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Universitt Potsdam, Institut fr Erd- und Umweltwissenschaften and DFG Leibniz Center for Surface Process and Climate Studies, 14476 Potsdam, Germany
University of Nairobi, Department of Geology, PO Box 30197-00100, Nairobi, Kenya
UMR CNRS 6118 Gosciences Rennes, Universit de Rennes 1, Rennes, France
a r t i c l e
i n f o
Article history:
Accepted 2 March 2012
Available online 1 April 2012
Editor: P. DeMenocal
Keywords:
East African Rift System
Lake Turkana
Palaeo-shorelines
African Humid Period
Holocene
Tectonic deformation
a b s t r a c t
The wet early to mid-Holocene of tropical Africa, with its enhanced monsoon, ended with an abrupt shift toward drier conditions and was ultimately replaced by a drier climate that has persisted until the present day.
The forcing mechanisms, the timing, and the spatial extent of this major climatic transition are not well understood and remain the subject of ongoing research. We have used a detailed palaeo-shoreline record from
Lake Turkana (Kenya) to decipher and characterise this marked climatic transition in East Africa. We present
a high-precision survey of well-preserved palaeo-shorelines, new radiocarbon ages from shoreline deposits,
and oxygen-isotope measurements on freshwater mollusk shells to elucidate the Holocene moisture history
from former lake water-levels in this climatically sensitive region. In combination with previously published
data our study shows that during the early Holocene the water-level in Lake Turkana was high and the lake
overowed temporarily into the White Nile drainage system. During the mid-Holocene (~5270 300 cal. yr
BP), however, the lake water-level fell by ~ 50 m, coeval with major episodes of aridity on the African continent. A comparison between palaeo-hydrological and archaeological data from the Turkana Basin suggests
that the mid-Holocene climatic transition was associated with fundamental changes in prehistoric cultures,
highlighting the signicance of natural climate variability and associated periods of protracted drought as
major environmental stress factors affecting human occupation in the East African Rift System.
2012 Elsevier B.V. All rights reserved.
1. Introduction
Deciphering the long-term climate history and accurately identifying the mechanisms underlying variations in hydrologic budgets is
an important task in light of ongoing global change, water stress,
and the associated environmental and socioeconomic impacts in the
African tropics (Boko et al., 2007). In this context climatic variability,
climatic extremes, and the transitions between episodes with different environmental conditions, have become the focus of numerous
investigations in tropical Africa (e.g., Shanahan et al., 2009; Tierney
et al., 2008).
A period of particular interest in the climatic history of Africa is the
African Humid Period or AHP (cf. deMenocal et al., 2000; Ritchie et al.,
1985). The AHP occurred approximately between ~12,000 and ~ 5000
calendar years before present (cal. yr BP) and resulted in a northward
expansion of vegetation zones (e.g., Hoelzmann et al., 1998). Extensive parts of tropical Africa subsequently experienced pronounced
and rapid hydrologic changes associated with the termination of the
AHP during the mid-Holocene, about 5000 years ago (e.g.,
deMenocal et al., 2000). This transition toward drier conditions
Corresponding author. Tel.: + 49 331 977 5837; fax: + 49 331 977 5700.
E-mail address: yannickgarcin@yahoo.fr (Y. Garcin).
0012-821X/$ see front matter 2012 Elsevier B.V. All rights reserved.
doi:10.1016/j.epsl.2012.03.016
fundamentally impacted ecosystems across northern Africa, prompting a return to arid and semiarid vegetation in the Sahara and the
Sahel regions (Jolly et al., 1998). These environmental changes are
also believed to have led to important demographic shifts (Brooks,
2006; Kuper and Krpelin, 2006).
The origin of, and underlying mechanistic principles for, the AHP
termination are not yet fully understood and remain the subject of
ongoing investigations. This episode, which may have lasted a few
centuries, is considered to have been too rapid to be solely driven
by a linear response to gradual insolation changes (e.g., Claussen et
al., 1999; Cole et al., 2009; deMenocal et al., 2000). On the other
hand, the existence of an abrupt and spatially synchronous AHP termination has recently been called into question (e.g., Chase et al.,
2010; Krpelin et al., 2008; Marshall et al., 2011).
Here, we present a detailed study of multiple abandoned Holocene
shorelines from the Lake Turkana basin in the northern Kenya Rift of
the East African Rift System (EARS, Fig. 1). These palaeo-shorelines
provide a record of the East African moisture history that helps in
unravelling the characteristics and environmental impacts of the
AHP termination in a region that is located in the immediate vicinity
of the equator. Preliminary studies of these palaeo-shorelines provided an unprecedented insight into the environmental history of the
Holocene (e.g., Butzer et al., 1972; Owen et al., 1982). However, the
323
Fig. 1. (A) Map of the Turkana Basin and adjacent basins (SRTM topography). Also shown are rivers (thin blue lines), catchment boundaries (thick and thin black lines), the maximum
extent of Lake Turkana during the Holocene (MHS, thick blue line) approximated using a present-day surface elevation of 460 m, and the various overow sills in the area (arrows linked
to white circles). The overows were active during the early to mid-Holocene when the Turkana Basin received inow from the Bogoria, Baringo, and Suguta basins to the south and the
Abaya, Chamo, and Chew Bahir basins to the east; at that time Lake Turkana overowed into the Nile Basin. Bathymetric map of Lake Turkana (below 360 m) from Johnson et al. (1987).
Inset is a structural map of the EARS. (B) Location map for the radiocarbon sample sites and dGPS survey sites. Also shown are the Holocene shorelines, the approximate position of the
maximum highstand shoreline, and the main recent (late Quaternary) faults; all were mapped using eld observations, SPOT satellite imagery, and SRTM data, together with previously
published data (e.g., Baker et al., 1972; Dunkelman et al., 1989; Johnson et al., 1987; Morley et al., 1992).
exact nature and timing of some inferred environmental changes derived from lake water-level uctuations were subsequently found to
be equivocal and/or irreproducible (cf. Barton and Torgersen, 1988;
Cerling, 1986; Halfman et al., 1992; Ricketts and Johnson, 1996). In
our study we have focused primarily on the largely unexplored southernmost margin of the Turkana Basin (Fig. 1B), where steep slopes
have helped preserve a unique staircase morphology of palaeo-shorelines, between 0 and 80 m above the present-day lake water-level. In
order to reconstruct lake water-level uctuations in the Turkana
Basin and use them as indicators of past variations in the moisture regime, we mapped shoreline elevations with a high-precision differential global positioning system (dGPS) and measured oxygen-isotope
ratios of in situ fossil mollusk shells collected from shoreline deposits.
By combining 21 new 14C ages obtained from these shells with other
published ages we have constrained the timing of past lake waterlevel changes and provided insights into the environmental history
of Lake Turkana, particularly during the mid-Holocene. We also
used the abundantly available archaeological data from the Turkana
Y. Garcin et al. / Earth and Planetary Science Letters 331-332 (2012) 322334
S
Abili Agituk
440 m asl
MHS
Regressive
shorelines
South Island
Abili Agituk
Fault
Fa
u
lt
Lake Turkana
Fig. 2. Aerial views of the maximum highstand shoreline (MHS: white arrows) cut into the Abili Agituk volcano (southernmost tip of Lake Turkana). Top photograph: view to the
east. Bottom photograph: view to the north, with South Island in the background. Several normal faults offset the MHS.
325
Fig. 3. Differential elevations for the maximum highstand shoreline (MHS) across the southern Turkana Basin. (A) SRTM shaded-relief digital topography of the surveyed area. Also
shown is the 460 m contour (dark blue line) corresponding to the present-day maximum elevation of the overow sill. Red dots are the MHS sites surveyed with dGPS (cf. Melnick
et al., this volume). (B) Same area as shown in A: map of the recent (late Quaternary) active faults. Offshore faults were extrapolated from Dunkelman et al. (1989) and Johnson
et al. (1987). (C) WE swath prole. Green line indicates mean elevation values from the swath prole shown in A; grey lines with area shaded between are minimum and
maximum elevation values. Also shown are the projected main faults (cf. map B) as well as the measured elevations of the MHS sites (red dots). Red lines show interpreted
deformed MHS. (D) Schematic structural cross-section (WE) of the Turkana Basin between the overow sill area and the eastern half of the rift axis area, showing the deformation
pattern affecting the elevation of the MHS. Approximate fault locations delineating horst and graben geometries are from Morley et al. (1992). Note the strong vertical exaggeration
(800).
Y. Garcin et al. / Earth and Planetary Science Letters 331-332 (2012) 322334
Fig. 4. South Island survey area. (A) Field view to the south of the maximum highstand shoreline (MHS), which is marked by a distinctive wave-cut notch. (B) SPOT satellite image
of the area surveyed in A. Also shown are dGPS tracks, sampling sites, faults, and the position of the MHS (yellow line). (C) Oblique aerial view to the southwest of one of the main
survey areas, showing prominent fossil beach ridges. (D) SPOT satellite image of the area surveyed in C. (E) Composite topographic prole of the surveyed shorelines with projected
position of the dated samples. (F) Representative prole of sample pit in fossil beach ridges. (G) Simplied map of South Island.
327
Table 1
Radiocarbon ages of lacustrine carbonates from Lake Turkana.
Sample ID
Sitea
Elevation
(m asl)
Corrected elevation
(m asl)b
Lat.
(N)
Lon.
(E)
Materialc
14
C age
(yr BP)
Cal. age
(cal. yr BP)d
KIA 36856e
KIA 36857e
KIA 36858e
KIA 36859e
KIA 36860e
KIA 36861e
KIA 36862e
KIA 36864e
KIA 36865e
KIA 38214e
KIA 38215e
Pa 2226i
Pa 2227i
Pa 2224i
Pa 2223i
TOP 02/11i
LAPS 02/14i
Pa 2230i
Pa 2231i
Pa 2225i
Pa 2228i
Pa 2229i
Pa 2232i
SI
SI
SI
SI
SI
SI
SI
SI
SI
KF
KF
LO
ES
ES
KA
KA
NK
NK
NK
NK
NK
NK
NK
431.1f
431.1f
425.8f
415.6f
406f
398.1f
392.6f
385f
381.3f
363g
363g
440g
422g
422g
444g
434g
433g
439g
439g
443g
443g
429g
429g
~ 454
~ 459
~ 438
~ 427
~ 418
~ 410
~ 405
~ 414
~ 393
2.6611
2.6611
2.6272
2.6261
2.6255
2.6247
2.6237
2.6221
2.6192
3.9516
3.9516
2.9316
3.2185
3.2185
3.7477
3.8450
4.2838
4.1183
4.1183
4.1513
4.1513
4.0864
4.0864
36.5879
36.5879
36.572
36.5712
36.5716
36.5715
36.5713
36.5708
36.5711
36.187
36.187
36.0627
36.0032
36.0032
35.7848
35.7720
35.8629
35.8508
35.8508
35.8521
35.8521
35.8382
35.8382
M
E
M
M
M
M
B
M
M
mM
mM
M
B
S
B
O
O
O
St
O
M
O
O
8180 45
9740 50
4645 35
4330 30
4680 35
4370 35
4910 35
10,025 55
4695 35
111.2%Mh
109.1%Mh
9795 100
6285 50
6630 45
9515 80
5810 70
5225 80
4810 30
4790 30
5320 35
4965 40
5260 40
5255 30
9085
11,190
5420
4865
5385
4925
5625
11,500
5375
AD 1996
AD 2001
11,215
7255
7550
10,765
6650
5950
5500
5500
6070
5710
6000
5995
9015/9270
10,884/11,247
5306/5469
4843/4969
5316/5576
4855/5040
5590/5715
11,275/11,764
5319/5579
10,788/11,606
7024/7318
7438/7576
10,585/11,125
6446/6780
5754/6263
5474/5601
5470/5594
5992/6208
5601/5875
5927/6180
5929/6178
8998/9399
10,787/11,275
5288/5580
4831/5039
5310/5583
4838/5265
5582/5747
11,249/11,966
5313/5584
10,716/11,760
7000/7418
7426/7611
10,509/11,195
6399/6886
5725/6284
5333/5645
5330/5605
5941/6276
5592/5893
5911/6204
5920/6183
overowing (cf. Butzer et al., 1972; Harvey and Grove, 1982; Owen
et al., 1982), with this overow resulting in the stabilisation of the
lake's water-level over a protracted period of time.
Y. Garcin et al. / Earth and Planetary Science Letters 331-332 (2012) 322334
30
6000
10
8000
10,000
m/yr
2.5 m
te: ~
ce ra
iden
Subs
Sample
KIA 36857
Overflow sill
KIA 36856
?
450
440
KIA 36858
430
KIA 36859
420
KIA 36860
KIA 36864
KIA 36861
410
12,000
20
460
Subsidence (m)
4000
KIA 36862
400
KIA 36865
390
4000
6000
8000
10,000
12,000
329
Table 2
Stable isotope values (18O and 13C) of freshwater mollusk shells from Lake Turkana.
Sample ID
Sitea
Elevation (m asl)
18O ()c
13C ()c
KIA
KIA
KIA
KIA
KIA
KIA
KIA
KIA
KIA
KIA
KIA
SI
SI
SI
SI
SI
SI
SI
SI
SI
KF
KF
431.1
431.1
425.8
415.6
406
398.1
392.6
385
381.3
363
363
~ 454
~ 459
~ 438
~ 427
~ 418
~ 410
~ 405
~ 414
~ 393
0.21 0.03
0.56 0.02
2.70 0.03
3.03 0.02
2.39 0.02
1.89 0.02
3.02 0.01
2.15 0.01
2.91 0.01
3.67 0.01
3.85 0.02
0.02 0.01
4.89 0.01
3.13 0.01
1.19 0.01
2.07 0.01
4.21 0.01
5.55 0.00
4.75 0.01
2.4 0.01
2.75 0.01
1.1 0.01
a
b
c
36856
36857
36858
36859
36860
36861
36862
36864
36865
38214
38215
closed-lake basins (e.g., Leng et al., 2006; Ricketts and Johnson, 1996).
The observed changes in 18O values from freshwater shells, which
ranged from 0.56 to +3.85 (including the modern shell data),
follow the changes in lake water-level reasonably well (Fig. 6), with
lighter 18O values associated with the higher water-levels (larger
lake volumes), and heavier 18O values associated with the lower
water-levels (smaller lake volumes). Moreover, since the largest accumulations of shells on South Island were found to be closely associated with the MHS, older shells with lighter 18O values should be present
in the lower elevation shorelines if signicant reworking had occurred.
From our observations we estimate a ~50 m fall in the lake's water-level
at ~5270 300 cal. yr BP, which probably lasted for a few centuries.
Finally, since the beach ridges on South Island are in pristine condition
the lake water-level must have remained lower than ~380 m after
~4800 cal. yr BP, since subsequent lake transgressions would have signicantly overprinted or obliterated the earlier ridges.
4.5. Synthesis of Holocene lake water-level uctuations in the Turkana
Basin
4.5.1. Age control and elevation uncertainties across the Turkana Basin
By combining our new palaeo-shoreline ages from South Island
with 12 ages from the western margin of Lake Turkana (Table 1)
and previously published ages from the greater Turkana Basin, we
are able to re-evaluate and improve the lake water-level curve at a
basin scale over the Holocene period. A total of 102 radiocarbon
ages have been obtained for this lake basin (Fig. 7) during a variety
1200
400
0
Overflow:
early Holocene
MHS
460
800
440
Regression:
mid-Holocene
420
400
380
Modern
conditions
360
-0.5
0.5
1.5
2.5
3.5
4.5
18O ()
Fig. 6. 18O values from freshwater mollusk shells vs. corrected elevations. Error bars
represent the 95% condence interval. Also shown is the depth-volume curve for
Lake Turkana (thick grey line).
36E
37E
0
25
50 km
15,000
10,000
470
5000
Y. Garcin et al. / Earth and Planetary Science Letters 331-332 (2012) 322334
330
6N
460
?
450
440
Exposed land
after the midHolocene lake
regression
3N
el R .
rkw
Tu
380
Radiocarbon ages
370
360
0
2000
AD 2008 lake-level
4000
6000
Archaeological
excavation
Lacustrine
deposit
5000
8000
10,000
South
Island
12,000
Ker
io
R.
390
Phase I
400
4N
Phase II
410
360 m
Phase III
420
390 m
ana
Turk
Lake
Former lake
-leve
(Butzer an
d Thurber, l reconstruction
1969; Owen
et al., 1982
)
5N
430
Elevation (m asl)
460 m
Omo R
.
Overflow sill
n = 102
10,000
14,000
15,000
10
20
30
Fig. 7. (A) Proposed lake water-level reconstruction for Lake Turkana, based on original and previously published data. Raw data and references are available in the Supplementary
materials. The lake water-level curve is a compilation of dated lacustrine deposits (radiocarbon ages mostly on mollusk shells) complemented by dated archaeological excavations
(radiocarbon ages mostly on bones, ostrich egg beads, and charcoal). Age error bars represent the 99% condence interval. All elevation uncertainties were arbitrarily xed to
10 m, except for the South Island samples which were further corrected for tectonic subsidence. Green curve represents inferred lake water-levels. Curve is dashed where uncertainties are greater. Lake highstand periods (Phases IIII) were dened by Owen et al. (1982). (B) Location map for the dated lake water-level markers used in A. The lower
and right side subplots show the distribution of the radiocarbon ages (calibrated) corresponding to longitude and latitude, respectively. Colour coding refers to the sampled material (see A). Histogram of radiocarbon age distribution is shown in the lower-right corner; n is the total number of radiocarbon ages.
this dry period, rare dated lacustrine deposits indicate a lake waterlevel reaching elevations of ~440 to ~410 m between 13,000 and
11,500 cal. yr BP. However, the lake water-level curve remains poorly
constrained for this period.
From ~ 11,500 cal. yr BP palaeo-shoreline deposits indicate that
the lake's water-level rose rapidly to its overow level, and then
remained relatively stable until ~ 8500 cal. yr BP. This lake highstand
was possibly interrupted by a brief water-level fall of ~ 15 m that
probably occurred at ~ 10,200 cal. yr BP, if evidence from prehistoric
near-shore settlements is taken into account. The protracted highstand period between ~11,500 and ~8500 cal. yr BP corresponds to
the Phase I described by Owen et al. (1982) (Fig. 7A). During this period there was uvial connectivity between Lake Turkana and the Nile
Basin, and the MHS was formed.
From 8500 cal. yr BP lacustrine deposits indicate a signicant but
short-lived lake regression (Owen et al., 1982), which may have
taken place over a few centuries. The magnitude of this regression
may have reached between ~ 50 and ~ 100 m. The subsequent transgression was equally abrupt, with the lake water-level rising again
to high levels (i.e.,~445 m) at ~ 7500 cal. yr BP.
From ~7500 to ~ 5300 cal. yr BP the presence of lacustrine deposits
indicates that the lake remained relatively stable at high levels. This
highstand period corresponds to the Phase II of Owen et al. (1982).
While Lake Turkana may have again overowed during this period,
the available data are too scarce to be certain.
331
(Mauritania, Fig. 8D) also shares analogous patterns with the Lake
Turkana record, despite being situated ~ 6000 km to the west. Low
dust ux into the Atlantic Ocean during the early Holocene was inferred from this site, at which time the Sahara experienced a relatively wet climate (Cole et al., 2009; deMenocal et al., 2000). Dust inux
increased abruptly, however, at ~ 5500 cal. yr BP following the establishment of arid conditions and a reduction in vegetation cover in the
Sahara and Sahel, which is compatible with our observations and may
suggest a climatic teleconnection between the two regions.
According to our lake water-level reconstruction the AHP termination recorded in the Turkana Basin was probably abrupt, although age
uncertainties preclude any precise estimation of its duration. In tropical Africa the exact nature of the transition from the wet early Holocene conditions during an enhanced monsoon toward a drier climate
after the mid-Holocene remains ambiguous. Palaeo-climate records
from the whole of Africa, as well as marine records, have provided
contrasting results concerning the AHP termination, ranging from
abrupt (e.g., Cole et al., 2009; deMenocal et al., 2000; Shanahan et
al., 2006; Tierney et al., 2008) to gradual and/or stepwise (e.g.,
Chase et al., 2010; Jung et al., 2004; Krpelin et al., 2008; Marshall
et al., 2011; Vincens et al., 2010). Climate-modelling experiments
have related an abrupt termination of the AHP to a nonlinear response of the African monsoon to changing insolation, possibly
caused by a strong positive vegetationclimate feedback (e.g.,
Claussen et al., 1999; Renssen et al., 2003). In contrast, Liu et al.
(2007) simulated a minimal vegetationclimate feedback and instead
proposed that the collapse of the northern African vegetation attributed to the AHP termination was in fact the nonlinear response of
the vegetation to the crossing of a precipitation threshold. Thus, despite recent advances and the increasing size of the database for
this important event, the available data are still ambiguous. Further
studies involving new climate-proxies are therefore required in
order to resolve the mechanisms responsible for the AHP termination.
5.2. Possible link between hydrological changes during the Holocene and
prehistoric occupation in the Turkana Basin
Archaeological excavations within the Turkana Basin have provided a rich, but complex history of human occupation, with major cultural steps during the Holocene (Fig. 8A). Abundant bone harpoon
heads have been recovered from dated sections spanning ~10,600
to ~ 5000 cal. yr BP in the immediate vicinity of the inferred palaeolake, generally in association with wavy-line or undecorated pottery
(e.g., Beyin, 2011; Brown, 1975; Butzer et al., 1969; Phillipson,
1977; Robbins, 1972, 1984, 2006; Sutton, 1977). At the time of the
protracted lake highstand this region was populated by huntergatherers who relied mainly on shing in their subsistence lifestyle (e.g.,
Phillipson, 1977; Robbins, 1972).
The bones of domestic cattle, sheep, and goats, often in association
with Nderit Ware pottery and occasionally with stone bowls, have
been found in deposits younger than ~ 5000 cal. yr BP within the Turkana Basin (e.g., Ashley et al., 2011; Barthelme, 1977, 1984; Marshall
et al., 1984; Owen et al., 1982). The cumulative probability distribution of the radiocarbon ages related to human occupation also
shows a marked maximum between ~5000 and ~ 4000 cal. yr BP
(Fig. 8A). Although foraging persisted and sh still formed an important part of their diet, this particular period highlights the emergence
of pastoral groups in the area (Ashley et al., 2011; Barthelme, 1984;
Hildebrand et al., 2011; Marshall et al., 1984; Ndiema et al., 2011).
The rst manifestations of herding around the palaeo-lake were apparently coeval with the construction of megalithic pillar sites in the
Turkana Basin (Hildebrand and Grillo, 2012; Hildebrand et al., 2011;
Lynch and Robbins, 1978; Lynch and Robbins, 1979; Nelson, 1995;
Soper and Lynch, 1977). Possible support for this cultural change
may come from linguistic evidence suggesting that southern
Y. Garcin et al. / Earth and Planetary Science Letters 331-332 (2012) 322334
Nilotic
Linguistic
evidence
Harpoon:
fishing
Bone settlements
? Iron
Turkwel
Pottery
tradition
Nderit
Wavy line
Megalith
architecture
Pillar sites
Occupation phases
n = 50
460
440
420
400
380
360
-130
L. Tanganyika
-120
Dry
-110
-100
East Atlantic
Terrigenous (%)
45
50
Dry
55
60
65
0
2000
4000
6000
8000
10,000 12,000
D leafwax ( VSMOW)
Elevation (m asl)
6. Conclusions
14
0.05
Calibrated
C ages (CPD)
Pastoralism
~50 m fall in lake water-level in the Turkana Basin. A possible link between the lake regression and the emergence/expansion of pastoralism in the Turkana Basin may have been the exposure of ~10,000 km 2
of fertile silty-clay lacustrine sediments (Fig. 7B). The vast majority of
these newly exposed areas, which are characterised by relatively lowrelief topography, correspond to the palaeo-deltas of the Omo, Turkwel, and Kerio rivers. In this context Robbins (2006) hypothesised
that any signicant fall in lake water-level in the area would result
in the opening up of new pastures/browsing resources in a region
suspected to have been relatively free of tsetse ies and the trypanosomiasis disease that they carry (cf. Gifford-Gonzalez, 1998). The latter is a virulent infection affecting livestock, wild game, and humans,
and is typical of regions south of the Sahara and Sahel. It is more likely, however, that the establishment of a drier and drought-prone climate in northeast Africa after ~ 5300 cal. yr BP may have forced local
herders and their domesticated livestock to converge on Lake Turkana, which was probably one of the last permanent water bodies
in the region and would have provided sufcient water and pasture
to foster the settlement of pastoralists, ultimately leading to new
forms of social and economic organisations (e.g., Marshall et al.,
2011; Wright, 2011).
The changes in landscape and environmental conditions within
the greater Turkana Basin associated with the mid-Holocene climatic
change, and the associated fall in lake water-level, may thus have encouraged the regional expansion of pastoralist cultures.
333
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