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School of Architecture, Landscape and Civil Engineering, Earlsfort Terrace, University College Dublin, Dublin 2, Ireland
Received 25 August 2006; received in revised form 3 April 2007; accepted 4 April 2007
Available online 21 May 2007
Abstract
Assessment of the stability of embankment and cut slopes over the life of a project are critical issues for railway and motorway infrastructure projects. Experience has shown that many slope failures occur during or shortly after rainfall. Analyses show that failure is
initiated by the reduction in near surface suction over some critical depth in the slope. A simple method is proposed in this paper to
estimate the time needed for a wetting front to develop. The method which is a modication of the traditional GreenAmpt inltration
model assumes that ponding of water cannot occur on soil slopes and as a consequence soil in the wetted zone remains partially saturated
at the point of slope failure. It dierentiates between cases where the initial suction in the slope is high and the rate of inltration is controlled by the rainfall intensity (supply controlled) and, situations where the suction is low, and the rate of inltration is controlled by the
inltration capacity of the soil (demand controlled). When applied to a case history where eld measurements of inltration into a slope
were available the new method provided a reasonable approximation of the measured inltration time.
2007 Elsevier Ltd. All rights reserved.
Keywords: Inltration; Unsaturated soil slopes; Wetting front; Inltration capacity
1. Introduction
In tropical and sub-tropical areas, the water table is at
great depth and the near surface soils experience negative
pore-water pressure (suction). Similar conditions exist in
embankments and other engineered lls placed above the
water table level even in temperate climates. Experience
has shown that many slope failures occur during or shortly
after rainfall, as water inltrates into the slope reducing
near surface suction. Given changing climatic conditions
(increasing and more intense rainfall events) and deforestation which removes the natural suction eects provided by
tree roots, landslides are becoming much more prevalent
throughout the world. In addition to the risk posed to life
by rapid landslide events, additional problems are caused
224
C ch cos2 a tan /0
C
cos a tan /0
ch cos a sin a
ch cos a sin a
sin a
hp Z f S
Zf
225
[13] demonstrated that run-o began before the near surface soils become fully saturated, at Ir values between
0.2Ks and 0.4Ks. Rahardjo et al. [9] reported in situ inltration measurements on a residual slope with Ks of
5.18 106 m/s. A test conducted by applying a rainfall
intensity of 13 106 m/s to the initially unsaturated slope
revealed that the inltration capacity of the slope converged to 2 106 m/s (0.4 Ks), after 70 min.
3. New model considering suction variation
In this section a simple method (based on the Green
Ampt model) is developed to allow the assessment of inltration into unsaturated soil slopes using basic soil
properties.
3.1. Inltration mechanism in unsaturated soils
One of the main assumptions in the GreenAmpt model
is that the soil in the wetted zone is fully saturated. However, eld measurements [1,14] and others show that failure
occurs before the soil above the wetting front becomes fully
saturated. If the soil is partially saturated, the water phase
is not continuous (see Fig. 2), and the hydraulic head in
this zone is controlled exclusively by matric suction. The
hydraulic head Zf in Eq. (4) is therefore not applicable to
unsaturated soils under these conditions.
Making the assumption that for a slope which remains
partly saturated at failure:
1. The soil is continuously supplied with water but not
fully saturated within the wetted zone (see Fig. 2). The
assumption is generally restricted to the soils slopes,
where ponding cannot occur and the supply of water
to the soil is therefore limited.
2. After rainfall the nal suction prole in the wetted zone
is linearly distributed within the wetting front (see
Fig. 3). Although both the initial and nal suction pro-
Slope surface
wetted soil
hpH
Infiltrating water
wetting front
X
Saturated soil
Wetting front;
matric suction pulls
water into dry soil
drier soil
Zf
soil particle
Wetting front
moves down
into dry soil
Z
Fig. 1. Wetting front development in the GreenAmpt model.
water
air
Z
Fig. 2. Wetting front developed in an unsaturated soil slope.
226
60
e
fac
afte
tion
suc
ll
St
ore
bef
fa
rain
ng
etit
nt
fro
w
H
Sb
suction profile
(Ua-Uw)r
slo
ll
fa
rain
r
e su
40
20
Residual suction
0
0.1
10
100
Ua-Uw (kPa)
(Ua-Uw)r
1000
10000
S y 0 S y
y
y
Sy
y
S y =yK > I r
Rewriting:
S y > I r =Ky
10
227
Dh2 H 2 H 22
2KS b
11
Dh1 H 1 Dh2 H 2 H 22
2KS b
Ir
12
228
0.24
0.22
0.20
0.18
0.16
0.14
rainfall intensity being 0.2 (Ir/0.5Ks), the soil falls completely in zone 1, and therefore only T1 needs to be calculated. Whilst the predictions made using the new model are
compatible with the FEA analyses, the GreenAmpt model
severely under-predicts the inltration time. This is presumably due to the combined eect of the use of Ks and
the role of the static water head (imparted by the wetting
front) increasing the hydraulic gradient.
4.2. Comparison with other numerical methods
McDougall and Pyrah [17] reported numerical simulations of inltration in a 2 m deep soil sample. The experiments investigated the eect of rainfall intensity and
initial suction, on the distribution of inltrating water in
the sample. Numerical simulations were performed based
on the method proposed by Kisch [19]. The complete Soil
Water Characteristic Curve (SWCC) was used to describe
the change of matric suction with water content. Two simulations (test 22 and 23 in the reference) were chosen to test
the new model. The saturated permeability of the soil in the
numerical simulations was 864 mm/day. A 24 hour rainfall
event was applied at an intensity of 43 mm/day in test 23.
In test 22, the intensity was increased by a factor of 10
432 mm/day for equal duration. The initial and nal suction proles of these two simulations are shown in Fig. 8.
Dividing the suction prole in Fig. 8 with the line (Ir/
K)y, we see that in test 22 (Fig. 8a), only a small part of
the nal suction prole falls into zone 2, whilst in test 23
(Fig. 8b), zone 2 does not occur. Thus the eect of zone
2 can be (conservatively) neglected. The time needed for
those wetting fronts to shape can be calculated with equa-
0.12
0.10
0.08
Table 1
Comparison of predicted inltration times for 30 model slope
0.06
Case
2
3
4
Matric suction Ua-Uw (kPa)
150
Final
250 350
GreenAmpt
Fig. 6. Soil water characteristic curve of concrete sand (after Tami et al.
[18]).
Time (min)
540 S (mm)
1
2
2.2
10.2
100
Zone 1
15
42
250
New model
T1
T2
Total
10.4
37.5
0
0
10.4
37.5
540 S (mm)
Zone 1
Final
Initial
200
FEA result
Initial
400
400
S=0.2y
y (mm)
S=0.2y
y (mm)
Fig. 7. Initial and nal suction prole in the slope with the 15 min (a) and 42 min (b) precipitation of 86.4 mm/h.
Fig. 8. Initial and nal suction in a 2 m deep soil sample (after McDougal
and Pyrah [17]). (Note: numbers in brackets on horizontal axis are
volumetric water contents at related suction values.)
Table 2
Comparison of inltration times predicted for 2 m deep soil sample
Test
Time (day)
GreenAmpt
22
23
0.16
0.037
McDougall
1
1
New model
T1
Total
0.91
0.95
0.91
0.95
229
project was 17.5 m high with a slope angle of 30 and had a
1m wide berm at mid-height. The instrumentation included
moisture probes and tensiometers, which allowed the collection of moisture content and suction measurements
through a wet and dry season.
The response of the slope to a single rainfall event is
considered here. The event started on the 29th of August
2001 and lasted approximately 50 h. The saturated coecient of permeability of the soil Ks is 7.7 106 m/s. The
rainfall intensity was 1.4 106 m/s (0.18Ks) during this
period, and measurements show runo occurred during
precipitation. Suction and volumetric water content values
measured at a depth of 2 m started to change after approximately 26 h of rainfall. The initial and nal volumetric
water content and suction values are shown in Fig. 9.
Using the Ks value and volumetric water content measurements Li et al. [13] calculated the permeability of the
unsaturated soil with the empirical permeability function
proposed by Averjanov (see [20]). The result indicated that
K varied from 0.1Ks at the start of inltration, to 0.21Ks at
the end of the test. The average value (0.15Ks) and the
value at 0.5Ks were used to calculate the relative rainfall
intensity (Ri) in the new model. The line Sy = Riy for these
two conditions are plotted in Fig. 9. In the gure, the suction prole is divided into two regions, by this line. On the
upper right portion, the inltration capacity is larger than
the rainfall intensity and on the lower left the inltration
capacity is lower than the rainfall intensity. Therefore both
T1 and T2 need to be calculated. The nal suction prole in
Fig. 9 is divided into four segments (zones I, II, III, IV) for
ease of calculation and to improve accuracy.
The results of the analysis are shown in Table 3. Both
the calculated K value and the measured rainfall intensity
were used to predict the time required to develop a 2 m
deep wetting front. The estimate using the new model with
Fig. 9. Matric suction prole in weathered soil slope (after Li et al. [13]).
(Note: numbers in brackets on horizontal axis are volumetric water
contents at related suction values.)
230
Table 3
Comparison of inltration times predicted for weathered soil slope
K
Time (h)
New model
T1
0.15Ks
0.5Ks
Ks
5.2
3.2
GreenAmpt
T2
Monitored
Acknowledgements
Total
II
III
IV
1.11
9.67
7.02
2.1
23.01
5.3
intensity) as opposed to the zone where the rainfall intensity exceeds the inltration capacity and the inltration rate
is controlled by the permeability of the soil.
8.27
2.5
1.24
26.25
K equal to 0.15Ks (i.e. the Ks value derived from the empirical equation by Li et al. [13]) is around 88% of the actual
time recorded. An estimate using K = 0.5Ks is seen to predict a time for the wetting front to develop of just 20% of
the actual. This is obviously because the actual supply of
water to the slope (rainfall intensity) is much lower than
0.5Ks. Also included in Table 3 are the GreenAmpt model
predictions, which are seen to signicantly underestimate
the inltration time at all assumed values of permeability.
6. Conclusion
An understanding of the wetting front development is
crucial to stability analysis of partially saturated soil
slopes. Although rigorous results can be obtained using
FEA analyses, soil permeability is a highly variable characteristic and FEA analysis will give inaccurate results if the
permeability measurements are not representative of the insitu conditions. This is one of the reasons why simple inltration models remain in widespread use. The GreenAmpt
model was seen to signicantly underestimate the time
required for a wetting front to form. The reason for the
poor performance of the model is due to the assumption
that the soil above the wetting front is fully saturated. This
leads to overestimation of the permeability and hydraulic
gradient of the soil in the wetting front.
A simple inltration model based on the GreenAmpt
model is proposed in this paper. The new model assumes
the soil in the wetting front remains partially saturated,
and the permeability of the soil in this zone is 0.5Ks (or
lower). In addition the model species two zones within
the wetting front. The rst where the inltration rate is
controlled by the supply of water (rainfall intensity), and
the second where inltration is controlled by the water content and the suction distribution within the wetted zone.
The model will provide more realistic estimates of the inltration time than the traditional GreenAmpt approach
when the soil in the wetting front does not reach full saturation prior to the initiation of slope failure.
By comparing the inltration capacity of the soil based
on the initial suction prole, to the rainfall intensity
applied at the slope surface, the new model dierentiates
between zones where the inltration rate is supply controlled (i.e. the inltration capacity exceeds the rainfall