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Engineering Structures 73 (2014) 3953

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Engineering Structures
journal homepage: www.elsevier.com/locate/engstruct

Behaviour of RC buildings with large lightly reinforced walls


along the perimeter
Marisa Pecce 1, Francesca Ceroni ,1, Fabio A. Bibb 1, Alessandra De Angelis 1
Engineering Department, University of Sannio, Benevento, Italy

a r t i c l e

i n f o

Article history:
Received 21 September 2013
Revised 8 March 2014
Accepted 23 April 2014
Available online 22 May 2014
Keywords:
Large lightly reinforced walls
Seismic performances
Dynamic behaviour
Nonlinear analysis
Ductility
Over-strength

a b s t r a c t
Reinforced Concrete (RC) walls are dened as large lightly reinforced walls if they are not provided of
high reinforcement percentage or if they are lack of reinforcement details usually required to improve
the ductility of the structure. This type of walls gained relevance in 1950s1970s constructions because
of their good performances under seismic actions. Real earthquakes have, indeed, demonstrated that
buildings constructed with large lightly reinforced walls, characterised by adequate area respect to the
oor extension, could suffer lower damages in comparison with traditional RC framed buildings. Moreover, a widespread use of such a construction typology is outstanding thanks to the diffusion on the market of new types of integrated formworks, including insulating materials such as polystyrene, that are
being used for casting concrete and are aimed to obtain a higher energetic efciency and build structures
made of continuous lightly reinforced walls. Nevertheless, there is a lack of both experimental information and specic design indications in technical codes on this type of construction.
This paper rstly reviews the European code requirements for large lightly reinforced walls. Then, some
experimental tests on RC walls in the existing literature are studied in detail also by means of a nonlinear
Finite Element (FE) model.
Finally, the performances of a whole RC building designed with both large lightly reinforced walls along
the perimeter and internal frames have been also exploited by linear dynamic and static nonlinear analysis. The analysis are mainly aimed to highlight the inuence of in-plane stiffness of the oor on the
dynamic behaviour of the structure and to assess the contribution of both ductility and over-strength
to the behaviour factor, i.e. to the seismic performance of such type of buildings, considering the lack
of information in the technical literature about these features.
2014 Elsevier Ltd. All rights reserved.

1. Introduction
Structural Reinforced Concrete (RC) walls are an efcient system for buildings that must withstand signicant seismic actions,
particularly because they allow limiting displacements in tall
buildings. In recent decades, buildings with large lightly reinforced
walls have been constructed in countries such as Kyrgyzstan,
Canada, Romania, Turkey, Colombia and Chile [1]. Recent analyses
of the performances of some of these buildings after the earthquake occurred in Chile in 1985 [2,3] have demonstrated a lower
damage level in comparison with RC framed buildings, if the walls
area is adequate respect to the oor extension, as it will be discussed more in detail afterwards.
Corresponding author. Tel.: +39 0824305575; fax: +39 0824325246.
E-mail addresses: pecce@unisannio.it (M. Pecce), ceroni@unisannio.it (F. Ceroni),
fabiobibbo@libero.it (F.A. Bibb), dea.alessandra@gmail.com (A. De Angelis).
1
Tel.: +39 0824305575; fax: 39 0824325246.
http://dx.doi.org/10.1016/j.engstruct.2014.04.038
0141-0296/ 2014 Elsevier Ltd. All rights reserved.

Buildings having both structural walls located along the perimeter and inner RC frames also fall in the category of RC buildings
made with large lightly reinforced walls; this particular distribution not only gives to the building high resistance and stiffness
to the lateral actions but also provides an increased exibility
within the organisation of the internal spaces. This is possible
thanks to the presence of RC frames made of columns characterised by small sections that have to support only the vertical loads.
Many examples of such type of building were built during the
1950s through the 1970s; in particular, some of the most relevant
to be cited are: the Santa Monica Hospital in California that was
damaged by the Northridge earthquake of 1994, the St. Josephs
Healthcare Orange and the St. Jude Medical Center that have been
studied in detail especially for what concerned the behaviour of
their outer walls [46].
Currently, the use of large lightly reinforced walls located along
the perimeter of the building is being rediscovered both to improve
the thermal insulation performance and reduce the construction

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M. Pecce et al. / Engineering Structures 73 (2014) 3953

Nomenclature
Ac
Agf 0c
f1
fcm
fcd
fy
fcr
Fy
G
hw
H
K
KC
k
Lwi
m
PGA
q
Rl
Rs

effective area of concrete in tension


compressive strength of the concrete section
tensile stress
compressive strength of the concrete
design compressive strength of the concrete
yielding strength of the steel
tensile strength of the concrete
yielding strength of the SDOF system
shear stiffness of the concrete
total height of the wall
height of the structure
stiffness of the system
stiffness of the columns
stiffness of the SDOF system
length of the ith wall
mass of the SDOF system
peak ground acceleration
behaviour factor
ductility factor of the structure
over-strength factor of the structure

time. These goals are being realised in systems consisting of formworks made of insulating materials or by sandwiching the insulation material between two layers of concrete [7,8]. The use of these
innovative and sustainable technologies improve the overall thermal resistance of the building and allow the construction of the
walls. Furthermore, similar techniques are also utilised for realising RC oors in which the bricks are made of insulating materials
(such as expanded polystyrene (EPS)) that do not contribute to
the plane stiffness of the oor. In fact the maximum elastic modulus of the usual bricks is bit lower than the one of concrete, i.e.
about 25,000 MPa, while the modulus along the orthogonal direction is about the half of the maximum one. Conversely, the EPS
bricks have a negligible elastic modulus with respect to concrete
and, thus, the plane stiffness of the oor can be assumed as the
same of the solid concrete slab.
In this paper, rstly the characteristics of large lightly reinforced walls are surveyed to emphasise their differences from the
so-called ductile walls in terms of mechanical behaviour and
requirements furnished by both Italian [9] and European codes
[10] for seismic design. In particular, ductile walls require more
expensive reinforcement percentages and construction details.
The technical literature has been then examined in order to
highlight the behaviour of RC buildings made with large lightly
reinforced walls under seismic actions [3,11,12].
The nonlinear behaviour of two large lightly reinforced walls
experimentally tested has been also assessed by means of two
numerical Finite Element (FE) models developed by using the
SAP2000 [13] and DIANA 9.4 [14] software. These analyses were
aimed to set constitutive relationships of materials, type of nite
elements and smeared cracking model to be introduced in the FE
model in order to achieve the best tting with some experimental
results. In particular, two smeared cracking (xed or rotating)
models have been considered and the parameter b dened as
shear retention factor in the xed cracked model has been varied
to examine its effect on the nonlinear behaviour of the wall.
Finally, a case study representing a RC building with lightly
reinforced walls along the perimeter has been addressed in a FE
model by adopting the same approach used in the numerical analyses carried out on the single walls. Some features have been
investigated for this type of building that are still lack in the technical literature. Linear dynamic analysis have been developed in
order to dene the inuence of the in-plane stiffness of the oor,

Rn
S
Sref
T1
T
TC
V
V
Vcol
Vwall

q1
b

c
C
d
d

e1
s
qs

redundancy factor of the structure


stiffness of the columns
reference stiffness of the columns
fundamental period of vibration
the period of vibration of the SDOF system
the start period of the spectrum with constant velocity
shear at the base of the building
shear at the base of the SDOF system
total shear of the columns
total shear of the walls
wall area/oor area ratio
reduction factor of shear stiffness G
shear strain
participating factor
displacement at the top of the building
displacement at the top of the SDOF system
tensile strain
shear stress
reinforcement percentage

that is usually assumed rigid without any verication, on the


dynamic behaviour of the whole structure. To this aim also a comparison with a traditional framed RC building has been carried out.
The inuence of the oor stiffness is analysed both in terms of
dynamic behaviour (vibration period and participating mass) and
shear force distribution among the walls and the columns. Such
an effect is examined also in order to evaluate the role of innovative light oor systems, which cannot be considered as rigid in
their plane, in RC buildings made with large lightly walls.
Furthermore, nonlinear static analysis has been also attended in
order to evaluate for the case study the contribution of ductility
and over-strength to the behaviour factor, q, i.e. to the seismic
performances.

2. Lightly reinforced walls


2.1. Code indications for design
Large lightly reinforced walls are dened by Eurocode 8 [10]
based on various geometric requirements and on their dynamic
behaviour, as follows:
A wall system shall be classied as large lightly reinforced
walls system, if, in the horizontal direction of interest, it comprises at least two walls with a horizontal dimension of not less
than 4.0 m or 2/3hw, whichever is less, which collectively support at least 20% of the total gravity load from above in the seismic design situation, and has a fundamental period T1, for
assumed xity at the base against rotation, less than or equal
to 0.5 s. It is sufcient to have only one wall meeting the above
conditions in one of the two directions, provided that: (a) the
basic value of the behaviour factor, q0, in that direction is
divided by a factor of 1.5 over the value given in Table 5.1
and (b) that there are at least two walls meeting the above conditions in the orthogonal direction.
In addition, a note in the same code claries that, for this type of
wall, the seismic energy is transformed into potential energy
(through a temporary lifting of the structural mass) and that this
energy is dissipated through the rocking of the walls.
For these walls, the formation and rotation of plastic hinges do
not occur due to their large dimensions and to the absence of a

M. Pecce et al. / Engineering Structures 73 (2014) 3953

connection either at their base or with other large transverse walls;


therefore, they cannot be designed for dissipating energy by means
of plastic hinges at their base.
The EC8, and also the Italian code [9], provides the same behavioural requirement (q0 = 3) associated with uncoupled wall systems having a medium ductility class (MDC). However, it should
be noted that the behaviour factor q0 must be corrected by a factor
kw in order to have the real behaviour factor (q = kw  q0), as
follows:

8
>
< 1:00 for frame and frame  equiv alent dual systems
kw 0:5 6 1 a0 =3 6 1 for wall; wall  equiv alent
>
:
and torsionally flexible systems

a0

hwi

.X

lwi

where a0 is the more common value of the height-to-length ratio,


hwi/lwi, within the walls of the examined structural systems.
With regard to the hierarchy of resistance, both the Italian and
the European codes provide for the amplication of the shear in
order to ensure that exural yielding occurs before shear failure.
Particularly, the shear force derived from the analysis should be
increased by the factor (q + 1)/2; furthermore, if q > 2, the dynamic
component of the axial force acting on the wall may be taken into
account by varying of 50% the axial force due to the gravity loads
present under the design seismic load condition; the sign has to be
individuated considering the most unfavourable situation.
As for the construction details, EC8 provides the following specic requirements for steel reinforcement:
if the acting shear is lower than the shear strength of the section
without shear reinforcement, the minimum shear reinforcement ratio in the web is not required; if this condition is not satised, the shear reinforcement must be calculated by a variable
inclination truss model or a strut-and-tie model;
the anchorage length of the clamping bars connecting the horizontal zones should be increased;
the vertical bars, calculated for the exural strength, should be
concentrated at the ends; moreover, in these boundary zones,
the longitudinal reinforcement has to be engaged by a hoop
or a cross-tie with a diameter not lower than 6 mm or than
1/3 of the vertical bar diameter, dbL, and with a vertical spacing
not larger than 100 mm or 8dbL. In addition, the diameter of the
vertical bars should be not lower than 12 mm at the rst oor
and not lower than 10 mm for the upper stories;
the vertical reinforcement should not exceed the amount calculated for the exural strength;
continuous steel bars, both horizontal and vertical, should be
provided: (a) along all of the intersections between walls and
at the web-ange connections of each wall, (b) at each oor
level, and (c) around the openings in the walls.
Conversely, the Italian code [9] does not provide any steel reinforcement requirements for this type of walls. Moreover, the code
seems to not distinguish the lightly reinforced walls from the ductile ones, but it only suggests that the requirements provided for
seismic actions may not be applied. This means that the boundary
zones may not be strengthened with the same reinforcement
detailing usually adopted for RC columns in order to have an effective connement of concrete along the critical height of the wall.
Such a critical length depends not only on the length and the
height of the wall, but also on the number of oors of the building.
However, the same behaviour factor of ductile walls with MDC
should be adopted.

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2.2. The seismic performance of buildings with walls


The use of RC walls to achieve strength and stiffness in buildings threatened by seismic actions has been adopted in many
cases, with various solutions in terms of dimension and distribution of the walls. The resisting systems with large lightly reinforced
walls, sometimes coupled with RC frames to support vertical loads,
have been applied in numerous countries such as Kyrgyzstan, Canada, Romania, Turkey, Colombia, USA and Chile [1]. In some cases
after an earthquake, low damage levels were observed with respect
to framed buildings; for example, some buildings were analysed
after the seismic event of 1985 in Chile [3,2].
A typical case noted in Managua (Nicaragua) in 1972 has been
described by Fintel [15]. Two RC buildings were built in the early
1960s using different structural systems: one building had 15
oors made with frames, and the other had 18 oors with a mixed
structure made with frames and walls. The same seismic action
resulted in very different behaviours of the two buildings. The
framed building, judging by the signicant damage occurred in
the non-structural elements (partitions, inll walls, etc.), was subjected to a violent shaking. Conversely, the building with mixed
structure did not show clear signs of the seismic action; indeed,
the walls, which constituted the core of the building since they
were centrally disposed with respect to its plan, limited the deformability of the whole building and, consequently, protected the
non-structural elements, particularly those more sensitive to high
inter-story drift. The limited structural damages were repaired
without carrying out any evacuation.
As above mentioned the damage reconnaissance after the earthquake in Chile in 1985 (WHE reports from Chile, i.e. Moroni [1])
evidenced a good performance of the buildings made with RC walls
under a strong earthquake (Ms = 7.8). In [16] the demand and
capacity of such type of buildings with refer to some Chilean real
cases are compared conrming the good performances observed
during the seismic event. The author evidences the existence of
various parameters that play an important role in the seismic
response of buildings with RC walls according to their stiffness
and mass distribution in plan and elevation, but the fundamental
parameter results the wall density, dened in each direction as
the ratio of the area of the walls to the oor area. In particular,
the displacement demand, studied trough spectral analysis
referred to the site of Via del Mar, is not much variable when
the wall density varies in the range 24%; in fact, a wall density
lower than 2% gives a signicant increment of the displacement
demand, while a wall density greater than 4% does not allow a relevant reduction. In particular, the displacement demand of the
Chilean buildings during the earthquake of 1985, expressed as
the drift of the whole construction, was of about 1% and moderate
damages were observed for such buildings. Furthermore, a large
number of the analysed buildings was not equipped with reinforcement details because they were designed according to the
German rules of 1950 for non-seismic buildings. Only in some
cases the walls of the buildings were characterised by a longitudinal reinforcement greater than in the case of non-seismic constructions; this improved the exural strength, but however the walls
lacked the transversal reinforcement necessary for improving the
concrete connement.
The experimental studies on walls subjected to cyclic horizontal
forces up to failure, carried out also before the Chilean earthquake
and collected in [16], conrmed that the displacement capacity of
the tested walls, measured as drift, is high also when there is no
connement at the boundary of the walls.
More recently, other researchers [17] have observed the good
performance of buildings with RC walls under seismic actions
and identied the wall density as an efcient parameter for buildings not exceeding fteen oors. Furthermore, the studies show

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M. Pecce et al. / Engineering Structures 73 (2014) 3953

that for many of these buildings, the collapse condition is caused


by the shear failure of the walls; in fact, the authors observe that
in many cases the shear reinforcement is lacking and does not
allow for exural failure occurs before shear failure under seismic
actions. Only a few codes [10,18] consider the amplication of
shear through a specic factor in order to institute a strength
hierarchy.
Another parameter used to control the behaviour under seismic
actions of building with RC walls is the shear index, that, dened as
the ratio of the total weight of the building to the area of the walls
in each direction [19], represents the average compression stress in
the walls. A satisfactory behaviour of the buildings was observed
for values of this index less than 5 MPa. The importance of this
parameter and the benecial effect of the connement at the
boundaries of the walls were conrmed again after the Chilean
earthquake in 2010. In fact, the good performances of the wall
buildings during the earthquake in 1985 encouraged to not realise
the details for the connement and increase the oors number, i.e.
the compressive stress in the walls, for the new structures built
after 1985 and before 2010, causing the bad performances of these
buildings, as widely discussed in Massone et al. [11], Wallace et al.
[12], and Telleen et al. [20]. In particular, the number of stories was
increased from about 15 to 25 without enlarging the wall density;
this led to enhance the level of the compression stresses to 1030%
of the concrete strength [11].
During the Chilean earthquake in 2010, the most common phenomenon was buckling of the longitudinal bars (especially those at
the ends of the walls) due to the large spacing of transversal reinforcements and the high value of stress in the concrete combined
with large compressiontension cycles. Another type of phenomenon that may occur was the whole o partial buckling of the wall
out of the plane when the height/thickness ratio of the wall was
too high.
Before 1985, building American codes did not provide heightto-thickness limitations for concrete wall panels, then a heightto-thickness ratio limitation of 25 was imposed on bearing walls,
and 30 for non-bearing walls (14.5.3 of ACI-318 [21]); furthermore
the effect of restraints and compression stresses has to be considered in the design.
Obviously the damage spread in the buildings depends on the
conguration of the construction; the most frequently observed
problems are due to the elements coupling the walls, the variation
of the wall sections in elevation and the shape of the wall sections.
Numerical studies on the behaviour of buildings with large
lightly reinforced walls were conducted by Fischinger et al. [22].
The authors performed a series of nonlinear analyses aimed to
evaluate the effect of the design requirements given by EC8 and
to assess the inelastic response of such buildings. In conducting
these analyses, the authors developed a simple model for buildings
made with walls, keeping constant the area of the walls and
varying the Peak Ground Acceleration (PGA, ag,max = 0.1, 0.2,
0.3 g), the structural factor (q = 1.5, 2, 3, 4, 5, 6), the number of
oors (n = 5, 10, 15), and the wall area/oor area ratio (q1 = 1%,
1.5%, 2%, 3%).
The authors observed that for levels of PGA equal to 0.1 g and
for high behaviour factors q, it is possible to introduce a reinforcement ratio of 0.4%, in the boundary areas of the walls, for 5-story
buildings; furthermore, the buildings generally remain in the elastic eld. When the walls require more than the minimum reinforcement, the demand increases rapidly. The buildings subjected
to PGA greater than 0.1 g with a higher number of oors have
deformations in the plastic range, although with a limited interstory drift (<1%). Several walls have problems of local stress concentration and the authors argue that to solve this problem, it is
sufcient to increase the ratio of the wall area to the oor area
to a value approaching 2%.

Many experimental results are now available for walls tested


under horizontal monotonic or cyclic loads. However, little information is available on the global behaviour of buildings with walls
along the perimeters. Rezaifar et al. [8] tested a full-scale building
constructed with RC sandwich panels consisting of one oor with
a 3.35 m square plan on a shaking table. The authors observed that
the development of cracking initially caused decreasing stiffness,
reducing the natural frequency of the vibration and, thus, increasing the vibration period. Furthermore, the different distribution of
cracks along two directions caused torsion modes that were contrasted by all four walls.
The authors also noted that the structural behaviour (with its
signicant stiffness) was excellent for low or moderate earthquakes, while more construction details were required for strong
earthquakes characterised by high natural frequencies.
3. Numerical model of RC walls and comparisons with
experimental results
The authors have done some preliminary experimentalnumerical
comparisons for RC walls available in the technical literature in
order to validate the reliability of the FE model implemented by
two different software (SAP2000 and DIANA TNO). In particular,
the approach used in the FE model implemented in SAP2000 will
be used in the following also for carrying out the non-linear analysis of an entire building made with lightly reinforced walls under
seismic actions. Therefore, the walls selected from the technical literature for the comparisons with the FE model have low percentages of reinforcement with negligible or without any details at
the ends, as in the case of the building. The efciency of the constitutive relationship assumed for the concrete in compression and in
tension is examined and the importance of the cracking model is
investigated by comparing different modelling approaches. The
effectiveness of the numerical model is appraised especially in
terms of maximum load, damage localisation, and post-elastic
deformability.
3.1. The case study
Numerous results of experimental tests on RC walls [2325] are
available in the technical literature, but, generally, they are
referred to specimens equipped of additional longitudinal and
transversal for connement steel reinforcement at the ends of
the cross section.
Conversely, there is little information about RC walls with a low
percentage of reinforcement uniformly distributed; among these,
the specimens tested by Orakcal et al. [4] and Gebreyohaness
et al. [26,27] were chosen for being simulated through a FE model.
In this section the primary characteristics and the experimental
results of the tested walls are examined, and the results are
reported.
The specimens of Orakcal et al. [4] were constructed in a 3:4
scale with refer to the walls of an actual building: the St. Jude Medical Center in California [6]. The specimens have width of 152 mm,
length of 1370 mm, height of 1220 mm; the materials used in the
tests have properties similar to those used at the time of the building construction (approximately 30 MPa for the mean compressive
strength of concrete and 424 MPa for the yielding strength of the
steel bars). A single layer of reinforcement was used. The six tested
walls were divided into three different types, with two equal samples for each type. The three types differed in the value of the axial
force, which was 0%, 5% or 10% of the compressive strength of the
concrete section (Agf0 c). The steel reinforcement was the same for
all samples and consisted of a longitudinal reinforcement with
13 mm diameter bars spaced at 330 mm that were doubled at

M. Pecce et al. / Engineering Structures 73 (2014) 3953

the ends of the elements; a transversal reinforcement with 13 mm


diameter bars spaced at 305 mm was also added (Fig. 1). The
resulting percentage of longitudinal reinforcement was 0.23%,
although the local percentage was slightly greater at the end of
the element. No hooks were provided for the transversal
reinforcement.
The tests were conducted under displacement control by applying a constant axial load with two actuators that prevented the
rotation of the top of the model, and horizontal cyclic loads with
drift levels equal to 0.2%, 0.3%, 0.4%, 0.6%, 0.8%, 1.2%, 1.6%, 2.0%
and 2.4%. The experimental measures allowed for distinguishing
the shear from the exural deformation, even if a negligible contribution of the latter was observed; the primary cause of deformation was actually due to the sliding along the shear diagonal
cracks. The nale collapse was caused by the failure of the compressed concrete in the central part of the inclined strut.
In [4] the inuence of various parameters on the shear strength
of the walls was investigated through an analysis of several experimental tests carried out by others researchers [2830]. In particular, the investigated parameters were: the percentage of
longitudinal steel reinforcement, the presence of one or two layers
of longitudinal reinforcement, the presence of 90 hooks at the
ends of the transversal steel reinforcement, the percentage of steel
reinforcement at the ends of the cross section and the level of normal stress. It was noted that the absence of hooks for the transversal steel reinforcement at the end of the cross section did not affect
the shear strength, while the presence of axial stresses caused a
reduction in the lateral drift capacity of the wall.
In [31] new formulations for evaluating the residual vertical
resistant load in RC walls damaged by shear were analysed; these
formulations accounted for the resistant contributions to the vertical normal load given by the sliding mechanisms developed along
the interfaces of the inclined shear cracks.
In [26,27] two wall specimens having length of 1300 mm,
height of 1750 mm, and width of 150 or 230 mm were experimentally investigated. The concrete had a mean compressive strength
of approximately 20 MPa, and the steel bars had a yielding strength
of 515 MPa. A single layer of reinforcement was used. An axial
force representing 5% of the compressive strength of the concrete
section (Agf0 c) was applied to each wall. The steel reinforcement
was the same for both specimens and consisted of longitudinal
and vertical bars with a diameter of 10 mm spaced at 305 mm.
The resulting percentage of longitudinal reinforcement was, thus,
0.20% for the rst wall and 0.13% for the second one. The tests were
conducted under displacement control, the constant axial load was
applied with pre-tensioned high strength bars, and the horizontal

cyclic loads reached drift levels of 3%. The authors observed that
the lacking of additional bars at the ends led to the critical failure;
in fact exural cracks did not form but only a longitudinal crack at
the base opened allowed the rocking of the panel.

3.2. The nonlinear numerical models


A nonlinear model of a RC wall was implemented through two
software programs: SAP2000 [13,32] and DIANA [14]. The general
approach is approximately the same for the two programs, though
DIANA allows assessing the cracking behaviour of bi-dimensional
elements under shear stresses by two types of smeared cracking
models.
The bi-dimensional element used for modelling the concrete in
both software is a four-node quadrilateral iso-parametric plane
stress element (in DIANA is named Q8MEM, in SAP2000 is individuated as SHELL), i.e. it is a shell with a combination of membrane
and plate behaviour; this means that all forces and moments can
be supported and the thick-plate (Mindlin/Reissner) formulation
is used including the effect of transverse shear deformation.
Conversely, the approach to model the steel reinforcement is
different from that used for concrete, but is similar for the two software. A membrane element stiff only in its plane is used (in DIANA
is named CQ16M, in SAP2000 is individuated as Membrane); this
means that only the in-plane forces and the normal (drilling)
moment can be supported. Such a membrane element is embedded
in other structural elements (so-called mother elements) and, thus,
it has not any degrees of freedom of their own. The perfect bond is
assumed between steel and concrete and the tension stiffening
behaviour is introduced by the cracking model and the constitutive
relationship of the concrete in tension.
The membrane has to be set with an equivalent thickness in
order to simulate the same area of the bars and give the same stiffness in a xed direction; thus, two different membranes have to be
introduced for the longitudinal and transversal reinforcement,
since they can have different area.
A multi-axial nonlinear behaviour was assumed for the concrete, and a mono-axial nonlinear behaviour was assumed for the
steel reinforcement. The constitutive relationship of the concrete
in tension takes the cracking phenomena into account through a
smeared cracking approach; the tension stiffening after cracking
is addressed through the softening branch according to the model
of Vecchio and Collins [33] reviewed by Bentz [34]. Therefore, the
rst branch of the re relationship in tension is linear up to the
strength, ft, and is followed by a nonlinear softening characterised
with the following relationship:

f1

13/305mm

152

330

305

1220

13/330mm

152

1370
64 330

Fig. 1. Steel reinforcement in the wall WP-T5-N10-S2 [4] (measures in mm).

43

ft
AC
p with M P
db p
3:6  M  e1

being db the diameter of the bars and Ac the effective area of concrete in tension; this last value is assumed as a circular area with
a diameter of 6db, as studied by a FE model in [35]. Such a value
is not very different from the well-known value of 7.5db suggested
in Model Code 78 [36].
The tensile strength, ft, is evaluated by means of the formulation
of Vecchio and Collins [33].
Also in compression a nonlinear behaviour with a softening
branch after the strength was assumed. In particular, the constitutive relationship of the concrete in compression suggested by Mander
et al. [37] was adopted; such a model allows to consider also the
effect of connement due to the stirrups, albeit in the analysis presented herein this effect was not introduced, but was utilised in
[32]. The constitutive relationships adopted in compression and
tension for the concrete are graphed in Fig. 2.

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M. Pecce et al. / Engineering Structures 73 (2014) 3953

35.00

[MPa]

30.00
25.00
20.00
15.00
10.00
5.00
[/]

0.00
-0.004

-0.002

0.002

0.004

0.006

-5.00
Fig. 2. Constitutive laws in tension and compression for concrete.

Further information must be offered concerning the cracking


behaviour. SAP2000 adopts a smeared cracking approach in which
a sc curve is generated by considering rotating smooth cracks,
while DIANA allows for the use of both rotating smeared cracking
and xed smeared cracking. The two methods can be synthetically
dened as follows:
(1) In the rotating smeared cracking approach, the concrete has
an elastic behaviour up to the point of cracking, i.e., up to
attaining its tensile strength, ft. After this point, the cracks
assume an inclination angle perpendicular to the direction
of the principal tensile stresses and vary with them.
(2) In the xed smeared cracking approach, the concrete has an
elastic behaviour until the point of cracking, but the nonlinear behaviour is governed by the shear stiffness G reduced
by the factor b, which is smaller than 1. In this approach,
the cracks have a constant inclination angle that is perpendicular to the direction of the principal tensile stresses when
cracking begins.
The actual behaviour of reinforced concrete during the cracking
development is inuenced by both the interface shear stresses
along the cracks and the dowel effect; both phenomena control
the deviation between the principal directions of stress and strain.
Such a deviation increases the damage and the energy dissipation
in the element. This means that, when the xed smeared cracking
approach is adopted, the inuence of the interface behaviour is ctitiously introduced in the model by a reduced shear stiffness of
the elements.
The value of the factor b was assessed using the experimental
results of the diagonal tests on RC panels described below.
3.3. Calibration of the parameter b
The authors conducted two diagonal tests on RC panels to calibrate the shear deformability in the DIANA model after cracking in
the xed smeared cracking approach. In fact, nevertheless the
value of the retention factor, b, has been suggested in the literature
for quite some time as 0.200.25 [38,39], the authors decided to
assess again this parameter by carrying out suitable experimental
tests on RC panels with a low percentage of reinforcement. Such
a reinforcement percentage is similar to the value currently used
for lightly reinforced walls and the experimental tests were aimed
to check the inuence of the reinforcement percentage on the
shear stresses along the cracks interfaces.
The two tested specimens were equal; they had dimensions of
900 mm  900 mm with a thickness of 150 mm. The reinforcement
was realised by ordinary steel bars with a diameter of 10 mm

spaced of 200 mm in both directions. The average strength in compression of concrete, obtained by three tests on cubes with side of
150 mm, was 36 MPa. The average yielding and ultimate strength
of the steel bars, obtained by three tensile tests, was 467 MPa
and 551 MPa, respectively.
The load was applied by a servo-hydraulic universal machine
(maximum load 3000 kN) with a speed of 0.015 mm/min and measured by a load cell. Two inductive displacement transducers
(LVDT) were placed on each side of the panel with a 400 mm gauge
along the two diagonals corresponding to the direction in compression (vertical direction V) and in tension (horizontal direction H).
The testing set-up is shown in Fig. 3a and a picture of the panel
after the test is shown in Fig. 3b.
The loaddisplacement curves (Fd) measured by the four
LVDTs are reported in Fig. 4a for both the specimens.
The relationship between the shear stress and the shear deformation (sc) is graphed in Fig. 4b. In particular, the shear stress is
calculated as

0:707  F
An

where s is the shear stress; F the applied load; and An is the net area
of the specimen, calculated as follows:

An



wh
t
2

where w, h and t are the width, height and thickness of the specimen, respectively.
The shear strain is calculated as:

DV DH
g

where c is the shear strain; DV the vertical shortening; DH the horizontal elongation; and g is the gauge length of DV and DH.
The experimental results are quite the same for the two specimens. Fig. 4b shows that the behaviour is linear up to a stress value
of a 3.5 MPa, and then becomes nonlinear up to approximately
6.1 MPa.
The model of the panel has been implemented in DIANA according to the features previously introduced by considering both the
rotating smeared cracking and the xed smeared cracking
approaches; in the latter case, b was varied in the range 0.005
0.1. Such range was chosen to rene the assessment of b, because
the numerical results evidenced that for b greater than 0.1 the
strength of the panel was excessively overestimated, while values
lower than 0.01 corresponded to a smooth crack. Finally, in Fig. 5
the results in terms of sc curves obtained for three values of b
(0.005, 0.01, and 0.1) in the case of xed smeared cracking model
were graphed. In the same gure also the results obtained from
the rotating smeared cracking model are reported. The constraint
conditions were simulated by introducing also the bi-dimensional
model of the steel shoes used in the test.
The comparison in Fig. 5 highlights a good tting of the models
with the experimental curves, but also conrms the role of the
parameter b, which allows a better agreement after the shear
cracking in the xed smeared cracking approach. Similar numerical
curves have been obtained in the case of rotating smeared
approach or for the xed one when b is 0.1. If b increases, the
strength and deformation at the end of the elastic eld also
increases. The tting with the experimental curve, especially in
terms of strength, is more efcient for b = 0.01 and b = 0.005.

M. Pecce et al. / Engineering Structures 73 (2014) 3953

(a)

45

(b)

Steel block

400mm

lvdt2

lvdt1
400mm

Steel block

Fixed fundation

Fig. 3. (a) Setup of diagonal tension test on a RC wall and (b) the specimen after the test.

Fig. 4. Results of the diagonal tests on RC walls: (a) experimental curves Fd and (b) experimental curves sc.

7.5

[MPa]

=0.1

rotating

=0.005
4.5

experimental
=0.01

1.5

[/]
0

0.00035

0.0007

0.00105

0.0014

Fig. 5. Theoretical and experimental comparison of the diagonal test.

3.4. Numericalexperimental comparison of the shear tests


The FE models implemented in SAP2000 and DIANA were also
applied to the wall WP-T5-N10-S2 tested by Orakcal et al. [4]
and to the wall WPS1 tested by Gebreyohaness et al. [26,27].
For the two models, the thickness of the three layers (one made
of concrete and two of steel reinforcement, one for each direction)
is dened as follows:
the concrete layer has a thickness equal to the total thickness of
the section without subtracting the steel thickness;

the thickness of the layer simulating the longitudinal reinforcement was calculated by dividing the reinforcement area by the
reinforced length of the panel, with value of 0.35 mm and
0.30 mm for the two tests, respectively. For the panel tested
by Orakcal et al. [4] at the ends of the cross section the thickness
is 2.47 mm due to the increment of the reinforcement steel, and
is evaluated according to the same procedure for a length of
229 mm;
the thickness of the layer made of transversal reinforcement is
0.44 mm and 0.25 mm for the two tests, respectively.
The mechanical properties indicated by the authors were
assumed in the model: the average compressive strength of the
concrete was fcm = 31.4 MPa, and the yielding strength of the steel
was fy = 424 MPa for the panel from Orakcal et al. [4]. Analogously,
fcm was 19.4 MPa and fy was 500 MPa for the panel from
Gebreyohaness et al. [26,27]. For the steel reinforcement, an elasticplastic law up to failure with an ultimate strain of eu = 12%
was assumed, lacking more detailed information. However, sensitivity analyses evidenced that the numerical results are little
affected by a moderate hardening of the steel bars.
The comparison between the numerical and experimental
results for the wall tested by Orakcal et al. [4] is shown in Fig. 6a
in terms of the forcedisplacement relationship. The numerical
curves refer to the both FE models developed in SAP2000 and
DIANA; in particular, for the DIANA model both the rotating and
xed smeared cracking approaches have been used and various
values for the factor b (0.005, 0.01, 0.1) have been considered in

46

M. Pecce et al. / Engineering Structures 73 (2014) 3953

Fig. 6. Panel tested by Orakcal et al. [4]: (a) theoretical and experimental comparison of the loaddisplacement curves and (b) principal tensile stress distribution in concrete
at the maximum load from SAP2000 in MPa.

the latter one. The curves in Fig. 6a show that the all numerical
models of DIANA are stiffer than the experimental behaviour in
the linear eld, while the model of SAP2000 is more in agreement
in that eld since it shows a better simulation of the cracking
before steel yielding. The difference between the initial stiffness
of the numerical curves given by the DIANA and SAP2000 models
is due to the different modelling strategy of the shear behaviour,
which governs the behaviour of the panel. The SAP2000 approach
assumes, indeed, a shearstrain relation that after cracking is more
deformable than the one assumed by DIANA.
In the post-elastic eld, the best agreement with the experimental results was achieved by the xed smeared cracking approach with
b = 0.005, as already demonstrated by the previous calibration of b;
when the b value increases signicantly (i.e., b = 0.1), the numerical
results wander from the experimental result.
By the contrast, the rotating smeared cracking approach furnishes results similar to the xed smeared cracking with b = 0.1
in the rst branch, but then diverges and tends to the results
obtained by adopting lower values of b (0.01 and 0.005).
Finally, the model developed in SAP2000 appears to be less efcient into predicting the steel yielding load since the numerical
value is much greater than the experimental one; by contrast,
the model is able to simulate the post-peak softening behaviour
that the DIANA models do not show.
The distribution of the principal tensile stress at the maximum
load is reported in Fig. 6b; the maximum values are attained at the
central zone of the panel (at the ends more reinforcement is present) due to shear; this result is in good agreement with the failure
mode observed during the experimental test characterised by
diagonal cracking, followed by widening of cracks and sliding along
the diagonal cracks.
The comparison between the numerical and experimental
results for the wall tested by Gebreyohaness et al. [26,27] is shown
in Fig. 7 in terms of the forcedisplacement relationship. The
numerical curves refer to the same DIANA and SAP2000 models
considered in the previous comparisons. The curves in Fig. 7a show
that all the numerical models are stiffer than the experimental
behaviour in the linear eld; for such a panel both software give
the same trend since the exural behaviour, not the shear one, governs the failure. Anyway, the difference between the numerical and
the experimental results could be due to a deformability of the base
restraint device, since the stiffness of the numerical models corresponds exactly to the theoretical elastic one of an un-cracked wall.
Probably, the introduction of the base deformability could improve
the agreement between the experimental and numerical curves.
Moreover, all the numerical curves overestimate the steel yielding load by approximately 20%, but in the post-elastic eld, the
best agreement with the experimental results was achieved by

the model of SAP2000. About the DIANA model, both the xed
and the rotating smeared cracking approach furnished results
similar to the SAP2000 up to the yielding load, while they overestimated the experimental behaviour in the post-elastic branch.
It is worth to note that the experimental behaviour shows a low
ductility since the capacity loss is higher than the 15% when a
small plastic deformation has been exploited.
In Fig. 7b the stress distribution in the vertical steel is depicted
pointing out the steel strength (300 MPa was assumed in the
model) is reached and concentrated at the base, in good agreement
with the experimental failure mode that showed a crack extended
along the entire length (the experimental test is a cyclic test) with
the rupture of the steel bars .
The experimental behaviour highlighted the mechanism of
rocking after the rupture of steel at the base was able to retaining
strength but with poor energy dissipation.
In conclusion, the numerical results given by the FE model
developed in SAP2000 give a reliable tting with the experimental
behaviour for both the simulated panels in terms of global behaviour (strength and ductility), post-elastic trend of the load
displacement relationship and failure mode.
4. Numerical analysis of buildings
4.1. The case study
In the following, a RC building equipped with large lightly reinforced walls placed along the perimeter and with internal frames is
analysed. The building has a rectangular plant with dimensions of
20 m  30 m and has 3 oors each with height of 3 m. The structure consists of a perimeter RC wall having thickness of 150 mm
and of RC columns having square section with dimensions
300 mm  300 mm at all levels and spaced of 5 m in both direction
x and y. The perimeter walls have openings that form panels with
dimensions of 1.0 m and 2.0 m in both directions. The structure
was designed considering the elastic spectral PGA of 0.35 g acting
at the base (such a value refers to a high seismic hazard site in
Italy), following the indications provided by EC8 [10] for buildings
with walls, since the columns bear a negligible role under seismic
actions. Due to the use of large lightly reinforced walls, a medium
ductility class and a design behaviour factor q = 1.50 were
assumed; the shape factor of the walls (kw) was calculated with
reference to the dimensions of the perimeter walls without openings. However, the longitudinal reinforcement of the walls was
determined without ductility details; the steel bars are uniformly
distributed and have a diameter of 10 mm.
Another RC building made entirely of RC frames was designed
with the same dimensions in plan of the rst one and to experience

47

M. Pecce et al. / Engineering Structures 73 (2014) 3953

Fig. 7. Panel tested by Gebreyohaness et al. [26]: (a) theoretical and experimental comparison of the loaddisplacement curves and (b) stress distribution in the vertical steel
membrane at the ultimate condition from SAP2000 in MPa.

the same seismic actions. Also for the frame building the design
was carried out assuming a medium ductility class with a behaviour factor q = 3.12. The dimensions of beam and column sections
resulted clearly larger than those designed for the building with
walls; for all of the beams and columns, the constructive details
provided by the building codes for design in seismic areas were
considered. Table 1 reports the relevant information concerning
the dimensions and reinforcement percentages of the columns
(with refer to the total steel reinforcement) and beams (with refer
to the only steel reinforcement in tension).
For both buildings, the class of concrete is C25/30 (fck = 25 MPa)
and the reinforcing steel is B450C (fyk = 450 MPa, ultimate strain
eu = 7.5%). In Fig. 8 the schemes of the two buildings implemented
in the software SAP2000 [13] are shown.

expanded polystyrene (EPS) having an equivalent thickness


40 mm as the solid concrete slab.
The behaviour of the RC frame and walls buildings are compared for the case of a rigid oor made of reinforced concrete
and EPS; Table 2 shows the numerical results in terms of fundamental periods of vibration and participant masses obtained by
the FE model developed in the software SAP2000 [13].
The participant masses associated to the rst mode exceed 85%
only for the wall building along both directions, while nine modes
are necessary to reach the same result for the framed building.
Therefore, the wall building appears to be slightly more regular.
Since both buildings are regular structures, the rst period of
vibration can be also assessed by using the approximate formulations suggested by Eurocode 8 [10]:
Frame building:

4.2. Linear dynamic behaviour

T 1 C 1  H3=4

The dynamic behaviour of the two RC buildings was analysed in


terms of:

Walls building:

T 1 C t  H3=4

vibration modes;
periods;
participant masses.

p
C t 0:075= Ac
2

Ac R  Ai  0:2 lwi =H 

Different cases of in-plane stiffness of the oor were considered


for the RC wall building; in particular, the oor was modelled by an
equivalent shell, so that by changing the thickness of such a shell
different values of the in-plane stiffness can be achieved and several cases, varying from the case of deformable oor to the rigid
one, have been simulated.
Two types of light elements for a RC oor have been considered:
(1) bricks with an equivalent thickness of 200 mm and with an
elastic modulus a bit lower than concrete and (2) panels made of

where C1 for RC structures is equal to 0.075, Ac the total effective


area of shear walls on the rst oor of the building, Ai the effective
area of the ith shear wall on the rst oor of the building, H the total
height of the building measured from the foundation or from the
rigid basement, and lwi is the length of the ith wall shear on the rst
oor in the direction parallel to the applied forces, with the limitation that lwi/H must be less than 0.9. Note that in the calculation of
the areas, the openings have been excluded and lwi was calculated
for the entire wall with the openings.

Table 1
Dimensions and reinforcement percentage of the elements.
Wall building

I oor
II oor
III oor

I oor in x
I oor in y
II oor in x
II oor in y
III oor in x
III oor in y

Framed building

Columns L  L (mm  mm)

qs (%)

Columns L  L (mm  mm)

qs (%)

300  300
300  300
300  300

1.40
1.40
1.40

300  400
300  350
300  300

2.24
2.24
2.01

Beams B  H (mm  mm)

qs (%)

Beams B  H (mm  mm)

qs (%)

300  250
500  250
300  250
400  250
300  200
500  200

1.26
0.75
0.691.26
0.520.94
1.57
0.94

400  250
500  250400  250
350  250
400  250350  250
350  200
450  200350  200

0.75
0.940.75
1.07
0.751.07
1.35
1.051.35

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M. Pecce et al. / Engineering Structures 73 (2014) 3953

Fig. 8. 3D Models of (a) the wall building and (b) the framed building.

Table 2
Dynamic parameters for the wall and the framed buildings with rigid oor in RC with
EPS.

Fundamental period dir. X (s)


Participant masses dir. X (%)
Fundamental period dir. Y (s)
Participant masses dir. Y (%)
Total mass (kg)

Framed building

Wall building

0.624
81
0.597
80
1,326,100

0.064
89
0.079
86
1,394,875

The fundamental period result in:


Frame building: T1 = 0.39 s.
Walls building: T1x = 0.127 s in the x direction and T1y = 0.152 s
in the y direction.
In comparison with the results of the numerical dynamic analysis, the period given by the simple code formulation is lower for
the frame building (about 40% lower) and higher for the wall building (approximately 100% higher); in the latter case, it is interesting
to note that the vibration period assumes a very low value, usually
not considered for RC buildings.
In addition, the RC wall building was also modelled as a cantilever (with exural and shear deformability) with hollow sections
neglecting both the presence of the columns and of the openings
due to doors and windows distributed along the perimeter; the
masses were applied as concentrated at the level of each oor.
The dynamic analysis of this cantilever furnished a period of
T1x = 0.058 s and T1y = 0.071 s for the x and y directions, respectively. It can be observed that the periods of the building provided
by the detailed FE model (T1x = 0.064 s and T1y = 0.079 s) are practically coincident with those of the cantilever in both directions.
About the discrepancy between the periods given by the FE
model and the simplied Eq. (7), it is worth to note that the code
formulations refer to buildings having RC frames or walls as seismic resisting elements and disposed everywhere in the building
plan. In the case of walls, the factor Ct is reduced respect to the factor C1 used for frame structures since the effect of the shear stiffness of the walls is introduced through the area of the wall
section extended along the direction of the seismic action; the
effect of this stiffness reduces when the slender ratio (H/lw) of
the walls increases.
When the model of a cantilever is used for simulating the wall
buildings, the increment of the exural and shear stiffness of the
entire hollow section respect to the walls, considered separately
in each one direction, is taken in account, providing a period closer
to the effective one.

In conclusion, the period of a RC building with walls extended


only along the perimeter could be reliably estimated by modelling
a simple cantilever having a hollow section, without openings and
having the same mass of the building at each oor, if the hypothesis of rigid oor is true and the stiffness of the frames is negligible
respect to the one of the cantilever.
The effect of the oor stiffness in the RC wall building is examined in Table 3 by considering more cases: (1) innitely deformable oor whit the masses applied where they are supported by
the beams and slabs, (2) deformable oor with variable stiffness,
obtained as variation of the shell thickness; in this case, the masses
and stiffness are evaluated for a RC slab with bricks and (3) rigid
oor. The values of the period decrease as the oor stiffness
increases; however, the stiffness of the oor 24 cm thick is insufcient to reach a regular behaviour in the X direction because the
percentage of participant masses of the rst mode is only 30%.
Moreover, the different behaviour exploited in the X and Y
direction conrms the well-known concept that the oor stiffness
is not an absolute concept, but it might be estimated by comparing
with the lateral stiffness of the building [40,41]. For the case at
hand, in the X direction the slab stiffness (considered as a at beam
in its plane) is too low (the slab is, indeed, long) with respect to the
lateral stiffness of the two shorter walls (those placed along
the short side of the building). This means that the hypothesis of
the rigid oor for this type of building could provide a signicant
error into assess the dynamic behaviour of the structure.
Such an analysis of the effect of the in-plane stiffness of the slab
has been carried out because of the widespread technology of realising RC oors lightened by EPS panels in substitution of the traditional bricks. In this technology the role of the bricks for the
denition of the in-plane stiffness is, thus, completely neglected.
In order to dene more accurately the role of the in-plane oor
stiffness for RC wall buildings, the ratio of the horizontal displacement at the end point of the slab to that at the centre (d1/d2) along
the direction Y (the oor is the longer at beam in the plane) is
examined; it is clear that this ratio is equal to 1 when the oor is
rigid.
In Fig. 9, the variation of such a ratio is graphed at each oor
versus the variation of the slab thickness (i.e., the stiffness of the
oor), but without varying the weight of the oor. It can be
observed that the ratio d1/d2, for the same slab thickness, increases
with the position of the oor along the height of the building. As
the level of the oor is higher, the translational stiffness of the wall
reduces and, thus, the relative in-plane stiffness of the slab
increases, making its constraint effect more efcient. Furthermore,
for a thickness of 4 cm (i.e., a RC oor with EPS panels) the ratio
d1/d2 is approximately 0.40.5, which is very far from representing
a rigid behaviour.

49

M. Pecce et al. / Engineering Structures 73 (2014) 3953


Table 3
Vibration period and participant masses for the RC wall building in the case of RC oor with bricks.
Deformable oor

Period of vibration dir. X (s)


Participating mass dir. X (%)
Period of vibration dir. Y (s)
Participating mass dir. Y (%)

1.2

Slab thickness

0.653
55
0.754
60

1/2

12 cm

16 cm

20 cm

24 cm

0.068
38
0.106
76

0.067
38
0.103
83

0.067
34
0.101
85

0.103
30
0.100
87

rigid floor

1.0
0.8
0.6

1
2
3

0.4
0.2

thickness [mm]
0.0

10

12

Fig. 9. The variation in the d1/d2 ratio along the direction y for the wall building
with RC oor with bricks versus the thickness of the slab, considering the three oor
levels.

Finally, the effect of the oor stiffness is examined also in terms


of the shear distribution between the walls and the columns.
Fig. 10 shows the ratio between the total shear acting on the columns, Vcol, and on the walls, Vwall, by varying the thickness of the
oor; the thickness zero represents the limit condition of innite
deformability of the oor. It can be observed that only in the ideal
case of innite deformability of the oor, the columns participate
in the bearing capacity of the building under seismic actions. A
very small thickness of the oor (1 cm) is, indeed, sufcient to
make the shear acting on the columns negligible (less than 5%)
with respect to that of the walls. This result is due to the very different translational stiffness of the two types of vertical resisting
elements (walls and frames).
Therefore, a very deformable oor can behave very stify for the
frames and distribute the shear between the frames and the walls
as a rigid oor. Furthermore, only two symmetrical walls are available in each direction so that the shear distribution between them
does not depend on the stiffness of the oor. For this type of building, the hypothesis of a rigid oor creates reliable results in terms
of stresses in the structural elements, albeit the thickness of the
oor that induces a different dynamic behaviour.
1.8

Rigid oor

0.070
89
0.087
87

To conrm the validity of this result, a parametric analysis was


developed to analyse the effect of the stiffness of the columns (i.e.
of the frames). In Fig. 11, the ratio of the total shear of all the columns to the total shear of the walls is reported versus the stiffness
of the columns along the direction Y amplied by various factors
(5, 16, 50).
It is worth noting that the rate of shear acting on the columns
increases as their stiffness is enhanced; in particular, the rate of
shear in the columns at the 1st oor varies from 0.9% for columns
with section 300 mm  300 mm to 11% for columns with section
800 mm  800 mm, that is the 0.6% of the entire shear. However,
the maximum percentage of shear spread over the columns occurs
at the 3rd oor (418%) since the translational stiffness of the
walls, as already discussed, reduces along the height due to the
cantilever behaviour.
4.3. Nonlinear static analysis
For the wall building designed in the previous section, a nonlinear static analysis was performed using the same modelling
approach implemented in the SAP2000 software for simulating
the behaviour of the panels experimentally tested and described
in Section 3. The RC walls were modelled by a multi-layer section made of three perfectly bonded layers representing the
concrete and the longitudinal and transversal steel reinforcements. The same nonlinear model previously introduced is implemented assuming for both concrete and steel the design values
of the strength (i.e. fcd = 250.85/1.5 = 14.1 MPa and fyd = 450/
1.15 = 391 MPa) as effective strength in the constitutive relationship. Therefore, the results neglect the safety factors due to the
semi-probabilistic approach into the denition of the material
strength, taking in account only the design redundancy of the
dimension and steel reinforcement.
The model takes also into account the nonlinear behaviour of
columns and beams by lumped plasticity and by dening the
plastic hinges according to the plastic rotational capacity
suggested by EC8 [10].
0.4
3rd FLOOR

Vcol/Vwall
0.3

1.5

2nd FLOOR
1st FLOOR

1.2
0.2

X
Y

0.9

0.1

0.6
0.3

thickness[mm]

0
1

0.0
0

10

16

50

12

Fig. 10. Variation of the ratio Vcol/Vwall for the RC wall building with the RC oor
with bricks versus the thickness of the slab.

Fig. 11. Variation of the ratio Vcol/Vwall ratio versus the stiffness of the columns
along the direction Y.

50

M. Pecce et al. / Engineering Structures 73 (2014) 3953

Two distributions of seismic forces along the height were considered for each direction, as indicated in EC8 [10]. The rst distribution (No. 1) corresponds to a distribution of accelerations
proportional to the fundamental modal shape and is applicable
only if the modal shape in the considered direction has a participant mass at least of 75%. Conversely, the second distribution
(No. 2) is uniform and corresponds to an uniform distribution of
accelerations along the height of the building.
The results of nonlinear analyses are usually represented by
loaddisplacement curves (capacity curves), where the load is
the total shear at the base of the building (V) and the displacement
(d) is measured at the top of the building.
In Fig. 12, the four capacity curves (Vd) obtained for the two
principal directions and the two force distributions are shown.
All curves were stopped when V = 0.85Vmax along the softening
branch, and the corresponding displacement was assumed as the
maximum one [10]. It is worth to note that when the capacity
curves reach their ultimate point, the RC columns were still in
the elastic eld.
These curves are representative of a system with more degrees
of freedom (MDOF) and must be transformed in order to be used
for safety verications. In particular, both values of shear and displacement have to be divided by the participation factor C [10] to
have the capacity curve (Vd) of the equivalent single degree of
freedom system (SDOF). The participation factor of the rst and
second mode has been used respectively for the Y and X direction.
The values of the participation factor of the rst 3 modes for both
directions are listed in Table 4.
Basing on the curve Vd of the SDOF system, an equivalent
bilinear curve is then drawn. Such a bilinear curve is characterised
by an elasticplastic behaviour as suggested in the Annex B of
Eurocode 8 [10]. In Fig. 13 the curve Vd of the SDOF system

(a)

V [kN]

20000
16000

and the corresponding equivalent bilinear curve is presented for


the direction X under the distribution of force No. 1. In particular,
as indicated in Anne B, the linear branch was xed imposing the
passage at the point 0.6Vu, while the plastic range is characterised
by the same ultimate displacement, du, of the curve Vd of the
SDOF system. It is clear that the linear branch, characterised by a
stiffness lower than the one of the effective SDOF equivalent system (see Fig. 13), points out that the nonlinear behaviour occurred
before 60% of the maximum shear, Vu, effectively attained by the
SDOF system.
A summary of the main properties of the SDOF systems corresponding to the capacity curves obtained for each direction for
both force distributions (No. 1 and No. 2) is reported in Table 5.
In the same table also the values of the displacement demand,
dmax, are listed; such values have been calculated referring to the
expected PGA. For both force distributions an expected peak
ground acceleration of 0.35 g was considered, that is the same
value used for design the building.
The results of nonlinear analyses are usually represented by
loaddisplacement curves (capacity curves), where the load is
the total shear at the base of the building (V) and the displacement
(d) is measured at the top of the building.
The results show that each bilinear curve furnishes a displacement capacity of the structure higher than the demand
(du P dmax), with seismic safety factors ranging between 1.4
and 2.0.
The behaviour factor q is due to various contributions [42]:

q Rl  Rs  Rn

Ve Vy V1 Ve



Vy V1 Vd Vd

where Ve is the base shear required by the seismic action if the


structure remains in the elastic eld, Vy the base shear at the formation of the mechanism, V1 the base shear when the rst plasticization occurs, and Vd is the design resistance obtained by the design
spectrum (i.e., the elastic spectrum reduced by the design behaviour
factor).
Therefore, the term Rl represents the ductility of the structure
and for the examined building assumes values ranging between
1.3 and 1.4, the term Rs represents the over-strength of the

12000

distribution 1

Table 4
Participation factor of the RC wall building for the rst three modes.

distribution 2

8000

Participation factor

Mode 1

4000

[mm]

Mode 2

Mode 3

0.02

1.25

1.28

0.16

0.82

0.51

0
0

12

15
12000

(b) 16000

V [kN]

V [kN]

12000
8000
8000

equivalent bilinear
system
SDOF system

distribution 1
distribution 2

4000

4000

[mm]

[mm]
0

0
0

12

15

Fig. 12. Capacity curves for the wall building for two force distributions: (a) X
direction and (b) Y direction.

2


10

Fig. 13. Curve V d for the SDOF system representing the RC wall building in X
direction for force distribution No. 1.

51

M. Pecce et al. / Engineering Structures 73 (2014) 3953


Table 5
Main properties of the SDOF systems.
SDOF system

k (kN/m)
Fy (kN)
m (kg)
TC (s)
T (s)
dmax (mm)
Rl (/)
Rs (/)
Rn (/)
q (/)
l (/)
dmax (mm)
du (mm)
du/dmax

Force distribution No. 1

Force distribution No. 2

X direction

Y direction

X direction

Y direction

4482
13,091
859,465
0.543
0.087
0.877
1.4
1.3
1.6
3.1
3.8
4.3
11.1
2.0

2769
8887
829,343
0.543
0.109
1.504
1.4
1.3
1.1
2.0
3.0
5.5
9.6
1.9

5360
14,250
859,465
0.543
0.080
0.708
1.3
1.4
1.6
3.0
2.9
3.4
7.7
1.7

3483
9931
829,343
0.543
0.097
1.137
1.4
1.4
1.1
2.1
3.0
4.7
8.7
1.4

structure due to the energy dissipation by plasticization of materials and assumes values ranging between 1.3 and 1.4, and the term
Rn represents the over-strength (redundancy) of the structure due
to the design approach and assumes values ranging between 1.1
and 1.6. These low values of Rn are due to the design procedure that
was aimed to use for all the walls the minimum reinforcement
required in the most stressed wall (in any case not less than the
minimum percentage of 0.2% required by both the European [10]
and Italian [9] code). The effect of partial safety factors of the
materials has been neglected since the design strength has been
used for the constitutive relationship introduced in the nonlinear
model.
Considering the only contribution of Rl and Rs, that represent
the effective resource of the structure, not depending on the design
redundancy, the behaviour factor results about 1.8 (i.e., 1.31.4),
that is greater than the value 1.5 assumed in the design procedure.
Thus, the provision of Eurocode 8 [10] is safe since the structure
shows an adequate capacity for energy dissipation, both in terms
of ductility and resistance. Taking into account also the contribution of redundancy, Rn, the global behaviour factor q varies in the
range 23. The performance exploited for the building examined
in this study can be considered signicant of usual conditions of
walls designed with a low redundancy, i.e., with the minimum
reinforcement ratio and a low level of the mean compressive
strength due to the vertical loads (0.04fcd) This low level of the
axial load reduces the ductility of the walls facilitating the mechanism of sliding at the wall foundation interface, that gives a limited
energy dissipation trough the rocking as already observed in tests
of Gebreyohaness et al. [26].
In the following, the behaviour of the columns is also analysed
in order to observe whether they still remained in the elastic eld,
when the ultimate load was reached in the capacity curve of the
whole building. Considering that the analysed building is characterised by T  < T C , the line 1 in Fig. 14 represents the elastic behaviour of the entire building that reaches the elastic strength Ve, line
2 represents the elasticplastic behaviour of the building assuming
the design strength Vd as elastic limit, and line 3 represents the
elasticplastic behaviour of the building considering the strength
at yielding Vy as elastic limit.
The ultimate elastic displacement of the building can be calculated as:

deU

V e V d  q 1

K
K

10

V
Ve
Vdq*

1
Vy

Vd

VdC

Vd(q*+1)= Ve

Vc
e

Fig. 14. Fd graph in the case of T < TC.

Applying the principle of equal energy for the linear (line 1) and
elastic plastic system (line 2) of Fig. 14, the following relation is
obtained:

deU  dd  V e  V d
dU  dd  V d
2
de  dd  V d  1 q  1
) U
2
dU  dd  V d ) dU

deU  dd 
 q dd
2

12

where dd represents the displacement of the system at the design


strength.
Replacing Eq. (10) of the ultimate elastic displacement, deU, in Eq.
(12), the ultimate displacement, dU, can be expressed as:

dU

 

V d  q 1  q
q
dd
1
2K
2

13

In Fig. 14, the line 4 represents the elastic behaviour of the columns. Therefore, the force that permits the columns to remain in
an elastic range is dened as:

V ec K C  dU

 

KC V d 
q
 q 1  q K C  dd
1
K 2
2

14

where K is the stiffness of the system and q is dened as:

q

Ve  Vd
Vd

11

being Kc the stiffness of the columns.


If V eC < V d , the columns are in the elastic range, otherwise they
revert to a plastic range.

52

M. Pecce et al. / Engineering Structures 73 (2014) 3953

In the following, the formulations previously illustrated are


applied to the building analysed for the case of force distributions
proportional to the masses in the X direction (No. 2).

deU

V e V d  q 1 41; 265

7:7 mm
K
5360
K

of the cross section are lacking. Thus, the structural solution examined is interesting and promising, but more accurate modelling
with deeper and wider numerical analyses are necessary to generalise the results.
References

V  V d 41; 265  3347


q e

11:3
3347
Vd
dU

 

V d  q 1  q
q
dd
1
2K
2



3347  11:3 1  11:3
11:3
0:353
1 45:7 mm
2  5360
2

V eC K C  dU 50  45:7 2285 kN
For the case at hand, it is determined that:

V eC

2285 kN < 3347 kN V d

and, thus, it is conrmed that the columns are in an elastic range


when the walls collapse.
5. Conclusions
Large lightly reinforced walls are still not commonly used in
many seismic countries, but innovative technologies currently oriented towards thermal insulation are utilising them along the
perimeter of structures giving impulse to their application.
The analyses developed in this paper gives the following additional information about the structural performances of this
typology:
the nonlinear FE models of lightly reinforced walls based on
smeared xed cracking appears to be more effective than the
approach based on smeared rotating cracking, if the parameter
governing the shear deformability after cracking is well calibrated. Within this context, the model implemented in
SAP2000 appears to be efcient in terms of global behaviour;
the dynamic linear analysis of the building with walls only
along the perimeter, assumed as case study, indicated that the
vibration period is overestimated by the simple code formulation; it can be approximated well by the model of a cantilever
with the transversal section represented only by the perimeter
walls;
the role of the in-plane stiffness of the oor is important in
terms of the vibration period and participant masses. Innovative
oors with light elements in EPS cannot provide the effect of a
rigid slab for a wall building, however, the special conguration
with walls only along the perimeter allow for the transfer of the
entire seismic action to the walls (i.e., the effect on the columns
is negligible), albeit a very deformable oor is realised because
the column stiffness is much lower than the wall stiffness;
the nonlinear behaviour evidenced that, considering ductility
and energy dissipation, the behaviour factor results about 1.8,
that is greater than the value 1.5 assumed in the design procedure; adding the redundancy, values of 23 can be reached;
a simple procedure can be applied to predicting the load that
induces the frame plasticization; generally the high rigidity of
the walls does not allow for the plasticization of the frame elements (beams and columns) that can be designed by neglecting
the details required for the ductile elements.
In conclusion, RC buildings with large lightly reinforced walls
on the perimeter seem to be a structural type characterised by a
certain global ductility, though the constructive details at the end

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