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COVER STORY

Can courtesy
kill?

26 FLIGHT SAFETY AUSTRALIA NOVEMBER–DECEMBER 2003


Embarrassment about making a mistake, reluctance to CAPTAIN’S FEARS that his

challenge a captain’s decision and spatial disorientation


are possible factors in an accident that killed 143 people.
But, as John Mulcair and Rob Lee report, there is much
A company would frown on him
if he conducted a missed
approach is one possible factor
in the fatal crash of a Gulf Air
A320 into the shallow waters of the
Arabian Gulf.
The failure of the first officer, a shy,
polite type, to take issue with the captain’s
more to the story. decision to execute a 360-degree orbit
instead of a missed approach and go
around, is another possible factor in the
accident, near Bahrain International
Airport on August 23, 2000.
However, as with many aviation disas-
ters, the crash of GF-072 represents a
failure of the aviation system. The inves-
tigation revealed a complex series of
human, organisational and management
influences that combined to set the scene
for the accident, which culminated in the
crew’s failure to respond to insistent
warnings to “pull up” from the aircraft’s
ground proximity warning system
(GPWS).
A multinational team of accident inves-
tigators set up by the Kingdom of Bahrain
in accordance with international civil
aviation agreements∆ found no technical
deficiencies in the aircraft or its systems.
The investigators attributed the tragedy
mainly to human factors at the individual
and organisational level. They turned up
evidence of errors and procedural viola-
tions committed by the flight crew, and of
long-standing organisational and manage-
ment problems that had been identified
but not rectified.
Gulf Air has since acted on many of the
recommendations made in the Accident
Investigation Board’s report on the crash
and plans to implement the rest.
It is establishing a new integrated safety
management system, and has beefed up
its safety department, while stepping up
internal safety promotion.
PHOTO: AAP

Gulf Air flight GF-072 was a scheduled


service from Cairo International Airport
to Bahrain International Airport (BAH).
It was operated by an Airbus Industrie

FLIGHT SAFETY AUSTRALIA NOVEMBER–DECEMBER 2003 27


COVER STORY

A320-212. There were two pilots, six cabin able, open to suggestions, happy, very helpful, and a speed of 207 knots, the captain said:
crew and 135 passengers on board. professional and sharp. They differed on “Have to be established by 500 feet.” Flaps
When GF-072 was about one nm from whether he was overconfident. two were selected.
touchdown and at an altitude of about 600 Gulf Air hired the first officer, aged 25, As the approach to Runway 12 continued,
ft, Bahrain air traffic control approved the as a cadet on July 4, 1999, after he attended the captain said at 1927:06, and again at
crew’s request for a 360-degree left-hand its ab-initio training program. He was 1927:13, “….we’re not going to make it”.
orbit. promoted to A320 first officer on April 20, At 1927:23, he instructed the first officer to
On completion of this manoeuvre, the 2000. “tell him to do a 360 (degree) left (orbit)”.
aircraft was about parallel to but beyond the He had accrued a total of 608 pilot hours, Bahrain tower approved the request. The left
extended centreline of the landing runway, made up of 200 hours in training, and 408 turn was initiated about 0.9 nm from the
and the crew initiated a missed approach. hoursrs as an A320 line pilot with Gulf Air. runway, at an altitude of 584 ft and an
With a radar vector offered by ATC, GF-072 Gulf Air pilots who had flown with the airspeed of 177 knots.
overflew the runway in a shallow climb to first officer described him as timid, meek, During the left turn, the flap configura-
about 1,000 ft. mild, polite, shy and reserved in social situ- tion went from flaps two to flaps three and
The aeroplane crashed into the sea about ations, and keen to learn. then to flaps full. At 1928:17, the captain
four kilometres north-east of the airport at While most felt his reserved nature would called for the landing checklist.
about 1930, Bahrain local time. The debris not stop his speaking up during flight oper- At 1928:28, with the Airbus about halfway
field was 700 m long and 800 m wide. Most ations, others felt he might have been too through the left turn, the first officer advised
of the aeroplane was recovered, along with reserved to challenge a captain. that the landing checklist was complete.
all significant structural components, flight The crash After an uneventful flight from After completing about three-quarters of
control surfaces and both engines. There was Cairo, the aircraft was prepared for a visual the 360-degree turn, the aircraft rolled wings
no evidence of pre-crash failure or fire approach and landing on Runway 12 at level.
damage. Bahrain. At the time, Runway 12 had no The Airbus’ altitude during the left turn
The crew GF-072’s last flight began with the instrument landing system. The weather was ranged from 965 ft to 332 ft, while its bank
arrival of its crew at the gate 25 minutes fine, and the night was clear and dark with angle reached a maximum of about 36
before the scheduled departure time of 1600. no moon. degrees.
The airliner was under the command of a The conversation and sounds in the At 1928:57, after being cleared again by
37-year-old captain who had joined Gulf Air cockpit for the 30 minutes before the acci- Bahrain tower to land on Runway 12, the
in 1979 as a cadet flight engineer. He had dent were recorded on the cockpit voice captain stated: “We overshot it.”
later retrained as a pilot, flying on the Boeing recorder (CVR). The aircraft began to turn left again,
767 and Airbus A320 as a first officer, and, At 1926:37, the captain stated: “OK, visual followed by changes consistent with an
since 1996, as a supervisory first officer. with airfield”. Seconds later, the flight data increase in engine thrust. At 1929:07, the
He was promoted to captain on the Airbus recorder (FDR) showed that the autopilot captain said: “Tell him going around.” The
A320 on June 17, 2000. He had logged total and flight director were disengaged. FDR indicated an increase to maximum
pilot time of 4416 pilot hours, 86 of which At 1926:49 and about 2.9 nm from the take-off/go around (TOGA) engine thrust.
were as pilot in command on the A320. runway, the aircraft descended through Bahrain tower provided radar vectors,
Gulf Air pilots who had flown with him 1,000ft. At 1926:51, with GF-072 about 2.8 with instructions to “fly heading three zero
described him as responsible, knowledge- nm from the runway, at an altitude of 976 ft zero (300 degrees), climb (to) 2,500”.
DIETMAR SCHREIBER

The A320 that crashed into the Arabian Gulf in 2000, pictured a year before the accident.

28 FLIGHT SAFETY AUSTRALIA NOVEMBER–DECEMBER 2003


COVER STORY

At 1929:59, the captain requested, “Flaps


Perceived pitch Actual pitch
all the way” and the first officer responded,
“ Zero!”
This was the last comment from the crew
recorded on the CVR, which stopped
recording at 1930:02.
The FDR data showed continuous move-
ment of the flap position toward the zero
position after the captain’s “Flaps up”
command. The last flap position recorded on
the FDR was about two degrees of extension.
The investigation To find out what visual
cues the pilots had, investigators retraced
the flight path of GF-072 in a helicopter. The
flight was carried out at night, in meteoro-
logical and visual conditions similar to those
on the night of the accident. The recon-
structed flight path was recorded on video.
The cockpit view calculations of the field
of view from the A320 cockpit, supported by
the video reconstruction of the flight path,
indicated that all external visual cues were
lost about 1629:41 as the last lights on the
ground passed under the nose of the aircraft.
The forward sidestick input by the captain
started at 1629:45, when the aircraft was
accelerating into complete darkness.
Somatogravic illusion The crew would have
been vulnerable to a kind of spatial disori-
entation known as the somatogravic illusion.
The absence of visual cues combined with
Perceived pitch versus actual pitch Just before the captain pushed the sidestick rapid forward acceleration and the force of
forward (t=1929:43). Source: Accident investigation report Gulf Air Flight GF-072. See gravity create a powerful pitch up sensation.
http://www.bahrainairport.com/caa/gf072.html. In such cases, particularly on dark night
takeoffs, pilots often respond by lowering
The auto thrust remained active throughout airspeed increased from about 193 to about the nose. In some cases, the aircraft descends
the approach until TOGA was selected. 234 knots. and hits the ground, usually at a shallow
The flaps were moved to position three About 1929:51, with the aircraft angle of impact.
and the landing gear was selected up. The descending through 1,004 ft at an airspeed of The US Naval Aerospace Medical Research
gear remained retracted until the end of the 221 knots, a single aural voice warning of Laboratory used the FDR data from GF-072
recording. “sink rate” from the GPWS was recorded, in a perceptual study. At the time of the
At 1929:41, with the aircraft at an altitude followed by the repetitive GPWS aural captain’s forward sidestick input at 1929:45,
of 1,054 ft and an airspeed of 191 knots, and warning “whoop whoop, pull up”, which he would have experienced a pitch-up sensa-
having just crossed over Runway 12, the continued until the end of the CVR tion of about 12 degrees, the study showed.
CVR recorded the beginning of 14 seconds recording. The application of forward sidestick input
sounding of the repetitive chime of the aural At 1929:52, the captain requested, flaps by the captain for 11 seconds resulted in the
master warning consistent with a flap over- up. About 1929:54, the CVR indicated that aircraft pitching down to an angle of 15
speed followed by the first officer saying, the master warning ceased for about one degrees, which is the maximum pitch-down
“speed, overspeed limit …” second but began again and lasted about angle allowed by the A320 flight control
About two seconds after the master three seconds. system. This would have almost cancelled
warning began, and with the aircraft still Two seconds after the GPWS warnings out the perceived pitch-up sensation. In the
accelerating under TOGA power, the FDR began, the captain’s side stick was moved aft absence of any external visual cues, and with
data indicated movement of the captain’s of the neutral position, with a maximum aft its attention probably focused on the flap
side stick, which was held forward of the deflection of some 11.7 degrees. overspeed, the crew probably believed it was
neutral position for some 11 seconds, with a These data showed this nose-up in near-level flight.
maximum forward deflection of about 9.7 command was not maintained and subse- The cockpit instruments would have been
degrees. quent movements never exceeded 50 per displaying the true pitch attitude of the
During this time the aircraft’s pitch atti- cent of full-aft availability, and the aircraft aircraft. However, the captain, as pilot flying,
tude decreased from about five degrees nose continued to descend. FDR data indicated did not use this source of information,
up to about 15.5 degrees nose down. The no movement of the first officer’s side stick suggesting that he did not perceive the atti-
recorded vertical acceleration decreased throughout the approach and accident tude information from his Primary Flight
from about +1.0 to about +0.5 G, while sequence. Display.

FLIGHT SAFETY AUSTRALIA NOVEMBER–DECEMBER 2003 29


COVER STORY
ACCIDENT INVESTIGATION REPORT GULF AIR FLIGHT GF-072

Other research after the accident included The team considered several scenarios: increase and to maintain +1.0G, the target
studies to determine the effects of certain • The pilots were instructed to recover with when the side stick is in the neutral position
variables on altitude loss during GPWS full aft stick movement at the onset of the in Normal Law. The pitch remained positive
recovery, simulations of the approach, orbit GPWS alert. The simulator recovered with and the aircraft climbed slowly.
and go-around of GF-072 at BAH, and a about 300 ft altitude loss. • The 360-degree turn was initiated to match
series of flight tests. • Half back stick was applied instead of the flight path and sequence and timing of
Variables examined in the GPWS recovery full back stick. The delay between the events recorded on the FDR. But instead of
study were the amount of the pilot’s pitch-up GPWS warning and the stick command rolling wings level upon reaching a heading
command, the time between the GPWS was approximately four seconds. The of about 211 degrees magnetic, as the
warning and the pilot’s reaction to it, and the simulator recovered with about 650 ft alti- captain of GF-072 had done, the 360-degree
duration of the pitch command input. tude loss. turn was continued at a moderate bank
An A320 fixed-base engineering simulator • The co-pilot performed a recovery after he angle at the pilot’s discretion to align with
at Airbus Industrie’s facilities at Toulouse, had verified that the captain had taken no Runway 12, and the approach and landing
France was used to simulate the approach, action to recover from the GPWS alert. The were continued. The pilots were able to
orbit and go-around of GF-072. co-pilot depressed the priority button on his successfully land on Runway 12 from the
The simulator also allowed investigators side stick, announced his control override, 360-degree turn.
to fly the approach to Runway 12 and to and applied full aft side stick input. The In this final scenario, the pilots noted that
observe cockpit warnings during flap over- simulator recovered with about 400ft of alti- the approach was not stabilised and little
speed and GPWS warnings. tude loss. time was available to successfully complete
During one of the simulator sessions, the • The 360-degree turn was performed but the final approach and landing.
360-degree turn and go-around manoeuvres the pilots were instructed to make no further On September 27, 2000 a flight demon-
were performed to approximate the flight path control inputs after selection of TOGA stration in an A320 test aircraft observed
and the sequence and timing of events recorded power. The simulator trimmed nose down various conditions similar to the flight
on the FDR recovered from the aircraft. to counter the noseup effect due to the thrust profile flown on August 23, 2000. It was

30 FLIGHT SAFETY AUSTRALIA NOVEMBER–DECEMBER 2003


COVER STORY

flown in daylight in visual meteorological deployed continuously.


conditions. To do so would have involved manoeu-
Additional tests were performed to simu- vring with a steep approach angle and rapid “The investigators regarded
late the 360-degree orbit of the accident deceleration, however, and this would have
flight, but continuing to turn at the end of unsettled the passengers. two questions as critical:
the orbit instead of rolling out. The captain did not stabilise the approach
Several scenarios were flown, with a on the correct path at 500 ft in the required
similar flap configuration sequence to that landing configuration, as required by
Why did the captain violate
in GF-072, or with full flaps. company SOPs.
The pilots were able to align the aircraft When he apparently concluded that the the SOPs, and why was
with the runway and perform low landing could not be made, the captain
approaches down to 50ft where a go-around elected to carry out a “Three Six Zero to the there no challenge or
was performed. left”. This was non-standard procedure.
With no evidence that the accident was Following the accident, Gulf Air issued a comment from the first
caused by aircraft technical problems, the fleet instruction that: “Once an aircraft is
investigation focused on human factors. established and descending on the final
Investigators analysed the role and approach to the runway of intended landing,
officer?”
performance of individuals as components 360-degree turns and other manoeuvres for
of a system. descent profile adjustments are not
The considered systemic factors, such as permitted.” • During the approach and final phases of
training deficiencies, inadequate procedures, The investigators concluded that the flight, the first officer did not call out or draw
faulty documentation, lack of currency, poor circumstances in the cockpit and the behav- the captain’s attention to several deviations
equipment design, poor supervision, failure iour of the captain indicated that he prob- from the standard flight parameters and
on the part of the company to take action on ably experienced information overload. profile.
previous violations and commercial pres- Departure from SOPs Even though GPWS Big questions The investigators regarded
sures to take shortcuts. voice warnings to “pull up” sounded every two questions as critical: Why did the captain
On the night of the accident, there was no second from 1929:51, neither flight crew violate the SOPs, and why was there no chal-
evidence the approach briefing in keeping member responded according to SOPs. lenge or comment from the first officer?
with standard operating procedures (SOPs) Instead, the captain concentrated on The captain’s sudden decision to execute
had been carried out aboard GF-072. dealing with the flap over-speed which, at an orbit was apparently aimed at avoiding
Although the aircraft was established on that stage, was not a critical emergency situ- the need for a standard missed approach
the VOR-radial of 301 degrees at the FAF ation endangering the aircraft. procedure. A missed approach is a perfectly
(final approach fix), other parameters were The investigators said the accident could routine safety procedure, although in prac-
far from the required standard for a have been prevented if the pilot flying had tice it is relatively rare. However, there could
stabilised approach: the speed was 223 knots adhered to SOPs. be reasons why a captain might be reluctant
instead of 136 knots; the flap position was Departures from SOPs, particularly to carry out such a procedure.
one instead of full, and the altitude was 1,662 during the approach and final phases of At the time of the accident, a go-around
ft rather than 1,500. flight, included: required the submission to the company of
Unless the speed was reduced, the captain • During the descent and the first approach, an air safety report describing the circum-
could not have selected landing flaps to full. the aircraft had significantly higher speeds stances. Although Gulf Air said its policy was
Excessive speed was one reason for not than standard. not to take action against pilots who had
achieving the required stabilised approach • During the first approach, standard conducted missed approaches, the investi-
configuration. “approach configurations” were not gation found that some pilots at the time
Although the captain used speed brakes achieved, and the approach was not believed, rightly or wrongly, that company
three times from 1922:49 to 1926:13, he stabilised on the correct approach path by management would view such actions
could not achieve the required approach 500ft. unfavourably.
configuration before reaching the FAF. The • When the captain perceived that he was As a post-accident safety initiative, Gulf
aircraft’s speed of 223 knots at the FAF was “not going to make it” on the first approach, Air issued a fleet instruction, stating: “All
87 knots greater than the target speed. standard go-around and missed approach pilots are further assured that no discipli-
However, rather than initiating a missed procedures were not initiated. Instead, the nary action whatsoever will be taken against
approach, the captain decided to continue captain executed a 360-degree orbit close to any crew that elects to carry out a go around
with the approach, during which the speed the runway at low altitude with considerable for safety-related reasons, including inability,
remained excessive. variations in altitude, bank angle and ‘g’ for whatever reason, to stabilise an approach
Investigators suggested the reason for the force. by the applicable minimum height”.
excessive speed could be the planning of the • A rotation to 15 degrees pitch up was not Another factor could be that captains
descent, or the omission of the descent clear- carried out during the go around after the might have feared losing the respect of rela-
ance from the descent profile. orbit. tively junior first officers if they executed
The GF-072 simulation and flight tests • Neither the captain nor the first officer missed approaches.
showed that, based on the aircraft configu- responded to hard GPWS warnings. Investigators said the CVR showed that
ration, speed and altitude at the FAF, a • In the approach and final phases of flight,there the first officer performed his routine role
successful landing could have been achieved, were several deviations of the aircraft from the of communicating with ATC, reading the
especially if the speed brakes had been standard flight parameters and profile. checklist and carrying out the checks.

FLIGHT SAFETY AUSTRALIA NOVEMBER–DECEMBER 2003 31


COVER STORY

However, it also revealed that he played able, but untapped, resource available to the
little effective part in flight deck manage- captain, and crew resource management was
ment and decision making. He did not raise virtually non-existent in the cockpit of GF-072. “...airlines with positive
any issues with the captain or question his Although Gulf Air had been required by
decisions, even though the captain Sultanate of Oman regulations to provide a safety cultures, strongly
performed non-standard procedures and formal CRM training programme since June
manoeuvres. 1999, the original company CRM motivated towards
Crew resource management Evidence from programme, established in 1992 and active
the training records of the first officer indi- until early 1997, appeared to have been compliance with the
cated that he was seen as “shy” and discontinued with a change of management.
“unassertive”, and that his operational The acting manager of human factors at regulations, are in the
performance overall was marginal. the time of the accident said that his prede-
However, investigators also observed that cessor had resigned in frustration over his interests of the regulator.”
at no stage during the approach did the attempts to re-establish the program.
captain consult the first officer on any oper- Another factor contributing to the depar-
PHOTO: AAP

ational decisions. The first officer was a valu- ture from SOPs could be that a company might not emphasise strongly enough the
importance of, the reasons for and the need
to adhere to SOPs.
And although Gulf Air had a flight data
monitoring and analysis system in place, the
system was not functioning satisfactorily at
the time of the accident. Such systems can
help identify the level of compliance with
SOPs by detecting events including unsta-
bilised approaches or times when an aircraft
had exceeded specific pre-programmed
parameters, such as airspeed, in a particular
configuration.
CFIT training CFIT (controlled flight into
terrain) accidents account for the highest
proportion of fatalities in commercial aviation.
The CFIT training in the A320 fleet in Gulf
Air was severely limited at the time of the
accident. Airbus Industrie’s A320 normal
course syllabus includes a GPWS pull-up
demonstration. However, there was no
similar syllabus for Gulf Air and no require-
ment to execute such a demonstration for its
A320 fleet.
Nor did Gulf Air’s A320 training program
emphasise GPWS response training. The
Airbus training program requires an instant,
instinctive side stick response when a hard
GPWS warning occurs.
Organisational deficiencies: The investiga-
tors found that from 1998 to the time of the
accident, the manager of flight safety was the
only person in his department, and he did
not report directly to the highest executive
level within the company. They labelled this
a serious organisational deficiency.
They also noted that for many years Gulf
Air had not participated in the regular six-
monthly meetings of the International Air
Transport Association’s safety committee, at
which the latest safety information is shared
freely and confidentially between airlines,
manufacturers and safety specialists.
This had greatly restricted Gulf Air’s aware-
ness of developments in areas such as acci-
dent investigation case studies, safety and risk
Grim search Wreckage from Gulf Air Flight 072 is recovered from the Arabian Gulf. management, training and safety information.

32 FLIGHT SAFETY AUSTRALIA NOVEMBER–DECEMBER 2003


COVER STORY

The regulator: The investigators also exam- tions on the airline. Despite this, Gulf Air did Meanwhile, James Hogan, Gulf Air’s pres-
ined the relationship between Gulf Air and not implement many changes sought by ident and chief executive, says a lot has
its regulator, the Sultanate of Oman’s Direc- DGCAM. changed since the accident. The airline has
torate General of Civil Aviation and Meteo- A review of relevant information and enhanced regular fleet instructions and
rology (DGCAM). documentation covering the three years improved crew training, he says.
A review of correspondence between preceding the accident indicated that, despite The airline now electronically analyses
DGCAM and Gulf Air revealed letters citing intensive efforts, DGCAM could not get Gulf flight data to ensure adherence to standard
non-compliance with civil aviation regula- Air to comply with some critical regulatory operating procedures, while all Gulf Air crew
tions (CARs). In some areas, Gulf Air did not requirements. must be trained intensively in CRM, says
rectify problems identified by DGCAM. The investigators said regulatory authori- Hogan, who took up his position at the helm
The company lacked several programs ties and airlines had complementary roles in of the airline after the accident.
required by CARs. And it did not meet maintaining the safety of the aviation system. Gulf Air has incorporated into its flight
regulations in areas including crew Strong and effective regulators are in the crew training program modules driving
resource management, quality manage- interests of airlines because they provide an home the risks posed by spatial disorienta-
ment, safety awareness and other areas of independent means of quality control in tion, a problem also addressed in the first
crew training. airline operations. issue of the company’s upgraded safety
An evaluation of Gulf Air carried out by Conversely, airlines with positive safety magazine.
the International Civil Aviation Organisa- cultures, strongly motivated towards compli- And during the accident investigation,
tion for DGCAM in October 1998 turned up ance with the regulations, are in the interests Gulf Air reviewed its A320 flight training
evidence of delayed or non-compliance with of the regulator. program. This led to the reorganisation of
regulatory requirements. At the time of the accident, this was not the company’s operations division, a move
The ICAO review concluded that, except the case with the DGCAM and Gulf Air. The Hogan says ensures a high level of pilot
for isolated incidents, most of the infrac- regulator needs to check that airline training.
tions could be traced to inadequate super- resources, structures and processes necessary
visory oversight within Gulf Air, rather to ensure regulatory compliance are John Mulcair is a journalist based in Sydney.
than a deliberate disregard for the regula- adequate, the investigators said. It also needs Rob Lee is an international aviation safety
tions. the political support of the government to consultant and former director of the Australian
DGCAM was well aware of this situation, fulfill its safety role. This broader issue was Bureau of Air Safety Investigation. He was a
and had made many unsuccessful efforts to the subject of a specific recommendation in consultant to the Kingdom of Bahrain Gulf Air
correct it, including imposing various sanc- the GF-072 investigation report. Bahrain investigation team.

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