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Abbreviations: anti-HBs, antibody to HBsAg; CAR, chimeric antigen receptor; cccDNA, covalently closed circular DNA; HBeAG, hepatitis B e antigen; HBsAg,
hepatitis B surface antigen; HBV, hepatitis B virus; IFN, interferon; IL, interleukin; ISG, interferon-stimulated gene; NRTI, nucleos(t)ide reverse transcriptase
inhibitor; NTCP, sodium/taurocholate cotransporter; PEG-IFN, pegylated interferon; RNAi, RNA interference; TLR, toll-like receptor; WHV, woodchuck hepatitis
virus.
From the 1Liver Diseases Branch, National Institute of Diabetes and Digestive and Kidney Diseases, National Institutes of Health, Bethesda, MD; 2Baruch S.
Blumberg Institute, Doylestown, PA; 3National Center for Emerging and Zoonotic Infectious Diseases, Centers for Disease Control and Prevention, Anchorage,
AK; 4Department of Infectious Diseases, Molecular Virology and German Center for Infection Diseases, University Hospital Heidelberg, Heidelberg, Germany;
5
Hepatology Department, Lyon University and Cancer Research Center of Lyon, INSERM U1052, Lyon, France; 6Victorian Infectious Diseases Reference Laboratory, Doherty Institute, Melbourne, VIC, Australia; 7Department of Medicine, Philadelphia Veterans Affairs Medical Center and the University of Pennsylvania
Perelman School of Medicine, Philadelphia, PA; 8Division of Gastroenterology and Hepatology, University of Michigan, Ann Arbor, MI.
Received March 29, 2015; accepted July 31, 2015.
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Address reprint requests to: T. Jake Liang, LDB/NIDDK/NIH, Bldg. 10-9B16, 10 Center Drive, Bethesda, MD 20892-1800. E-mail: jliang@nih.gov; tel:
11-301-496-1721. fax: 11-301-402-0491.
C 2015 by the American Association for the Study of Liver Diseases. This article has been contributed to by U.S. Government employees and their work is
Copyright V
in the public domain in the U.S.A.
View this article online at wileyonlinelibrary.com.
DOI 10.1002/hep.28025
Potential conflict of interest: Dr. Guo received grants from Janssen. Dr. Block is on the Board of and owns stock in Contravir. He received grants and holds
intellectual property rights with Oncore-Tekmira. Dr. Lok consults and received grants from Gilead. She consults from GlaxoSmithKline, Merck, MYR, and
Tekmira. She received grants from Bristol-Myers Squibb. Dr. Chang advises Genentech, Arbutus, and Alnylam. Dr. Zoulim consults and received grants from
Roche, Gilead, and Novira. He consults for Janssen. Dr. Locarnini received royalties and holds intellectual property rights with Melbourne Health. He consults and
received fees from Arrowhead. He consults for Gilead.
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Fig. 1. HBV life cycle and targets of therapeutic development. The complete HBV life cycle including entry, trafficking, cccDNA formation, transcription, encapsidation, replication, assembly, and secretion is shown. The functions of the HBV gene products are incorporated into the life
cycle. Drugs or biologics, in clinical use or development, targeting various steps of the HBV life cycle, are illustrated in red. See text for details
of these drugs. Abbreviations: ER, endoplasmic reticulum; HSPG, heparan sulfate proteoglycan; siRNA, small interfering RNA.
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Direct-acting antivirals:
GS-7340 (tenofovir
alafenamide fumarate
CMX157
Mechanism/ Target
Stage of Development
Sponsor
Reference
Phase 2/3
Gilead Sciences
Phase 1/2
Contravir (Chimerix)
146; NCT01080820
Phase 1/2
Animal
Phase 1
Phase 1
Phase 1/2
Phase 1/2
Novira
Oncore
HEC Pharm Group, China
AiCuris
Replicor
Arrowhead
RNAi
RNAi
RNAi
Antisense
Phase 1
Animal
Animal
Phase 1
Tekmira
Alnylam
Benitec
Isis
84; NCT02112799
147
148
83
NCT02233075
94; sponsors website;
NCT02065336
Sponsors website; NCT02041715
Sponsors website
Sponsors website
Sponsors website
Entry/NTCP
Apoptosis/second
mitochondrial activator of
caspases
STING agonist (pattern
recognition receptor)
Cyclophilins, IRF-9
Glucosidase/therapeutic
vaccine
Phase 1/2
Phase 1
Myr-GmbH/Hepatera
Tetralogic
75
Sponsors website; NCT02288208
Animal
Oncore
149
Animal
Animal
Oncore (NeuroVive)
Blumberg Institute
Sponsors website
150
TLR-7 agonist
PD-1 blockade
Phase 2
Phase 1||
Gilead Sciences
BMS
SB 9200HBV
GS-4774
ANRS HB02
Phase 1/2
Phase 2/3
Phase 1/2
Therapeutic
Therapeutic
Therapeutic
Therapeutic
Therapeutic
Therapeutic
Phase
Phase
Phase
Phase
Phase
Phase
INC/Springbank
Gilead Sciences/GlobeImmune
French National Agency for
Research on AIDS and Viral
Hepatitis
Dynavax
CGEB, Cuba
Transgene
Beijing 302 Hospital
Tongji Hospital
Third Affiliated Hospital, Sun
Yat-Sen University
Seoul National University
AcadSin
Altravax
Innovio
122; NCT02166047
151; Sponsors website,
NCT01658878
152; NCT01803308
144; NCT02174276
141; NCT02166047
NVR1221/3778
Sulfamoylbenzamides
GLS4
Bay41-4109
REP 2139-Ca
ARC-520
TKM-HBV
ALN-HBV
DNA-directed RNAi
ISIS HBV
Host targeting agents:
Myrcludex B
Birinapant
Flavonoids
NVP018
Epitope HBV
Polymerase (prodrug of
tenofovir)
Polymerase (prodrug of
tenofovir)
Capsid
Capsid
Capsid
Capsid
Assembly/HBsAg
RNAi
vaccine
vaccine
vaccine
vaccine
vaccine
vaccine
Therapeutic vaccine
PD1 blockade
Therapeutic vaccine
Therapeutic vaccine
1
2/3
1/1b
1/2
2/3
1/2
Phase 2/3
Animal
Animal
Animal
153; NCT01023230
154
NCT02428400
NCT01878565
NCT02360592 (labeled as Phase 4)
NCT01935635
NCT02097004 (labeled as Phase 4)
155
Sponsors website
Sponsors website
*Compounds are organized by names and targets with developmental phase based on authors estimates derived from the literature where available or the sponsors website and presentation information.
Mechanisms are characterized as either direct acting antiviral, indicating action against a virus-specified gene product; immune modulatory agent, activating
host immune response; or host targeting agent, which targets a host function required for the HBV replication cycle.
A molecular approach to inhibit HBV gene expression has been successfully achieved in vitro using
molecule-based therapies targeting the viral messenger
RNA. Viral messenger RNA can be directly targeted
using antisense oligonucleotides, ribozymes, or RNA
interference (RNAi).89 Of these, RNAi appears most
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Fig. 2. Innate and adaptive HBV-specific immune responses and immune-based therapeutic development. Immune cells involved in innate
and adaptive immune responses activated by HBV infection and their mechanisms of antiviral actions are shown. They are virus-specific CD81 T
cells that inhibit viral replication by both direct killing of infected hepatocytes and cytokine-mediated antiviral mechanisms; virus-specific CD41 T
cells, which provide essential help for CD81 T-cell priming and effector functions as well as antiviral cytokines; regulatory T cells, which suppress
virus-specific T-cell functions; B cells, which mature to plasma cells, producing neutralizing antibodies and potentially participating in antigen presentation; natural killer cells, which display antiviral but also regulatory activity by eliminating activated virus-specific CD81 T cells; natural killer
T cells that sense virus-infected hepatocytes, produce antiviral cytokines, and activate adaptive immune responses; other immune cells in the
liver that play important roles in the activation and coordination of the innate and adaptive responses such as Kupffer, myeloid, and plasmacytoid dendritic cells. Therapeutic approaches designed to activate various pathways of the innate and adaptive immunities are illustrated in red.
See text for details of these approaches. Abbreviations: CTL, cytotoxic T lymphocyte; DC, dendritic cell; IFNAR, IFN-a receptor; IFNGR, IFN-c
receptor; IFNLR, IFN-k receptor; JAK/STAT, Janus kinase/signal transducer and activator of transcription; Mu, macrophage; NK, natural killer; NKT,
NK T cell; TNF-L, tumor necrosis factorlike molecule (e.g., lymphotoxin-b); TNF-LR, TNF-L receptor; Treg, regulatory T cell.
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and then infuse them into the same patients with HBVassociated hepatocellular carcinoma showed some promise.126,127 But the variable and major histocompatibility
complexrestricted nature of the interaction between Tcell receptor and its ligand and the skepticism that
whether one or two such modified T cells would be sufficient to mount an effective T cellbased immune
response may limit the clinical application of this
approach. The recent emerging technology of chimeric
antigen receptor (CAR) in the field of cancer therapeutics has been extended to treatment of persistent viral
infections.128 The CAR approach is to generate a chimeric receptor expressing an extracellular target-binding
domain, a hinge and membrane-anchoring region, and
one (or more) intracellular signaling domain.128 The
target-binding domain is derived from the light and
heavy chain sequences of a single-chain variable fragment of the immunoglobulin. In the case of HBV, the
target could be the cell-surface form of HBsAg and the
single-chain variable fragment derived from a construct
with high-affinity anti-HBs activity.129 The binding of
the CAR-modified T cells to HBV-infected hepatocytes
can trigger proliferating or activating signals to initiate
an effective anti-HBV T-cell response. This strategy has
been applied to HBV animal models with some promise.130 It remains to be seen whether CAR-modified T
cells can achieve a broadly acting and potent anti-HBV
response that is sufficient for viral clearance in chronic
HBV-infected patients.
Therapeutic Vaccines
The goal for therapeutic vaccination in chronic hepatitis B is to induce sufficient anti-HBV immune
responses to eliminate and/or cure infected hepatocytes
without undue host cell damage, prevent viral spread to
new hepatocytes, and promote long-term viral control.
These approaches leverage our accumulating knowledge
of the adaptive immune responses of HBV infection
and focus on restoring or activating endogenous HBVspecific immune responses that initially targeted HBsAg
and later expanded to other HBV antigens using
recombinant proteins, cytotoxic T-lymphocyte epitope
vaccine, viral vectors, and DNA vaccination. These vaccines are being combined with antiviral drugs and
immune modulators to maximize their effects. An
intriguing strategy to personalize antigen presentation to
induce anti-HBV immune response involving monocytes has been recently proposed.131
HBsAg-Based Vaccine. Because HBsAg-based prophylactic vaccine can induce protective virusneutralizing antibodies, the initial studies involved the
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use of HBsAg in small trials, with virological and serological responses in some patients.132,133 Combination
of an HBsAg vaccine with lamivudine showed promise
initially in smaller studies.134 However, no difference in
clinical efficacy was shown between vaccinated and control groups despite the induction of vigorous HBsAgspecific cellular and humoral immune responses in a
large open-labeled randomized controlled trial of HBV
patients receiving 12 doses of recombinant HBsAg and
ASO2 adjuvant with 52 weeks of lamivudine.135 Similarly, the use of yeast-derived recombinant HBsAg and
hepatitis B immune globulin immune complex showed
promise in a phase 1/2 study,136 but this was not reproduced in a larger phase 3 study.137
Cytotoxic T-Lymphocyte Epitope Vaccine. Immunization with recombinant proteins (e.g., HBsAg) can
promote antibody and CD4 helper T-cell responses, but
generally not those of CD8 T cells, which require endogenously processed viral peptides. Given the relevance of
antiviral CD8 T cells in HBV clearance, direct augmentation of HBV-specific CD8 T cells was attempted in a
pilot study using a lipopeptide encoding a single immunogenic human leukocyte antigen A2restricted HBV
core 18-27 CTL epitope.138 Despite their immunogenicity in healthy adults, this epitope vaccine was not
immunogenic in patients with chronic hepatitis B and
did not significantly change the HBV DNA titers or
HBeAg status. Inclusion of other epitopes in this
approach may be necessary.
DNA Vaccination With or Without Immunomodulators. DNA vaccination can promote antiviral
CD8 T-cell as well as CD4 T-cell and antibody
responses.139 In this regard, intramuscular injection of
DNA encoding only pre-S2/S was safe, well-tolerated,
and at least transiently immunogenic but only marginally effective in reducing HBV DNA levels in a phase 1
study of chronic hepatitis B patients who did not
respond to IFN-a and/or lamivudine.140,141 It also did
not prevent viremic relapse in the phase 1/2 ANRS
HB02 VAC-AND trial.141 Another phase 1 study using
plasmid DNA encoding all HBV open reading frames
and human IL-12 in addition to daily lamivudine
showed a 50% HBV DNA suppression at 1 year post
treatment cessation.142 However, in a subsequent larger
study, a related HBV plasmid DNA (all HBV open reading frames except HBx) and human IL-12 with daily
adefovir showed only a tendency for greater HBeAg loss
and HBV DNA suppression compared to adefovir
alone.143
Other Therapeutic Vaccine Trials. Currently,
open-label therapeutic HBV vaccine trials on clinicaltrials.gov (as of May 2015) include (1) GS4774, a heat-
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