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Table of Contents
1. Context and issues
2. Waveforms
2.1 CP-OFDM & SC-FDMA
2.2 Filter bank multicarrier (FBMC)
2.3 Universal Filtered Multicarrier (UFMC)
2.4 Generalized Frequency Division Multiplexing
(GFDM)
3. Comparizon between waveforms
4. Multi-user access scenario
5. Conclusion
5G Context
I
Several candidates have been independently introduced in the past few years
I
Classic CP-OFDM shows its limits : Spectral efficiency, frequency leakage, need
of tight synchronisation
We propose a comparative study of 5G waveform candidates for below
6GHz air interface
ETSI presentation
Dimitri Kt
enas
01/28/2016
3 - 16
Dimitri Kt
enas
01/28/2016
4 - 16
Serial
to
parallel
DFT
& pilot
insertion
IFFT
Parallel
to
Serial
CP
Insertion
Baseband
to RF
Channel
x(n)
modulated
decoded
stream
Parallel
to
serial
IDFT
CHEST
&
Equa.
FFT
Serial
to
Parallel
CP
removal
RF to
baseband
I
I
ETSI presentation
Dimitri Kt
enas
01/28/2016
5 - 16
S
/
P
Modulated
data stream
Spreading
Frequency
filtering
OQAM
modulation
IFFT
Overlap
and sum
FBMC Tx stage
Overlapping factor K
Filter defined in frequency
domain (K=4)
H0 = 1
H1
H2
H3
ETSI presentation
H1 = 0.971960
2
H2 =
2
q
H3 = 1 H12
Dimitri Kt
enas
01/28/2016
6 - 16
Modulated
data
stream
Modulated
data
stream
Modulated
data
stream
a1k
a2k
aBk
Serial
to
parallel
Filter
F2k with
length L
IDFT
spreader
& PS
x2k
+
Serial
to
parallel
Frequency
Domain
processing
(subcarrier
equ.)
xk
Baseband
to RF
Filter
FBk with
length L
IDFT
spreader
& PS
xBk
Possibility to add a
windowing process on the
Rx side (asynchronous
multi-user scenario)
Filter
F1k with
length L
IDFT
spreader
& PS
x1k
ETSI presentation
Serial
to
parallel
2 NF F T
points
FFT
Channel
Windowing
& Serial
to parallel
RF to
baseband
Zero padding
UFMC transceiver
Dimitri Kt
enas
01/28/2016
7 - 16
Based on time-frequency
filtering of data blocks of size
P M
Modulated
data
stream
ak
Reshaping
in block
KM
Time
Frequency
filtering
CP
Insertion
& windowing
Parallel
to
Serial
Baseband
to RF
x(n)
Channel
modulated
decoded
stream
Parallel
to
serial
Rx stage
ZF - MF
Serial
to
Parallel
CP
removal
RF to
baseband
a
k
GFDM transceiver
A CP is added at each
symbols (P subsymbols)
Possibility to add a
windowing process to reduce
the ACL
Parametrized by P, M and
roll-off factor
ETSI presentation
Dimitri Kt
enas
01/28/2016
8 - 16
0.1
FBMC parameters
Spreading factor
K
4
Asynchronous access parameters
Guard carriers
[0, 1, 2, 5]
Timing Offset
[-0.25 :0.25]
Carrier Frequency Offset
0 ; 10%
ETSI presentation
Dimitri Kt
enas
01/28/2016
9 - 16
20
Power Spectral density [dBc/Hz]
OFDM
UFMC
FBMC
wGFDM
GFDM
10
30
40
50
60
ETSI presentation
70
80
1
0.2
0.4
0.6
0.8
1.2
1.4
1.6
1.8
Frequency [MHz]
Dimitri Kt
enas
01/28/2016
10 - 16
Spectral Efficiency
Spectral Efficiency for 5G candidates
OF DM =
U F M C =
GF DM =
mNF F T
NF F T +NCP
mNF F T
NF F T +L1
mP M
P M +NCP
1.8
Spectral efficiency [b/s/Hz] for m= 2
1.6
1.4
1.2
0.8
OFDM
FBMC
GFDM
UFMC
0.6
F BM C =
mS
S+K 12
0.4
10
12
14
16
18
20
22
24
26
28
30
01/28/2016
11 - 16
We compute
Complementary Cumulative
Density Probability
Function (CCDF)
101
CCDF of PAPR
PAPR =
ETSI presentation
OFDM
UFMC
SC-FDMA
FBMC
GFDM
max[|y[k]|2 ]
E[|y[k]|2 ]
102
103
3.5
4.5
5.5
6.5
7.5
8.5
9.5
10
10.5
PAPR [dB]
01/28/2016
12 - 16
11
User 2 : coarse
sync : CFO and
timing offset
User 1
GC
User 2
CFO
Timing Offset
Time
Frequency
ETSI presentation
Dimitri Kt
enas
01/28/2016
13 - 16
ETSI presentation
20
MSE [dB]
20
40
40
60
60
Guard carrier = 1
0.2 0.1
0.1
0.2 0.1
0.2
0.1
0.2
Guard carrier = 2
Guard carrier = 5
20
20
MSE [dB]
Guard carrier = 0
MSE [dB]
MSE [dB]
40
60
40
60
0.2 0.1
0.1
0.2
0.2 0.1
0.1
0.2
Dimitri Kt
enas
01/28/2016
14 - 16
Guard carrier = 0
20
MSE [dB]
MSE [dB]
20
40
60
0.1
0.2 0.1
0.2
0.1
0.2
Guard carrier = 2
Guard carrier = 5
20
20
40
40
60
60
0.2 0.1
40
60
0.2 0.1
Guard carrier = 1
MSE [dB]
MSE [dB]
0.1
0.2
0.2 0.1
0.1
0.2
Dimitri Kt
enas
01/28/2016
15 - 16
Conclusion
Fair comparison for several representative criteria :
CP-OFDM
ETSI presentation
Complexity
SC-FDMA
UFMC
GFDM
Spectral Efficiency
5
4,5
4
3,5
3
2,5
2
1,5
1
0,5
0
FBMC
MUAC (1 GC)
ACLR
PAPR
Dimitri Kt
enas
01/28/2016
16 - 16
References I
[1]
[2]
[3]
[4]
[5]
J.-B. Dore, V. Berg, N. Cassiau, and D. Ktenas. FBMC receiver for multi-user asynchronous
transmission on fragmented spectrum. EURASIP Journal on Advances in Signal Processing,
2014(1) :41, 2014.
[6]
ETSI presentation
Dimitri Kt
enas
01/28/2016
17 - 16
References II
[7]
[8]
[9]
[10] T. Wild, F. Schaich, and Y. Chen. 5G air interface design based on universal filtered
(UF-)OFDM. In 19th International Conference on Digital Signal Processing (DSP), pages
699704, Aug 2014.
[11] G. Wunder, P. Jung, M. Kasparick, T. Wild, F. Schaich, Y. Chen, S. Brink, I. Gaspar,
N. Michailow, A. Festag, L. Mendes, N. Cassiau, D. Ktenas, M. Dryjanski, S. Pietrzyk,
B. Eged, P. Vago, and F. Wiedmann. 5GNOW : non-orthogonal, asynchronous waveforms for
future mobile applications. Communications Magazine, IEEE, 52(2) :97105, February 2014.
ETSI presentation
Dimitri Kt
enas
01/28/2016
18 - 16