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Neurobiology of Aging
journal homepage: www.elsevier.com/locate/neuaging
High-dimensional morphometry
a r t i c l e i n f o
a b s t r a c t
Article history:
Received 7 May 2013
Received in revised form 25 July 2014
Accepted 28 July 2014
Available online 6 September 2014
The morphology observed in the brains of patients affected by Alzheimers disease (AD) is a combination
of different biological processes, such as normal aging and the pathological matter loss specic to AD. The
ability to differentiate between these biological factors is fundamental to reliably evaluate pathological
AD-related structural changes, especially in the earliest phase of the disease, at prodromal and preclinical
stages. Here we propose a method based on non-linear image registration to estimate and analyze from
observed brain morphologies the relative contributions from aging and pathology. In particular, we rst
dene a longitudinal model of the brains normal aging process from serial T1-weight magnetic resonance imaging scans of 65 healthy participants. The longitudinal model is then used as a reference for the
cross-sectional analysis. Given a new brain image, we then estimate its anatomical age relative to the
aging model; this is dened as a morphological age shift with respect to the average age of the healthy
population at baseline. Finally, we dene the specic morphological process as the remainder of the
observed anatomy after the removal of the estimated normal aging process. Experimental results from
105 healthy participants, 110 subjects with mild cognitive impairment (MCI), 86 with MCI converted to
AD, and 134 AD patients provide a novel description of the anatomical changes observed across the AD
time span: normal aging, normal aging at risk, conversion to MCI, and the latest stages of AD. More
advanced AD stages are associated with an increased morphological age shift in the brain and with
strong disease-specic morphological changes affecting mainly ventricles, temporal poles, the entorhinal
cortex, and hippocampi. Our model shows that AD is characterized by localized disease-specic brain
changes as well as by an accelerated global aging process. This method may thus represent a more
precise instrument to identify potential clinical outcomes in clinical trials for disease modifying drugs.
! 2015 Elsevier Inc. All rights reserved.
Keywords:
Longitudinal atrophy
Healthy aging
Deformation based morphometry
Nonlinear registration
CSF Abeta42
1. Introduction
The objective of computational anatomy when applied to
neurodegenerative diseases, such as Alzheimers disease (AD), is to
understand the pathological changes affecting brain morphology
(Frisoni et al., 2010; Scahill et al., 2002). However, the morphology
0197-4580/$ e see front matter ! 2015 Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.neurobiolaging.2014.07.046
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2. Methods
The proposed method relies on specic modeling assumptions
which are summarized here:
! The model of normal aging is derived from imaging data by
applying a registration-based protocol detailed in Section 2.1. In
particular, we assume that normal aging can be modeled
through nonlinear registration as a smooth and continuous
process that can be extrapolated backward and forward in time
beyond the observed imaging follow-up time. Moreover, we
assume that normal aging is a constant process in time, that
does not accelerate nor decelerate with respect to the biological
age of the elderly population. We show in Sections 3.4. and 3.5.
that these simple assumptions lead to plausible experimental
results compared with imaging and clinical data, and that the
proposed model is a generalization of the classical linear
mixed-effect (LME) modeling of univariate data used in longitudinal studies (Fitzmaurice et al., 2011).
! We dene the specic morphological process as the remainder of
the observed anatomy modulo the normal aging process. Thus,
the specic morphological process encodes the morphological
traits that cannot be described by the model of normal aging. In
this study we aim to show that this specic process provides
valuable information for discriminating pathological traits
specic to AD across the whole disease time span (Section 3.6).
The framework was developed in the following way. We want to
model the anatomy represented by a magnetic resonance image, Ik,
acquired for a given subject k. For this purpose we describe the
anatomical changes with respect to a reference anatomical template, T, through nonlinear image registration. This work is based on
diffeomorphic registration parameterized by stationary velocity
elds (SVFs) (Lorenzi et al., 2013). The nonlinear registration setting
estimates one-to-one smooth deformations that spatially align the
anatomies represented by pairs of images. These deformations are
completely identied voxel-wise by tangent velocities in the
deformation space (Arsigny et al., 2006).
As illustrated in Fig. 1, we parameterize the subject-to-template
deformation fk by the ow of a SVF wk, which is denoted
fk expwk . In this framework the observed anatomical changes
are entirely encoded in the SVF wk.
Because the space of SVFs is a linear vector space (contrarily to
the space of deformations that it generates), we assume that wk can
be decomposed into the algebraic sum of the normal deformation
parameter wkage plus a specic deformation parameter wkspecific
(Fig. 2).
The proposed framework analyzes these different components
by processing the observed anatomy in different modeling steps as
described in the following sections.
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Fig. 1. The SVF wk (blue arrows) parameterizes the underlying transformation. In particular, the nal displacement is obtained by locally following the ow-lines (as shown for instance
by the green and red streams) identied by the SVF. The ux of the SVF across the boundaries of regions (e.g., black circles) measures the apparent regional volume change encoded by
the deformation. Abbreviation: SVF, stationary velocity eld. (For interpretation of the references to color in this Figure, the reader is referred to the web version of this article.)
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Fig. 2. An observed anatomy can be described in terms of normal aging plus a specic morphological process. (For interpretation of the references to color in this gure, the reader is
referred to the web version of this article.)
Bioengineering, the Food and Drug Administration, private pharmaceutical companies, and nonprot organizations, as a $60
million, 5-year public-private partnership. The Principal Investigator of this initiative is Michael W. Weiner, MD, VA Medical Center
and University of California San Francisco. ADNI is the result of efforts of many coinvestigators from a broad range of academic institutions and private corporations, and participants have been
recruited from more than 50 sites across the United States and
Canada. For up-to-date information, visit www.adni-info.org.
3.2. Baseline characteristics
We chose ADNI structural MRIs from 65 healthy participants
with normal levels of CSF Ab42 (>192 pg/mL, group Ab&); 40
healthy participants with abnormal levels (group Ab); 86 participants with mild cognitive impairment who subsequently
converted to AD (group MCIconv); 110 MCI participants who
remained stable during the observation period (group MCIstable);
and 134 AD patients (group AD). Demographic as well clinical
information was based on ADNI data updated to March 2012, with
a follow-up period of 3 years from baseline. Baseline sociodemographical and clinical information for the different groups
are shown in Table 1.
Previous studies show that healthy elderly subjects with pathological CSF Ab42 levels (<192 pg/mL) have a more pronounced progression of brain atrophy (Fjell et al., 2010, Tosun et al., 2010), which
Fig. 3. Hierarchical framework for the estimation of the group-wise model of normal aging. For a given subject, the follow-up longitudinal images are nonlinearly registered to the
baseline to estimate the associated SVF (A). The subject-specic trajectory mS of the longitudinal morphological progression is estimated from the series of SVF with a linear model in
time (B). Finally the group-wise model is computed as the mean of the transported subject-specic trajectories (C). Abbreviation: SVF, stationary velocity eld. (For interpretation of
the references to color in this gure, the reader is referred to the web version of this article.)
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Table 1
Average baseline sociodemographic and clinical scores for the participants included in the study
No. participants
Age at baseline
Education
Gender (% males)
MMSE
Modied ADAS-cog
APOE4 (% positives)
Healthy Ab&
65
74.94
15.46
54
28.96
6.18
10
(5.31)
(2.76)
(1.04)
(2.85)
Healthy Ab
40
76.29
15.91
54
29.18
7.08
48.6
(5.29)
(3.28)
(0.93)
(3.18)
MCI stable
MCI converters
AD
110
75.05
15.62
68
27.6
10.24
49.4
86
73.79
15.87
70
26.74
12.92
73
134
75.14
14.77
52
23.44
18.27
66
(7.42)
(2.82)
(1.8)
(4.16)
(7.45)
(2.79)
(1.59)
(4.43)
p-value
(7.38)
(3.08)
(1.9)
(5.98)
0.49
0.02
0.05
<0.001
<0.001
<0.001
Standard deviations are shown in parentheses. Last column: p-values for the differences between averages across groups (analysis of variance).
Key: AD, Alzheimers disease; MCI, mild cognitive impairment, MMSE, mini-mental state examination.
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Fig. 4. (A) Normal aging model. Top: The average SVF describes the group-wise trajectory of normal aging observed in the healthy Ab group (blue arrows indicate magnitude and
direction of the trajectory). Bottom: average 1-year volume changes associated to the model of normal aging. The model leads to local relative volume changes ranging from
around 4% for the expansion of ventricles, to &4% for the relative volume loss in temporal areas. (B) Observed versus modeled brain volume changes in the Ab&cohort. Black line:
tted slope (and 95% condence interval) for the linear mixed-effects model (LME) on the observed subject-specic trajectories of scalar volumes (colored lines). Red dots: progression of brain volume changes associated to the normal aging model and associated tted slope (red line). Brain volume is quantied here by the ratio between gray white
matter tissue and total intracranial volume (gray white CSF areas). (C) Modeled longitudinal evolution extrapolated from &15 to 18 years, and corresponding observed normal
anatomies with estimated morphological age and age shift (biological age in parenthesis). Abbreviations: CCF, cerebrospinal uid; SVF, stationary velocity eld. (For interpretation of
the references to color in this Figure, the reader is referred to the web version of this article.)
In Fig. 6A, second row, we notice that changes in clinical condition (from Ab, to MCIconv and AD) are associated with larger and
more intense atrophy patterns. We notice an increasing pattern of
growth in the CSF regions, as well as a complementary pattern of
atrophy mapping onto hippocampi, temporal areas, and cortices.
Interestingly, the average atrophy patterns of the specic parameters are very similar and compatible with those associated with the
full SVF (Supplementary Fig. S1).
Fig. 6B shows the effect size between the divergence maps of MCI
converters versus stable, and of AD versus healthy controls. As expected, the effect size between AD and healthy controls is greater than
that between MCI converters and stables, indicating the larger variability in the MCI group. In Supplementary Fig. S1, we show that the
Table 2
Pearsons correlation between sociodemographic/clinical scores and morphologic
age shift (in bold signicant correlation)
Age at baseline
Education
Gender (male 1, female 0)
MMSE
ADAS-cog (modied)
APOE4 (# alleles)
Pearsons correlation
p value
0.4
0.09
0.25
L0.2
0.23
&0.04
<0.001
0.05
<0.001
<0.001
<0.001
0.4
4. Conclusions
We proposed a method to describe brain anatomy as contributions of 2 independent processes: morphological aging and a
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Fig. 6. (A) First row: average specic deformation parameter not related to healthy aging (blue arrows indicate magnitude and direction of the deformation). MCI converters and AD
patients show a more pronounced pattern of morphological change mapping mainly to ventricles, temporal poles, the entorhinal cortex and hippocampi. Second row: associated
relative volume change. Warm colors: apparent growth. Cool colors: apparent atrophy. (B) Effect size associated with the divergence maps of the specic deformation parameter.
The effect size quanties the magnitude of the difference between volume changes modeled in the 2 groups. AD patients and healthy controls show greater differences localized in
hippocampi, temporal areas, and in the ventricles. These differences are milder when comparing MCI converters with stable. Abbreviations: AD, Alzheimers disease; MCI, mild
cognitive impairment. (For interpretation of the references to color in this Figure, the reader is referred to the web version of this article.)
All features
MTL (&)
MTL ()
Hippocampi (&)
Hippocampi ()
Ventricles ()
Ventricles (&)
PC (&)
PC ()
Sens
Spec
PPV
NPV
Sens
Spec
PPV
NPV
91
86
73
77
77
65
68
58
59
84
81
77
71
63
69
69
59
50
85
85
76
75
73
68
69
59
54
90
82
74
73
67
66
68
59
54
54
53
57
55
67
61
58
58
47
54
51
57
47
63
43
56
58
74
54
52
57
51
64
52
57
58
64
54
52
57
51
65
52
57
58
58
The analyzed features are the positive and negative ux ( and &) of the specic
parameter across the regions of interest.
Bold values inidicate the highest discriminative results.
Key: MCI, mild cognitive impairment; MTL, medial temporal lobes; NPV, negative
predictive value; PC, posterior cingulated; PPV, positive predictive value; SVF, stationary velocity eld.
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Appendix A.
Implementation of the hierarchical model of normal aging
This section describes the framework for the estimation of the
group-wise longitudinal model of normal aging. Follow-up longitudinal images were rst rigidly aligned to the baseline one.
The baseline image was then afne aligned to a previously
dened anatomical template, which was estimated from the
healthy control population under study. Follow-up images were
resampled in the template space by composition of the estimated
rigid and afne transformations. For each subject S and time
point t, the follow-up image ItS was nonlinearly registered to the
aligned baseline I0S with the LCC-Demons algorithm (Fig. 3A)
(Lorenzi et al., 2013). The LCC-Demons estimates nonlinear
transformations parameterized by SVFs (indicated here as
expvSt ), such that I0S xItS +expvSt . The longitudinal morphological
differences between baseline and follow-up images are in this
way encoded by the series of spatially dense SVFs vSt (Fig. 1). For
each subject, a trajectory mS of the longitudinal morphological
progression was estimated from the series of SVFs with a model
linear in time2 (Fig. 3B). The trajectory mS represents the estimated longitudinal morphological changes associated to a given
patient S, and it is identied by a SVF dened voxel-wise in the
anatomical space of the patient. The direct voxel-by-voxel groupwise comparison of the trajectories is not possible, since they
must be normalized in a common reference template space T. To
normalize the trajectories mS, we parallel transported them in the
reference space of the anatomical template through the subjectto-template deformation. The parallel transport is a mathematical tool used in the context of diffeomorphic registration for
resampling a given velocity eld in the template geometry
(Lorenzi and Pennec, 2013). We therefore dene the longitudinal
model of normal aging in the template space T (xed effect of the
trajectory) as the average trajectory m0 of the transported subjectspecic trajectories mS (Fig. 3C).
2
Note that the model is linear in the
deformation space. In particular, it always
and spatially differentiable (smooth). The
mizing the classical least squared criterion