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LEGAL ETHICS
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ISSUES
1. WON the signature of respondent on the deed of sale was forged
2. WON respondent is guilty of negligence
HELD
1. Yes.
Ratio:
The alleged forged signature was different from Hidalgos
signatures in other documents submitted during the investigation.
Reasoning: Santuyos did not state that they personally appeared before
respondent. They were also not sure if he signed the document; only that
his signature appeared on it. They had no personal knowledge as to who
actually affixed the signature.
2. Yes.
Ratio He was negligent for having wholly entrusted the preparation and
other mechanics of the document for notarization to the office
secretaries, including safekeeping of dry seal and making entries in
notarial register.
Reasoning: Responsibility attached to a notary public is sensitive, and
respondent should have been more discreet and cautious.
Disposition: Atty. Hidalgo is suspended from his commission as
notary public for two (2) years for negligence in the
performance of duties as notary public.
SICAT V ARIOLA, JR.
PER CURIAM; April 15, 2005
NATURE
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Respondents' Comments
- He denied having notarized any deed of sale for disputed property.
- He once worked as junior lawyer at Carpio General and Jacob Law
Office; and admitted that he notarized several documents in that office.
- As a matter of procedure, documents were scrutinized by senior
lawyers, and only with their approval could notarization be done.
- In some occasions, secretaries (by themselves) would affix dry seal of
junior associates on documents relating to cases handled by the law firm.
- He normally required parties to exhibit community tax certificates and
to personally acknowledge documents before him as notary public.
- He knew Editha, but only met Benjamin in Nov 1997 (Meeting was
arranged by Editha so as to personally acknowledge another document)
- His alleged signature on deed of sale was forged (strokes of a lady)
- At time it was supposedly notarized, he was on vacation.
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HELD
Ratio: The act was a serious breach of the sacred obligation imposed by
the Code of Professional Responsibility, specifically Rule 1.01 of Canon 1,
which prohibits engaging in unlawful, dishonest, immoral or deceitful
conduct..
Reasoning: The undisputed facts show that Benitez died on October 25,
2000. The notarial acknowledgment of respondent declared that Benitez
appeared before him and acknowledged that the instrument was his
clear and voluntary act. Clearly respondent lied and intentionally
perpetuated an untruthful statement.
- Neither will respondent's defense that the SPA in question was
superfluous and unnecessary, and prejudiced no one, exonerate him of
accountability. His assertion of falsehood in a public document
contravened one of the most cherished tenets of the legal profession and
potentially cast suspicion on the truthfulness of every notarial act.
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ISSUE
WON Atty. Bonifacio conducted herself in an immoral manner for which
she deserves to be barred from the practice of law
HELD
- No. The practice of law is a privilege. A bar candidate does not have the
right to enjoy the practice of the legal profession simply by passing the
bar examinations. It is a privilege that can be revoked, subject to the
mandate of due process, once a lawyer violates his oath and the dictates
of legal ethics. One of the conditions prior to the admission to the bar is
that an applicant must possess good moral character. More importantly,
possession of good character must be continuous as a requirement to
the enjoyment of the privilege of law practice. Otherwise, the loss
thereof is a ground for the revocation of such privilege.
- A lawyer may be disbarred for grossly immoral conduct, which has been
defined as the conduct which is willful, flagrant, or shameless, and which
shows a moral indifference to the opinion of the good and respectable
members of the community. Lawyers, as keepers of the public faith, are
burdened with a higher degree of social responsibility and thus must
handle their affairs with great caution. Atty. Bonifacio was imprudent in
managing her personal affairs. However, the fact remains that her
relationship with Mr. Ui, clothed as it was with what she believed was a
valid marriage, cannot be considered immoral. Immorality connotes
conduct that shows indifference to the moral norms of society. Moreover,
for such conduct to warrant disciplinary action, the same must be
grossly immoral, that is, it must be so corrupt and false as to constitute
a criminal act or so unprincipled as to be reprehensible to a high degree.
- A member of the bar and an officer of the court is not only required to
refrain from adulterous relationships but must also behave himself so as
to avoid scandalizing the public by creating the belief that he is flouting
those moral standards. Atty. Bonifacios act of immediately distancing
herself from Mr. Ui upon discovering his true civil status belies just that
alleged moral indifference and proves that she had no intention of
flaunting the law and the high moral standard of the legal profession. On
the matter of the falsified certificate of marriage, it is contrary to human
experience and highly improbable that she did not know the year of her
marriage or that she failed to check that the information in the document
which she attached to her Answer were correct. Lawyers are called upon
to safeguard the integrity of the bar, free from misdeeds and acts of
malpractice.
FIGUEROA V BARRANCO, JR.
ROMERO; July 31, 1997
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ISSUE
WON the facts constitute gross immorality warranting the permanent
exclusion of Barranco from the legal profession
HELD
No. To justify suspension or disbarment, the act complained of must not
only be immoral, but grossly immoral. A grossly immoral act is one that
is so corrupt and false as to constitute a criminal act or so unprincipled
or disgraceful as to be reprehensible to a high degree. It is a willful,
flagrant, or shameless acts which shows a moral indifference to the
opinion of respectable members of the community.
- Barrancos engaging in premarital sexual relations with Figueroa and
promises to marry suggest a doubtful moral character on his part but it
does not constitute grossly immoral conduct.
- Barranco and Figueroa were sweethearts whose sexual relations were
evidently consensual.
- Respondent, at the time of this decision, is already 62.
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FACTS
- In 1971, Patricia Figueroa petitioned that Simeon Barranco, Jr. be denied
admission to the legal profession. Barranco passed the 1970 bar exams
on the fourth attempt.
- Figueroa avers that she and Barranco had been sweethearts, that a
child was born to them out of wedlock and that respondent did not fulfill
his repeated promises to marry her.
- Figueroa and Barranco were townmates in Janiuay, Iloilo and were
steadies since 1953. Figueroa first acceded to sexual congress in 1960. A
son, Rafael Barranco, was born on Dec 11, 1964. Barranco promised to
marry Figueroa after he passes the bar exams. Their relationship
continued, with more than 20 or 30 promises of marriage. Barranco gave
only P10 for the child on Rafaels birthdays. In 1971, Figueroa learned
Barranco married another woman.
- From 1972 to 1988, several motions to dismiss and comments were
filed.
- On Sept 29, 1988, the Court resolved to dismiss the complaint for
failure of complainant to prosecute the case for an unreasonable period
of time and to allow Simeon Barranco, Jr. to take the lawyers oath.
- Nov 17, 1988, the Court, in response to Figueroas opposition, resolved
to cancel Barrancos scheduled oath-taking.
- June 1, 1993, the Court referred the case to the IBP. On May 17, 1997,
IBP recommended the dismissal of the case and that respondent be
allowed to take the lawyers oath
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Disposition:
Petition is dismissed. Simeon Barranco, Jr. is
allowed to take his oath as a lawyer upon payment of proper
fees.
BARRIOS V MARTINEZ
PER CURIAM; November 12, 2004
FACTS
- Atty. Martinez was convicted of a violation of BP 22
- Complainant submitted Resolution dated March 13, 1996, and the Entry
of judgment dated March 20, 1996 in an action for disbarment against
Martinez
- July 3, 1996 the Court required respondent to comment on said
petition within 10 days from notice
- February 17, 1997 a second resolution was issued requiring
respondent to show cause why no disciplinary action should be imposed
on him for failure to comply with the earlier Resolution and to submit
Comment
- July 7, 1997 the Court imposed a fine of P1000 for respondents failure
to comply with previous resolution within 10 days
- April 27, 1998 the Court fined the respondent an additional P2000 and
required him to comply with the resolution under pain of imprisonment
and arrest for a period of 5 days or until his compliance
- February 3, 1999 the Court declared respondent Martinez guilty of
Contempt under Rule 71, Sec 3(b) of the 1997 Rules on Civil Procedure
and ordered his imprisonment until he complied with the aforesaid
resolution
- April 5, 1999 NBI reported that respondent was arrested in Tacloban
City on March 26, 1999 but was subsequently released after having
shown proof of compliance with the resolutions of February 17, 1997 and
April 27, 1998 by remitting the amount of P2000 and submitting his
overdue Comment:
1.
He failed to respond to the Resolution dated February 17, 1997
as he was at that time undergoing medical treatment at Camp Ruperto
Kangleon in Palo, Leyte
2.
Complainant passed away sometime in June 1997
3.
Said administrative complaint is an offshoot of a civil case which
was decided in respondents favor. Respondent avers that as a result of
his moving for the execution of judgment in his favor and the eviction of
the family of complainant, the latter filed the present administrative case
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ISSUE
WON the crime respondent was convicted of is one involving moral
turpitude
HELD
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REBECCA MARIE
ROBERTO L. UY,
A.C. No. 9115
UY
YUPANGCO-NAKPIL,
versus
ATTY.
FACTS:
Rebecca is the natural niece and adopted daughter of the late Dra. Pacita
Uy. She was adjudged as the sole and exclusive legal heir of Pacita by
virtue of an Order dated August 10, 1999 issued by the Regional Trial
Court of Manila, Branch 34. Pacita was a stockholder in several
corporations primarily engaged in acquiring, developing, and leasing real
properties (one of these companies is Uy Realty Company, Inc., [URCI]).
Rebecca, through her attorney in fact, Bella, averred that respondent,
continuously failed and refused to comply with the court order declaring
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RATIO:
The Court finds that respondent committed some form of misconduct by,
as admitted, mortgaging the subject property, notwithstanding the
apparent dispute over the same. Regardless of the merits of his own
claim, respondent should have exhibited prudent restraint becoming of a
legal exemplar. He should not have exposed himself even to the slightest
risk of committing a property violation nor an action which would
endanger the Bars reputation. Verily, members of the Bare are expected
at all times to uphold the integrity and dignity of the legal profession and
refrain from any act or omission which might lessen the trust and
confidence reposed by the public in the fidelity, honesty, and integrity of
the legal profession. By no insignificant measure, respondent blemished
not only his integrity as a member of the Bar, but also that of the legal
profession. In other words, his conduct fell short of the exacting
standards expected of him as a guardian of law and justice.
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Facts: Atty. Paguia is the counsel of Joseph Estrada in the case of Estrada
vs. Arroyo. Atty. Paguia asserts that the members of the Supreme Court
should inhibit themselves from hearing the petition because of Rule 5.10
of the Code of Judicial Conduct, which prohibits judges from participating
in partisan political activities. According the Atty. Paguia, the justices
have violated the rule by participating in the EDSA 2 rally and
authorizing the assumption of office by President Arroyo.
The Sandiganbayan denied the petition and motion for
reconsideration of Atty. Paguia to dismiss all the criminal cases against
Estrada. Atty. Paguia attacked the decision of the Court in the case of
Estrada vs. Arroyo by saying: similar in the decisions involving admin.
agencies, if the act of the justices is lawful, it is the act of the Supreme
Court, and if the act of the judges is not lawful, it is not the act of the
Supreme Court. As such, Atty. Paguia asserts that the decision in Estrada
vs. Arroyo being unlawful in view of Rule 5.10 of Code of Judicial Conduct,
is not the act of the SC.
Atty. Paguia repeated his assault on the court in both broadcast
and print media. For that reason, the court asked him to show cause why
he should not be sanctioned.
Issue: W/N Atty. Paguia should be sanctioned for conduct unbecoming.
Held: Atty. Paguia is sanctioned. He is indefinitely suspended from
practice of law.
Canon 11 of the Code of Professional Responsibility mandates
the lawyer should observe and maintain the respect due to the courts
and judicial officers. In liberally imputing sinister and devious motives
and questioning the impartiality, integrity, and authority of the members
of the court, Atty. Paguia has only succeeded seeking to impede, obstruct
and pervert the dispensation of justice.
Atty. Paguia has also been called to the mandate of Rule 13.02 of
the Code of Professional Responsibility prohibiting a member of the bar
from making such public statements on a case that may tend to arouse
public opinion for or against a party.
SABURNIDO VS. MADRONO
Facts: Spouses Venustiano and Rosalia Saburnido filed an administrative
complaint for disbarment against Atty. Florante Madro Complainants
allege that respondent has been harassing them by filing numerous
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ESTRADA v SANDIGANBAYAN
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of service to which every member of the bar is called. Rule 2.03 of the
CPR provides that a lawyer shall not do or permit to be done any act
designed primarily to solicit legal business.
Hence, lawyers are prohibited from soliciting cases for the purpose of
gain. Such actuation constitutes malpractice, a ground for disbarment
A lawyers best advertisement is a well-merited reputation for
professional capacity and fidelity to trust based on his character and
conduct.27 For this reason, lawyers are only allowed to announce their
services by publication in reputable law lists or use of simple professional
cards.
This crass commercialism degraded the integrity of the bar and deserved
no place in the legal profession.
DE YSASI III v NLRC
FACTS
This is a case filed by a son against his father
Father employed Son as farm administrator of Hacienda Manucao
Son suffered various ailments and was hospitalized on 2 separate
occasions, June and August 1982
Father took care of medical expenses while son continued to receive
compensation
However, in April 1984, Father ceased to pay Sons salary
Son filed an action in NLRC for illegal dismissal with prayer for
reinstatement without loss of seniority rights and payment of full back
wages
NLRC dismissed case stating that Son has abandoned his work and
termination is for a valid cause though ordered Father to pay P5,000 as
penalty for failure to serve notice of said termination to son
ISSUE
HELD
YES
RATIO
Article 282 of Labor Code enumerates causes for which an employer may
valid terminate an employment
Father banks on the fact that Son has abandoned his work
However, to constitute abandonment there must be a clear, deliberate
and justified refusal to resume employment and not mere absence
In the case at bar, the reason for the Sons absence was due to his
illness of which Father was aware of since he paid hospital and medical
bills
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NO
RATIO
Rule 1.04 of the Code of Responsibility explicitly provides a lawyer shall
encourage his client to avoid, end or settle the controversy if it will admit
of a fair settlement
In the case at bar, records do not show that counsel of both parties took
pains to initiate steps geared toward a rapprochment between their
clients
In the same manner, the labor arbiter has been less than faithful to the
spirit of the Labor Code as he did not exert all efforts towards the
amicable settlement of the labor dispute
CASTANEDA V AGO
CASTRO; July 30, 1975
NATURE
- Petition for review of the decision of the Court of Appeals
FACTS
- 1955 Castaneda and Henson filed a replevin suit against Ago in the
CFI of Manila to recover certain machineries.
-1957 judgment in favor of Castaneda and Henson
- 1961 SC affirmed the judgment; trial court issued writ of execution;
Agos motion denied, levy was made on Agos house and lots; sheriff
advertised the sale, Ago moved to stop the auction; CA dismissed the
petition; SC affirmed dismissal
- Ago thrice attempted to obtain writ of preliminary injunction to restrain
sheriff from enforcing the writ of execution; his motions were denied
- 1963 sheriff sold the house and lots to Castaneda and Henson; Ago
failed to redeem
- 1964 sheriff executed final deed of sale; CFI issued writ of possession
to the properties
- 1964 Ago filed a complaint upon the judgment rendered against him
in the replevin suit saying it was his personal obligation and that his wife
share in their conjugal house could not legally be reached by the levy
made; CFI of QC issued writ of preliminary injunction restraining
Castaneda the Registed of Deeds and the sheriff from registering the
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LEGAL ETHICS
final deed of sale; the battle on the matter of lifting and restoring the
restraining order continued
- 1966 Agos filed a petition for certiorari and prohibition to enjoin
sheriff from enforcing writ of possession; SC dismissed it; Agos filed a
similar petition with the CA which also dismissed the petition; Agos
appealed to SC which dismissed the petition
- Agos filed another petition for certiorari and prohibition with the CA
which gave due course to the petition and granted preliminary
injunction.
ISSUE
WON the Agos lawyer, encourage his clients to avoid controversy
HELD
- No. Despite the pendency in the trial court of the complaint for the
annulment of the sheriffs sale, justice demands that the petitioners, long
denied the fruits of their victory in the replevin suit, must now enjoy
them, for, the respondents Agos abetted by their lawyer Atty. Luison,
have misused legal remedies and prostituted the judicial process to
thwart the satisfaction of the judgment, to the extended prejudice of the
petitioners.
- Forgetting his sacred mission as a sworn public servant and his exalted
position as an officer of the court, Atty. Luison has allowed himself to
become an instigator of controversy and a predator of conflict instead of
a mediator for concord and a conciliator for compromise, a virtuoso of
technicality in the conduct of litigation instead of a true exponent of the
primacy of truth and moral justice.
- A counsels assertiveness in espousing with candor and honesty his
clients cause must be encouraged and is to be commended; what the
SC does not and cannot countenance is a lawyers insistence despite the
patent futility of his clients position.
It is the duty of the counsel to advice his client on the merit or lack of his
case. If he finds his clients cause as defenseless, then he is his duty to
advice the latter to acquiesce and submit rather than traverse the
incontrovertible. A lawyer must resist the whims and caprices of his
client, and temper his clients propensity to litigate.
SANTIAGO v RAFANAN
Santiago vs. Rafanan Lopez
Facts:
This administrative complaint was brought by Jonar Santiago against
Atty. Edison Rafanan, a notary public, because of the latters failure to (a)
make the proper notation regarding the community tax certificate of the
affiants; (b) enter the details of the notarized documents in the notarial
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Issue:
W/n Rafanans acts were contrary to law.
Held:
SC says yes. It is mandated by the Notarial Law that a notary public
should enter the number, place of issue and date of the Community Tax
Certificate of the affiant in his affidavit. The law also says that a notary
public should keep a notarial register to record all affidavits they have
notarized. They are required to enter the number of the register and the
page where a particular affidavit has been recorded. These requirements
are mandatory due to the degree of importance and evidentiary weight
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register; and (c) make and execute the certification and enter his PTR
and IBP numbers in the documents he had notarized, all in violation of
the Revised Administrative Code.
Santiago also points out that Rafanan made an affidavit in favor of his
(Rafanan) client and offered the same as evidence in the case wherein
he (Rafanan) was actively representing his client.
The IBP found Rafanan guilty of violating the requirements of the Notarial
Law and imposed a fine of 3,000.
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