Professional Documents
Culture Documents
International
Law
Contents
Introduction
Glossary
10
Annex
Three prominent Swiss persons who have influenced
international law
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Illustrations in the brochure: International law governs the behaviour of States towards each
other through bilateral and multilateral agreements and entails binding, internationally applicable
regulations.
Introduction
International law is the term used to refer to all legally binding rules that
apply at the international level. International law, which concerns the
way in which States behave towards one another, has a primarily regulatory function for the purpose of facilitating international cooperation
and giving it a predictable pattern on the basis of binding rules. One of
the main objectives of international law is to create the conditions for
international peace and stability.
Relations in the framework of international law have acquired greater
importance as a result of increasing globalisation, and have also become more complex. Since many of the problems which individual
States face today cannot easily be solved at the national level, modern
international law is of growing relevance in areas that were once the
exclusive domain of national law. These include individual rights, environmental protection and efforts to combat crime. The range of norms
and standards of international law extends from core peremptory rules
(such as the prohibition of the use of force and the fundamental human
rights guarantees), to basic institutional regulations (the law on treaties
or the law on international organisations), operational norms for cooperation (for example in the area of judicial assistance), and provisions
of a technical-administrative nature (for example air travel safety, radio
frequency allocations and food). The provisions of international law apply in a wide range of areas, as illustrated by the following:
Prohibition of the use of force: States must settle their disputes by
peaceful means.
Human rights: every individual may claim certain fundamental rights
(right to life, physical integrity, individual freedom, freedom of opinion,
freedom of conscience, etc.).1
Cf. ABC of Human Rights brochure (published by the Federal Department of Foreign Affairs
(FDFA); www.eda.admin.ch/eda/en/home/doc/publi/phumig.html
2
Other intergovernmental organisations such as non-governmental organisations, transnational companies and academic institutions are as
a rule not subject to international law. The same can be said for individuals, although they too have increasingly come under the scrutiny of
international law since the middle of the 20th century. A growing number
of areas of international law concern the protection of individuals
and the responsibility of individuals. This is particularly clear in the way
human rights, international humanitarian law and international criminal law have developed. Individuals have thus become both holders of
rights and subject to obligations under international law which can be
invoked and upheld before international courts or by supervisory mechanisms with similar judicial powers. Modern international law has long
since ceased to be exclusively concerned with relations between States
in the narrow sense, extending directly into all aspects of daily life of
individuals, through the structures of States and international organisations.
Far from being exclusively concerned with establishing a legal framework for the international community, modern international law increasingly focuses on the protection and well-being of individuals. This inevitably has an influence on the meaning of national sovereignty, which
can no longer be seen as merely the (passive) right to defend the State
against foreign interference but also has an active aspect: the sovereignty of a State includes responsibility to provide for the safety and
well-being of its citizens.
As the influence of international law on the domestic affairs of States
steadily grows so its democratic legitimacy is increasingly being called
into question. The fact is that international law is created entirely differently than national law. Whereas domestic laws are created by elected
or appointed national representatives, international treaties are the result of negotiations between government representatives. Unlike in national legislative procedures, hardly ever will there be a vote in treaty
National level
International level
Negotiations
Initialling
Signature
Publication
Glossary
Ad hoc tribunals
Following the conflicts in Rwanda and the former Yugoslavia, the Security Council of the > United Nations established two ad hoc international
criminal tribunals to prosecute > War crimes, > Genocide and > Crimes
against humanity. The jurisdiction of these tribunals, unlike that of the
> International Criminal Court, is limited in duration, and to a specific
conflict.
There are other mixed courts, made up of local and international members of staff, which prosecute crimes committed in particular conflicts
or under specific regimes. Examples are the Special Court for Sierra
Leone, and the Extraordinary Chambers in the Courts of Cambodia for
the Prosecution of Crimes Committed during the Period of Democratic
Kampuchea.
Aggression
Aggression is the use of armed force by one > State against the sovereignty, territorial integrity, or political independence of another State.
Although international law in principle prohibits the use of military force
it allows for two exceptions: military self-defence in well-defined circumstances or in the context of measures to maintain or restore international peace and security on the basis of a decision taken by the
United Nations Security Council under Chapter VII of the > Charter of
the United Nations.
The international law concept of aggression involving two or more States
is not to be confused with the concept of aggression in international
criminal law. The latter addresses the criminal responsibility of individuals and is not yet based on an internationally recognised definition.
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Bilateralism
Term used to describe discussions or negotiations on foreign policy
matters that take place between two parties. Although the term usually
refers to relations between two > States, bilateral relations may equally
involve one State and an > International organisation. Switzerland for
example has concluded a whole series of bilateral agreements with the
European Union. A different approach to relations is that of > Multilateralism.
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Collective security
A system for keeping the peace in which all participating > States undertake as a fundamental principle to renounce recourse to military force
against other States, adopting instead collective coercive measures
against an aggressor (> Aggression). It differs from a purely defensive
alliance in that the aggressor can be a State which is itself a member of
the organisation for collective security. A collective security system of
this type is thus not only outwardly but also inwardly directed. A prime
example of such an organisation is the > United Nations which does not
however impose an obligation to participate in coercive military measures.
Convention
Standard term for multilateral agreements (> Multilateralism) concluded
as a rule in the framework of an > International organisation, and which
regulate issues concerning international relations and international law.
Examples: Vienna Convention on the Law of Treaties, the Hague Conventions and the Geneva Conventions.
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The Kyoto Protocol of 1997 set out for the first time
binding regulations on the reduction of the emission
of greenhouse gases.
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Depositary
The depositary of an > International treaty is a > State or an > International organisation whose duties are primarily those of a notary and
include the safekeeping of documents, certification of documents, as
well as the acceptance, safekeeping and transmission of messages,
reservations and declarations.
Diplomatic protection
Diplomatic protection allows a State to intervene on behalf of its citizens
(individuals or legal entities) who have suffered prejudice of some kind
at the hands of another State in violation of international law. The State
alone decides on the appropriateness of such intervention. Diplomatic
protection is based on the following five principles:
In exercising diplomatic protection, a State asserts its own right.
A State can offer diplomatic protection only to its own nationals.
The exercise of diplomatic protection is possible only if another State
has violated international law.
The nationals in question must have exhausted all local remedies
available to them.
The injured party must not have caused or aggravated the prejudice
in question.
Dualism
According to this principle, norms and standards of international law
must be incorporated into the body of national laws in order to take effect within a country (in contrast to > Monism). Most States that practice
dualism have adopted a weakened version: the requirement of incorporation into national law applies only to > International treaties since
> Customary international law is in any case directly applicable. Examples of States that practice dualism are Germany, the United Kingdom
and Sweden.
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Extraterritoriality
An important principle of international law holds that a > State can only
exercise jurisdiction on its own territory. Only in exceptional cases can
a nations laws or sovereign acts have legal effect outside its own territory. International treaties and binding decisions of international organisations may provide for such extraterritorial validity. Otherwise, a States
own laws may be applicable in situations arising outside its own territory only when justified by the closeness of the relationship between
the State and the object of regulation. Contrary to common belief, for
example, the ground on which an embassy is sited in a foreign country
does not have the benefit of extraterritoriality but remains the sovereign
territory of the > Host state. Embassies only benefit from inviolability, i.e.
they cannot be penetrated by the authorities of the host country without
the prior consent of the sending country.
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Genocide
Actions which aim at the complete or partial annihilation of a national,
ethnic, racial or religious group qualify as genocide. These actions include notably:
Killing
Inflicting serious physical or mental injuries
Measures designed to prevent births, or physically eliminate a particular group
Enforced transfer of children to another group.
In 1948, the United Nations adopted a convention to prevent and punish
genocide.
Host state
A State that hosts foreign representations (embassies, consulates) or
> International organisations on its soil. The host State grants these representations as well as the international organisations (and staff) certain
> Privileges and immunities. Switzerland, and in particular Geneva, is
host to a great many international organisations.
Human rights3
Human rights are the freedoms to which all individuals are entitled as
human beings, regardless of colour of skin, nationality, political or religious convictions, social status, age or sex. Human rights are protected through a system of agreements > Conventions, > Resolutions and
declarations of > International organisations as well as in > Customary
international law.
This international system for the protection of human rights is closely
associated with > International humanitarian law and international refugee law. But although closely related these three branches are quite
distinct in their fields of application. Thus international humanitarian law
(i.e. the four Geneva Conventions of 1949 together with the Additional
3
Cf. ABC of Human Rights brochure
www.eda.admin.ch/eda/en/home/doc/publi/phumig.html
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Protocols of 1977) applies in principle only to armed conflicts. International refugee law (e.g. the Geneva Convention relating to the Status of
Refugees of 1951 and the Additional Protocol of 1967) applies only to
persons with recognised refugee status, and to a limited extent also to
asylum seekers. Nowadays, however, human rights apply to all people
at all times.
Immunity
A fundamental principle of international law according to which neither a
> State nor its highest officials are subject to the jurisdiction of another
State. This is a corollary of the principle of the sovereign equality of
States and is part of > Customary international law. Since 2004, it has
also been codified in the United Nations Convention on Jurisdictional
Immunities of States and their Property, which is based on the draft
articles of the > International Law Commission. This convention grants
States immunity only with regard to sovereign acts. There is no immunity when an act of a State is comparable to commercial transactions. A
head of State enjoys immunity for acts carried out in an official capacity, even at the end of his or her tenure. However recent developments
indicate that there may be exceptions to this rule in the case of serious
human rights violations. Heads of State do not have immunity before
international criminal courts, since these are organs of the international
community rather than of individual States.
International arbitration
A type of > Peaceful settlement of disputes, by which the parties agree
to submit their differences to an arbitration tribunal (made up of one or
more arbitrators). They may refer to an existing dispute-settlement body
(e.g. > Permanent Court of Arbitration) or to a forum expressly created
for the purpose. The decisions of arbitration tribunals are binding on
the parties in all cases. Today, the settlement of disputes is of great im-
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International justice
To ensure universal respect for > International law and > Human rights
the international community has created various courts and tribunals
at the universal and regional levels. Their decisions are binding on all
States that recognise the courts and tribunals in question.
The > International Court of Justice (ICJ) in The Hague is the cornerstone of the system of international justice, being the principal judicial
organ of the > United Nations. Only > States can be subject to the jurisdiction of the Court. The authority of the ICJ, based on the principle of
the pre-eminence of law, enables it to make an important contribution to
the peaceful settlement of disputes between States.
Today, it is the European Court of Human Rights that is most effective
in protecting human rights. This Court, a body of the Council of Europe,
ensures compliance of the State Parties with their obligations under the
4
Cf. ABC of International Humanitarian Law brochure
www.eda.admin.ch/eda/en/home/doc/publi/pintl.html
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European Convention for the Protection of Human Rights and Fundamental Freedoms (ECHR).
Since the 1990s the international community has also created a number
of war crimes tribunals (> Ad hoc tribunals): the International Criminal
Tribunal for the Former Yugoslavia (1993), the International Criminal Tribunal for Rwanda (1994), the Special Court for Sierra Leone and the
Extraordinary Chambers in the Courts of Cambodia for the prosecution
of crimes by the Khmer Rouge (2004).
The creation in 2002 of the > International Criminal Court (ICC) in The
Hague has given the international community a permanent judicial authority of universal character to prosecute the most serious crimes:
> Genocide, > Crimes against humanity and > War crimes, as well as the
crime of > Aggression once it has been defined.
The International Tribunal for the Law of the Sea, which was set up in
1996, may be invoked by the States Parties to the UN Convention on
the Law of the Sea of 1982.
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International law
International law stems from interaction between > States and governs
the relations between them. It provides a basis for peace and stability
throughout the world and for the protection and well-being of peoples
everywhere.
Relations between nations have become more intensive and complex
with the advance of globalisation. International law covers many fields,
including the > Prohibition of the use of force; > Human rights and the
protection of individuals in times of war and armed conflict (> International humanitarian law) as well as international efforts to combat
> Terrorism and serious crimes. It also extends into such areas as the
environment, international trade, development, telecommunications and
international transport.
In accordance with the principle of the > Sovereignty of States, a
State is only obliged to comply with those rules of international law to
which it has agreed to adhere (> International treaties and > Customary
international law). Peremptory norms of international law are an exception to this principle because they apply to all States without exception,
for example the prohibition of genocide (> ius cogens). In Switzerland,
matters of international law are usually decided by parliament, as well
as by the people through referenda, which may be obligatory or
optional. In principle, international law takes precedence over national
law (> Monism).
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The most important treaties concluded in this way are the Vienna Convention on the Law of Treaties, the Vienna Conventions on Diplomatic
and Consular Relations, the UN Convention on the Law of the Sea and
the Rome Statute of the > International Criminal Court. The reputation of
the Commissions members is such that their drafts have an influence
even when they have not yet been adopted by the member States in the
form of an international treaty. One example is the Commissions draft
articles of 2001 on the responsibility of States, which often serves as a
reference for legal decisions.
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International organisation
An international organisation is a permanent association of at least two
> States concerned with the autonomous execution of specific tasks,
and for this purpose is equipped with at least one organ to act on its behalf. International organisations are usually established on the basis of
a multilateral agreement, a statute or a charter, that defines their duties
and objectives as well as the organs to be established by the organisation. International organisations derive their international legal capacity
from States. In contrast to States as the born subjects of international
law, international organisations are created subjects. The most notable example of an international organisation which is truly universal is
the > United Nations.
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International treaty
An international treaty is an agreement between > States, or between
one or more States and an > International organisation, laying down international rules in a given area. Together with > Customary international
law, the international treaty is one of the two fundamental instruments
forming the basis of the rights and obligations of States. Such agreements go under various names, but have equivalent meaning. These
names include > Convention, agreement, protocol, declaration, charter
(e.g. the > Charter of the United Nations), covenant, exchange of letters,
etc.
Interpretative declaration
Declaration by a State party to an > International treaty about how it
interprets one or more provisions of a treaty. An interpretative declaration is not to be confused with a > Reservation. Whereas in the case of a
reservation the legal effect of a treaty provision is annulled or amended
in some way, an interpretative declaration concerns admissible interpretation. In contrast to a reservation it does not therefore require acceptance by the other contracting parties.
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Ius cogens
Denotes peremptory rules of > Customary international law to be observed in all circumstances. Any > International treaty or other legal acts
that are in violation of ius cogens are to be considered null and void. In
contrast to the related concept of > erga omnes rules (which all members of the international community must respect), ius cogens focuses
on the content of norms and their respective precedence. Rules that
are part of ius cogens include the > Prohibition of the use of force, of
> Genocide and of torture.
Monism
Principle according to which international law norms and standards automatically acquire validity at the national level (in contrast to a system
of > Dualism). The provisions of international law are accepted as part
of national law. In a monist system there is therefore no need for any
act of transformation into national law for an > International treaty or for
> Customary international law to have domestic application. Examples
of countries that have a monist system are France, the USA and Switzerland.
Multilateralism
An approach to international issues involving discussions and negotiations between more than two > States. Multilateral fora include such
> International organisations and bodies as the > United Nations, the
World Trade Organisation, the European Union and the Council of
Europe.
An ever greater number of international treaties or conventions (> Convention) are negotiated in these multilateral fora, reflecting the ongoing
process of globalisation.
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Neutrality
The legal status of a > State which permanently or temporarily renounces participation in armed conflicts. The Hague Conventions of 1907,
supported by > Customary international law, define the rights and duties
of a neutral State.
Essentially, a neutral State has the following fundamental rights: its territory is inviolable; private companies on its territory may trade freely
with the warring States; the freedom of private companies to trade also
applies to weapons, munitions and other war material.
Neutral States above all have a duty to refrain from participating in armed
conflicts between other States. They are expressly prohibited from supporting the belligerents with weapons or troops (and thus cannot take
part in a military alliance such as NATO). Furthermore they may not allow
warring parties to use their territory for military purposes. Any restrictions they adopt on trade in weapons, munitions and other war material
must apply equally to all belligerents. Finally, a neutral State must be
able to defend its own territory, if necessary by military force.
The status of neutrality is not relevant in the case of economic sanctions. Neutral States may participate in the application of economic
> Sanctions adopted by the > United Nations, the European Union or
any other group of nations.
Nor is neutrality relevant in the case of military sanctions adopted by the
UN Security Council acting under Chapter VII of the UN > Charter of the
United Nations. UN military sanctions should not be equated with war
as defined in the Law on Neutrality but rather with legal measures to enforce the decisions of the Security Council on behalf of the international
community for the restoration of peace and international security. Thus
the Law of Neutrality does not prevent neutral States from participating in sanctions adopted by the Security Council in accordance with
Chapter VII of the UN Charter.
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Non-governmental organisation
Non-governmental organisations (NGOs) are private-law institutions
which carry out their activities independently of State authorities. NGOs
can exercise considerable influence on public perceptions of issues and
situations, and on forming public opinion. They can obtain consultative status within an > International organisation, enter into cooperation
agreements, or carry out mandates, e.g. in the context of humanitarian
or protection missions.
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Peacekeeping operations
International peacekeeping operations are an instrument of the international community for conflict resolution and crisis management. Both civilian and military means may be employed to create stable and peaceful relations. Since the end of the Cold War such operations have further
developed and today often involve a much wider variety of tasks, including peacekeeping and peace enforcement, conflict prevention, peacebuilding and peace consolidation, as well as humanitarian operations.
Peacekeeping operations are generally mandated by the United Nations
and are based on the following principles: impartiality, consent of the
conflicting parties to the deployment of peacekeeping troops, use of the
minimum force necessary.
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Recognition
Declarative statement by one State that a new > State has come into
being. With the act of recognition, a State expresses its acceptance of
a newly independent territory as a State with which it is ready to deal at
the intergovernmental level.
In principle, Switzerland recognises only States, not governments. A
change of power in a State or a change in the form of government will
thus have no effect on the recognition granted. A newly independent
territory does not have an automatic right to recognition as a State. This
is a voluntary act and may be made conditional.
Reservation
Declaration made by a State party to a multilateral treaty by which it announces its intention to exclude or change the application of a clause
in the treaty. Reservations enable more States to become party to the
treaty but are not conducive to its uniform application. An > International
treaty may exclude the possibility of reservations, or limit them.
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Resolution
Decisions taken by an > International organisation and international
conferences are called resolutions. Resolutions have a standardised
format. They begin with a preamble, which is followed by a number of
operative paragraphs. Most resolutions are not legally binding but have
the character of a recommendation, as is the case for the resolutions
of the General Assembly of the > United Nations (with the exception of
those concerning the UNs internal law). Some resolutions of the United
Nations Security Council can also have immediate effect and be binding
on all > States. Occasionally, other terms are used in place of resolution including decision, recommendation, declaration or other similar
terms.
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Sanctions
The measures (diplomatic, economic or military) taken by a > State or
an > International organisation to bring about an end to a violation of
international law. Violations can be ascertained by an organisation or by
a State which considers itself to be a victim.
The UN Security Council, on behalf of the international community, is
responsible for declaring what sanctions are to be taken against a State
that is endangering international peace.
The World Trade Organisation decides on sanctions in cases of violations of international trade rules.
In other areas, States may take whatever non-military sanctions they
deem necessary, providing they are proportionate to the damage inflicted by the offending State. The > Prohibition of the use of force is
enshrined in the UN Charter. Sanctions may only be implemented after
due notification.
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Self-executing
A provision of international law is said to be self-executing when the
rights and duties it establishes are sufficiently precise and clear in their
formulation. In this case the provision is directly applicable by domestic
courts and authorities. If on the other hand the provision of international
law is only programmatic in character it must be given concrete shape
in the form of national law before it can be applied by the courts or authorities (non self-executing).
The self-executing concept is particularly relevant in States that practise > Monism, in which case international law has automatic application. It can also be relevant in States that practise > Dualism, depending
on the nature of the legal transformation required.
Soft law
In addition to a legally binding > International treaty there are a number
of other international instruments, which although not legally binding
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are nonetheless intended to hold a > State or > International organisation to a certain form of behaviour (to do, or to refrain from doing). One
example is a > Resolution of the > United Nations General Assembly,
which has the character of a recommendation. These soft texts create expectations as to the behaviour of those being addressed, which
the latter often find difficult to ignore. Soft law can eventually develop
into > Customary International Law and ultimately acquire the status of
a binding rule.
Sovereignty
At the international level a > State is regarded as sovereign if it is independent of all other entities subject to international law (States or
> International organisations). Consequently the State has no obligations except those it entered into itself and those imposed by peremptory norms of international law (> Ius cogens).
State
The State is the fundamental legal entity in the framework of international law. States are considered to be the born i.e. original subjects
of international law. Legal capacity under international law is inherent to
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the State: States hold all rights and duties in international law and are
fully entitled to enter into an > International treaty and to contribute to
the creation of > Customary international law.
The State comprises three elements: its territory, its people and its government. Affairs between States are regulated by the principle of sovereign equality (> Sovereignty).
Terrorism
The concept of terrorism has not yet been defined in > International
law. International law, > Human rights and > International humanitarian
law nonetheless do prohibit many terrorism-related acts and activities.
In fact, according to international humanitarian law (IHL), acts generally
considered as acts of terrorism, such as attacks on the civilian population or civilian objects, indiscriminate attacks and hostage taking are
prohibited both in international and non-international armed conflicts.
Moreover, IHL prohibits acts or threats of violence whose primary purpose is to spread terror among the civilian population.
The so-called War on Terror is a political concept, not a legal one. IHL
applies exclusively to armed conflicts, for example in Afghanistan and
Iraq. It does not apply to other situations associated with the War on
Terror, such as the attacks in Madrid and London in the years 2004 and
2005. This is not to say that terrorist acts and efforts to combat them are
not covered by law: human rights, the relevant national laws and various
international > Conventions that deal with combating terrorism are applicable in such situations.
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> Human rights, the reduction of social inequalities and protection of the
environment. It also provides humanitarian aid in international emergencies.
The main organs of the United Nations are the following:
The General Assembly (representatives of the member > States),
which deliberates on matters of international order;
The Security Council (15 member States), which is responsible for the
maintenance of international peace and security;
The Secretariat, which is responsible for administrative matters and
for implementing the decisions of the other organs;
The International Court of Justice, which is the principal judicial organ
of the UN (> International justice).
The United Nations System also includes many specialised agencies
which have the status of a legally independent international organisation and are linked to the United Nations System through special agreements (for example, the World Health Organisation, WHO).
Switzerland became a full member of the United Nations in 2002. Before
that date (i.e. since 1948), the Confederation only had observer status
although it was also a member of many specialised agencies.
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War crimes
War crimes are grave breaches of the provisions of the Geneva Conventions of 1949 protecting persons and objects, as well as other serious
violations of the laws and customs that apply in an international or noninternational armed conflict. War crimes include notably: wilful killing,
torture, deportation, ill treatment, unlawful detention, hostage taking,
wilful attacks against civilians and civilian objects, the recruitment of
children in armed forces, and pillage. > States are under an obligation
to prosecute or extradite persons suspected of having committed war
crimes on their territory.
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Annex
The Law of Nations or the Principles of Natural Law Applied to the Conduct and to the Affairs
of Nations and of Sovereig
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Impressum
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Bern, 2009
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