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CHAPTER 1
Evolutionary Theory: the natural world is steadily changing; organisms have diverged from
common ancestors and have been transformed over geological time
Two World Views
Archbishop James Usher (17thc): calculated the origin of creation to year 4004 BC
Georges Louis Leclerc, Comte de Buffon: French naturalist who estimated that the
earth was about 75,000 years old, and that plants/animals around ~37,000 years ago
Scientists Today
o Universe is 10-20 billion years old, Earth is ~4.5 billion years old
o Life on Earth arose ~3.5 billion years ago; hominids resembling our species arose
~4 millions years ago; Homo sapiens arose ~130,000 years ago
Traditional natural theology held the world to be static god had formed all
species just as they appear today, with no genealogical relationships between them
Ancient Greek philosophers: there were great cataclysms (e.g. Biblical flood), but
Noah had saved all the species that live today
Aristotelian and Platonic view: life-forms were ordered in single-file, from the most
simple inanimate objects, to plants, to animals fixed plan of creation
o Known as Scala Naturae Great Chain of Being
Its increasing perfection was understood in terms of different kinds of
soul more reason, and a greater advance toward god
In contrast to scala naturae, evolutionary theory holds that all life is related and
genealogical relations dont resemble a chain/ladder, but a tree
Teleology: view that organisms and their natural relations can only be explained by
purpose and intelligent design
o Judeo-Christian theology puts humans above nature created in image of god
Darwinian Evolutionary Theory: theres no design/preconceived plan in the natural
world, and organisms evolve in a makeshift way contingent on ecological conditions
o Nothing is necessary or purposeful different conditions, different world
o Put humans in nature as members of the animal kingdom
Jean-Baptiste Lamarck: most prominent pre-Darwin evolutionist
o Coined the term biology for the study of the manifestation of life, and the
conditions in which it occurs
Revolution to Evolution
Before the Revolution, French society was a static hierarchy from birth
Structure disturbed by uprising of peasants, artisans and the middle class until
Napoleon Bonaparte seized control and became emperor of France end of rev.
o After the revolution, people started believing in equality, freedom to emigrate
Word evolution first used by Robert Grant
During Reign of Terror, the Jardin du Roi (where Lamarck was a botanist), was
reorganized into a museum, where he was given a job as a zoologist
o He worked in classification of invertebrates, and coined the term invertebrate
Led him to explore questions about causes of life processes/evolution
Lamarckian Myths
Myths about Lamarck
o Romantic genius ignored by his contemporaries but later rediscovered
o Someone who failed to tackle adaptation/origin of species before Darwin
o Lamarck based his evolution theory on inheritance of acquired characteristics
o Darwin opposed the inheritance acquired characteristics he believed in it!
He is remembered by biologists as having originated a mechanism of evolution that
differed from Darwins based on inheritance of acquired characteristics
o Found to not occur, but its wrong to attribute this view to Lamarck because:
He didnt think of it can be traced back to Hippocratic writers
Before him, Erasmus Darwin used it as the basis for his theory
He is ridiculed for the idea, but Darwin also held the idea of inheritance
of acquired characteristics (many evolutionists of the time did)
Inheritance of acquired characteristics is only one part of his theory
He thought the environment brought about heritable changes in
many different ways
Ridicule of him was often said to be due to the unclear ways he expressed his ideas
o Often seemed that he believed evolution was based on the desire of the animal,
but what he actually meant was that the animals habits impacted evolution
Simple to Complex
Lamarck arranged life-forms by ordering the great classes of life in a linear, graded
series moving toward perfection i.e. simple to complex (like scala naturae)
o Lamarcks scientific style was speculation, focusing on big systems
He said that branching/deviation from the linear order were due to the influence of
certain environmental circumstances
o Inheritance of acquired characteristics would account for the characters of
organisms that distinguished genera and species, as well as their instincts/habits
o General trend of evolution towards increasing complexity was due to an
unknown inner force in nature which he called the power of life
Naturalists who believed in the fixity of a species believed that the structure of an
animal is perfectly fit for their functions, structure of a part determines its function
o Lamarck believed that new functions/habits brought about by needs led to
changed structures and irregularities in the line from simple to complex
George Louis Buffon: studied living organisms and their characteristics in life; also
adopted a theory of evolution according to which a few original types of animals
developed, and evolved into the animals we see today via hybridization and
environmental influences (Linneaus had similar view did binary classification)
Lamarcks theory was not well-supported by the fossil record often whole species
seemed to appear suddenly, which goes against Lamarcks gradual evolution theory
CHAPTER 2
The Origin
Darwin created his theory by proposing that that evolutionary change occurred by a
struggle for existence/survival, giving rise to a natural selection of the most fit
He investigated many aspects of nature contrast to science today (study 1 thing)
Development of his new concepts relied on studying the geographical distribution of
species, and studying the ecological processes involved in the formation of species
Alfred Wallace: developed theory of natural selection independent from Darwin
Vestiges of the Natural History of Creation: most important pre-Darwinian
evolution book written by Robert Chambers, but published anonymously
o Claimed evolution is a matter in which new species and the ascent of life were
planned linear developments, controlled by natural law, and dictated by god
o Was popular among lay readers but caused outrage among elite
o Important because it helped accustom readers to think about evolution
Darwins Bible
Darwin went aboard the HMS Beagle which is where he began his travels and work
Gained his geological knowledge relationship between extant and extinct species
from Charles Lyells book Principles of Geology
Darwin was influenced by Lyells radical view that geological changes occurred
gradually over a vast amount of time no cataclysms, just changes brought about
by factors similar in nature/intensity to those operating today (uniformitarianism)
o Postulated that the early was billions of years old
o Influenced Darwin because if the same processes the shaped the earth are still
occurring, then they can be studied
o Lyells theory does not necessarily imply evolution pertains more to fossils
Became clear that fossil record progressed from simple to complex organisms
o Some saw this as proof of creationism (i.e. first plants eventually man)
o Simplecomplex pattern of fossil record can be/was interpreted in many ways
o Geothermal Theory: earth originated as an incandescent blob and subsequent
history was a gradual cooling process accompanied by other physical changes
(e.g. climate, atmospheric conditions, land/sea distribution)
Flora/fauna of each geological period designed by god to fit in well
Lyell opposed species transmutation and criticized Lamarck proposed that new
species were created to replace extinct ones, but didnt provide a mechanism
o Only accepted evolution after Darwin convinced him (on condition that it
doesnt apply to man)
The Beagle Voyage
3 major observations that led Darwin to shift from believing fixity to evolution:
Argued that emergence of a new variety in a species enables it to better exploit the
resources of its environment leads to specialization
An area can support more life if occupied by diverse organisms partitioning
resources, than if occupied by similar organisms all requiring the same resources
Divergence into specialized niches is adaptive because it reduces competition
Divergence into niches creates taxa within taxa, etc generates a branching
genealogy, not a linear chain
Gradualism
Argued that evolution was a process of continuous, gradual growth
o Believed the clear-cut distinctions naturalists saw were just illusions resulting
from the extinction of intermediate forms
Natural selection occurs by the accumulation of small, inherited modifications
o Same forces that gradually shaped the earth no need for supernatural forces
o Natura non facit saltum gradual change, no sudden jolts
Natural Selection
Darwins focus on species as dynamic populations rather than types, was the most
radical concept he introduced to biological thinking
o Typological thinking: view that species are fixed things created by god you
can have variation within a species, but not enough to transcend the species
Rejected the idea that there were fundamental/important traits that never change
within a species/certain traits that define a species rejected essentialism
o Adopted population thinking radically new way of understanding species
Eidos: idea, type, or essence concept in philosophy since Plato (idealism)
o When applied to nature, it means species are real natural types exist,
around which individual variation occurs
Darwin was a nominalist rejected notion of species and believed
individual differences are real
Evolution for Darwin is a 2-step process resulting from chance and necessity:
preservation of favourable variations, and rejection of injurious variations
In contrast to Lamarck (use/disuse variation), Darwin believed almost all variation
occurred randomly but that Lamarcks theory might be true too in some cases
o Darwin looked to the artificial selection used by breeders as a model of this
Heritable mutations appear occasionally, and random, and are selected purposely
The Struggle for Existence
Darwin linked evolution and diversity to excessive reproduction, combined with
ecological checks on population growth (i.e. constraints)
o Variation provides the fuel for evolution
o Over-reproduction creates a struggle/competition motor for selection
Linnaeus had calculated that if there were only one plant that produced 2 seeds a
year, in 20 years, there would be ore than a million plants
o Darwin made the same calculation for slow-breeding elephants procreates
at 30, lives to 100, has 6 offspring 15 million in 500 years
o Need checks on population growth in form of competition for resources, as well
as form of predation
CHAPTER 4
The Origin depicted what many people saw in their social world, and they used
Darwinism as natural law to explain it
o Industrial Revolution epitomized the struggle for life
Natural Law
o Use of natural law as the basis for a given view of society was common place in
social, political and economic theory of the 19th century
o Darwinian theory was used as natural law in many different ways in support
of all types of political & ideological (way of thinking about the world) positions
Does evolution imply progress?
o The word progress is ill-defined and value-ladened not used much in
evolution for that reason
o In the 19th century, evolution definitely implied progress in both social and
natural worlds meant conflict and competition should be encouraged
Laissez-Faire
Economic theory developed by Adam Smith unregulated capitalism
Wealth of nations is produced by labor within the nations of the Industrial
Revolution, using improved technologies for producing goods
Driving force is competition between businesses, desire to make profits, individual
freedom to make decisions
o Pursuing own interests would be in the collective good of the community
o Government intervention in trade/industry is harmful
Herbert Spencer
o Used evolutionary theory to push government non-intervention in the natural
laws of the free market
o His synthetic philosophy attempted to unite all knowledge under evolution
Argued that evolutionary progress in nature and society proceeds from
homogeneous to heterogeneous pushes humanity toward perfection
This occurs through open competition and leads to perfection
o Developed this theory initially independent from Darwin drew on ideas of
Malthus, Lamarck and Lyell, laissez-faire economics, and some physics principles
o Coined the term survival of the fittest
o Argued that population pressures on resources leads to a struggle for existence
and the survival of the fittest with the most intelligent surviving
Population pressure was the engine of progress forced people to
become more efficient, better adapted, and have fewer babies
o Opposed government intervention and state charity aid should be given to
the poor by the rich on voluntary basis and thereby kept within moderate limits
Social Darwinism Exported
William Sumner
o Major social Darwinist in the US
o Believed the achievements of capitalism reflected the laws of nature
o Believed the only way to social progress was through sobriety, industriousness,
prudence and wisdom could lead to elimination of poverty
Andrew Carnegie
o Started out working in a bobbin factory and became a huge businessman
o Argued that struggle between individuals was bad for the individuals but good
for the whole
o Argued that the best way to benefit society was through a system that allowed
the accumulation of large quantities of money in private hands, which might be
returned to the community in the form of philanthropy
Believed that man in the future will be more perfect than now, and that natural
selection struggle for existence between races would continue to play a major
role in human evolution
Between Individuals
Huxley argued that human morality has no place in nature constantly a fight to
survive to fight another day
o Argued there is no need for ethics in nature, just survival
Kropotkin argued against Huxley argued humans are naturally cooperative, and
that cooperative behaviour/altruistic feelings were the most important progressive
elements in evolution
o During expeditions to Siberia, he had failed to find the struggle/competition for
existence among animals of the same species instead mutual aid/support
Argued that animals which practiced mutual air were much more fit
and intelligent and highly developed than those which were constantly
at war with each other
o Claimed that the role of struggle for existence in Darwinian evolutionary theory
had been exaggerated, which the importance of sociability/social instincts for
the well-being of the species had been underrated
o Darwin argued that the most conflict would exist between members of a
species; Kropotkin argued for a tendency toward cooperation between
individuals in a species, and conflict between species
Darwin premised that he used the expression struggle for existence in a
metaphorical sense including dependence of one being on another, and including
not only the life of the individual, but success in leaving progeny
o Darwin was also a social Darwinist and applied struggle for existence to
human social progress as well
o
Between Species
Pierre-Joseph van Beneden
o Introduced the term mututalism to biology
o Argued that the kinds of social relations in animal societies were as varied as
those found in human societies
Classified them into parasitism, commensalism and mutualism
Parasite: something that lives at the expense of its neighbour
Commensalist: something that receives benefit from its
neighbour but not at their expense
o E.g. small fish that swim alongside big fish for protection
Mutualist: something that both benefit from and provides
benefit to their neighbour
o Kropotkin focused on cooperation between individuals of a species Van
Beneden focused on cooperative relations between species
Pierre Joseph Proudhon
o One of the founders of socialist and anarchist movements
o Criticized Malthus for implying that poverty is the fault of the poor argued
that it was really the result of the selfishness of the rich
o His idea of mutualism was an anti-authoritarian ideology based on abolition of
governments reconstruction of society as overarching workers cooperatives
o Believed political revolution was unnecessary and dangerous best path to
socialism is to develop a system of mutual credit in which workers could borrow
funds to amass capital and create cooperatives (eventually replace capitalism)
Problem: at the time it was observed that most variations seem to be blends of
characteristics inherited from parents thought that germinal material of parents
was mixed together in the offspring like 2 cans of paint
If traits were blended then any new characteristic which arose spontaneously would
be passed on in every-diminishing force to succeeding generations all new single
heritable changes would soon be washed out of a population
What is a Species?
A common view as late as the 19th c. was that diversity within a species was
constrained accumulation of individual variation couldnt step outside the species
Typologists: thought that species were real and defined by essential characteristics
Nominalists: thought that species were not real entities, but rather arbitrary units
of classification individuals and the differences between them were real
Darwin was criticized for claiming that species did not exist (was a nominalist), but
also claiming that that they could vary and evolve
o Response: species have a reality in time (i.e. temporary constancy)
Speciation and Isolation
Darwin argued that speciation was a process of divergence struggle for existence
would be most intense between individuals occupying the same niche
o Selection would favour those traits which enable competition avoidance
Some people argued that struggle for existence was not sufficient to account for
divergence and branching of the evolutionary tree
o Also need geographical barriers e.g. a mountain range separates/isolates a
population, who then evolve separately based on their environment, and
eventually accumulate enough differences to make them a separate species
Is Everything Adapted?
If natural selection was the sole mechanism of evolution, then every evolved
character must be useful or advantageous at some point, in the struggle for
existence
o Natural selection is a utilitarian view of life if a characteristic was not useful,
it would be lost in a population
Darwin added the concept of sexual selection to account for features like eye
colour, bright plumage not useful for survival, but good for attracting mates
St. George Jackson Mivart: challenged Darwins utilitarian view of life (that traits
are selected based on usefulness)
o Argued that there is no selective value in rudimentary forms of complex organs
I.e. how can natural selection favour an eye before its fully formed and
functional?
Holes in the Record
Fossil record was the only real evidence of the course of the history of life on Earth
but there are gaps between species in the record problematic even today
o Especially problematic for Darwins theory of continuous evolution
Darwin responded that the species in the fossil record are only a fraction of the
species that have actually existed because the rest of them lived in conditions that
did not allow fossilization to occur
Missing links started coming up e.g. Huxleys observation that certain dinosaur
feet were indistinguishable from birds feet missing link between them?
o Discovery of Archaeopteryx and other bird-lizard-like animals as evidence
Horse hoof derived from single toe
o Evolutionists argued it must have evolved from an ancestor with 5 toes like
other mammals, and fossils showed a small 4-toed ancestor of the horse
Neo-Lamarckism
Many biologists believed that adaptive variations due to environmental or
behavioural effects leading to use or disuse could affect later generations
o Darwin also believed in this to an extent
Led to debates between strict selectionists, and those who maintained that
inheritance of acquired characteristics played a crucial role in evolution
Inheritance of acquired characteristics allowed more progressive/directed evolution
softer/more hopeful view of life, often with teleological, spiritual overtones
o Also left room for consciousness as a directing force of nature, not just Creator
o Animals would control their own evolution because their conscious choice of
how to respond to their environment
Sense that life controls its own destiny
Darwin believed that natural selection alone couldnt account for morality/altruism
used inheritance of habit to explain them
Shortly after Darwins death, Neo-Darwinism emerged denied that the
inheritance of acquired characteristics ever occurred
Neo-Lamarckism in France: persisted through most of the 20th century
Neo-Lamarckism in Germany: strong there debates over acquired characteristics
shaped the growth of evolutionary biology there
Inheritance of acquired characteristics could account for the progressive evolution
of mortality some argued that if it did not occur then one could not hope for
permanent improvement through the conscious exertions of individuals and groups
o Darwin suspected that natural selection alone could not account for mortality
and altruism included inheritance of habit to explain them
Thought that altruistic traits evolved in humans through 2 mechanisms:
Inheritance of acquired characteristics, and group selection
Neo-Lamarckians argued that the struggle for existence played the role of the
gardener pruning the tree of life no more made the trees than the gardener did
o Survival of the fittest, not arrival of the fittest
Orthogenesis
Term used to describe the regular trends mentioned by paleontologists
A lot of these trends were non-adaptive and often led to species extinction (E.g. irish
elk evolved very large antlers that became a burden and led to their extinction)
Henry Fairfield Osborn big representer of orthogenesis
Saltationism
Resolved difficulties about how complex organs like the eye could have developed
Could account for correlative characteristics of the organisms (e.g. horns and hoofs
were connected to each other correlatively)
Some people (e.g. Richard Owens) combined saltationism with teleological
principles to account for progressive evolution
o Two kinds of variation with two different causes:
Changes within a species might be the result of accidental causes
Discontinuous variations would be directed along a predetermined path
Saltation and Mendelism
o Idea of new species forming by sudden leaps without selection was adopted by:
William Bateson: coined the term genetics
Wilhelm Johannsen: made terms genotype phenotype and gene
Hugo de Vries: one of the co-discoverers of Mendels laws
Thomas Hunt Morgan: did work with Drosophila