Professional Documents
Culture Documents
by Patrick V. Kirch
(in.pdf format)
The first use of the term (derived from the Greek words for “many” and “island”) is
generally attributed to De Brosses, in his 1756 Histoire des Navigations aux Terres
Australes, where it applied to all of the islands of the “Great South Sea.” The modern
definition of Polynesia, as the islands found within the vast triangle subtended by Hawai’i in
the north Pacific, New Zealand in the southwest, and Easter Island (Rapa Nui) in the far
southeast, dates to the French explorer Dumont d’Urville. In his 1832 “Notice sur les Iles du
Grand Océan,” Dumont d’Urville set Polynesia apart from Melanesia, the islands of the
southwestern Pacific from New Guinea to Fiji, and from Micronesia, islands north of the
equator ranging from the Marianas and Palau in the west to the Marshall Islands in the east.
This tripartite segmentation of Oceania continues to have geographic salience, even though
its value for historical understanding has been greatly diminished.
Culture historians such as Roger Green (1991) have recently recognized that a more
meaningful way to partition Oceania is between Near Oceania (comprising New Guinea, the
Bismarck Archipelago, and the Solomon Islands), and Remote Oceania (comprising all of
Micronesia, the Melanesian archipelagoes of Vanuatu, Loyalty Islands, New Caledonia, Fiji,
and all of Polynesia). This distinction recognizes the deep history of Pleistocene human
occupation of Near Oceania (beginning at least 40,000 years ago), and the relatively late
expansion of Austronesian-speaking peoples into Remote Oceania (after ca. 2000 B.C.).
Nonetheless, Polynesia retains considerable salience, for the island cultures found within this
vast triangle (along with a few Polynesian “Outliers” scattered to the west of the triangle
proper) do cohere as a single cultural region.
The high degree of relatedness among the peoples of Polynesia was first recognized, on the
basis of language similarities. by the Enlightenment voyagers such as J. R. Forster, the
naturalist of Captain Cook’s second voyage, who published a comparative table of
Polynesian words in 1778. Modern historical linguistic studies confirm that the 36
documented Polynesian languages form a single branch of the great Austronesian language
family. They can all be traced back to a Proto Polynesian language, for which more than
4,000 words have now been reconstructed (Kirch and Green, 2001). As biological
populations, the Polynesian islanders have also been observed to exhibit considerable
phenotypic homogeneity, and common genetic markers. Recent studies in molecular biology
suggest that the Polynesian ancestors passed through a “genetic bottleneck” at some point in
their early history, quite probably associated with the initial colonization the Fiji-Tonga-
Samoa region.
Ethnographically, Polynesia is generally subdivided into two major sectors, Western
Polynesia which includes Tonga, Samoa, Futuna, ‘Uvea, and a few smaller islands in this
region, and Eastern Polynesia including both the central-eastern archipelagoes of the Cooks,
Australs, Societies, and Marquesas, along with the more isolated islands of Hawai’i, Easter,
and New Zealand. The formal distinction between Western and Eastern Polynesia was first
defined on comparative ethnographic evidence by Edwin G. Burrows in 1939.
Archaeological research has subsequently demonstrated that Western Polynesia was settled
first, around 1000-900 B.C., and was the geographic homeland of the Ancestral Polynesians
(the speakers of Proto Polynesian language; Kirch and Green 2001). Subsequent dispersals
out of this homeland region, to the east, north, and southwest, led to the settlement of Eastern
Polynesia. Dating the settlement of Eastern Polynesia remains controversial, but scholars
would agree the process began sometime after 500 B.C. and was completed by A.D. 800-
1000.
We have already noted that the late 18th century voyagers recognized the coherence of
Polynesia (Captain Cook wrote of the “Polynesian Nation”), and they began to advance
theories of Polynesian origins, generally suggesting that the Polynesians were related to
similar peoples found in the Malay Archipelago (modern Indonesia). Again, linguistic
similarities provided key evidence.
By the early decades of the 19th century, the islands of Polynesia were becoming the targets
of increasing European interest, first by itinerant traders, followed by various missionary
sects, and by mid-century, imperial efforts at colonization. The French annexed Tahiti and
surrounding archipelagoes, while the British took political control of Aotearoa (New
Zealand) from the indigenous Maori (but not without a protracted war of resistance).
Somewhat later in time Samoa fell to German and then American and British interests, while
the legitimate Hawaiian government was overthrown by a cabal of American expatriates in
1893. As was typical in other parts of the colonized world, scholarly interests in the newly-
subjugated populations followed missionary and imperialist expansion. The origins of
modern anthropology and prehistoric archaeology, as many have argued, are closely
intertwined with global European expansion.
Many missionaries and colonial officials who found themselves in Polynesia conducted
pioneering ethnographic and linguistic research, and used such data to construct theories of
Polynesian origins and history. While a few archaeological ruins were studied (such as the
Hawaiian temple or heiau sites recorded by Thomas Thrum in Hawai’i), archaeology per se
played little role in these 19th century endeavors. Rather, great emphasis was placed on
indigenous Polynesian oral traditions and narratives, by such scholars as Sir George Grey,
Abraham Fornander, and S. Percy Smith. While their particular accounts varied, these
authors generally traced Polynesian origins back to Asia, with protracted migrations through
the western Pacific into the Polynesian triangle. Fornander’s Account of the Polynesian Race
(1878) remains a classic of this genre, tracing the Polynesians back to “the Vedic family of
the Arian race,” eventually “driven out of India,” and gradually spreading out into Indonesia
and beyond.
In New Zealand, however, direct archaeological evidence in the form of prehistoric stone
implements (flake tools and ground stone adzes) came to the fore when these were found in
association with the bones of several species of giant, extinct ostrich-like birds, the moa. As
early as 1872 Julius Von Haast was excavating “moa-hunter” sites in the South Island of
New Zealand, and using such evidence to argue for a race of Paleolithic hunter-gatherers
who had preceded the classic Polynesian Maori in these southern islands.
By the fin-de-siècle, such ad-hoc scholarship was giving way to more formal academic
enterprises, associated with the founding of museums, universities, and other institutional
bases from which ethnological and archaeological research would henceforth be sponsored.
The Polynesian Society was established in New Zealand in 1892 to promote such research,
and the Journal of the Polynesian Society remains a prominent publication today. The Otago
Museum and Dominion Museum in New Zealand, and the Bernice P. Bishop Museum in
Hawai’i became leading centers for archaeological and ethnographic research. The Bishop
Museum, in particular, would come to play the dominant role in Pacific archaeological
research throughout the first half of the 20th century.
In the first decades of the 20th century, archaeology began to come into its own in Polynesia.
Katherine Scoresby Routledge, a remarkable woman and scholar, led a three-year private
expedition to Easter Island, to investigate that island’s enigmatic, giant stone statues.
Routledge combined archaeological survey and mapping of the ruins with ethnographic
inquiries among the surviving Rapa Nui people, to arrive at the conclusion that the statues
and temples upon which these stood were “the work of the ancestors” of the Polynesian-
speaking Rapa Nui themselves, not the vestiges of some vanished race (Routledge
1919:291). In Hawai’i, John F. G. Stokes carefully surveyed the remains of stone temple
sites on Hawai’i and Moloka’i Islands, to determine whether a sequence of temple forms
could be inferred and possibly correlated with Hawaiian oral traditions of religious change.
Stokes also conducted stratigraphic excavations on the island of Kaho’olawe, finding a
succession of fishhook types in the Kamohio Rockshelter, although the significance of his
results would remain unappreciated until nearly 50 years later.
The greatest impetus to Polynesian archaeology, however, occurred in 1920 when geologist
Herbert E. Gregory acceded to the directorship of the Bishop Museum in Honolulu,
convened the first international Pan-Pacific Science Conference, and proclaimed the study of
Polynesian archaeology and anthropology should be a major research priority (Kirch
2000:20-24). Gregory, who continued to hold a professorship at Yale University, had
important connections with the east coast establishment in the United States, and was able to
secure major funding for a series of research expeditions to several Polynesian
archipelagoes. The Bayard Dominick Expeditions of the Bishop Museum, from 1920-22,
were designed to implement the emerging Americanist vision of a holistic anthropology,
combining multiple lines of evidence from ethnography, archaeology, ethnobotany, and
physical anthropology (somatology). Research teams combining these disciplines were
dispatched to Tonga, the Austral Islands, the Marquesas, and Hawai’i, to carry out parallel
investigations designed to address the over-arching “problem of Polynesian origins.”
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With the failure of archaeology to provide a real temporal framework for culture change and
culture history in Polynesia, the interpretive field was left to the comparative ethnologists,
who adduced the new archaeological survey data only rarely. Dominant among this group of
scholars was Edward S. Craighill Handy, who had led the Marquesas party of the Bayard
Dominick Expeditions in 1920. Handy’s theoretical perspective was closely allied to that of
the European Kulturkreise school (e.g., F. Gräbner 1905), in which the origins of a particular
people or culture were sought through comparison of trait lists with neighboring, or even far-
flung, cultures. Thus Handy developed an elaborate theory of Polynesian origins and
migrations in which Polynesian cultural traits were correlated with “Brahmanical” and
“Buddhistic” cultures ranging from India to China (Handy 1930). Rather than seeing
variations among the various Polynesian cultures as deriving from a lengthy process of
cultural change in situ, all variation was interpreted as the outcome of successive “waves” of
migration. A more influential theory of Polynesian origins came to be promulgated by the
Maori scholar Te Rangi Hiroa (also known as Sir Peter Buck), who had succeeded Gregory
as director of the Bishop Museum in 1936. Hiroa was a seasoned ethnographer, with
experience throughout much of Polynesia. He had, however, little use for archaeology,
finding it a “dry subject.” Hiroa relied more upon the salvage ethnographic work of Bishop
Museum scientists to develop a migration theory that traced the route of Polynesian voyages
into the Pacific not via the large archipelagoes of Melanesia, but through the small coral
atolls of Micronesia. In his widely read book, Vikings of the Sunrise, Hiroa argued that “the
master mariners of the Pacific [the Polynesians] must be Europoid for they are not
characterized by the woolly hair, black skins, and thin lower legs of the Negroids nor by the
flat face, short stature, and drooping inner eyefold of the Mongoloids” (Hiroa 1938:16).
Hiroa’s racially-charged theory can be understood in retrospect in light of the severe racial
prejudice he himself suffered at the hands of the dominant White academic society, and in
terms of the racial pigeonholing that characterized much of anthropology in the early 20th
century (Kirch 2000:24-27). His theory was, however, a highly forced contrivance, and later
20th century archaeology has lent no support whatsoever for a Micronesian migration into
Polynesia.
Within the genre of migrationist theories of Polynesian culture history, we must also mention
the highly influential writings of Thor Heyerdahl, a Norwegian zoologist and adventurer who
captured the world’s attention in 1947 with his daring 1947 Kon Tiki raft voyage from South
America to the Tuamotu Islands. World War II had already focused much attention on the
Pacific Islands, and Heyerdahl now claimed to have a theory that explained the Polynesians
as deriving from successive migrations, not from Asia, but from the Americas. The full
theory was published in a massive volume (Heyerdahl 1952) a few years after the Kon Tiki
voyage, and Heyerdahl funded his own archaeological expedition to Easter Island and other
Eastern Polynesian islands in 1955-56, in an effort to prove his origins theory. The
Heyerdahl theory has not survived the test of modern archaeological research, but he must be
credited with helping to spur a reinvigoration of Polynesian archaeology in the period
immediately following World War II.
After several decades of being relegated to a minor supporting role in Polynesian studies,
archaeology suddenly emerged in the aftermath of World War II as the primary source of
data on Polynesian culture history. This intellectual transformation can be traced to several
developments. One was the heightened scientific interest in the Pacific Islands generated in
the wake of the war itself (a number of influential American anthropologists and scientists
had worked closely with military intelligence in the Pacific theater). Thus in the later 1940s,
renewed archaeological studies in the Pacific were initiated by such scholars as Edward W.
Gifford of Berkeley in the Fiji archipelago, and Alexander Spoehr of the Field Museum in
the Marianas Islands (Gifford 1951; Spoehr 1957). Rather than continuing with surface
surveys of monumental architecture, which had dominated pre-war field research, these new
efforts emphasized a return to stratigraphic excavations. Significantly, both Gifford and
Spoehr, working outside of Polynesia proper, in island groups where pottery had been
manufactured and used by the indigenous inhabitants, were able to demonstrate sequences of
material cultural change, primarily in ceramic styles. Thus materially documented time depth
and culture change were finally shown to exist in Oceanic archaeology. Within Polynesia
proper, Kenneth Emory of the Bishop Museum also began a program of excavations in
Hawaiian archaeological sites, beginning about 1950. The prehistoric Hawaiians had never
used pottery, but Emory and his colleagues Yosihiko Sinoto and William Bonk realized that
they could apply the methods of seriation to changing styles in bone and shell fishhooks,
thus outlining a culture historical sequence for the Hawaiian Islands (Emory et al. 1959).
Equally important to the reapplication of stratigraphic methods was the discovery and
implementation of the method of radiocarbon dating, by Willard Libby beginning in the late
1940s. Emory, Gifford, Spoehr and others were quick to take advantage of Libby’s offer to
date samples from various parts of the world, and by the early 1950s a number of
radiocarbon dates had been published for sites ranging from Hawai’i to New Caledonia and
the Marianas. The significance of this technological development cannot be underplayed, for
it provided an independent means of assessing chronology, and the dates themselves left no
doubt that the time depth of Polynesian prehistory could now be counted in the thousands--
not hundreds--of years. As Kenneth Emory put it, radiocarbon dating “...opened up
undreamed of possibilities for reconstructing the prehistory of [Polynesia]” (in Emory et al.
1959:ix).
Coming less than two decades after Hiroa’s migrationist theory had been to the fore, the new
outpouring of archaeological results inspired a radical re-thinking of Polynesian culture
history. Suggs (1960) wrote the classic synthesis of this period, The Island Civilizations of
Polynesia, not only debunking the older ethnographic theories of Handy, Hiroa, and their
peers, but also attacking the rival Heyerdahl theory of American origins. Suggs’ synthesis
privileged the material evidence of “dirt” archaeology, but also drew widely upon newly
emerging linguistic and human biological research. Polynesian origins were now traced back
to a Southeast Asian homeland, with a dispersal route through the Melanesian archipelagoes
(not Micronesia, as Hiroa had advocated), this latter evidenced by a ceramic style which
would shortly come to be named Lapita. The Western Polynesian archipelagoes of Tonga and
Samoa were now argued to be the immediate Polynesian homeland, with subsequent voyages
of colonization to the Marquesas and Society Islands, and thence to the farthest islands of
Eastern Polynesia.
In Polynesia, this shift can first be detected in Suggs’ Marquesan research, where despite a
continued emphasis on key stratified sites, the research questions encompassed such issues
as demographic, economic, and sociopolitical change in Marquesan society. More influential,
however, was the introduction of the “settlement pattern” approach to Polynesian
archaeology by Roger Green, who had been trained in this approach by its main American
proponent, Gordon Willey of Harvard University. Green first applied a comprehensive,
settlement pattern survey methodology in his study of the ‘Opunohu Valley on Mo’orea
Island (Society Islands), in which all sites in a valley landscape were recorded and treated as
a record of non-portable artifact variability (Green et al. 1961). As Green summarized the
perspective of settlement pattern archaeology, with “...increasing concern with delineating
the social aspect of the data recovered from sites..., the day has passed when such
monuments or their structural features can afford to be treated only as contexts for portable
artifacts and not as artifacts in their own right” (Green 1967:102).
Perhaps because the question of how a “neolithic” people managed to discover and colonize
the most isolated islands on earth remains such an intrinsically compelling issue, the matter
of Polynesian origins and dispersals did not disappear with the paradigm shift from culture-
historical to a processual archaeology. Rather, this question has received renewed scrutiny
and invigorated debate since the 1970s, as a result of several developments. One impetus was
the expansion of modern archaeological work into Melanesia, a region which had been
almost entirely neglected prior to World War II. In particular, the realization that a
widespread early ceramic horizon--the Lapita cultural complex--linked the initial stages of
human settlement in both Polynesia and eastern Melanesia, provoked fundamental rethinking
of Polynesia origins (Green 1979). The earliest Polynesian cultures are now seen to be a
direct development out of an Early Eastern Lapita culture, itself the eastwards extension of a
process of Lapita expansion that had commenced in the Bismarck Archipelago ca. 1500 B.C.
(Kirch 1997).
Equally important has been a rethinking of the process of dispersal and colonization of
islands within the Polynesian triangle itself, where the longest voyages of discovery involved
distances of as much as 3,000 kilometers against generally prevailing winds and currents.
Computer simulations of the probabilities of accidental drift voyaging first led to a new
realization of the high degree of intentionality in early Polynesian voyaging (Irwin 1992),
but it was the dramatic experimental voyages of the replicated voyaging canoe Hokule’a that
have particularly forced a new model of Polynesian colonization (Finney 1994). Conceived
as a kind of “experimental archaeology,” the double-hulled 19-meter Hokule’a has now
made numerous experimental, non-instrument navigated voyages between many Polynesian
archipelagoes, the most dramatic being a voyage from Mangareva to remote Easter Island in
1999.
Also spurring the investigation of voyaging and interaction between Polynesian islands and
archipelagoes has been the application of new archaeometric techniques, especially X-ray
fluorescence sourcing of basalt artifacts such as adzes. Weisler and Kirch (1996)
demonstrated the transport of stone adzes between Samoa and the Cook Islands, a distance of
some 1,600 kilometers, and more recently Weisler (1993) has tracked the movement of adzes
from the Marquesas to the Society Islands. Equally innovative has been the work of Matisoo-
Smith (et al. 1998) using studies of mitochondrial DNA variation in Pacific rats (Rattus
exulans) to show patterns of interisland contact.
Polynesian archaeology continues to change and evolve. For one thing, the very practice of
archaeology has been significantly affected by changing institutional and sociopolitical
contexts. Throughout the first six decades of the 20th century, archaeology fell almost
exclusively within the institutional purview of a few museums and universities. This began
to change dramatically in the 1970s, with the rise of “public archaeology,” or as it has come
to be labeled in Americanist contexts, “cultural resource management” (CRM) archaeology.
In Hawai’i, for example, most contemporary archaeological work is not carried out by
research institutions, but by private (for profit) archaeological contractors. Thus the very
definition of field projects has shifted from areas selected strictly on the basis of their
research potential, to specific locations subject to impact from highway construction, resort
development, and the like (Graves and Erkelens 1991; Kirch 1999). Similarly, in French
Polynesia much archaeological work is now undertaken to mitigate the adverse effects of
“development”, such as in the large scale Papeno’o Valley project where the construction of
hydroelectric dams was the main consideration. Although it has generated significant new
funding sources for fieldwork, this shift to CRM archaeology also led to the production of a
very large “gray literature” of archaeological reports not published in the usual academic
journals and monographs, a serious problem for the long-term archiving and preservation of
archaeological evidence.
These and other influences will continue to modify the ways in which archaeology is
practiced in Polynesia and elsewhere in the Pacific Islands. Certainly, however, there is no
sign that interest in Polynesian archaeology is abating. The long-term history of these islands
and their indigenous peoples has engaged scholars for more than two centuries, yet new
questions continually emerge, even as older issues received renewed scrutiny from new
approaches and methods.
References Cited
Anderson, A. 1989. Prodigious Birds: Moas and Moa-Hunting in Prehistoric New Zealand.
Cambridge: Cambridge University Press.
Bellwood, P. 1972. Settlement Pattern Survey, Hanatekua Valley, Hiva Oa, Marquesas
Islands. Pacific Anthropological Records 17. Honolulu: Bernice P. Bishop Museum.
Cachola-Abad, C. K. 1993. Evaluating the orthodox dual settlement model for the Hawaiian
Islands: An analysis of artefact distribution and Hawaiian oral traditions. In M. W. Graves
and R. C. Green, eds., The Evolution and Organization of Prehistoric Society in Polynesia,
pp. 13-32. New Zealand Archaeological Association Monograph 19. Auckland.
Duff, R. 1950. The Moa Hunter Period of Maori Culture. (Second edition). Wellington:
Government Printer.
Earle, T. 1978. Economic and Social Organization of a Complex Chiefdom: The Halelea
District, Kaua'i, Hawaii. Anthropological Papers No. 63, Museum of Anthropology,
University of Michigan.
__________. 1997. How Chiefs Come to Power: The Political Economy in Prehistory.
Stanford: Stanford University Press.
Emory, K. P. 1933. Stone Remains in the Society Islands. Bernice P. Bishop Museum
Bulletin 116. Honolulu.
Emory, K. P., W. J. Bonk and Y. H. Sinoto, 1959. Hawaiian Archaeology: Fishhooks. Bernice
P. Bishop Museum Special Publication 47. Honolulu
Graves, M. W., and C. Erkelens 1991. Who's in control?: Method and theory in Hawaiian