Bill White 2008 Financial Disclosure

Texas Ethics Commission POBox 12070 Austin Texa "c
78 71 1-2070
CO y
,

(51")463-5800 1-800-325·%06
PERSONAL FINANCIAL STATEMENT PFS

•
FORM
COVER SHEET
PAGE '#
Filed in accordance with chapter 572 of the Government Code Page 1 of 49
covering calendar year ending December 31, 2008. ACCOUNT/!
Use FORM PFS - INSTRUCTION GUIDE when completinq this form,
1 NAME TITc~. FIRST, MI
OFFICE USE ONLY
Mr. WILLIAM H.
Dare Received
NICKNAM~, LAST, SuFFIX

WHiTE
2 ADDRESS "";: ··~·/t

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901 BAGBY
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HOUSTOf\I, TX 77002
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0 (CHECK IF FILER'S HOlv1" I\DDRESS;
3 TELEPHONE AR~A CODE t·;UMBER' EXTi::.NSICJN

Date Imaged
NUMBER
(832) 393. 1000
4 REASON
FOR FILING
STA',-Er-JiENT 0 CANDIDf\~E (INDICATE OFcICE\
I [ZJ EI_ECTED O:=r:ICEf-~ _MAYOR OF HOUSTON (INDICftTI=.: O;=FICE)

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I o APPOINTED OFFICEr; ____
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IINDICATE ASF:NCYI
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0 EXECUTIVE H~:AO ---"

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0 FORMER QF< RETiRED JUDGE SIHING BY ASSIGNMENT
0 STATE PARTY CH)\IR (INDIC/\ TEO PARTY I
0 OTHER (I~"DICATE POSITION)
l
5 Family members whose financial activity you are reporting (filer must report information about the financial activity of the filer's
I
I
II
spouse or dependent children if the filer had actual control over that activity):
I
SPOUSE ANDREA F. WHITE
DEPENDENT CHILO 1 WILLIAM F. WHITE _
2. STEPHEN WH ITE _
ELENA WHITE
3-==.;..,;,;",..:.....:...:c:...:.:.-= _
In parts 1 through 18, you will disclose your financial activity during the calendar year. In parts 1 through 14. you are
required to disclose not only YOUI own financial activity, but also that of your spouse or a dependent child if you had actual control
over that person's financial activity.
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

- - - - - - - - - - - - - - - - - -So'twar
-- e
- -1.0_2
- TX~~FS Vt'YS!OI!
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512\463-5800 1-800-325-8506
SOURCES OF OCCUPATIONAL INCOME PART 1A

o NOT APPLICABLE
When reporting information about a dependent child's activity, indicate the child aoout whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
1 INFORMATION RELATES TO
[Z] FILER o SPOUSE o DEPENDENT CHILD
NAME AND ADDRESS OF EMPLOYER! POSITION HELD

2 EMPLOYMENT
o (Check if Filer's Home Address)
[Z] EMPLOYED BY ANOTHER
CITY OF HOUSTON
901 BAGBY
HOUSTON, TX 77002
o SELF-EMPLOYED
MAYOR OF HOUSTON
NATURE OF OCCUPATION
INFORMATION RELATES TO
[Z] FILER o SPOUSE o DEPEt\IDENT CHILD
!
NAME AND ADDRESS OF EMPLOYER / POSITION HELD
EMPLOYMENT
[Z] (Check if Filer's Home Address)
o EMPLOYED BY ANOTHER
101 STABLEWOOD CT
HOUSTON, TX 77024
[Z] SELF-EMPLOYED
BOARD MEMBER/CONSULTANT
INFORMATION RELATES TO
o FILER [Z] SPOUSE o DEPENDENT CHILD
NAME AND ADDRESS OF EMPLOYER / POSITION HELD

EMPLOYMENT
[Z] (Check if Filer's Home Address)
o EMPLOYED BY ANOTHER
101 STABLEWOOD CT
HOUSTON, TX 77024
[Z] SELF-EMPLOYED
WRITER
COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY

TX~PrS Sohware Verstor i .0.2
Texas Ethics Commission
~ P n Box 12070
.~. Austin Texas 78 711.2070 (512)463-5800 1-800-32"-8506
~
STOCK PART 2
o NOT APPLICABLE
--
list each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information. see FORM PFS--
INSTRUCTION GUIDE.
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
loJAME
1 BUSINESS ENTITY Abbott Laboratories
2 STOCK HELD OR ACQUIRED BY [Xl FILER [ZJ SPOUSE D DEPENDENT CHILD --

3 ~-JUMBER OF SHARES D LESS THAN 100 o 100 TO 499 D 500 TO 999 [Xl 1.000 TO 4,999
D 5.000 TO 9.999 o 10.000 OR MORE
[ZJ NET GAIN

4 IF SOLD
D NET LOSS D LESS THAN $5,000 o $5,000 - $9,999 D $10000 - $24,999 [Xl $25,000--OR MORE
NAME
BUSINESS ENTITY AMDOCS limited
STOCK HELD OR ACQUIRED BY [ZJ FILER [Xl SPOUSE D DEPENDENT CHILD - -

NUMBER OF SHARES D LESS THAN 100 o 100 TO 499 D 500 TO 999 [Xl 1,000 TO 4,999
D 5,000 TO 9,999 o 10.000 OR MORE
IF SOLD o NET GAIN

D L.ESS THAN 55,000 o 55.000 - $9,999 D S10,000 - $24,999 D $25,000--OR MORE
D NET LOSS
NA-tviE
BUSINESS ENTITY American Financial Realty Trust
STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE [Xl DEPENDENT CHILD 123
- -
hJUMBER OF SHARES o LESS THAN 100 o 100 TO 499 D 500 TO 999 D 1,000 TO 4,999
[Xl 5,000 TO 9,999 o 10.000 OR MORE I
IF SOLD o NET GAIN

D LESS THAN 55,000 o $5.000 - $9.999 D $10,000 - $24,999 [Xl $25,000--OR MORE
[Xl NET LOSS
NAME
BUSINESS ENTITY
Amgen, Inc.
STOCK HELD OR ACQUIRED BY [Xl FILER [ZJ SPOUSE D DEPENDENT CHILD - -

NUMBER OF SHARES D LESS THAN 100 o 100 TO 499 D 500 TO 999 [Xl 1,000 TO 4.999
D 5,000 TO 9,999 o 10,000 OR MORE
D
IF SOLD
D
NET GAIN
NET LOSS
D LESS THAN $5,000 o $5,000 - $9.999 D 510.000 - $24.999 D $25,000--OR MOf=<E
NAME
BUSINESS ENTITY
Anheuser Busch Companies, Inc.
STOCK HELD OR ACQUIRED BY [Xl FILER [ZJ SPOUSE D DEPENDENT CHILD --

NUMBER OF SHARES D LESS THAN 100 o 100 TO 499 D 500 TO 999 [Xl 1.000 TO 4,999
D 5,000 TO 9,999 o 10.000 OR MORE
[Xl NET GAIN

IF SOLD
o NET LOSS
D LESS THAN $5,000 [Xl 55 000 - $9,999 o S10.000 - $24.999 D S25,000--OR MORE

1 X-PFS Software version 1.0.2
Texas Ethics
w. Commission POBox - 070
'1 7 Austin Texas 78711-2070 (512)463-5800 1-800-32:0-8506
c
c
STOCK PART 2
o NOT APPLICABLE
List each business entity in which you.your spouse or a dependent child held or acquired stock during the calendar year
category of the amount of the net gain or loss realized from the sale. For more information see FORM PFS-
INSTRUCTION GUIDE
NAME
1 BUSINESS ENTITY Baker-Hughes
2 STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE o DEPENDENT CHILD --
3 NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 o 500 TO 999 [Xl 1,000 TO 4,999 I
D 5,000 TO 9,999 o 10.000 OR MORE

4 IF SOLD o NET GAIN D LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 [Xl $25,000--OR MORE
[Xl NET LOSS
NAME
BUSINESS ENTITY
Berkshire Hathaway A share
STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE o DEPENDENT CHILD - -

NUMBER OF SHARES [Xl LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999
D 5,000 TO 9,999 D 10,000 OR MORE
IF SOLD o NET GAIN o LESS THAN $5.000 o $5,000 - 59,999 o $25,000--OR MORE
o NET LOSS 0$10000 - $24999
NAME
BUSINESS ENTITY
Berkshire Hathaway B share
STOCK HELD OR ACQUIRED BY D FILER o SPOUSE 123

[Xl DEPENDENT CHILD - -
NUMBER OF SHARES [Xl LESS THAN 1DO o 100 TO 499 0500 TO 999 o 1,000 TO 4,999
D 5,000 TO 9.999 o 10,000 OR MORE
IF SOLD o NET GAlt~
D D $5000 - $9999 o $10,000 - 524.999 o 525,OOO--OR MORE
o NET LOSS LESS THi\N $5.000
NAME
BUSINESS ENTITY
BiDgen Idec. Inc
STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE o DEPENDENT CHILD

NUMBER OF SHARES D LESS THAN 100 o 100 TO 499 0500 TO 999 [Xl 1,000 TO 4,999 I
D 5.000 TO 9,999 o 10,000 OR MORE

IF SOLD o NET GAIN D D $5,000 - 59,999 o $10.000 - 524,999 o S25,000--OR fvlORE
o NET LOSS LESS THAN S5000
NAME
BUSINESS ENTITY
BJ Services CO.
STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE o DEPENDENT CHILD -
NUMBER OF SHARES D LESS THAN 100 o 100 TO 499 0500 TO 999 o 1.000 TO 4,999
D 5,000 TO 9,999 [Xl 10,000 OR MORE
IF SOLD o r~ET GAlt~

D D D D
o NET LOSS LESS THAN 55.000 $5,000 - $9.999 $10000 - 524999 525.000--0R MORE

TX-PFS Software \'e,-sID,'1 1 ~j,2
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070
~
(5121463-5800 1-800-325-8506
STOCK PART 2
!
D NOT APPLICABLE
List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held or acquired, If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale, For more information, see FORM PFS-
INSTRUCTION GUIDE
NAME
1 BUSINESS ENTITY Cheniere Energy
2 STOCK HELD OR ACQUIRED BY IX] FILER IX] SPOUSE o DEPENDENT CHILD -
3 NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999
IX] 5,000 TO 9,999 o 10,000 OR MORE
4 IF SOLD o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 IX] $25,000--OR MORE
IX]
NET LOSS
NAME
BUSINESS ENTITY
China Mobile HK Ltd SPN ADR
STOCK HELD OR ACQUIRED BY o FILER o SPOUSE IX] DEPENDENT CHILD - 123

NUMBER OF SHARES o LESS THAN 100 D 100 TO 499 IX] 500 TO 999 o 1,000 TO 4,999
o 5,000 TO 9,999 D 10,000 OR MORE
IX]
IF SOLD NET GAiN
o NET LOSS o LESS THAN $5,000 o $5,000 - $9,999 IX] $10,000 - $24,999 o $25,000--OR MORE
NAME
BUSINESS ENTITY
China Telecom Corporation LTD Sponsored ADR
STOCK HELD OR ACQUIRED BY IX] FILER IX] SPOUSE o DEPENDENT CHILD -
NUMBER OF SHARES o LESS THAN 100 o 100 T0499 0500 TO 999 IX] 1,000 TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
IX]
IF SOLD NET GAIN
o NET LOSS o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 IX] $25,000--OR MORE
NAME
BUSIf\IESS ENTITY
Cisco Systems, Inc.

NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999
o 5,000 TO 9,999 IX] 10,000 OR MORE
IF SOLD o r~ET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
o NET LOSS
NAME
BUSINESS ENTITY
Coca-Cola Company

NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 o 500 TO 999 IX] 1,000 TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
IF SOLO o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10000 - $24,999 o $25,000--OR MORE
o NET LOSS
1X-PFS Software Version 1.0.2
- -
~
PO Boy 12070 - -
Austin Texas 78711- ?070 - -
(51 ?'146~-5800 1-800-325-8506
STOCK PART 2
D NOT APPLICABLE
and indicate the category of the number of shares held or acquired If some or all of the stock was sold, also indicate the
INSTRUCTION GUIDE
providing the number under which the child is listed on the Cover Sheet
NAME
1 BUSINESS ENTITY
ConocoPhillips
2 STOCK HELD OR ACQUIRED BY [SJ FILER [SJ SPOUSE D DEPENDENT CHILD

-
3 NUMBER OF SHARES D LESS THAN 100 DiDO TO 499 D 500 TO 999 o 1,000 TO 4,999
D 5,000 TO 9,999 [SJ 10,000 OR MORE
4 IF SOLD [SJ NET Gi\IN

D NET LOSS
D LESS THAN $5,000 D $5,000 - $9,999 D S10,000 - S24999 lZl $25,000--OR MORE
NAr,1E
BUSINESS ENTITY
Contango Oil & Gas Company
STOCK HELD OR ACQUIRED BY !ZJ FILER [SJ SPOUSE D DEPENDENT CHILD

-
NUMBER OF SHARES D L.ESS THAN 100 D 100 TO 499 D 500 TO 999 [ZJ 1,000 TO 4,999
D 5,000 TO 9,999 D 10,000 OR MORE
IF SOLD D NET GAIN

D NET LOSS D LESS THAN $5,000 D $5000 - $9.999 D $10000 - $24,999 D $25,000--OR MORE
BUSII\JESS ENTITY
STOCK HELD OR ACQUIRED BY

l E-Bay, Inc.
[SJ FILER [SJ SPOUSE

NAI'v1E
D DEPENDENT CHILD -~
--
NUMBER OF SHARES D LESS THAN 100 D 100 TO 499 D 500 TO 999 o 1,000 TO 4,999
D 5,000 TO 9,999 [SJ 10,000 OR MORE
[SJ
IF SOLD
D
NET GAIN
NET LOSS
[SJ LESS THAN $5,000 o $5,000 - $9999 D $10,000 - $24,999 o $25.000--0R MORE
NAME
BUSINESS ENTITY
EI Paso Corporation
STOCK HELD OR ACQUIRED BY [SJ FILER [SJ SPOUSE D DEPENDENT CHILD - -
NUMBER OF SHARES D LESS THAN 100 DiDO TO 499 D 500 TO 999 [ZJ 1,000 TO 4,999
ID 5,000 TO 9,999 D 10,000 OR MORE
IF SOLD o NET GAIN D LESS THAN $5,000 D $5000 - $9,999 D S10,000 - $24999 o $25,000--OR MORE
D NET LOSS I
NAME
BUSI.I\JESS ENTITY
Eli Lilly & Co
STOCK HELD OR ACQUIRED BY [SJ FILER [SJ SPOUSE D DEPENDENT CHILD
NUMBER OF SHARES D LESS THAN 100 DiDO TO 499 D 500 TO 999 lZl 1,000 TO 4,999
D 5,000 TO 9.999 D 10,000 OR MORE
D NET GAIN
IF SOLD
[SJ NET LOSS
D LESS THAN $5,000 D $5,000 - 89,999 [SJ S1 0,000 - $24,999 o $25000--0R Iv10RE
-

--
-.--J
Austin Texas 787 11 -2070 (51')\463-5800 1-800-325-8506
-
Texas Ethico Commission
0 POBox 12070 ~ L,
STOCK PART 2
o r\jOT APPLlCl\BLE
list each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-
INSTRUCTION GUIDE.
N/\Iv\E
1 BUSINESS ENTITY
Enterprise Products Partners, LP
2 STOCK HELD OR ACQUIRED BY Q$] FILER Q$] SPOUSE o DEPENDENT CHILD - -

3 NUMBER OF SHARES D LESS THAN 100 o 100 TO 499 D 500 TO 999 D 1.000 TO 4,999
D 5,000 TO 9,999 Q$] 10,000 OR MORE
4 IF SOLD D NET GAIN

D
Q$] NET LOSS
D LESS THAN $5,000 D $5,000 - $9,999 Q$] $10,000 - $24,999 $25000--0R MORE
NAME
BUSINESS ENTITY
Exxon Mobil Corporation
STOCK HELD OR ACQUIRED BY Q$] FILER Q$] SPOUSE D DEPENDENT CHILD - -
NUMBER OF SHARES D LESS THAN 100 D 100 TO 499 D 50C TO 999 D 1,DOC TO 4,999
Q$] 5,000 TO 9,999 D 10.000 OR MORE
IF SOLD Q$] NET GAIN

D NETl,OSS
D LESS THAN $5,000 D $5,000 - $9,999 0$10.000 - $24.999 [ZJ $25,000--OR MORE
NAIv\::
BUSINESS ENTITY
FedEx Corp
-
STOCK HELD OR ACQUIRED BY Q$] FILER Q$] SPOUSE D DEPENDENT CHILD --
NUMBER OF SHARES D LESS THAN 100 D 100 TO 499 D 500 TO 999 Q$] 1,000 TO 4.99~J
D 5,000 TO 9,999 D 10.000 OR MORE
IF SOLD D NET GAIN

IZJ NET LOSS
D LESS THAN $5000 D $5,000 - $9,999 [ZJ $10,000 - $24,999 D $25,000--OR MORE
NAME
BUSINESS ENTITY
Frontera Resources Corp.
STOCK HELD OR ACQUIRED BY IZJ FILER IZJ SPOUSE D DEPENDENT CHILD - -
NUMBER OF SHARES D LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1,000 TO 4,999
D 5,000 TO 9,999 Q$] 10,000 OR MORE
IZJ NET GAIN

IF SOLD
D NET LOSS
o LESS THAN $5,000 D Si5,000 - $9.999 D $10,000 - $24,999 IZJ $25,000--OR MORE
r~AME
BUSINESS ENTITY
Gazprom ADR
STOCK HELD OR ACQUIRED BY IZJ FILER IZJ SPOUSE D DEPENDENT CHILD

--
I\lUMBER OF SHARES D LESS THAN 100 D 100 TO 499 D 500 TO 999 IZJ 1,000 TO 4,999
D 5,000 TO 9.999 o 10,000 OR 1v10RE
IF SOLD D NET GAIN
D NET LOSS
D LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24.999 D S25,000--OR MORE

TX~PFS Software Version -;.02
Texas Ethi~s
v Commission
u POBox 12070 Ausnr: Texas 78711- 2070
,J . . (512\463-5800 1-800-325-8506
STOCK PART 2
o NOT APPLICABLE
and Indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the
INSTRUCTION GUIDE.
NAME
1 BUSINESS ENTITY
General Dynamics Corporation
2 STOCK HELD OR ACQUIRED BY [Z] FILER [Z] SPOUSE o DEPENDENT CHILD - -

3 NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 0500 TO 999 [Z] 1.000 TO 4.999
o 5.000 TO 9,999 o 10,000 OR MORE
4 IF SOLD o NET GAIN o LESS THAN 55.000 o 55,000 - 59,999 o 510,000 - 524,999 o 525000--0R MORE
o NET LOSS
NAME
BUSINESS ENTITY
General Electric Company
STOCK HELD OR ACQUIRED BY [Z] FILER [ZJ SPOUSE o DEPENDENT CHILD - -

NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 0500 TO 999 o 1.000 TO 4,999
o 5,000 TO 9,999 [Z] 10.000 OR MORE
-
IF SOLD o NETGAlr~ o LESSTHAN $5,000 o $5,000 - $9,999 0$10.000 - $24,999 [Z] $25000--0R MORE
I
1RI NET LOSS
NAME
BUSINESS ENTITY
Genentech Inc.
STOCK HELD OR ACQUIRED BY [Z] FILER [Z] SPOUSE o DEPENDENT CHILD

NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 0500 TO 999 [Z] 1,000 TO 4,999
o 5.000 TO 9,999 o 10,000 OR MORE
[Z]
IF SOLD NET GAIN
o NET LOSS [Z] LESS THAN 55,000 o $5,000 - 59,999 o Si1 0,000 - Si24,999 o $25,000--OR MORE
NAME
BUSIf\IESS ENTITY
HSBC Holdings
STOCK HELD OR ACQUIRED BY [Z] FILER [ZJ SPOUSE o DEPENDENT CHILD - -

NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 0500 TO 999 [ZJ1 ,000 TO 4,999
o 5,000 TO 9,999 o 10,00C OR MORE
IF SOLD o NET GAIN o LESS THAN Si5,000 o $5,000 - $9,999 [Xl $10,000 - 824,999 o $25,000--OR MORE
[Z] NET LOSS
NAME
BUSINESS ENTITY
Intel Corp
STOCK HELD OR ACQUIRED BY [Z] FILER [Z] SPOUSE [Z] DEPENDENT CHILD 123
o 5.000 TO 9,999 IX] 10,000 OR MORE
IF SOLD o NET GAIN o LESS THAN S5000 o $5.000 - 59999 0810,000 - 524.999 [ZJ S25,000--OR tv10RE
[ZJ NET LOSS
.--- -

Texas Ethi~<
~~ Commission POBox 12070 Austin Texas 7871 '1-2070 (512)463-5800 1-800-325-8506
STOCK PART 2
D NOT APPLICABLE
INSTRUCTION GUIDE.
NAME
1 BUSINESS ENTITY
Johnson & Johnson
2 STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE D DEPENDENT CHILD -

3 NUMBER OF SHARES D LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1,000 TO 4,999
[ZJ 5,000 TO 9,999 D 10,000 OR MORE
4 IF SOLD [ZJ NET GAIN

D NET LOSS
D LESS THAN $5,000 D $5,000 - 59,999 [ZJ 510.000 - 524,999 D $25,000--OR MORE
NAME
BUSINESS ENTITY
Johnson Controls
STOCK HELD OR ACQUIRED BY [ZJ FiLER [ZJ SPOUSE [ZJ DEPENDENT CHILD -
123
r-.JUMBER OF SHARES D LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1,000 TO 4,999
D 5,000 TO 9,999 D 10,000 OR MORE
IF SOLD D NET GAIN

D NET LOSS
0 LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - £24,999 D £25,OOO--OR MORE
BUSINESS ENTITY I Liberty Media Holdings Corp. Interactive NAME
STOCK HELD OR ACQUIRED BY
NUMBER OF SHARES
D
D
FILER
LESS THAN 100

D
D
SPOUSE
100 TO 499
[ZJ DEPENDENT CHILD
0500 TO 999
---
[ZJ
123
1,000 TO 4,999
=1
D 5,000 TO 9.999 D 10,000 OR MORE
IF SOLD D NET GAIN

[ZJ NET LOSS
[ZJ LESS THAN $5,000 D 55,000 - $9,999 D $10,000 - $24,999 D $25,000--OR MORE
NAME
BUSI~IESS ENTITY
Microsoft Corp.
STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE D DEPENDENT CHILD

--
NUMBER OF SHARES D LESS THAN 100 D 100 TO 499 0500 TO 999 [ZJ 1,000 TO 4,999
D 5,000 TO 9.999 D 10,000 OR MORE I

IF SOLD [ZJ NET GAIN
D NET LOSS
D LESS THAN $5,000 D $5,000 - $9,999 D £10,000 - $24.999 [ZJ $25,000--OR MORE
NAME
BUSINESS ENTITY
National Oilwell Varco

--
NUMBER OF SHARES D LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1.000 TO 4,999
[ZJ 5,000 TO 9,999 D 10,000 OR MORE
IF SOLD D NET GAIN

D NET LOSS
D LESS THAN £5.000 D 55.000 - $9,999 D S10.000 - 524,999 D 525 OOO--OR MORE

TA-PFS SG1;Wafe VerSIO'1 ": .0.2
Texas Ethics Commission POBox 120"10 Austin Texas 78 711-20"10 (512)463-5800 1-800-325-8506
STOCK PART 2
D NOT APPLICABLE
and Indicate the category of the number of shares held or acquired, If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale, For more information, see FORlv1 PFS-
INSTRUCTION GUIDE,
When reporting mforrnation about a dependent child's activity, indicate the child about whom you are reportmg by
NAME
1 BUSI~IESS ENTITY
Nationa! Retail Properties
2 STOCK HELD OR ACQUIRED BY (Z] FILER (Z] SPOUSE D DEPENDENT CHILD
D 5,000 TO 9,999 (Z] 10,000 OR MORE
4 IF SOLD (Z] NET GAIN

D NET LOSS
(Z] LESS THAN $5000 D S5,000 - $9,999 D $10,000 - $24,999 D S25,000--OR MORE
NAME
BUSINESS ENTITY Newmont Mining Corporation
STOCK HELD OR ACQUIRED BY (Z] FILER (Z] SPOUSE D DEPEi'JDENT CHILD
I\lUMBER OF SHARES D LESS THAN 100 D 100 TO 499 D 500 TO 999 (Z] 1;000 TO 4,999
D 5,000 TO 9,999 D 10,000 OR MORE

f--.-------------,-+-------------------------------------1
D NET GAIN
IF SOLO
D NET I_OSS D LESS THAN $5,000 D S5,000 - $9,999 LJ £10,000 - 524,993 D S25,000--OR MORE I
-=
N"I'~E
BUSINESS ENTITY
Oneok, Inc,
I
STOCK HELD OR ACQUIRED BY (Z] FILER 1XI SPOUSE D DEPE~DENT CHILO _._ --'--~'
NUMBER OF SHARES D LESS THAN 100 o 100 TO 499 D 500 TO 999 (Z] 1,000 TO 4,999 ;
D 5,000 TO 9,999 D 10,000 OR MORE

IF SOLO D NET GAIN
D NET LOSS D LESS THAN S5000 D S5,000 - $9,999 D $10,000 - 524,999 D £25,000--OR MORE
NAME
BUSli\lESS ENTITY Pfizer, Inc,
STOCK HELD OR ACQUIRED BY (Z] FILER (Z] SPOUSE [Z] DEPENDENT CHILD ~
o LESS THAN 100 D 100 TO 499 0500 TO 999 D 1,000 TO 4,999
[Z] 5,000 TO 9,999 D 10,000 DR MORE

(Z] LESS THAN $5,000 D 55,000 - S9,999 0 S10,000 - :124,999 D $25,000--OR MORE
NAME
BUSINESS ENTITY
Redwood Trust Inc, (REIT)
STOCK HELD OR ACQUIRED BY [Z] FILER (Z] SPOUSE D DEPENDENT CHILD
NUMBER OF SHARES o LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1,000 TO 4999
D 5,000 TO 9,999 (Z] 10,000 OR MORE
IF SOLO D NET GAIN

(Z] NET LOSS
D LESS THAN $5 000 D S5,000 - S9,999 D 510,000 - $24,999 (Z] S25,000--OR 1v10RE
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY 1

Texas
, u , Commission
, Ethics P 0 Box 12070 Austin Texas 78711 2070 (512)460,-5800
, 1-800-325-8506
STOCK PART 2
D NOT APPLICABLE
List each business entity in which you your spouse, or a dependent child held or acquired stock during the calendar year
INSTRUCTION GUIDE,
NAME
1 BUSINESS ENTITY Rowan Companies, Inc
2 STOCK HELD OR ACQUIRED BY [Z] FILER [Z] SPOUSE D DEPENDENT CHILD - -
[Z] 5,000 TO 9,999 D 10,000 OR MORE
4 IF SOLD D NET GAIN

D
[Z] NET LOSS
D LESS THAN $5000 D $5,000 - $9,999 $10000-$2 L,999 [Z] S25000--0R MORE
NAME
BUSINESS ENTITY Sanofi-Aventis Sponsored ADR
STOCK HELD OR ACQUIRED BY [Z] FILER [Z] SPOUSE D DEPENDENT CHILD -
NUMBER OF SHARES D LESS THAN 100 D 100 TO 499 D 500 TO 999 [Z] 1,000 TO 4,999
D 5,000 TO 9999 D 10,000 OR MO,RE
IF SOLD D NET GAIN

o $5,000 - $9,999 D
D NET LOSS
D LESS THAN $5,000 0$10,000 - $24,999 S25,OlJO--OR MORE
NA!\llE
BUSINESS ENTITY
Schiumberger
STOCK HELD OR ACQUIRED BY [Z] FILER l8J SPOUSE D DEPENDENT CHILD
NUMBER OF SHARES D LESS THAN 100 D 100 TO 499 D 500 TO 999 ~1000::=
'D 5,000 TO 9,999 D 10,000 OR MORE
IF SOLD D NET GAIN

[Z] NET LOSS
D LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24,999 [Z] S25,OOO--OR MORE
NAME
BUSINESS ENTITY
Singapore Telecommunications Ltd, Sponsored ADR
STOCK HELD OR ACQUIRED BY l8J FILER l8J SPOUSE D DEPENDENT CHILD - -
NUMBER OF SHARES D LESS THAN 100 D 100 TO 499 D 500 TO 999 [Z] 1,000 TO 4,999
D 5,000 TO 9,999 o 10,000 OR MORE

D NET GAIN
IF SOLD
D NET LOSS
D LESS THAN $5,000 o $5,000 - $9,999 D $10,000 - $24,999 D S25,000--OR MORE
NAME
BUSINESS ENTITY
Starbucks Corporation
STOCK HELD OR ACQUIRED BY [Z] FILER l8J SPOUSE D DEPENDENT CHILD
NUMBER OF SHARES D LESS THAN 100 D 100 TO 499 D 500 TO e99 o 1,000 TO 4,999
o 5,000 TO 9,999 [Z] 10,000 OR MORE
IF SOLD D NET GAIN

D NET LOSS
D LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24999 D S25.000--0R MORE

- Software verstor 1,0,2
T>-.-Pt-S
Texas" t:thirs Commission
~ POBox '?''70
• I ~I..!, Austin Texas 78711- 2070
~
(512)463-5800 1-800-3?/i-8506
-,
STOCK PART 2
0 NOT APPLICABLE
I
List each business entity in which you, your spouse, or a dependent child heid or acquired stock during the calendar year
and Indicate the category of the number of shares held or acquired, If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORfv'i PFS-
INSTRUCTION GUIDE.
NAME
1 BUSINESS ENTITY Surgutneftegaz ADR Sponsored
2 STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE o DEPENDENT CHILD -

3 NUMBER OF SHARES o LESS THAN 100 D 100 TO 499 D 500 TO 999 [Z] 1.000 TO 4.999
o 5,000 TO 9,999 o 1 OR MORE C,OOO
4 IF SOLD o NET GAIN o LESS THAN 55,000 o $5,000 - 59,999 o $10,000 - 524.999 o $25,000--OR MORE
o NET LOSS
NAME
BUSINESS ENTITY
Symantec Corporation

-
o 5,000 TO 9,999 [Xl 10,000 O,q MORE
iF SOLD o NET GAIN D o $5,000 - 59.999 D 510,000 - $24,999 o £25000--0R MORE

o i'IET LOSS LESS THAN 55,000
N,AME
BUSINESS ENTITY
Taiwan S Manufacturing ADR
I
STOCK HELD OR ACQUIRED BY [Xl FILER [ZJ SPOUSE o DEPENDENT CHILD - -
NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999 I
[Xl 5,000 TO 9.999 o 10,000 OR MORE

IF SOLD o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE I
o NET LOSS I
NAME
BUSINESS ENTITY
Under Armour
STOCK HELD OR ACQUIRED BY o FILER o SPOUSE [ZJ DEPENDENT CHILD -123

NUMBER OF SHARES o LESS THAN 100 [Xl 100 TO 499 0500 TO 999 o 1,000 TO 4,999 I
o 5,000 TO 9,999 o 10,000 OR MORE I
IF SOLD o NET GAI,N o LESS THAN $5,000 o $5,000 - 59,999 o $10,000 - $24,999 o $25,000--OR MORE
o NET LOSS
NAME
BUSINESS ENTITY
Unilever NV

NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 o 500 TO 999 o 1,000 TO 4999
[ZJ 5,000 TO 9,999 o 10,000 OR MORE
[ZJ NET GAIN
o NET LOSS o LESS THAN :D5,000 o $5,000 - 59,999 [Xl $10000 - 524,999 o $25,000--OR MORE
IF SOLD

TX-PFS Software \1, 1L7
(512)463-5800 1-800-325-8506
.Texas Ethics Commission
~ ~ v POBox 12070
Austin Texas 78711-2070
STOCK PART 2
D NOT APPLICABLE
List each business entity in which you. your spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, aiso indicate the
category of the amount of the net gain or loss realized from the sale. For more information see FORM PFS-
INSTRUCTION GUIDE.
providino the number under which the child is listed on the Cover Sheet.
NAME
1 BUSINESS ENTITY United Parcel Service CL B
2 STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE D DEPENDENT CHILD -

3 NUMBER OF SHARES D LESS THAN 100 D 100 TO 499 D 500 TO 999 [Xl 1,000 TO 4,999
D 5,000 TO 9.999 D 10,000 OR MORE
4 IF SOLD [Xl NET GAIN

[Xl LESS THAN $5,000 D S5,000- S9,999 D S10,000 - S24,999 D S25,000--OR MORE
D NET LOSS
NA[o~E
BUSII\JESS ENTITY
Yurnl Brands
STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE D DEPENDENT CHILD _ _
NUMBER OF SHARES D LESS TH!\N 100 D 100 TO 499 D 500 TO 999 [Xl 1,000 TO 4,999 I
D 5,000 TO 9,999 D 10,000 OR MORE
f-
[Xl NET GAIN
IF SOLD
D LESS THAN 55,000 D $5000 - $9,999 [Xl S10,000 - S24,999 D 525,000--OR II/,ORE
D NET LOSS
,
NAMe
BUSINESS ENTITY
Cali ABT
I
STOCK HELD OR ACQUIRED BY [Xl FiLER [Xl SPOUSE D DEPENDENT CHILD -
NUMBER OF SHARES [Xl LESS THAN 1DO D 100 TO 499 D 500 TO 999 D 1,000 TO 4,999
D 5,000 TO 9999 o 10,000 OR MORE

IF SOLD [Xl NET GAIN
o NET LOSS [Xl LESS THAN $5,000 D 55,000 - S9,999 D $10000 - $24,999 D S25,000--OR MORE
NAME
BUSINESS ENTITY
Call ABT
STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE D DEPENDENT CHILD -

NUMBER OF SHARES [Xl LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1,000 TO 4,999
D 5,000 TO 9.999 D 10,000 OR MORE
D
IF SOLD
[Xl
NET GAIN
NET LOSS
[Xl LESS THAN $5,000 D $5,000 - $9,999 o S10,000 S24,999 D $25,000--OR MORE
NAIv1E
BUSINESS ENTITY
Call ABT
STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE D DEPENDENT CHILD -

I\JUrviBER OF SHARES [Xl LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1,000 TO 4,999
D 5,000 TO 9.999 D 10.000 OR MORE
IF SOLD D NET GAIN

[Xl NET LOSS
[Xl LESS THAN S5.000 D S5,000 - S9,999 D $10.000 - S24.'199 D S25000--0R MORE

Texas Ethics Commission PO Box 12070 Austin. Texas 78711-2070 (512)463-5800 1-800-325-8506
I STOCK PART 2 I
0 NOT APPLICABLE
and Indicate the category of the number of shares held or acquired. If some or all of the stock was sold. also Indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS--
IhlSTRUCTION GUIDE.
NArvlE
1 BUSINESS ENTITY Call BHI
2 STOCK HELD OR ACQUIRED BY ~ FILER ~ SPOUSE o DEPENDENT CHILD -

3 NUMBER OF SHARES [ZJ LESS THAN 100 o 100 TO 499 0500 TO 999 o 1.000 TO 4,999
o 5.000 TO 9,999 o 10.000 OR MORE
~ NET GAIN
4 IF SOLD
o NET LOSS
~ LESS THAN $5,000 o $5,000 - $9,999 0$10000 - $24,999 o 525000--0R MORE
NAME
BUSI~IESS ENTITY Call BHI
STOCK HELD OR ACQUIRED BY ~ FILER ~ SPOUSE o DEPENDENT CHILD --

NUMBER OF SHARES ~ LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,ODD TO 4,999
LO 5,000 TO 9,999 o '10.000 OR MORE
~ NET GAIN I
IF SOLD
o NET LOSS
I [g] LESS THAN $5,000 o 5::;000· $9,999 o SiD,OOO - S24,999 o S25.000--0R MORE
..L
N.Arv1E
BUSII\JESS ENTITY Call BI18
-
STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHIW - -
NUMBER OF SHARES ~ LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999
o 5.000 TO 9,999 o 10,000 OR MORE
~ NET GAIN
IF SOLD
o NET LOSS
~ LESS THAN $5,000 o $5,000 - S9,999 o 510,000 - 524,999 o $25,000--OR MORE
NAME
BUSINESS ENTITY Call BI18
STOCK HELD OR ACQUIRED BY ~ FILER [ZJ SPOUSE o DEPENDENT CHILD
NUMBER OF SHARES ~ LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999
o 5.000 TO 9.999 o 10,000 OR MORE
IF SOLD o NET GAIN

o o o o
o NET LOSS
LESS THAN $5,000 55,000 - $9,999 S10,OOO-$24,999 S25.000--0R MORE
NAI,1E
BUSINESS ENTITY Call BUD
STOCK HELD OR ACQUIRED BY ~ FILER ~ SPOUSE o DEPENDENT CHILD
NUMBER OF SHARES ~ LESS THAN 100 o 100 TO 499 0500 TO 999 o 1.000 TO 4.999
o 5,000 TO 9.999 o 10,000 OR I\~ORE
~ NET GAIN
IF SOLD
D NET LOSS
~ LESS THAN S5.000 o S5,OOO - S9,999 o S10.000 - S24,999 o :B25.000--0R r,~ORE

I
Texas Ethics Comrruss'or
~ POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506
STOCK PART 2
D NOT APPLICABLE
category of the amount of the net gain or loss realized from the sale. For more Information, see FORM PFS-
INSTRUCTION GUIDE.
NAME
1 BUSINESS ENTITY Call. COP
2 STOCK HELD OR ACQUIRED BY [] FILER [] SPOUSE D DEPENDENT CHILD _ _
3 NUf\1BER OF SHARES [] LESS THAN 100 DIDO TO 499 D 500 TO 999 D 1000 TO 4.999
D 5,000 TO 9,999 D 10.000 OR MORE

4 IF SOLD [ZJ NET GAIN
D LESS THAN S5.000 [] $5.000 - $9,999 D S10.000 - $24.999 D $25.000--0R MORE
D NET LOSS
NAME
BUSINESS ENTITY
Call COP
STOCK HELD OR ACQUIRED BY [] FILER [] SPOUSE D DEPENDENT CHILD -

NUMBER OF SHARES [] LESS THAN 100 DIDO TO 499 D 500 TO 999 D 1.000 TO 4,999
D 5,000 TO 9.999 D 10,000 OR 1v10RE
IF SOLD [Z1 NET Gi\IN
D [ZJ D D
o NET LOSS LESS THAt" $5000 $5 000 - $9,999 SI 0.000 - $24999 $25.00C--OR MORE
NAME
BUSINESS ~NTITY
I Call COP
STOCK HELD OR ACQUIReD BY [Z1 FILER [Z1 SPOUSE D DEPENDENT CHILO _ _
~~UMBER OF SHARES [ ] LESS THAt" 100 D 100T0499 D 500 TO 999 D 1,000 TO 4.999
D 5,000 TO 9,999 D 10.000 OR. MORE
IF SOLO [8] NET GAIN

o NET LOSS D LESS THAN $5,000 D $5,000 - $9,999 [Z1 $10000 - $24,999 D S25,000--OR MORE
NAME
BUSINESS EI\lTITY
Call COP
f--.
STOCK HELD OR ACQUIRED BY [ ] FILER [] SPOUSE D DEPENDENT CHILO -

NUMBER OF SHARES [Z1 LESS THAN 100 o 100 TO 499 D SOD TO 999 D 1,000 TO 4,999
o 5,000 TO 9,999 D 10,000 OR MORE
IF SOLD o NET GAIN D D D o $25.000--0R iv10RE

o NET LOSS LESS THAN 85,000 $5000 - 89,999 $10,000 - 824,999
NAME
BUSINESS ENTITY
Call CYO
STOCK HELD OR ACQUIRED BY [ ] FILER [Z1 SPOUSE o DEPENDENT CHILD

NUMBER OF SHARES [ ] LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1.000 TO 4.999
D 5,000 TO 9.999 o 10.000 OR k10RE
[ZJ I~ET GAIN
IF SOLD
o NET LOSS [Z1 LESS THAN $5000 o 85.000 - 59.999 D 810000 - $24999 o 825000--0R MORE
Texas, Ethics Cornrnission
~ POBox 12070 Austin,. Texas, 78711-2070
c
(512)463-5800 1-800-325-8506
STOCK PART 2
D NOT APPLICABLE
.•
List each business entity in which you, yourspouse, or a dependent child held or acquired stock during the calendar year
INSTRUCTION GUIDE.
providing the number under which the child IS listed on the Cover Sheet.
NAME
1 BUSIf\IESS ENTITY Call CYO
2 STOCK HELD OR ACQUIRED BY o FILER o SPOUSE D DEPENDENT CHILD - -
3 NUMBER OF SHARES [Z] LESS THAN 1DO D 10C TO 499 D 500 TO 999 D 1.000 TO 4,999
D 5,000 TO 9,999 D 10,000 OR MORE
4 IF SOLD [Z] NET GAIN

[Z] LESS THAN 55,000 D S5,000 - 59,999 D $10,000 - 524,999 D S25,000--OR MORE
D NET LOSS
NAME
BUSINESS ENTITY Call CYO
STOCK HELD OR ACQUIRED BY D FILER [Z] SPOUSE D DEPENDENT CHILD

--
NUMBER OF SHARES [Z] LESS THAN 100 D,DO TO 499 D 500 TO 999 D 1,000 TO 4,999
D 5.000 TO 9,999 D 10.000 OR MORE
IF SOLD D NET GAIN D $5000 - 59,999 D
D NET LOSS
D LESS THP\N $5,000 D 510,000 - $24,999 S25,000--OR MORE •
r,AME
BUSINESS ENTITY Call DNA
STOCK HELD OR ACQUIRED BY [Z] FILER [Xl SPOUSE D DEPENDENT CHILD --

NUMBER OF SHARES o LESS THAN 100 D 100 TO 499 0500 TO 999 o 1,000 TO 4,999
D 5.000 TO 9,999 D 10.000 OR MORE I

IF SOLD D NET GAIN
D NET LOSS
D LESS THAN $5,000 D 55,000 - 59.999 D 510,000 - $24,999 D $25,000--OR MORE
NAME
BUSINESS ENTITY Call EBAY
STOCK HELD OR ACQUIRED BY [Z] FILER [Z] SPOUSE D DEPENDENT CHILD
NUMBER OF SHARES [Z] LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1,000 TO 4.999
D 5.000 TO 9,999 D 10,000 OR MORE
[Z]
IF SOLD NET GAIN
D NET LOSS D LESS THAN $5.000 [Z] $5,000· S8.989 D $10.000 - 524,999 o 525.000--0R MORE
NAI,1E
BUSINESS ENTITY Call EBAY
STOCK HELD OR ACQUIRED BY [Z] FILER [Z] SPOUSE D DEP::':NDENT CHILD
NUMBER OF SHARES [Z] LESS THAI~ 100 D 100 TO 499 D 500 TO 999 D 1,000 TO 4999
D 5.000 TO 9.999 D 10.000 OR 1v10RE

[Z]
IF SOLD NET GAIN
D NET LOSS [Z] LESS THAN $5000 D $5,000 - $9.999 D S10.000 - S24,999 o $25000--0R MORE

- . Software Version ";.u,2
TX __.-JF2:
(5121463-5800 1800-325-8506
-
Texas Ethics Commission POBox '2070 Austin Texas 78711-2070
STOCK PART 2
0 NOT APPLICABLE
INSTRUCTION GUIDE
NAME
1 BUSINESS ENTITY
Call EBAY
2 STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD -

3 NUMBER OF SHARES [ZJ LESS THAN 1DO o 100 TO 499 o 500 TO 999 o 1,000 TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
4 IF SOLD [ZJ
o
NET GAIN
NET LOSS
[ZJ LESS THAN $5,000 o $5,000' 5>9,999 0$10,000-$24,999 o S25,Ooo--OR MORE
NAME
BUSINESS ENTITY Call EDP
STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD _ _
NUMBER OF SHARES [ZJ LESS THAN 1DO o 100 TO 499 o 500 TO 999 o 1,000 TO 4,999
o 5,000 TO 9.999 o 10,000 OR MORE
[Xl
IF SOLD
o
NET GAIN
NET LOSS
I [ZJ LESS THAN $5.000 o $5,000 . $9,999 0$10000-$24,999 o $25.o00--0R MORE
NA:\1E
BUSINESS ENTITY Call GE
STOCK HELD OR ACQUIRED BY [ZJ FILER [Xl SPOUSE o DEPENDENT CHILD -

o 5,000 TO 9.999 o 10,000 OR MORE
[ZJ
IF SOLD
o
NET GAIN
NET LOSS
[Xl LESS THAN $5,000 o $5,000· $9,999 0$10,000· S24,999 o S25,000--OR 1v10RE
NAME
BUSINESS ENTITY Call GE
STOCK HELD OR ACQUIRED BY [ZJ FILER [Xl SPOUSE o DEPENDENT CHILD -

NUMBER OF SHARES [ZJ LESS THAN 100 o 100 TO 499 o 500 TO 999 o 1,000 TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
[Xl NET GAIN

IF SOLO
o NET LOSS
[ZJ LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o S25.o0o--0R MORE
NAIv1E
BUSINESS ENTITY
Call GE
NUMBER OF SHARES [ZJ LESS THAN 1DO o 100 TO 499 0500 TO 999 o 1,000 TO 4,999
o 5.000 TO 9,999 o 10.000 OR MORE
[Xl
I
IF SOLO
o
NET GAIN
NET LOSS
[ZJ LESS THAN $5,000 D $5,000 - $9.999 o $10000· $24.999 o $250oo--0R MORE

,X·PFS Softwa'f Vers:oo "82
Texas Ethics Commission PO Box 12070 Austin. Texas 78711-2070 (512'1463-5800 1-800-325-8506
I STOCK PART 2 I
I D NOT APPLICABLE
INSTRUCTION GUIDE
I',AME
1 BUSI~IESS ENTITY
Call GE
2 STOCK HELD OR ACQUIRED BY lZJ FILER lZJ SPOUSE D DEPENDENT CHILD --

3 NUMBER OF SHARES lZJ LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1,000 TO 4.999
D 5,000 TO 9.999 D 10,000 OR MORE
4 IF SOLD lZJ NET GAIN

D D D
D NET LOSS
lZJ LESS THAN £5.000 $5,000 - $9,999 $10000 - $24,999 £25,000--OR MORE
NAME
BUSINESS ENTITY
Call GE
STOCK HELD OR ACQUIRED BY lZJ FILER lZJ SPOUSE D DEPENDENT CHILD - -
NUMBER OF SHARES lZJ LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1.000 TO 4.999
D 5.000 TO 9,999 D 10,000 OR MORE
IF SOLD lZJ NET GAIN

I[Z] LESS THAN 55,000 D $5,000 - $9,999 D $10.000 - $24.999 D $25,000--OR M8RE
D NET LOSS I
W,ME
BUSINESS ENTITY
Call1NTC
STOCK HELD OR ACQUIRED BY [Xl FILER lZJ SPOUSE o DEPENDENT CHILD - -

NUMBER OF SHARES I [Xl LESS THAN 100 D 100 TO 499 0500 TO 999 o 1,000 TO 4,999
D 5,000 TO 9999 D 10,000 OR MORE
[Xl
IF SOLD
D
NET GAIN
NET LOSS
D LESS THAN $5,000 lZJ 55.000 - $9,999 0510.000 - £24,999 o $25.000--0R MORE
NAlv1E
BUSINESS ENTITY
Call1NTC
STOCK HELD OR ACQUIRED BY [Xl FILER lZJ SPOUSE o DEPENDENT CHILD --
NUMBER OF SHARES [Xl LESS THAN 100 D 100 TO 499 0500 TO 999 o 1,000 TO 4,999
D 5,000 TO 9,999 D 10,000 OR MORE
IF SOLD o NET GAIN D LESS THAN $5,000 D $5,000 - $9,999 0510.000 - $24,999 o S25,000--OR MORE
D NET LOSS
NAr,~E
BUSINESS ENTITY
Call1NTC
STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE D DEPENDENT CHILD --

NUMBER OF SHARES [Xl LESS THAN 100 D 100 TO 499 D 500 TO 999 o 1,000 TO 4.999
o 5,000 TO 9,999 D 10,000 OR MORE
[Xl
IF SOLD
D
NET G.AIN
NcT LOSS
[Xl LESS THAI\ £5.000 D £5000 - £9.999 D 510.000 - 524.999 o 525000--0R I\~ORE

1-80D-325-8506
-
Texas Ethics
v Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800
STOCK PART 2
0 NOT APPLICABLE
-
category of the amount of the net gain or loss realized from the sale. For more information. see FORM PFS-
INSTRUCTION GUIDE.
NAME
1 BUSINESS ENTITY Call1NQ
2 STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE o DEPENDENT CHILD _ _

3 I\lUMBER OF SHARES [SJ LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999
o 5,000 TO 9,999 o 1o.ooo OR MORE
[Xl
4 IF SOLD NET GAIN
o NET LOSS [Xl LESS THAN 55,000 o $5000 - $9,999 o $10,000 - 524,999 o $25,000--OR MORE
NAME
BUSINESS ENTITY
Call KO
STOCK HELD OR ACQUIRED BY [SJ FILER [SJ SPOUSE o DEPENDENT CHILD - -

NUMBER OF SHARES [Xl LESS THAN 100 o 100 TO 499 o 50C TO 999 o 1,000 TO 4,999
o 5.000 TO 9,999 o 10.000 OR MORE
IF SOLD o NET GAIN o LESS THAN $5.000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
o NET LOSS
I-JAME
BUSINESS ENTITY
Call MSQ
STOCK HELD OR ACQUIRED BY [Z] FILER [Xl SPOUSE o DEPENDENT CHILD - -

NUMBER OF SHARES [Xl LESS THAN 100 o 100 TO 499 o 500 TO 999 o 1,000 TO 4,999
o 5.000 TO 9999 o 10,000 OR MORE
[Xl NET GAIN
IF SOLD
o NET LOSS [SJ LESS THAN $5,000 o $5,000 - $9.999 o $10,000 - $24,999 o $25,000--OR MORE
NAME
BUSINESS ENTITY
Call NEM
STOCK HELD OR ACQUIRED BY [SJ FILER [SJ SPOUSE o DEPENDENT CHILD

NUMBER OF SHARES [Xl LESS THAN 100 o 100 TO 499 o 500 TO 999 o 1,000 TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
IF SOLD o NET GAIN o LESS THAN S5,000 o $5,000 - $9,999 o $1COOO - $24,999 o $25,000--OR MORE
o NET LOSS
NAME
BUSINESS ENTITY
Call NNN

NUMBER OF SHARES [Xl LESS THAN 100 o 100 TO 499 0500 TO 999 o 1.000 TO 4,999
o 5,000 TO 9,999 o 10,000 OR rJlORE
[Xl NET GAIN
IF SOLD
o I'>JE:T LOSS [Xl LE:SS THAN $5.000 o $5000 - S9999 o S10000 - $24.999 o $25.000--0R !I,10RE
T).:-PFS Softwa-e ve-s on t.o.;
Texas Ethics Commission POBox 12070 Austin Texas75711-2070
<
(SP\463-5BOO
" ~,
1-800-325-8506
STOCK PART 2
0 NOT APPLICABLE
INSTRUCTION GUIDE.
NAME
1 BUSINESS ENTITY Call NNN

3 NUMBER OF SHARES [Xl LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000TO "',999
D 5,000 TO 9.999 o 10,000 OR MORE
[Xl NET GAIN
4 IF SOLD
o NET LOSS [Xl LESS THAN 55,000 o 55,000 - 59.999 o 510,000 - 524,999 D 525,000--OR MORE
NAME
BUSINESS ENTITY Call NOV
STOCK HELD OR ACQUIRED BY [Xl FILER [ZJ SPOUSE o DEPENDENT CHILD - -

NUIv1BER OF SHARES [Xl LESS THAN 100 o 100 TO 499 0500 TO 999 D 1000 TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
[ZJ NET GAIN
IF SOLD
o NET LOSS [ZJ LESS THAN 55,000 o S5,OOO - S9,999 o $10,000 - 524,999 o $25,OOO--OR MORE
NAtv!E
BUSINESS ENTITY CallOYI
STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD --

NUMBER OF SHARES [ZJ LESS THAN 1DO o 100 TO499 0500 TO 999 o 1,000TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
[ZJ NET GAIN
IF SOLD
o NET LOSS [ZJ LESS THAN $5,000 o S5,000 - $9,999 o $10,000 - $24,999 o S25,000--OR MORE
NAME
BUSINESS EI\JTITY
Call SBUX
STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD

I\lUMBER OF SHARES [ZJ LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
[ZJ NET GAIN
IF SOLD
o NET LOSS [Xl LESS THAN 55,000 o $5,000 - $9,999 o S10,DOO - S24,999 o S25,OOO--OR MORE
NAME
BUSINESS ENTITY
Call SYMC

o 5,000 TO 9,999 o 10,000 OR I\~ORE
IF SOLD o NET G,AIN [ZJ LESS THAN S50CIO o :05,000 - $9999 D S10,000 - S2 L,999 o S25,OOO--OR MORE
[ZJ NET LOSS

T>\-PFS Scttv.are version 1.0.2
Texas Ethic'" Commission PO 80x 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506
STOCK PART 2
I
D NOT APPLICABLE
List each business entity in which you, your spouse, or a dependent-child held or acquired stock during the calendar year
INSTRUCTION GUIDE
When reporting information about a dependent child's activity. indicate the child about whom you are reporting by
providirio the number under which the child is listed on the Cover Sheet
NAME
1 BUSII\JESS ENTITY Call SYMC
2 STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE D DEPENDENT CHILD -

3 NUMBER OF SHARES [ZJ LESS THAN 100 D 100 TO 499 D 500 TO 999 o 1,000 TO 4,999
D 5,000 TO 9,999 o 10,000 OR MORE
4 IF SOLD [ZJ
D
NET GAIN
NET LOSS
[ZJ LESS THAN $5,000 D $5.000 - 59,999 D $10,000 - $24,999 o £25,000--OR MORE
NAME
BUSINESS ENTITY
Call XBA
STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE D DEPENDENT CHILD _ _
NUMBER OF SHARES [ZJ LESS THAN 100 o 100 TO 499 o 500 TO 999 o 1,000 TO 4,999
D 5,000 TO 9,999 o 10.000 OR MORE
[ZJ
[ZJ $5000 - $9.999 o $10,000 - $24999 o $25,000--OR MORE
IF SOLD NET G"IN
D r~ET LOSS
D LESS THAN $5000
NAME
BUSINESS ENTITY
Call XBA
STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD -

NUMBER OF SHARES [ZJ LESS THAN 100 D 100 TO 499 0500 TO 999 o 1,000 TO 4,999
D 5.000 TO 9,999 D 10.000 OR MORE
[ZJ
IF SOLD
D
NET GAIN
NET LOSS
[ZJ LESS THAN $5,000 D $5.000 - $9.999 D $10,000 - $24,999 o $25,000--OR MORE
NAME
BUSINESS ENTITY
Call XOM

NUMBER OF SHARES [ZJ LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999
o 5,000 TO 9.999 D 10.000 OR MORE
IF SOLD D NET GAIN

[ZJ NET LOSS
[ZJ LESS THAN $5,000 D $5,000 - $9,999 0$10,000 - 5>24,999 D $25,000--OR MORE
N,",ME
BUSI~IESS ENTITY
Call XOM

NUMBER OF SHARES [ZJ LESS THAN 100 D 100 TO 499 o 500 TO 999 D 1.000 TO 4,999
D 5,000 TO 9.999 D 10.000 OR MORE
IF SOLD [ZJ NET GAIN

o NET LOSS [ZJ LESS THAN $5.000 D 55.000 - 59,999 D $1(1000 - S2L.999 D S25.000--0R MORE

Texas Ethics rom mission
~ POBox 12070 Austin Texas 78711 2070
c (5121463-5800 1-800-325-8506
STOCK PART 2
D f'JOT APPLICABLE
-
and Indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information. see FORM PFS-
INSTRUCTION GUIDE.
NAME
1 BUSIf\IESS ENTITY
Call XOM
2 STOCK HELD OR ACQUIRED BY IZl FILER IZl SPOUSE D DEPENDENT CHILD -

3 NUMBER OF SHARES IZl LESS THAN 100 D 100 TO 499 D 500TO 999 D 1,000 TO 4.999
D 5.000 TO 9.999 D 10.000 OR MORE
4 IF SOLD IZl NET GAIN

D D
D NET LOSS
IZl LESS THAN S5.000 D 55,000 - $9,999 $10,000 - $24,999 S25000--0R MO,QE
NAME
BUSINESS ENTITY
Call UN
STOCK HELD OR ACQUIRED BY IZl FILER IZl SPOUSE D DEPENDENT CHILD

-
NUMBER OF SHARES IZl LESS THAN 100 D 100 TO 499 o 500TO 999 o 1,000 TO 1,,999
D 5,000 TO 9,999 o 10,000 OR MORE
-
IZl NET GAIN
IF SOLD
o NET LOSS mJ LESS THAr~ 55.000 o S5,000 - $9.999 o 510,000 - $24,999 o 525,000--OR MORE
-
""HE
BUSINESS ENTITY
Call VYC
STOCK HELD OR ACQUIRED BY IZl FILER IZl SPOUSE

-
o DEPENDENT CHILD -
I
NUMBER OF SHARES IZl LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999
o 5000 TO 9.999 o 10,000 OR MORE
IZl NET GAIN
IF SOLD
D NET LOSS
IZl LESS THAN 55,000 D 55,000 - $9999 D S10.000 - $24,999 o S25,000--OR MORE
(,LIME
BUSINESS ENTITY
Call YUfv1
STOCK HELD OR ACQUIRED BY IZl FILER IZl SPOUSE D DEPENDENT CHILD -

NUMBER OF SHARES IZl LESS THAN 100 D 100 TO 499 D 500 TO 999 o 1,000 TO 4,999
D 5,000 TO 9.999 D 10000 OR MORE
IF SOLD IZl NET GAIN

D NET LOSS
D LESS THAN S5.000 IZl 55,000 - $9 999 D S10.000 - $24999 D $25000--0R MORE
I,AIv,E
BUSINESS ENTITY
Call YUM
STOCK HELD OR ACQUIRED BY IZl FILER IZl SPOUSE D DEPENDENT CHILO
NUMBER OF SHARES IZl LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1.000 TO L999
D 5.000 TO 9.999 D 10.000 OR IViORE I
IF SOLD IZl NET GAIN

D NET LOSS
IZl LESS THAN S5.000 D $5000 - S9.999 D S10.000 - S24,999 D S25.000--0R MORE

j X-PFS Software versior. ',.O.L'
- (512)463-5800 1-800-325-8506
- -
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070
STOCK PART 2
o NOT APPLICABLE
List each business entityin which you, your spouse, or a dependent child held or acquired 'stock during the calendar year
INSTRUCTION GUIDE.
When reporting informalJon about a dependent child's activity, indicate the child about whom you are reporting by
NAME
1 BUSINESS ENTITY Call CHA
2 STOCK HELD OR ACQUIRED BY IZI FILER IZI SPOUSE o DEPENDENT CHILD -

3 NUMBER OF SHARES [ZJ LESS TH.AN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999
o 5,000 TO 9,999 D 10.000 OR MORE
IZI
4 IF SOLD NET GAIN
o NET LOSS o LESS THAN 55000 [ZJ $5,000 - $9,999 o $10.000 - $24,999 o 525,000--OR MORE
N.AME
BUSII\JESS ENTITY
Call CHA
STOCK HELD OR ACQUIRED BY IZI FILER IZI SPOUSE o DEPENDENT CHILD -

NUMBER OF SHARES IZI LESS THAN 100 o 100 TO 499 0500 TO 999 o 1.000 TO 4,999
f--
o 5,000 TO 9.999 o 10,000 OR MORE
[ZJ NET GAIN
IF SOLD
o NET LOSS o LESS THAN $5.000 IZI :il5,OOO - 59,999 0$10,000 - 524,999 o S25,OOO--OR MORE
NAME
BUSINESS ENTITY
Call ur,
..-
~-
STOCK HELD OR ACQUIRED BY [ZJ FILER IZI SPOUSE o DEPENDENT CHILD -
NUMBER OF SHARES [ZJ LESS THAN 100 0100 TO 499 0500 TO 999 o 1,000 TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
IZI NET GAIN
IF SOLD
o NET LOSS IZI LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,OOO--OR MORE
NAME
BUSINESS ENTITY
Call GE

-
NUMBER OF SHARES IZI LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4.999
o 5,000 TO 9.999 o 10,000 OR MORE
[Xl NET GAIN
IF SOLD
o NET LOSS [ZJ LESS THAN $5.000 o S5,000 - $9.999 D 510000 - $24,999 o S25.000--0R MORE
NAME
BUSINESS ENTITY
Call COP
STOCK HELD OR ACQUIRED BY IZI FILER IZI SPOUSE D DE::lEr,JDENT CHILD
NUMBER OF SHARES IZI LESS THAN 100 o 100 TO 499 D 500 TO 999 o 1.000 TO L.999
o 5.000 TO 9,999 o 10.000 OR MORE

IF SOLD IZI NET GAIN
D NET LOSS
D LESS THAN $5.000 IZI S5,000 - $9999 D S10.000-$24,999 D $25.000--0R MORE

i
. ~ -.
X-Pf S Software '/t::':>IO:, -
I.D."::
Texas
~ Ethi~s
, ~" Commission POBox 12870 Austin Texas 78711-2070
~
(512)463-5800 1-808-325-8506
STOCK PART 2
D NOT APPLICABLE
LTSteach business entity In which you. your spouse, or a dependent child held or acquired stock during the calendar year
INSTRUCTION GUIDE.
NAME
1 BUSIf\IESS ENTITY
Call LLY

3 NUMBER OF SHARES [Xl LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4.999
o 5.008 TO 9.999 o 10,000 OR MORE
[Xl
4 IF SOLD
o
NET GAIN
NET LOSS
[Xl LESS THAN $5,000 o $5.000 - 39.999 o S10,OOO - 524,999 o 525,000--OR MORE
NAME
BUSINESS ENTITY
Call1NQ
STOCK HELD OR ACQUIRED BY [Xl FILER [Z] SPOUSE o DEPENDENT CHILD --

II.JUMBER OF SHARES [Z] LESS THAN 100 o 100 TO 499 0500 TO 999 o 1.000 TO 4.999
o 5.000 TO 9,999 o 10.000 OR MORE
IF SOLD o NET GAIN

o o o I
o ~JET LOSS 0 LESS THAN $5,000 35,000 - 39,999 $10000 - 324999 525.000--0R MORE
I
BUSINESS ENTiTY I W'.Mte

I Call CYQ I
I
I
STOCK hELD OR ACQUIRED BY [Zj FILER [Xl SPOUSE D DCPENDENTCHILD __ ~
-
NUMBER OF SH,';RES [Xl L,ESS THAN 100 o 100 TO 499 0500 TO 999 o 1,OGD TO 4.999
o 5,000 TO 9,999 o 10,000 OR 1v10RE

I
oONETG~
I
IF SOLD
NET LOSS 0 LESS THAN 55,000 o $5,000 - $9,999 0310.000-324,999 o 325,000--OR MORE
NAME
BUSIr'-JESS ENTITY
529 PLAN-IOWA COLLEGE SAVINGS
STOCK HELD OR ACQUIRED BY o FILER o SPOUSE [Xl DEPENDENT CHILO 123
o 5,000 TO 9,999 o 10,000 OR MORE
IF SOLD o NET GAIN

o o o o S25,OOO--OR MORE
o NET LOSS
LESS THAN S5,000 55,000 - $9.999 S10,000 - $24999
I
I
-- ----1
- . - ~
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-850;:;
BONDS, NOTES & OTHER COMMERCIAL PAPER PART 3

o NOT APPLICABLE
list all bonds, notes and other commercial paper held or acquired by you, your spouse, or a dependent child durin-gthe
calendar year. If sold. indicate the category of the amount of the net gain or loss realized from the sale. For more
information, see FORM PFS--INSTRUCTION GUIDE
1 DESCRIPTION Morgan Stanley Quality Municipal Securities
OF INSTRUMENT
2 HELD OR ACQUIRED BY
[ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD _ _
3 IF SOLD
o NET GAIN o LESS THAN $5,000 0 $5,000 - $9999 D $10,000 - $24,999 0 $25,000--OR MORE
o NET LOSS
~-----------------------------------------------
1 A-F'I~_ Software Vers.o-, 1.0.2
Texas Ethics
- ~ Commission -
POBox 1':'070 Austin Texas 78711-?070
- (5121463-5800 1-800-325-8506
MUTUAL FUNDS PART 4

o r'.10T APPLICABLE
List each mutual fund and the number of shares in that mutual fund that you. your spouse, ora dependent child held or
acquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired. If
some or all of the shares of a mutual fund were sold, also indicate the category of the amount of the net gain or loss realized
from the sale. For more information. see FORM PFS--INSTRUCTION GUIDE
providinq the number under which the child is listed on the Cover Sheet.
NAME
1 MUTUAL FUND
Advent Claymore CV Secs & Inc Mutual Fund
2 SHARES OF MUTUAL FUND

HELD OR ACQUIRED BY [2$J FILER [Z] SPOUSE o DEPENDENT CHILD _ _
3 NUMBER OF SHARES
OF MUTUAL FUND
o LESS THAN 100 o 100 TO 499 0500 TO 999 [Z] 1.000 TO 4.999
o 5,000 TO 9,999 o 10.000 OR MORE
4 IF SOLD
o NET GAIN [Z] LESS THAN 55,000 o 55,000 - $9,999 o 510,000 - 52~999 o 525.000--0R MORE
[Z] NET LOSS
NAIv1E
MUTUAL FUND
Global High Income F:.md
I
I
-
SHARES OF MUTUAL FUI'.1D I [Xl FILER [Z] SPOUSE o DEPENDENT CHILD
HELD OR ACQUIRED BY __
I
I\JUMBER OF SHARES
OF MUTUAL FUf\ID
o LESS THAN 100 o 100 TO 499 0500 TO 999 [Z] 1,000 TO 4,999
o 5.000 TO 9,999 o 10.000 OR t/10RE
IF SOLD
[Z] NET GAIN [ZJ LESS THAN 55000 o Si5,000 - $9,999 o $10,000 - $24,999 o 525,000--OR MORE
o NET LOSS
NAME
MUTUAL FUND
ING Asia Pacific High Dividend Equity Income Fund
SHARES OF MUTUAL FUND

HELD OR ACQUIRED BY [Xl FILER [Z] SPOUSE o DEPENDENT CHILD __
NUMBER OF SHARES
OF MUTUAL FUND
o LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4.999
o 5,000 TO 9999 [Z] 10,000 OR 1v10RE
IF SOLD
o NET GAIN o LESS THAN 55,000 o 55,000 - 59.999 0$10,000 - 524,999 o 525.000--0R MORE
o NET LOSS
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY I

Texas Ethics
v, Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506
MUTUAL FUNDS PART 4

D NOT APPLICABLE
List each mutual fund and the number of shares in that mutual fund tha-t-you your spouse, or a dependent child held or
from the sale. For more information, see FORM PFS--INSTRUCTION GUIDE
When reporting Information about a dependent child's activity, indicate the child about whom you are reporting by
NAME
1 MUTUAL FU~ID
Ishares MSCI Singapore Index Fund
2 SHARES OF MUTUAL FU~ID

HELD OR ACQUIRED BY ~ FILER ~ SPOUSE ~ DEPEr~DENT CHILD __
3 NUMBER OF SHARES
D LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1,000 TO 4,999
OF MUTUAL FUND
D 5,000 TO 9,999 [ZJ 10,000 OR MORE
4 IF SOLD
[Xl NET GAIN [XJ LESS THAN $5,000 D $5,000 - $9,999 D 510,000 - $24,999 D 525,000--OR MORE
D NET LOSS
NAME
MUTUAL FUND
Nuveer. Municipal Value Mutual Fund

HELD OR ACQUIRED BY [RJ FILER [RJ SPOUSE D DEPENDENT CHILD
NUMBER OF SHARES
OF MUTUAL FUND
D LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1,000 TO 4,999
D 5,000 TO 9,999 [RJ 10,000 OR MORE
IF SOLD
D NET GAIN D LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24,999 D 525,000--OR MORE
D NET LOSS
NAME
MUTUAL FUND
Nuveen Select Maturity Municipal Mutual Fund

HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE D DEPENDENT CHILD _ _
NUMBER OF SHARES
OF MUTUAL FUND
D LESS THAN 100 D 100 TO 499 D SOC TO 999 D 1.000 TO 4,999
~ 5000 TO 9,999 D 10.000 OR MORE
IF SOLD
D NET GAIN D LESS THAN $5,000 D 55000 - $9.999 D 510.000 - $24999 D $25000--0R MORE
D NET LOSS

_..
I }\-PFS Software Version ~":I L
Texas Ethi-, Commissior,
~-
POBox 1')070
~ Austin Texas 78711-2070 (51214635800 1-800-325-8506
MUTUAL FUNDS PART 4

o NOT APPLICABLE
List each mutual fund and the number of shares in that mutual fund that you, your spouse, or a dependent child neldbr
from the sale. For more information, see FORM PFS--INSTRUCTION GUIDE
providinq the number under which the child is listed on the Cover Sheet.
NAME
1 MUTUAL FUND
Pioneer Municipal High Income Mutual Fund

HELD OR ACQUIRED BY ~ FILER [Z] SPOUSE o DEPENDENT CHILD __
3 NUMBER OF SHARES
OF MUTUAL FUI'JD
o LESS THAN 100 o 100 TO 499 o 500 TO 999 [Z] 1,000 TO 4,999
o 5,000 TO 9.999 o 10,000 ORMORE
4 IF SOLD
o NET GAIN o LESS THAN $5,000 [Z] $5,000 - $9.999 o $10,000 - $24.999 o $25,000--OR MORE
[Z] r~ET LOSS
NAME
MUTUAL FUND
Swiss Helvetia Fund Inc Mutual Fund
-
HELD OR ACQUIRED BY ~ FILER [Z] SPOUSE o DEPENDENT CHILD __
NUMBER OF SHARES
OF MUTUAL FUND
o LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO Ll,999
o 5.000 TO 9,999 [Z] 10,000 OR MORE
IF SOLD
[Z] NET GAIN [Z] LESS THAN $5.000 o $5000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
o NET LOSS
NAME
MUTUAL FUND
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund

HELD OR ACQUIRED BY [Z] FILER [Z] SPOUSE o DEPENDENT CHILD __
NUrVIBER OF SHARES
OF MUTUAL FUND
o LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000TO L,999
o 5.000 TO 9.999 [Z] 10,000 OR MORE
IF SOLD
~ NET GAIN o LESS THAN $5,000 [Z] S5,000 - $9,999 0$10.000 - 52 Ll.999 o S25,000--OR MOKE
o NET LOSS
T.\-PFS Software vers.o-. 1.0.2
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506
MUTUAL FUNDS PART 4

D NOT APPLICABLE
List each mutual fund and Hie number of shares in that mutual fund that you, your spouse, or a dependent child held or
from the sale. For more Information, see FORM PFS--INSTRUCTION GUIDE
NAME
1 MUTUAL FUND
Singapore Funds Inc

HELD OR ACQUIRED BY ~ FILER [Z] SPOUSE D DEPENDENT CHILD __
3 NUMBER OF SHARES
OF MUTUAL FUND
D LESS THAN 100 D 100 TO 499 D 500 TO 999 [Z] 1,000 TO 4,999
D 5.000 TO 9,999 D 10.000 OR MORE
4 IF SOLD
[Z] NET GAIN [Z] LESS THJl.t~ $5,000 D $5000 - $9,999 D S10,OOO - $24,999 D $25,000--OR MORE
D NET LOSS

Texas Ethics Commission PO Box 12070 Austin. Texas 78711-2070 (5121463-5800 1-800-325-8506
I INCOME FROM INTEREST , DIVIDENDS , ROYALTIES & RENTS PART 5 I
D NOT APPLICABLE
List each source of income you, your spouse. or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties and rents during the calendar year and indicate the category of the amount 0; the income. For
more information. see FORM PFS--INSTRUCTION GUIDE.
NAIv1E AND ADDRESS
1 SOURCE OF INCOME
Abbott Laboratories
CIO Goldman Sachs

1000 Louisiana SI. Suite 550
Houston, TX 77002
2 RECEIVED BY
[ZJ FILER [Xl SPOUSE o DEPENDENT CHILD _ _
3 AMOUNT
[ZJ $500· $4,999 D $5.000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
NAME AND ADDRESS

SOURCE OF INCOME
Advent Claymore CV Sec Mutual Fund
C/O Goldman Sachs

1000 Louisiana St. Suite 550
Houston, TX 77002
RECEIVED BY
[Xl FILER [Xl SPOUSE o DEPENDENT CHILD _ _
AMOUNT
[ZJ $500 - $4,999 o $5,000 - $9,999 o $10.000 - $24,999 o $25,000--OR MORE
NAME Ai'JD ADDRESS

SOURCE OF INCOME
Anheuser Busch
C/O Goldman Sachs

1000 Louisiana st. Suite 550
Houston, TX 77002
RECEIVED BY
[ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD __
AMOUNT
[ZJ $500 - $4.999 o $5000 - $9.999 o $10000 - $24.999 D S25.000--0R MORE
I
I COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY

1 X-?iS Software Versor, 1.\...2
~~ ~
POBox 12070 Austin Texas
, ~ 78711-2070 (512)4635800 1-800-325-8506
INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5

o NOT APPLICABLE
---
List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For
more information see FORM PFS--INSTRUCTION GUIDE.
When reporting information about a dependent child's activity, Indicate the child about whom you are reporting by
providing the number under which the child IS listed on the Cover Sheet.
NAME AND ADDRESS
1 SOURCE OF INCOME
ING Asia Pacific High Dividned Equity Income Fund
C/O Goldman Sachs

Houston, TX 77002
2 RECEIVED BY
[Z] FILER [Z] SPOUSE D DEPENDENT CHILD _ _
3 AMOUNT
D $500 - $4999 D $5000 - $9,999 [Z] $10,000 - $24,999 o $25,OOO--OR MORE
NAME AND ADDRESS

SOURCE OF INCOME
BJ Services Co.
C/O Goldman Sachs

Houston, TX 77002
RECEIVED BY
AMOUNT
D $500 - $4,999 D $5,000 - $9,999 D $10,000 - $24,999 o $25,000--OR MORE
NAME AND ADDRESS

SOURCE OF INCOME
China Telecom Corporation LTO Sponsored AOR
C/O Goldman Sachs

Houston, TX 77002
RECEIVED BY
AMOUNT
[Z] 5500 - 54,999 D 55,000 - 59,999 D 510.000 - 524,999 o Sl25,000--OR MORE

TX-PfS Softv.. . are version 1.C.2
Texas Ethics Commission PO Box 12070 Austir,. Texas 78711-2070 (512\463-5800 1-800-325-8506
I INCOME FROM INTEREST , DIVIDENDS , ROYALTIES & RENTS PART 5 I
D NOT APPLICABLE
List each source of income you, your spouse. or a dependent child received in excess of :£500 that was derived from
interest dividends, royalties and rents during the calendar year and indicate the category of the amount of the income For
more information, see FOR~~ PFS--INSTRUCTION GUIDE.
When reporting information about a dependent child's activity, Indicate the child about whom you are reporting by
NAIv1E AND ADDRESS
1 SOURCE OF INCOME
Coca-Cola Company
C/O Goldman Sachs

1000 Louisiana S1. Suite 550
Houston, TX 77002
2 RECEIVED BY
[Xl FILER [Xl SPOUSE D DEPENDENT CHILD _ _
3 AMOUNT
[Xl S500 - $4999 D $5,000 - $9999 D S1 0.000 - $24,999 D $25,OOO--OR MORE
NAME AND ADDRESS

SOURCE OF INCOME
ConocoPhillips
C/O Goldman Sachs

1000 Louisiana S1 Suite 550
Houston, TX 77002
RECEIVED BY
AMOUNT
D $500- $4,999 D $5,000 - $9,999 [Xl $10,000 - $24,999 D $25.000--0R MORE
NAME AND ADDRESS

SOURCE OF INCOME
Eli Lilly & Co
C/O Goldman Sachs

Houston, TX 77002
RECEIVED BY
[Xl FILER [Xl SPOUSE D DEPENDENT CHILD
AMOUNT
[Xl $500 - $4.999 D $5.000 - $9.999 D S10.000 - S24.999 D $25,OOO--OR MORE

- ,X,-PFS Software Version
i ''1.0.2
-
Texas Ethics Commission POBox 12070
Austin Texa< 78 711-20 70 (512\463-5800 1-800-325-8506

0 NOT APPLICABLE
---
interest dividends, royalties and rents during the calendar year and indicate the category of the amount of the Income. For
more information. see FORM PFS--INSTRUCTIOI\J GUIDE.
NAME AND ADDRESS
1 SOURCE OF INCOME
Exxon Mobil Corporation
C/O Goldman Sachs

Houston, TX 77002
2 RECEIVED BY
3 AMOUNT
o $500 - $4,999 IX) $5,000 - 59,999 0$10.000 - $24,999 o $25,000--OR MORE
NAME AND ADDRESS

SOURCE OF Ir\}COME
General Electric
C/O Goldman Sachs

I Houston, TX 77002
RECEIVED BY
[ZJ FILER [ZJ SPOUSE [ZJ DEPENDENT CHILD JR
AMOUNT
o $500 - $4,999 o $5,000 - $9,999 [ZJ $10,000 - $24,999 o S25,OOO--OR MORE
NAME AND ADDRESS

SOURCE OF INCOME
Intel Corp,
C/O Goldman Sachs

Houston, TX 77002
RECEIVED BY
[ZJ FILER [ZJ SPOUSE [ZJ DEPENDENT CHILD JR
AMOUNT
o $500 - $4,999 IZJ $5,000 - $9999 o S10000 - :;24.999 o S25,OOO--OR MORE
COpy AND ATTACH ADDITIONAL P AGES AS NECESSARY

Texas Ethics Corr rr issicn POBox 12070 Austin Texas 787 (512)463-5BOO 1-BOO-3?5-8506
~
'1-2,,70

D NOT APPLICABLE
interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For
more information. see FORrv'1 PFS--INSTRUCTION GUIDE
When reporting Information about a dependent child's activity, indicate the child about whom you are reporting by
N,c..fv1E AND ADDRESS
1 SOURCE OF INCOME
Ishares MSCI Singapore Index Fund
C/O Goldman Sachs

1000 Louisiana si Suite 550
Houston, TX 77002
2 RECEIVED BY
[ZJ FILER [ZJ SPOUSE [ZJ DEPENDENT CHILD -11.L
3 AMOUNT
o $500 - $4,999 [ZJ $5,000 - $9.999 o $10,000 - $24,999 o $25,000--OR MORE
NArv1E AND ADDRESS

SOURCE OF INCOME
Johnson & Johnson
C/O Goldman Sachs

Houston, TX 77002
RECEIVED BY
[ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD __
AMOUNT
o $500 - $4,999 IZJ $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
NAME AND ADDRESS

SOURCE OF INCOME
Johnson Controls
C/O Goldman Sachs

Houston, TX 77002
RECEIVED BY
[ZJ FILER [ZJ SPOUSE [ZJ DEPENDENT CHILD 123
AMOUNT
[ZJ $500 - $4999 o $5,000 - S9.999 0$10.000 - $24.999 o $25.000--0R MORE

1x-Ps S Software ve-s.on ~i .0.2
Texas Etllic c Commission
~ c~ PO 80x 12070 Austin Texas 78711-2070 (5121463-5800 1-800-325-8506

o NOT APPLICABLE
--
List each source of income you your spouse or a dependent child received In excess of $500 that was derived from
Interest. dividends. royalties and rents during the calendar year and indicate the category of the amount of the Income. For
more Information. see FORM PFS--INSTRUCTION GUIDE.
NAME A'JD ADDRESS
1 SOURCE OF INCOME
Redwood Trust Inc. (REIT)
C/O Goldman Sachs

Houston, TX 77002
2 RECEIVED BY
3 AMOUNT
o S500 - $4.999 o $5,000 - $9,999 0$10,000 - $24,999 [ZJ S25,000--OR MORE
NAME AND ADDRESS

SOURCE OF INCOME
Rowan Companies, Inc
C/O Goldman Sachs

1000 Louisiana SI Suite 550
Houston, TX 77002
RECEIVED BY
AMOUNT
[Xl $500 - $4,999 o $5,000 - $9,999 0$10,000 - $24,999 o $25,000--OR MORE
NAME AND ADDRESS

SOURCE OF INCOME
Sanofi-Aventis Sponsored ADR
C/O Goldman Sachs

Houston, TX 77002
RECEIVED BY
[ZJ FILER [Z] SPOUSE o DEPENDENT CHILD _ _
AMOUNT
[Z] S500 - $L.999 o $5.000 - $9,999 o S10.000 - 524,999 o S25000--0R MORE

T).:-O,r:-S Sonware Verston 1,D,:;'
~ POBox 12070 Austin Texas 7871-1-2070 (5121463-5800 1-800-32S-8S06

0 NOT APPLICABLE
...
interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income, For
more information, see FORM PFS--INSTRUCTION GUIDE
NAME AND ADDRESS
1 SOURCE OF INCOME
Singapore Telecommunications Ltd Sponsored ADR
CIO Goldman Sachs

Houston, TX 77002
2 RECEIVED BY
[ZJ FILER [2g SPOUSE D DEPENDENT CHILD _ _
3 AMOUNT
o $SOO - $4,999 [2g $S,OOO - $9,999 0$10,000-$24,999 o 52S,000--OR MORE
NAME AND ADDRESS

SOURCE OF INCOME
Swiss Helvetia Fund
CIO Goldman Sachs

1000 LOUISiana St. Suite 550
Houston, TX 77002
RECEIVED BY
[ZJ FILER [2g SPOUSE o DEPENDENT CHILD _ _
AMOUNT
o $SOO - $4999 D £S,OOO - $9,999 [ZJ 510,000 - $24,999 o $2S,000--OR MORE
NAME AND ADDRESS

SOURCE OF INCOME
Unilever NV
C/O Goldman Sachs

Houston, TX 77002
RECEIVED BY
[ZJ FILER [2g SPOUSE o DEPENDENT CHILD _ _
AMOUNT
o 5S00 - $4999 [2g 55,000 - 59.999 D S10.000-$24,999 o S2S,000--OR MORE

Texas Etrucs
v Commission POBox 12070 Austin Texas 78711-2070
~
(512)463-580[' 1-800-325-8506

o NOT APPLICABLE
List each source of income you, your spouse, or a dependent child received in excess of S500 that was derived from
interest. dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For
more information, see FORM PFS--INSTRUCTION GUIDE.
NAME AND ADDRESS
1 SOURCE OF INCOME
United Parcei Service CL B
C/O Goldman Sachs

Houston, TX 77002
2 RECEIVED BY
~ FILER ~ SPOUSE o DEPENDENT CHILD _ _
3 AMOUNT
~ $500 - $4,999 o $5.000 - $9,999 0$10,000 - $24.999 D S25,000--OR MORE
NAME Ar·,jQ ADDRESS

SOURCE OF INCOME
Western Asset/Claymore Inflation-linked Opportunities & Income Fund
C/O Goldman Sachs

Houston, TX 77002
RECEIVED BY
~ FILER [ZJ SPOUSE D DEPENDENT CHILD _ _
AMOUNT
D $500 - $4,999 D $5,000 - 59,999 ~ $10,000-$24,999 D $25.000--0R MORE
NAME AND ADDRESS

SOURCE OF INCOME
Yum! Brands
C/O Goldman Sachs

Houston, TX 77002
RECEIVED BY
[ZJ FILER [ZJ SPOUSE D DEPENDENT CHILD _ _
AMOUNT
~ $500 - £4,999 o $5,000 - $9,999 D $10,000-524,999 D $25,000--OR MORE
COpy AND ATTACH ADDITIONAL PAGES A S NECESSARY

~ VV U Austin Texas 78711-2070
L (~12)463-5800
v 1-800-325-8506

o NOT APPLICABLE
-
List each source of income you, your spouse, or a dependent child received in excess of S500 thatwas derived from
interest dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For
NAME AND ADDRESS
1 SOURCE OF II\JCOME
EI Paso Corp
C/O Merrill Lynch

1221 McKinney, Suite 3900
Houston, TX 77002
2 RECEIVED BY
[Xl FILER IZ] SPOUSE o DEPENDENT CHILD _ _
3 AMOUNT
IZJ $500 - $4,999 o 55,000 - $9999 0510,000 - $24,999 o 525,000--OR Ivl0RE
NAME AND ADDRESS

SOURCE OF INCOME
National Retail Properties
C/O Smith Barney

717 Texas Ave Sutie 3050
Houston, TX 77002
RECEIVED BY
IZJ FILER IZ] SPOUSE o DEPENDENT CHILD _ _
AMOUNT
o $500 - $4,999 o 55,000 - S9,999 [Xl $10,000 - S24,999 o $25,000--OR MORE
NAME AND ADDRESS

SOURCE OF INCOME
Oneok. Inc.
C/O Smith Barney

Houston, TX 77002
RECEIVED BY
[Xl FILER IZ] SPOUSE o DEPENDENT CHILD _ _
AMOUNT
IZJ $500 - $4,999 o $5,000 - 59,999 0$10,000 - S24.999 o S25,OOO--OR MORE

Texas Etr ics Commission
w, POBox 12070 Austin Texas 78711-2070 -
i5P)463-58DO 1-800-325-8506

D NOT APPLICABLE
-
List each source of income you. your spouse, or a dependent child received in excess of £500 that was derived from
interest, dividends, royalties and rents dUring the calendar year and indicate the category of the amount of the income. For
providing the number under which the chiid IS listed on the Cover Sheet
NAME AND ADDRESS
1 SOURCE OF Ir'JCOME
Pfizer. Inc.
C/O Smith Barney

Houston, TX 77002
2 RECEIVED BY
[ZJ FILER [ZJ SPOUSE [ZJ DEPENDENT CHILD ...u..;L
3 AMOUNT
D 5500 - $4,999 o $5,000 - $9,999 [ZJ $10,000 - $24,999 D S25.0DO--OR MORE
NAME AND ADDRESS

SOURCE OF INCOME
Smith Barney/Citi
C/O Smith Barney

Houston, TX 77002
RECEIVED BY
[ZJ FILER [ZJ SPOUSE D DEPENDENT CHILD
AMOUNT
[ZJ $500 - 54,999 o $5,000 - $9,999 D $10,000 - $24,999 D $25,000--OR fv10RE
NAME AND ADDRESS

SOURCE OF INCOME
JPMorgan Chase
POBox 6076
Newark, DE 19714
RECEIVED BY
[ZJ FILER [ZJ SPOUSE o DC::PENDENT CHILD __
AMOUNT
[ZJ 5500 - $4999 D $5.000 - $9,999 D $10,000 - 524.999 o S25,000--OR MORE

"
TX-Pr~ Sc-t.ware VerSIO,' : .D.L
~ POBox 1"070
L Austin Texas 78711-2070 (517)463-5800 1-800-325-8506

o
I
NOT APPUCABLE
--
List each source of income you, your spouse, or a dependent child received In excess of $500 that was derived from
interest dividends, royalties and rents during the calendar year and indicate the category of the amount of the income For
more Information, see FORM PFS--INSTRUCTION GUIDE.
providing the number under which the child is listed on the C over Sheet.
NAME AND ADDRESS
1 SOURCE OF INCOME
Nuveen Select Maturity Municipal Mutual Fund
1000 Louisiana
Houston, TX 77002
2 RECEIVED BY
!ZJ FILER [Xl SPOUSE o DEPENDENT CHILD _ _
3 AMOUNT
!ZJ $500 - $4,999 D $5000 - $9.999 D $10,000 - $24,999 D $25,000--OR MORE
NAME AND ADDRESS

SOURCE OF INCOME
Ann Tobias
Lit Agency for Children's books

I
520 E 84th St #4L
New York, NY 10028
RECEIVED BY
o FILER [Xl SPOUSE o DEPENDENT CHILD _ _
AMOUNT
I [Xl $500 - $4.999 D $5,000- $9,999 D $10.000-$24,999 D $25,000--OR MORE
NAI,1EAND ADDRESS
SOURCE OF II\JCOME
Canyonlands Reality, LLC
300 S. Main St
Moab, UT 84532
RECEIVED BY
AMOUNT
D $500 - $4,999 D 55.000 - M,999 [Xl $10,000 - S24,999 D S25000--0R MORE
COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY \

T},-PFS Software ve-srcn I.O,L
Texas Ethi8s Commission POBox 12070 Austin Texas 7871', 2070 (512)463-5800 1-800-325-8506

D NOT APPLICABLE
List each source of income you: your spouse, or a dependent child received in excessof $500 that was derived from
interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the Income. For
NAlv1E AND ADORESS
1 SOURCE OF INCOME
Nuveen Municipal Value Fund
2 RECEIVED BY
[Z] FILER [Z] SPOUSE D DEPENDENT CHILD __
3 AMOUNT
[Z] $500 - $4,999 D $5,000 - $9,999 D $10,000 - $24,999 D $25,000--OR MORE
NAME AND ADDRESS

SOURCE OF INCOME
Pioneer Municipal & Equity Income Trust
RECEIVED BY
[Z] FILER [Z] SPOUSE D DEPENDENT CHILD
AMOUNT
[Z] $500 - $4.999 D $5,000 - $9,999 D $10,000 - S24.999 D S25,000--OR MORE

-
Texas Etrucs
~- Cornmissron POBox 12070 Austin Texas 78711-2070 -
(51? )463-5800 1-800-325-8506
PERSONAL NOTES AND LEASE AGREEMENTS PART 6

D NOT APPLICABLE
-
Identify each guarantor of a loan and each person or financial institution to whom you, your spouse, or
a dependent child had a total financial liability of more than $1,000 in the form of a personal note or notes or lease
agreement at any time during the calendar year and indicate the category of the amount of the liability, For more informa-
tion, see FORM PFS--INSTRUCTION GUIDE
1 PERSON OR INSTITUTION Northern Trust Bank-Home Mortgage

HOLDING NOTE OR
LEASE AGREEMENT
2 LIABILITY OF
[ZJ FILER [Z] SPOUSE D DEPENDENT CHIW - -
3 GUARANTOR
4 AMOUNT
D $1,000 - S4,999 D 55,000 - 59,999 o $10,000 - S24,999 [Z] Sl25,000--OR MORE
PERSON OR INSTITUTION Goldman Sachs-Margin Loan

HOLDING NOTE OR
LEASE AGREEMENT
LIABILITY OF
[ZJ FILER [ZJ SPOUSE D DEPENDENT CHILD --
GUARANTOR
AMOUNT
0$1,000-54,999 o 55,000 - $9999 o $10,000 - $24,999 [ZJ 525,OOO--OR MORE

TX-P,S SoHwa;t Version ":l'.:
I
Texas Ethics Commission,
~ POBox 12070 Austin Texas 78711-2070 15121463-5800 1-800-325-8506
INTERESTS IN REAL PROPERTY PART 7A

D NOT APPLICABLE
--
Describe all beneficial interests in real property held or acquired by you, your spouse, or a dependent child during the -
calendar year, If the interest was sold, also indicate the category of the amount of the net gain or loss realized from the sale.
For an explanation of 'beneficial interest' and other specific directions for completing this section, see FORM PFS--
INSTRUCTIOr-.J GUIDE.
1 HELD OR ACQUIRED BY ~ FILER ~ SPOUSE D DEPENDENT CHILD

--
STRE"T ADDRESS, INCLUDINGCITY, COUNTY I,NO STATE
2 STREET ADDRESS
101 Stablewood Court
D NOT AVAILABLE Houston, TX 77024
~ CHECK I" FILER'S HOME ADORESS
NUMBER OC LOTS OR ACRES AND NAI~E OF COUNTY WHERE LOCAT:'D

3 DESCRIPTION
1 lot
IZJ LOTS
Harris County
D ACRES
4 NAMES OF PERSONS Northern Trust Bank

RETAINII\JG AN INTEREST
D NOT APPLICABLE
(SEVERED MINERAL INTEREST)
5 IF SOLO
D NET GAIN o LESS THAN $5,000 D 55.000 - 59,999 0$10,000 - $24,999 o 525,000--OR MORE
D NET lOSS
HELD OR ACQUIRED BY ~ FILER ~ SPOUSE o DEPENDENT CHILD

--
STREET ADDRESS, If"ClUDING CITY, COUNTY ArK) STATE
STREET ADDRESS
156 N. 100 West
D NOT AVAILABLE Moab, UT 84532
D CHECK IF FILER'S HOME ADDRESS

NUMBER OF LOTS OR ACRES AND NAME OF COUNTY WriERE LOCATED
DESCRIPTION
1 lot
IZJ LOTS
Grand County
D ACRES
NAMES OF PERSONS
RETAINING AN INTEREST
~ NOT APPLICABLE
IF SOLO
D f,ET GAIN D LESS THAN 55,000 D 55000 - $9,999 0$10,000 - $24999 o SJ25,000--OR MORE
o NET lOSS

I
-- Software Versror. ' U.=
TX->-'FS
Texas Ethics
~ v Commission POBox 12070 Austin Texas 7871 1-2070
~
(512).163-5800 1-800-325-8506
INTERESTS IN REAL PROPERTY PART 7A

D NOT APPLICABLE
Describe all beneficial interests in real property held or acquired by you, your spouse, ora dependent-:child during the
calendar year. If the interest was sold. also indicate the category of the amount of the net gain or loss realized from the sale.
For an explanation of 'beneficial interest' and other specific directions for completing this section, see FORM PFS-
INSTRUCTION GUIDE.
1 HELD OR ACQUIRED BY [Xl FILER [ZJ SPOUSE D DEPENDENT CHILD

--
STR"ET ADDRESS, INCLUDING CITY, COUNTY AND STATE
2 STREET ADDRESS
134 N. 100 West
D NOT AVAILABLE
Moab, UT 84532
D CHECK IF FILER'S HOME ADDRESS
NUM3ER OF LOTS OR ACRES AND NAI~E OF COUNTY WHERE LOCATeD

3 DESCRIPTION
1 lot
[Xl LOTS Grand County
D ACRES
4 NArvlES OF PERSOI\JS
[Xl NOT APPLICABLE
(SEVERED fv11NERAL INTEREST)
5 IF SOLD
D NET GAIN
D LESS TH,ll,N S5,OOO D $5,000 - $9,999 o $10,000 - $24,999 o $25000--0R MORE
D NET LOSS
HELD OR ACQUIRED BY [Xl FILER [ZJ SPOUSE D DEPENDENT CHILD

--
STR"ET ADDRESS, INCLUDING CITY. COUNTY ANi) STATE
STREET ADDRESS
7555 Katy Freeway
o NOT AVAILABLE Houston, TX 77024
D CHECK IFFILER'S HOME ADDRESS
NUMBER OF LOTS OR ACRES AND NAME OC COUNTY WHeRE LOCATED

DESCRIPTION
1 lot
[ZJ LOTS 1 Condo Harris County
D ACRES
NAMES OF PERSONS
D NOT APPLICABLE
IF SOLD
D NET GAIN D LESS THAN $5.000 D $5.000 - 59,999 D S10.000 - 524.999 o $25,OOO--OR MORE
o NET LOSS
I
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512).163-5800 1-800-325-8506
INTERESTS IN BUSINESS ENTITIES PART 78

D NOT APPLICABLE
Describe all beneficial interests in business entities held or acquired by you, your spouse, or a dependent child during the
calendar year. If the interest was sold, also indicate the category of the amount of the net gain or Joss realized from the sale.
For an explanation of 'beneficial interest' and other specific directions for completing this section, see FORM PFS-
INSTRUCTION GUIDE
1 HELD OR ACQUIRED BY [Z] D

[Z] FILER SPOUSE DEPENDENT CHILD
NAI~E AN:J AD:JRESS

2 DESCRIPTION
D (check if Filer's Home Address)
BTEC Investments, LLC
8 Greenway Plaza, Suite 702

Houston, TX 77046
3 IF SOLD
D NET GAIN D LESS THAN $5,000 D $5,000 - $9999 D $10,000 - $24999 D $25000--0R MORE
D NET LOSS

TX-.:'>FS So tv.are Versro- ~ C.2
, =lhics Commission
Texas ~
p 0 BDi' 1?070
~ Austin Texas 78711-?070
~ ~. ~
- ~
(512\463-5800 1-800-325-8506
GIFTS PART 8
i
0 NOT APPLICABLE
Identify any person or organization that has given a gih WOW more than S250 to you, you, spouse, or a dependem cRild, and
describe the gift, The description of a gift of cash or a cash equivalent, such as a negotiaole instrument or gift certificate, must
include a statement of the value of the gift, Do nOI include: 1) expenditures required to be reported by a person required to be
registered as a lobbyist under chapter 305 of the Government Code; 2) political contributions reported as required by law: or
3) gifts given by a person related to the recipient within the second degree of consancuinity or affinity For more information,
see FORlvi PFS--II'-JSTRUCTION GUIDE
vvhen reporting information about a dependent chiid's activity, Indicate the child about whom you are reporting by
1 I-.lAMEAND ADDRESS
DONOR
fv1cNalr, BOb"
~~ T&,(4,. .... s
Reliant Stadium
2 Reliant Park
Houston, TX 77054
2 RECIPIENT
[?i] FILER o SPOUSE o DEPENDENT CHILD -
1
I
3 DESCRiPTION OF GIFT
i
I
c: Game Tickets
i NAME A~!D ,l\OllRESS

I
DONOR
From time to time Bili and Andrea Vvhite receive gifts or: behalf of the City, All are retained by
the City and are property of the City,
RECIPIENT
[Zl FILER o SPOUSE o DEPENDENT CHILD
DESCRIPTION OF GIFT
COPY AND ATTACH ADDITIONAL PAGES AS NECF:SSARY

1-800-3?;;-8~D6
Texas EthicS Commission POBox 12070 Austin,. Texa< 78 711-207C'
~
(512)463-5800 ~, ~
BOARDS AND EXECUTIVE POSITIONS PART 12

D NOT APPLICABLE
-
List all boards of directors of which you. your spouse, or a dependent child are a member and all execi:ttive positions you.
your spouse. or a dependent child hold in corporations, firms, partnerships, limited partnerships. limited liability partner
ships, professional corporations, professional associations, joint ventures, other business associations, or proprietorships
stating the name of the organization and the position held. For more information. see FORM PFS--INSTRUCTION GUIDE.
1 ORGANIZATION BJ Sevices
2 POSTITION HELD Board Member
3 POSITION HELD BY
[ZJ FILER D SPOUSE D DEPENDENT CHILD _ _
ORGANIZATION Greater Houston Community Foundation
--
POSTITION HELD Board Member
POSITION HELD BY
I [ZJ FILER D SPOUSE o DEPENDENT CHILD _ _
I
ORGANIZATION Houston Museum of Fine Arts
-
=1
POSITION HELD BY
D FILER [ZJ SPOUSE D DEPE:r~DENT CHILD _ _
ORGAf\IIZATION Houston A Plus
POSiTION HELD BY
D FILER [ZJ SPOUSE D DEPENDENT CHILD --
ORGANIZATiOI\J Expectation Graduation
POSITION HELD BY
D FILER [ZJ SPOUSE D DEPENDENT CHILD _ _

Texas Eihics Commission POBox 12070 Austin Texas 78711-2070 (512 1463-5800 1-800- 325-85D6
PERSONAL FINANCIAL STATEMENT

PARTS MARKED 'NOT APPLICABLE' BY FILER
Rather than printing a page for each Part the filer checked 'Not Applicable,' this page summarizes whether the
'Not Applicable' checkbox was checked for each Part, If the checkbox is checked next to a Part below, then no
pages for that Part should be present in the report, If a checkbox is not checked, then pages for that Part
should be present in the report,
D N/A Part 1A - Sources of Occupational Income
~ N/A Part 'I B - Retainers
D N/A Part 2 - Stock
D N/A Part 3 - Bonds, f\lotes & Other Commercial Paper
D N/A Part 4 - Mutual Funds
D N/A Part 5 - Income from Interest, Dividends, Royalties & Rents
D N/A Part 6 - Personai Notes and Lease Agreements
D N/A Part 7A - Interests in Real Property
D N/A Part 7B - Interests in Business Entities
D N/A Part 8 - Gifts I

~ N/A Part 9 - Trust lncorne
~ N/A Part iDA - Blind Trusts
~ N/A Part 1DB - Trustee Statement
~ N/A Part 11A - Assets of Business Associations
~ N/A Part 11B - Liabilities of Business Associations
D N/A Part 12 - Boards and Executive Positior.s
~ N/A Part 13 - Expenses Accepted Under Honorarium Exception
~ N/A Part 14 - Interest in Business in Common with Lobbyist
~ N/A Part 15 - Fees Received for Services Rendered to a Lobbyist or Lobbyist's Employer
~ N/A Part 16 - Representation by Legislator Before State Agency
~ N/A Part 17 - Benefits Derived from Functions Honoring Public Servant
~ N/A Part 18 - Legislative Continuances
T.>\-PFS Software VerSIC:-, ~1.ll.L:

Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506
PERSONAL FINANCIAL STATEMENT AFFIDAVIT
The law requires the personal financial statement to be verfied. The verfication page must have the signature of the
individual required to file the personal financial statement, as well as the signature and stamp or seal of office of a notary
public or other person authorized by law to administer oaths and affirmations. Without proper verification, the statement
is not considered filed.
I swear, or affirm, under penalty of perjury, that this financial statement

covers calendar year ending December 31, 2008. and is true and correct
and Includes all information required to be reported by me under chapter
572 of the Government Code.
Signature of Filer
FRANCES F DEARY
NOTARY PUBLIC
STATE OFTEXAS
EXPIRES 4-28-2012
AFFIX NOTARY STAMP I SEAL ABOVE
, "
Sworn to and subscribed before me by £.til 4).~ "'lo:U

this thec:t:+ day of ~ ,20Q:j,
to certify which, witness my hand and seal of office
Siqnature of officer adrmmslermo oath (1 Pnnted name of officer adrmrustennq oalh ' Title of officer adrru-ustennp oatil
TX-PFS Software Ve-sror- ~ C:.:

Bill White 2008 Financial Disclosure

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Bill White 2008 Financial Disclosure

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Texas Ethics Commission POBox 12070 Austin Texa "c

PERSONAL FINANCIAL STATEMENT PFS

NICKNAM~, LAST, SuFFIX

2 ADDRESS "";: ··~·/t

3 TELEPHONE AR~A CODE t·;UMBER' EXTi::.NSICJN

I [ZJ EI_ECTED O:=r:ICEf-~ _MAYOR OF HOUSTON (INDICftTI=.: O;=FICE)

0 EXECUTIVE H~:AO ---"

0 STATE PARTY CH)\IR (INDIC/\ TEO PARTY I

0 OTHER (I~"DICATE POSITION)

DEPENDENT CHILO 1 WILLIAM F. WHITE _

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

SOURCES OF OCCUPATIONAL INCOME PART 1A

NAME AND ADDRESS OF EMPLOYER! POSITION HELD

NAME AND ADDRESS OF EMPLOYER / POSITION HELD

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY

2 STOCK HELD OR ACQUIRED BY [Xl FILER [ZJ SPOUSE D DEPENDENT CHILD --

D 5.000 TO 9.999 o 10.000 OR MORE

[ZJ NET GAIN

STOCK HELD OR ACQUIRED BY [ZJ FILER [Xl SPOUSE D DEPENDENT CHILD - -

IF SOLD o NET GAIN

[Xl 5,000 TO 9,999 o 10.000 OR MORE I

IF SOLD o NET GAIN

STOCK HELD OR ACQUIRED BY [Xl FILER [ZJ SPOUSE D DEPENDENT CHILD - -

STOCK HELD OR ACQUIRED BY [Xl FILER [ZJ SPOUSE D DEPENDENT CHILD --

D 5,000 TO 9,999 o 10.000 OR MORE

[Xl NET GAIN

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

2 STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE o DEPENDENT CHILD --

D 5,000 TO 9,999 o 10.000 OR MORE

STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE o DEPENDENT CHILD - -

STOCK HELD OR ACQUIRED BY D FILER o SPOUSE 123

STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE o DEPENDENT CHILD

D 5.000 TO 9,999 o 10,000 OR MORE

STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE o DEPENDENT CHILD -­

IF SOLD o r~ET GAlt~

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

2 STOCK HELD OR ACQUIRED BY IX] FILER IX] SPOUSE o DEPENDENT CHILD -­

STOCK HELD OR ACQUIRED BY o FILER o SPOUSE IX] DEPENDENT CHILD - 123

STOCK HELD OR ACQUIRED BY IX] FILER IX] SPOUSE o DEPENDENT CHILD -­

STOCK HELD OR ACQUIRED BY IX] FILER IX] SPOUSE o DEPENDENT CHILD - ­

STOCK HELD OR ACQUIRED BY IX] FILER IX] SPOUSE o DEPENDENT CHILD - ­

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