Professional Documents
Culture Documents
or presuppose, views about names, signification, truth, or falsehood; others are extended discussions of important
themes of philosophy of language.
It is impossible, within the limits of this essay, to follow all the leads. I focus on three topics. The first is the linguistic
dimension of the theory of forms; the second is the discussion of names in the Cratylus, Plato's only dialogue almost
completely dedicated to linguistic themes; the third is the examination of semantic and ontological issues in the Sophist,
whose linguistic section (259d9264b10) presents Plato's most mature reflections on statements, truth, and falsehood.1
Are there forms corresponding to every predicative expression? The case for
Several considerations suggest that for every predicative expression there is a corresponding form:
1. In the Phaedo, in the context of his earliest extensive presentation of the theory of forms, Plato says that each of
the forms exists and the other things that partake of these derive their names from these themselves [autn toutn
tn epnumian ischein]2 (102b12; cf. 78d1078e2, 103b5103c2; Prm. 130e5131a2, 133c8133d5; Ti. 52a47;
Arist. Metaph. A6, 987b910).
2. In Republic X, Socrates announces that he will begin his inquiry by the usual method, whereby he is
accustomed to assume that each form [eidos hekaston] corresponding to each set of many things [hekasta ta
polla] is one, in which case we apply the same name to the many things [sc. as to the form] (596a68).
3. In the Meno, Socrates adduces the fact that you address these many things [sc. roundness and the other shapes]
by a single name [sc. shape] (74d56) as a reason for believing that there is a single item that occupies (74d8)
all shapes and has shape as its name (74e11).
These texts induce some commentators to attribute to Plato the view that for every predicative expression there is a
corresponding form.3 for the sake of precision, let me pin down the terminology: a form F corresponds to a predicative
Page 1 of 18
PRINTED FROM OXFORD HANDBOOKS ONLINE (www.oxfordhandbooks.com). (c) Oxford University Press, 2015. All Rights
Reserved. Under the terms of the licence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford
Handbooks Online for personal use (for details see Privacy Policy).
Subscriber: University of Glasgow; date: 01 November 2015
Are there forms corresponding to every predicative expression? The case against
In the Politicus (262a3263b12), Plato denies the existence of a form corresponding to barbarian (i.e., nonGreek
human being). In the Parmenides (130b1130e3), the young Socrates, after endorsing the existence of the forms like,
one, many, just, (p. 219) beautiful, good, and everything of that sort, hesitates to admit the forms man, fire, and water
and is disinclined to accept forms of undignified things like hair, mud, and dirt. Parmenides comments that philosophy has
not yet gripped the young Socrates as it will later, when he will not despise the items last mentioned. To be sure, one
must be cautious in using the Parmenides as evidence for reconstructing Plato's own earlier views. Nevertheless, it is not
unreasonable to regard our Parmenides passage as alluding to a development in Plato's theory of forms. Since the
position held by the young Socrates denies that for every predicative expression there is a corresponding form, it is
tempting to infer that at some stage Plato did not think that for every predicative expression there is a corresponding
form.5
These facts tell against attributing to Plato the view that for every predicative expression there is a corresponding form.
Plato might nevertheless hold a less ambitious theory: that for every basic predicative expression there is a
corresponding form, whereas nonbasic predicative expressions have no corresponding forms and are to be analyzed by
appealing to forms that correspond to basic predicative expressions. For instance, the theory could acknowledge the
existence of the forms Greek, triangle, and cat, which correspond to the basic predicative expressions Greek,
triangle, and cat, but deny the existence of forms corresponding to the nonbasic predicative expressions barbarian
and triat, which are to be analyzed by appealing to the forms Greek, triangle, and cat.
Such a theory invites the question of what makes a predicative expression basic. One possible answer is that whether a
predicative expression is basic depends on whether its extension is a genuine group. Intuitively, Greek, triangle, and
cat satisfy this condition, while barbarian and triat do not. Obviously, one would like to go beyond intuitions: that is,
to know what makes a set of items into a genuine group.
Page 2 of 18
PRINTED FROM OXFORD HANDBOOKS ONLINE (www.oxfordhandbooks.com). (c) Oxford University Press, 2015. All Rights
Reserved. Under the terms of the licence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford
Handbooks Online for personal use (for details see Privacy Policy).
Subscriber: University of Glasgow; date: 01 November 2015
Page 3 of 18
PRINTED FROM OXFORD HANDBOOKS ONLINE (www.oxfordhandbooks.com). (c) Oxford University Press, 2015. All Rights
Reserved. Under the terms of the licence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford
Handbooks Online for personal use (for details see Privacy Policy).
Subscriber: University of Glasgow; date: 01 November 2015
Page 4 of 18
PRINTED FROM OXFORD HANDBOOKS ONLINE (www.oxfordhandbooks.com). (c) Oxford University Press, 2015. All Rights
Reserved. Under the terms of the licence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford
Handbooks Online for personal use (for details see Privacy Policy).
Subscriber: University of Glasgow; date: 01 November 2015
Page 5 of 18
PRINTED FROM OXFORD HANDBOOKS ONLINE (www.oxfordhandbooks.com). (c) Oxford University Press, 2015. All Rights
Reserved. Under the terms of the licence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford
Handbooks Online for personal use (for details see Privacy Policy).
Subscriber: University of Glasgow; date: 01 November 2015
Page 6 of 18
PRINTED FROM OXFORD HANDBOOKS ONLINE (www.oxfordhandbooks.com). (c) Oxford University Press, 2015. All Rights
Reserved. Under the terms of the licence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford
Handbooks Online for personal use (for details see Privacy Policy).
Subscriber: University of Glasgow; date: 01 November 2015
In the last part of the dialogue (427d4440e7), Cratylus is persuaded to join the discussion. He agrees with Socrates'
account of the natural correctness of naming (428c18). In particular, he agrees that the correctness of a name consists
in displaying what the object is like (428e2), that names are therefore spoken for the sake of instruction (428e5), and
that there is an art of giving namesthat of the legislator (428e7429a1).
The natural correctness of naming introduced by Socrates might seem to amount to a descriptive theory of naming,
according to which a name n names whatever has the nature revealed by n. But, in fact, Socrates and Cratylus disagree
on whether the natural correctness of naming has such an implication (429a2433b7). Cratylus thinks that it does and is
therefore committed to the claim that whatever is named by a name n is named correctly by n. (Since the nature revealed
fixes the nominata, the nominata must have the nature revealed.) Socrates, instead, is committed to denying that his
account of the natural correctness of names implies a descriptive theory of naming: he is committed to denying that a
name n names whatever has the nature revealed by n. Socrates seems to believe that what n names does not depend on
the nature revealed by n. For this reason, there are better and worse names: they are better to the extent that they
manage to reveal the nature of their nominata, worse to the extent that they fail to do this. And there are two ways in
which a name can be poor at revealing the nature of its nominatum: either by revealing partially or somewhat unfaithfully
the nature that its nominatum has or by revealing (in whatever way) a nature that its nominatum does not have. In this last
case, the name is downright false.
Although some commentators criticize Plato's view that names can be false,23 the view is actually reasonable. An analogy
(admittedly, far from what we find in the Cratylus) can help illustrate the competing views of naming defended by Cratylus
and Socrates. Cratylus' position is analogous to that of someone recognizing only the attributive use of definite
descriptions: if a definite description denotes anything, what it denotes is the only thing satisfying the condition expressed
by its descriptive component. Socrates' position is analogous to that of someone allowing the referential use of definite
descriptions. This may be explained by means of an example. Suppose that you and I are at a party. We are looking at a
man, Smith, who is holding a glass of yellowish liquid. Since we had earlier heard Smith uttering the sentence, Could I
have some beer?, we assent to the sentence, That man over there is drinking beer (uttered while pointing at Smith).
Later, I make a statement to you by using the sentence, The man who is drinking beer is German. My utterance
successfully refers to Smith, and this successful reference is achieved by using the definite description the man who is
drinking beer. But, as a matter of fact, Smith is not drinking beer (he is drinking champagne, like everyone else; his
earlier request to have some beer had been unsuccessful).24 My use of the definite description the man (p. 229) who
is drinking beer may be fairly described as a case of false naming and seems analogous to the sort of case Socrates has
in mind.
Cratylus also agrees with another thesis of the theory set out earlier by Socrates and Hermogenes: that names reveal
what their nominata are like by imitating them by means of their component letters (433b8433c2). But he dissents from
Socrates on one point: while Socrates holds that names can be more or less accurate in their imitation of their nominata,
Cratylus states that every name imitates perfectly its nominatum and there is no place for a name to be an inaccurate
imitation of its nominatum (433c310). In order to refute this position, Socrates first (433d1434b9) rehearses together
with Cratylus the main claims of the mimetic account of the natural correctness of names. He then (434b10434e1)
focuses on the name sklrots (hardness). He points out that the Eretrians pronounce it sklrotr. To avoid admitting
that the Attic version of the name is less accurate than the Eretrian, Cratylus claims that the sounds r and s imitate the
same characteristic. By making this move, Cratylus implicitly commits himself to regarding sklrots as a correct name of
hardness. But now, when Socrates points out that the sounds l and r give opposite indications (l imitates
smoothness, r hardness),25 Cratylus finds himself forced to concede that sklrots is not, after all, a perfectly accurate
name of hardness: skrrots would have been more accurate. This concession already suffices to refute Cratylus'
position that every name imitates perfectly its nominatum.
But Socrates seems to think that he has found a loophole in the naturalist position, and he pushes the argument further
(434e1435d1). He remarks that we do understand one another when we use sklron (hard), but how does this come
Page 7 of 18
PRINTED FROM OXFORD HANDBOOKS ONLINE (www.oxfordhandbooks.com). (c) Oxford University Press, 2015. All Rights
Reserved. Under the terms of the licence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford
Handbooks Online for personal use (for details see Privacy Policy).
Subscriber: University of Glasgow; date: 01 November 2015
Page 8 of 18
PRINTED FROM OXFORD HANDBOOKS ONLINE (www.oxfordhandbooks.com). (c) Oxford University Press, 2015. All Rights
Reserved. Under the terms of the licence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford
Handbooks Online for personal use (for details see Privacy Policy).
Subscriber: University of Glasgow; date: 01 November 2015
Page 9 of 18
PRINTED FROM OXFORD HANDBOOKS ONLINE (www.oxfordhandbooks.com). (c) Oxford University Press, 2015. All Rights
Reserved. Under the terms of the licence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford
Handbooks Online for personal use (for details see Privacy Policy).
Subscriber: University of Glasgow; date: 01 November 2015
Page 10 of 18
PRINTED FROM OXFORD HANDBOOKS ONLINE (www.oxfordhandbooks.com). (c) Oxford University Press, 2015. All Rights
Reserved. Under the terms of the licence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford
Handbooks Online for personal use (for details see Privacy Policy).
Subscriber: University of Glasgow; date: 01 November 2015
(p. 236)
ES Now it is for you to say what it is about and what it belongs to.
THT. Clearly it is about me and mine.
ES What about this one?
THT. Which one?
ES Theaetetuswith whom I am now speakingis flying.
THT. This one also can only be described as mine and about me.
ES Besides we say that it is necessary for each of the statements to be of a certain quality.
40
41
Page 11 of 18
PRINTED FROM OXFORD HANDBOOKS ONLINE (www.oxfordhandbooks.com). (c) Oxford University Press, 2015. All Rights
Reserved. Under the terms of the licence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford
Handbooks Online for personal use (for details see Privacy Policy).
Subscriber: University of Glasgow; date: 01 November 2015
Shortly before embarking on defining statement, the ES and Theaetetus had agreed that statement has come to us
thanks to the reciprocal interweaving of forms (259e56). They were thereby probably committing themselves to the
claim (p. 237) that every statement involves the reciprocal interweaving of at least two forms. In the case of Man
understands, the reciprocally interwoven forms probably include the forms man and understanding; in the case of
Theaetetus is sitting, there are perhaps exactly two reciprocally interwoven formsnamely, the forms being (which
functions as a connector; cf. 253c13, 256e6) and sitting (being is perhaps also involved in Man understands).42 Near
the beginning of the passage translated above, the ES says that he will make a statement by putting an object together
with an action by means of a name and a verb (262e1314). In view of these facts, it can be plausibly inferred that if a
speaker produces a primary statement by putting an object, signified by a name, together with an action, signified by a
verb, the action in question is always a form (one of a special type, like the forms understanding, sitting, and flying),
whereas the object in question can be anything (e.g., a form like the form man, signified by the name man within Man
understands, or a perceptible particular like the boy Theaetetus, signified by the name Theaetetus within Theaetetus
is sitting and Theaetetus is flying). It can also be plausibly assumed that to be about (in some of its occurrences in
the passage translated above) expresses the relation that in modern philosophical jargon is expressed by to hold of.43
As for true statements, the above passage suggests the following account: a statement composed of a name n and a
verb v is true just when44 the action signified by v is about the object signified by n. For example, Theaetetus is sitting
is true just when sitting, the action signified by the verb is sitting, is about Theaetetus, the object signified by the name
Theaetetus.
The account of false statement is controversial. At least four different exegeses have been suggested.45
1. According to the Oxford interpretation, a statement composed of a name n and a verb v is false just when the
action signified by v is other than everything that is about the object signified by n. For instance, Theaetetus is
flying is false just when flying, the action signified by the verb is flying, is other than everything that is about
Theaetetus, the object signified by the name Theaetetus.46
(p. 238)
2. According to the incompatibility interpretation, a statement composed of a name n and a verb v is false just
when the action signified by v is incompatible with some form that is about the object signified by n (two forms are
incompatible just if their very nature makes it impossible for them to be about the same particular). For instance,
Theaetetus is flying is false just when flying is incompatible with some form that is about Theaetetus.47
3. According to the quasiincompatibility interpretation, a statement composed of a name n and a verb v is false
just when the action signified by v is other than, but in the same incompatibility range as, some form that is about
the object signified by n (an incompatibility range is an exhaustive set of incompatible forms). For instance,
Theaetetus is flying is false just when flying is other than, but in the same incompatibility range as, some form that
is about Theaetetus.48
4. According to the extensional interpretation, a statement composed of a name n and a verb v is false just when
the object signified by n is other than everything of which the action signified by v holds. For instance, Theaetetus
is flying is false just when Theaetetus is other than everything of which flying holds.49
The incompatibility interpretation may be ruled out because it implausibly presupposes that at some points in the Sophist
the Greek word heteron expresses (not otherness, as it does elsewhere in the dialogue, but) incompatibility. The
extensional interpretation cannot be easily reconciled with the wording of the above passage (although, as I have argued
elsewhere, a reconciliation is not impossible).50 It is difficult to decide between the two remaining contenders. The
issues here are too many and too complicated to be addressed in this essay. I restrict myself to expressing my
preference for the Oxford interpretation, a preference due to the fact that this interpretation fits well with the earlier
account of not being in terms of otherness: given that for not to be is for to be other than everything that is , it
follows that for a certain action not to be about a certain object is for that action to be other than everything that is about
that object.51
(p. 239)
Page 12 of 18
PRINTED FROM OXFORD HANDBOOKS ONLINE (www.oxfordhandbooks.com). (c) Oxford University Press, 2015. All Rights
Reserved. Under the terms of the licence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford
Handbooks Online for personal use (for details see Privacy Policy).
Subscriber: University of Glasgow; date: 01 November 2015
Conclusion
Many of Plato's views in philosophy of language have had a remarkable impact on later thinkers. Aristotle picked up and
developed some of these views, such as the idea that truth and falsehood are qualities of statements (SE 22, 178b2728),
the distinction between primary and nonprimary statements (Int. 5, 17a89, 17a2024), and the analysis of primary
statements into names and verbs (chs. 25 of de Interpretatione); others he criticized, such as the claim that linguistic
expressions are tools (Int. 4, 17a12). The falsehood paradox never surfaced again as a serious threat: the Sophist laid it
to rest. Alongside these elements of success in the area of philosophy of language, a conspicuous absence in a
neighboring field should be mentioned: the study of argument and of its validity does not appear in Plato. Its development
is perhaps the most notable of the many achievements of his most distinguished pupil.
References
Ackrill, J. L. Language and Reality in Plato's Cratylus, Essays on Plato and Aristotle (Oxford, 1994), 3352.
Borsche, T. Platon, in P. Schmitter (ed.), Sprachtheorien der abenlndischen Antike, 2nd ed. (T bingen, 1996), 140
Page 13 of 18
PRINTED FROM OXFORD HANDBOOKS ONLINE (www.oxfordhandbooks.com). (c) Oxford University Press, 2015. All Rights
Reserved. Under the terms of the licence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford
Handbooks Online for personal use (for details see Privacy Policy).
Subscriber: University of Glasgow; date: 01 November 2015
Page 14 of 18
PRINTED FROM OXFORD HANDBOOKS ONLINE (www.oxfordhandbooks.com). (c) Oxford University Press, 2015. All Rights
Reserved. Under the terms of the licence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford
Handbooks Online for personal use (for details see Privacy Policy).
Subscriber: University of Glasgow; date: 01 November 2015
Notes:
(1.) I have benefited greatly from remarks by the editor and Francesco Ademollo. The responsibility for the remaining
deficiencies is only mine.
(2.) For epnumian ischein + gen. meaning to derive the name from, see Criti. 114a56.
(3.) D. Ross, Plato's Theory of Ideas [Theory] (Oxford, 1951), 79.
(4.) Other passages that appear to bear witness to a linguistic dimension of the theory of forms (Prm. 135b5135c2; Phdr.
249b5249c3, 266b35) are vague: they do not show that, according to Plato, for every predicative expression there is a
corresponding form.
(5.) D. Bostock, Plato's Phaedo [Phaedo] (Oxford, 1986), 2012.
(6.) Bostock, Phaedo, 198.
(7.) J. A. Smith, General Relative Clauses in Greek, Classical Review 31 (1917), 70.
(8.) G. Fine, On Ideas: Aristotle's Criticism of Plato's Theory of Forms [Ideas] (Oxford, 1993), 48, 50.
(9.) Fine, Ideas, 318, 326.
(10.) N. P. White, Plato on Knowledge and Reality (Indianapolis, 1976), 7577; Bostock, Phaedo, 94115, 19496.
(11.) Some commentators (e.g., Fine, Ideas, 56; T. H. Irwin, The Theory of Forms [Forms], in G. Fine (ed.), Plato 1:
Metaphysics and Epistemology (Oxford, 1999), 15665) take Plato's view to be that it is perceptible properties (rather
than particulars) that instantiate certain predicative expressions and their negative counterparts.
(12.) For example, Fine, Ideas, 59, 13738; Irwin, Forms, 15565.
(13.) N. Denyer, Language, Thought and Falsehood in Ancient Greek Philosophy [Falsehood] (London, 1991), 6971.
(14.) Here I follow D. Sedley, Plato's Cratylus [Cratylus] (Cambridge 2003), 5154, against the widely held view that
Hermogenes' conventionalism is a philosophically extreme position (e.g., B. Williams, Cratylus' Theory of Names and Its
Refutation [Theory], in M. Schofield and M. Craven Nussbaum (eds.), Language and Logos: Studies in Ancient Greek
Philosophy Presented to G. E. L. Owen (Cambridge, 1982), 90).
(15.) For different interpretations, and the difficulties they face, see J. L. Ackrill, Language and Reality in Plato's
Cratylus [Language], Essays on Plato and Aristotle (Oxford, 1994), 38; C. D. C. Reeve (trans.), Plato: Cratylus
[Cratylus] (Indianapolis, 1999), xvxvi; Sedley, Cratylus, 5558.
(16.) N. Kretzmann, Plato on the Correctness of Names [Correctness], American Philosophical Quarterly 8 (1971),
128; Ackrill, Language, 42.
(17.) Taxonomic division is mentioned at 424c5424d4.
Page 15 of 18
PRINTED FROM OXFORD HANDBOOKS ONLINE (www.oxfordhandbooks.com). (c) Oxford University Press, 2015. All Rights
Reserved. Under the terms of the licence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford
Handbooks Online for personal use (for details see Privacy Policy).
Subscriber: University of Glasgow; date: 01 November 2015
Page 16 of 18
PRINTED FROM OXFORD HANDBOOKS ONLINE (www.oxfordhandbooks.com). (c) Oxford University Press, 2015. All Rights
Reserved. Under the terms of the licence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford
Handbooks Online for personal use (for details see Privacy Policy).
Subscriber: University of Glasgow; date: 01 November 2015
Page 17 of 18
PRINTED FROM OXFORD HANDBOOKS ONLINE (www.oxfordhandbooks.com). (c) Oxford University Press, 2015. All Rights
Reserved. Under the terms of the licence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford
Handbooks Online for personal use (for details see Privacy Policy).
Subscriber: University of Glasgow; date: 01 November 2015
Page 18 of 18
PRINTED FROM OXFORD HANDBOOKS ONLINE (www.oxfordhandbooks.com). (c) Oxford University Press, 2015. All Rights
Reserved. Under the terms of the licence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford
Handbooks Online for personal use (for details see Privacy Policy).
Subscriber: University of Glasgow; date: 01 November 2015