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Review
Department of Neurology, University of Illinois Medical Center (M/C 796), 912 South Wood Street, Chicago, IL 60612, USA
Received 26 July 2007; revised 21 August 2007; accepted 22 August 2007
Abstract
The goal of this report is to review all aspects of sleepwalking (SW), also known as somnambulism. Various factors seem to initiate SW,
especially drugs, stress, and sleep deprivation. As an etiology, heredity is important, but other conditions include thyrotoxicosis, stress, and
herpes simplex encephalitis. Psychological characteristics of sleepwalkers often include aggression, anxiety, panic disorder, and hysteria.
Polysomnographic characteristics emphasize abnormal deep sleep associated with arousal and slow wave sleep fragmentation. In the dierential
diagnosis, the EEG is important to properly identify a seizure disorder, rather than SW. Associated disorders are Tourettes syndrome, sleepdisordered breathing, and migraine. Various kinds of treatment are discussed, as are legal considerations, especially murder during sleepwalking.
2007 Elsevier Inc. All rights reserved.
Keywords: Sleepwalking; Somnambulism; EEG; Polysomnography; Sleepstages; Non-rapid eye movement sleep; Drugs; Heredity; Arousal; Night terrors
1. Introduction
Sleepwalking (SW), also known as somnambulism, has
been an enigma to neurophysiologists and polysomnographers, especially because complex motor behavior usually
occurs during deep (stages 3 and 4) sleep [1]. The goal of
this review is to describe all aspects of this condition and
to try to understand how such complex behavior could
emerge during deep sleep. Night terrors have been known
to share a common genetic predisposition with SW and
therefore, ndings in one usually apply to the other [2].
2. Factors initiating sleepwalking
2.1. Drugs
2.1.1. Lithium
One of the earliest reports on SW was in 1979 when
Charney et al. [1] stated that 9% of psychiatric patients on
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predicted as a consequence of thyrotoxicosis. Another factor possibly initiating SW may be the fatigue associated
with this thyroid condition [19].
3.5. Heredity
4. Clinical characteristics of sleepwalkers
3.5.1. Introduction
As early as 1980 authors made clear that SW and night
terrors (NTs) shared a common genetic predisposition. SW
was considered more prevalent and a less severe manifestation of the same substrate that underlies NTs. Evidence for
the inherited aspects included the fact that 80% of SW pedigrees and 96% of NT pedigrees included one or more individuals (other than the proband) who were aected by SW,
NTs, or both. The authors concluded that inheritable factors predispose the individual to develop SW and/or
NTs, but the expression of the trait may be inuenced by
environmental factors [2].
Further evidence for inheritance was provided by a
short study of 37 children, one or both of whose parents
had sleepwalked during their childhood. At 8 years of
age these children were more likely to manifest SW than
control children [20].
3.5.2. Twin study
An extensive Finnish study involved 11,220 adult subjects, including 1045 monozygotic and 1899 dizygotic twin
pairs. Childhood SW was more frequent in females (6.9%
vs 5.7% in males). However, as adults the prevalence was
reversed, with 3.9% of males versus 3.1% in females. This
dierence in sex ratio between children and adults represents one of the few dierences found between these two
age groups. Otherwise, SW is similar in its manifestations
in children and adults. For SW in childhood, the concordance rate for probands was 0.55 for monozygotic and
0.35 for dizygotic pairs, and for adults, the values were
0.32 and 0.06, respectively. Among the sleepwalkers, those
who reported this parasomnia in childhood and also as
adults were 25% males and 18% females. The proportion
of total phenotypic variance attributed to genetic inuences
was 66% in males and 57% in females in childhood SW and
80% in males and 36% in females in adult SW. Thus, these
data demonstrate a substantial genetic eect in both childhood and adulthood [21].
3.5.3. Gene study
HLA-DQB1 typing was performed on 60 SW patients,
matched with controls. Thirty-ve percent of the SW
patients were DQB1-050 positive versus 13% of the controls (odds ratio = 3.5, 95% CI = 1.48.7). Excess transmission was observed for DQB1-05 and DQB1-04 alleles
in familial cases. These ndings suggested that specic
DQB1 genes were implicated in SW [22]. The genetic susceptibility has recently been taken for granted, as noted
in studies in 2007 [11]. One last point on genetics is that
SW apparently is not observed in infrahumans; the wellknown researcher Jane Goodall believes that this phenom-
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7. Dierential diagnosis
In one report of 171 children, one-third had Tourettes
syndrome. Of the 13 identied as sleepwalkers, 10 also
had Tourettes syndrome. As 19% of the Tourette cases
had SW and 8% of the children had SW, these data indicate
only that there is a relationship between these two disorders, but the strength of the relationship cannot be easily
determined. The conclusion was that this combination of
SW and Tourettes may be due to a disturbance of serotonin metabolism [54].
As indicated in the previous section on EEG characteristics, the major dierential diagnosis with SW is a seizure
disorder, often called episodic nocturnal wandering
[1,32]. With long term video/EEG video, other groups have
succeeded in dierentiating sleepwalking from epilepsy
[49,50]. The clear evidence for an epileptic seizure, as
opposed to SW, is the recording of rhythmical ictal patterns before the onset of and during the episode [46]. In
addition to the recording of ictal patterns in ambulatory
video/EEG video, interictal discharges from scalp (or sphenoidal) electrodes have further conrmed the epileptiform
nature of the episodes [47]. One example of epileptic nocturnal wandering was reported with long term video/stereo/EEG monitoring with intracerebral electrodes,
demonstrating a well-localized discharge within the right
temporal structures with secondary spread to the cingulate
regions [51]. Not only can temporal lobe epilepsy be found
in some of these patients, but also nocturnal frontal lobe
epilepsy can appear as a complex partial seizure with repetitive motor movements, similar to sleepwalking [52].
Although small foci in the supplementary motor area
may not reveal clear ictal patterns and artifacts are common, most cases of temporal or frontal lobe epilepsy reveal
ictal rhythms during a seizure episode.
Additional comments are needed to contrast SW with
seizure phenomena. First, the onset in SW is usually during
the earliest sleep cycle in stage 3/4, whereas seizures often
occur during stage 1/2 anytime throughout the night.
Vocalization and automatism are uncommon in SW,
whereas seizures often are accompanied by a scream and
by automatisms. Sleepwalkers usually return to bed,
whereas seizure patients do not. Awakening is uncommon
in SW, but more common in seizures. After the episode,
confusion is uncommon in SW, but common in seizure
patients. Another form of parasomnia is REM-behavior
disorder, which usually involves violent motor activity acting out dreams in older men, whereas SW rarely involves
violent behavior, more often in children.
8. Pathogenesis
As early as 1983, investigators reported that two sleepwalkers had episodes resulting in the deaths of three other
individuals. Both sleepwalkers were employed, married,
and functioning well without serious psychopathology,
but the legal consequences were not made clear in this
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11. Treatment
11.1. Hypnosis
Four of six SW patients reported total alleviation of this
parasomnia with the use of hypnosis [73]. In another
report, subjects had severe somnambulism, but otherwise
were free of psychiatric illness and responded well to six
brief sessions of specialized hypnosis. Lasting improvement
was noted 1 year later [74]. Of 27 adults with SW, 74%
reported much or very much improvement with self-hypnosis practiced at home [75].
11.3. Medication
11.3.1. Benzodiazepines
11.3.1.1. Diazepam. Nightly diazepam at 10 mg alleviated
symptoms of intractable SW, and tolerance did not develop
in any of the few patients in the study [78].
11.3.1.2. Clonazepam. In ve of six SW patients, clonazepam eectively suppressed the somnambulism and,
together with phenytoin, was successful in the sixth patient
[79]. In a 43-year-old man, clonazepam was successful for
at least 5 years [67]. One 27-year-old SW man was put on
2 mg/day with remarkable clinical improvement [70],
and yet another report also indicated the usefulness of clonazepam [80]. Benzodiazepines, in general, were mentioned
in other reports [18,28].
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11.3.2. Imipramine
Two patients with NTs and SW responded well to imipramine, but not to diazepam [81]. One 10-year-old child
was fully responsive to therapeutic doses of imipramine
[27]. No well-controlled studies on treatment have been
published, and in some reports, only a few patients were
mentioned. Despite this obvious limitation to these studies,
however, they provide some evidence of the possible ecacy of the dierent types of treatment.
12. Essence of sleepwalking: A summary
Many dierent conclusions have been drawn to explain
this intriguing phenomenon. They include a paroxysmal
disorder of the temporal lobe [40], a disorder of abrupt
arousal [48], a noninsane automatism [69], a dissociation
between body sleep and mind sleep [49] and an abnormality
in the neural mechanisms responsible for the regulation of
slow wave sleep [34]. Also included was a phenomenon
with a protective dissociative mechanism, mobilized when
intolerable impulses, feeling and memories escape within
sleep with a diminished control of a mental defense mechanism, erupting with a limited motoric or aective form
with restricted awareness and subsequent amnesia for the
event [31]. Finally, other hypotheses are a NREM parasomnia with an awakening disorder [80], partial waking
with an alteration of the microstructure of sleep [82], and
sudden arousal from NREM sleep [36].
The present reviewer would suggest that sleepwalking
involves an arousal that appears as very slow delta
rhythms superimposed on deep stage 3/4 sleep. At times,
this arousal may be from sleep-disordered breathing or
may be related to an uncommon relatively low threshold
of arousal in this deep sleep stage. The arousal does not
activate brain stem activity, and therefore, the delta
rhythms of stage 3/4 sleep continue during the SW episode, projected from the brain stem and appearing on
the EEG. On the other hand, the cerebral cortex is activated, therefore supporting complex behavior, but to a
suboptimal level to explain the irrational behavior that
often occurs and also the amnesia for the events. In summary, SW involves suboptimal arousal of the cerebral cortex, but without any change in the deep sleep of the brain
stem, appearing as slow delta rhythms in stage 3/4 sleep.
This proposed functional separation of the brain stem
from the cerebral cortex is reminiscent of a similar condition long ago discussed in brain death. In this instance,
brain stem reexes may be absent, but EEG activity can
still be present [83]. Thus, the brain stem and the cerebral
cortex are in dierent functional states, just as it may be
in sleepwalking.
References
[1] Charney DS, Kales A, Soldatos CR, Nelson JC. Somnambulistic-like
episodes secondary to combined lithiumneuroleptic treatment. Br J
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[78] Reid WH, Hake EA, Chu CC. Diazepam in intractable
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[80] Szucs A, Halasz P. Somnambulism: clinical and electrophysiological
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