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Hasana Sharp, Jason E. Smith and Contributors, 2012
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British Library Cataloguing-in-Publication Data
A catalogue record for this book is available from the British Library.
ISBN: HB: 978-1-4411-8404-7
e-ISBN: 978-1-4411-5052-3
Library of Congress Cataloging-in-Publication Data
Between Hegel and Spinoza: a volume of critical essays/edited by
Hasana Sharp and Jason E. Smith.
p. cm. (Continuum studies in philosophy)
Includes bibliographical references (p.) and index.
ISBN 978-1-4411-8404-7 (hardcover: alk. paper) ISBN 978-1-4411-5052-3
(ebook pdf: alk. paper) ISBN 978-1-4411-6690-6 (ebook epub: alk. paper)
1. Hegel, Georg Wilhelm Friedrich, 1770-1831. 2. Spinoza, Benedictus de,
1632-1677. I. Sharp, Hasana. II. Smith, Jason E.
B2948.B463 2012
193dc23
2012016909
Typeset by Deanta Global Publishing Services, Chennai, India
Contents
Notes on Contributors
List of Abbreviations
Hegel, sive Spinoza: Hegel as His Own True Other Warren Montag
vi
Contents
Notes on Contributors
Jeffrey A. Bernstein is an Associate Professor in the Department of Philosophy
at the College of the Holy Cross, Worcester, USA. He works in the areas of
Spinoza, German philosophy, and Jewish thought. He is currently at work on a
book-length study entitled Leo Strauss on the Borders of Judaism, Philosophy, and
History.
Andr Santos Campos is a Lecturer in Philosophy and Legal Theory at the
Lusiad University of Lisbon, Portugal, and Research Fellow in the New University
of Lisbon, specializing in legal philosophy, political theory, and early modern
philosophy. He is the author of Jus sive Potentia (Lisbon: CFUL, 2010) and of
Spinozas Revolutions in Natural Law (Basingstoke: Palgrave MacMillan, 2012).
Idit Dobbs-Weinstein is an Associate Professor of Philosophy with secondary
appointments in Jewish Studies and the Graduate Department of Religion at
Vanderbilt University. Her research and writing seeks to retrieve an other, occluded
materialist Aristotelian tradition from Arabic and Judaeo-Arabic medieval
philosophy to the Walter Benjamin and Theodor Adorno. Her publications include
Maimonides and St. Thomas on the Limits of Reason, Maimonides and Medieval
Jewish Philosophy, and Maimonides and His Heritage. She is currently finishing
a manuscript whose provisional title is Whose History, Which Politics? Spinozas
Critique of Religion and Its Heirs.
Gordon Hull is an Assistant Professor of Philosophy at the University of North
Carolina, Charlotte, USA. He works on the history of modern philosophy, as well
as issues in moral and political philosophy surrounding new technologies, where
his focus is on intellectual property and privacy. In the history of philosophy, he
has written primarily on Spinoza and Hobbes, including the book Hobbes and
the Making of Modern Political Thought (Continuum, 2009).
Christopher Lauer is an Assistant Professor in Philosophy at the University of
Hawaii at Hilo, USA. He works primarily in German Idealism and the ethics of
viii
Notes on Contributors
recognition and is the author of The Suspension of Reason in Hegel and Schelling
(Continuum, 2010). He is currently at work on a book on intimacy.
Vance Maxwell has retired as a Professor of Philosophy from the Department at
Memorial University of Newfoundland-Labrador, Canada, after a long teaching
career. In various journals, he has published reviews, critical notices, and articles
on Spinoza, Spinoza-Hume, and Spinoza-Hegel. He is currently writing a book
which will offer a Spinozan philosophy of mathematics. He also intends to write
a work proposing a Spinozan aesthetic.
John McCumber received his PhD in philosophy and Greek from the University
of Toronto and has taught at the University of Michigan-Dearborn, USA, the
Graduate Faculty of the New School for Social Research, and Northwestern
University, Illinois, USA. He is currently Professor of Germanic Languages at
UCLA. He has written many books and article on the history of philosophy and its
implications, most recently Time and Philosophy: A History of Continental Thought
(Acumen 2011) and On Philosophy: Notes from a Crisis (Stanford, 2012).
Warren Montag is a Professor of English and Comparative Literature at
Occidental College, California, USA. His most recent book, Philosophys
Perpetual War: Althusser and his Contemporaries, will appear in2013.
Vittorio Morfino is a Senior Researcher in the History of Philosophy at the
Universit di Milano-Bicocca, Italy. He is the author of Substantia sive Organismus
(1997), Sulla violenza. Una lettura di Hegel (2000), Il tempo e loccasione.
Lincontro Spinoza Machiavelli (2002), Incursioni spinoziste (2002), and Il tempo
della moltitudine (2005). He has edited Spinoza contra Leibniz (1994), La Spinoza
Renaissance nella Germania di fine Settecento (2000), Labisso dellunica sostanza
(2009), as well as the Italian edition of the late writings of Louis Althusser (2000).
He is an editor of Quaderni materialisti and of Dcalages.
Jason Read is an Assistant Professor of Philosophy at the University of Southern
Maine, USA. He is the author of The Micro-Politics of Capital: Marx and the
Prehistory of the Present (2003) as well as numerous articles on Althusser,
Negri, Spinoza, Foucault, Deleuze, and Guattari. He is currently completing a
manuscript titled Relations of Production: Transindividuality between Economics
and Politics for the Historical Materialism book series.
Notes on Contributors
ix
List of Abbreviations
Spinozas works
E
Hegels works
EL The Encyclopedia Logic (Part I of the Encyclopedia of Philosophical Sciences)
EPS
Encyclopedia of the Philosophical Sciences
EPR Elements of the Philosophy of Right (also referred to as: The
Philosophy of Right)
ETW
Early Theological Writings
xii
List of Abbreviations
IPH
Introduction, Lectures on the Philosophy of History
LHP
Lectures on the History of Philosophy
LPH Lectures on the Philosophy of History (Volume III, unless
otherwise noted)
LPR
Lectures on the Philosophy of Religion
LPS
Lectures on the Philosophy of Spirit
PhS
Phenomenology of Spirit
SL
Science of Logic
Introduction
Hasana Sharp and Jason E. Smith
generates the division of labor necessary to meet those needs, which engenders
a society in which we can come to exercise our reason reflectively.4 The form
that this Hegelian reconciliation of dependency and freedom might take has
historically been divided into right and left camps. Hegel is seen to satisfy
the individual yearning for freedom by way of total identification with the State
and God (for the right Hegelian) or by way of a community of free producers
(to allude only to the most famous left Hegelian, Karl Marx). We see in this
very brief account why Hegel is an immanent critic of Enlightenment ideals.
While freedom and rationality remain paramount, the self-determination of
individuals can only be realized by virtue of a system of relationships, a complex
network of dependencies, and a mutually supportive system for developing our
capacities and satisfying our aims. Freedom and reason, then, ought not be seen
in strict opposition to dependency and nature.
We might find in Spinozas philosophy a similarly valiant effort to resolve
the conflict between self-determination and natural-determination that came
to characterize Enlightenment thought. Spinozas solution may rightfully be
considered radical in that he utterly rejects the terms of the opposition by
denying that there is anything other than natural determination. From the point
of view of the received tradition, Spinozas solution is nothing but the total
victory of heteronomy or determination by external forces. Yet, Spinoza labors
to show that freedom as human reason is the effect of natural powers coming
together in a felicitous way so as to amplify one another.5 There are parallels,
albeit imperfect ones, between Hegels critique of Kants ideal of freedom and
Spinozas critique of Descartes freedom of the will. Just as Hegel resists the idea
of freedom as the form of human rationality itself, Spinoza denies Descartes
view that the faculty of the will is fundamentally unconstrained. Thus, they each
endeavor to paint a picture of freedom that is integrated with bodily life, natural
determination, and social dependency. Such revisions of ideals of freedom, in
our current age of free-market rational choice, are sorely needed.
Yet, for many philosophers, political and ethical theorists today, one must
choose between Hegel and Spinoza. Each is acknowledged as a valuable critic of
the received Enlightenment tradition and its corresponding politics; nevertheless,
it is hardly possible to adopt their alternatives together and neither can one
discover a position between them. Both Hegel and Spinoza might be seen, for
example, to challenge the abstract individualism of the Kantian moral subject,6
yet the insistence of each thinker on the relational dimensions of existence is
understood to be so different as to be incompatible. Hegels vision of human life
is stamped by the image of the master and slave, engaged in a violent struggle to
Introduction
the death.7 Even if this is but a moment of Hegels picture of human existence, it
so often remains the defining moment. Humans are death-bent and destructive
by nature, even as Spirit, expressed in human history, strives to resolve our
natural bellicosity. In contrast, rather than underscoring the fundamentally
antagonistic character of social relations, Spinozas interpreters often celebrate
his emphasis upon the human bond (man is a God to man) and the absolutely
affirmative character of human desire.8 If Hegel represents the thinker of violent
antagonism and its resolution, Spinoza is often seen as the herald of love and
unequivocal self-affirmation.
On a certain understanding, between Hegel and Spinoza, we find only an
abyss. As Deleuzes influential interpretation maintains, Hegel exemplifies and
promotes the cults of death, while Spinoza embodies an irrepressible appetite
for living.9 Hegel is the figure of negation, while Spinoza is the thinker of pure
affirmation.10 Perhaps paradoxically, Deleuze reflects Hegels own judgment of
the relationship between these two thinkers, even as he inverts his evaluation.
Whereas, for Deleuze, Spinoza has enough confidence in life to denounce all
the phantoms of the negative,11 for Hegel, Spinozas philosophy remains rigid
and motionless by virtue of its inability to incorporate the majestic labor of the
negative.12 For Hegel, the absence of negativity in Spinoza leads to the inability of
individuals to act as the motors of their own transformation. Without an internal
principle of opposition, change must arrive from the outside. If development
is external, humans do not enjoy any genuine autonomy or power of selfdetermination. For Deleuze, the lack of internal opposition reflects Spinozas
courageous refusal of the constitutive necessity of death and self-destruction.
With war surrounding him, Spinoza produced a heroic alternative to all the
ways of humiliating and breaking life.13
Deleuzes portrait of Spinoza as the doctor of life, who refuses avant la lettre
the lure of any capitulation to despair, has been highly influential in Continental
ethics and politics, such that it appears nearly impossible to harness the resources
of these two major alternatives to our inherited tradition. As provocative and
brilliant as Deleuzes interpretation of Spinoza often is, we might be wary of
how Deleuzes view of the chasm between Hegel and Spinoza mirrors Hegels.
Although, for Deleuze, the opposition between Hegel and Spinoza clearly
yields a favorable assessment of Spinoza, he adopts Hegels terms. On one side
of the chasm, we find affirmation, positivity, and life. On the other, there is
negation, negativity, and death.14 Yet, between Hegel and Spinoza, there is not
only opposition. This collection of essays seeks to find the suppressed kinship
between Hegel and Spinoza. If Spinoza was an important ally for Deleuze
and others against the Hegelianism of France in the 1960s and 1970s, it is not
clear that philosophy, ethics, or political theory continue to be served by their
opposition today. Moreover, while it is important not to suppress any important
differences between them, what they bequeathed to us is much more similar
than we tend to recognize. They both offer rigorous and profound alternatives to
the methodological individualism of classical liberalism. In addition, they sketch
portraits of reason that are much more context-responsive and emotionally
charged than typical Enlightenment portraits and which make better sense of
our embodied and historical existence. In a word, they are the most powerful
living alternatives to mainstream Enlightenment thought. The common ground
that lies between them should not remain obscured by the differences that hold
them apart.
The obfuscation of their kinship is surely owed in part to Hegels urgent, yet
conflicted disavowal of his own Spinozism.15 There is no better analysis of Hegels
systematic blindness with respect to this silently productive kinship than Pierre
Machereys Hegel or Spinoza, a book whose translation has finally appeared.16
Some context for this under appreciated work is in order. A decade and a half
after the publication of two important texts in postwar French Marxism, Reading
Capital and For a Theory of Literary Production, Macherey published Hegel or
Spinoza in1979. During those long 15years, much had happened in the fields of
politics and philosophy. During this same period, Macherey had published little,
almost nothing. We can imagine, nonetheless, that Hegel or Spinoza represents the
result of a silent, patient, and meticulous philosophical labor. It is a book that, in
many ways, had to be written: a book that stages a veritable Auseinandersetzung
between the actual, literal, or material practice of Spinozas text and Hegels
magisterial exposition of Spinozas philosophical system. A book that had to
be written, then, because much of the most important work accomplished by
Althusser and what came to be called his circle presupposes this philosophical
labor. Indeed, the circle opposed the Hegelianism and humanist Marxism
promoted by the most public intellectuals at the time, Jean-Paul Sartre and
Maurice Merleau-Ponty. Yet, nowhere in the work of Althusser, Macherey, or
Balibar, among others, do we find an explicit articulation of what Macherey will
call the essential divergence between these two images of thought and these
two competing figures of rationality. And yet it seems that the silent presence
of Spinozas antiteleological, antihumanist materialism was what supported
their efforts to purge Marxs materialist dialectic of its Hegelian residues. Why,
in the course of this operation, Spinoza could only be invoked obliquely is no
Introduction
Introduction
Introduction
that constantly deform and transform themselves in affecting and being affected
by other modes. This conception of modal relations as what Balibar called a
weave of singular modulations isMorfino arguesmisunderstood and even
misrecognized by Hegel when, in his reading of the two circles, he omits Spinozas
characterization of the parts of the line as dynamic passages or differential parts,
rather than discrete parts and therefore external limits. Where Hegel sees a lack
of any return into itself of substance through the mediation of the individual
mode or part, Spinozas thought proposes instead a dynamic or differential mode
understood to be a continuous variation of matter.
Jason Reads essay argues that the concept of transindividuality is particularly
fruitful inallowing us to think the proximity of Hegels and Spinozas theories
of individuation on the basis of what Read calls transindividual conditions.
Paying specific attention to their political philosophies, Read argues that Hegels
and Spinozas theories of individuation can be seen neither to correct nor to
oppose one other but to enter into a relation of supplementation. Starting from
the nature of desire in Spinoza and Hegel, Read demonstrates that while Hegel
inscribes desire within a process of recognitionan intersubjective mediation
of desire that will assume sociohistorical specificity in the institutions of the
family, civil society, and the StateSpinoza thinks the question of desire as
founded on a fundamental misrecognition of the causes of desire, and identifies
the conditions for individuation (in the TTP) with a dialectic of superstition and
knowledge. Where Morfinos reading of Hegels Science of Logic identifies the
manner in which, through a misunderstanding or even misrecognition, Hegel
cannot account for the structure of transindividuality in Spinozas theory of finite
modes, Read shows how both Hegel and Spinoza develop layers of this structure,
starting out from the figure of desire in order to elaborate different aspects of the
transindividual as the condition for individuation.
Campos invokes the concept of transindividuality to consider the question
of the individual and individuation in relation to the question of beginnings
in each philosophers political philosophy. In Hegels thought, the beginning is
always without presupposition, a completely abstract, indeterminate immediacy
that, in reflecting itself, takes leave of itself and falls into its other. Turning, as
Read does, to Hegels political philosophy, the beginning in Hegel takes the
form of the individual will as absolutely without content, a purely immediate
will that only becomes itself by externalizing itself in the form of property and
becoming a juridical person. This movement of self-externalization should not,
Campos argues, lead us to believe, as many readings of Hegel do, that he posits a
10
Introduction
11
12
from that of the will. For Spinoza, however, this takes the form of knowledge of our
own existence as specific expressions of the infinite, productive power of nature.
To the extent that we strive to persevere in our being, and to increase our own
power to act, our freedom takes the form of a diminution of conflictual relations
with other modes of divine power, and the construction of relations of agreement
that increase our powers to think, feel, and act. Hegel too, in The Phenomenology
of Spirit, McCumber argues, identifies freedom with a final reconciliation with
the immanent dynamism of this world, a conclusion that takes the form of the
announcement, at the end of the section on revealed religion, that God is dead.
And yet, where Spinoza arrives at this reconciliation with the dynamism of
nature through the knowledge of the causes of ones own action and through,
McCumber asserts, a certain control over the relation between knowledge and
the passions, Hegel describes a trajectory in which consciousness repeatedly, in
its arrival at this reconciliation, puts its own existence at stake and risks and even
desires its own negation. Freedom is won not through the mastery of conflict,
but through the following out of its consequences.
In Part III, the authors challenge the current understanding of Spinoza as
an exclusively affirmative philosopher. Contrary to current reception, they
uncover the figures of negativity operating in important ways in Spinozas
thought. A popular portrait of Spinoza takes his conatus doctrinehis view of
the essence of individual things as the striving to persevere in beingto imply
a commitment to a view of human desire as essentially affirmative, as, at base,
a nonconflicted effort to be what it is (cf. E IIIP6). This notion of our essence
is counterpoised both to Freuds death drive and to Hegels understanding of
self-consciousness motored by a concomitant urge to be and to annihilate.
Whereas, for Hegel, our radical freedom implies that we are the animals who
can will the annihilation of anything, including ourselves (EPR x), Spinoza is
taken to be the philosopher for whom human being is defined by unequivocal
self-affirmation. Although the importance of negativity in Hegels dialectic
cannot be overstated, Lauer claims that the dialectic operates in distinct ways in
different domains. Thus, there is no Hegelian dialectic simpliciter, but rather
different modalities of transformation and development depending upon the
object under investigation. In the domain of anthropology, in particular, Lauer
contends that Hegel does not always treat negation as the motor of development.
Similarly, Hull points to confusions in Spinoza scholarship around the analysis
of essence as opposed to existence. Whereas essences operate according
to a logic of necessity, it is unhelpful to analyze existence in such terms.
Introduction
13
14
Introduction
15
Hull argues that Butlers Spinozism supplements but does not displace her
Hegelianism. Spinozas critique of teleology and refusal of theodicy serves as a
bulwark against problematic aspects of Hegels idealism, but Hegels profound
suspicion of any and all natural necessity when it comes to human existence puts
healthy pressure on Spinozas naturalism. With Butler as inspiration, Hull uses
an important distinction between Spinozas analysis of essence and his account
of existence to show that his practical philosophy is not necessitarian in the
way that his metaphysics famously is. In fact, Hull interprets one of the great
naturalists as a committed denaturalist of universal categories. Thus, in a way
that allies Spinoza with Hegels social philosophy, Hull reads Spinoza as a critic of
the naturalization of socially imposed categories like gender and nation. Finally,
although Hulls reading does not seek to reinterpret Spinozas doctrine of conatus
to allow for negation as an intrinsic feature of human striving (as Butler does),
he shows that Spinozas practical philosophy absolutely demands attention to
those very features of human life that are often seen as anathema to Spinozism:
our universal mortality, vulnerability, and susceptibility to radical fear.
In Thinking the Space of the Subject between Hegel and Spinoza, Caroline
Williams seeks to bring out the affinities between late-twentieth century
Continental interpretations of Spinoza and contemporary psychoanalytic
readings of Hegel. She finds a productive figure of subjectivity without a
subject operating in this constellation of thought. If the subject is conventionally
understood as the condition of possibility for thought and moral action, in
contrast, the Hegelianism of Judith Butler and Slavoj iek, for example,
imagine a necessarily incomplete consciousness that is always unraveled by its
fantasies, desires, and needs. Contemporary interpretations of Hegel inflected by
psychoanalysis discover in his thought, rather than the figure of Spirit bounding
toward the satisfaction of total self-understanding, the indefinitely unhappy
consciousness, repeatedly unraveled by its lack of coincidence with itself. For
these thinkers, consideration of the permanence of self-division rather than the
aspiration toward subjective coherence opens greater possibilities for theorizing
the ambivalence of social life, the agonies of attachment and resistance to the
social order that typically characterize psychic life. Williams surmises that, when
one foregrounds the strand of restlessness and insatiable yearning in Hegels
thinking, it becomes less mysterious that Spinoza as a major thinker of affect
and striving continues to appear in psychoanalytic discussions despite aspects of
his thought that appear utterly alien to it.
Like the other two authors in Part III, Williams underlines the tragic
dimension of Spinozism in her account of his psychophysics. By emphasizing
16
the autonomy and impersonality of the affective field, she lays the groundwork
for a Spinozan psychology of unwitting self-subordination. Because subjectivity
is not anchored by a self-aware subject striving to affirm and enhance its being,
subjectivity is comprised of an indifferent and fractured field of relational forces.
Nevertheless, Williams resists seeing the tragic Spinoza as the end of the story.
Just as his Ethics concludes with a joyous immersion within the infinite power
of Nature, Williams points to the lens of eternity by which one can always find
power within subjection, even for subjectless subjectivities.
Part IV continues some of the themes of the earlier parts, but brings the
Spinoza-Hegel relationship to bear on the status of Judaism in Spinoza and
later Enlightenment thought. Dobbs-Weinstein treats Marxs Spinoza-inspired
critique of the young Hegelians as the natural starting place for thinking
through Hegel and Spinoza. What better way to pass between whatever impasse
may exist between Hegel and Spinoza than to follow Marx, the most radical of
the young Hegelians? Dobbs-Weinstein offers a novel interpretation of the role
of the Hebrew State for Spinoza and Marx, which potentially puts the Jewish
question in an entirely new light. Bernstein analyzes the figure of Judaism in
universal history through staging a dialog between Hegel, Spinoza, and Adorno.
Thus, the final section of the collection goes beyond Hegel and Spinoza toward
considerations of Marx and the critical theory of the Frankfurt school.
In The Paradox of a Perfect Democracy, Idit Dobbs-Weinstein maintains
that Marxs particular intervention into the Hegelianism of his day was motivated
by his study of Spinozas TTP. In an understudied notebook, Marx transcribed
various passages of Spinozas Theological-Political Treatise as well as some lines
from a selection of letters. His transcriptions rearrange and excerpt certain key
ideas that Dobbs-Weinstein finds in Marxs well-known critique of Hegel and
the Left Hegelians. The importance of Marxs study of the TTP is suggested by
the fact that many Left Hegelians took themselves to be Spinozists, and yet Marx
seems to find in Spinoza the basis for a criticism of their teachings.26 Attention to
these notebooks allows us to see how Spinozas critique of religious superstition
and Marxs famous effort to put Hegelian dialectics on its feet repudiates the
standard Enlightenment idea of human liberation as an emancipation from
religion, ignorance, and ideology. If both Spinoza and Marx seek something
like universal freedom within a perfect democracy, Dobbs-Weinstein makes the
provocative claim that the model for both thinkers is in fact the Hebrew State,
and not the rational secularism often associated with Spinozism and Marxism.
Dobbs-Weinstein lays the groundwork for this provocation with her discovery
that the critiques performed by both Spinoza and Marx operate according to
Introduction
17
18
Notes
1 Cf. F. Neuhouser, Foundations of Hegels Social Theory (Cambridge, MA:
Harvard University Press, 2000).
2 J. Israel, Radical Enlightenment (New York: Oxford University Press, 2001).
3 See G. di Giovanni, Hegels Phenomenology and the Critique of the
Enlightenment, Laval thologique et philosophique 51.2 (1995): 25170.
4 See the sections, the system of needs, in EPR, 18998.
5 See, for example, E IVP18.
6 Although antiindividualism is nearly synonymous with Hegelianism, whether
Spinoza should be seen as a critic of individualism is a matter of debate. On
this question, see Montag, Bodies, Masses, Power (London: Verso, 1999), and
Matheron, Individu et communaut chez Spinoza (Paris: Presses Universitaires
de France, 1968).
7 Hegel, PS, 17896.
8 See M. Mack, Spinoza and the Specters of Modernity (London: Continuum
Books, 2010), pp. 147.
Introduction
19
20
Part One
24
From this point onward, a play of identifications begins which will involve,
albeit with different nuances, Schelling himself in his writings on the
philosophy of nature, Schellings school, Hlderlin and the friends of the
pantheistic circle in Frankfurt, Schleiermacher in his Discourses on Religion,
the entire romantic circle, and finally, Hegel during the years he spent in
Jena. This phase of identification reaches its climax in Schellings philosophy
of the absolute as identity between Naturphilosophie and Transzendentalphilosophie, between the objective and the subjective. In the preface to his
System of Transcendental Idealism of 1800, Schelling writes: the parallelism of
nature with intelligence...[can be represented] neither [by] transcendental
philosophy nor [by] the philosophy of nature...though on that very account
the two must forever be opposed to one another, and can never merge into
one.2
However, this phase ends in 1807 with Hegels famous attack on Schelling
and Spinoza in his Preface to the Phenomenology of Spirit, where Schellings
Absolute is defined as the night in which...all cows are black.3 Schelling
replied to Hegels identification of his own thought with that of Spinoza with his
famous anti-Spinozist position in the Philosophical Investigations into the Essence
of Human Freedom in1809:
And here then, once and for all, our definite opinion about Spinozism! This
system is not fatalism because it allows things to be contained in God.... The
error of his system lies by no means in [this] but in the fact that they are things
in the abstract concept of beings in the world, indeed of infinite substance itself,
which for him is exactly also a thing. Hence his arguments against freedom are
entirely deterministic, in no way pantheistic. He treats the will also as a thing
and then proves very naturally that it would have to be determined in all its
activity through another thing that is in turn determined by another, and so on
ad infinitum.4
25
With the Philosophical Investigations, we are close to the period when Hegel
begins to write the Science of Logic. Therefore, let us begin to discuss the presence
of Spinoza in the Logic. I should say at the outset that I will not take into
consideration the revised version of 1831 (which concerns only the Doctrine of
Being), because it belongs to another period of Hegels theoretical production.
26
27
Hegel refers here to Spinoza by means of the famous example of the two
nonconcentric circles. Spinozas example is referred to as evidence of the infinite in
actu, which is present and complete, as opposed to the infinity of the imagination,
the infinite of the series, namely bad infinity. We find Spinoza once again at the
beginning of section three on Measure. Measure is the unity of quality and
28
quantity; it is exteriority that does not possess determinateness in the other, like
quantity, but rather in itself. In opposition to this triadic movement in which
measure is the third that returns into itself, Hegel points out the insufficiency of
Spinozas concept of mode:
With Spinoza, the mode is likewise the third after substance and attribute; he
explains it to be the affections of substance, or that element which is in an other
through which it is comprehended. According to this concept, this third is
only externality as such; as has already been mentioned...the rigid nature of
substance lacks the return into itself.11
29
30
Finally on the concept of mode, Hegel points out once again the fact that in
Spinoza the mode is a pure departure from the substance and not the return of
the latter into itself:
The Third, the mode, is with Spinoza affection of substance, specific determinateness, and this is in an other and is apprehended through this other....
31
It is in the mode, therefore, that the determination of the attribute is first really
posited. Further, this mode remains mere mode; on the one hand, it is something
immediately given, and on the other, its nullity is not recognized as reflectioninto-self. Consequently, the Spinozistic exposition of the absolute is complete in
so far as it starts from the absolute, then follows with the attribute, and ends with
the mode; but these three are only enumerated one after the other, without any
inner sequence of development, and the third is not negation as negation, not
the negatively self-related negation which would be in its own self the return into
the first identity, so that this identity would then be veritable identity.15
To sum up, Spinoza has both the merit of thinking substance as the unity of
essence and existence, as causa sui, but also commits the fault of objectifying
it, of thinking of it from the outside, by starting from a mode and thus from
a finite intellect. In Spinoza, the subject loses itself in substance because the
latter is not ab origine logos and the attribute of thought within substance does
not have any primacy with regard to extension. The subject is not a return into
itself, but a vain dispersion. And substance without this movement of return
is mere identity. In other words, Spinozas nature does not become spirit and
does not become history as the final unveiled sense of the logical trace of the
substance.
32
deals with the question that is fundamental with regard to the philosophical
Kampfplatz of his time, namely the refutation of Spinozism:
I have already mentioned in the Second Book of the Objective Logic that the
philosophy which adopts the standpoint of substance and stops there is the
system of Spinoza. I also indicated there the defect of that system alike as to form
and to matter. But the refutation of the system is another matter. With respect to
the refutation of a philosophical system I have elsewhere also made the general
observation that one must get rid of the erroneous idea of regarding the system
as out and out false, as if the true system by contrast were only opposed to the
false. The context itself in which Spinozas system here finds mention provides
the true standpoint of the system and the question whether it is true or false. The
relation of substance resulted from the nature of essence; this relation and its
exposition as a developed totality in a system is, therefore, a necessary standpoint
assumed by the absolute. Such a standpoint, therefore, is not to be regarded as an
opinion, a subjective, arbitrary way of thinking of an individual, as an aberration
of speculation; on the contrary, speculative thinking in the course of its progress
finds itself necessarily occupying that standpoint and to that extent the system
is perfectly true; but it is not the highest standpoint. Yet this does not mean that
the system can be regarded as false, as requiring and being capable of refutation;
on the contrary, the only thing about it to be considered false is its claim to be
the highest standpoint. Consequently, the true system cannot have the relation
to it of being merely opposed to it; for if this were so, the system, as this opposite,
would itself be one-sided. On the contrary, the true system as the higher, must
contain the subordinate system within itself. Further, the refutation must not
come from outside, that is, it must not proceed from assumptions lying outside
the system in question and inconsistent with it. The system need only refuse
to recognize those assumptions; the defect is a defect only for him who starts
from the requirements and demands based on those assumptions. Thus it has
been said that for anyone who does not presuppose as an established fact the
freedom and self-subsistence of the self-conscious subject there cannot be any
refutation of Spinozism. Besides, a standpoint so lofty and so intrinsically rich
as the relation of substance, far from ignoring those assumptions even contains
them: one of the attributes of Spinozas substance is thinking. On the contrary,
Spinozism knows how to resolve and assimilate the determinations in which
these assumptions conflict with it, so that they appear in the system, but in the
modifications appropriate to it. The nerve, therefore, of the external refutation
consists solely in clinging stubbornly to the antitheses of these assumptions, for
example, to the absolute self-subsistence of the thinking individual as against
the form of thought posited in absolute substance as identical with extension.
The genuine refutation must penetrate the opponents stronghold and meet him
33
on his own ground; no advantage is gained by attacking him somewhere else and
defeating him where he is not.18
On this page, Hegel enters into a debate with those refutations of Spinozism
that oppose absolute substance with the independence and subsistence of the
individual. Any refutation of Spinoza, for Hegel, cannot occur through an
extrinsic contrast, but through the recognition of Spinozas position as a necessary
one for thought, namely his concept of the substantial unity. Nonetheless, for
Hegel, it should not be considered the highest one for thought. Here, Hegel states
the principle of immanent critique. It is a matter of thinking the category of
substance dialectically, in order to make freedom emerge from its womb, instead
of contrasting substance and freedom in an extrinsic way:
The only possible refutation of Spinozism must therefore consist, in the first
place, in recognizing its standpoint as essential and necessary and then going
on to raise that standpoint to the higher one through its own immanent
dialectic. The relationship of substance considered simply and solely in its
own intrinsic nature leads on to its opposite, to the [Concept]. The exposition
of substance (contained in the last book) which leads on to the [Concept] is,
therefore, the sole and genuine refutation of Spinozism. It is the unveiling of
substance, and this is the genesis of the [Concept], the chief moments of which
have been brought together above. The unity of substance is its relation of
necessity; but this unity is only an inner necessity; in positing itself through
the moment of absolute negativity it becomes a manifested or posited identity,
and thereby the freedom which is the identity of the [Concept]. The [Concept],
the totality resulting from the reciprocal relation, is the unity of the two
substances standing in that relation; but in this unity they are now free, for
they no longer possess their identity as something blind, that is to say, as
something merely inner; on the contrary, the substances now have essentially
the status of an illusory being, of being moments of reflection, whereby each is
no less immediately united with its other or its positedness and each contains
its positedness within itself, and consequently in its other is posited as simply
and solely identical with itself.
With the Concept, therefore, we have entered the realm of freedom. Freedom
belongs to the Concept because the identity which, as absolutely determined,
constitutes the necessity of substance is now also sublated or is a positedness as
self-related. The mutual opacity of substances standing in a causal relationship
with one another has vanished and becomes a self-transparent clarity, for the
originality of their self-subsistence has passed into a positedness. The original
substance is original in that it is only the cause of itself, and this is substance
34
raised to the freedom of the Concept.19 So, only by correcting Spinozas concept
of substance and by showing how from its womb freedom, subjectivity, and the
concept emerge is it possible to refute Spinozism.
Then, we encounter Spinoza in the first chapter (The Concept) of the first
section (Subjectivity) in the passage on the determinate concept. Here Hegel
writes:
When people talk of the determinate concept, what is usually meant is merely
such an abstract universal. Even by Concept as such, what is generally understood
is only this concept that is no Concept, and the understanding denotes the
faculty of such concepts. Demonstration appertains to this understanding in so
far as it progresses by concepts, that is to say, merely by determinations. Such a
progression by concepts, therefore, does not get beyond finitude and necessity;
for it, the highest is the negative infinite, the abstraction of the supreme being
[des hchsten Wesen], which is itself the determinateness of indeterminateness.
Absolute substance, too, though it is not this empty abstractionfrom the point
of view of its content it is rather the totalityis nevertheless abstract because it
lacks the absolute form; its inmost truth is not constituted by the Concept; true,
it is the identity of universality and particularity, or of thought and asunderness,
yet this identity is not the determinateness of the Concept; on the contrary,
outside substance there is an understandingand just because it is outside it,
a contingent understandingin which and for which substance is present in
various attributes and modes.20
Finally, the last time we read the name of Spinoza is in the second chapter (The
Idea of Cognition) of the third section (The Idea) called The Theorem. Hegel
repeats the judgment he expressed in the Introduction to the Phenomenology
concerning the usage of the mathematical method in philosophy, but he adds an
interesting detail:
Nevertheless, this misuse could not detract from the belief in the aptness
and essentiality of this method for attaining scientific rigor in philosophy;
Spinozas example in the exposition of his philosophy has long been accepted
as a model....Jacobi has attacked it chiefly on the side of its method of
demonstration, and has signaled most clearly and most profoundly the essential
point, namely, that method of demonstration such as this is fast bound within
the circle of the rigid necessity of the finite, and that freedom, that is the Concept,
and with it everything that is true, lies beyond it and is unattainable by it.21
Here, in the final passage of the Science of Logic that is devoted to Spinoza, the
circle closes. The two fundamental criticisms addressed to Spinoza, the criticism
of mathematical method and the criticisms of the petrification of substance
35
merge: it is indeed the mathematical method itself which prevents Spinoza from
entering into the sphere of freedom which opens with the notion.
Spinozisms faults
At this point, we should try to summarize the interpretation of Spinozism that
Hegel proposes. Let us begin with the criticisms he levels at Spinoza. These
criticisms conclude by underlining the insufficiencies of Spinozas philosophy in
comparison with his own philosophy:
1. Spinoza uses a mathematical method in philosophy, a method which comes
to be external with respect to the development of the notion, and therefore
is not able, like Hegels dialectical method, to grasp its living pulsation.
2. What is missing in Spinoza is subjectivity as negation of the negation,
namely as the return of substance into itself, which therefore, precisely
because of the absence of this return, ends up being rigid.
3. Furthermore, the mode is neither a subject nor a measure, or, like in Hegel,
a return into itself within its sphere. Instead, the mode is pure and simple
exteriority.
4. Spinozas reflection is extrinsic and accidental, although he poses the unity
of thought and extension within the substance.
5. For this reason he cannot conceive of thought as the immanent movement
which begins from itself and which goes back into itself. Precisely for this
reason, Spinoza lacks the deduction of the finite from the infinite: the
extrinsic intellect takes determinations as given and traces them back to the
absolute, in order to deduce from this their beginnings.
If we were to summarize Hegels position in a very concise way, we could say
that what is missing in Spinoza is the movement from substance to subject as a
transcendental structure of becoming. This lack produces supplementary effects:
on method, which is indeed not dialectical; on the conception of substance,
which is immobile and not a movement oriented by an immanent telos; on the
conception of the intellect, which is extrinsic, a mere understanding of being,
and not reason which constitutes the internal structure of being in order to
recognize itself in it; on the conception of the mode, which is pure exteriority
and not a return into itself of substance under the form of transparency and
freedom. Finally, this lack is reflected in the movement of substance toward the
mode, which in Spinozas thought is not a deduction but pure juxtaposition.
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Spinozisms merits
Let us consider at this point what Hegel takes as Spinozisms acquisitions. They
are indeed so important as to lead him to utter the famous phrase: entweder
Spinozismus oder keine Philosophie. According to Hegel, then, the merits of
Spinozism can be summarized as follows:
1. The proposition determinatio est negatio. Spinozas proposition is of
universal importance because it shows that limits (Grenzen) are what
constitute any determinate being, any Daseyn, as what it is. Thus, it
demonstrates that the Other is the foundation of being. By affirming that
determination in its essence is negation, the substantiality of determinate
individuals is denied. These individuals cannot be thought in themselves but
only through the relations they establish with the other-being, in such a way
that any independent reality in Spinoza in reality is a being that is posited.
2. According to Hegel, this conception of the individual enables Spinoza to
escape the representation without concept of continuity as composition,
namely as an extrinsic relation of units or unities. The continuum Spinoza
speaks of is pure quantity. Such quantity is not finite, divisible, and
composed of parts as it is when represented in the imagination, but is
infinite, unique, and indivisible.
3. From this latter point, it derives a correct conception of true infinity as
counterpoised to bad infinity, though in Spinoza, as it has been said time
and time again, infinity is affirmation. Yet, it is not affirmation that is
reestablished through negation, and therefore as negation of that negation
that constitutes the finite, reflection of the other in itself, subjectivity.
By means of the mathematical example of the two nonconcentric
circles, Spinoza distances himself from a conception of the infinite as
a nonaccomplished series. According to Hegel, in Spinozas example a
present and complete infinite is outlined.
If one wishes to sum up, albeit in a schematic way, what Hegel considers to be
Spinozisms fundamental element, one could argue that it is precisely the concept
of infinite substance. The latter relegates any form of substantiality of the finite
to imaginative knowledge, while thought dissolves all independent reality into
posited being, in an infinite relationality, but without this relationality being
transparent to itself, discovering itself as the rational weaving together of the
real guided by a telos.
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38
If we read again the passage from Hegel, it will become evident that what Hegel
proposes as a citation is in reality a rsum: Mathematicians conclude, he says,
that the inequalities possible in such a space are infinite, not from the infinite
amount of parts, for its size is fixed and limited and I can assume larger and smaller
spaces, but because the nature of the fact surpasses every determinateness.
To summarize, Hegel transcribes the Spinozian omnes inaequalitates
spatii...omnesque variationes, quas materia, in eo mota, pati debeant with die
Ungleichheiten, die in einem solchen Raume mglich sind. In this transcription, a
misunderstanding and a removal become evident. As for the misunderstanding,
Hegel transcribes the inequalities of distances in Spinozas example into unequal
distances that can be traced in space. This is not simply an oversight, but a
misunderstanding that entirely changes the meaning of Spinozas example,
whose precise function was to enable us to understand in an adequate way, as
Mariana Gainza correctly notes, the parts of the part, namely the fundamental
constituents of that finite and limited reality that is illustrated by making
reference to the space which is between two non-concentric circles.25 Hegels
Ungleichkeiten are the infinite segments that can be traced between the two
circles, while Spinozas inaequalitates spatii are the differences between these
infinite unequal segments: In the first case the parts that are identified with the
segments can be positively presented as discrete parts; in the second case, each
part is a difference between two segments, namely the difference between the
distance that each of these segments positively shows.26
Therefore, if we correctly read Spinozas example, namely, if we read the
parts of this finite space as differences between unequal distances, each part
must be conceived as a passage. What Hegel misunderstands is precisely the
necessarily dynamic nature of the combined existence of the infinite parts of
this circumscribed reality, and this misunderstanding brings about the complete
removal of Spinozas reference to the variation of the movement of the matter
which circulates in this space. Indeed the disparities of the space between the two
circles that constitute the uncountable composition of the differences between
its unequal distances give rise to the endless variation of the movement of the
matter under the form of an infinity of passages or transitions. Therefore, it is
precisely through this mistaken transcription of the example and the removal
39
of one of its fundamental aspectsthat is, the reference to the movement of the
matter and to its continuous variationsthat Hegel can affirm that it describes
an infinite which is not jenseits, sondern gegenwrtig und vollstndig [beyond,
but actually present and complete], an infinite in actu.
Mariana Gainza concludes:
What Hegel does not see, therefore, is the specificity of Spinozas example: he
does not understand that the non-concentricity of the circles requires us to
conceive what happens within this greatest and smallest magnitude in terms of
movement; he does not understand that for this reason, the parts which constitute
this determinate delimited interiority are not discrete parts, but differential
parts; and finally he does not understand that what is at stake here is another
notion of the limit, which is different from the one which was established by the
fixed circumscription of a space, insofar as the greatest and least magnitude are
themselves relations between unequal distances.27
40
Notes
1 F. W. J. Schelling, Of the I as Principle of Philosophy, in The Unconditional in
Human Knowledge. For Early Essays (17941796), tr. F. Marti (Lewisburg, PA:
Bucknell University Press, 1980), p. 78.
2 F. W. J. Schelling, System of Transcendental Idealism (1800), tr. Peter Heath
(Charlottesville: University of Virginia Press, 1978).
3 G. W. F. Hegel, Phenomenology of Spirit, tr. A. V. Miller (Oxford: Oxford
University Press, 2001), p. 9.
4 F. W. J. Schelling, Philosophical Investigations into the Essence of Human
Freedom, tr. Jeff Love and Johannes Schmidt (Albany, NY: State University of
New York Press, 2006), p. 20.
5 G. W. F. Hegel, PS, p. 24.
41
It is perhaps one of the effects of philosophys long cold war that the fundamental
question of the relationship of individual to society is immediately split into
two hostile camps. The first considers the individual to be immediately given;
society, or the State, is then nothing other than the sum total of the effects of
individual wills, actions, and decisions. Opposed to this idea is the conception
of society, culture, or the State as an organic or functional totality, determining
and constituting the individuals and subjects it requires. It is with respect to this
division, but also against it, that tienne Balibar has proposed that there is a group
of thinkers (they cannot be called a tradition), namely, Spinoza, Hegel, Marx,
and Freud, which constitute a transindividual perspective in thinking both the
individual and social relations.1 Even before one arrives at an understanding of
what Balibar means by transindividuality, it is possible to understand something
of the stakes of his particular intervention. With the exception of Freud, all of
the thinkers in the transindividual list, Spinoza, Hegel, and Marx, have generally
been considered to be organic or holistic thinkers, thinkers of totality; the only
difference then is whether this totality is considered to be the all-encompassing
substance, spirit, or capital. All three have been accused at one time or another
of denying individuality, dissolving it into nature, history, or the economy.
The conceptual field that Balibar intervenes in is thus as asymmetrical as it is
dualistic: individualistic conceptions of society and social relations, from social
contract theory to neoliberalism, are not only dominant but also absolutely
hegemonic. Thus, even the holistic thinkers have been reborn as individualists.
Marxists have produced their own methodological individualism and Spinoza
has been interpreted to be a more metaphysical Hobbes and is even admired by
readers of Ayn Rand. Moreover, the condemnation of various forms of holism
43
44
45
a relation, specifically, a ratio of motion and rest and a capacity to affect and be
affected. These relations are themselves part of other individuals, collectivities,
and are composed of other individuals, its parts. The limit case of this is of course
nature, on the one hand, and the simplest bodies referred to in the Lemmas
of Part Two, on the other, but what is truly at stake for Spinoza is everything
that transpires in between, the constitution, transformation, and destruction of
individuals.4 The ontological assertion that everything is an individual, defined
by its particular striving, does not preclude an understanding of relations; in
fact, it makes a thought of them possible, everything is individuated by its own
particular history, by what has affected it, by relations. The human condition,
the situation of desire, is not qualitatively distinct from this general condition;
human bodies (and minds) are more complex than some bodies, due to the
number of parts, thus capable of entering into more relations, but less complex
than others for the same reason. Mankind is not a kingdom within a kingdom
but is subject to the same rules that define all of modal existence.
To understand the human condition, the situation of desire, it is necessary
to understand how this particular striving that makes up human existence is
determined by the affects, imagination, and reason. As Spinoza argues, what
we desire is always determined by our history, by a particular determination of
our affects and knowledge. Desire is a striving that defines all of humanity, but
it does so not in terms of some transcendent goal, some good that everything
aims at, but in terms of a multiplicity of aims and desires. As Gilles Deleuze
writes, fools and the weak, no less than reasonable men and the strong, strive
to persevere in their being.5 What defines this multiplicity is nothing other than
the affects and their history: joy and sadness, the primary affects of the increase
and decrease of our power to act and think, are extended onto the various things
we take to be their causes into love and hate. Once we apprehend, through habit
and repetition, a particular object or individual to be the cause of our joy or
sadness, adequately or inadequately, it becomes something that we desire, seek
out again, in our fundamental striving. Objects and individuals that we desire,
that we love, become the conditions of other loves and hatreds, as we love the
things that resemble them or are the causes of their joys and sorrows, in an
increasing spiral of conjunctions and connections. We individuate ourselves
and are individuated, forming particular tastes and desires, at the same time
that we individuate the objects of our desire, our perception or recognition of
an object, at least for the first kind of knowledge, cannot be separated from
how it has affected us. Individuation in this context is not limited to what we
putatively define as the individual, but includes the individuation of groups, the
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48
from the disorder of experience. This is because human desire is not radically
different from the conatus, from the striving that defines everything: it is only
different insofar as the human body and mind are capable of more relations,
capable of memory and habit. It is this capacity which determines both the
opacity of desire and its eventual comprehension. However, even this difference
between Hegel and Spinoza, a difference which will have profound effects for
each philosophers understanding of the human, of philosophical anthropology,
is situated on a similar plane, that of the opacity of the immediate: in each case,
the starting point of everyday consciousness is as much a source of illusion as
knowledge.
As with Spinoza, Hegels discussion of desire begins with a fundamental
division that defines the relation between desire and consciousness. Only in
this case, the primary difference is not between appetite and desire but among
different kinds of desire. Desire for food and water, for those things that make
up our necessary survival, constitutes a kind of self-consciousness, an awareness
of living. This awareness is fleeting and tied up with an object that constantly
posits its independence: thirst and hunger reassert themselves to be conquered
again. Desire directed at such objects loses by wining: it negates the objects, but
in doing so it fails to learn anything of itself other than as something living; or,
as Hegel puts it, absolute immediacy is absolute mediation. With such objects,
self-consciousness is aware of itself as something that desires, as something
that lives, experiencing hunger and thirst, but these desires do not arrive at
what would be called self-consciousness in and of itself, they do not express
the indetermination and freedom that constitutes human existence. This leads
to Hegels well-known formulation that desire must be a desire for another
desire, for another self-consciousness. As Hegel writes, self-consciousness
achieves its satisfaction only in another self-consciousness.12 This leads to the
most well-known section of Hegels Phenomenology, the dialectic of mastery
and slavery, a passage so layered in commentary, that it becomes difficult to
read at all, let alone interpret anew. Nonetheless, it is from this passage that
Hegel introduces the fundamental idea of recognition, which constitutes Hegels
specific thought of transindividuality.
One way to approach this problem of recognition is to wrest it from Hegels text,
with its combination of necessary and contingent progressions, and to situate it
on the larger terrain of philosophical problems. Recognition is in part a response
to post-Kantian problem of self-knowledge: Kant decimated the assertion
of the transparency of the Cartesian subject through the paralogisms of pure
reason, which made it impossible to maintain a pure andrationaltransparency
49
50
he cannot recognize but because his relation to the object is as a pure object of
desire, absolute mediation in its immediacy, while the slave works on the object.
As Hegel writes, Work, on the other hand, is desire held in check, fleetingness
staved off; in other words, work forms and shapes the thing.16 This work
coupled with the fear of death proves to be another direction for recognition,
at least in part: the slave is not recognized, but comes to recognize himself or
herself through a world that is the product of labor. Labor constitutes another
basis for recognition. What is more important to Hegel is less the sharp division
between the desire for recognition, what we might want to call intersubjectivity,
and the relation with things, than the fundamental negation of ones determinate
condition: to be recognized is to be seen as something more than this determinate
existence, a point that can be arrived at through the instability of fear and the
determination of work.17
What then is the difference between Hegel and Spinoza when it comes to the
question of desire and transindividuality? It is not that Spinoza posits desire as
a fundamental assertion of self, as a striving unaffected by others, and Hegel
situates that desire within a general struggle for recognition. Such a division,
which places Hegel and Spinoza on opposite sides of the holist/individualist
split, would seem to miss their fundamental overlap. For both Spinoza and
Hegel, subjectivity is always already relational, individuality cannot be separated
from transindividuality. We might say that the difference is still framed by
this term recognition, which is in some sense absent from Spinozas thought.
Spinozas understanding of desire, of a desire that is always determined and
situated, is in some sense predicated on a fundamental misrecognition. We
do not recognize the conditions of our desire, taking it as original and given.
This is not the same as the misrecognition that Hegel places as the basis of
his dialectic of master and slave: a misrecognition of the other that is always
capable of recognition and carries it as its imminent possibility. Thus, it would
be wrong to consider Spinoza to be the philosopher of misrecognition that
could be juxtaposed to the philosopher of recognition, even though Spinoza
gives the former a much more constitutive role in experience. (One could say
that the misrecognition is experience for Spinoza, if by experience we mean
the first kind of knowledge.) If only because Spinoza does not present us with
a telos from misrecognition to recognition, desire is radically indifferent from
the affects that determine it: the passage from inadequate to adequate ideas is
not a dialectic from the in itself to the for itself, but a much more conflictual
and uncertain process.
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The question remains as how best to contrast Spinoza and Hegel with respect
to transindividuality. Returning to Balibars use of Simondons terminology, we
could say that the difference between Hegel and Spinoza is not just between
an immanent and dialectical conception of transindividuality but between a
conception of transindividuality in which the connection with the preindividual
is emphasized and a conception in which the transindividual is dominated by
intersubjectivity.18 In Spinozas conception of desire, desire is always relational,
always framed by the affects and history, but this relation is less a relation between
individuals, between individuals already constituted, than it is a relation between
the affects that constitute individuals. When one individual loves what another
loves, or hates something that appears to cause pain to an object of love, the
relation is less one of recognition between individual and individual, than it is
a relation between the transindividual conditions of individuation. The same is
true of reason, which is constituted by the common notions. To grasp something
adequately is to think in common, to have the same thoughts as others who
comprehend.19 Spinozas relations are less between constituted individuals, than
between the constitutive conditions of individuation, the affects and common
notions that pass between individuals, making possible their different relations.
For Hegel as much as recognition constitutes subjectivity, making possible the
different subjective positions, it does so through individuals who are already
constituted: it is an intersubjective relation between individuals who remain in
some sense individuated even if they are not recognized as fully human. However,
this is not unambiguously the case, as much as Hegels dialectic of recognition
and misrecognition passes through individuals, who may or may not recognize
each other, it is also framed by a series of relations, to objects, affects (primarily
desire and fear), and practices that exceed the purely intersubjective, most
notably work. Hegels dialectic is itself split between two versions of recognition,
the first passes entirely through individuals, through intersubjectivity, while the
second is framed by the relation between the subject and the material world.
Recognition has become the watchword of not so much an interpretation of
Hegel, but of an orientation in politics that takes Hegel as its starting point.20
However, the phrase politics of recognition eclipses as much as it clarifies, since
it is not clear that we are dealing with only one form of recognition. With respect
to the master/slave dialectic, it would already appear that one divides into
two, the dialectic of recognition is split between an intersubjective recognition
of subject by subject, master by slave, and the slaves recognition of self in the
externalization of labor.21 These two dialectics, one of recognition and the other of
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53
The objective for both Spinoza and Hegel is to constitute a State, a political
structure, that will not restrict individual freedom but realize it to overcome
on the terrain of politics the antinomy of the individual and society. What I
would like to explore in this section is how this political project resituates and
reshuffles the different articulation of the transindividual in Hegel and Spinozas
understanding of desire.
The specific project of Spinoza and Hegels philosophy, which defines their
points of contact and differences, is how they understand the interrelation of
constitution of individualities, collective and individual, by the State and social
relations, and the constitution of the State, of collectivity, by individualities.
Which is to say the specific way in which they comprehend the politics of
transindividuality. The locus of this constitution, transformation, and destruction
are the various institutions that Hegel and Spinoza examine: Hegel in the wellknown breakdown of family, civil society, and the State in the Philosophy of
Right; and Spinoza in the less well known, but equally important, examination
of the institutions of the singular case of Hebrew theocracy in the Tractatus
Theologico-Politicus. These institutions, for lack of a better word, constitute the
transindividual relations, the site where desire is both constructed and undone,
where reason intersects with imagination, recognition with misrecognition.
What I have referred to above as the negative and affirmative dimensions,
the critique of individuality as a starting point, and the development of another
thought of social relations, intersect with respect to the autonomous self-willing
individual. In a fundamentally different way, Spinoza and Hegel not only eschew
the ontology of the individual, the spontaneous philosophy of social contract
theory and civil society, but also account for the genesis of such an idea as a
particular representation of social relations, a particular misrecognition of these
conditions, in Hegels terminology, or, in Spinozas, an inadequate idea. Thus,
Spinoza and Hegel could be considered critical transindividual thinkers. The
model of criticism I am referring to here is less Kants transcendental critique than
it is Marxs critique of German Idealism in The German Ideology. In that text, Marx
does not just denounce Idealism, declaring it to be false but demonstrates how,
through the material process of history, it comes to appear that consciousness
determines life.22 Thus, it is not enough to simply denounce the limitations of
an individualistic understanding of social relations, and propose an alternate
ontology of transindividuality, to resort to a sterile opposition of true to false,
it is necessary to explain how the latter paradoxically constitutes the former.
How, through transindividuality, people come to see themselves as a kingdom
54
within a kingdom, and posit society as nothing other than the sum total of selfinterested competitive relations. In their respective critical engagements with the
spontaneous philosophy of possessive individualism, with Hobbesian social
contract theory and classical economics, we can begin to see the differences of
their accounts of the politics of transindividuality.
In something of reversal of the chronological order, I would like to begin
with Hegels critique of the individualism of civil society. Hegels discussion
of civil society in the Philosophy of Right is oriented toward two fundamental
tasks: first, civil society is the negative moment, the moment of understanding,
which breaks up the immediate identity of the family; second, it is also Hegels
incorporation of the perspectives of political economy, which are seen as both
valid, in their attempt to understand the systematic nature of individual actions,
and limited, in constructing society from precisely those individual actions.23
The passage on civil society has the same starting point as the passage on SelfConsciousness in the Phenomenology, need, and it has the same ending point,
recognition, but it passes through the institutions of the market rather than the
narrative of struggle. As needs and their possibility of meeting them multiply
through the work of civil society they necessarily become more conscious,
intelligent, and free. The social moment accordingly contains the aspect of
liberation, because the strict natural necessity of need is concealed and mans
relation is to his own opinion, which is universal, and to a necessity imposed by
himself alone, instead of simply to an external necessity, to inner contingency,
and to arbitrariness.24 Civil society, the system of market-based relations, is
an education of desire, traversing the same terrain as the Phenomenology. The
movement is from immediacy and particularity to universality. Except now
recognition passes through the consumption of things. In choosing from the
variety of goods available on the market, rather than what is given, determined
by the contingency of place, one necessarily chooses according to social criteria,
the recognition of others. Labor follows the same fundamental logic, moving
from immediacy and particularity to mediation and universality through
socialization and technology: as I am forced to work with others, and with the
forces of machines, my work loses its one-sided and rough character to become
universal. Both consumption and work overcome the immediate particularity
of individuality, the isolated self-interest of civil society, but they do so in
opposed ways. They are both transindividual individuations, the one pushed
toward individuality, the other toward interchangeability: consumption is the
moment of individuation, of differentiation, the particular in the universal,
55
while labor is the moment of discipline, the universal in the particular. There is
still a contradiction between consumption and production, but it is not the stark
contradiction between the emptiness of the masters desire and the realization of
the slave through labor. It is no longer the difference of two different conceptual
personae, of master and slave, but two different transindividual individuations in
civil society.25 What remains the same, linking this passage with its predecessor
in the Phenomenology, is that misrecognition is given only to pass necessarily
into recognition. Here, misrecognition concerns individuality, the subject of
civil society sees himself or herself as autonomous and others merely as means.
The education of universality ultimately undoes this perspective. As much as
work and consumption educate particularity, as institutions the market and
labor remain all too subject to the contingencies of early capitalist existence.
These contingencies manifest themselves in the contamination of commodities,
the buyer beware attitude of the market, and in the uncertainty of the labor
situation itself, as the perfection of the division of labor makes every form of
work, every trade, unstable. The self-interested individual must ultimately
recognize itself in the structures and institutions of the State. It must consciously
will the universal, rather than simply see it as means to its particular end. Civil
society passes into the State.
Hegel presents civil society as both the genesis of the isolated individual,
and its overcoming through the education of desire and the discipline of labor.
Hegel recognizes the limited nature of this perspective of both social relations
and the individual and argues that social contract theory is nothing other than
an attempt to construct the State out of this limited perspective, presenting as a
purely instrumental relation, as nothing more than the effect of individual wills.
Despite this critical recognition, civil society remains merely a moment in the
transition from family to the State. As with the dialectic of master and slave,
misrecognition is only posited to be overcome: it exists only as the dim outline of
an eventual recognition. We can call this teleology, and repeat this well-known
criticism of Hegel, but following the investigation of transindividuality above,
we could argue that this relates to a limited conception of the transindividual,
dominated by intersubjectivity and the opposition between recognition and
misrecognition, a point that will stand out in contrast with Spinoza.
In contrast to Hegels engagement with individualism through the texts and
practices of political economy, Spinoza engagement begins with the terrain of
religion in the Appendix to Part I of the Ethics. The Appendix would appear
to describe a general, even universal, condition of the limits of mankinds
56
knowledge regarding the world, and the unavoidable fictions of the free subject
and anthropocentric God. However, commentators such as Matheron, Bove,
and Balibar have focused on the overlooked distinction that Spinoza makes
in that text between prejudice and superstition. Prejudice is the opacity of the
immediate, the awareness of our desires without their conditions, that leads us
to project the telos of desire unto the universe itself, to see some intentionality,
even a mysterious one, behind the random events of the world. Superstition is
an attempt to organize this spontaneous philosophy, assigning it a determinate
and shared set of symbols and meanings, through a set of practices.26 As we
have argued above, the history that constitutes desire is radically singular,
shaped by the encounters that make up ones life. Superstition is an attempt to
organize these singular encounters into a collective memory, a collective desire,
but restricting and regulating practices and symbols. It is an attempt to create
habit, a character, at the collective level.27 As Spinoza writes, ...nature creates
individuals, not nations, and it is only difference of language, of laws, and of
established customs that divides individuals into nations.28 Superstition is the
constitution of community on the grounds of the imagination. Thus, as much
as the Appendix describes something of the general human condition, it does
less so as a universal essence than a flexible schema, it provides the general
conditions that different forms of superstition, different religions, and we can
add ideologies, will realize; namely, the telos of individual striving, the search for
a meaning in the complexity of the world. As Spinoza writes, the multitude has
no ruler more potent than superstition.29
Tracing the distinction between prejudice and superstition, between the
originary opacity of existence, the tendency to see oneself as a kingdom with
a kingdom and the kingdoms that are constructed on such unstable grounds,
makes it possible to extract a politics from Spinozas ontology. Or, more to
the point, it connects the transindividual conception of individuality of the
Ethics with the examination of political institutions in the TTP. However, this
connection is framed through the rather singular case of the ancient Hebrew
State. The State is perhaps the most powerful example of the constitution of
national and individual identity through the practices and rituals of religion.
The quotidian dimensions of the ancient Hebraic law, dictating meals, harvest
times, and basic details of comportment, articulated together the nature and
character of the individual with that of the nation. As Spinoza writes, to men
so habituated to it obedience must have appeared no longer as bondage, but as
freedom.30 As powerful as this reduction of the individual to the collective is,
57
it remains a singular case, dependent on the sacred covenant between God and
Moses. Theocracy remains a limit case in the assessment of political constitutions,
not just because it is dependent upon a singular and unrepeatable event but
also because the absolute identity of self and State, freedom and obedience, is
difficult to maintain, given the singular nature of desire.31 An irreducible aspect of
theocracy remains, however, through the various themes of selection and symbolic
participation that define almost every nation as one nation under God.32
Hegel and Spinoza each offer a critical account of individualism, of the
isolated autonomous subject that much political thought, not to mention
contemporary common sense, takes to be a natural given. This account is
critical in that it exposes the transindividual conditions of this perspective. For
Hegel, it is rooted in the practices and relations of civil society, which isolate
individuals while relating them behind their backs. For Spinoza, these practices
are primarily religious, the rituals and practices that produce the imaginary of
an autonomous individual, anthropocentric God, and chosen community. This
difference is less one of philosophical and political position, a fundamental
argument about the centrality of economy or religion, base or superstructure,
than it is a difference of historical moment, the difference of over 150 years,
from the dominance of religion to that of civil society and capital, which does
not mean that there are not overlaps and points of contact. Matheron has
suggested that Spinozas general remark about the communication of affects,
the constitution of objects through desire, and the critique of finalism provides
a basis for an understanding of economic alienation.33 What is money but the
universal object of love, an object that imposes its finality over other particular
strivings. This somewhat anachronistic and underdeveloped critique is useful
in underscoring an important difference between Spinoza and Hegel. As critical
as Hegel is of civil society, or its atomistic perspective, it remains for him a
moment, a moment that will pass as individuality that recognizes the necessity
of the State. Misrecognition necessarily passes to recognition. For Spinoza,
however, there is no such progression. The imagination, whether it be of God
or money, the universal object of desire, is as much a part of human existence as
reason. There is no telos, no necessary progression from an inadequate conception of ones connections and relations to an adequate one. Instead, there is
a necessary ambivalence between the transindividual dimensions of desire
and rationality.34 For both Hegel and Spinoza, the opposition is not between
individual and community, with either one occupying the position of the true or
correct political position, as in versions of individualism or communitarianism,
58
but between two different regimes of the transindividual, one of which confronts
the individual as a hostile condition and the other which is grasped adequately,
or recognized, in Hegels terminology. Their difference lies in part in how they
understand this transformation.
Conclusions
Hegels transindividual critique provides an account of the structures and
institutions that produce the isolated and individual perspective: civil society,
which is to say capital, produces a world in which the individual sees himself
or herself as isolated, relating to others only through competition. This
production, like the slaves status is no sooner given as it is overcome, as the
conditions for its production, in this case the interconnected world of work
and desire, prove to be the conditions of its dialectical overcoming. In contrast
to this, Spinoza presents a critical perspective in which recognition and
misrecognition, or, in more properly Spinozist terms, reason and imagination,
are mutually constitutive, mutually intertwining. Despite Spinozas suggestive
remarks regarding theocracy as a particular practice, a particular constitution
of subjectivity, which could be extended to an understanding of the various
institutions which produce the perspective of a kingdom within a kingdom. In
general, however, Spinoza sees individuation as a natural given, a product of
the necessary fragmentary and partial nature of initial knowledge. It is possible
to say that each supplements the other; Hegel offers sociohistorical specificity,
arguing that family, civil society, and the State must be seen as transindividual
conditions, while Spinoza presents what could be called, following Macherey,
a nonteleological dialectic in which superstition and knowledge, imagination
and reason, are posited as mutually constitutive conditions of collectivity and
individuality. However, as I have suggested their differences with respect to
the basic problem of transindividuality, the emphasis on the preindividual
as constitutive of the individuation of desire versus a transindividual
constitution of self, more oriented around the central ideal of recognition,
would make this difficult. Rather, it is possible to see a definite problem and
a provocation emerge between their two perspectives of the transindividual:
if transindividuality includes as one of its modalities a fundamental opacity
of its very conditions, the perspective of the isolated individual, and if this
inadequacy is seen as constitutive rather than a premise that will be necessarily
59
Notes
1 tienne Balibar, Spinoza: From Individuality to Transindividuality (Delft:
Eburon, 1997), p. 9.
2 Simondon is rather dismissive of Spinozas understanding of the individual,
repeating the rather familiar accusation that Spinoza dissolves the individual
into a larger pantheistic whole (Lindividuation la lumire des notions de forme
et dinformation [Grenoble: Editions Jrme Millon, 2005], p. 283). Despite this
criticism, Balibar has argued that there is fundamental overlap between Spinoza
and Simondon, arguing that the latter offers a definition of individuality as
transindividuality, or better yet, as a process of transindividual individua(lisa)
tion. (Individualit et transindividualit chez Spinoza, in Architectures de la
raison. Mlanges offerts Alexandre Matheron, ed. P.-F. Moreau [Fontenay-auxRoses: ENS Editions, 1996], pp. 3546).
3 Alexandre Matheron, Individu et communaut chez Spinoza (Paris: Minuit,
1969), p. 19.
4 Balibar, Spinoza: From Individuality to Transindividuality, p. 17.
5 Gilles Deleuze, Expressionism in Philosophy: Spinoza (New York: Zone, 1990),
p.261.
6 Matheron, Individu et communaute chez Spinoza, p. 84.
7 Laurent Bove, La Stratgie du Conatus, p. 42.
8 Franck Fischbach, Les productions des hommes: Marx avec Spinoza (Paris:
Presses Universitaires de France, 2005), p. 64.
9 Fischbach, Les productions, p. 96.
10 Fredric Jameson, The Hegel Variations (London: Verso, 2010), p. 17.
11 G. W. F. Hegel, The Phenomenology of Spirit, tr. A.V. Miller (Oxford: Oxford
University Press, 1977), p. 104.
12 Hegel, The Phenomenology of Spirit, p. 110.
13 Robert Williams, Hegels Ethics of Recognition (Berkeley, CA: University of
California, 2000), p. 34.
14 Alexandre Kojve, Introduction to the Reading of Hegel (Ithaca, NY: Cornell
University Press, 1980), p. 3.
15 Jameson, The Hegel Variations, p. 89.
60
62
63
64
no effectiveness of itself; the will is merely being for itself without opposition or
negation. In this abstract step of the spirits objective effectiveness (the moment
in which spirit becomes an object to itself), the will fails to produce mediations
and is hence pure being (formal being) or pure immediacy. This is the beginning
for Hegels philosophizing on politics because it represents the most immediate
moment in the progression of freedom, that is, the moment in which right is
exhibited in its greatest indeterminacy.
Right, in this context, is not synonymous with a legal system, but rather the
effective system of freedomit includes different aspects of ethical and social
life, and even their extension toward universal History. It represents the free
wills existence inside a progressive process of self-effectiveness. Freedom is,
then, Hegels major theme and purpose in his exposition of objective spirit. The
presentation of objective spirit equals the presentation of freedoms progression:
freedom only exists when it is objectified, which means that true freedom
cannot remain abstract, but must coincide with a progressive movement of selfactualization. In this sense, freedom is always progressively proceduralit is a
positive liberation or the making of freedom. The concept of right involves the
concept of liberation and is hence equivalent to the making of freedom. The
concept in itself is only conceivable insofar as it reflects freedoms effectiveness,
that is, a world built by the spirit for itself in order to recognize itself there as
spirit in itself.
Spirits liberty for itself is, however, in its immediacy, nothing but singular:
the wills indeterminacy, opposed to determinacy, is something also determined,
as abstract determination; the will, in such a determination, is singularized and
becomes a person. The person conceives herself as a simple reference to herself in
her own singularity: she understands her own personality as infinitely free and
formally universalit is this conception of herself that allows the consideration
of personality as the overcoming of mere singularity. The abstractly free person
understands herself through the negation performed by any given concrete
limitation of herself. She understands herself to be infinite within, despite her
finitude. Insofar as the person comprehends in herself any singular will in this
abstract form, she contains simultaneously certain qualities (like arbitrariness,
desire, impulse) that make her precisely something finite and determined, as
this person.6 Man, when regarded inside the categories of the persons abstract
universality and of his own singular existence, represents the compatibility
between apparently contradictory concepts. For Hegel, the wills freedom
is compatible with the determined beings finitude, insofar as it is capable of
overcoming the abstract by producing mediation.
65
The fact that Hegels beginning in this branch of his system appears as a
singular entity does not mean, however, that the person is an atomic unit from
which society can be understood and necessarily constructed. The beginning
lies in singularity simply because this represents the immediate moment in
the progression of freedom: it is unilateral and hence needs to be overcome.
Hegels dialectics operates the realization of truth through a systematic analysis
of falsityall unilateral moments and abstract principles given at the outset
must be denounced, since to begin philosophical progression through the
establishment of truths and axioms entails degrading the argument rather
than producing it. Hegels reading of Spinozas geometrical method implies the
opposite of philosophical progression: Spinoza, by beginning his arguments with
definitions and axioms, is presenting at the outset what he should achieve only
in the end, and hence starts with unfounded concepts and with empty contents.
If these empty contents are to be deconstructed throughout the argument, then
everything that follows is philosophically empty.7 Hence, the philosophical
tradition that considers the problem of the individual as a starting point for all
political systems is actually supporting the entire realm of objective spirit on the
shoulders of a mere unilateral abstract moment of freedom. Any singular will
enclosed in itself only has the possibility of determination from the moment that
it finds a place for itself inside a wider structure and a larger process.
This means that neither Hegels criticisms of modern individualisms in
the context of political thought imply the death of individuality as a subject
matter inside Hegels Philosophy or Right, nor he can be classified simply under
the general category of hylomorphism. In fact, individuality for Hegel does
not consist in a singularity enclosed in itself but rather in a process of selfactualization. In this sense, individuality appears on the center stage of Hegels
entire political philosophy. Historically, it seems almost ironic that the most
ferocious criticisms directed at Hegels political philosophy concern a supposed
undervaluation of the individual, when in fact his Philosophy of Right speaks
of nothing more than the individual. Throughout its triadic composition, the
individual is always the main character in the scene, although with different
clothing: either as a person (the abstract entity) in Abstract Right, as a subject in
Morality, or as a socius in Ethical Life.8 Just as liberty is synonymous with positive
liberation (or the making of freedom), the individual is synonymous with
individualization (or the making of the individual) as positive individuation.
Individuality unfolds always in a triadic progression following the sequence
singular-particular-universal. And that is exactly how it appears in the Philosophy
of Right. Consequently, the singular in itself has a double character: on the one
66
67
in an internal thing, that is, in itself. The will becomes reflective of itselfa will
that is free to itself. The free individual that was first a person is now fully a
subjecta moral entity rather than just a juridical entity.10 Individuation evolves
from juridical personality to moral subjectivitythe dialectical itinerary tends
toward a more positive conscientious constitution of the subject. The will
determines itself as free will, and thus is no longer formally singular, but rather
a particular thing considered in itself. Morality, in this sense, is mediation,
which means that it cannot be a beginning. It remains unilateral, though, like
the persons abstract right, although less formal. The reason is that the search
for universal effectiveness of the wills freedom simply inside itself represents
nothing more than the wills self-determination only in itselfa constitution
of the will for itself rather than of itself to the world. Actions arising from this
particular determination of the will are still to be considered abstract because
they are still merely subjective. Freedoms effectiveness thus requires one further
progressive moment.
That moment is what Hegel calls Ethical Life (Sittlichkeit), that is, a substantially
free life. Ethical Life represents the unity between the will as it is reflected in the
outside world and the will as it is reflected in its own core. The wills substance
(or rather freedom as substance) acquires effective reality both as subjective will
and as necessity. Ethical Life thus describes the movement through which the
universal is particularized and through which the particular presents itself in the
universal: concrete freedom in effective reality constitutes the synthesis between
the unilateral negations of the subjective and objective spirits, that is, the final
moment in dialectics where abstractions are overcome. Subjective freedom
appears in the universal in itself and for itself while simultaneously substantiating
itself into a world that it creates for itself as a sort of self-extensionthat is how
freedom is presented as nature, as an institutional complex within which spirit
becomes truly objective. This substance actualized into a world produced by a
rational and free will gives rise to a new triad: the family; civil society; and the
State. The latter represents the culmination of the freedom that is necessary for
the spirits objective reality. Hegels State is freedoms trutheffective freedom
and realized reason. The State, insofar as it is an end in itself, equals the actual
world produced by the free will as an extension of its freedoma world that
gathers institutions through which spirit gains objectivity, and of which the State
is the supreme institution in freedoms effective reality. In fact, an institutions
ethical dimension is accomplished in two steps: on the one hand, an institution
must actually produce the rational wills effective reality; on the other hand,
an individual must be able to recognize in that institution the effectiveness
68
of his own freedom, rather than its mere abstract presentation. In this sense,
the individuals relationship with the institution fulfilling these criteria makes
him a social individuala socius. The State represents the moment in which
the singular overcomes mere abstract singularity and particularity in order to
become an effective member of freedoms social realityit is, then, the rational
and institutional culmination of an effective progressive liberation, while
simultaneously guaranteeing the spirits progression toward the absolute.
Overall, the movement animating Hegels political philosophy goes from the
abstract toward the concrete, and in this movement the individual begins as
abstract personality in order to end up as a social complete individual. Hegels
political philosophy as a whole is a doctrine of social relations, which are able to
organize themselves according to a gradual progression beginning with the mere
acknowledgment of individuals in mutual coexistence (this is the network of
Verhltnisse11 where individuals are isolated in their merely opposed singularity)
in order to culminate in the structural realm of concord (this is the network
of Beziehungen12 where individuality is no longer threatened with deprivation
and dispossession). This transition instituting political life as a process begins
with an undifferentiated identity (merely exterior, immediate, and abstract) and
progresses until achieving a differentiated union that integrates (rather than
dissolves) the differences that nature and history continuously produce among
individuals. This movement has as its main characteristic certain dimensions
of human reality, leading the singular toward full individuality as a concrete
universalin this sense, the individuals progressive socialization reflects
rationalitys progressive constitution.
The problem of the beginning only makes sense when it is integrated into
an expositive progressive movement of philosophy. It is not an isolated issue or
a mere discernible point in Hegels dialectical method, but the main problem
in the structuring of philosophical thoughtthe first step in the discovery of
philosophys content. Only when opposed to universal reality can the beginning
be a fully unmediated singular thing. The beginning as singular immediacy in
itself, represented in political thought as a singular will formally acknowledging
its own freedom through personality (or abstract individuality), can only be
understood at the end of the dialectical processin the moment in which
abstract right and morality are revealed merely as necessary conditions for
a superior synthesis embodied in ethical life, that is, the moment in which
freedom is made by the institutional State in world History. These moments do
not occur in a linear movement of subsequent substitutions, but form a common
69
plan according to which the reality of abstract right and of morality is achieved
in ethical and political concordthis is the meaning of the Aufhebung in Hegels
political philosophy. The beginning never really disappears. On the contrary, it
is continuously made effective in a process requiring a negation of itself in order
to achieve a negation of its own negation. Hegels political dialectics is then a
continuous reaffirmation of its own beginning.
70
appear quite frequently during the demonstrative process and not just in the
beginning. This is what occurs, for instance, with the Ethics definition of the
individual.15
Spinoza defines the individual as a composite body, as communication
between different component parts. This contradicts the more traditional sense of
individuality, which is synonymous with simplicity and some sort of metaphysical
indivisibility. Leibnizs monads represent the modern apogee of individuality
as absolute indivisibility. Instead, Spinoza seems to claim that individuals are
ontological relations. That is exactly why Hegel calls this bad individuality,
since relations in his dialectical thinking are always a result rather than a unit
given at the outsetthey are complex, and the beginning should always be
simple. Spinoza certainly realized that his conception of simplicity was not taken
to its metaphysical extremebut his intention was not to develop simplicity as
beginning; it was rather to localize the individual in Gods productive totality,
not by exclusions or negations but by intensive inclusions in Gods continuous
productive causality. The best way he could find to reify something that remained
opened to the natural whole was precisely the attribution of ontological density
to relations. Spinozas individual is not decomposition from a general species
to a differentiated unit, but rather an ontological units participation in its own
production. This individual is more like a becoming-individualit has nothing
to do with a static singularity. On the contrary, the individual conquers its own
individual identity by participating in the natural process through which infinite
reality existsindividuation in Spinoza would thus involve a certain dynamics
inherent to the making of oneself.16
The way he treats individuals in his political works is quite revealing of such
a dynamic project. He generally introduces political productivity through his
definitions of natural law, which he presents as the rules determining the nature
of each individual thing. 17In other words, natural law, which basically connects
his necessitarian metaphysics to his political theory, is entirely set at the outset
in the realm of individuality. Nevertheless, he treats individuals differently
throughout his works.
In the TTP, there is still a very strong influence of Hobbes themes and language.
There are obviously important differences between them: the preservation of the
state of nature when a political society is already formed; the underestimation
of the role of reason in the formation of the political contract; the importance
attributed to the succession of affects in the production of the common; the
preference for democracy as opposed to an absolute monarchy, etc. Nevertheless,
the depiction of the beginning of the state of nature, the terminology, the texts
71
systematic structure, the contracts persistence, all of this remains quite similar
to Hobbes.
However, Spinozas itinerary from the TTP to the TP regarding the
constitutionof political societies seems like a history of the search for the exact
moment in which an individuals (causal) power is realized. In the TTP, each man
is conceived in a state of isolation with a minimum natural power (a minimum
potentia corresponding to that mans conatus) that is insufficient to guarantee
his survival, and that is why he projects a reinforcement of that natural power
through cooperation with others. Spinoza seems to mention three distinct
reasons for the genesis of political societies in the TTP: in chapter five, society
is justified by mans physical insufficiency to develop the resources for his own
survival; in chapter sixteen, society is justified by a need to guarantee security
from others; and in chapter twenty, due to the fact that men are always subject to
affects, society is justified as a constitutive assurance of the exercise of freedom
of thought and expression.18 All these different reasons justify cooperation
between human individuals. Cooperation occurs through what he calls a pact,
which is nothing like the instantaneous Hobbesian fiat unifying rationally what
was once a dispersion of multiplicities, but rather like a continuous renovation
of a wholly affective side of mans nature. This pact is a sort of affective cement
of unity or a pattern of multiplicities forming a unity. The TTP still depicts a
transition from the state of nature to the state of society, and the moment of
transition is the actual formation of the pact through cooperative actions. And
this occurs through a transference of individual powers.19 Spinoza does not
say much about this transference in the TTP, but chapters sixteen and seventeen
do state, first, that it occurs through images of usefulness, second, that it relies
wholly on an operation of affects, and third, that it seems to result from a mutual
interplay of fear and hope.20
The Ethics, on the other hand, does not really seem to develop the contractual
mechanism explicitly, but it does elaborate much further how affects can
eventually produce cooperation: through mimetic operations.21 Spinozas notion
of individuality is now set primarily as a ratio of motion and rest between
communicating components, appearing as the exact opposite of Leibnizs
enclosed and isolated monads. Spinozas individual is open communication
process and relation, acquiring ontological depth in the concept of conatus,
thus forming a sort of ontology of relation. The idea of one isolated human
individual in a primitive condition of a state of nature, from whose experience
political societies are to be formed, is something now inconceivable for Spinoza.
In fact, Spinoza begins by saying that man cannot preserve himself without
72
engaging in relations with external objects,22 which seems quite similar to what
he had stated in chapter five of the TTP, but with one relevant difference: Spinoza
now recalls a physical individuality by reminding postulate 4 of Part II, where
regeneration is mentioned as necessary for the conservation of a body. In turn,
that postulate is grounded in Lemma 4, according to which this individuals
open communication involves necessarily a simultaneous entry and exit of
components, which means that a man in act with a minimum natural power
must already be in a relation with individuals of a similar nature.
Man in the Ethics state of nature is different from man in the TTPs state
of nature, where he was an isolated man degrading himself in power without
the assistance of others. Now, he is inconceivable as a degenerated man, and
only conceivable as an already regenerative man. He is a sort of naked imitative
being, whose body is always in a sort of equilibrium: and that is exactly how
Spinoza defines childrens bodies23this man is then like an infant adult (infans
adultus). The experience of man in the Hobbesian state of nature is now an
empty theoryan opinion, not a fact, as he says later in the TP.24 Individual men
conceived as ontological open communications and as imitator-men can only
be adequately conceived within existing relations between men. Even though
the formation of society has the same justifications as in the TTP, a man in a
state of nature is no longer a composition preceding his own environmental
decomposition (also because if the conatus is mans actual essence, in order
for a man to be a composition, he must already be endeavoring to maintain
composition). Consequently, Spinoza no longer abhors that man can be called a
social animal:25 the resolutive-compositive method for analyzing the formation
of society, present in the TTP and admitting a notion of transition from the state
of nature to the state of society, is no longer present in the Ethics.
Nevertheless, Spinoza still describes the state of nature under the same
conditions as beforewithout sin, without property.26 The state of nature no
longer holds any references to pacts or to transferences of rights, but rather
to expressed agreements of conformity with reason, through an affective
common consensus. Since man in the state of nature is now something in a
sort of continuous equilibrium of simultaneous degeneration and regeneration
in a context of environmental hostility (by natural elements and other men),
his sociality arises from the interplay of his affects. The state of society no
longer emerges in a transition from a state of nature but is rather the affective
effectiveness of the actual state of nature.
However, there seems to remain in the Ethics a certain methodological tension
between Spinozas view on the correct method for philosophizing (beginning
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always with a true idea) and some vestiges of the resolutive-compositive method
in politics, since Spinoza still explains the formation of society from the idea of
an individual per se. The fact is that this idea of a man in a sort of equilibrium
between degeneration and regeneration is not really a true idea in Spinozas
sense, and hence cannot fulfill the actual beginning for the origin of socialityit
is the conception of a man regarding others, but not of a man with others. It is
as if this man were like a simple body in Spinozas physics trying to compose a
complex bodybut since in Spinozas physics the simple seems to relate only
with the simple, and the complex with the complex, there appears to be a gap
between this mans simplicity in an initial state of nature and his complexity
in a state of society arising from social affects. It is probably because Spinoza
acknowledges this methodological tension in his Ethics that he takes over
Machiavellis influential notion of the multitude in order to overcome it.
In the TP, like before, the experience of men conceived in isolation is something
rather fictional and without natural effectiveness: this is why Spinoza also avoids
criticizing the Aristotelian notion of man as a social animal. Nevertheless, he
is also unable to accept simply the Aristotelian idea of man as a social animal,
according to which society precedes man and is something given in naturefor
Aristotle, man cannot be conceived before the society from which he arises, in
the same manner that a hand cannot be conceived before the body within which
it is integrated.27 This methodological precedence of society over man would
remove the productive power of the imitation of affects (introduced in the
Ethics, and implicitly accepted throughout the TP) from mans political life. In
other words, man cannot be conceived in precedence to or outside society, just
as society cannot be conceived in precedence to or outside mans productivity. In
the TPs political productivity, nothing can be explained in terms of antecedents
and consequents: the state of nature is the state of political society. In order to
achieve this, Spinoza requires a constitutive political concept that might bring
simultaneity to human cooperative imitations of affects and to political society
itself. It is probably due to this required simultaneity that the language of the
social contract (always understood in a process from a before-the-contract to
an after-the-contract) seems to fade away in the TP. Instead, Spinoza no longer
conceives of the formation of society from individual dispersion to political
unity, but rather introduces constitutive power to a concept in-between both
which had been quite disregarded in his previous worksthe concept of the
multitude.
The multitude is not a larger individual counterposed to lower-order human
individuals. The multitude cannot have the ontological status of Spinozas
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Spinoza in Hegel
Hegel explicitly rejects that the beginning of philosophy may consist in a
definition, since definitions affirm knowledgeable essences, and the knowledge
to be achieved in philosophizing lies in the process result rather than in its
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are therefore essential, they are the fuel for the dialectical motor. Still, they are
both progressive methods.
In their political philosophies, the adoption of a progressive method reveals
that they also share basic themesfreedom as positive liberation, and the
individuals reality as positive individuation. But their differences with regard
to their methods progressive nature also determine certain distances between
them. First, their beginning is very similar, but not quite the same. Spinoza starts
by accepting in his TTP an individualistic conception of human nature that is not
that different from the Hobbesian one and that is probably why his progressive
method is still quite similar to modern contractarianism. This means that what
distinguishes Hegels method from Spinozas method in the TTP is approximately
what distinguishes Hegels method from Hobbes methodological individualism.
However, by setting the individual as the beginning for political philosophy,
and by defining the individual as a real (meta)physical relation, Spinoza later
realizes in his Ethics and in his TP that an isolated individual cannot be a fully
real idea from which to begin in politics. The powerful individuals natural
right is indeed a true idea that supports political power, but when isolated it is
nothing more than a fictionit is an abstract individual lacking actuality, whose
truth can only be initially glimpsed. Hence, it is much closer to Hegels juridical
person than to Hobbes initial individual person. That is probably why Spinoza
is said to progressively abandon contractarianism closer to his TP, much like
Hegels rejections of the social contract theories.29 Nevertheless, the abstraction
of their beginnings differs. Hegel seeks the beginnings absolute immediacy
his singular person is universally enclosed in her own individuality. Prior to
recognition through property, this person is indeterminacy by itself, the closest
one can get to individual pure being, or rather to a completely empty singular
thing. On the other hand, Spinoza begins with an individual being abstractly
conceived, but not exactly enclosed in his own individuality, since it is already an
individual composed of relations. Hegels immediate person is supposed to be an
unmediated thingSpinozas immediate individual is supposed to be a relation
by itself at the outset. They are both abstract individual beginnings, but one is
actually more immediate than the other. While Hegel follows the progressive
path in the direction of singular to particular to universal, Spinoza seems
to follow the progressive path in the direction of singular being of relations
to individual being in relations to citizen. Hegels immediacy is supposed to
reflect the juridical personality of a sort of human monad in Leibnizs style. In
this sense, Hegels beginning in political philosophy starts further away from
SpinozasHegel does not abolish Spinozas beginning, but he does begin a few
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Notes
1 See G. W. F. Hegel, Lectures on the History of Philosophy, 182526, vol. I, trans.
Robert F. Brown and J. M. Stewart (Oxford: Clarendon Press, 1999), pp. 2478.
2 G. W. F. Hegel, Enzyklopdie der philosophischen Wissenschaften I, in The
Encyclopaedia Logic, trans. T. F. Geraets, W. A. Suchting, and H. S. Harris
(Indianapolis, IN: Hackett Publishing Company, 1991), 78, p. 124.
3 G. W. F. Hegel, The Science of Logic, trans. A. V. Miller (Amherst, NY: Humanity
Books, 1999), pp. 701.
4 See G. W. F. Hegel, Phenomenology of Spirit, trans. A. V. Miller (Oxford:
Clarendon, 1977), p. 12.
5 G. W. F. Hegel, Enzyklopdie der philosophischen Wissenschaften III, in Hegels
Philosophy of Mind, trans. William Wallace and A. V. Miller (Oxford: Clarendon
Press, 1971), 4867, pp. 2423.
6 G. W. F. Hegel, Elements of the Philosophy of Right, trans. H. B. Nisbet
(Cambridge: Cambridge University Press, 1991), 345, pp. 679.
7 G. W. F. Hegel, Lectures on the History of Philosophy, 182526, vol. III, trans.
Robert F. Brown (Oxford: Clarendon Press, 2009), pp. 1219.
8 Hegel, Enzyklopdie der philosophischen Wissenschaften III, in Hegels Philosophy
of Mind, 51416, pp. 2535.
9 Hegel, EPR, 416, pp. 512, 737, 813.
10 Hegel, EPR, 105, p. 135.
11 Hegel, EPR, 150, p. 193.
12 Hegel, EPR, 192, p. 229; 301, p. 341.
13 Hegel, LPH, pp. 11930.
14 TIE 39/11. All quotations from the Tractatus Theologico-Politicus are from taken
from Jonathan Israel and Michael Silverthornes translation (Cambridge, MA:
Cambridge University Press, 2007). All references to the Tractatus Politicus, the
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Correspondence, and the Treatise on the Emendation of the Intellect are taken
from Samuel Shirleys translation in Complete Works (Indianapolis, IN: Hackett
Publishing Company, 1998). Citations of the TTP refer to the chapter, followed
by page number (e.g. IV/426 refers to chapter four, p. 426), citations of the TP
refer to the chapters and sections (e.g. II/4 refers to chapter two, section 4),
citations of the Ep refer to the letters number, followed by page number
(e.g. 19/810 refers to letter 19, p. 810), and citations of the TIE refer to the
paragraphs/page numbers. All references to the Ethics are from The Collected
Works of Spinoza, vol. I, ed. and trans. E. M. Curley (Princeton, NJ: Princeton
University Press, 1985).
15 E IIP13Dem.
16 For further developments on Spinozas method and on his revolutionary
conception of individuality, see my Spinozas Revolutions in Natural Law
(Basingstoke: Palgrave Macmillan, 2012), ch. 1.
17 TTP, Pref/11.
18 See TTP V/438; TTP XVI/52832; and TTP XX/56672. See also PierreFranois Moreau, Les deux genses de ltat dans le Trait thologico-politique,
in Travaux et Documents 8 (1999): 19199.
19 TTP, XVI/5289.
20 TTP, XVI/52832; XVII/536.
21 E IIIP27.
22 E IVP18S.
23 E IIIP32S.
24 TP II/15.
25 E IVP35S.
26 E IVP37SII.
27 Aristotle, Politics, I, 1253a929.
28 See Ep 9/7812.
29 See, for instance, A. Matheron, Le problme de lvolution de Spinoza du Trait
thologico-politique au Trait politique, in Spinoza. Issues and Directions, edited
by Edwin Curley and P.-F. Moreau (Leiden: Brill 1990), pp. 25870. With regard
to Hegels rejection of contractualism, see EPR, 75, pp. 1056.
30 Ep. 19/810.
Part Two
Hegels Spinoza
If, as Althusser said, a philosophy only exists though the position that it occupies
and it occupies this position only by conquering it on the field of an already
occupied world,1 thus demarcating itself from its adversaries, we can say that a
significant number of the great texts produced in the extraordinary moment that
was French philosophy in the 1960s sought above all to take their place in the
world by demarcating themselves from Hegel. Deleuzes Nietzsche and Philosophy
(1962) for example insists on establishing the specific difference of Nietzsches
philosophy by opposing it to the Hegelian dialectic as he understands it:
Nietzsches yes is opposed to the dialectical no; affirmation to dialectical negation; difference to dialectical contradiction; joy, enjoyment, to dialectical labor;
lightness, dance to dialectical responsibilities.2 Even more damningly, Nietzsche
insists on the fundamentally Christian character of the dialectic and of German
philosophy,3 according to which history is a movement from worse to better
through a process of negation and reconciliation that leads inescapably toward
an end already posited in the origin. As if in continuation of Deleuzes argument,
Levinas maintains in The Trace of the Other (1963) that Hegels philosophy
represents the logical conclusion of philosophys fundamental allergy4 to
the other that remains other. From Levinas perspective, the Phenomenology
would be the perfect rewriting of Homers Odyssey in the idiom of philosophy:
a journey that always takes the form of a return, a movement of thought for
which a comprehension of the other can only take the form of its reduction to
the same. In a similar way, according to Derrida in Of Grammatology (1967),
Hegels Logic is a theology of the absolute concept as logos5 and his philosophy
in general is a rsum of the totality of the philosophy of the logos.6 In the
Phenomenology, the apparent absence of Spirit to itself at each of the stages of its
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This phrase signals that history, or at least a long episode of that history, in
which Spinoza, once that to which Hegels philosophy provided the alternative
and even more insofar as it appeared to complete and correct rather than simply
reject Spinozas thought, now emerged as the alternative to the alternative, the
correction of what falsely announced itself as a correction: Spinoza after Hegel,
as Macherey put it, Spinoza the refutation of Hegel.
In1974, Althusser concluded chapter three (entitled simply Structuralism)
of the Elements of Self-Criticism, with the assertion that he and his colleagues
never were structuralists.8 Chapter four (On Spinoza) begins by repeating the
phrase in the form of a question to be answered: If we never were structuralists,
we can now explain (avouer) why, why we seemed to be even though we were
not.9 The answer, and I begin with this passage precisely because the we
invoked does not refer exclusively to Althusser and his colleagues, irrespective
of Althussers immediate objectives in this enormously complicated act of selfcriticism, but extends beyond the limits of the Althusserian circle, beyond a
Marxist world in which alone the very act or ritual of self-criticism would have a
meaning or function, to include other members of his philosophical generation:
we were Spinozists. A singular misunderstanding (ce singulier malentendu)
led readers to take for structuralism what was in fact Spinozism. And how could
it have been otherwise when to recognize Spinoza it is at least necessary to have
heard of him.10
But Althusser is not content to explain his passion for Spinoza on the basis
of Spinozas greatness, the greatness or grandeur of a lesson in heresy the
likes of which had been seldom seen in history. Instead, he admits that seeking
simply to be Marxists (dtre simplement marxistes), he and his colleagues had
made a detour through Spinoza, a detour that was also necessarily a deviation
and a retreat (recul), although, as he will soon argue, a necessary deviation and
retreat.11 He begins his justification by citing Marxs own detour through Hegel,
a theoretically necessary detour that nevertheless came at a certain theoretical
cost. Further, the work of philosophy in a general sense itself requires retreats
(reculs) and detours.12 But Althussers self-criticism is not devoted to an
exposition on the nature of philosophical practice in general but on philosophy
as he practiced it in the existing ideological and theoretical conjuncture. In
the conjuncture (he identifies it as the period between 1960 and 1965) this
detour was imposed as a necessity. Why was this the case? Because Marxs
materialism obliged us to think his necessary detour through Hegel, we had
to make a detour through Spinoza to see a bit more clearly in Marxs detour
through Hegel.13
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identical with nothingness; the simplicity that, for Hegel once again, is the
starting pointand restarting point, indefinitelyfor every process, that which
restores it to its origin.18 If Hegels philosophy is a philosophy of origins, it is,
despite its philosophical finery, not fundamentally different in form from the
state of Nature as Hobbes uses it, an original condition that can function as a
beginning only to the extent that it is negated by the presence of a sovereign and
simultaneously preserved as that which makes the fact of sovereignty, necessarily
external to any founding covenant and hence to civil society, possible.
To the notion of an original essence, even one which begins in its own
negation, as the guarantee of a simple unity, Althusser counterposes le
toujoursdj-donne dune unit complexe stucture.19 Not only is there an
irreducible diversity, whose distinction from an original chaos is underscored
by Althussers description of this complexity as a structured unity, but this
diversity or complexity cannot function as a concept of origin at all. More than
simply a pluralization of origin into distinct origins, it is neither starting point
nor beginning. On the contrary: it is always already given, a concept that serves
to deflect a search for an origin, for any prior simplicity of which this unity of
the diverse or structure of the conjuncture would be the expression. With these
admittedly provisional observations, Althusser draws a line of demarcation
between the Hegelian and materialist dialectics. But where is Spinoza inall this
and his name appears only three times in the entirety of For Marx? Interestingly,
not only is Spinozas presence nearly undetectable in the critique of Hegel
sketched out in these essays, but it would appear that Spinoza is, if anything, the
detour that allows Althusser to separate Hegel less from Marx than from Hegel
himself: Hegel beyond Hegel.
Three years after the publication of For Marx and Reading Capital, Althusser
would return to these questions in his presentation to Jean Hyppolites seminar
Marxs Relation to Hegel.20 A significant part of this text was extracted from an
unfinished document written in1967 but patched together by Franois Matheron
and published only posthumously under the title The Humanist Controversy
(La querelle de lhumanisme), in which Althusser declares that many of his critics,
even those who claimed and sincerely believed themselves to be defending Hegel
and the Hegelian legacy within Marxism were in fact, following Marx himself,
closer to Feuerbach than to Hegel, even reading Hegels texts, especially the
most notorious characters in the Phenomenology of Spirit, the master, the slave,
and the unhappy consciousness, through Feuerbach. According to Althusser,
the Feuerbachian inversion of Hegel which meant granting primacy to matter
over spirit, the concrete over the abstract and the practical over the theoretical,
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but its phenomenon) any beginning26 and not only or even primarily because
the origin is merely a transitory moment of the end. Instead, Hegels Logic is the
Origin affirmed denied; the first form of a concept that Derrida had introduced
into philosophical reflection: erasure (rature).27 Althusser will immediately
qualify this assertion: but the Hegelian erasure constituted by the Logic from its
first words, is the negation of the negation, dialectical and hence teleological.28
Thus, Hegelian erasure would be the first form and thus an origin of a concept
that comes into being only through the negation of this origin, as if the concept
of erasure is originally erased in order to become that of which it can only be the
anticipation. While Althusser thus falls back into a teleological reading of Hegels
place in the history of philosophy, something has nevertheless broken free from
Hegel as a consequence of Althussers intervention, a concept of the beginning
that refuses to be confined to Hegels system as constructed by Althusser.
It is only in the Elements of Self-Criticism (and specifically in the context of
his discussion of Spinoza) that Althusser can acknowledge that both Spinoza
and Hegel rejected every thesis of Origin, of Transcendence, of Another World,
even disguised in the absolute interiority of essence.29 Although Hegel begins:
In the void (dans la vide), Spinoza begins with God and not with empty being
(tre vide), a fact which protects the latter from any notion of the End, even one
which makes its way in immanence.30 It would appear then that the proximity
of Spinoza brings the fractures within Hegels work ever more clearly into relief,
thereby making visible a Hegel systematically overlooked by critics and partisans
alike, a thinker of immanence to whom no one in the history of philosophy is
closer than Spinoza. And if their trajectories are finally asymptotic, the point at
which they appear nearly to converge even as they persist in their divergence is,
as Althussers texts allow us to see, the concept of the beginning.
Pierre Macherey has noted that Hegel is never so close to Spinoza as at the
moments when he distances himself from him, because this refusal has the
valueof a symptom and indicates the obstinate presence of a common object,
if not a common project, that links these philosophers inseparably without
conflating them.31 And there is no conceptual point from which Hegel sought
more frequently to distance himself from Spinoza than the question of the
beginning. In fact, one could say that his entire reading or misreading of Spinoza
is organized around this theme. Macherey finds astonishing the fact that while
Hegels Logic begins with the postulation of the impossibility of grounding
the infinite process of knowledge in a foundation that would function as its
beginning or origin, he is not only able but also compelled persistently to ignore
the fact that this is above all what distances Spinoza from Descartes.32 In no text
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of Hegels is the ignoring of Spinoza more obvious and striking than in the first
chapter of the Doctrine of Being, Part I of the Logic, Womit muss der Anfang
der Wissenschaft gemacht werden? or With What Must the Science begin, a
celebrated text in which there is not a single reference to Spinozism!33 While
I have so far followed Machereys analysis very closely and faithfully, I must here
depart from or at least complicate the letter of the Hegel ou Spinoza, if not the
spirit, by cautioning that Hegels reading of Spinoza, and to be more precise, of
Part I of the Ethics, is not reducible simply to a misreading, that is, a projection
of something foreign to Spinoza which would originate in and properly belong
to Hegel himself in order not to see the fundamental commonality that binds
together the two philosophies so intimately. On the contrary, what Hegel finds in
Ethics I is as important as what he overlooks: his reading releases Spinoza from
himself, identifying the tendency in Spinozas thought against which what brings
him closest to Hegel develops.
What is this tendency? Althusser captures it in his admittedly schematic way
with his phrase Spinoza begins with God, a phrase we could more accurately
render without changing Althussers meaning, as Spinoza begins with God,
or substance consisting of infinite attributes, a beginning that, according
to Althusser permits him to escape the nonbeginning that is a beginning in
nothingness, the negation of a beginning that must itself be negated, a negativity
that is the motor of the teleological development of Absolute Knowledge. This is
to adopt Hegels reading of Spinoza while reversing his judgment: Hegel correctly
read Spinoza as a thinker of beginning, and rejected beginning with God, at
least in the Spinozist, manner because such a beginning did not permit the long
return to itself of substance as origin and end, as if a primary unity suffers a
secondary dispersion from which there can be no recovery.
But does Spinoza begin with God, that is, with substance considered as
the immediate absolute, a beginning, as Hegel says, that does not presuppose
anything, must not be mediated by anything nor have a ground, but which is
to be itself the entire ground?34 Such an absolute is not the absolutely absolute,
the self-determining absolute whose every action is a making of itself in its own
reflection. Let us recall that Spinoza, as a Jew, is above the thinker of the sublime,
or at least of the Jewish sublime, that absolute monotheism, that rejects the
mediated unity of the conception of God as Three Persons in One in favor of
the primitive undifferentiated unity of an inert and immobile Absolute.35 That
which emanates from the Absolute is mere negation that cannot itself be negated,
substance squandering itself in a movement of diminution and degradation, a
loss of itself in the mutability and contingency of being.36 The linear movement
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appears or rather makes its first appearance by having already disappeared into
immediacy. Hegels verb here is entlassen, which Miller translates as abandon,
but which might also be translated as letting go, with its meanings both of
ceasing to hold on to something and also firing or dismissing someone. Hegel
runs the risk of appearing to be too close to Spinoza by arguing that absolute
ground develops by abandoning or letting go of itself and attempts to foreclose
that risk by emphasizing that substance has become spirit or subject: it acts and
remains both the subject and object of its action, in this case the action by which
it externalizes itself in order to return to itself as ground, but as a ground known
as such, no longer immediate but mediated. The nothing from which it proceeds
is not a pure nothing, but a nothing from which something is to proceed (Der
Anfang ist nicht das reine Nichts, sondern ein Nichts, von dem Etwas ausgehen
soll).38 The line of scientific development is thus a circle.
Hegel continues the analogy between the development of the Logic and
the movement by which Absolute Spirit lets go of itself to externalize itself as
immediacy, by relating it to the creation of a world, the world, and therefore to a
Genesis whose unfolding is a return to itself as result. The themes of Genesis and
creation, of course, serve to remind us here of Spinoza, the absent or immanent
cause, as Macherey suggests of the opening of the Logic, as if only the postulation
of substance as Spirit can save the absolute from an unclosing (Hegel uses the
verb entschliessen), unlocking, or opening up of itself that is also a squandering
and a loss, a movement from determinate self-production to a decline into
indeterminacy and transience. So far Spinoza appears in Hegel as both the
beginning of philosophy, as he says in the Lectures on the History of Philosophy
and as a, or the, philosophy of the beginning, of the Absolute as beginning, as
absolute beginning. Spinoza is not only the interlocutor and adversary in reaction
to which Hegels philosophy develops, confronting, interiorizing, and sublating
it at every turn. He also represents, beyond the direct and indirect references to
the Ethics, an absolute danger, the danger of the absolute whose development
cannot be understood according to the two poles Hegel explicitly acknowledges:
an origin whose development can only appear as loss and degradation, or an
absolute which avoids such a fate by deferring itself to an end which was already
contained in the beginning. But this danger does not appear as such on the
scene: the attribution to Spinoza of a theory of emanation is not merely an error
but has a strategic function. It serves to divert our attention from what threatens
Hegel not from the outside in the form of the inassimilable Oriental Spinoza,
but from within, the results of Hegels philosophical practice whose results are
never its proper ends and whose unruliness must constantly be corrected and
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compensated by the prefaces and introductions that as often as not tell us what
Hegel wanted to say rather than what he did say. If then, as I have argued, it
is possible to read Hegels theory of the becoming itself of the Absolute as a
polemic not simply against the notion, which he claims to find in Part I of the
Ethics, of an immobile absolute whose development can only be a destruction
of itself, but against a notion or notions also found but not acknowledged in the
same text, what is this other disavowed notion and what is its relation to the
problem of beginnings?
Here again, Althusser has left us the phrase we have already noted and
little more. Isolated from what proceeds and follows it, invoking concepts
that it does not explain, it is little more than handwriting on the wall for us
to decipher, but which allows us against all the denials on Hegels part to see
that disavowed kinship that ties him inescapably to Spinoza, but precisely the
Spinoza from which Hegels work diverts our attention: Hegels Logic is the
Origin affirmed-denied: the first form of a concept that Derrida has introduced
into philosophical reflection: rature. In a certain sense, Althussers summary
corresponds to what we have seen in Hegel: at the origin Absolute spirit
abandons itself, lets itself go, expels itself into the Gestalt of immediate being.
However, this self-abandonment which as a form of self-determination is a
way of thinking what Spinoza formulates as the causa sui of substance must be
preserved from the very danger that Spinozas system illustrates according to
Hegel: Spirits abandonment of itself to loss and decay. In fact, it is not enough
that Spirit will recover itself as result, as end; the danger which inheres in the
system thus described, the danger that the end will elude itself, effacing itself
at the moment of its arrival, perpetually deferred, unmaking and incompleting
itself in its very movement, is less the danger of diminution and disappearance
than that of dissemination and divergence. In a word, the danger of becoming
other without return. Thus, Hegel in a defense against this possibility must
return in the very same sentence in which he postulates the beginning as
Spirits abandonment of itself to the notion of creation as Spirits opening itself,
unlocking (entschliessen), and releasing that which was therein contained.
Hegel explicitly identifies this danger when he makes the following curious
argument: first, in its progress, Spirit can never become other, that is, a true
other (ein wahrhaft Anderes) as opposed to a false or apparent other (although
its important to note that Hegel doesnt use these words and does not specify
what the contrary or other of the true other would be), but second, insofar
as this transition (the verb is bergehen to pass into, to merge into) into
real otherness does occur, it is to that extent sublated again.39 The danger
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here, marked by the qualifying phrase to the extent that this bergehen does
occuror even seems to occur (vorkommen) is precisely the danger of
Spirit becoming a true other without reduction or sublation, the danger that
Spirit would have no existence apart from the other into which it had always
already passed. To escape this danger, a danger in a sense perpetually realized
but, so far, successfully thwarted, that is, to render the thwarting of this danger
necessary and permanent rather than contingent and abandoned to fortune,
even if fortune has so far favored Spirit, Spirit cannot defer itself to the end
of the process by which it realizes itself without risking its disappearance into
the true other, but must be present and preserved throughout the subsequent
development, remaining completely immanent in its further determinations.40
Of course, this guarantee of Spirits presence only displaces the problem and
its risks: here Spirits presence threatens to become true, that is, absolute,
immanence.
It is at this precise point, a point at which both the stakes and the risks of the
Hegelian dialectic are as clear as they will ever be, that reading Hegel aprs et
daprs Spinoza, to use Machereys phrase, allows us to draw a line of demarcation
which will make visible the threshold at which Hegels Logic abandoned itself to
true otherness, from which there could be no return to the same. There is no need
to rehearse Machereys exhaustive refutation of Hegels reading of the Substanceattributes-modes relation in Spinoza as a hierarchical and chronological
relation.41 The attributes cannot be understood as exterior to substance but
rather as the elements by which it is constituted (or constitutes itself). In the
same way, Substance cannot exist before the attributes that are, according to
Machereys reading, the condition of its self-production.42 In returning to the
theme of Creation, of Genesis, Hegel is simultaneously returning to Spinoza and
to the reading of Genesis advanced in Part I of the Ethics. I refer to Ethics IP33S
where, abandoning the emanationist language of substance, attributes, and
modes even in its subversive form, Spinoza will say simply that God could not
have been prior to his decrees, nor could he have been without them (Deum ante
sua decreta non suisse, nec sine ipsis esse posse). Without origin there is no end
and no unity into which the diversity and multiplicity of decrees or utterances
could be resolved. In fact, to follow the Hebrew of Genesis as Spinoza did is
to see that God exists, creates, speaks, calls, sees, and blesses in one and the
same movement, a movement necessarily without beginning or end: and this
movement is one of differentiation and proliferation whose actualized power is
without limit or end; God or substance produces itself eternally as the infinitely
diverse.
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Notes
1 Louis Althusser, Is It Simple to Be a Marxist in Philosophy? in Essays in SelfCriticism, trans. Grahame Lock (London: New Left Books, 1976), p. 165.
2 Gilles Deleuze, Nietzsche and Philosophy (Paris: Presses Universitaires de France,
1962), p. 9.
3 Deleuze, Nietzsche, p. 11.
4 Emmanuel Levinas, The Trace of the Other, in Deconstruction in Context, ed.
Mark C. Taylor (Chicago: Chicago University Press, 1986).
5 Jacques Derrida, Of Grammatology, trans. Gayatri Spivak (Baltimore, MD: Johns
Hopkins University Press, 1977), p. 71.
6 Derrida, Grammatology, translation modified.
7 Anonymous, Dr. Althusser, Radical Philosophy 1975, 12:44.
8 Althusser, Essays in Self-Criticism, p. 131.
9 Ibid., p. 132.
10 Ibid.
11 Ibid.
12 Ibid., p. 133.
13 Ibid., p. 137.
14 Louis Althusser, Contradiction and Overdetermination, For Marx, trans. Ben
Brewster (London: Verso, 1969), p. 101.
15 Gilbert Mury, Matrialisme et hyperempirisme, La Pense (April 1963).
16 Louis Althusser, On the Materialist Dialectic: of the Unevenness of Origins,
in For Marx, p. 197.
17 Cesare Casarino and Antonio Negri, In Praise of the Common: a Conversation
on Philosophy and Politics (Minneapolis, MN: University of Minnesota Press,
2008).
18 Althusser, Materialist Dialectic, p. 190.
19 Althusser, Materialist Dialectic, p. 190.
20 Louis Althusser, Marxs Relation to Hegel, in Politics and History: Montesquieu,
Rousseau, Hegel and Marx (London: Verso, 1972).
97
21 Ibid., p. 174.
22 Ibid., p. 181.
23 Ibid.
24 Althusser, Marxs Relation to Hegel, p. 182.
25 Ibid., p. 182.
26 Ibid., p. 182.
27 Ibid., p. 184.
28 Ibid., p. 184.
29 Althusser, Essays in Self-Criticism, p. 135.
30 Ibid.
31 Pierre Macherey, Hegel ou Spinoza (Paris: Maspero, 1979), p. 17.
32 Ibid.
33 Ibid.
34 G. W. F. Hegel, The Science of Logic, trans. W. H. Johnston and L. G. Struthers
(London: George Allen and Unwin, 1929).
35 G. W. F. Hegel, Lectures on the History of Philosophy. 3 vols, trans. E. S. Haldane
and Frances S. Simpson (New Jersey: Humanities Press, 1974), vol. III, p. 288.
36 Hegel, Logic, p. 535.
37 Hegel, Logic, p. 71; Logik, pp. 556.
38 Hegel, Logic, p. 73; Logik, p. 58.
39 Hegel, Logic, p. 71; Logik, p. 56.
40 Hegel, Logic, pp. 71 and 56.
41 Macherey, The Problem of the Attributes, p. 92.
42 Ibid., p. 78.
Introduction
As is well known, Hegel brings three serious criticisms against the philosophy
of Spinoza. Hegel systematically presents these criticisms in the last portion of
his Spinoza section in the three-volume Lectures on the History of Philosophy1:
(i) Hegel charges Spinoza with atheism not as ordinarily thought, but in another
crucial way: Spinozas system is absolute pantheism and monotheism elevated
into thought. Spinozism is therefore very far removed from being atheism in
the ordinary sense; but in the sense that God is not conceived as Spirit, it is
atheism.2 That is, Spinoza is, for Hegel, not atheistic in the sense that he denies the
existence of God, while exalting particulars in nature as ultimately real. Indeed,
with him there is too much God.3 Rather, Spinoza is atheistic in that his divine
principle is Substance but not self-conscious Subject. (ii) Hegels second charge
concerns the method adopted by Spinoza for setting forth his philosophy; it is
the demonstrative method of geometry as employed by Euclid, in which we find
definitions, explanations, axioms, and theorems.4 All of these last are solely
and simply accepted and assumed, not deduced, nor proven to be necessary;
for Spinoza is not aware of how he arrives at these individual determinations.5
Accordingly, [t]he mathematical method is ill-adapted for speculative content,
and finds its proper place only in the finite sciences of the understanding.6
The crux of Hegels second charge lies, then, in the abstract externality whereby
Spinoza imposes an alien Euclidean method on philosophical content truly
conceived only by Hegels dialectical method. (iii) Hegels third criticism
involves the famous problem of negation: Because negation was conceived by
Spinoza in one-sided fashion merely, there is, in the third place, in his system, an
utter blotting out of the principle of subjectivity, individuality, personality, the
99
100
101
102
essence.18 Again, curiously, Hegel neglects ID8 (eternity), thus excluding two
important definitions from his claim that The whole of Spinozas philosophy
is contained in these definitions. Hegel mentions the axioms and propositions
of the Ethics generally, citing several from E1, E2, E3, and E5 but shows an
ambivalence, verging on the cavalier, toward them and their proofs.19
Discussing the true infinite in Spinoza, he cites Letter 12.20 Likewise, in
The Encyclopedia of Logic, Hegel refers severally to Spinoza, but with no
documentation.21 In his Philosophy of Right, Hegel quotes Spinoza once, citing
1D1.22 We turn now to the three-volume Hodgson edition of Hegels Lectures
on the Philosophy of Religion.23 In Vol. I, Hegel makes a number of references to
Spinoza, but, again, with no documentation: the editor refers his quoting omnes
determination est negatio to Letter 50 to Jareg Jellis [sic],24 and Hodgson refers
Hegels the law is the love of God to 5P36 on the amor intellectualis Dei.25 In
Vol. II, Hegel again refers severally to Spinoza, but without documentation:
Hodgson, remarking on Hegels connecting the Oriental principle of unity with
Spinozan substance, refers to 1P15;26 he also refers Hegels Nature exists, is
intuited, represented, as God: Spinozism to 4Pref.27 In Vol. III, Hegel refers to
Spinoza on the ontological argument, with Hodgson citing 1D6 with 2P.s 1,228
and later 1P11 for him.29
It is now clear that Hegel is no Spinoza scholar, that he selectively cites
relatively few of Spinozas texts, and that he focuses mainly on Part I of the Ethics
as the definitive result of Spinozas thought. Let us then turn to the themes which
Hegel pursues in Spinoza, and to those which, for our own purposes, he does
not pursue.
Themes: It is evident that Hegels three major criticisms of Spinoza, those
involving atheism, method, and negation, recur throughout his works as cited
above. They constitute his main themes. But, on the positive side, Hegel reveals
a steady fascination with Spinozas conception of substance as causa sui. Indeed,
Hegel virtually identifies substance as causa sui in Spinoza with the true infinite
of thought as distinguished from the false infinite of imagination. He claims that
Spinozas earlier definitions have also the infinite already implied in them, for
instance in the case of the cause of itself, in as much as he defines it as that whose
essence involves existence....30 Hence, substance, causa sui as the true infinite,
constitutes the great positive theme in Hegels treatment of Spinoza.
Within its restrictions to the Ethics and a few of Spinozas letters, Hegels LHP
covers a variety of themes several of which we note here: Having dealt with the
definitions of EI, Hegel remarks that Spinoza descends from the universal of
substance through the particular, thought and extension, to the individual
103
(LHP, 264), but also that the mode qua individual he does not recognize as
essential...for it disappears in existence, or it is not raised into the [Concept].31
There follows a discussion of substance-attribute (LHP, 2656) concerning
which proof and others like them not much is to be gained (LHP, 266).
Next, Hegel discusses freedom/necessity in God, remarking that God acts in
accordance with no final causes (sub ratione boni) (LHP, 267).32 Hegel follows
with a short discussion of the attributes Thought and Extension, their relation
and the parallelism of modes under them. He criticizes the immediacy of the
attributes and the externality of the understanding which posits them (LHP,
2689). Hegel next considers individual things in Spinoza, concluding that
Individuation, the one, is a mere synthesis;...since Spinoza has only universality,
thought, and not self-consciousness (LHP, 273).33 Hegels penultimate theme is
the mind-body relation which is such that the excellence of the soul can never
be anything else that the excellence of the body (LHP, 275). Finally, and before
bringing his three main charges, summed as a general criticism, Hegel briefly
invokes Spinozas system of morals and that is a matter of importance (LHP,
27580). Notwithstanding, Hegels discussion is slight and inconsistent, and
soon gives way to a treatment of Evil, as found mainly in Spinozas thirty-sixth
Letter (i.e. Letter 23 to Blyenbergh).
Hegels remaining works largely repeat his three main charges. In the SL (Remark:
The Philosophy of Spinoza and Leibniz), Hegel immediately focuses on Spinozas
omnis determinatio est negatio again denying that his great principle involves
self-negating negation (SL, 536). From this, Hegel draws the two conclusions
that: (i) substance lacks the principle of personality and (ii) that cognition is
external reflection (SL, 537). He then reviews Spinozas definitions of substance,
attribute, and mode (SL, 5378) before moving to Leibniz. In his EL, Hegel again
remarks that Spinozas God is determined only as substance, and not as subject
and Spirit (EL, 8). He then claims significantly (but also inconsistently with the
acosmism charge) that if we have only the substance in mind then there is...no
distinction between good and evil in it, but that [i]t is here in [finite] man, where
distinction exists...essentially as the distinction between good and evil too (EL,
910). Indeed, only by reading Parts III,IV, and V of the Ethics can we convince
ourselves beyond question regarding the high purity of this moral theory whose
principle is the unalloyed love of God, just as readily as we can convince ourselves
that the purity is the moral consequence of the system (EL, 10).
In his PR, Hegel shows fascination for the causa sui but again inconsistently with
his charge of acosmism. He refers to a finite mind taken as a person,...capable
of holding property and quotes Spinoza once: As causa sui, i.e., as free causality,
104
mind is that cuius natura non potest concipi existens [ID1] (PR, 53). Importing
the divine causa sui into the human mind, Hegel adumbrates Spinozas doctrine
of adequation, but he never addresses it.
And, finally, we refer briefly to Spinozan themes in Hegels LPR. In Vol. I, and
characterizing the patience of philosophy, Hegel states that it is only satisfying
the internal impulse of its concept when it cognizes both itself and what is
opposed to it...truth is the touchstone of itself and of the false: Spinoza...
(LPR: Vol. I, 172, n. 59).34 Later, Hegel remarks that Reflection does not posit
the finitude, the determinacy of content, with which it starts, as negative, [and
thus] it necessarily extends finitude as such into the absolute: Spinozism (LPR:
Vol. I, 254).35 Still later, discussing good and evil in Spinoza, Hegel defends
Spinoza against the charge that he annuls the distinction between them: It is
said that in Spinozism the distinction of good and evil has no intrinsic validity,
that morality is annulled, and so it is a matter of indifference whether one is
good or evil. That is no less superficial a consequence [than If everything is
one...then...good is one with evil...]. In acosmically inconsistent defense,
Hegel writes: With regard to the distinction of God and humanity, the basic
determination in Spinozism is that human beings must have God alone as their
goal...But we can also deem our distinction null and void, and can posit our
essential being solely in God and in our orientation toward God. In so doing
we are good (LPR, Vol. I, 3789). Hegel returns to Spinozan acosmism at LPR,
Vol. I, 432, claiming that So strictly is there only God, that there is no world
at all;...the finite has no genuine actuality. And finally here, Hegel compares
Spinoza with Anselm on the ontological argument: Spinoza says that substance
is that which cannot be thought without existence...that is what Anselm said
and what is said in the faith of the present day (LPR, Vol. I, 440).
In the LPR, Vol. II, 104, Hegel asserts that nature exists, is intuited, represented as
God: Spinozism. This remark contradicts the accusation of acosmism, just above,
that So strictly is there only God, that there is no world at all;.... Next, Hegel calls
Spinozas nature a natural totality, which in its actual, intuited existence...is
just this infinite multiplicity of changing things... (LPR, Vol. II, 106).36 Later,
Hegel again invokes acosmism: with Spinoza determinate being, distinguished
from being, is only nonbeing and is in such a way that this nonbeing has
no being at all: (LPR, Vol. II, 261,n. 79).37 And finally, comparing Spinozan
substance with substance in Oriental thought, Hegel writes: The deficiency in
regard to substance in Eastern religions, as in regard to substance as viewed by
Spinoza, resides in the categories of coming to be and passing away. Substance
is not grasped as what is inwardly active, as subject and as purposeful activity, is
105
106
107
causa sui within human reason thus raised above the understanding, and thus
attaining philosophical adequacy and truth. Next, paying tribute to Spinoza
as a testing point in modern philosophy such that one is a Spinozist or not
a philosopher, Hegel nonetheless radicalizes his criticism of the geometrical
method by judging it as not merely a defect in the external form but indeed
the fundamental defect of the whole position (LHP, 283). Specifically Hegel
means the formal nature of geometrical proof as it externalizes the relation of
mathematical thinking to its object: Mathematical knowledge exhibits its proof
on the existent object as such, not on the object as conceived; the Concept is
lacking throughout; the content of Philosophy, however, is simply the Concept
and that which is comprehended by the Concept Importantly, Hegel continues:
Therefore this Concept as the knowledge of the essence is simply one assumed,
which falls [externally] within the philosophical subject, and this is the method
peculiar to Spinozas philosophy (LHP, 283, italics added).40
Returning to the charge of mere presupposition, Hegel again focuses on the
definitions, which as geometrical, he finds simply accepted and assumed, not
deduced, nor proved to be necessary; for Spinoza is not aware of how he arrives
at these individual determinations.41 It is likewise for axioms. Regarding the
propositions, Hegel claims that, in each case the proof is brought in from outside
merely, as in mathematics from a preceding proposition, and...the proposition
is not therefore conceived through itself. And, crucially for us, Hegel leads us to
a question: The essential moments of the system are really already completely
contained in the presuppositions of the definitions, from which all further
proofs have merely to be deduced. But whence have we these categories which
here appear as definitions? (LHP, 285). Since none of these is developed from
infinite substance...of a truth there exists [only] the One into which everything
enters, in order to be absorbed therein, but out of which nothing comes,
acosmism is now invoked. In conclusion here, and before noting a final point,
I draw deliberate attention to Hegels greatly emphasizing the problems: (i) of the
definitions of EI as such and (ii) of the pre-suppositions of the definitions: of
EI, and by extension those of E IIV. Spinoza treats methodological definition
only in the TIE, which Hegel neither cites nor uses, and presumably didnt read.
Our final methodological point arises as Hegel moves from acosmism to
Spinozan determination as negation, through absolute determinateness or
negativity...[wherein] negation is the negation of negation, and therefore true
affirmation (LHP, 286) to this criticism: This negative self-conscious moment,
the movement of knowledge...is however certainly lacking to the content of
Spinozas philosophy, or at least it is only externally associated with it since it
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110
knowledge into which the individual does not enter: the content has not the
significance of I. (LHP 286, italics added)
From these three texts denying both double negation and subjectivity in Spinoza,
it follows that, for Hegel, no dialectic whatsoever exists in Spinozas philosophy.
Harris denies an actual, but sees an implicit dialectic in Spinoza, whereas Yovel
with Hegel absolutely denies any dialectic in Spinoza. Presently, I shall indicate
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112
them definitionally to follow from their proximate causes in God. Again, the
first negation is not present only as Nothing or as its dissolution, but present
rather as emendable definiendum, as, for example, the Euclidean circle awaiting
adequate definition in a negation of that first inadequately defining negation.
Hence, now adequated self-consciousness, as achieving absolutely adequate
Concepts (LHP, 277), does come to absolute self-hood, its vital fire being
definitionally adequated conatus. Significantly, Spinoza himself thus adds the
moment of self-consciousness.
It follows that Hegel mistakenly claims, in his SL text, that Spinoza stops
short at negation as determinateness and does not advance to a cognition of
negation as absolute, that is self-negating negation. In adequation, mind and
body, each as causa sui in God, generate their respective adequate ideas and
images, as, for example, in emending the Euclidean definition of the circle, they
define it through its proximate cause. In this sense, though not in the Hegelian
Christian sense (which involves Hegels use of Boehmes Separator), substance
does contain the absolute form, and cognition of it is an immanent cognition.
Again, Hegel shows himself constructively inconsistent as he claims here that,
in Spinoza, thought is given only in its unity with extension, that is not as
separating itself from extension: contrariwise at LHP 257, and distinguishing
Spinoza from Plato, Hegel writes: The pure thought of Spinoza is therefore
not the simple universal of Plato, for it has likewise come to know the absolute
opposition of Concept [reflective thought] and Being [extension] (italics
added). This inconsistency is constructive in that Hegel finds both unity and
opposition in the relation of thought and extension, as attributes of substance,
which finding he does not explain. Continuing here, I note two final points:
(i) The argument in stage (1), following that in Section II, mitigates the two
consequences (namely the absence of divine personality, and the presence
of cognition as merely external reflection), which Hegel draws in this text.
The unity of Gods absolutely infinite self-love and the theory of adequation
(VP35 with IIIDefs12, P1, P3) ground this claim against Hegel. (ii) Spinoza
accordingly moves beyond taking up the determinations [modes] as given and
tracing them back to the absolute. In methodological adequation, he defines
them and traces them ahead teleologico-dialectically to the absolute, and then
cognition take[s] its beginnings from the latter in the Ethics. Our critical
consolidation now suffices.
Surprisingly, but without explanation, Hegel in a sense grants a dialectical
double negation in Spinoza. Seemingly mixing interpretation with criticism, and
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granting the true infinite to Spinoza, Hegel writes at LHP 262: Philosophical
infinity, that which is infinite actu Spinoza therefore calls the absolute affirmation
of itself. This is quite correct, only it might have been better expressed as: It is
the negation of negation.
I conclude by noting that this chapter is a greatly shortened version of a long
paper dealing also with Hegels inconsistent charge of Spinozan acosmism, his
slight and inconsistent treatment of Spinozas moral theory, and his mistaken
presentation of Spinozas version of the ontological argument. I hope to publish
that comprehensive paper in the future.
Notes
1 Hegel, G. W. F., LHP.
2 LHP, p. 282.
3 Ibid.
4 Ibid.
5 Ibid., p. 283.
6 Ibid., p. 282.
7 Ibid., p. 287.
8 In using Spinozas works (here, the ST, TIE, Ethics, and Letters), I shall rely
mainly on the translations, and especially Samuel Shirleys, assembled in
the recent Spinoza: Complete Works, ed. Michael L. Morgan (Indianapolis/
Cambridge: Hackett publishing Company, Inc., 2002; hereafter SCW).
9 Hegel, G. W. F., Hegels Science of Logic, trans. A. V. Miller (London: George
Allen & Unwin Ltd; New York: Humanities Press, 1976).
10 SCW, p. 892.
11 Hegel, LHP, p. 288.
12 Schmitz, Kenneth L., Hegels Assessment of Spinoza in The Philosophy of
Baruch Spinoza, ed. R. Kennington (Washington DC: The Catholic University of
America Press, 1989).
13 SCW, p. 892.
14 Ibid., p. 282.
15 Hegel, LHP, p. 256.
16 These phrases reflect the title and interest of a book, The New Spinoza, eds
Warren Montag and Ted Stoltz (Minneapolis/London: University of Minnesota
Press, 1997).
114
17 Hegel, LHP, p. 255.
18 Hegel, LHP, p. 263. I note here that Hegel mistakenly denies the absolute
infinitude of God as consisting in an infinite plurality of attributes (ID5):
Does substance, one might here ask, possess an infinite number of attributes?
But...with Spinoza there are only two attributes, thought and extension, with
which he invests God....
19 Accordingly, we compare these two claims: (i) These definitions are followed
by axioms and propositions in which Spinoza proves a great variety of
points (LHP, p. 264) and (ii) I might quote many other such particular
propositions from Spinoza, but they are very formal, and a continual
repetition of one and the same thing (LHP, p. 274). Hegel doesnt tell us
what same thing he means.
20 SL, p. 259.
21 G. W. F. Hegel: The Encyclopaedia Logic: Part 1 of the Encyclopaedia of
Philosophical Sciences with the Zusatze, trans. T. F. Gerates, W. A. Suchting,
H. S. Harris (Indianapolis/Cambridge: Hackett Publishing Company Inc., 1991)
(afterwards, EL). See pp. 810, 2267.
22 Hegels Philosophy of Right, trans. with notes T. M. Knox (London, Oxford, New
York: Oxford University Press, 1967), p. 53.
23 Hegel: Lectures on the Philosophy of Religion, ed. Peter C. Hodgson (Berkeley,
Los Angeles, London: University of California press, 1995).
24 Hodgson, Vol. I: Introduction and The Concept of Religion, p. 377, n.25. Hodgson
misspells the correspondents name, Jarig Jelles.
25 Ibid., p. 378, n.33.
26 Hodgson, Vol. II: Determinate Religion, p. 95, n.8.
27 Ibid., p. 104, n.34.
28 Hodgson, Vol. III: The Consummate Religion, p. 183, n.61.
29 Ibid., p. 353, n.9.
30 Hegel, LHP p. 263. Importantly, Hegel invokes the Concept here: Concept and
existence are each the Beyond of the other; but cause of itself, as thus including
them, is really the carrying back of this beyond into unity. Or...substance
is that which is in itself and is conceived from itself; that is the same unity of
Concept and existence. The infinite is in the same way in itself and has also its
Concept in itself, its Concept is its being and its Being is its Concept; true infinity
is therefore to be found in Spinoza. Critically, Hegel continues: But he has no
consciousness of this; he has not recognized this Concept as absolute Concept,
and therefore has not expressed it as a moment of true existence; for with him the
Concept falls outside of [modal] existence, into the thought of [external modal]
115
116
39 In the longer version of this paper, I argue, against Hegel, that Spinoza clearly
anticipates Hegels own version of the ontological argument (ST). In both
versions, God proves his own existence in the adequated human mind.
40 I italicize here to get a useable definition and focus for the Concept, and to
discern its arguable anticipation in Spinozas doctrine of adequation as applied
to the conceived essences of mathematical entities and operations. Relevantly,
and on The Concept in General, Hegel writes: From this aspect the Concept
is to be regarded...simply as the third to being and essence, to the immediate
and to reflection. Being and essence are...the moments of its becoming; but it
is their foundation and truth as the identity in which they are submerged and
contained (SL, p. 577).
41 So important does Hegel judge his criticism of mere presupposition to be, that
it stands at the heart of his only reference to Spinozas method in the SL (537):
These notions [IDefs 1, 3], profound and correct as they are, are definitions,
which are immediately assumed at the outset of the science. By concepts
Hegel means, significantly for us, self-conscious thoughts (LHP, p. 286) or, in
Spinozas terms, reflective ideas (idea ideae, in the singular).
42 The reader is invited to consult my The Philosophical Method of Spinoza,
Dialogue XVII (1988), 89110. This present chapter involves a limited
application of that articles argument to Hegels treatment of Spinoza, and in
criticism and mitigation of it.
43 Harris, Errol E., The Substance of Spinoza (New Jersey: The Humanities Press,
1995), ch. 13: The Concept of Substance in Spinoza and Hegel, pp. 20014.
44 Yovel, Yirmiyahu, Spinoza and Other Heretics: The Adventures of Immanence
(Princeton, NJ: Princeton University Press, 1989), ch. 2: Spinoza and Hegel:
Substance or Spirit?, pp. 2750.
45 Rosen, Stanley, Hegel, Descartes and Spinoza in Spinozas Metaphysics: Essays
in Critical Appreciation, ed. James B. Wilber (Amsterdam, NY: Van Gorcum,
Assen, 1976), pp. 11432.
46 Harris (1995), 212. So often right about Spinoza, Harris is mistaken in denying
Spinozas use of the geometrical method really, confirming his error is not
just the seriously used apparatus of definitions, axioms, propositions etc. In
deduction, Spinozas claims that (i) all things follow from Gods eternal decree
by the same necessity as it follows from the essence of a triangle that its three
angles are equal to two right angles (IIApp, SCW, p. 276) and (ii) ...I know
that what I understand is the true [philosophy]...in the same way that you
[Albert Burgh] know that the three angles of a triangle are equal to two right
angles (Letter 76, SCW, p. 949).
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Proximity
One area in which Hegel and Spinoza stand together, against deep and powerful
currents in much contemporary thought, is on the nature of freedom. There is
a view that we humans can act in ways which are not determined by previous
events: that our actions, unlike those of other animals, are not the outcomes
of causes bumping along mechanically along through time like billiard balls,
but result from the free decisions of our will. To reject this view, its proponents
urge, is to deny human freedom and so to absolve us of all responsibility for our
actions, from which it follows that human life has no moral worth at all.
Spinoza and Hegel both reject this view, and so are generally viewed as outand-out determinists. They do not deny moral worth in general, however, and
in particular they place extremely high value on human freedom. It is the key
concept in the final part of Spinozas Ethics, which after all is entitled Of Human
Freedom. And freedom, Hegel says often, is the goal of history, and so of that
intervention into history which is his own philosophy.
What they do deny is freedom of the will in its plenary sense, the idea I
mentioned above that humans have a capacity for unconstrained choice. Spinoza
believes, he tells us in a letter, not in free decision but in free necessity: a thing
is free, which exists and acts solely by the necessity of its own nature (Ep 62/G
II 390, also cf. Ethics ID7).2 To be sure, we feel that we have free choicebut that
feeling is an illusion, due to the fact that we are conscious of our actions but not
of their causes (E IIIP2). Thus, Spinoza goes on, if a rock thrown in the air could
think, it would upon reaching the top of its trajectory believe that its motion
came from its own volition. The stone would therefore conclude that it was free
either to continue upward or fall to earth as it wished; but in reality, its fall back
to earth is predetermined and inevitable (Ep 62).
For Hegel in his Science of Logic, freedom is necessity made manifest (VI
239).3 What necessitates me is something whose connection with me is
opaque, and which therefore seems to act on me from a distance. Once that
somethings causal connections with me are understood, I know why and how
it is necessitating my action. My cause and I are now understood as parts of a
single larger whole, consisting of us and the causal links that connect us. As parts
of a single whole, my cause and I are mutually identified, and in recognizing this,
I am free.
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121
Their rejection of freedom of the will leads Hegel and Spinoza back,
unsurprisingly, to the pre-Christian notions of freedom found in the Greek
philosophers, and particularly in Aristotle. For Aristotle, too, freedom is not
a matter of choice. Indeed, in his Metaphysics Aristotle remarks that the free
person is one who makes the fewest choices:
It is as in a house, where the freemen are least at liberty to act at random but all
things are ordained for them. (Metaphysics 1075a 19f; Ross trans.)
For Aristotle, we are responsible for our acts not because we have chosen them
over alternatives, but because their cause lies in usin the form either of
a desire or of a train of reasoning which shows us that the action will lead to
flourishing (eudaimonia; cf. Nicomachean Ethics III.12). A truly free act for
Aristotle is, we may say, one that both our desire and our reason have sanctioned:
one whose cause not merely lies in us, but encompasses our entire nature as
acting beings (cf. Nicomachean Ethics I.13). Once reason has come together with
desire to tell us what we should do, no alternative course of action is available;
the only question is whether the strength of other, irrational desires will keep us
from doing what reason commands.
To act freely for Aristotle is thus to act according to what he thinks is your
basic nature as a rational being. Though his philosophical account of that nature
is specific to him, Aristotles overall view does not depart greatly from Greek
tradition, which began by viewing freedom as simply the ability to continue as
we were.7 Spinozas claim that to be free is to act from the necessity of your own
nature, and Hegels that to be free is to recognize the necessity of your actions,
are visible descendants of this Aristotelian notion.
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Spinoza, much more ontologically democratic, sees our minds as merely one
aspect of the underlying unity of all things.
But, I will argue (being a sort of Hegelian myself), things are a little more complex.
We can see how this is the case by turning first to Spinozas concept of acting by
necessity of our nature. This cannot mean being pushed around by your desires,
which from Plato on has been a, even the, leading nightmare of philosophical
ethics; but why not? It is, after all, our nature to have desires; why should freedom
for Spinoza not be simply the ability to act on them? The reasons lie deep in his
metaphysics, but the underlying ideas can (I hope) be made fairly clear.
Individual things for Spinoza are not ontological bedrock, the basic building
blocks of reality, but are modes or (as he calls them at E IIIP6) expressions
of something else, namely of the power by which God himself is and acts.
To understand a human being as she truly is in herself (in se) is therefore to
understand her as a specific expression of divine power, and what she is as such
an expression is an activity. This gives us two crucial components in Spinozas
view of the human individual: first, a human being (like anything else) is most
basically an activity, not an object, and second, this activity, as a manifestation
of the divine, possesses what I will call pure being, in that nonexistence does
not enter into it at all: no thing has anything in itself (in se) by which it can be
destroyed (E IIIP6).
This second feature seems obvious enough, given the premises; but it is not
trivial. For Plato in the Sophist, for example, sensory beings do not possess pure
being but are (so to speak) hybrids compounded out of being and nonbeing;
they are not onta but gignomenawhich means that it is intrinsic to their nature
to be temporary (Sophist 256a57a). For Spinoza, by contrast, individual things
have an innate tendency to persist, or as he puts it to persevere in their being
(E IIIP6)a tendency which he calls their conatus, their striving to preserve
themselves. Since what they most basically are is an activity, this conatus is a
tendency to maintain that activityand not merely to maintain it, but to
increase it. Thus, though the human mind and body can undergo great changes
(E IIIP11), those changes are merely the increase or decrease of the specific
activity that constitutes that human being as a manifestation of divine power.
To understand the human individual as an expression of divine power is to
understand that his or her efforts to preserve and enhance his or her power of
acting will also aim to preserve and enhance the powers of other individuals,
who are equally expressions of divine power. Thus, I can think and act more
powerfully when conjoined to others than I can alone:
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To man, then, there is nothing more useful than man. Man, I say, can wish for
nothing more powerful to the preservation of his being than that all should so
agree inall things that the minds and bodies of all would compose as it were,
one mind and one body, that all should strive (conentur) together (simul) to
preserve their being (suum esse conservare); and that all, together, should seek
for themselves the common advantage of all. From which it follows that men
who are governed by reason...want nothing for themselves that they do not
desire for the rest of men. (E IVP19)
How, then, are things like disagreement, conflict, and strife even possible?
Precisely because a human being is a singular expression of divine power, one
among many. As such, it is not only located among other such finite beings, but
is affected by them:
The idea of a singular being which actually exists has God for a cause... insofar
as he is considered to be affected by another idea of a singular being which
actually exists, and of this God is also the cause insofar as he is affected by
another third [idea]and so on to infinity. (E IIIP9)
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beings, we are good. With this, Spinoza expresses what makes him a great
philosopher: a moral vision of the world. Perhaps the greatest, for his vision
unites wisdom, happiness, and goodness with true human nature in a way that is
unique in its rational grounding and persuasive power.
Hegel, however, was not persuaded.
Consciousness here does not seek to persevere, quite the opposite: it seeks
its own destruction. And not only here: in the course of the Phenomenologys
rise from self-consciousness to Absolute Spirit, Hegel repeatedly characterizes
consciousness as not merely wishing, but striving to die: it has what I will call
a death-conatus. To give a further few of the more famous examples in the
Phenomenology:
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Some of these transitions are quite important in the design of the book (though
showing just how would take us afar afield). In none of them, to be sure, does
consciousness actually die; that would put an end to the whole process. But in
each case it strives to die, and if this striving were not in deadly earnest (so to
speak), the important transformations that follow would not be achieved.
This move of Hegels stands in stark and even frightening contrast to the
sublime moral vision of the man he called the central point (Hauptpunkt) of
modern philosophy and of whom he said when one begins to philosophize, one
must first be a Spinozist (LHP 163, 165). It raises then, a number of questions,
which I will discuss under two headings. First, Why does this happen? Why
would Hegel locate the death drive at the core of self-consciousness, and so
at the core of humanity? And second: what, in Hegels philosophy, does that
lead to?
These questions do not have simple or easy answers. I will begin with the
second family, by pointing out that one thing which results from the deathconatus in Hegels philosophy is a strong emphasis on antagonism in human
relations. In the spirit of Spinozas statement that good people want nothing for
themselves that they do not desire for the rest of men, the death-conatus leads
not merely to seeking ones own death, as with Antigone, but to an attempt to
kill others, as with the Battle for Life and Death. Turning against ones own
life recurrently means turning against life in general, and this leads directly to
conflict.
In contrast for Spinoza, for whom human conflict contravenes human nature
and is best eliminated from it, for Hegel conflict thus seems to be essential to
our becoming what we are. This leads, as we would expect, to global differences
between Hegels social philosophy and Spinozas. Tracing them would take me
into every page either man ever wrote on the topic. I will, however, mention one
basic principle: for Hegel only beings who have a death-conatus can be free:
It is only through staking ones life that freedom can be won; only thus is it
proved that for self-consciousness its freedom is not...its submergence in the
expanse of life, but rather than there is nothing present in it which could not be
regarded as a vanishing moment. (PhS 187)
Hegels restriction of freedom to human beings, the contrast with Spinoza with
which we began, is thus grounded in his concept of the death-conatus. It is
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because our basic human activity can be the seeking of our own death that we
are so radically unlike beings of nature that only we can be called free.
A second set of consequences has to do with the nature of history. Although
Hegel sees conflict as extremely important for human life, unlike Nietzsche he
does not value it for its own sake. He fully recognizes, then, that violence is evil;
since violence is necessary for us to be what we are, it is a necessary evil. As such, it
is something that must be overcome and its overcoming must stand somewhere in
its futureas the telos of the world. To put the matter in plain (i.e. non-Hegelian)
language: if the present is rent with conflict and violence, and if the absence of
these is desirable, then either we give up on that desire entirely, and simply see
humanity as condemned to endless violence, or we posit the absence of violence
as a future state toward which we are moving. Hegel expresses this motivation
very clearly in the Preface to his Lectures on the Philosophy of World History:
When we look at this drama of human passions, and observe the consequences
of their violence and of the unreason that is linked not only to them but also
(and especially) to good intentions and rightful aims; when we see something
funky here wickedness, the decline of the most flourishing nations mankind has
produced we can only be filled with grief for all that has come to nothing. And
since this decline and fall is not merely the work of nature but of the will of men,
we might well end with moral outrage over such a drama and with a revolt of our
good spirit (if there is a spirit of goodness in us)....
But as we contemplate history as this slaughter bench, upon which the
happiness of nations, the wisdom of states, and the virtues of individuals were
sacrificed, the question necessarily comes to mind: what was the ultimate goal
for which these monstrous sacrifices were made?...And in this perspective the
events that present such a grim picture for our troubled feeling and thoughtful
reflection have to be seen as the field in which we want to see only the means for
what we claim is the substantial determination, the absolute end-goal of, equally,
the true result of world history. (XII.335)
Instating peace as a goal is what Hegel does on the level of the State when, in
the Philosophy of Right, he makes public authority grow from vendetta (EPR
104). Hegels teleological history, which so distinguishes him from Spinoza,
thus springsI am suggestingfrom his view that conflict is intrinsic to human
life, and thus from his view of the death-conatus.
But where does the death-conatus come from?
It has its ground in a split within the self, which we see most clearly in the
Battle for Life and Death. The reason consciousness wants to show that it is
not attached to life there is that it wants to identify with its own ego, or mind,
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which it holds to be completely distinct from its body: the basic message that it
sends by risking its life is I am not my body. If I am not my body, you are not
yours either, and we both should die to show this.
This, alas, just pushes the mystery back one step, for the question now is: why
is the ego defined here as wholly distinct from the body? Hegel knew perfectly
well that Spinoza had provided a rationale for viewing mind and body as the
same. Why are they so separate here?
We can answer this third question by noting that there are in fact for Hegel
two different distinctions between mind and body, one of which is known to
consciousness in the Battle for Life and Death and the other not. Consciousnesss
mind, at this stage, is wholly empty: it has no concrete thoughts to think and is
merely, Hegel says, the motionless tautology of II. As motionless, it cannot
change: there is nothing in it to change. The body, by contrast, is constantly
changing. This mutability is what consciousness seeks to escape by identifying
wholly and solely with its mind; it seeks death to escape from the changes in
its body. The same is true in the other examples I have given, on down the
line: in each case, consciousness seeks death because it wants to identify itself
with something that never changes and hence is noncorporealwith the
Unchangeable whom the ascetic seeks, with the eternal and divine laws of the
ethical order, with the Kantian moral law. Mind and body are distinct because
the one changes continually, while the other aspires not to change at all.
This brings us to a still deeper contrast between Hegel and Spinoza. For
Spinoza, there are many things about us that change; but our basic conatus
persists in both mind and body. For Hegel, the body is entirely plastic. There is
nothing underlying our physical being which can remain the same, and the only
stable identity must be posited in a completely different realm:
[The pathway of the Phenomenology] has a negative significance for [consciousness], and ...counts for it rather as the loss of itself; for it does lose its truth on
this path. The road can therefore be regarded ...more precisely as the way of
despair.
Whatever is confined within the limits of a natural life cannot by its own
efforts go beyond its immediate existence; but it is driven beyond it by something
else, and this becoming uprooted is its death. (PhS 78 and 80)
128
129
is dead. This hard saying is the expression of the innermost simple selfknowledge, the return of consciousness into the depths of the night in which
II. (PhS 785)
The references to the earlier transitions I have mentioned make clear that this
death of God is the end of all unchanging realms. It is the final unmasking of the
deepest illusion. But if this insight can only be reached by a pathway of violence
and despair, the illusion of an eternal world must be constitutive for humanity
for Hegel.
In his Lectures on the History of Philosophy, Hegel talks about why people are
so vehemently opposed to Spinoza (and, as often when he talks about Spinoza,
he is also talking about himselfthough he may not know it):
The Spinozistic universal substance is an outrage to the representation of
the freedom of the subject; for that I am subject, spirit, and so forthall this
determinacy is for Spinoza only modification [i.e. modes of substance]. This is
the outrageous side which the Spinozistic system has within it and what produces
the resistance to it; for the human being has the consciousness of freedom, of the
spiritual, which is the negative of the corporeal, and [the consciousness that]
spirit is first [erst] what it is in what is opposed to the bodily. (LHP 1934)
Now we see that violence, grounded in the death-conatus, is not the only thing
that separates Hegel from Spinoza. There is also the fact that no less essential to
humanity than violence, for Hegel, is the tenacious embrace of a falsehood. This
gives us a different, and here my final, way to think of the difference between
Hegel and Spinoza. In his letter to Kstner of 5 August l790, Kant puts his
attitude toward metaphysics thus:
My efforts...in no way aim to work against the philosophy of Leibniz and
Wolff....I aim to achieve the same end, but by a detour which in my opinion
those great men held to be superfluous.9
Similarly, then, for Hegel, the final reconciliation with our bodily nature which
he advocates places him close to Spinoza, but for him, it cannot be attained in
the peaceful Spinozistic way. It requires not merely disagreement but violence,
not merely truth but falsehood. Who is right? I can hardly presume to decide
that here, but Spinozas view is certainly the more beguiling.
There is a final corollary of this. If the unchanging realm of spirit is an illusion,
the same must be true for the teleological structure of history, for as structuring
all of history that structure would have to be transhistorical, a general, and so
ahistorical scheme into which everything can be placed. If that is the case, it also
130
holds, I suggest, for the overall hierarchical structure of the Hegelian cosmos,
which is also grounded in the need for that historical telos.
The telos of history is certainly not to be found from the horrible facts of history,
which Hegel does not deny; it comes, as we saw, from our need to see history as
having been useful for something. True, the progress of human freedom is not
for Hegel a mere fantasy; it is there in the facts, as one golden thread in a tapestry
of blood. But it is we who select it out and tell it as a story, and it is the goal of
our story, not of the facts. The teleological structure of Hegels philosophy, which
to Macherey differentiates him definitively from Spinoza, is thus a conceptual
ladder, which we must throw away once we have climbed itbut only then.
Can we say that Hegel has come out at the same place as Spinoza? Certainlythey
are closer than they often seem to be, but the space between them is plastic, and
opens up again at various places. When we look at where Hegel ends, it is hard to
see basic differences: both come out with the dynamism of nature equated to the
dynamism of thought, and with human freedom lying in the appreciation of this.
When we turn to the conatus, however, and to Hegels restriction of freedom to
those who have such a conatus, the space between yawns wide indeedexactly
as wide, in fact, as that between spirit and nature in Hegels system.
Notes
1 Pierre Macherey, Hegel ou Spinoza (Paris: Maspero, 1970), p. 12.
2 Spinoza is cited after Benedict de Spinoza, Opera, 4 volumes, ed. Carl Gebhard
(Heidelberg: Winter, 1925) (henceforth, G, volume number, page number).
3 Hegel is cited after G. W. F. Hegel, Werke, 20 volumes, ed. Eva Moldenhauer and
Karl Markus Michel (Frankfurt am Main: Suhrkamp, 197071).
4 Cf. Immanuel Kant, Critique of Pure Reason, Akademie-Ausgabe (Berlin: Walter
de Gruyter & Predecessors, 1902) B edn, III. pp. 4768.
5 Cf. Saint Augustine De libero arbitrio, ed. W. M. Green (Vienna: Corpus
scriptorum ecclesiasticorum latinorum, 1956), II. pp. 17.
6 David Hume, A Treatise of Human Nature, ed. L. A. Selby-Bigge (Oxford:
Clarendon, 1888), pp. 397413.
7 See Max Pohlenz, Freedom in Greek Life and Thought, trans. Carl Lofmark
(Dordrecht: Reidel, 1966).
8 The Phenomenology of Spirit is cited after the paragraph numbers in G. W. F. Hegel,
Hegels Phenomenology of Spirit, trans. A. V. Miller (Oxford: Clarendon Press, 1977).
9 Kant, Werke, XIII p. 278; cf. also Gerard Lebrun, Kant et la fin de la
mtaphysique (Paris: Armand Colin1970), p. 290f.
Part Three
In a puzzling and often cited passage in Part IV of the Ethics, Spinoza gives the
example of a certain Spanish poet who, overcome by illness, was so profoundly
changed that he no longer believed his previous works were his own (E IVP39S).1
This passage is often cited as posing a significant challenge to Spinozas theory
of personal identity,2 particularly since Spinoza dismisses this case and others
like it, so as not to afford material for the superstitious to raise new problems
(E IVP39S). If all individuals strive to persevere in their being, and if among
complex bodies this means striving to maintain a constant proportion of motion
and rest among their constituent parts, then why, a common objection runs,
would a complex body overcome with sickness not strive to maintain itself in
its very sickness?
Deleuze3 offers the most persuasive answer I have seen, pointing out that for
Spinoza, since no body is ever the adequate cause of its own demise (E IIIP4),
every such instance of sickness involves the influence of an external body (Deleuze
SPP, 42). If, say, the Spanish poet had ingested a poison that caused him to lose
his memory, then the way we would test whether or not he remained the same
person would be to determine whether the introduction of the poison had so
disturbed the proportions of motion and rest4 among his various body parts that
he could no longer perform the same actions. It would be a mistake here to place
overly rigid conditions on the maintenance of self-identity. As Spinoza notes
following the Lemmas in Part II of the Ethics, the human body is sufficiently
complex that it can undergo a great amount of change and still remain capable
of the same actions and affections (E IIP14). Since a bodys striving to persist
(conatus) does not derive from any idea of it, it will not be annulled by reflections
134
on its changes from moment to moment, but will continue until the body is no
longer able to maintain a stable proportion of motion and rest. Thus, if the poets
change in activity is sufficiently great, we might indeed say that he no longer
strives to be the man he was. If, on the other hand, he regained his memory
after a time and once again took up writing, then we might say that the amnesia
had severely weakened him, but that his body eventually regained its former
strength.5 In either case, the change was not a result of a striving either to grow
sick or to recuperate, but simply of a striving to persist that was inhibited by an
external body. In observing that we still have very little idea of what the human
body is capable of (E IIIP2S), Spinoza seems to hold out hope that physiology
might one day be able to give a more definite explanation of the poets breakdown
and similar phenomena, but for the time being he suggests that these riddles are
more trouble than they are worth and thus asks us to remain content that they
will not require any special metaphysical insights, but merely greater knowledge
of human physiology.
Given the tremendous wealth of practical insights that Spinoza develops in
the Ethics and elsewhere, he may certainly be forgiven for leaving the matter
there and leaving it to other theorists to determine in greater detail what sorts
of striving to overcome sickness the human body is capable of. But for Deleuze,
this reluctance to go farther is a sign not just of Spinozas exhaustion with
the details of philosophical psychology, but of his resistance to the totalizing
strain of modern philosophy which reaches its pinnacle in Hegel. In Deleuzes
account, what is most significant about Spinozas treatment of illness and death
is his insistence that sickness and evil are nothing positive. While a poison or a
virus will generally be composed of its own internal combination of bodies in
a particular proportion of motion and rest and thus strive to persist in its own
being, the sickness that either causes is itself nothing (Deleuze EPS, 249). That is,
the sickness does not express any law of composition, but is merely a name for
the breakdown in composition that occurs when two contrary bodies meet each
other. Spinoza thus manages to avoid ambitious claims about the necessity of
negativity in personal development, which, for Deleuze, marks perhaps his most
important difference from Hegel. Inverting Hegels own judgment of Spinoza,6
Deleuze argues that to the extent that it replaces talk of Gods development with
considerations of his perfection as expressed through his attributes, Spinozas
philosophy is a philosophy of pure affirmation (Deleuze EPS, 60). Whereas
Hegel traces the development of spirit in response to various obstacles that are
put in its way, Spinoza shows how the human being can develop solely through
the affirmation of God in his totality (Deleuze SPP, 13; Deleuze EPS, 60).
135
Because the mind strives to think only of those things that affirm its power of
acting and not of those that negate it (E IIIP54), Spinozan thought does not
concern itself with death and defect (E III Pref.); it seeks only to grasp God as a
free, immanent cause of all things.
Yet, it is my contention here that Spinoza and Hegel are far closer than
Deleuze implies. While there is much more to be said in adjudicating Deleuzes
allegations of the stifling negativity of Hegelian thought and Hegels attacks on the
unmotivated transitions of Spinozism, we should not let this opposition obscure
the fact that Hegel does not assume that individual psyches grow dialectically
any more than Spinoza assumes that individual persons grow happier and more
powerful by following the geometric method. Indeed, I will show that Spinozas
psychology is not as purely affirmative and Hegels not as purely negative as
Deleuze suggests and that Hegel actually develops a more complete model of the
kind of self-repair that Spinoza outlines in the Ethics. For each, personal growth
entails the overcoming of repetitive associations through exposure to new ways
of organizing the world. The difference is that Hegelat least in the realm of
mental illnessprovides concrete explanations of how this can happen. Hegel,
that is, offers an explanation of how to embrace health without prioritizing
sickness in precisely the manner that Deleuze thinks a good Spinozist ought.
Spinoza on self-repair
As affirmative and life-embracing as Spinozas approach to philosophy is,
death, decay, and sickness are never completely absent. Indeed, throughout his
writings, Spinoza takes a broadly negative approach to human bondage, always
emphasizing that liberation primarily requires overpowering negative passions
with stronger, positive ones, for we will never become the adequate causes of
anywhere near all of our affections (E IVP4). In the Theological-Political Treatise,
for instance, he notes that the mind is very often so preoccupied with greed,
glory, jealousy, anger, etc., that there is no room for reason.7 And in the Treatise
on the Emendation of the Intellect, he is even more insistent that the philosophers
task consists in abandoning certain evils for the sake of a certain good (TIE 7).
The task of philosophy is thus not simply to create ever new and more adequate
concepts, but to release the mind from such negative patterns of thought and
free it to make general connections. It involves both preparation for the future
bodies one might encounter and self-repair against those bodies that have
already brought damage.
136
137
anything like a faculty of being poisoned would have as little explanatory power
as the positing of a dormative power has to explain opiums effects. Instead,
the power to be affected is nothing but a bodys ability to maintain a constant
proportion of motion and rest among its constituent parts even as it encounters
foreign bodies. Such an account requires an explanation of the positive striving
to overcome sickness that does not make sickness itself a condition of health.
It needs an explanation of why it is unhealthy for parts of the mind to remain
isolated and self-obsessed. It needs to trace the minds emergence from blockage
into free self-determination. What such an account needs, in short, is Hegelian
anthropology.
138
However, it is crucial both for Hegels own dialectical aims and for our
application of this movement to Spinozas psychology that Hegel does not define
this position by the negativity of dementia, but by the positivity of self-feeling
(Selbstgefhl). Contrary to Deleuzes complaints, the Hegelian soul does not
seek to incorporate the negativity of madness into some higher neurotic selfawareness,12 but finds merely the consequences of a diminishment of its powers.
To understand how the embodied spirit works through trauma and other
forms of blockage, Hegelian anthropology holds that we must first understand
what precisely is being blockedthat is, how to identify a healthy immersion in
ones feelings.
139
moment. While the splitting of the soul into autonomous and heteronomous
sides and of self-consciousness into ruling and slavish sides is necessary for spirit
to return to itself, absolute spirit can only be said to be a genius or a master in the
most limited of senses. And then there are pseudo-moments like those that would
be described by astrology and panpsychism (LPS, 345), if only such studies had
anything positive to contribute to spirits self-knowledgemoments for which
Hegel takes pains to carve out a space but which leave only the barest precipitate
in the dialectic. A comprehensive dialectical account of spirit must acknowledge
that spirit has a preconscious relation to the cosmos and to earthbound nature,
but neither astrology nor facile panpsychism has anything to contribute to
philosophical knowledge of this relation. While it is clear that Hegel believes that
the sick soul is more primitive than the self-determining soul of habit and that
spirit is dependent on the natural organism, it is less clear whether or not this
sickness is necessary for spirits progress toward healthy self-actualization. Thus,
in order to determine how dementia is preserved in absolute spirit, we need to
ask whether its Aufhebung is most like that of the slave (an essential moment in
the dialectic), the master (an inessential moment), or the astrological relation of
soul and cosmos (a mere placeholder with little or no explanatory power).
One possible reading would have dementia dissolve mostly, but not entirely,
into healthy habits. While self-conscious spirit has passed beyond dementia, this
reading would have it, there is always present in consciousness an irreducible
reserve of madness that threatens to break out at any time. Kirk Pillow has
made a convincing case that the sleep-wake cycle plays this sort of role in
Hegels anthropology. While the conscious spirit of phenomenology no longer
experiences its feelings as something contingent, as the waking soul does in
trying to identify with its sleeping counterpart, it remains subject to sleeps
periodic eruptions of the imagination so that the primordial soup of contingent
association in its sleeping substance will not cease to nourish it.15 More generally,
Pillow concludes, Each moment of the souls natural subjectivity may, in its
arbitrary willfulness, threaten the project of self-fashioning on which mind has
embarked.16
But it is not at all obvious that Hegel identifies a similar role for dementia
in spirits development. Indeed, Hegels language often suggests that dementia
is an entirely negative phenomenon that is most striking for its distance from
the exercise of healthy reason. In Hegels summary at the beginning of the
Anthropology section, it initially sounds as if the negativity of illness constitutes
the entirety of the dreaming souls second moment. The second part of the
Anthropology, Hegel writes,
140
is the dreaming soul, the difference of the sentient soul from itself. The first element here is the sentient soul as totality relating to itself, a separation without any
separation, or a separationless separation. The second element is that the sentient
soul no longer senses itself in its universality, but is immersed in its particularity.
This immersion in particularity is a pathological condition. (LPS 32)
141
142
to think of the poet and nonpoet as distinct because of their radical differences
in patterns of acting (just as we distinguish the pack-horse from the racehorse),18
but if the goal of an ethics is to increase our power of acting, then it should also
help us understand and to a limited extent embrace those objects that inhibit our
conatus. To understand the full range of relations among the various parts that
compose the poets body, we need an account of the striving to be whole that unites
them even as they are blocked or restricted in their interaction. What Hegels
concept of self-feeling offers this project is an organic conception of overcoming
trauma that accounts for the impulse toward health in its very structure.
For Hegel, the positivity of self-feeling consists in opening the possibility of
a new form of pain, an obstruction of the souls preconscious feeling of its own
self-unity. Dementia first becomes possible at this stage because illness in general
can only appear on the basis of an intensification of the division between body
and spirit. Thus, Hegel explains that dementias deep wounds are sometimes
avoidable by remaining within the natural souls simple unity of feelings and
their embodiment. In contrast to Spinoza, who elects to ignore trembling,
pallor, sobbing, laughter, and so on, because they are related to the body without
any relation to the mind (E IIIP59S), Hegel thinks this very externality helps
restore the souls sense of continuity with the body. For instance, in times of
distress, pain can be so internalized as to seem inseparable from the soul. But
through tears the pain is turned outwards and relieved (LPS, 85). So long as the
souls self-division can be immediately expressed in the body, it poses no lasting
threat. As a blockage of self-feeling, dementia can only appear once the soul has
taken possession of its feelings as belonging not to the body, but to itself (LPS,
108). Feeling, then, is an odd sort of unity that only appears as the body is no
longer taken to be the souls true self-expression.
But to avoid prioritizing dementia as a condition for healthy habituation,
Hegel is careful to clarify that what ultimately matters about self-feeling is not
the negative moment of the pain of self-forgetting, but the unity of self-feeling.
According to Walters transcription, Hegel reminded his audience at this point
that Physical illness is merely the struggle of the health of the body against
disease. Without health there would be only death. Health, the harmonious
condition, must exist as the basic condition. The same is true of the psychological
dimension (LPS, 106n). Like sickness, dementia is nothing positive, but a
mere privation of the unity of self-feeling. Sickness can be so obtrusive in
its appearance that it is easy to forget that it is nothing at all without healthy
organic life. Despite psychologys general emphasis on the particularities of
various pathologies, Hegel concludes, the systematic study of self-feeling should
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concern its positive contributions to spirits return to itself and thus emphasize
what is actually felt in the disruption of self-feeling.
Seen in this positive sense, self-feeling appears in its fullest form when the
individual feels himself entirely in this abstraction of the self (LPS, 107). In
the nonpathological forms of self-feeling, the individual senses himself, and to
this feeling belongs the exclusion of particularity. He takes the feeling back into
himself (LPS, 108). All concrete determination of the soul is taken to be merely
negative and hence superfluous. Hegels word for this state is Besonnenheit, which
Williams translates as self-possession, but we might also render as composure.
Since it flees all determinations, it is as difficult to identify a positive example of
such composed self-identity as it is to express affirmatively what it feels like to
be healthy, but I find John Travoltas sidewalk strut from Saturday Night Fever a
particularly expressive artistic rendering of it. For Travoltas Toby Manero at this
moment, there is no question that his body belongs to him or that any corporeal
limitation that appeared would be purely contingent and external. Moreover, the
fact that all threats to his sentient unity are mere abstractions appears not as a
determinate, negative thought, but as a purely affirmative feeling.
And if a preconscious forgetting is the paradigmatic case of a threat to selffeeling, composure should also entail a feeling that is antithetical to forgetting.
As Hegel describes it, this feeling appears most saliently as the feeling of
youthfulness. Whereas old age carries with it a corporeal weakness and declining
memory, youths resistance to these maladies allows for a greater power of
self-feeling (LPS, 109). With fewer gaps and inconsistencies in memory, the
young adult is better able to unite the souls disparate moments and thus take
possession of the soul as totality. In this affirmation of the self as a feeling soul,
the possibility of forgetting is not taken to be anything real, but is felt as a mere
contingency of self-possession.
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145
146
opposed to the moment of spirit that can come to know itself as free. Dementia
is not a step on the path to self-knowledge, but a misstep that can and ought
to be avoided. While Hegel, like most psychologists of his day, seems to have
been most intrigued by the demented side of self-feeling, he also recognizes
that it is its self-possessed side that carries out the real spiritual work. From this
perspective, Spinoza was right to find the case of the Spanish poet intriguing, but
not ultimately threatening to his analysis of the human being as governed by the
conatus to maintain itself. The poet does show that individual striving for unity
can be severely disrupted, even to the point of dissolving the very identity of the
individual, but the disruption itself is nothing real, but only an indication of the
identity that has been lost.
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148
Notes
1 For the most part, I have followed the translations of Samuel Shirley in
Spinoza: Ethics, Treatise on the Emendation of the Intellect, and Selected Letters
(Indianapolis, IN: Hackett Publishing Company, 1992).
2 Martin Lin, Memory and Personal Identity in Spinoza, Canadian Journal of
Philosophy 35:2 (2005): 24368; Michael Della Rocca, Spinozas Metaphysical
Psychology, in The Cambridge Companion to Spinoza, ed. Don Garrett.
(Cambridge, MA: Cambridge University Press, 1996): pp. 193215; Wallace
Matson, Death and Destruction in Spinozas Ethics, Inquiry 20:4 (Winter
1977): 40315.
3 My reading of Deleuzes reception of Spinoza is based primarily on his 1968
thse complmentaire, Spinoza and the Problem of Expression, trans. Martin
Joughin (New York: Zone Books, 1992), though it also incorporates references
to Spinoza: Practical Philosophy, trans. Robert Hurley (San Francisco: City
Lights, 1988).
4 What precisely Spinoza means by proportion [ratio] of motion and rest is
famously elusive. In the Short Treatise, he suggests that it can be comprehended
by whole number proportions (e.g. one part motion to three parts rest), and that
the composition of a given human body could be comprehended through a vast
array of such proportions (The Collected Works of Spinoza, ed. Edwin Curley
[Princeton, NJ: Princeton University Press, 1985], v. 2, p. 96). It is unclear,
however, how such a model could account for the multiple levels of interaction
among the various organic systems in the human body. For further discussion,
see Lin, Memory, pp. 24850.
5 I also see no metaphysical problem with concluding that what had happened in
the interim was that the Spanish poet had in fact died with a beating heart and
was later brought back to life through a chance interaction of various bodies
or judicious medical intervention. The determining factor, it would seem,
would be the physiological question of whether the restoration of memory was
caused by the conatus of his body or some external factor. Since Spinoza grants
no special metaphysical status to life, reanimation would seem to be no more
philosophically problematic than conception or budding.
6 In the Lectures on the History of Philosophy: Volume III, trans. Haldane and
Simson (Lincoln: University of Nebraska Press, 1995), Hegel argues that
Spinoza begins to grasp the negativity of thought, but does not fully follow
through on this line of thinking (288). For a critique of this reading, see
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150
Everyone knows that Judith Butler is a Hegelian. As she says, in a sense, all of
my work remains within the orbit of a certain set of Hegelian questions: What is
the relation between desire and recognition, and how is it that the constitution of
the subject entails a radical and constitutive relation to alterity? (SD xiv).1 Butler
also claims to be a Spinozist: her recent writing makes numerous references to
conatus, which she underscores remains at the core of my own work (UG,
198).2 There would appear to be an incoherence in this juxtaposition, as received
wisdom suggests that Spinoza and Hegel do not mix: one chooses Spinoza or
Hegel. For his part, Hegel tells us that Spinoza is naively affirmative; Deleuze,
whose reading lies at the base of many contemporary reassessments, sees in this
affirmation a joyous rejection of transcendence.3 The incompatibility is now
taken to be axiomatic; as Pierre Macherey puts it, it is Spinoza who constitutes
the true alternative to Hegelian philosophy (HS, 13).
In this chapter, I argue that Butlers idiosyncratic reading of Hegel forces us
to confront the possibility that a Spinoza liberated from the need to appear as
Hegels alternative is actually much more attentive to negativity than is often
surmised. In particular, one should resist the tendency to couple transcendence
and the negative and instead consider the necessary finitude of all existing
things. As I will illustrate by way of Butler, Spinoza is deeply attuned to human
corporeal vulnerability. Since attention to finitude and corporeal vulnerability
are at the core of Spinozas work, and since, as Butler herself persuasively
argues, such attention to finitude and vulnerability are necessary components
of any theory adequate to the political present, I offer a Spinoza read by way of
Butlers Hegel as an alternative and corrective to a purely affirmative Spinoza
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read in opposition to Hegel. To put the point too schematically, readings of the
affirmative Spinoza tend to develop the importance of conatus as resistance, at
the expense of developing an understanding of the importance of limitations
imposed by our own finitude.4 It seems to me that much of Butlers thought can
be read as bringing those elements together. How do we understand conatus,
and marshal it as resistance, given the inevitability of finitude and constraint as
factors that structure the desires through which we actually live?
The chapter proceeds as follows. In the first section, I outline the basic
parameters of Butlers readings of Hegel and Spinoza. In the following section,
guided by Butler, I pursue a reading of Spinoza on desire and vulnerability
that emphasizes our constitutive vulnerability as finite beings. I then draw two
consequences of this emphasis. First, Spinoza needs not just to be regarded as
a thinker of necessity but also of contingency. Second, Spinoza is engaged in a
systematic project of denaturalizing political and other norms. In the final section,
I apply this discussion to the problem of the constitution of the multitude, as it
has been taken up by contemporary readers of Spinoza.
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154
(FW, 21). As a result, conatus and recognition are deeply entwined, and Hegel
was in a way, extrapolating on Spinoza here (UG, 31; cf. PLP, 62). At one
level, this means that an account of recognition will have to take into account
the desire for recognition, and that a certain desire to persist, we might say,
following Spinoza, underwrites recognition (GA, 44). At the same time, the
desire for recognition will complicate what it means to speak of desire. Since
the desire to live becomes a desire for the conditions necessary to sustain life,
and since recognition is necessary for such sustenance, desire can no longer be
thought as the outward or expressive striving of an atomic individual. To strive
is already to strive in a context and to desire in a way that reflects the realities of
that context.7
Butlers essay on Spinozas Ethics exemplifies this reading of conatus. Her
primary interpretive move is to deny that Spinoza establishes any logical priority
between his statement of conatus (E3P6) and the desire to live well. He writes,
nobody can desire to be happy, to do well and to live well without at the same
time [simul] desiring to be, to do and to live; that is, actually to exist (E4P21).
One might suppose that Spinoza means that the desire to live well presupposes
the desire to live. As Butler points out, however, what Spinoza actually says is
that both desires are engaged simultaneously...it is as if in desiring to live
well one finds that that one has engaged the desire to live (DL, 114). Butler
illustrates the point with Spinozas remarks on suicide in the immediately
preceding Scholium (E4P20S). There, Spinoza notes a logical consequence of
his presentation of conatus that it is impossible that someone should commit
suicide from the necessity of his own nature, which in turn entails that those
who do such things are compelled by external causes. Spinozas third example
is the one that interests Butler; in it, someones suicide happens because hidden
external causes so dispose his imagination, and so affect his Body, that it takes
on another nature, contrary to the former, a nature of which there cannot be an
idea in the Mind (E4P20S). Given that, for Spinoza, we are creatures of affects
and imaginations, and given that someones imagination can thus be hijacked
by external causes of which she cannot form an idea, Butler sees an instance of
a larger Spinozist point, that there is already...a manner in which externality
works upon desire that modulates its relation to life (DL, 116). In other words,
the I is already responsive to alterity in ways that it cannot always control
(DL, 121). We thus find in Spinozas conatus a principle of deconstitution that
is held in check and that, only in check, can function to keep the future open
(DL, 126).
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Fragile desires
Is this a plausible reading of Spinoza? Macherey convincingly shows that, for
Spinoza, one essential mistake that generates teleology is confusion between
understanding the essence of something and its existence. Eliminating this
confusion is accordingly of great consequence. As Macherey explains:
One needs to renounce the ambition of an exhaustive knowledge of singular
things, that is to say, of their global connection, which is by definition
inaccessible: the infinite cannot be apprehended starting from the finite, in a
movement of totalization, where indeed it loses its intrinsic necessity to become
a pure possibility, that is to say, a formal fiction. One needs therefore to be
limited to knowledge of fixed and eternal things and their laws, insofar as they
govern the existence and ordering of singular things: starting from these laws,
singular things are intelligible, sufficiently at least that one is able to set aside the
temptation of interpreting them starting from an imaginary end. (HS, 1889;
internal citations to TdIE 101)
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great many ways (E2P13Post3). Thus, different men can be affected in different
ways by one and the same object, and one and the same man can be affected by
one and the same object in different ways at different times (E3P51). Not only
is each of us differently constituted internally and therefore differently disposed
to react to external events, each of which is differently located spatiotemporally,
so the events that affect us will be different. Since our emotional responses tend
to be habitual, this process is iterative, and the prospect of understanding the
full causal structure that generates a particular persons response to a particular
stimulus at a particular time becomes impossible.
As part of the sufficient understanding enabled by attention to physical laws,
however, Spinoza takes it as axiomatic that all finite things can be destroyed
and that we, as finite things, are accordingly quite fragile. His discussion centers
on the axiom and opening propositions of Ethics IV. The axiom reads: there is
in nature no singular thing such that there is not something else stronger and
more powerful. Indeed, whatever thing there is, there is another more powerful
by which that thing can be destroyed (E4Ax). The propositions then apply the
point to human existence and our ideas. Thus, external causes (E4P3) cause
an individual to undergo changes other than those which can be understood
through his own nature and of which he is the adequate cause (E4P4). In
short, we are constitutively vulnerable and precarious; in Butlers terms, to live
is always to live a life that is at risk from the outset and can be put at risk or
expunged quite suddenly from the outside (FW, 30).8 Gabriel Albiac writes of
Spinozas axiom:
The constant possibility, the continuous risk of annihilation, permanently
revolves around the essential conatus, characteristic of all beings: there is no life
without risk, no being without wagering. Such is the space that I would qualify
despite conventionsas the tragic Spinoza: the one who, inall lucidity, notes the
impossibility of resting on what, in fact, is unthinkable: a static substantiality.
Life as threat, as despairing lookout and expectation, is the only metaphysical
incentive of Spinozas morals. Because one must live, be, remain in one way or
another, at any cost.9
In terms that Butler will echo, he adds that not only does the exterior undo us;
it literally forms us (139).
The external causes which structure or even derail our endeavor to survive
occur whether or not we have adequate knowledge of their causal structure,
and therein lies a further problem: our strivings could be unwittingly selfdestructive. Spinoza writes that, the mind, both insofar as it has clear and
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158
(FW, 171). We must therefore understand what triggers them and guard against
that. As with superstition in Spinoza, the central problem is that the violent
response presents a confused idea about the cause of the affect, treating purely
as a matter of external forces a vulnerability which is primarily enabled by the
finitude of the subject itself. From a Spinozist point of view, one might suggest
that recognition of our finitude thereby becomes the paradoxical precondition
for liberation.
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160
The practical importance of this distinction emerges in the TTP, in the chapter
on laws. There, Spinoza criticizes the use of fate as an explanatory mechanism:
We ought to define and explain things through their proximate causes, and
consideration of the universals of fate and the concatenation of causes is unable
to serve our cognition at all concerning the formation and ordering of particular
things....For use of improving our life, it is instead necessary to consider
things as possible. (TTP, 4.1/G 44; cf. E4P62Sch)
In this context, fate follows the same logic as necessity. From the major premise
that all things are determined by fate, and the minor that a particular is a thing,
we conclude that the particular is determined by fate. This is true, but only of
abstract relevance to practical reason. If I confront an angry mob, it makes no
difference to my response if I regard the mobs arrival as metaphysically necessary
or metaphysically contingent, fated or not. I still have to do something, and it
would help to be able to say something plausible (if metaphysically uncertain
and incomplete) about how the mob got there.
In other words, general metaphysical pronouncements about necessity do not
help us improve our lives; indeed, they might get in the way since they obscure the
more accessible structures through which we can act upon the ways that man,
insofar as he is part of nature, constitutes part of the power of nature (TTP,
4.2/G 44). This is to say that universal necessity is, of itself, an almost empty
claim, no better than saying that things happen teleologically, for a reason. In
such a context, to say that something is fated or necessary is disempowering.
What is important to understandparticularly if one wants to improve ones life
by acting as a part of nature, rather than by being passive with respect to itis
the particular series of causes that can most be said to be proper to a thing. Of
course, we will never fully understand the entire causal structure through which
we could meaningfully indicate the necessity of that thing. We will therefore
have to, in an honest admission of ignorance, acknowledge that we are treating
the thing as contingent.
Denaturing society
A second move enabled by attention to the fragility of our desire to understand
is a denaturalization of social bodies. In other words, the tendency to ontologize
norms also needs to be viewed as endemic to social bodies, where it functions
as what Foucault would call a dispositive of power. Both Spinoza and Butler
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recognize the need to apply this model of agency and intelligibility (PL, 45)
at a transindividual level.13 At such a level, and in Spinozistic terms, naturalized
social norms can be viewed as the conatus of the social order acting through
various normalizing processes to persevere over time. Like individual bodies,
social bodies are finite and precarious. Norms serve as the stabilizing lexicon
through which the social order constitutes itself as a unity and through which it
can be considered as such a unity. This is why violent demands for unity emerge
so stridently when the norms of the socius are threatened or otherwise shown
to be contingent and precarious. For Butler, of course, the failure of the United
States to reconsider the terms of its national identity after 9/11 needs to be
understood in these terms (PL, 3941). There are other examples in Butler and
Spinoza, however, and all are marked by the sheer violence with which the social
body in question attempts to assert its invulnerability by presenting its ordering
principles as transcendentally, rather than immanently, generated.
Spinoza offers an account of the mechanisms through which this process
occurs. Because we as individuals tend toward naturalized social categories,
we also tend to direct our energies not against the categories, but against those
who transgress them (cf. E3P49). Treating immanent norms as transcendental
is a species of superstition, and it is fear that engenders, preserves, and fosters
superstition (TTP Pfc./G 2). Exposing superstition as ideology is disruptive; as
Butler puts the point, the articulation of foreclosure is the first moment of its
potential undoing, for the articulation can become re-articulated and countered
once it is launched into a discursive trajectory, unmoored from the intentions by
which it is animated (CHU, 158). The expression which causes the most violent
response is accordingly the one that would denaturalize the superstitions that
constitute the state form itself (UG, 180).
In this respect, Spinozas Theologico-Political Treatise, which argues that the
Biblical text is the product of human labor, error, and accumulation, can be read
as a critique of the reduction of religion to a transcendental unity legitimating
the State; the backlash following its publication was entirely predictable. People
fought for their servitude, becoming agents of the conatus of a repressive social
apparatus, because of the fantasy structure that desires universal recognition for
the particularity of ones own religious feelings. The TTP is then a critique of the
cathected site of this fantasy/anxiety, the Biblical text itself. To demonstrate that
this text is the product of human composition is essentially to dress it in drag.
The superstitious want nothing of this: God and gender have natural meanings,
not constructed ones. Guided purely by their imaginations, they are eager
not to guide men by reason but to restrain them by fear so that they may shun
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evil rather than love virtue, [and] have no other object than to make others as
wretched as themselves (E4P63Sch1). In her discussion of gay marriage, Butler
reveals another such cathected site in the child and the production of State
norms to control the natural kinship relations of heterosexual marriage. Here,
the figure of the child is one eroticized site in the reproduction of culture, one
that implicitly raises the question of whether there will be a sure transmission
of culture through heterosexual procreation...whether culture will be defined,
in part, as the prerogative of heterosexuality itself (UG, 124). Put differently,
the TTP was subjected to violent criticism because it violates the miscegenation
taboo: the site of cultural reproduction is shown to be impure. Nonheterosexual,
nonmatrimonial kinship relations are attacked in the same way, and for the
samereason.
A body confronted with transcendental social norms that deny its very
possibility is at risk of death, because in order to comport with the social norms,
it has to cease to be what it is. Spinoza writes, that which constitutes the form
of the human body consists in this, that its parts communicate their motions to
one another in a certain fixed proportion (E4P39Pr). To lose this proportion is
to die; the destruction of the physical body is only accidental, as the example of
the amnesiac Spanish poet indicates (E4P39Sch).14 By dividing individuals into
those who are recognized by prevailing social norms and those who must cease
to be in order to obtain recognition, and by casting the norms as natural and
necessary, such a situation establishes a politically induced precarity on the base
of our shared precariousness. How, then, does one proceed in the face of the
apparently unavoidable violence of the State and its transcendental categories?
The initial point is to deny the move to transcendence, and claim that the socius
is itself malleable, because we ourselves constitute it, and because we ourselves
can change. Recent Spinoza scholarship accordingly points to immanence,
and Butler points both to immanence and to iterability as the way in which
immanence is lived.
Such an approach would allow norms to be revised, providing for the survival
of those previously excluded, and in this precise sense would be nonviolent.
Such nonviolence would simultaneously pose a direct threat to the survival of
any socius that was premised on the eternal fixity of its norms. The sine qua non
of this new ethics is the recognition of ones own finitude, and resisting the urge
to seek refuge in transcendental categories. As Butler puts it, we need to be
willing, in the name of the human, to allow the human to become something
other than what it is traditionally assumed to be (UG, 35). Even the bedrock
category of the human is revisable: conatus as a principle of deconstitution.
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164
In this gloss, it seems to me, one sees quite clearly both the power of the
anti-Hegelian Spinoza, and its limitation. The power should be apparent. Against
any top-down teleological closure, one opposes a democracy that is fundamental,
open, and thereby affirming of the power of the multitude.16
The tragic Spinoza offers two sorts of qualification to that line of thought.
First, insofar as a democratic socius is lived, the formal definition of democracy
becomes constitutive: one is speaking of existence, not essence. Spinozas
exclusion of those guilty of crime and infamy, as well as his stipulation of the
need to live honestly, bear witness to continuous efforts to restrict democracy
by branding those who do not commit to prevailing social norms as deviant,
immoral, or otherwise as refusing to live by the laws. The tragic Spinoza offers
an account by way of which those efforts can be brought into question, even if
his own text sometimes repeats them.17 Too many lives are forced into precarity,
a politically induced condition in which certain populations suffer from failing
social and economic networks of support and become differentially exposed
to injury, violence, and death (FW, 25). To live well, to remove the fixation
on death created by politically induced precarity, requires livable social norms
that respond to human precariousness, not with a program of securitization and
differential suffering, but with an ethical recognition of our common fragility.
It is impossible to be free in the relevant sense without livable, revisable social
norms.
Second, as is often noted, Spinozas thought is marked by a fluctuating regard
for the masses.18 I would like to conclude by suggesting that the tragic Spinoza
offers us a way of thinking through this ambivalence. The problem with the
multitude for Spinoza is clear enough: the vulgar are defined entirely by their
passive affects and thus constantly subject to manipulation by political elites.
Superstitious and buffeted about by the machinations of others, the multitude
constantly risk devolution into a Hobbesian mob, desiring nothing more
than that others be as miserable as themselves. The problem is constitutive;
because of our vulnerable finitude, we are all susceptible to ignorance of causes
and manipulation by others. This implies that the project of democracy faces
ineliminable problems generated by inappropriate responses to human finitude,
that is, responses that attempt to deny it or project it onto others. Butlers work
tirelessly not only provides examples of those inappropriate responses but also
attempts to theorize a sense of political agency that provides resources to combat
them. Hence, she only offers a commitment to a democracy of resistance that
simultaneously emphasizes apprehension of our equality as finite beings, and the
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need to articulate the specific, local ways that norms and social institutions are
themselves inherently vulnerable due to their dependence on iteration.
In other words, Butlers understanding of politics is radically antiteleological;
that this account can be traced to Spinoza suggests that the affirmative Spinoza
needs nuance. It is true that our essence, qua rational being, always agrees with
that of others. But understanding how to manage our existence introduces a
host of problems for which the axiom in E4 offers an organizing principle.
If one forgets the gap between essence and existence, and tries to apply our
essential nature as striving beings directly to our spatiotemporal existence as
finite, vulnerable beings, one gets an abstract account of resistance, a subtle
reinscription of teleology, or both. In particular, one needs to avoid a lapse
into the transcendental subjectivity of the multitude.19 In different terms,
although it is certainly true that Spinozas problem here cannot be read as
a repetition of the Hobbesian problem of how to constitute a people out
of the multitude, it remains that Spinozas problem also should not be read
as an outright rejection of the Hobbesian problem either.20 Hobbes put the
problem transcendentally; for Spinoza, one needs to think the constitution of
the multitude immanently. Butlers work on iterability and the ways in which
we simultaneously embody and transgress norms seems designed, in part, to
do exactly this.
When Hegel reflected on the example of a devolved multitude that was closest
to him, the Terror of the French Revolution, he had very little to offer those
whose lives were extinguished on the slaughter bench of history. All he could
provide was the theological assurance that their deaths had been meaningful
in the larger sense of the development of world history. Today, we are no longer
confident that such a redemptive teleology is at work, either retrospectively or
as a realizable project. To affirm the constitutive process of democracy without
lapsing into theology is to affirm the monstrosity of the multitude, as that
excess as remainder that is irreducible to the antinomies of legal and political
thought...that permanent excess of force over law (Montag, Whos Afraid,
663). As Negri proposes, the multitude needs to be thought as a common
subject, a collective force, a being other...just like those carnivalesque
masses [of before]...who...never became people, but only multitude of
desires, subverting any manipulation and any mystification.21 At the same
time, Butlers tragic Spinoza serves as a stark reminder of Balibars warning
that the constitutive role of the multitudo very much risks...appearing as
purely theoretical, in the bad sense of the term, in the sense of a theory which
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Notes
1 See also UG 195 on the labor of the negative. Spinoza references per
convention; I generally follow the translation in Ethics, Treatise on the
Emendation of the Intellect and Selected Letters, trans. Samuel Shirley
(Indianapolis, IN: Hackett Publishing Company, 1992). Original text:
Benedictus de Spinoza, Opera, ed. Carl Gebhardt (Heidelburg: Carl Winters
Universitaetsbuchhandlung, 1925), with modifications to the translation my
own. Butler references are as follows:
CHU: Judith Butler, Ernesto Laclau, and Slavoj iek, Contingency, Hegemony,
Universality: Contemporary Dialogues on the Left (London: Verso, 2000).
DL: The Desire to Live: Spinozas Ethics under Pressure, in Politics and the
Passions 15001850, ed. Victoria Kahn, Neil Saccamano and Daniela Coli
(Princeton, NJ: Princeton University Press, 2006), pp. 11130.
FW: Frames of War: When is Life Grievable? (London: Verso, 2009).
GA: Giving an Account of Oneself (New York: Fordham University Press, 2005).
PLP: The Psychic Life of Power: Theories in Subjection (Stanford, CA: Stanford
University Press, 1997).
PL: Precarious Life: The Powers of Mourning and Violence (London: Verso, 2004).
SD: Subjects of Desire: Hegelian Reflections in Twentieth-Century France (New
York: Columbia University Press, 1999).
UG: Undoing Gender (New York: Routledge, 2004).
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2 See also the references at FW p. 30; GA pp. 434, 49; PLP pp. 278, 62; and
UG p. 31, 235. I am not aware of any secondary work that goes much beyond
pointing to the conatus references in Butler. The best work on her recent
ethics, for example, Annika Thiem, Unbecoming Subjects: Judith Butler, Moral
Philosophy, and Critical Responsibility (New York: Fordham University Press,
2008), is almost silent on the topic. My sense is that, among the prominent
French interpretations, Butlers Spinoza is closest to Machereys. In addition to
Hegel ou Spinoza (Paris: Franois Maspero, 1979) [HS], see Spinoza, the End
of History, in In a Materialist Way, ed. Warren Montag and trans. Ted Stolze
(London: Verso, 1998), pp. 13658.
3 Expressionism in Philosophy: Spinoza, trans. Martin Joughin (New York: Zone
Books, 1992), p. 333 et passim.
4 This development is explicit in, for example, Laurent Bove, La Stratgie du
conatus: Affirmation et Rsistance chez Spinoza (Paris: J. Vrin, 1997) and Filippo
del Lucchese, Conflict, Power, and Multitude in Machiavelli and Spinoza: Tumult
and Indignation (New York: Continuum, 2009). My treatment of the Spinoza
literature will be somewhat synecdochal, as my point is to engage a strategy
of reading Spinoza and not to produce a full engagement with the scholarship
implicated, to varying degrees, in that strategy. It seems to me that the strategy
originates in Deleuzes Expressionism book, and finds a central moment of
expression in Negris Savage Anomaly. Both Deleuzes and Negris later work
make their own overall position harder to assess.
5 For the divergences on this point between Hegel and the Spinoza of the Political
Treatise, see especially Macherey, Spinoza, the end of History and Antonio
Negri, Spinozas Anti-Modernity, Graduate Faculty Philosophy Journal 18
(1995), 115.
6 To mourn someoneto include his or her in historyis to recognize his or hers
as a human life, connected somehow to ones own. This is why textual practices
like Hegels exclusion of the nomads of Central Asia and Siberia as unhistorical
(Werke XII, p. 143), and the San Francisco Chronicles refusal to print Palestinian
obituaries, are political acts: we have to consider the obituary as an act of
nation building (PL, p. 35). That is, the prohibition on certain forms of public
grieving itself constitutes the public sphere on the basis of such a prohibition
(PL, p. 37). The nomads, Hegel reminds us, have themselves not stepped
forward to historical territory [Boden] (Werke XII, p. 143; my emphasis).
7 Warren Montag proposes that this transindividualization of desire and affect is
what constitutes the danger of the multitude in Spinozas philosophy (Whos
Afraid of the Multitude? Between the Individual and the State, South Atlantic
168
169
Introduction
While it is certainly possible to locate a series of common themes within the
philosophical perspectives of Hegel and Spinoza, this chapter will not seek a
rapprochement of the two philosophers. Neither will it interrogate the nature
of Hegels dispute with Spinoza. Instead my aim is to reflect upon some of the
theoretical effects of this dispute within contemporary continental philosophy,
specifically in relation to the concept of the subject. Certainly, these two thinkers
share a preoccupation with the form of relation between being and thought
seeking, through a philosophy of immanence, to gather up this relation as a
knowledge that may become the power of the infinite, or the Absolute. There
is, therefore, a certain proximity of philosophical direction to be noted. Indeed,
as several commentators have pointed out, Hegels philosophy follows in the
shadow of Spinoza, borne out by the formers well-known observation that
thought must begin by placing itself at the standpoint of Spinozism; to be a
follower of Spinoza is the essential commencement of all philosophy.1 We might
further speculate that in sharing Spinozas problematic, and by tracing out, once
again, the elements of his thinking, Hegel also returns us to Spinoza and to
the power of an infinite thought. It is also apparent, however, that a relation of
tension marks the intersection of these two philosophies, played out in so many
contemporary appropriations of the two, as well as within the confrontation of
Hegels philosophy with that of Spinoza. It is the contemporary framing of this
tension between the two that is the central focus here.
My interest, then, is primarily not with an interrogation of the nature of
Hegels dispute with Spinoza, or with an assessment of its ultimate status or utility,
171
but rather with the form taken by this opposition in a range of contemporary
positions. However, there is a sense in which an aspect of Hegels critique is
central to my problematic here, namely to think the space of the subject (rather
than the presuppositions of the subject itself) between Hegel and Spinoza, since
it is clear that the idealist reading of Spinoza presented by Hegel continues to
hold weight, finding various echoes, repetitions, and reversals in contemporary
thought. Insofar as Hegel locates in Spinozas philosophy an inert, passive, a
priori conception of Substance, which lacks a dialectical logic of exposition and
manifestation, he portrays him as unable to account for substance as subject, as
that doubling which sets up opposition, self-moving negativity, the spontaneous
becoming of itself. Thus, in the historical journey of consciousness toward
knowledge presented in the Phenomenology of Spirit, self-consciousness ...in
its own restless process of superseding itself, or negativity2 ...enriches itself
till it has wrested from consciousness the entire substance and has absorbed
into itself the entire structure of the essentialities of substance (PhS 801), a
movement that is the circle that returns into itself, the circle that presupposes
its beginnings and reaches it only at the end (PhS 802). Furthermore, and as
Alexandre Kojve echoes, it appears that Spinozas philosophy offers no concrete
temporalization or historicization of substance but only the latters abstract
eternity; he is unable to give expression to the particularity and differentiation
of the world, as well as to the real existence and emergence of concrete forms
of individuality, personality, or subjectivity.3 Spinoza, as Hegel famously notes,
divests all things of their determination and particularity and casts them back
into the one absolute substance, wherein they are simply swallowed up, and all
life in itself is utterly destroyed (LHP, Vol. III, 288).
We may nonetheless agree with a range of important commentaries upon
this Hegel-Spinoza matrix that Hegel misses the essential structure of Spinozas
philosophy in making these claims, particularly the relation between substance
and attribute, which should be viewed, as Pierre Macherey powerfully argues,
not in accordance with a relation of hierarchy but rather one of reciprocity
and interdependence.4 Absolute substance has this multiplicity and infinity
of attributes within itself as the product of its activity and causality, just as it
likewise requires the instantiation of the modes. Perhaps, Spinozas purely spatial
logic of actuality and multiplicity requires no temporal logic of beginning or
manifestation, a dialectic, because this ontology of production already has
its outside on the inside. Indeed, it may be against Hegels claim of Spinozas
acosmism that Jean-Luc Nancy will describe Spinoza as the first thinker of the
world.5
172
173
with what I will call here, drawing upon the rich and adventurous formulations
of contemporary scholarship,8 his ontology of encounter, require no theory or
faculty of consciousness as interiority since the very starting point of this ontology
precludes the kind of containment or identity that generally accompanies such
a position. There remains, it might be argued, a residual idealisman implicit
Hegelianismin contemporary positions such as Alain Badious location of a
subjective modality in the intellect as the only way Spinoza can link being to the
infinite, because arguably Spinozas philosophy has no requirement for intellect
to act as a subjective agency.9
Indeed, tienne Balibar has suggested that one of the central reasons for the
allegiance to Spinoza by many currents of modern philosophy, from vitalism to
structuralismdespite their many theoretical divergencesis precisely because
together they viewed him as an adversary of subjectivity and as a profound
critic of the primacy of consciousness.10 Indeed, Balibar goes so far as to
suggest (rewriting Althussers well-knownand rather unHegelianformula of
history as a process without a subject or goal) that we find in Spinoza something
rather odd in classic modern philosophy, a process (or anthropology) of
consciousnesswithout a subject. In the discussion here, I want to explore further
this fascinating formulation and to think what its fleshing out might entail for a
thinking of the paradoxical space of subjectless subjectivity in Spinozas thought.
The kind of approach I suggest here might appear to mark a clear departure
from Hegelian philosophy. This is far from a complete philosophical break,
however, since there are several interesting Hegelian-inflected configurations of
the subject within contemporary thought that also seek to subvert the subject
and develop what we may describe cautiously as antihumanist perspectives. If we
trace, with Giorgio Agamben, the etymological roots of the concept of absolute,
we might find the rationale for these readings of Hegel.11 The root comes from the
Latin verb solvo, which indicates the work of loosening, freeing, unbinding that
leads something back to itself. Thus, we find the Hegelianism of Judith Butlers
performative subject, always in the process of undoing, and Slavoj ieks
Lacanian subject forever plagued by the specter of negativity and incompletion,
where negativity and desire become part of an ontological rift that constitutes a
subject forever in search of itself, for it is always other in order to be itself; where
the subject is always caught at the outset in a relation of an inside (alienation)
and an outside (failure of signification) that constitutes and limits it only by
dividing it from itself. If we can agree that such positions have their antecedents
in Hegels thought, and specifically the dialectic between masterandslave, we
174
must also note that it is not to those reductive philosophical tropes of teleology,
rationality, foundation, and metaphysics that historically have been understood
to ground the theoreticalalbeit dialecticalcontact between subjectivity and
totality. Such thinkers have taken their point of departure not from Kojves
humanistand gloomy political portrayal of the end of history, but instead from
Hyppolites continuous interrogation of the Hegelian theme of the completion
of self-consciousness, his attention to the disquiet of the self,12 as well as his
bringing together of Hegelian negativity and Lacanian psychoanalysis. Unlike
Hegels absolute knowledge, synthetically developed in the long dialectical
journey through its various historical forms, Lacans object of desire (objet petit
a) will forever deceive the subjectits meaning will always dissipate in the
light of the subjects experience of it. Hence, Lacan describes his own strategic
use of Hegelian philosophy in terms of its strange lure: Our use of Hegels
phenomenology does not imply any allegiance to his system...It is our own
Aufhebung that transforms Hegels, his own lure, in a moment that reveals, not
the steps of an ideal process but the avatars of a lack (cited in Macherey, 1998,
55).13 Butler similarly claims that the dystopic resolution of Hegels discussion
of Mastery and Slavery and his portrayal of the Unhappy Consciousness is
one of the least interrogated parts of his historical narrative.14 She proposes to
arrest the text prior to its resolution in Spirit... to pursue the path that Hegel
introduces only to foreclose (1997, 34). If there is a dialectic of the subject at
work in these positions, it is one deprived of genesis and resolution. Perhaps, it
is also a position that may share the space of subjectivity identified above with
Spinozas thought. Before turning to map out and analyze such a conceptual
space, let us first highlight two significant risks or tensions marking this place
between Hegel and Spinoza.
A first difficulty, at least in my view, is the risky implications endemic to
Hegelian readings of finitude (e.g. Hyppolites attention to the disquiet of
the self, Nancys focus upon the restlessness of the negative). I wish only to
highlight this problem, a full discussion of which is outside the scope of the
present chapter. The logic of such an analytics of finitude, if I may continue to
utilize Foucaults formulation (or what Bruno Bosteels has recently referred to as
the jargon of finitude15), is the kind of ethical turn prescribed within philosophicopolitical critique. This turn is, simultaneously, a turn away from the problem of
the Infinite (as the existence of an infinity of other worlds and ways of being).
That philosophy must begin with the Infinite and conceive the finite through
the infinite is arguably one of the central tenets of Spinozas philosophy.
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Classical thought, Deleuze reminds us, continually loses itself in infinity, in its
attempts to place the finite within its order, and to trace a relation that may raise
life to the infinite itself (Deleuze, 1988). This is a problem persistently traversing
Spinozas thought. Indeed, we cannot think with Spinoza without reference to
this aspect of the infinite.
A second risk, which nicely illustrates the productive tension between Hegel
and Spinoza that I wish to locate and develop here, concerns the way in which
this tension is also played out in some of the contemporary Hegelian positions
noted here. For example, in The Psychic Life of Power and, more recently, with
an attention to the ethical relation to the other, Giving an Account of Oneself,
Judith Butler has sought to flesh out her ontological commitments to the (now
unraveled) subject. Here, she has drawn attention to a passionate attachment
to existence, a desire to be, or a striving to persist in being, a potentia or
possibility that governs the subject and has its source not in a Hegelian/Lacanianinspired idea of a desiring subject but rather in Spinozas concept of conatus.16
Indeed, in the essay on Hegels Unhappy Consciousness to which I refer above,
Butler argues that the body, presented by Hegel as an ever-changing inchoate
mass disavowed or renounced but never finally suppressed by consciousness,
itself proliferates and exceeds the domains of power that inscribe and fabricate
it. She thus speculates whether the body as desire might have as its final aim,
the continuation of itself...linking Hegel, Freud and Foucault all back to
Spinozas conatus, where the dynamic of withdrawal and capture of desire (the
doubling of desire) signals the vulnerability of every strategy of subjection
(Butler, 1997, 62). Likewise, Lacans Hegelianism is perhaps supplemented by a
latent Spinozism, where the latters pantheism is understood as the reduction
of the field of God to the universality of the signifier.17 We have already noted
an aspect of Badious reading of Spinoza, which in Hegelian fashion finds in the
tensions of the Ethics a surging forth of a subject or subject effect, identifying
the disjuncture of infinite and finite as the root of this, and instead infusing
Spinozas conception of substance with a mathematical infinite (Badiou, 2006).
I thus merely draw attention to Badious latent, inescapable Spinozism everywhere
present in Logics of World and perhaps deserving of a research paper in itself.18
Thus, it is within this dynamic and complex space, between Hegel and Spinoza,
that I will reconfigure a conception of subjectivity without the subject. I seek also
to respond to the Hegelian-inspired critique of Spinoza argued most forcefully
by iek, namely that Spinozas concept of conatus as a generative potentia and
positivity is unable to conceive the elementary twist of dialectical inversion
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Spinozas psychophysics
How, then, might we theorize subjectivity as an impersonal process without a
subject, which is itself relational and affective, extensive and intensive, and which
precludes the ideas of boundary and containment? We have seen already that
Spinozas point of reference is certainly not the subject as subjectum (which is
deconstructed in the Appendix to Part I of the Ethics). It is crucial, therefore, to
underscore the classical conception of individual embraced in his approach.
An individuum is a composite of differential relations between bodies/things,
and it can refer to human and nonhuman forms alike. Indeed, an important
aspect of Spinozas ontology has to be the constitutive relationality established
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in his approach, which calls into question the existence of boundaries between
individual things. Relation, here, must not simply be thought as a link, connection,
or association between two or more discrete objects; relation is literally a taking
in hand, a production of something that did not exist before and which, through
the process of relation, becomes an aspect of that things existence. Furthermore,
when a body is in motionand we might agree with this dynamic ontology that
there is always the potential for variation, then the body will exceed or overflow
its current state. To be an individual is always to be composed of other bodies.
The more complex a body then the more relations it will have with other bodies
and the more its identity will be compatible with a great many different entities.
An individual can be a rock, an animal, a poem, a musical score, a virus, a storm,
and, of course, all individuals are subject to infinite variability and possibility.21
To be an individual, then, is to be a (shared) center of relations of motion and
rest; it is also to participate in a kind of virtual reality of possibility, that which
Brian Massumi calls (after Foucault) an incorporeal materialism. Individuals can
be simple and more complex: the greater the order of complexity, we might say,
the greater the power to interact with the rest of nature. There is, then, a dynamic
reciprocity between the unity of substance and the multiplicity of individuals
which is always more than the dialectical exchange between two parts.
If we wish now to place Spinozas theory of affect into this reading of Spinozas
ontological system, we may do so only by extricating affect from any essentialist
position that seeks its naturalization as an emotion or feeling attributable to a
conscious subject. Affect cannot simply be housed by either body or mind and is
often viewed as overflowing the body. Affect passes through, between and beyond
the subjects who remain to all intents and purposes its effects. Affect anchors
identity through its normative displays and often compels or moves the subject
toward a certain course of action. Spinoza defines affect as the affections of the
body by which the bodys power of activity is increased or diminished, assisted
or checked, together with the ideas of these affections (E IIID3). In this way,
and to the extent that affects communicate ideas and images as well as forces
and powers, they are, in an important sense semiotic as well as material. Spinoza
describes them as images and corporeal traces, eventually materialized in signs,
norms, social and political practices, modes of living, and ethical relations.
Ethics thus becomes a kind of psychophysics, for Spinoza, who proceeds in a
materialist way by recognizing the irreducible complexity of the affects, which
cannot be attributed to either an agentic capacity or an intention of the will. In
this way, affects are best understood as transitive states through which bodies
pass, they meander through and between bodies, resting like foreign objects,
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Leaving aside at this point the broader question concerning the status of the
conatus of nonhuman individuals (what might be the agency of these objects/
things, and how might they conduct or channel affects?) it is necessary to
scrutinize still further the terms of debate opened up by iek. If we can agree that
that the conatus is a striving for perseverance or indefinite existence beyond the
present, then any striving thing will seek to maintain an equilibrium among its
parts/relations while being in a state of continuous regeneration and becoming.
In order to promote its persistence, the conatus of any complex individual body
(be it an eco-system, or a political collective, such as the multitude) will tend
toward greater interaction and communication with its wider environment.
Furthermore, and as we shall develop below, insofar as the conatus unfolds
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affective intensities within a social field, it becomes a fractural site upon which
the affective density of the political unfolds, introducing what Laurent Bove has
called a dynamic of affirmation and resistance.22 It is for this reason, I think, that
the name of Spinoza persists in psychoanalytic discussions (e.g. in the writings
of Lacan and Butler) regarding the production of the subject. His name persists
precisely because the dynamic account of affectivity and affective relations
offered in the Ethics elicits a framework for theorizing the sites of ambivalent
identity, latent antagonism, and resistance in ways that exceed/challenge the
Hegelianism of ieks position.
However, I have argued that it is not enough to describe affect simply as
an unconscious process immanent to experience. Affect is not an originary
experience of a body upon which a world is constructed. Thus, in a Spinozist
way, Lacoue-Labarthe and Nancy write, For the affect, if it is, is only that:
the affection of an inside by an outside, therefore the division of the two and
their reciprocal penetration.23 There can be no psychology of affects but only
a necessary study of the mechanisms and forces contributing to the shaping of
political bodies, subjects, and collectivities. It is likely for this reason that Judith
Butler, following psychoanalyst Jean Laplanche, proposes to consider the drives
(e.g. eros and thanatos), not as primary sources but following instead from an
interiorisation of the enigmatic drives of others and carry[ing] the residues of
those originally external desires. As a result, every drive is beset by a foreignness
(trangret), and the I finds itself to be foreign to itself in its most elemental
impulses (Butler, 2005, 71). Adrian Johnston, also drawing upon Lacan has
theorized the continuous process of reciprocal modification linking natural
and symbolic registers, and emphasizing the plasticity of affect as it morphs into
signifiers which can never become its own stable referents. It is for this reason
that I propose to examine the interactive aspect of the conatus as giving rise to
a fractured field of affective relations rather than merely a primary drive toward
persistence and preservation.
The basis for such a suggestion is abundantly present in the Ethics where
Spinoza considers affects according to the field of relational forces that shape and
nurture them. Placed within the context of his theory of affective life, Spinoza
shows us the way in which the conatus (desire) mobilizes joy or sadness to sculpt
and shape the intensity or potentia of the body. As transitive states through
which bodies pass, the primary affects may involve increases or decreases in our
power to act, depending upon the kind of affection or passion they engender,
and the form of encounter produced, and they will vary in intensity according
to particular political field within which they emerge. It is perhaps at this point
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in the genesis of subjectivity that Lacan will refer to the wandering and erring
of desire, as the subject searches endlessly for the imaginary objet petit a as the
lost Cause of desire, and at this point too, that Spinoza will note the way that
individuals are often conscious of their appetites but ignorant of the causes that
determine them to act. The knot here tied (for both thinkers, perhaps) between
the figures and forms of imaginary life and knowledge, passion and turbulence,
the dependence on others, objects, relations without which no persistence is
possible, implicates desire in a matrix of life that may well, at least partially,
deconstitute the I who endeavours to live.24 In this way, the power of the affects,
while appearing to originate in the power of life or conatus, nonetheless fold
backupon this being and contribute to its very subjection. This further indicates
the autonomy of affect, which is only retroactively part of the inner-world of the
subject (through the imaginary figures through which day-to-day life persists).
Instead, affect circulates ambivalently throughout the social body within and
outside the moorings of power, and it is thus part of the dynamic of composition
and decomposition.
Anticipating, in various ways, Butlers own discussions of ambivalence,
Spinoza also argues that the affects are subject to vacillation or ambivalence
(fluctuatio animi) and that the object or image of the other can be the cause
of many conflicting passions (see E IIIP17S). Significantly, conflicting passions
may persist simultaneously. Thus, the mind can be drawn, at one and the same
time, toward passive and active affects. From this it is clear, Spinoza writes,
that we are in many respects at the mercy of external causes and are tossed
about like the waves of the sea when driven by contrary winds, unsure of the
outcome and of our fate (E IIIP59S). This perpetual push-pull of the affects is
of vital importance within a socio-political milieu, suggesting the malleability
of the affects. It follows that affects such as love may be built upon hatred, fears
upon nascent hopes, and sadness upon hidden joys; as Spinoza tells us in Part
IV, Proposition 6, the force and increase of any passive affect can surpass all
other activities and powers should it remain firmly fixed there. Such ambivalent
and autonomous networks of affective relations can be extremely powerful and
contagious, disrupting relations of agreement and disagreement and finding
their (temporary) coherence, to varying degrees, in the imagination.
In the Ethics, imagination becomes a powerful albeit impersonal conductor
of affects. It is inextricably and dynamically (dialectically) bound up with the
power of the conatus: the conatus works upon and mobilizes the imagination; in
turn, the always already social and collective imagination is weighed down by
imaginary significations, habits, and norms that often openand delimitthe
181
field of affective forces along of given plane of action-reaction. Given the body
retains traces of the changes brought about through interactions with other
bodies and things, imagination will reflect the diverse ways in which bodies are
affected by particular experiences, such that one is effectively many. We strive
to imagine that which will aid the bodys power of acting, but the ambivalent
structure of affective life (manifested in images, objects, signs) may unravel this
power of desire. Pierre Macherey has argued that Spinozas entire theory of the
affects turns on this idea of the affective ambivalence that taints all our joys
with sadness insofar as, through an imaginary fixation, they assume the form
of a love for external things (Macherey, 1996, 155).25 Is imagination an aporetic
structure, at once positive and negative, which dislocates as well as transforms?
Might the desubjectifying and impersonal logic of affect and conatus nonetheless
introduce a tragic element into Spinozas Ethics? Spinozas theory of affect and
conatus arguably takes us much further than the concept of the subject shaping
Hegels thought but it also, as we have observed, runs productively alongside
several contemporary Hegelian positions. In identifying this tragic element of
his thought, in particular the logic of ambivalence, might we have turned full
circle back to the analytic of finitude presented earlier in my paper as the risk
endemic in aspects of contemporary Hegelianism?26
Infinite thought
In conclusion, it is important to make an argument against such a position.
We have already drawn attention to the importance of the infinite in Spinozas
thought. It is in the transition to Part V of the Ethics that a response to this
question must commence, where finite life is folded into the order of the infinite
through the eternity of thought. Indeed, against Badious attempt to introduce
a gap (wherein the event can emerge) between the infinite and finite modes,
Spinoza establishes a relation between eternity and existence itself.27 In other
words, nature is eternal in and through the (finite) modes, and this implies that
eternity is nothing other than natures occurrence in and as the modes. Thus,
Spinoza writes: the modes intrinsic infinitude is the power to bring about that
which can be understood solely through the laws of its own nature (EIVD8,
Ax1). Since substance is therefore without beginning or end (it is always already
there), without transcendence and without telos or origin, it follows that we
should not think of eternity as we might with Hegel alongside the model of
totality and absolute knowledge. Natures eternity is its infinite variability and
182
generativity, its conatus, we must add; it is itself an open series and has no simple
identity. When Spinoza writes, It is of the nature of Reason to perceive things
under a certain species of eternity (E IIP44), he later marks out the different
ways in which we can encounter the same object or idea. Thus, it is with different
degrees of capacity/intensity, and different degrees of cognition (reason,
imagination, intellect), each of which may sometimes overlap and disturb the
degree of activity and complexity of a given body. To understand an object or an
idea sub specie aeternitatis, or to understand an imminent, singular essence as
finite and determinate, is also to see a form of connection that does not collapse
either into a division between part and whole, or into a logic of identity. In other
words, the perspective of eternity preserves the reciprocity between singular
essence of things and the infinite. It is perhaps in this light that we should view
Badious recent Spinozist quest in Logics of Worlds.28 In response to the question:
What is it to Live? Badiou draws upon the Scholium to Proposition 23 of Book V
of the Ethics. He suggests that to live for and experience an idea is to experience
in the present the eternity that authorizes the creation of this present (2009,
510). Indeed, for Badiou, The infinite of worlds is what saves us from every
finite dis-grace (2009, 514).
If Hegel returns in Spinoza, and returns us to Spinoza, and if contemporary
Hegelianism is likewise inflected with Spinoza, might this be because Spinozism
opens up so many singular paths of thinking? Thus, Nancys restless negative is
given a Spinozist twist: its affirmativity and its movement toward truth is its
insistence in itself, without renunciation or evasion, its praxis, and the conatus of
its being.29 The conatus of thought, indeed the conatus of any thing can certainly
be viewed through the refracted lens of Hegelian philosophy. But that it can also
be something more, that it can find its (ambivalent) shape not only in the desire
and negativity and the vulnerability of every strategy of power but also in virtue,
power as potentia, and the infinite itself, may offer an opportunity to explore
another terrain in Spinozas thought, or to read Spinozas philosophy in excess of
a Hegelian problematic.
Notes
1 G. W. F. Hegel, Lectures on the History of Philosophy: Volume III, trans E. S.
Haldane and F. H. Simson (London: Routledge and Kegan Paul, 1955), p. 257.
2 G. W. F. Hegel, Phenomenology of Spirit, trans. A. V. Miller (New York and
Oxford: Oxford University Press Hegel, 1977), 803.
183
184
185
21 I dont have the space to do justice to this aspect of Spinozas thought, which
certainly challenges anthropocentric conceptions of agency. Spinoza recognizes
the forcefield constituting individual things in Letter 58. For a fascinating
account of its implications see Jane Bennetts discussion of thing-power (Jane
Bennett, The Force of Things: Steps toward an Ecology of Matter, in Political
Theory 32.3 (2004): 34772; Jane Bennett, Vibrant Matter: A political Ecology
of Things (Durham and London: Duke University Press, 2010)); Y. Melamed,
Acosmism or Weak Individuals? Hegel, Spinoza, and the Reality of the Infinite,
Journal of the History of Philosophy 48 (2010): 7792; Hasana Sharp, Spinoza and
the Politics of Renaturalization (Chicago: Chicago University Press, 2011).
22 Laurent Bove, Hilaritas and Acquiescentia in se ipso, in Spinoza on Reason and
the Free Man, ed. Y. Yovel and G. Segal (New York: Little Room Press, 2004).
23 P. Lacoue-Labarthe and Jean-Luc Nancy, The Unconscious is Destructured like
an Affect, in Stanford Literature Review 6.2 (1989): 191209.
24 Judith Butler, The Desire to Live: Spinozas Ethics Under Pressure, in Politics
and the Passions 15001850, ed. V. Cahn, N. Saccamano, and D. Coli (New
Jersey: Princeton University Press, 2006), p. 121.
25 In a penetrative review essay on Butlers The Psychic Life of Power, Macherey
explores this logic of ambivalence. He seems also by implication to draw closer
Butlers Hegel toward Spinoza. See Pierre Macherey, Out of Melancholia: Notes
on Judith Butlers The Psychic Life of Power: Theories in Subjection, in Rethinking
Marxism 16 (2004): 717.
26 I have explored some of the ethico-political resources present in Spinoza
that may accommodate this logic of ambivalence (see Caroline Williams,
Thinking the Political in the Wake of Spinoza: Power, Affect and Imagination
in the Ethics, in Contemporary Political Theory 6 (2007): 34969).
27 Julie Klein has embarked on a close textual analysis of this relation in By
Eternity I Understand: Eternity According to Spinoza, in Iyyun The Jerusalem
Philosophical Quarterly 51 (2002): 295324.
28 Alain Badiou, Logic of Worlds (London: Continuum, 2009). Badious book is
also Spinozist in terms of its structure of argument, which is partly organized in
terms of propositions, proofs, and scholiums.
29 Jean-Luc Nancy, Hegel: The Restlessness of the Negative, trans. by J. Smith and
S. Miller (Minneapolis, MN: Minnesota University Press, 2002).
Part Four
10
Apologos
The immediate thought arising from the suggestion to me Hegel after Spinoza,
was but, of course, that is Marx. This chapter will be the unfolding mediation
of this immediate thought or idea in its properly political aspect, that is, as a
historical materialist dialectics. The unifying premise of this chapter is that
Marxs attentive engagement with Spinoza, his reading of Spinozas political
writings as significant to current debates, motivate his critique of Hegel and the
Left Hegelians and constitutes the unifying thread of his thought, beginning
with the critique of religion, through the critique of ideology, to the critique of
political economy. The concrete way in which Hegels specter will hover over
the chapter is already anticipated in the first part of the chapters title; for, the
paradox of the perfect democracy exemplified historically and materially in the
Hebrew Commonwealth does not enter into Hegels political philosophy, not only
insofar as the Hebrew Commonwealth is excluded from world history, whether
it is understood nonmaterially as the unfolding of Spirit in time or concretely as
the unfolding of the Idea in space as Nature or God.1 This absence is especially
glaring when it is found in a philosopher whose philosophical career began with
a reading of Jacobis ber die Lehre des Spinoza in conversation with Schelling
and Hlderlin but who then relegated Spinozas thought to the prehistorical, prephilosophical Orient in one regally a-historical stroke.
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Prologos
Among Marxs early notebooks which are published in the first volume of
the MEGA, there is a text entitled Spinoza Theologische-Politische Traktat von
Karl Heinrich Marx. Berlin1841.2 These notebooks are composed of rearranged
and fragmented chapters of Spinozas Theologico-Political Treatise together with
a rather idiosyncratic selection of Spinozas letters. That this strange work has
remained almost entirely hidden (or even occult) may well be a reflection of a
deep dis-ease with its form as well as its content. Even when this texts existence
is recognized, it is nonetheless almost entirely ignored, with the exception of
a very brief discussion in one chapter of Yirmiyahu Yovel, Spinoza and Other
Heretics, volume 2, and volume one of Cahiers Spinoza, published in 1977
which, in addition to Marxs text, contains six articles, only three of which
are devoted to it. Even more striking is the fact that in the Anglo-American
philosophical world these early writings remain almost entirely unknown or
unacknowledged.3 The differences between the European and Anglo-American
academies notwithstanding, studies that address Marxs critique of religion, that
is, On the Jewish Question, The Holy Family, and Theses on Feuerbach, fail to
ask an obvious question, namely, what, if any, is the relation between Spinozas
radical critique of religion and Marxs critique of ideology and the oppressive
institution whose expression it is.
Following a brief preface on the politics of Marxs scholarship, especially in
relation to history and politics, the first part of the chapter briefly frames the
occlusion of the relation between Spinoza and Marx in the context of the history
of Spinoza misappropriations so as to make intelligible the argument that Marxs
rearrangement of Spinozas TTP is the source of his radical critique of Hegel and
the Left Hegelians, who claim to be Spinozas legitimate modern heirs, and whose
respective critiques of religion are said to be influenced by Spinoza. Against
Ludwig Feuerbach and Bruno Bauer, in particular, whose critiques of religion
and materialism remain strictly metaphysical, Marx deploys another Spinoza,
whose critique of religion is simultaneously a critique of Hegelian metaphysics,
the concrete overcoming of which renders possible a radical democratic politics.
In the second part of the chapter, I shall first explore the paradox at the heart
of the uncanny claim in Spinozas TTP, chapter seventeen that in the Hebrew
Commonwealth the perfect theocracy was a perfect democracy both with
respect to freedom and with respect to equality. Second, I shall argue that this
paradox is the model for Marxs political philosophy in subsequent writings
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precisely because it provides the blueprint to a freedom from human rule that is
concurrent with a radical economic equality.
Provisos
Just as Marxs thought has generated a rich variety of zealous disciples, so
has Spinozas, so that in any attempt to retrieve either thinker from polemical
battles, one is compelled first to clear some of the most common, often violent
misappropriations that their respective works have generated. Hence, I must
frame this chapter with three preliminary provisos which will be supplemented
at crucial moments of the discussion.
First, if a historical materialist dialectic is to be critical, it must simultaneously
be a reflection of concrete material institutions and practices and of the ideology
or forms of consciousness to which they give rise. For both Marx and Spinoza,
this is as true of the philosophers lofty ideas/ideals as it is of the vulgar
masses. Briefly and explicitly stated, throughout his writings, Marxs dialectical
articulations of the relations between specific oppressive material conditions, be
they religious, political, or economic and the alienated forms of consciousness
reflecting them can, without exaggeration, be said to be nothing other than the
nineteenth century expression of Spinozas repeated claim in the Ethics that
mind is nothing but an idea of body, stated explicitly in historical terms. Now,
in anticipation of an objection, I want to state categorically what I have argued at
length elsewhere, namely, that the Ethics is not a metaphysical text, with a brief
physical digression, but rather an ethics/politics, heir to a materialist Aristotelian
tradition, in which tradition the physis of the human psyche, whose motion and
action originate in appetition or desire, lives in the polis, for only gods and beasts
live outside the city.
Consequently and second, Spinozas TTP and TP are thoroughly historical,
pace Hegel and others, in at least two ways, provided that by history we do not
mean a philosophy of history or any other future-oriented historical narrative,
or for that matter an account of time, a metaphysical being par excellence
for Spinoza. Thus, in exploring the theological-political origin of the state, the
TTP first engages the current dogmata that sustain and legitimize oppressive institutions and then turns to the historical origin of the nation-state in
the Hebrew Commonwealth as well as to its transformation or deformation
from an absolute democracy, through aristocracy, to monarchy (as distinct
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case that Marxs method here was logical, it would resemble a Cartesian rather
than a Spinozist form of argumentation. This claim about Marxs method cannot
be supported for at least two reasons, one material, the other philosophical.
First, the selection of the correspondence with de Vries as well as Meyer makes
evident that Marxs interest in Spinozas method is not incidental and in fact
provides him with the tools for a materialist dialectical critique. And, insofar
as Matheron emphasizes the advantage of this methodological procedure and
locates its effects in the generality of the conclusion, even if by logic he means
dialectics, it is certainly not a materialist, letalone historical dialectic but rather
an abstract Hegelian one. Second, philosophically, the problem of Jewish election,
let alone the Jewish question remained a focus of Marxs critique not only of
religion but also, and more important, of the modern State, the Christian nature
of which he emphasizes and critiques in his exchange with Bauer. Furthermore,
Jewish specificity is not absent from the chapter on miracles. Further on in the
chapter, Marx refers to Jews and others like them,11 a likeness constituted by
shared ignorance and the illusion that they were Gods beloved elect.12 Finally,
it is precisely the particularity of the Hebrew Commonwealth that is of central
importance to Marx in several subsequent chapters, for it is that concrete, material
historical particularity that makes manifest the paradox of the perfect democracy,
a paradox whose dialectical implications were of great significance to Marx.
Before I turn to the Hebrew Commonwealth in Spinoza and Marx, I wish to
provide a brief justification of my claim that the principle omnia determination
est negatio underlies the peculiar unity of the selections of fragments and letters
in the Notebooks as well as hazard a preliminary explanation of the absence
of the Ethics. Taken materially and historically (and following Aristotle and
his materialist Jewish heirs), the principle would demand that any dialectical
inquiry will begin from the most important and prevalent, contemporaneous
philosophical opinions precisely because they are the theoretical expressions
or forms of consciousness reflecting existing, oppressive institutions, religious,
legal, and economic. Just as Cartesian philosophy and Calvinist as well as
Mennonite theology are expressions of the economic and political institutions
of seventeenth century Holland, so also Hegelian philosophy and theology
are the expressions of nineteenth century German institutions. That is why
Spinozas interlocutors are Cartesians, Calvinist, and Mennonite scientists,
philosophers, and theologians, and Marxs are Hegelian, Christian theologians,
and metaphysicians. And here, ironically, Marxs concern may appear to be
narrower and more academic than Spinozas, whose concern with prejudice is
extended to the vulgar as well as to theologians and metaphysicians, precisely
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them, unless and until the real material, that is, historical conditions obtain; that
is, until the social and economic institutions can be changed. More precisely
stated, understood in relations to institutions of power, whose maintenance
depends upon the control of beliefs and opinions, the question of the overcoming
of religion/ideology will depend upon the existence of concrete material, that is,
objective conditions which will render such overcoming really possible. Further,
it cannot be overemphasized that to the extent that the institutions of power
in question are the secular face of deeply entrenched theologico-political
prejudices or Weltanschauungen, the difference between religion and ideology
is nominal.
The Commonwealth
But Nature? Surely, she creates individuals, not nations, which are distinguished
[into nations] only through a diversity of languages, of laws, and of accepted
customs; and only the last two, namely, laws and customs, can be the origin of
the singular character (ingenium), mode of life (conditionem), and prejudices
(praejudicia) of any singular nation whatsoever.18
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why it came about that their state was utterly destroyed, Spinoza presents the
commonly prejudice that suggests that the fate of the Hebrew State resulted
from the stubbornness of the race. Explaining the destruction of the State to
be a consequence of a disobedience originating in the nature of the Jews qua
Jews, the suggestion indicates that the fate of the Jew is an expression of divine
justice. In response, Spinoza summarily dismisses this suggestion as childish,
that is, unworthy of philosophical consideration. For, the naturalistic form of this
suggestion, that is, the reference to the Hebrew community as a genos, turns
nature upside down, reifying nature (and simultaneously personifying GodNature), and thereby establishing a real and radical distinction between Nature
and the specific historical conditions and conventions in which it is expressed.
But, were this the case, religion/politics would constitute a dominion within a
dominion which Spinoza emphatically and repeatedly denies. Dismissing this
suggestion as foolish, in lieu of a response Spinoza asks: for, why was this nation
more stubborn than others?21
God as Nature does not elect, nor redeem a people, nor for that matter does
it distinguish between human and other natural individuals, God as elected is
the concrete historical response to fear and hope, the primary passions that are
the origin of both politics and religion.22 The more an individual understands
God as Nature, the less she is a passive subject of hope and fear, and the freer she
is. But, to the same extent that she is free, to that extent she would overcome
or repress the fears and concomitant prejudices that define her national,
which is to say, religious belonging, were it ever the case that the natural state
was ever really distinct from the civil one.23 And, were such an overcoming or
transcendence of national belonging really possible, so would it be possible for
the individual to overcome her nations law, customs, and prejudices even if
she does not transgress them; that is, she will become morally autonomous
by becoming heteronomous to her nations laws and customs and, thereby,
overcome history and jewishness. But, this is precisely what Spinoza denies,
pace Stoic readings of the Ethics.24 For, not only does reason not have power over
the primary passions but also, were it not for the power of the primary passions,
the passions necessary for self-preservation, there would be no need for religion
or politics, that is, there would be nothing but the natural state. The only difference
acknowledged by Spinoza between the natural state and civil State is that in the
former, individual fears arise from indefinitely many individual circumstances
and hence differ, whereas in the latter, all men fear the same things, and all
have the same ground for security, the same way of life,25 as determined by laws
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and customs. Understood in this way, the natural/civil State,26 were it to come
into being, would be the overcoming of religion and of the civil (covertly religious)
nation state. Indeed, for Spinoza, the fundamental difference between religion and
politics is that concretely, that is, historically understood, to the same extent that
religion seeks to legislate true and false beliefs, as distinct from permissible
and impermissible actions, to that extent has it been and continues to be the
source of the political discord that undermines the possibility of sovereignty and
hence the concrete liberty necessary for the security and commonwealth (salus
publica) that are the raison detre of politics or the commonwealth, letalone the
freedom at which it aims. Differently stated, it is Spinozas claim that religion as
an institution always seeks to legislate belief rather than action. For, the control
of belief is ipso facto also the control of action. Properly understood, then, the
relation between religion and the natural/civil State is thoroughly antagonistic,
whereas the raison detre of religion is obedience, that of the natural/civil State
is freedom. And as Spinoza points out nobody knows by nature that he has
any duty to obey God....27 Stating that the natural state is prior to religion
in nature and time, Spinoza repeatedly emphasizes that prior to religion and
law there is no sin, wrong, or duty. That is, obedience and disobedience arise
from human convention or projections of what is and is not beneficial to selfpreservation, letalone, (salus) health and commonwealth (salus publica).
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between civil law and religion that piety equaled justice, impiety injustice,
which injustice was an infraction against all other citizens, and hence, deprived
the offender of her citizenship, that is, membership in the community. As an
exemplary democracy, where there is no mediator between equal citizens and
the elected God, the original Hebrew Commonwealth is politically originary
in a more important way, namely that it seems the most natural form of the
state , approaching most clearly to that freedom which nature grants to every
man.30 This is also the moment where electing and being elected are identical.
To transgress the law at this moment entails that there is no other law. She who
transgresses the covenant which is her own does not yet belong to an other
community; she is not a member of some prepolitical moral community, nor
does she inhabit a solitary natural place because to be bound by law is to be
bound to the laws of this nation whose existence was brought into being by her
own election.
It cannot be overemphasized that, for Spinoza, especially when we seek to
understand his influence on Marx, the original/originary covenant is not based
upon reason; originating, as it does, out of fear, its primary motivation for the
alienation of ones power is self-preservation as it is perceived individually by the
fool, the mad, or the sane alike.31 For, even when some of the individuals who
seek self-preservation may do so on the basis of understanding, nonetheless,
what is understood is what is to be feared. More precisely, for Spinoza, properly
understood, a true and enduring democracy cannot be based upon reason but
only upon what is common to all natural, living entities, that is, the a-rational
desire for self-preservation and flourishing. For even were it the case that rational
deliberation is the domain of the fewthe conceit of many philosophers who
persist in the illusion of reasons powernonetheless, fear is common to all living
entities, qua living, including those capable of rational deliberation. Once again,
for Spinoza, reason has no power over the affects nor can it effect democracy;
for reason, is, at best, the mediation of the few about what ought to be feared by
all members of a commonwealth, that is, reason may, at best, make possible the
substitution of a single, common fearful or hopeful image for indefinitely many
individual ones. I want to suggest that this is, in fact, what Marx has in mind
when he argues that a class must be formed... to which I shall turn in the
conclusion.
Before proceeding to a brief consideration of Spinozas impact on Marxs
critique of religion and the State, two central aspects of Spinozas political
philosophy must be reconsidered in relation to Marx. First, I cannot overemphasize the centrality of the psychology of the affects to Spinozas elaboration
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of democracy as is evident from my brief treatment of fear above and which I insist,
against Matheron, is inseparable from his concern with self-interest. Second, I
must remark upon the place of political economy in Spinozas consideration of
democracy, which is ignored. In light of the brevity of his remarks on economic
equality, this is not surprising. Whereas in the discussion of the origin of the
Hebrew democratic commonwealth, Spinoza seeks to uncover the common
element, fear, unifying the indefinitely many subjective experiences of the natural
state that gives rise to the election of God, in his discussion of the endurance of
the original Hebrew State, after he addresses the patriotism consequent upon the
legal daily ritual that constituted the particularity or uniqueness of the Hebrews,
Spinoza seeks to uncover the objective element that proved to be most effective
in deterring citizens from contemplating defection and from ever wanting to
desert their country, to wit, the motive of self-interest, the strength and life of all
human action. This, I say, was a feature peculiar to this state.32 As he notes, the
peculiar attention to self-interest in the original legal institution of the State took
the form of absolute equality of ownership, a form which recognizes self-interest
as a primary and objective dimension of the legitimacy of the commonwealth in
which citizen and subject are identical. Nowhere else did citizens have stronger
right to their possessions than did the subjects of this state, who had an equal
share with the captains in lands and fields and were each the owner of their share
in perpetuity.33 Moreover, even when individuals were compelled by need to sell
(alienate) their property, the law required that it be restored to them during the
jubilee, and there were other similar enactments to prevent the alienation of
real estate.34 Spinoza concludes this brief reflection on the economic basis of the
exceptional stability and duration of the Hebrew Commonwealth, a basis which
he presents as materially objective, with a remarkable observation that sheds
light not only on the specificity of the Hebrew Commonwealth but also, more
important, on this election: Thus the Hebrew citizens could enjoy a good life
only in their own country; abroad they could expect only hurt and humiliation.35
Viewed in this light, the homeless Jew, whose commonwealth is no longer
possible, is a specter, a despised specter in the Christian commonwealth whose
rejection, as Christian, she embodies or legally personifies. So long as the State
remains a Christian State, overtly or covertly, so long as its institutions and
rituals remain rooted in religious Christian symbols, the Jew could not be its
citizen, even if she is its subject.
In anticipation of the objection that Spinozas understanding of equality
as property ownership is radically at odds with Marxs view of property as
exemplary of the alienated existence in bourgeois civil society, the subject of
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his sustained ongoing critique, I can only reply: of course, if we ignore history.
For, it cannot be overemphasized that the democratic equality of which Spinoza
speaks in the TTP refers to the original Hebrew Commonwealth, which, he
insists, has not existed since its demise nor can it exist again. The interruption
of the TP by Spinozas death is all the more poignant because it occurs at the
beginning of his discussion of democracy, the form of commonwealth he
describes as the completely absolute state.36 Moreover, it is important to note
that the TTP is addressed, first and foremost (even if covetly), to the educated
Calvinist authorities, whom he sought to convince that the imposition of
religious rules on the nascent Dutch republic would undermine its chances for
peace and prosperity. And, although there is no doubt that equality in the nascent
republic was based upon property ownership, what is striking about Spinozas
argument is his insistence that ownership should not be a matter of station or
other privilege, that is, class. Instead, he argues for the objective, nonreligious,
conditions of peace and stability, an argument that implicitly intends to appeal
to the self-interest of the sovereign power. And, again, as stated earlier, Spinozas
and Marxs idioms necessarily differ precisely insofar as they respond to different
concrete material conditions, economic as well as religious/ideological ones. In
contradistinction, the appeal to self-interest, to need as the basis of civil society,
on the one hand, and to alienation as source of social ill, on the other, is common
to both thinkers.
If the Notebooks represent the true, concrete historical form that Spinozas TTP
as a critique of religion could assume in the nineteenth century, in general, then
the Critique of Hegels Philosophy of Right is the first form which Spinozas TP, as
a critique of political institutions, must assume in Germany, in particular. Marxs
claim that all forms of the state have democracy for their truth, is but a concrete
historical encapsulation of Spinozas uncovering of the democratic possibilities
inall forms of the nonabsolute, that is, democratic State.
Returning to my general claim that Marxs TTP provides the critical tools
for his engagement with Hegel and the young Hegelians, I want to narrow it
to the claim that the selections from chapters on the commonwealth and the
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Hebrew Commonwealth are the core of Marxs critique of those who violently
incorporated Spinozas thought into a Christo-Platonic speculative philosophy,
precisely because, all claims to the contrary notwithstanding, the purportedly
modern secular State of Hegel, Bauer, and Feuerbach, is only formally secular,
even in its most liberated, French form. Viewed in light of the principle omnis
determinatio est negatio, the significant determination adopted from Spinoza
is the distinction between nature, abstractly or metaphysically conceived, and
specific laws, customs, and prejudices; the former creates individuals, the latter,
nations. In the light of the abbreviated nature of Marxs TTP, it is especially
striking that he selected all of Spinozas formulations of this distinction, including
the following one on Jewish particularity:
Through this alone, then, nations differ from one another, namely by reason of
the society and laws under which they live and are governed. Thus, the Hebrew
nation was chosen by God before all others not by reason of its understanding
not of its spiritual qualities, but by reason of its social organization and good
fortune whereby it achieved supremacy and retained it for a many years.38
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highlights precisely what is extraordinary about the identity of civil law and
religion in the Hebrew Commonwealth, namely, the absence of dogmata.
For, to recall, Christianity is the repudiation of Mosaic law, qua law, or its
overcoming by dogmata. Whereas in the Hebrew Commonwealth freedom is
the concrete freedom to enact laws, for Christianity, freedom is a metaphysical
freedom from laws. Insofar as the former is concerned with action, unlike the
latter, it does not legislate what is true and false but only what is good and
bad. Thus understood, the freedom to legislate is simultaneously the freedom
to philosophize or freedom of belief.
Since both Spinoza and Marx view the aim of the State as freedom, that is,
since they examine the Hebrew Commonwealth as a practical, political matter
about the precise form of the State, its laws and institutions, the election of
the Jews, that is, concrete, material, or institutional particularity becomes a
moment of contestation about human liberation/emancipation, religious or
political, transcendental/spiritual or historical. Or, yet again, the question of
the human freedom which is the singular concern of both Spinoza and Marx
becomes a question of the relation and distinction, sameness and difference,
determination and negation, between the natural and civil state. If the natural
state (status naturalis) is not really distinct from the civil State (status civilis)
whose separation is at the core of the modern conception of civil society as the
overcoming of the state of nature (status naturae) critiqued by both Spinoza
and Marx, then the question becomes how does nature appear in different
forms of political association and whether there can be a civil society, or
human community, whose institutions do not require alienation, especially the
alienation of purportedly natural rights, the rights that do not differ between
madmen, fools, and philosophers, in short the rights that do not differ between
madmen, fools, and philosophers, in short, the rights that approximate the
perfect democracy.
Insofar as religion/ideology, for both Spinoza and Marx, is the alienated
form of consciousness reflecting material needs and institutions, economic and
political, for both Spinoza and Marx, then the critique of religion/ideology and
that of political economy cannot be really separate. And, although it may seem
strange that both turn to the critique of religion/ideology before they turn to the
critique of political economy, both Spinoza and Marx are painfully aware that no
thought can bring about institutional change and hence try to discover modes
in which a unified form of consciousness, masses for Spinoza, classes for Marx,
may be forged so as to desire change/liberty and be able to bring it about when
the material conditions obtain.
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Before proceeding, I want to recall the fact that recht means law, that is, that
real political emancipation is an emancipation of the law rather than of the
abstract subject consciousness. Insofar as Marx claims that the German State
has committed a general wrong, he is claiming that it is an absolutely illegitimate
State, or the State whose negation is the determination of the absolute, that is,
democratic State, or the State whose citizens are subject to no human ruler. But
what is most remarkable about Marxs first discussion of the proletariat is that its
most important aspect is generally ignored with few exceptions (most noted of
which is Balibar), namely that the proletariat never exists, nor has ever existed
as a classit is certainly not the working class. It is a class whose unity as
a single suffering, that is, passion, can only come into being through critical/
intellectual intervention, whose unity is nothing other than the formation of a
single fear and single hope. And as Marx makes clear in a language remarkably
similar to Spinoza, the proletariat does not result from naturally existing
poverty, but poverty artifically produced, [it] is not the mass of the people
mechanically oppressed by the weight of society, but the mass resulting from
the disintegration of society and above all from the disintegration of the middle
class.43 To paraphrase Spinoza, by nature there is no poverty and no class, these
exist only by convention, custom, prejudice, in short, artifice. The only weapon
against prejudice is critique. Lest I be misunderstood about the role of the
philosopher and the power of reason, allow me to quote Marx: It is clear that
the arm of criticism cannot replace the criticism of arms. Material force can only
be overthrown by material force; but theory itself becomes a material force when
it has seized the masses.44
From the preceding, it should be clear that in my view for neither Spinoza nor
Marx is the liberation of politics from religion the emancipation of individual
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minds from ideology. For, even if individuals are motivated by self-interest and a
single class consciousness, this does not entail that the form of consciousness is
rational or that, once humanized, the human animal, including the philosopher,
ceases to be animal.
Notes
1 A substantive engagement with the absence of Spinozas political writings
from Hegels Philosophy of Right as well as Philosophy of History is as much
a desideratum as it is beyond the scope of this chapter. Suffice it to indicate
that,given Hegels view of the State, the Hebrew Commonwealth was not a
State, perhaps it was even an anti-State, insofar as, despite its elaborate laws,
the identity of its laws with religion, its prohibition on graven images, that
is, its rejection of art, as well as its radically particularistic claims, would
not even qualify it to belong to the kind pre-History to which the Orient is
consigned.
2 Marx-Engels Gesamtausgabe (Berlin: Dietz Verlag, 1972), vol. 1.
3 Steven B. Smith is the exception, although he does not discuss this text, or
Marxs relation to Spinoza. See, Spinoza, Liberalism, and the Question of Jewish
Identity (New Haven and London: Yale University Press, 1997).
4 tienne Balibar, a careful reader of Spinoza and Marx, explores and emphasizes
this in Spinoza and Politics, trans. Peter Snowdon (New York: Verso, 1998).
5 See Editors Afterwards, in Max Horkheimer and Theodor W. Adorno,
Dialectic of Enlightenment, trans. Edmund Jephcott, ed. Gunzelin Schmid Noerr
(Stanford, CA: Stanford University Press, 2002), especially pp. 2437.
6 In the Afterward to the Second German Edition of Capital Marx summarily
dismisses Hegels and Spinozas critics saying: But, just as I was working at
the first volume of Das Kapital it was the good pleasure of peevish, arrogant,
mediocre, epigonoi, who now talk large in cultured Germany, to treat Hegel in
the same way as the brave Moses Mendelssohn in Lessings time treated Spinoza,
i.e., as a dead dog, I therefore openly avowed myself the pupil of that mighty
thinker... . In so doing Marx clearly also pays tribute to Spinoza and Hegel
as philosophical beacons. Karl Marx, Capital, vol. 1. ed. Frederick Engels (New
York: International Publishers, 1967), pp. 1920.
7 The Marx-Engels Reader, 2nd edn, ed. Robert C. Tucker (New York: Norton &
Co., 1978), p. 228, n. 8. Henceforth, MER.
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25 TP III/49.
11
Introductory remarks
In his poem I Wasnt One of The Six Million: And What Is My Life Span?
Open Closed Open, the Israeli poet Yehuda Amichai writes the following lines:
Jewish history and world history/grind me between them like two grindstones,
sometimes to a powder.1 To the extent that it expresses the sentiment of Jews
throughout the world, what follows can be understood as a commentary upon
Amichais verse. Indeed, a great deal of the most prescient Jewish thought of the
past three centuries occurs precisely as a result of this dual allegiance to world/
universal history (with its striving for some iteration of perpetual peace) on the
one hand, and Jewish history (with respect either to the fulfillment of divine
promise or the creation of a Jewish State) on the other.2 My contention in this
chapter is that the intersecting thoughts of Spinoza, Hegel, and Adorno provide
a crucial resource for continued reflection upon this issue.
Methodologically, I take as my point of departure Pierre Machereys
insightful attempt at effecting a rapprochement between Spinoza and Hegel:
We shall only be concerned to read Spinoza and Hegel together, that is, one
with the other, but also one against the other, so as to draw out the eventual
elements of divergence as they can appear through their very convergence....
[N]o doubt Spinoza and Hegel talk about the same thingand this is why there
exists a real community of thought between thembut they speak about it
differently, and perhaps even in an opposite wayand this is why, if it is not
permissible purely and simply to equate their philosophical positions, neither
can they be completely separated.3 The beginnings of such a rapprochement
will be attempted here largely by means of reading Spinozas Theological-Political
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understood. The pertinent question deals with what exactly differentiates their
apparently similar accounts; what necessitates Hegels transformation of real Jews
into the figure of the Jews such that his criticism and advocacy take on such a
radically different character than Spinozas? I use the term figure (with respect
to Hegel) deliberately in order to indicate that the question of language plays a
crucial role in this transformation of real Jews into the Jews (and therefore,
in the difference between Spinozas and Hegels reflections about history). For
this reason, a brief discussion of language and its relation to historical inquiry is
appropriate at this point.
Figural interpretation, according to Auerbach, establishes a connection
between two events or persons in such a way that the first signifies not only
itself, but also the second, while the second involves or fulfills the first. The two
poles of a figure are separated in time, but both, being real events or persons,
are within temporality. They are both contained in the flowing stream which
is historical life, and only the comprehension...of their interdependence is a
spiritual act.10 When a first event prefigures a second, the concrete particularity
and historical context of both events is de-emphasized in favor of a relationality
the index of which is decisively nonsensuous. Put differently, the spiritual truth
of the events is what gets expressed in the activity of figuration; as such, this
spiritual truth is inevitably universal. For this reason, I use figuration to name
the speculative employment of language in Hegel.
Before turning to Hegel, however, it is important to understand what
conception of language is being transformed in (and rejected by) Hegels thinking.
What is Spinozas understanding of language such that it becomes subsumed in
the Hegelian transformation? Insofar as it expresses thought, the aim of language
(for Spinoza) is to indicate individual things. To the extent that this same language
always refers to universal categories, it is constituted by an inherent limitation,
or (in Spinozas terms) poverty (TIE, 258). Hence, definitionswhether they
have a determinate (extra-mental) object or notalways express individuals.11
That real individual things (as modes) are not substantially distinct from one
another (E IID7) only serves to indicate a double sense to this poverty: not
only does language fail to fully capture the individuality of modes but it also
cannot fix the fluid character of individuals which occur in the modal efflux. For
this reason, hardness cannot refer in (God, or rather) nature to anything other
than this or that hard thing; thus understood, essences (as the ideated content
of definitions) are not metaphysically distinct from the singular existences to
which they refer.12
212
213
214
carrying it out, nor is the result the actual whole, but rather the result together
with its becoming (Werden) (PhS 2; translation modified). This capacity to
refigure, transfigure, and configure apparently disparate phenomena (understood
within the context of the systematic unfolding of the whole) is how language
expresses essence over time. Differently stated, this speculative employment of
language allows for its ordinary, propositional appearance to achieve the goal
of plasticity (PhS: 39) and express the movement of history. It is in this sense,
therefore, that Hegel can hold that [t]he True is the whole (PhS: 11).
If speculative language and thought expresses the universal in the particular,
and if spirit is nothing less than the universal in its intelligible totality (development
as well as result), then speculative discourse carries within itself the function of
showing the spiritual character of phenomenal reality: [T]he task nowadays
consists not so much in purging the individual of an immediate, sensuous mode
of apprehension, and making him into a substance that is an object of thought
and that thinks, but rather in just the opposite, in freeing determinate thoughts
from their fixity so as to actualize and spiritualize (zu verwirkilichen und zu
begeisten) the universal (PhS: 201; translation modified). In other words, the
phenomenon is simultaneously destroyed (with respect to the contingent aspect
of its particularity), preserved (with respect to its essential connection to the
universal), and raised to a higher unity (within the universal). Insofar as this
movement displays the spiritual essence of phenomenal reality, it exposes the
structure of reality as a mediation between universal and particularthat is, as
incarnational. That Hegels thought occurs in a thoroughly Christian context is
generally acknowledged. Similarly, that Hegel understands the Christian religion
to have been (in some sense) superseded by absolute knowing is not a terribly
controversial claim.15 However, because this supersessional movement occurs
through the transfiguration of the particular, doctrinal content of Christianity
into form, Christianity remains operative. The claim here is that Hegels thought
is fundamentally Christian in its form insofar as the incarnational movement
operates throughout his thinking and his conception of reality. It comes as
no surprise, therefore, that Hegel gives the following articulation of spirits
unfolding in/as history: In our knowledge, we aim for the insight that whatever
was intended by the Eternal Wisdom has come to fulfillmentas in the realm
of nature, so in the realm of spirit that is active and actual in the world. To that
extent our approach is a theodicy, a justification of the ways of God (IPH, 18).
Differently stated, the fundamental character (or form) of Hegels conception of
history is religious.
215
216
217
218
the normative rabbinic view that the Jews are chosen in the sense of being
called to accept the Torah and follow its commandments and prohibitions. This
is essential insofar as it characterizes the actual situation of individuals (which
follows a causal order in the modal efflux) but not in any other sense. For Hegel,
in sharp contrast, this exclusivity is the spiritual shape of Judaism in its emergence
from Oriental despotism and in its subsequent refusal to undergo historical
transformation into the Western world. It is true that Hegels later reflections
on Judaism accord a necessary developmental place for the religion and people
in history and, therefore, lack the severity of his early remarks (where Judaism
is seen, by and large, as something simply different from Christian Europe).19
However, the emphasis on the Jew as pariah remains unchanged.
It is not just the outsider quality which disturbs Hegel. Were the Jews to have
taken a prophetic stance toward the host societyas their forerunners did during
the period of the Hebrew Commonwealthone senses that this would meet with
Hegels approval. After all, Hegel views the negation of natural deities invoked in
the figure of the monotheistic divinity as a genuine historical development: The
Spiritual speaks itself here absolutely free of the Sensuous, and Nature is reduced
to something merely external and undivine. This is the true and proper estimate
of Nature at this stage; for only at a more advanced phase can the Idea attain a
reconciliation...in this its alien form. Its first utterances will be in opposition
to Nature; for Spirit, which had been hitherto dishonored, now first attains its
due dignity, while Nature resumes its proper position (PH, 196). Put differently,
the function of the Biblical prophetic stance is to negate the immanence and
particularity of nature in favor of something higherethics and divine law.
It is, similarly, not simply the fact that Judaism negates nature which is
problematic for Hegel. Rather, it is that Judaism negates without sublation; it
destroys without recomposition; it finds no actual reconciliation with what it
opposes. Judaism, one might say, is death without resurrection. It is precisely
in the rejection of synthesis with the host cultures, that Judaism evinces (for
Hegel) a developmental delay, a particularized moment hypostatized into the
whole.20 It is the slavish adherence to its own laws and customs which leads
the young Hegel to exclaim that The great tragedy of the Jewish people...can
rouse neither terror nor pity...it can arouse horror alone. The fate of the
Jewish people is the fate of Macbeth who stepped out of nature itself, clung to
alien Beings, and so in their service had to trample and slay everything holy in
human nature, had at last to be forsaken by his gods (since these were objects
and he their slave) and be dashed to pieces on his faith itself (ETW 2045).
219
Differently stated, in failing to both (1) reconcile with what it negates and (2)
raise itself to a higher developmental stage, current Judaism occupies for Hegel
much the same developmental status as does art21: it exists as something past.
Judaic alienation from a transcendent divinity is the legacy which Judaism
bestows on world history. In Hyppolites words, It is the destiny of the Jewish
people to live eternally separated from God and men so as to project its ideal
outside of itself through rejection and to have cut this ideal off from life.22 Once
superseded, Judaism has (as it were) fulfilled its mission.
How does one refer to a figure or community which is dead yet (as the British
pop standard goes) wont lie down? In a possible ironic echoing of the opening
sentence to Marx and Engels Communist Manifesto, Leo Pinsker writes the
following in1882: Among the living nations of the earth the Jews occupy the
position of a nation long since dead...the world saw in this people the frightening
form of one of the dead walking among the living. This ghostlike apparition of
a people...could not fail to make a strange and peculiar impression upon the
imagination of the nations. And if the fear of ghosts is something inborn, and
has a certain justification in the psychic life of humanity, is it any wonder that it
asserted itself powerfully at the sight of this dead and yet living nation?23 What
is interesting about Pinskers statement is that, locating as he does the concern
over ghosts within a problematic of fear, he returns the discussion to a social and
political register in the vicinity of Spinozas thought. To say that fear is inborn
is to say that it is natural. The problem of the specter of Judaism is thus recast as
a political problem. And irrespective of how one might view Pinskers proposed
remedy to the problem, this recasting allows for the deeply Spinozan option of
education and habituation away from sad affects toward something like joy. At
the very least, it locates the problem on the societal and political level.
Hegels exposition of the history of the Jews, however, does not constitute a
break within history (although, in some sense, it continues the Kantian attempt
at influencing the direction of history in the very writing of it). That Jews may
be deserving of civil rights insofar as they are essential human beings in no way
affects the essential character of world historythat it is not a place for happiness
(IPH, 29). While it would be wrong to read Hegels remarks to the effect that
history is a slaughter-bench (IPH, 24) in a justificatory manner, it would be less
incorrect to view them as a description of what eventually happens to outmoded
forms of spirit. If the Jews cannot attain the next level of development,
such development will occur in spite of them. From the standpoint of world
history (i.e. from the standpoint which has attained philosophical cognition
220
with respect to history), this in no way devalues the study and understanding
of Judaism. What it does mean, however, is that this understanding occurs on
the hither side of the supersessional movement: However erroneous a religion
may be, it possesses truth, although in a mutilated phase...and a philosophy of
History has to seek out the spiritual element even in the most imperfect forms
(PH, 1956). Again, the resonances with Spinozas thought are strangely clear:
the history of the Jews is to be studied for what we can learn from it. And in both
cases, the lessons of this history have to do with its limitations. For Spinoza, the
social and political history of the Hebrew Commonwealth (plagued as it was by
theologico-political fanaticism) leading to the exclusivity of Diasporic Judaism
teaches the dangers of religious extremism. For Hegel, this same extremism is the
result of an essential developmental failure to incarnationally overcome spiritual
alienation. Again, one sees that it is the respective philosophical contexts which
determine the different trajectories followed by Spinoza and Hegel. Simply
stated, Hegelian history is fundamentally teleological; Spinozan history remains
steadfast in its rejection of final causality. This dichotomy amounts to the
difference between a historical theodicy and one that makes secularized use of
the Judaic ban on divine representation.24
The spiritual alienation characteristic of Hegels Jews finally manifests itself
politically in the problematic nature of the Hebrew Commonwealth. For Hegel,
the Jewish adherence to law and custom in the face of a radically transcendent
divinity exhibits a prosaic type of cognition in which human beings are
understood as individuals with a merely finite existence (PH, 196). To name
this cognition prosaic is to invoke its opposite, presumably the poetic, which
would be the form of cognition appropriate to incarnational mediation as it
expresses (by means of figuration) the universal/infinite in the particular/finite.
This reiteration of the Pauline distinction between the letter and the spirit is now
taken up in Hegels claim that the [s]tate is an institution not consonant with the
Judaistic principle (PH, 197) insofar as the State does not operate in a prosaic
manner. Insofar as, for Hegel, [t]he state is the divine Idea as it exists on earth
(IPH, 42), it systematically manifests spirit in all of its particular aspects and
institutions. Hegel elaborates: [t]he state is the Idea of Spirit in the externalized
form of human will and its freedom. It is in the state, therefore, that historical
change occurs essentially, and the elements of the Idea are reflected in the state
as various political principles. The forms of government, in which the worldhistorical peoples have blossomed, are characteristic of those peoples (IPH,
50). Human will and freedom (subjective spirit) and governmental and societal
221
222
Adornos Auschwitz
If Spinozan history narrates particular natural human associations, and if
Hegelian history explicates the unfolding of spirit within nature (i.e. the raising
of sensuous and particular nature to intelligible universality), Adornian history
amounts to the remembrance of such natural particularity after its eclipse by
spirit. Writing with Horkheimer in the 1940s Adorno states that: A philosophical
interpretation of world history would have to show how, despite all the detours
and resistances, the systematic domination over nature has been asserted more
and more decisively and has integrated all internal human characteristics.26 It
cannot be a matter, therefore, of undoing Hegelian speculative history. Rather,
it is solely a matter of finding the particular after its subsumption in the universal.
For Adorno, the very labeling of natural sensuous particularity as inessential
(as occurs in Hegelian history) signals an attempt by Enlightenment societies
to dominate it. And since (as for Spinoza) nature creates individuals, the
domination of nature constitutes the real problem.
223
224
created a society informed by that perception; Judaism has attained the societal
form of exclusion and destruction. Adorno elaborates: Civilization is the
triumph of society over naturea triumph which transforms everything into
mere nature. The Jews...are pronounced guilty of what, as the first citizens,
they were the first to subjugate in themselves: the susceptibility to the lure of base
instincts, the urge toward the beast and the earth, the worship of images. Because
they invented the concept of the kosher, they are persecuted as swine (DoE,
153). With Spinoza, Adorno emphasizes the ceremonial laws as a structuring
quality of historical Judaism. With Hegel, Adorno emphasizes the negation of
nature through ethics and law as an essential feature of this same history. Finally,
in simultaneously adopting the developmental model and emphasizing natural
particularity, Adorno is able to locate the problem of European anti-Semitism
as a societal reification of concrete Jewish practices now turned back against
the Jews. Put otherwise, Adornos analysis focuses neither specifically on the
Jewish polity (as does Spinoza) nor developmentally on Judaism with respect to
Christianity (as does Hegel). Instead, Adorno locates the particularity of current
Judaism through the lens of dysfunctional societal mediation.
It is for this reason that Adornos thought is able to express what the figure
of Judaism would look like raised to a societal form. This is not to say that
Judaism-in-itself produces this kind of society. Rather, it is in the raising of
Judaism to a societal form that it loses its particularity and becomes completely
for society. For this reason, Adorno can legitimately locate the characteristics
imposed upon Jews as ones historically developed in Judaism without creating
a stereotype. That Judaism developed certain laws or practices has more to do
with social and political circumstances than it does with speculative essence.
That such circumstantial practices get taken as essential qualities is a product of
societal reification. For Adorno, such reification has a direct affect on the reified
subject as well; responding to the question of the spectral and unreal quality
which European societies have bestowed upon Judaism (with respect to [1] the
perception of developmental delay and [2] the extreme psychological opacity
and torment undergone in the Shoah and its aftermath), Adorno provides a rare
autobiographical allusion: it may have been wrong to say that after Auschwitz
you could no longer write poems. But it is not wrong to raise the less cultural
question whether after Auschwitz you can go on livingespecially whether one
who escaped by accident, one who by rights should have been killed, may go on
living. His mere survival calls for the coldness, the basic principle of bourgeois
subjectivity, without which there could have been no Auschwitz; this is the
225
drastic guilt of him who was spared. By way of atonement he will be plagued
by dreams such as that he is no longer living at all, that he was sent to the ovens
in1944 and his whole existence has since been imaginary, an emanation of the
insane wish of a man killed twenty years earlier (ND, 3623). With this, Adorno
yokes together the themes of exclusivity and spectrality under the aegis of
internalization: survival in Auschwitz called for exclusive concern over ones own
survival, and the guilt-effect of such comportment is the dream of becoming a
specter-to-oneself. Auschwitz, for Adorno, thus names both the figural status
of the Jews as societally reified, excluded, dominated, and destroyed, as well as
the internalization of this figural status.
Conclusion
The forgoing analysis misses its mark if it suggests anything like a special
historical status for Judaism. If Spinoza is correct, then Jews are no different
than any other collectivity formed in the modal efflux which is nature. If Hegel
is correct, then Judaism (like all collectivities) can be viewed from a broader
historical perspective as to what it may have contributed to an emerging world.
Adorno reminds us that such historical emergence cannot be thought along
teleological and figurational lines without risking the loss of the particularity
in question. Put differently, an important lesson one might learn from this trios
reflections on Judaism and history is that the speculative Good Friday runs a
continuous risk of ushering in an actual Kristallnacht. And the scope of this
lesson, as unfortunately confirmed on a daily basis, is indeed universal.
Notes
1 Yehuda Amichai, Open Closed Open, trans., Chana Bloch (USA: Harcourt Inc.,
2002), p. 7.
2 I do not mean to imply that Jewish history has always and only been
tethered to particularity. Similarly, world history has not always expressed
universality.
3 Pierre Macherey, Spinoza, the End of History, and the Ruse of Reason, in
Pierre Macherey, In A Materialist Way: Selected Essays, ed. Warren Montag,
trans. Ted Stolze (New York: Verso Books, 1998), p. 136.
226
4 Baruch Spinoza, Theological-Political Treatise, 2nd edn, ed. & trans. Samuel
Shirley (Indianapolis, IN: Hackett Publishing Company, 2001). Citations refer to
chapter number and page number in Shirleys edition.
5 For the Introduction to the Lectures, see G. W. F. Hegel, Introduction to The
Philosophy of History with an Appendix from The Philosophy of Right, trans. Leo
Rauch (Indianapolis, IN: Hackett Publishing Company, 1988). For the actual
text of the Lectures, see G. W. F. Hegel, The Philosophy of History, trans. J. Sibree
(New York: Dover Publications, 1956). Subsequent references occur as (PH:
page number).
6 Baruch Spinoza, Treatise on the Emendation of the Intellect, in Baruch
Spinoza, Ethics, Treatise on the Emendation of the Intellect and Selected Letters,
trans., Samuel Shirley (Indianapolis, IN: Hackett Publishing Company, 1992),
p.239.
7 Theodor W. Adorno, Minima Moralia: Reflections On A Damaged Life, trans.
E.F.N. Jephcott (New York: Verso Books, 2005), p. 39.
8 G. W. F. Hegel, Phenomenology of Spirit, trans. A. V. Miller (Oxford: Oxford
University Press, 1977), p. 206; translation modified.
9 See Spinoza, TTP, XX/229 and G. W. F. Hegel, Elements of the Philosophy of
Right, trans. H. B. Nisbet (Cambridge, MA: Cambridge University Press, 1995),
pp. 2956, respectively.
10 Erich Auerbach, Mimesis: The Representation of Reality In Western Literature,
trans. Willard R. Trask (Princeton, NJ: Princeton University Press, 2003), p. 73.
11 See Letter 9 in Baruch Spinoza, Letters, trans. Samuel Shirley (Indianapolis, IN:
Hackett Publishing Company, 1995), p. 91.
12 Baruch Spinoza, Principles of Cartesian Philosophy with Metaphysical Thoughts,
trans. Samuel Shirley (Indianapolis, IN: Hackett Publishing Company, 1998),
p.99.
13 tienne Balibar, Spinoza and Politics, trans. Peter Snowden (New York: Verso
Books, 1998), pp. 1822. For a reading of the TTP which emphasizes its role as a
theory of history which simultaneously plays a role in history, see Andr Tosel,
Superstition and Reading, trans. Ted Stolze, in The New Spinoza, ed. Warren
Montag and Ted Stolze (Minneapolis, MN: University of Minnesota Press,
1997), pp. 14666.
14 Terry Pinkard, German Philosophy 17601860: The Legacy of Idealism
(Cambridge, MA: Cambridge University Press, 2002), p. 233.
15 This is one way to understand Hegels famous claim in Glauben und Wissen that
philosophy must replace the historic Good Friday with the speculative Good
227
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Index
Absolute Spirit 77, 924, 99100, 1245,
128, 1389 see also spirit
acosmism 99, 10310, 113, 115n. 35
Adorno, Theodore 1618, 192, 20910,
215, 2225
Afghanistan 157
Agamben, Giorgio 173
Albiac, Gabriel 14, 156, 163
alienation 57, 86, 89, 137, 173, 195,
2004, 210, 21920
all determination is negation see omnis
determinatio est negatio
Althusser, Louis 46, 11, 8396, 173
Althusserian circle 6, 19n. 21, 85
Amichai, Yehuda 209
amor Dei intellectualis see intellectual
loveof God
Anselm, Saint 1045
anti-humanism 4, 173, 178 see also
humanism
anti-Semitism 157, 224
aristocracy 1912
Aristotle 73, 121, 128, 137, 159, 194
atheism 23, 92, 98, 102, 109
attribute 5, 7, 2531, 34, 66, 70, 912,
95,1003, 110, 112, 115n. 36,
134, 171
Auerbach, Erich 211
Augustine, Saint 1201
Auschwitz 210, 2225
Badiou, Alain 19n. 21, 173, 175,
1812
Balibar, tienne 4, 79, 39, 424,
51,56,59n. 2, 60n. 27, 165,
173,205
Balling, Peter 193
Bauer, Bruno 190, 1946, 203
Bible 161, 218
Bhme, Jakob 112, 115n. 33
Bove, Laurent 8, 56, 179
238
Index
Index
Johnston, Adrian 179
Judaism 1618, 91, 189206, 20925
Kant, Immanuel 12, 23, 489, 53, 120,
125, 127, 129, 219
Kstner, Abraham Gotthelf 129
Kojve, Alexandre 49, 89, 171, 174
Lacan, Jacques 17380
Lacoue-Labarthe, Philippe 179
language 44, 21016
Laplanche, Jean 179
Leibniz, Gottfried Wilhelm 70, 71, 76,
103, 105, 129
Lenin, Vladimir Illyich 6, 88
Lessing, Gotthold Ephraim 23, 206n. 6
Levinas, Emmanuel 83
liberalism 4, 424
logic,
dialectical 11, 171
of Hegel 11, 25, 312, 612, 83, 86, 89,
905, 99, 1023, 106, 109, 112, 119
Plotinian 11
transindividual 44
Lucchese, Del 168
Macherey, Pierre 46, 58, 85, 8995, 118,
130, 151, 153, 155, 167n. 2, 171,
181, 209
Machiavelli, Niccol 73
Marx, Karl 2, 4, 6, 11, 1617, 42, 53,
849, 189206, 215, 219
Marxism 4, 17, 19n. 17, 42, 857
Massumi, Brian 177
master and slave see dialectic, of master
and slave
materialism 1, 4, 6, 23, 85, 88, 92, 166,
177, 1914, 212
Matheron, Alexandre 6, 46, 567, 1934,
196, 201
Matheron, Franois 87
memory 46, 48, 56, 60n. 27, 1334, 143,
148n. 5, 223
Mendelssohn, Moses 23, 206n. 6
Mennonites 194
Merleau-Ponty, Maurice 4
method,
deductive 10, 69
dialectical 35, 62, 68, 98
239
240
Index
nihilism 23
nominalism 212
Oldenberg, Henry 195
omnis determinatio est negatio 5, 17, 25,
29, 36, 3940, 99, 1023, 110,
192, 194, 203 see also negation
ontological argument 102, 1045, 113,
116n. 39
overdetermination 86, 88, 153
Palestine 157
panpsychism 139
pantheism 24, 98, 175
Parmenides 63
passions 47, 99101, 109, 123, 135,
1445, 17980, 198
Paul, Saint 220
Persia 216
person 9, 29, 646, 76, 98, 103, 105,
10912, 135, 1556
personal identity 133, 146 see also
individual
philosophy of history 3, 1718, 46,
153,191
of Feuerbach 88
of Hegel 18, 62, 64, 68, 77, 89, 119, 126,
12930, 152, 165, 210, 215, 223
and Judaism 20925
phrenology 140, 145
physics,
of Spinoza 8, 73, 156
Pillow, Kirk 139
Pinsker, Leo 219
Plato 112, 122, 128, 197, 203
Plotinus 11
postmodernism 43
proportion of motion and rest see ratio
ofmotion and rest
Protestantism 128, 215
psychoanalysis 15, 172, 174, 176, 1789
Rand, Ayn 42
ratio of motion and rest 456, 71, 1334,
137, 148n. 4, 162, 177
rational choice theory 2, 52
recognition 9, 4854, 58, 66, 1514
reflection 5, 8, 2830, 35, 67, 91, 104,
108, 110
Index
teleology 4, 11, 15, 356, 46, 50, 558,
8991, 98112, 115n. 32, 126,
12930, 153, 155, 160, 1635,
169n. 19, 174, 181, 220, 225
theocracy 53, 578, 60n. 27, 190, 192,
199, 212
theodicy 15, 1523, 214, 220
totality 18, 2930, 32, 34, 39, 423, 66, 77,
83, 89, 104, 115n. 36, 134, 1434,
152, 155, 172, 174, 181, 214, 223
transindividuality 710, 3940, 424,
4753, 568, 60n. 18, 161
Travolta, John 143, 147
Tucker, Robert 192
241