Professional Documents
Culture Documents
Regina Roth
1. Introduction
Modern industry never looks upon and treats the existing form of a
process as final, Karl Marx observed in Volume 1 of Capital, concluding:
The technical basis of that industry therefore is revolutionary (Marx
[1867] 1983: 399). Writing the draft for a resolution of the International
Working Mens Association (IWMA) in August 1868, he added that the
development of machinery creates the material conditions necessary for
the superseding of the wages system by a truly social system of production.1
These quotes throw some light on the fundamental importance that Marx
attributed to technical change in his analysis of capitalist production.
Asking for the sources of this position, we find that it was a result of a longterm examination of machinery by Marx. To trace back these sources we
should look at more than only Marxs published works because they do not
provide a very broad foundation from which to judge his work. As is
generally known, Marx himself only published the first volume of Capital in
1867, amended twice in the second and French editions between 1872 and
1875. Further publication of additional volumes became the task of
Address for correspondence
Regina Roth, Berlin-Brandenburg Academy of Sciences and Humanities, Marx
Engels-Gesamtausgabe (MEGA), Jaegerstrasse 22/23, Berlin D-10117, Germany;
e-mail: roth@bbaw.de
A first draft of this paper was presented at the ESHET conference in Thessaloniki in
April 2009.
1 Resolution of the General Council of IWMA, proposed by Marx on 11 August,
1868 (Marx and Engels [186771] 2009: 587). This was the second proposition,
the first stating a growing exploitation of working people through modern
industry. The IWMA had put the influence of machinery in the hands of
capitalists on the agenda of the congress in Brussels in September 1868. (See
below section 6)
The European Journal of the History of Economic Thought
ISSN 0967-2567 print/ISSN 1469-5936 online 2010 Taylor & Francis
http://www.tandf.co.uk/journals
DOI: 10.1080/09672567.2010.522239
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Capital, Book 2
Manuscript material
Printed versions
Capital, Book 3
Manuscript material
Printed version
1857/58
186163
MEGA2 II/1
MEGA2 II/3
MECW 2829
MECW 3034
1859
MEGA2 II/2
MECW 29
1863/64
1871/72
1877
1867, 1872,
187275, 1883,
1890
1887
MEGA2
MEGA2
MEGA2
MEGA2
MECW 34
MEGA2 II/10
MEGA2 II/9
MECW 35
1865
1867/68
186881
1884/85
1885, 1893
MEGA2
MEGA2
MEGA2
MEGA2
MEGA2
II/4.1
II/4.3
II/11
II/12
II/13
MECW 36
1864/65
1867/68
187181
1894
MEGA2
MEGA2
MEGA2
MEGA2
II/4.2
II/4.3
II/14
II/15
MECW 37
II/4.1
II/6
II/8
II/58,
Moreover, the MEGA also presents texts not easily available, such as
the several editions of Book and Volume 1 that Marx had published up to
1875.
Some of the earlier manuscripts as presented in the MEGA have
been used as textual basis for the MarxEngels Collected Works (MECW),
namely the full Manuscript 186163 and the so-called Sixth Chapter from
1863/64 on the results of the immediate production process.
To get an overview on where to find what in the MEGA and in MECW see
Table 1.
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2008b).11 They show, first of all, that Marx was never content with what he
had written: he started five drafts of his first chapter, and added four
fragments to the same subject, each of them with numerous changes within
each text. He tried several ways to deal with his problems, with words as well
as with numerical examples, variables and numbers; for example, when
discussing the reproduction process or the substitution of constant capital
in the section creating means of production on the level of social capital.
To examine the conditions of the turnover of capital he developed
different models to deduce patterns for the turnover of capital over time.
To do this he listed 22 tables to trace the development of this turnover with
varying working and circulation periods.12 In more than one case Marx was
in midst of deciding which concepts and terms to use for his many
categories. Sometimes he seemed to be experimenting with them. In one of
his manuscripts for instance, he reflected on using flussiges Kapital [liquid
capital] or Betriebskapital [business capital] instead of circulating capital
(Marx 1867/68, IISH, MarxEngels-Collection, A 76: 56). At the same time,
the term circulating capital was also used with different meanings: as
superordinate concept of the ever changing form of capital within the
circulation and production process, as the opposite of fixed capital, or as
what the Physiocrats called avances annuelles.13
In contrast to the many beginnings, Marx once wrote a single first draft
for an analysis of expanded reproduction. It is to be found in his last
manuscript, dating from 1877 to 1881 (Marx [186881] 2008b: 790825.)
Here he also wrote down more than one schema to trace the development
of the different departments during the process of reproduction and
accumulation, sometimes identifying new questions he wanted to deal with
(Ibid.; see also 87381.) Sometimes he seemed to be discouraged by
calculation errors and dropped the subject. This may also be seen in the
important part of his last manuscript where Marx developed some
hypotheses and numerical examples in an attempt to describe a process
of accumulation. Often in his manuscripts, at least in those which were not
written with a view to publication, Marx unlike modern economists did
11 Some drafts dating from 1867/68 are still missing. They are currently prepared
to be edited in the forthcoming MEGA-volume II/4.3. I would like to thank CarlErich Vollgraf for having drawn my attention to the following points on Book 2.
12 In one of them he mixed up two models. Engels tried to simplify the
presentation by reducing the number of these tables but he also was not
completely consistent with his version which was criticized in later editions
(Mori 2004).
13 Engels decided to introduce another term, Zirkulationskapital [circulating
capital] for the superordinate concept (Marx [1885] 2008a: 5168). For a
different approach of Marx to the schemata of reproduction, see Mori 2009.
1228
not explicitly state the premises for his numerical examples. This could be
one reason for mistakes in his examples and discontinuing works without
identifying them. (Ibid.: 81014.)14 Only Engels saw that these schemata
could be easily corrected which he did in the printed version in 1885
neither mentioning the mistakes in the original nor hypotheses or
conclusions resulting from these examples. At the end of his example he
just stated that total capital and total surplus value had grown. However, his
example made it possible to interpret Marx as a forerunner of
considerations on balanced growth. (Marx [1885] 2008a: 4747, 5435.)
It also appears to be noteworthy that this last manuscript, covering 77
pages, can hardly be called a draft written for publication, being rather more
a compilation of ideas and arguments written down before they were
forgotten. The text was poorly structured, his first heading being Ch[apter]
III) b[ook] II) probably added in a later phase of writing (Marx [186881]
2008b: 698 and 1609). Instead of using headings Marx often separated his
various thoughts by long horizontal lines. The two other headings found start
with anticipated . . .. They indicate that Marx wanted to add these parts to
other drafts, either already existing or still to be written. The first quarter of
the text resulted from Marxs encounter with the writings of Eugen Duhring
in 1877/78, undertaken to support Engels in writing his Anti-Duhring (Engels
[1878] 1988); it is unclear exactly when he continued to write down the rest
of the manuscript (Marx [186881] 2008b: 1610).
All drafts and material written for Book 2 taken together leave several
questions open: an elaboration of the analysis of expanded reproduction
including the question of growth and crises in capitalist production, an
examination of how constant capital in the section creating the means of
production is substituted, and a consideration of the role of money in the
reproduction process. None of those manuscripts was suitable as a proper
draft for Book 2, a fact that became clear to Engels when he filed the
manuscripts after Marxs death.
More fragmentary still was the state of Book 3. A rough draft of the whole
book existed, dating only from 1864/65, containing severe deficits and gaps
(Marx [1864/65] 1992). Marx thought on paper. This meant that he made
postulates or expressed intentions (e.g. in the beginning of a paragraph or
chapter) that did not prevent him from changing his premises when, in the
course of his examination, he found additional evidence or material
contradicting them. Thus, within his fifth chapter, he began a point on
14 In this case he used a surplus value of 700 instead of 750 as well as a smaller
organic composition for the additional capital, 3 : 1 instead of 4 : 1 (Marx [1868
81] 2008b: 878). For earlier manuscripts with numerical examples, see Marx
([1864/65] 1992: 4107); Marx and Engels ([187195] 2003: 8150).
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credit and fictitious capital and started with the statement that he would
refrain from an analysis of the real movement of the credit system and the
instruments it creates. In the pages to follow he nevertheless gathered
much material with regard to the credit system, including numerous
excerpts that presented only a collection of ideas and facts still awaiting full
interpretation. (Marx [1864/65] 1992: 469; see also 431 and 853) Later on,
he indicated more than once that this same fifth chapter should be the
chapter on credit. (Marx to Engels, 30 April 1868; Marx and Engels [1875
82] 1985: 443) Moreover, he stated in a later manuscript that capitalist
production needed credit for development after having considered in the
French edition of the first volume that credit developed into an immense
social machinery to centralise capital15. (Marx [186881] 2008b: 335;
[187275] 1989: 547; see also Vollgraf 2004: 1316 and 22) These facts later
convinced Engels to change the sentence from Marxs manuscript in that a
detailed analysis lay outside the plan of this work (Marx [1894] 2004: 389;
emphasis added). In other cases, Marx had also modified his plans; for
example, when he included a long chapter on ground rent in his rough
draft 1864/65 instead of dealing with it in a separate book (Marx to
Ferdinand Lassalle, 22 February 1858) or using it in his manuscript as an
illustration for the distinction between value and production price (Marx
[186163] 197682: 1861). This also applies to the world market or share
capital. In 1858 he envisaged dealing with these topics in separate books,
but in his later years he might have thought, as Vollgraf suggests, of
including them at least various considerations on them into Capital
because he might have not enough time to write separate books on them
(Vollgraf 2004: 134). Moreover Marx, as in other manuscripts, wrote down
numerous thoughts, commentaries or even bibliographical data regardless
of whether they were appropriate for the subject he was dealing with or not.
He used horizontal lines or square brackets to separate them from the
surrounding context.
The vast majority of the later manuscripts on Book 3 deal more or less
with problems from the first chapter on the correlation between surplus
value and profit.16 There were two key questions that occupied Marx: the
transition of categories on the level of value to categories on the level of
prices; and the laws that determined the movement of the rate of profit.
Therefore, Marx wrote at least four additional drafts for another beginning
15 In the edition from 1867 Marx still spoke of a specific machine for the
concentration of capital (Marx [1867] 1983: 505; Vollgraf 2004: 22).
16 The manuscripts from 1871 to 1878 are to be found in Marx and Engels ([1871
95] 2003; MEGA2 II/14). Missing here are still some drafts from 1867/68 that
are going to be edited in MEGA2 II/4.3.
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to Book 3 and he intensely studied the movement of the rate of profit and
the main factors determining this movement. Changes in wages, in the
length of the working day or in the intensity of labour were important, as
were technical progress and its influence on quantity and price of constant
capital. Marx explored these changes by calculating numerous examples,
keeping one or more of the determining factors variable capital, constant
capital, total capital, surplus value, rate of surplus value, profit, rate of profit
or the turnover of capital constant while varying the others. A second
subject not completed in 1864/65 was the analysis of ground rent. Marx
himself made notes for rearranging the text of this chapter to give it a more
detailed structure as well as a summarising section on the transformation
of surplus value into rent (Marx [1864/65] 1992: 81617). A third subject
remaining open in many ways was, as just mentioned, was that of credit,
interest, money and capital. This state of the manuscript was one of the
main reasons why Engels needed 10 years to finish his edition.
The enumeration of the extra manuscript material on his three books on
Capital emphasizes a first point: Marx was a master of revision. This is
confirmed by several of Marxs statements, for instance, when he says that
the final revision was still pending as he wanted to decide what should be
kept for the official presentation and what should be omitted (Marx
[1864/65] 1992: 83; 1867/68, IISH, MarxEngels Collection, A 76: 3).17 Or
when, in early 1866, he told Engels that his manuscript for all three books
of Capital was ready, but again, within the same breath, Marx qualified
this news because no one could publish this manuscript except he himself
(Marx to Engels, 13 February 1866).
A second point I want to stress is that the MEGA offers more material
than other editions, not only regarding the manuscripts mentioned above
but also with other types of written material. If we look at the material
gathered in the MEGA we find examples of several distinct levels of
communication. We may think of manuscripts on a first level as witnessing
the communication between the author with himself and with his
potential readers. On a second level, his letters give us notice of what
he talked about to the people around him. And, on a third level, there is
the vast part of his legacy that documents Marxs discourse with authors of
his time: his excerpts, the books he read and his collections of newspaper
cuttings.
17 Already in 1858, in a letter to Ferdinand Lassalle from 22 February, Marx had
admitted: [. . . ] no sooner does one set about finally disposing of subjects to
which one has devoted years of study than they start revealing new aspects and
demand to be thought out further See also Marx to Carl Leske on 1 August 1846
or Marx to Nikolai Danielson on 13 December 1881.
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As we have seen above, Marx left his manuscripts for the missing
books of Capital rather unfinished. This left a margin to Engels, which
he used in structuring and revising passages when compiling the printed
versions of those books out of Marxs papers, in many cases for the use
of the reader. Comparing the drafts from Marx and the printed versions
from Engels18 there are many differences to be found, and in some
cases they turn out to be shifts in emphasis between the author Marx
and the editor Engels.
Some indications for such a shift might be discerned in the third chapter
on the law of the tendency of the rate of profit to fall in Book 3 of Capital,
which is, in a certain way, also connected to the discussion of technical
change (see Section 5). First, it was Engels who structured this chapter
Marx had left those 40 handwritten pages with only few clues useful for
such a structuring, namely when he numbered several paragraphs and/or
emphasised their beginnings: for example, with the six counteracting
influences (Marx [1864/65] 1992: 3019). Yet it was Engels who
identified the text of Marx as providing some general considerations
within the development of the laws internal contradictions, and Engels
chose to close this point with the sentence that this process would entail
the rapid breakdown of capitalist production (Marx [1894] 2004: 243 and
10778; [1864/65] 1992: 315; see also Heinrich 2001: 360). By the way,
this passage is the only one in Book 3 where the term breakdown of
capitalist production is used. Breakdown or collapse as Marx would
have said19 is rarely chosen, and if so then in connection with prices or
credit.
Second, Marx had included in his manuscripts many passages in square
brackets indicating that what was to follow had to be thought over once
again, or be it with regard to the contents, be it with regard to the place
where to discuss the argument. In such a passage, Marx considered in
which conditions the rate of profit could remain constant or even rise.20 He
remained mute about the probability of such conditions and judged them
18 This has become easier with the edition of all drafts, treatises and notes left by
Marx and the printed versions compiled by Engels in the MEGA. First there are
the texts, but second there are several means of facilitating such a comparison:
particular lists defining the origin of passages in the printed versions, comparing
headings and structure, or listing additions made by Engels and textual
differences between the versions of Marx and Engels.
19 In this case, Marx had used a term not very common in his manuscript: zum
Klappen bringen which might be translated as being folded (Marx [1864/65]
1992: 315). So the term breakdown of capitalist production was, in a way, a
formulation of Engels.
20 I would like to thank Heinz D. Kurz for having drawn my attention to this and
the next point.
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rent, where Marx had considered different ways of structuring his thoughts
and arguments. Thus, without being conclusively proven it appears that
Marx had some doubts as to the validity of the law on the falling rate of
profit.23 Engels, on the other hand, preferred distinct expressions and
therefore in some cases, did not seem to balk at sharpening Marxs
formulations as long as they were in the spirit of the author, as he
understood it (Marx [1885] 2008a: 8; for further evidence see Vollgraf
2004: 2729).
Kenji Mori has drawn attention to another example of Marxs way of
submitting his analysis to a careful examination that is only to be found in
the manuscripts of Marx, and not in the printed version presented by
Engels. In Manuscript II, dedicated to the reproduction process in Book 2
of Capital, Marx developed a very detailed reproduction model comprising
of not two but six departments, discussing the transfer of products between
the departments and the money necessary for these transfers, the way in
which the surplus value is realized in the different departments and the
conditions for an equilibrium between these departments. Marx also asked
the question how these processes functioned after the equalization of the
rate of profit. After a few lines he broke off and left this problem to later
examination, which did not take place (Marx [186881] 2008b: 495; [1885]
2008a: 5403; Mori 2009).
24 More details might be seen looking at the marginalia in the copy of Ures two
volumes in French that Marx had in his private library. This copy shows a lot of
marks within the text and in the margins with different types of pencils which
have not yet been evaluated in detail (MEGA2 IV/32 1999: No. 1343).
25 Incidentally, along with this Marx replaced the somewhat opaque notion
technological composition of capital in the beginning of Chapter 23 just by
composition (Jungnickel 1987: 223).
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Fielden described the increasing demand for children as labourers and the
abuses they had to suffer in his Curse of the Factory System (Muller 1992: 277
8, 286seqq.; Marx [1851] 1991: 104seqq. and 43seqq.).
One of the main interests of Marxs analysis of capitalist production was
to identify the major causes of why the industrial revolution started in the
eighteenth century in Great Britain. Muller concludes that Marx, in his
excerpts from 1851 on German technology, did not come to a satisfying
result, neither with his studies on technical processes nor on the historical
development of those inventions (Muller 1981: CIseqq.).
Marx returned to his studies on machinery only in 1856. He started a
collection with the intention of gathering material on money, credit and
crises out of his excerpts. There he also noted some excerpts from the
German edition of Ures Technisches Worterbuch and Poppes Geschichte der
Technologie, referring to physical properties of gold for coins (Muller 1981:
169 and LXXXV). Some pages before this he had also noted earlier
excerpts from two other books he had read in 1850 on questions of coinage
(IISH, MarxEngels-Collection, B 75: 24; for 1850, see Marx [184951]
1983: 214seqq.). In his first effort to write down the outlines of his
economics in 1857/58 in the so-called Grundrisse, Marx made some use of
his excerpts, not in a systematic way but rather with a few more or less
widespread remarks on the question of machinery and technology.27
At the beginning of the 1860s Marx envisaged starting with a
systematization of his considerations on the role of machinery in the
economy. In a notebook he collected quotes from his earlier excerpts
under different topics, calling them his Citatenheft (notebook of quotes).
He chose two headings for his excerpts on machinery, first Productivity of
Labour (Winkelmann 1982: 95seqq. and CXXVIIVIII) and second M)
Machinery (Muller 1992: 329seqq.). In the first, Marx gathered four quotes
from Babbage out of his notebook from 1851 along with other quotes from
Adam Smith, shortening them to the essence of machinery and division of
labour as he then saw it (Winkelmann 1982: CXXXVIIVIII). In the
second, he also started with a collection of quotes, referring to the social
effects of machinery. Most of them warned that machines would decrease
the demand for labour and in fact increase the length of the working day,
by more shifts or overtime. Marx then continued with the economic and
social effects presented by Peter Gaskell, now turning to write down a sort
of essay on the development of weaving in the wake of the introduction of
27 Marx quotes Ure (Marx [1857/58] 2006: 569/70) and Babbage (Marx [1857/
58] 2006: 257, 291, 480, 569, 597) from the early note-books as well as Poppe
(Marx [1857/58] 2006: 718) and Gaskell (Marx [1857/58] 2006: 478, 697) from
the Londoner Hefte.
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spinning mills, thereby, as Muller points out, arguing for the machine as a
distinguishing element of capitalist production, a position Marx did not
adhere to in other contexts or even rejected. In later manuscripts, he
changed his mind and did not make use of this essay, but only of the
quotes from the other authors. (Muller 1992: 308seqq. and 331seqq.).
At the same time, Marx also made new excerpts of many books in a
notebook carrying the title Political Economy Criticism of.28 He had
already read numerous books earlier; that was the case with Babbage, whose
work Marx now read in the first English edition from 1832. These excerpts
appear to have been noted after those in the Citatenheft. Marx again
noticed Babbages distinction of three categories of machines; his other
excerpts cover various topics that were not considered in the early notes.29
The early 1860s may be interpreted as a turning point in Marxs
treatment of the role of technical change. Early on he had been aware of
the existence of this subject and also perhaps of its latent potential;
however, he had treated it only in relation to his purely economic
questions. But then his interest in technical change and in technical
processes in general grew considerably and so did his will to deal with
machinery, factories, modern industry and industrial revolution. In his
Manuscript 186163 Marx developed the presentation of relative surplus
value and, in this context, he considered treating technical aspects in a
more detailed way; in his letter to Engels from 28 January 1863 he talked of
a section on machinery. To do this Marx re-evaluated his excerpts from
1851 and made intensive use of them in his manuscript. Most of the markups to be found in his excerpts date from this period (Winkelmann 1982:
CXXVIVII; Muller 1981: LXXXVIIseqq.). Marx drew on Babbage and his
views on the cost of technical innovations (Marx [186183] 197682: 3056,
1681 and 1867)30 and on conditions for the development of machinery as
an element which revolutionises the mode of production and the relations
of production ([186163] 197682: 1914). He started with Babbages
definition of the machine as the union of several simple tools driven by a
common power. Then, looking for the causes of industrial revolution, Marx
28 IISH, MarxEngels Collection, B 91 A. The notebook carries the notion Heft VII,
because Marx had used its first 63 pages to write down the last part of the Grundrisse
written in seven note books (Hefte). (IISH, MarxEngels Collection, A 49.)
29 IISH, (MarxEngels Collection, B 91 A: 1845) and Winkelmann (1982:
101seqq. and CXXVIIIIX). Marx did not use the fourth edition from 1835
already available. The French edition that he had read in 1845 had been a
translation from the third English edition from 1833 (Winkelmann 1982:
CLXXXVII, footnote 11).
30 Marx used examples of Babbage for the devaluation of new machines in the
wake of improvements and for the costs due to the maintenance of machinery.
1238
added a historical examination of how machines from the textile and other
industries had developed since the Middle Ages, especially quoting Poppe31
(Marx [186163] 197682: 1915, 191825, 192835 and 1940.)
He also spotted new sources of information on the technical principles of
machinery because he aimed to elaborate on the conditions for inventions
and development of machinery. Once again he dived deep into his
research reading and taking extensive notes out of the second volume of
The Industry of Nations, a compendium on machines that had been
presented at the world exhibition in London in 1851. Decisive parts of it
were probably written by James Nasmyth, a distinguished inventor and
mechanical engineer.32 Another source was Robert Willis, an inventor and
professor of mechanical engineering and pivotal in the education of
applied mechanics. Marx attended one of the lectures Willis gave to
workers in his Government School of Mines in Jermyn Street, London.
Marx concentrated on manufacturing technology, a branch of machinery
that would become vital to the development of industry and economy, and
he gained remarkable insights into the nature of machine technology as
Paulinyi observes (Paulinyi 1998: 23seqq.). However, these studies also
reveal Marxs genuine interest in technical processes, instruments and
procedures (Marx [186183] 197682: 193549 and 197988.) Later on, in
spring 1863, Marx turned again to the five-volume collection of Johann
Beckmann on the history of inventions since the Middle Ages, at the time
more extensively read than in 1851.33
Already in his Beihefte, a collection of notebooks with numerous new
excerpts from literature that Marx stored for the writing of Capital in spring
1863, there are traces to be found from another subject on which he would
spent a lot of time on in the years to follow: agricultural chemistry and its
repercussions on farming. In Beiheft D some first excerpts appear from
ber Theorie und Praxis in der Landwirthschaft, published in
Justus v. Liebigs U
1856 (IISH, MarxEngelsCollection, B 93: 3740). Marx then, in 1865/66,
filled a voluminous notebook while writing his first draft of Capital Book 3,
especially regarding its sixth chapter on the transformation of surplus value
into ground rent. As a consequence, the part on ground rent became
almost long enough to be a book in itself (Marx to Engels, 13 February
31 Marx mainly used Poppes Geschichte der Technologie; he did not draw on the
remaining treatises from Poppe, which he had also read in the 1850s (Muller
1981: 347).
32 Nasmyth also promoted his and others findings in Remarks on the Introduction of
the Slide Principle in 1841 (Paulinyi 1998: 312).
33 The excerpts are to be found in the so-called Beiheft D (Muller 1994). Marx
noticed some examples for the displacement of workers by early machines and
also details of the improvements for mills in early centuries and societies.
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1866). Among the excerpts on the economic and social condition of rural
economies in different countries many of them were used in this sixth
chapter there are about 100 pages dedicated to Justus v. Liebig. Marx was
interested in information on the relationship between agricultural methods
and crop yields, in particular the effects and costs of modern ways of
fertilizing soil compared with older ones such as crop rotation or drainage,
or Liebigs considerations on the feeding of the population.34 On 13
February 1866, Marx explained to Engels that the recent works of Liebig
and other chemists were more important for the question of ground rent
than all economists together.35
In his first Volume of Capital, Marx devoted about one-sixth of his
presentation to Machinery and Modern Industry. His extensive studies
during the past 20 years had left their mark, namely his excerpts from
Charles Babbage and Andrew Ure. Yet to evidence the social effects of
machinery on labouring people he had consulted more recent sources,
mainly reports from parliamentary enquiries and from inspectors of
factories (Winkelmann 1982: LXXXIXseqq., CVI and CXXXVIseqq.). Still
after the publication of his first Volume of Capital in 1867, Marx continued
his detailed studies on improvements in agriculture, now reading several
books by Carl Fraas.36 In one of them, Klima und Pflanzenwelt in der Zeit, he
provided evidence for the destructive impact of cultivation in general, as
Marx pointed out in a letter to Engels: The first effect of cultivation is
useful, but finally devastating through deforestation, etc. [. . .] The
conclusion is that cultivation when it proceeds in natural growth and is
not consciously controlled [. . .] leaves deserts behind it, Persia, Mesopotamia,
etc., Greece (Marx to Engels, 25 March 1868).
In the last decade of his life, along with his political engagement in the
international labour movement and his continuing efforts to manage Books
2 and 3 of Capital, Marx started a new phase of comprehensive studies
leading him in diverse directions. Many of them had their origins in the
gaps and questions left open in Capital mentioned above. Money, credit
and banks were on his agenda, just as were ground rent and landed
34 IISH, MarxEngels Collection, B 106: 29135. Marx read Liebigs Einleitung in die
Naturgesetze des Feldbaus and Die Chemie in ihrer Anwendung auf Agricultur und
Physiologie, both from 1862. See Marx ([1864/65] 1992) for the first draft of
Capital, Book 3.
35 See also Marx to Engels, (3 January 1868): I would like to know from
Schorlemmer what is the latest and best book (German) on agricultural
chemistry. [. . . ] For the chapter on ground rent I shall have to be aware of the
latest state of the question at least to some extent.
36 IISH, Marx-Engels-Collection, B 107, 111 and 112. He also re-read Poppes
Geschichte der Mathematik (ibid. B 107: 3).
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made, but more materials were needed to produce the machine: the
organic composition had to rise in this case.39
In fact, Marx did mention the counteracting savings of means of
production, particularly of raw materials.40 He dealt with such savings in the
third book of Capital, and defined them as a countertendency to the fall in
the rate of profit because, while the value of raw materials may fall
considerably, quantities used in production might increase. Within these
considerations Marx also noted that there were factors limiting this
countertendency, which seems to be a repercussion of the passage on the
restricted cheapening of raw materials primarily organic raw materials
in the earlier Manuscript 186163 already quoted by Schefold.41 This is also
an example for Marxs method to balance reasons and arguments very
carefully. In 1864/65 Marx wrote:
[It should be taken into account . . .] that the value of the constant capital does not
increase in the same proportion as its material volume is growing [. . .] E.g. the
quantity of cotton [. . . ] It is the same with machines and other fixed capital, [[Again,
there are also counteractive causes; prices of certain animal or plant products
increasing]]42 coal etc. (Marx [1864/65] 1992: 305; my translation)
It could be noteworthy that this passage in square brackets was one that
Engels left out in the printed version of the third book of Capital, (Marx
[1894] 2004: 233 and 954.) Although he knew Manuscript 186163 since
1884/85, there is little evidence that Engels knew of the passage in which
Marx clearly argues that
[. . .] capitalist production has not yet succeeded, and never will succeed in mastering
these processes [i.e. animal organic processes] in the same way as it has mastered
purely mechanical or inorganic chemical processes. (Marx [186163] 197682:
1809)
Regina Roth
compiled a table of contents for it using the entries that Marx had left on
the covers of those notebooks. Having deciphered the third book up to
page 230 Marxs observation being on page 217 Engels declared in a
letter to Laura Lafargue from 8 March 1885 that the essential part of this
manuscript had already been dealt with in this older Manuscript 186163.
However, it is open to question whether Engels spotted the passage on the
limits of organic raw materials possibly because it is found in a discussion on
Cherbuliez in the later part where Marx resumes his elaboration of Theories
on Surplus Value, and not in the part dedicated explicitly to capital, profit
and the rate of profit.43 In his presentation in Capital, Marx specified
another countertendency to the falling rate of profit, the increased
exploitation rate resulting from the introduction of new machines. It marks
another controversial issue with view to technical change and the falling
rate of profit that can only be mentioned in passing here (Elster 1983: 181;
Marx [1864/65] 1992: 3025; Heinrich 2001: 32770).
How did Marx make use of his excerpts in his manuscripts? First, he used
a historical approach to trace the conditions in which cooperation and
mechanisation developed into a new system based on the production of
machines by machines. Starting with the definition of a machine by
Babbage, he examined the development from tool to machinery combining
the observations of the technical movement since the Middle Ages made by
Poppe with more modern developments, such as the slide-rest and the
steam-hammer, discussed in the Industry of Nations. In consequence, Marx
spotted the increasing number of working machines as the decisive factor
of the Industrial Revolution in the eighteenth century, not steam power as
he had emphasized in earlier writings and was widely assumed in Marxs
time (Marx [1872] 1987: 362seqq.; Paulinyi 1998: 12, 24 and 345). He also
stated that the revolution of working methods in one industry caused
similar transformations in other industries (Marx [1872] 1987: 3745).
Second, the excerpts emphasize the fundamental importance that Marx
attributed to science for the growth of productivity, making it a decisive
productive factor without suggesting a complete dependence of science
from economic needs. This aspect has already been addressed by
Rosenberg (1974); and Ricoy added that, apart from science, the
accumulation of practical experience proved to be essential for the development of machinery (Ricoy 2003: 51 and 613).44 Marxs considerations
43 Marx and Engels ([187195] 2003: 3456, 10223); Marx ([186163] 197682:
1544 and 1802).
44 For instance, Marx singled out a new principle for the improvement of working
methods; namely, the principle of dividing any process into its constituent
phases or components, essential for any natural or mechanical science (Marx
[1872] 1987: 442, 410 and 465).
1244
45 It could be useful to know that in these lists Marx also noted that his analysis
of the origin of the capitalist mode of production should be limited to
Western European countries. Marx had revised his presentation in the French
edition, 187275, and confirmed this view in his letter to Vera Zasulich from
8 March 1881. Anderson has pointed out that this modification was
disregarded in the third and in the English edition arranged by Engels
(Marx [1883] 1989: 17 and 670; [1872] 1987: 646; [187275] 1989: 634;
Anderson 1983).
46 Marx points out that for workers, the effects of an economic crisis would be
aggravated by the introduction of machines; he quotes an example from the
American cotton industry during the War of Secession. He presents a
statistic showing that new machines have caused an enormous process of
concentration within the cotton industry during the war and have led to the
dismissal of more than 50,000 workers (Marx [1883] 1989: 8; [187275]
1989: 374).
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Regina Roth
the above, mentioned congress that the General Council adopted in the
meeting of 11 August. Instead, the resolution dealt exclusively with the
difference between the capitalists despotism & extortion when used by
capitalists and the material premise for the abolition of wage-labour. This
was reminiscent of the distinction between a machine as such and a
machine in the hands of the capitalist in Capital (Marx [1867] 1983: 375).48
All of the delegates to the congress at Brussels agreed that the introduction
of machinery tended to be less advantageous for labourers than for
capitalists, stressing the lowering of wages and the dismissal of workers. The
commission accepted the resolution proposed by the General Council.
(Marx and Engels [186771] 2009: 18846).
7. Conclusion
Shortly before the publication of Volume 1 of Capital, Engels worried: I
had really begun to suspect from one or two phrases in your last letter
that you had again reached an unexpected turning-point which might
prolong everything indefinitely. (Engels to Marx, 7 August 1865).
Current editions of his work appears to confirm Engels worries and
show Marx as a master of revision, his eyes open for new sources and
other views on his economics. He often looked for several ways to
resolve a problem, not always being adequately satisfied with the solutions
he found. This can be seen in his unpublished papers that make up a
large part of his legacy. Regarding technical change, we may observe that
Marx started his enquiry focusing on the social effects of machinery:
namely, on the dismissal of workers, and a wide-ranged deterioration of
working conditions. Apart from that he also examined the relation of
machinery to economic aspects. In his later studies he included the
development of machinery in history and developed an interest in how
the technical devices functioned, in other words, in the more technical
aspects. Moreover, he also took agriculture into account and the
improvements that natural sciences findings offered for the cultivation
of soil and the breeding of cattle. However, there is another side of the
coin to Marxs openness. He sometimes drifted away from his primary
questions and subjects, and discovered new areas of research. This may be
seen in his excerpts of the early 1850s as well as in those of the 1870s
where he, besides exploring political economy, plunged into extensive
48 Speaking at the congress in Brussels, Friedrich Lessner referred to Marxs
Capital. In the proceedings there are no details as to the passages Lessner quoted
(La Premie`re Internationale 1962: 297).
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Regina Roth
Acknowlegements
I would like to thank Jurgen Herres, Heinz D. Kurz, Bertram Schefold and
three anonymous referees for helpful comments and suggestions, and
James Gay and Ian Whalley who checked the English. The responsibility for
the text rests, of course with the author.
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Abstract
Karl Marx is well known for sharply criticizing the social effects that
technical change had on the employment and the working conditions of
the labourers. At the same time, he was fascinated by the revolutionary
power that technical innovations offered and assigned such innovations to
play a prominent role in the development of modern society. We may
explore the origin and development of his views in greater detail referring
to the whole of his legacy, not only to his writings but also to his numerous
excerpts from the technological literature of his time.
Keywords
Karl Marx, technical change, industry, agriculture, working method
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