2-2 and Figure 2-3

Figure 2-2 Measurement

eRAN7.0 KPI Reference

Figure 2-3 Measurement

The eNodeB collects the

The voice service can be

The E-RAB Setup Success

E-RAB connection setup

eRAN7.0 KPI Reference

Table 2-4 E-RAB Setup

The E-RAB Setup Success

The E-RAB Setup Success

eRAN7.0 KPI Reference

2.6 Call Setup

The Call Setup Success

The Call Setup Success

Table 2-6 Call Setup

eRAN7.0 KPI Reference

Retainability KPIs indicate

3.1 Call Drop

The Call Drop Rate (VoIP)

eRAN7.0 KPI Reference

When the eNodeB sends an

The Call Drop Rate (VoIP)