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To cite this article: Margaret Gilmore M.D. & Edward Nersessian M.D. (1999) Freuds Model of the Mind in Sleep and
Dreaming, Neuropsychoanalysis: An Interdisciplinary Journal for Psychoanalysis and the Neurosciences, 1:2, 225-232, DOI:
10.1080/15294145.1999.10773263
To link to this article: http://dx.doi.org/10.1080/15294145.1999.10773263
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APPENDIX
In The Interpretation of Dreams Freud (1900) presented his psychological model of the mind and the
role of dreams and dreaming. He proposed that dreaming protects sleep: dreams are the guardians, not the
disturbers of sleep. The presence of a dream indicates
that there is an external or internal stimulus that is
impinging upon the sleeper's mind and threatening to
awaken him. The sleeping mind creates a dream to
handle this threatening stimulus in such a manner as
to allow sleep to continue.
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This system associated nonverbal, often visual, memories with one another on the bases of simultaneity in
time or space as well as upon partial similarities of
the objects in the memories with regard to size, color,
shape, texture, sound, or feeling. The primary process
was regulated by the pleasure-unpleasure principle,
which required that all incoming demand stimuli be
discharged (or satisfied) as immediately as possible.
Pleasure was defined as the reduction or elimination of
the demand stimuli through discharge (or satisfaction).
The motor system was the agency in control of the
organism's motor activity or behavior. In the system
unconscious there was relatively open and automatic
communication between incoming stimuli, memories,
and outgoing motor stimuli.
Freud hypothesized that the system unconscious
processed incoming stimuli in the following manner:
they traveled through the nonverbal memory system
until reaching a memory in which they were presented
as having been discharged successfully (satisfied). The
agency conscious then perceived this memory of prior
satisfaction as a present experience, i.e., as a hallucination. Any motor activity connected with the memory
of gratification would also be automatically stimulated. Thus the mind attempted to satisfy the present
demand stimulus by reexperiencing a prior satisfaction in present consciousness. When an incoming
stimulus made demands upon the mental apparatus,
the mental apparatus hallucinated a prior experience
of gratification in an attempt to satisfy the present
demand. This system unconscious functioned like a
reflex with stimulus in and hallucination and motor
activity out. For example, an infant experiencing hunger would respond with a hallucination of drinking
milk accompanied by sucking movements of its mouth
and lips.
Freud proposed that the system conscious
emerged later in development when the mental apparatus acquired an agency called the censor, which had
-several new capacities for handling demand stimuli,
memories, and motor actions. First, the censor (later
in theory development elaborated into and referred to
as the ego) had the power to delay and inhibit the
immediate discharge (or satisfaction) of the incoming
demand: it could interrupt the primary process treatment of the incoming demand stimulus. Second, the
censor had the capacity to control the motor system.
It could block automatic motor activities as well as
stimulate specific behaviors. Third, the censor had the
capacity to represent demand stimuli, memories, and
behaviors with verbal symbols. This verbal encoding
enabled the censor to differentiate stimuli incoming
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from the internal bodily and psychological world from
those stimuli incoming from the external world. The
censor-ego could search for verbal memories of prior
satisfaction while simultaneously monitoring data incoming from external reality to test for compatibility
between those memories and the present reality. The
censor-ego had developed the capacity to test reality.
Fourth, the censor had the capacity to control which
stimuli gained access to consciousness. Only those demand stimuli or memories acceptable to the censor
became conscious. By employing its ability to delay
satisfaction, block immediate motor discharge, provide verbal encoding, and control access to consciousness, the censor-ego developed the capacity for
handling demand stimuli with thoughts as trial actions,
or thinking. Now the censor-ego compared and contrasted the verbal representatives of the demand stimuli, memories, and incoming sensory data. The censor
allowed the system conscious to perceive only those
thoughts compatible with reality and released only
those motor activities appropriate to satisfying the demand in reality. The reality principle replaced the
pleasure/unpleasure principle. In the secondary process, the censor rejected a hallucination as an inadequate method to satisfy a stimulus demand.
The secondary process treatment of incoming
stimuli led to logical thought and goal-directed behavior. Only after the censor-ego had subjected the incoming demand stimulus to treatment by the secondary
process would the censor allow the system conscious
to perceive a memory in consciousness and release
appropriate goal-directed motor activity. How would
this work in the example of the hungry child? The
child would interpret the stimulus demand as hunger
and then recall in verbal memory that milk satisfied
hunger and that mother supplied milk. The child would
search incoming environmental data to find a match
for mother. Having located mother in reality, the child
would then employ appropriate motor functions such
as crying to attract mother or crawling to reach mother
in order to get milk to satisfy its hunger. The awake
mind of the adult usually functions primarily according to the system conscious.
Appendix
his sleeping mind by satisfying his needs for food,
drink, and elimination before going to sleep. Finally,
he lays aside his mental cares.
In his description of the mind approaching sleep,
Freud made the following analogy. In just such a manner as the would-be sleeper lays aside his eyeglasses,
his hearing aid, or his walking cane so the mind in
approaching sleep lays aside many of its ego functions.
In sleep many of the capacities of the awake ego, particularly those for secondary process treatment of demand stimuli and for reality testing, are severely
weakened or lost. The sleeping mind attempts to handle disturbing demand stimuli by reverting to conscious perceptions of prior satisfactions; i.e., to
hallucinations during sleep. The manifest dream recalled on awakening is that hallucination. However,
the weakened censor-ego of sleep maintains some of
its functions. It can still provide some verbal encoding
and block some conscious perceptions of unacceptable
memories. Also access to the motor system is usually
blocked during sleep.
As stated above, in order for the mind-body to
sleep, it is necessary to reduce the work demands
placed on the mental apparatus. The agency of the
mind called the conscious must reduce its perceptions
of demand stimuli from both the external environment
and from the internal world of the organism. The conscious turns away its perceptions from internal and
external stimuli. The reduction in sensory input from
the external world results in a marked decrease in the
ego's ability to test reality. The weakened censor loses
much of its capacity to block demand stimuli from
gaining verbal representation. Drive demands which
the waking ego-censor had ignored (or repressed) by
blocking their access to verbal representation may successfully gain verbal representation. These verbal demands result in verbal wishes to satisfy them. Since
the weakened censor loses its capacity for secondary
process, these drive demands and their consequent
wishes fall under the dominance of the primary process. In order to satisfy the demand stimulus and its
wish, and thus maintain sleep, the sleeping mind
allows the conscious to perceive a memory, or a combination of memories, of prior satisfactions as a present reality; i.e., as a hallucination. The dream recalled
upon awakening is the hallucination experienced during sleep. Nevertheless, the sleeping censor maintains
some power to control which memory stimuli gain
conscious perception. Thus only those memories of
drive satisfaction which have been treated by the primary process sufficiently to be deemed acceptable by
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awakens thirsty. Freud's dream of drinking water is
similar to the hungry infant's hallucination of drinking
milk. As the drive demand persists, the hallucination
fails.
To further support his proposition that dreams
represent the hallucinations of gratification for pressing needs during sleep, Freud cited evidence from the
dreams of children. He reported an example from his
daughter. On the night following a day of fasting
which had been imposed in response to an intestinal
upset which his daughter's nurse had blamed upon
Anna's having eaten strawberries, Anna was overheard calling out in her sleep, "Anna Freud, stwawbewwies, wild stwawbewwies, omblet, pudden!" (Freud
1900, p. 130). He claimed that Anna was satisfying
her wish for revenge against the nurse by having a
dream in which she ordered the prohibited foods.
Freud provided another example of a dream in which
a child satisfied a frustration stimulated the previous
day. An 8-year-old girl, bitterly disappointed by the
brevity of a boat trip, reported on awakening, "Last
night I went on the lake" (Freud, 1900, p. 129).
Freud generalized these findings to claim that
dreams represent hallucinated wish fulfillments aimed
at satisfying drive demands impinging upon the mind
during sleep. Thus dreams protect sleep.
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Appendix
This borrowing of intensity from libinal demands
leads to the second reason that dreams of convenience
are rare in adults. These libidinal demands with adequate force to threaten sleep lead to wishes for which
the hallucinated gratification is not acceptable even to
the weakened censor of the sleeping mind. The censor
blocks the system conscious from perceiving in consciousness, even during sleep, the direct gratification
of the wishful thought. There is a conflict between
the mind's wish to achieve immediate discharge and
hallucinate the most direct scene of satisfaction, and
the sleeping censor's standards for what it will allow
the system conscious to perceive. Even when the wish
has gained verbal representation, the sleeping censor
still has the power to refuse to grant conscious perception to scenes unacceptable to its standards. Although
the wishful thought is subjected to the primary process
functioning, the censor is able to influence the final
outcome by refusing conscious perception to scenes
of direct satisfaction which do not meet its standards.
In these instances, the final dream hallucination is only
an indirect representation of the original wishful
thought. Freud named the original wishful thought the
latent dream wish. The dream scene was still called
the manifest dream. In these dreams there is a marked
difference between the latent dream wish and the final
manifest dream.
The second conflict model of dream formation
proceeds as follows. First, there is a wish to sleep.
Second, there is a demand stimulus during sleep.
Third, this demand attains verbal representation.
Fourth, the mind forms a verbal wish aimed at satisfying the stimulus and preserving sleep. Fifth, if the
original demand stimulus has sufficient intensity or
can borrow adequate intensity from a libidinal wish,
the sleeping mind subjects this verbal wish to primary
process treatment until a scene of gratification acceptable to the censor is created. Sixth, the censor allows
the system conscious to perceive in consciousness this
acceptable scene which is only a disguised representation of the original wishful thought. Thus, the manifest
content of the dream is a compromise formation resulting from the conflict between the original latent
dream wish and the censor's demands on the expression of that wish. If the mind of the sleeper is capable
of finding a compromise formation which is capable
of sufficiently satisfying the drive demand and is also
adequately disguised to satisfy the censor, the sleeper
has a successful dream and is able to continue sleeping. However, if the compromise formation is not satisfying enough for the original demand and/or if it is
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not sufficiently disguised for the censor, the sleeper
has an unsuccessful dream and awakens.
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quite common. A young man wishing to "meet a
mate" had a dream in which he was shopping in a
meat market where there were many sailors (mates).
A fourth process employed by the primary process is that in which the latent dream thought is transformed from a verbal thought to an observed image
and finally to a scene in which the dreamer has the
belief that he is experiencing a situation in reality.
This process is called regression. This regression is
the result of the censor allowing the system conscious
to perceive the memory as a present experience in
reality. For example, a young woman with a wish to
be pregnant had a dream in which she was driving a
car with a pleasant passenger.
Finally, Freud added that the sleeping censor may
contribute to the final dream not only by controlling
the wishful scene's access to consciousness but also
by making comments upon the already perceived
dream and/or making alterations to the sequencing of
the dream images. Sometimes the censor fails to block
an unacceptable wish before it gains conscious representation. In these instances the sleeping censor may
make after-the-fact comments on the dream such as,
"This is only a dream," in a belated attempt to disguise the dreamer's wish. Or the sleeping censor may
rearrange the already consciously perceived dream images into a ' 'story line" designed to obscure the
dream's intention from the dreamer. Freud named
these processes secondary revision and saw them as a
product of a weakened censor rather than as a mechanism of the primary process. He claimed that dreams
with organized story lines were the result of much
secondary revision.
A Clinical Example
The following dream, reported by a 30-year-old patient to his analyst, is offered in order to illustrate
some of Freud's theory. In psychoanalysis a person's
spontaneous associations following the dream report
as well as following the analyst's comments are assumed to elucidate the meaning of a dream.
I am in this house, upstairs, and the room I am in is
green. I am with a woman and then there seems to
be a danger, like the color green becomes dangerous,
and we have to escape and I wake up.
Associations: I visited my parents over the weekend with
my wife and went upstairs to the apartment my aunt
and her husband used to rent in our house when I was
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Appendix
Following session:
Patient: I had another dream.
Discussion
From a psychoanalytic perspective, these two dreams
were not fully analyzed but they can help to illustrate
a few points. For the first dream, the day residue appears to be going home for Mother's Day, visiting the
upstairs apartment, and frustrating his wish to call J,
primarily out of the fear of his wife. In his dream, the
current unfulfilled wish, his longing to call J, appears
to become connected to memories of satisfied sexual
play from childhood and adolescence. His fear is connected to the green danger; that is, his mother,. or his
getting caught by his mother, as he once was in the
car. The color green in the dream represents his mother
and her anger, an example of both displacement and
condensation. Mother is not directly represented in the
dream, only the color with which she is associated.
The color green in the first dream appears to be a
condensation representing his mother, plants, household decorations, and, probably, greenery from the
back yard. This list is most likely incomplete as the
prominence of the color green in the dream indicates
that many ideas and strong affects are condensed in
that dream image. The woman in the first dream appears to be a composite figure formed by the condensation of his sister, his neighbor, his high-school girl
friends and J. Since the first dream was not fully analyzed we cannot explain its determinants completely.
However, the dream clearly illustrates that the dreamer
is being disturbed by thoughts and feelings from the
day before and that the dream is an attempt to diminish
that disturbance by connecting it with situations from
childhood where a similar wish was gratified. Then
the whole wish is disguised in order to represent it as
something relatively innocuous: being in an upstairs
room with an unspecified woman. The following is a
general summary of how the dream formation may
have occurred in this instance. It would appear likely
that the patient's sexual longing for J, left over from
the previous day, was making demands upon his sleeping mind. The patient treats this longing by making a
wish to satisfy his sexual curiosity with J. Such a wish
would represent the latent dream wish. Wishing to
remain asleep, the patient tries to satisfy this wish by
returning to multiple memories in which his sexual
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green was not sufficient to protect sleep. The second
dream, on the other hand, can be considered to have
been a successful dream. Again the hallucination or
manifest content represents the scene of a prior sexual
satisfaction as well as the scene of anxiety. However,
in this dream there is no affect and the other person
remains completely unspecified, even as to gender.
References
Freud, S. (1900), The Interpretation of Dreams. Standard
Edition, 4&5. London: Hogarth Press, 1953.
- - (1917), A metapsychological supplement to the theory of dreams. Standard Edition, 14:217-235. London:
Hogarth Press, 1953.
Solms, M., & Nersessian, E. (1999), Freud's theory of affect: Questions for neuroscience. This Journal, 1:5-14.