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SystemPIE

ThePrimaryPhonemeInventoryandSound
LawSystemforProto-Indo-European








JounaPyysalo








ACADEMIC DISSERTATION

To be publicly discussed, by due permission of the Faculty of Arts
of the University of Helsinki, in Porthania P III,
Yliopistonkatu3,onthe22ndofNovember,2013,at10oclock





Publications of the Institute for Asian and African Studies 15


















ISBN978-952-10-9303-6(paperback)
ISBN978-952-10-9304-3(PDF)
http://ethesis.helsinki.fi

ISSN1458-5359





UnigrafiaOy
Helsinki2013

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Der wahre Grund, warum es Comte nicht gelang, ein unlsbares Problem zu finden,
besteht meiner Meinung nach darin, da es ein unlsbares Problem berhaupt nicht
gibt. Statt des trichten Ignorabimus heie im Gegenteil unsere Lsung: Wir mssen

wissen,Wirwerdenwissen.

DAVIDHILBERT

NaturerkennenundLogik(1930)


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A BSTRACT
TheIndo-Europeansoundlawsarethebestknownofalllanguagefamilies.Yetmany
soundlawsremainincompletelyformulatedduetoafailureintheinterpretationof
theOldAnatolianlaryngeal.Thepostulationofmultiplelaryngeals(atleastthreein
themainstreamlaryngealtheory)hasledtoasignificantdetourinthereconstruction
ofProto-Indo-European(PIE).
A single laryngeal PIE * R i.  was already discovered by Ladislav Zgusta
(1951),however,andsubsequentlyitwasconfirmedbyJohannTischler(1977ff.).The
current dissertation studies unexplored properties of PIE * and demonstrates that
this laryngeal had a voiceless (PIE *h) and a voiced (PIE *Y) variant with glottal
fricativearticulation.PIE*appearswithPIE*aindiphonemicPIE*aand*a.
This solution to the laryngeal problem allows for a clarification of the
relationship between PIE *h/Y and the rest of the phoneme inventory. Segmental
analysis results in System PIE, the primary phoneme inventory for Proto-IndoEuropeanconsistingof
?
PIE*a/
*e/*h/Y*i/*k/g*l/*m/*n/*o/*p/b*r/*s/z*t/d*u/.
The phoneme inventory of System PIE is minimal: it cannot be reduced and it is
sufficient to generate attested Indo-European forms. Accordingly, the import of
System PIE for Indo-European linguistics is comparable to mastery of the building
blocksofDNA.
Inaddition,thedissertationmodernizestheessentialIndo-Europeansoundlaws
in terms of the laryngeal PIE *h/Y. Due to the advanced stage of Indo-European
linguistics, no entirely new sound laws are presented, because the yet remaining
problems of the traditional sound laws reflect the absence of the comparative
interpretationoftheOldAnatolianlaryngeal.
The scientific framework used in this study is the comparative method of
reconstruction, recognized as a branch of natural science already by August
Schleicher.Thedissertationcontributestothedevelopmentofthefieldbyexplicating
the comparative method by means of predicate calculus, including a precise
formulation of Schleichers intuitive description of the decision method for IndoEuropean etymology. As such, the reconstruction theory System PIE can be
digitalized (i.e. turned into a programming language that can generate IndoEuropeandatafromreconstructions).
The most reliable etymological and standard dictionaries are used as the
material of the dissertation. While these sources present the data and etymological
suggestionsthatexisttodate,nofullcomparativeconclusionshaveyetbeendrawn.
Asacontributiontothisvitalareaofthefield,thedissertationpresentshundredsof
new etymologies, which serve as preliminary examples of the Proto-Indo-European
Lexicon(PIELexicon),adigitaletymologicaldictionaryofIndo-Europeanlanguages
thatwillbepublishedathttp://pielexicon.hum.helsinki.fi.


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A CKNOWLEDGEMENTS

Inmanyways,thisdissertationreflectsmyacademiccareer.
My studies at the University of Helsinki began with Classical Greek under the
able instruction of Prof. Maarit Kaimio, Prof. Jaakko Frsen, Prof. Paavo Castrn
and Dr. Erkki Sironen. The demands and discipline of my subsequent M.A. studies
inculcated in me the value of thorough philological competence in that language,
somethingforwhichIowegratitudetotheseprofessorsandmanyothers.Latinwasa
naturalcontinuationofGreek,taughttomebyProf.OlliSalomiesandothers.LaterI
becamefamiliarwiththerestoftheancientItalicdialects,anditismygreatpleasure
tothanktheLatinistsfortheirassistanceinthisregard.
A solid foundation in the Sanskrit language was laid for me by Prof. Asko
ParpolaandProf.KlausKarttunen.SoonIbecameparticularlyinterestedintheRigVedic language, which was thus added to my repertoire as well. Avestan and Old
Persian were kindly introduced to me by Petri Pohjanlehto, a PhD student in the
Central Asian Studies department, and I am very thankful for those who were
involvedinmytraininginIndo-Iranianaswell.
Being already capable in several ancient Indo-European languages, it was
naturalthatIwouldtakeupthetaskoflearningthemall.Thisprocessisstillongoing,
butitismanageableasdemonstratedbymypredecessor,Prof.PenttiAalto.Tothis
end, I have attended lectures by Prof. Anders Ahlquist in Old Irish, Dr. Kari
LiukkoneninLithuanianandDr.SannaAro-ValjusinHieroglyphicLuwian.Ihave
benefitedovertheyearsfromtheknowledgeofnumerousindividuals,includingProf.
JoukoLindstedtinSlavonic,andforthisIamverygrateful.
With time, I have gradually come to depend more and more on my own
resources to learn languages on my own. As I became more familiar with the
reconstructionoftheIndo-Europeanproto-language,Iconsequentlygraduatedwith
a double M.A. degree in Indo-European linguistics under the kind and able
supervisionofProf.AskoParpolaandDr.BertilTikkanen.
Since embarking on my academic path, I have compiled digital dictionaries of
Indo-European languages for my own personal use. Around the turn of the
millennium, I combined these into an Indo-European etymological dictionary. My
lexicographical interests had made me keenly aware of Oswald Szemernyis
(1996:31) words: (...) the first task of the Indo-Europeanist is to work back to the
fullestpossiblereconstructionofIndo-European.Thisprovedtoindeedbethecase,
as one can hardly compile a Proto-Indo-European dictionary without an adequate
PIEphonemeinventory.
Having also learned the key Old Anatolian languages by this point, it had
become clear to me for some time that the traditional (Neogrammarian)

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reconstruction was outdated, in particular regarding the laryngeal. Yet my
honeymoon with the laryngeal theory proved to be a short one. In discussions with
Prof. Jorma Koivulehto, Prof. Raimo Anttila, Dr. Petri Kallio and Dr. Santeri
Palviainen concerning the problems of the laryngeal theory, I discovered that its
inaccuracies in the reconstruction of the data could not be overcome, and I am
thankfultothesescholarsforhelpingmearriveatthisconclusion.
Whenengagingintheactualwritingofthedissertation,Ihadnootherchoicebut
tofollowDarwinsexample.Accordingly,IworkedontrueBaconianprinciples,and
[] collected facts on a wholesale scale []grouping facts so that general laws or
conclusionsmaybedrawnfromthem.Duringthistime,myacademicadvisorswere
Dr. Bertil Tikkanen, whose extensive capabilities in the field of phonetics and
phonology have been a constant, reliable guidance; Dr. Martti Nyman, whose dataoriented attitude and insights into methodology were always held close; and Prof.
Klaus Karttunen, whose steadfastness has always been a source of encouragement
andcalm.
Mystudieshavealwaysalsoincludedaninterestinphilosophy,inparticularthe
theory of science, and therefore I followed lectures by Prof. Ilkka Niiniluoto, Dr.
Heikki Kannisto and others. This interest further led me to study formal logic and
mathematicsunderProf.LauriMyrberg,Dr.JuhaPartanenandothers.Lateron,this
interestwouldresurfaceintheformoflanguagetechnology,andinthatregardIam
especiallythankfultoProf.KimmoKoskenniemiforoursuccessfuldemosincoding
theIndo-EuropeansoundlawsofSystemPIEandtoMr.AleksiSahala,B.A.;bothof
themaremostcapablecomputerlinguists,ifIeversawone.
I am grateful to Prof. Juha Janhunen for his profound comparative experience
andacademicleadership.Ithasbeenmyhonourandpleasuretolearnfromhim.
IamalsoindebtedtoDr.AlbionM.Butters,whohascheckedtheEnglishofthe
dissertation,improvingitandprovidingmewithvaluablelessonsinthatlanguage.
Lastbutcertainlynotleast,IwishtothankLauraandthechildrenAura,Jade,
TaitoandTuafortheirgreatloveandpatience.
Intermsofinstitutions,IwouldliketoexpressmygratitudetotheUniversityof
Helsinki,theDepartmentofWorldCulturesanditsheadLars-FolkeLandgren,and
all other employees of the institution for their constant support and assurance of a
safehavenfortheactualcompilationofthedissertation.
IamextremelygratefultotheFinnishCulturalFoundationforgrantingmethree
annual scholarships and the Emil Aaltonen Foundation for another set of three
annual scholarships. Without this significant financial assistance, the dissertation
wouldnothavebeenpossible.
Finally, I am most indebted to the board of the Institute of Asian and African
Studiesforacceptingmydissertationforpublicationinitsseries.

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T ableofContents
ABSTRACT ..................................................................................................... 4 
ACKNOWLEDGEMENTS ................................................................................ 5 
TABLEOFCONTENTS ................................................................................... 7 
1  COMPARATIVE

METHOD

OF

RECONSTRUCTION

IN

INDO-

EUROPEAN ......................................................................................................... 13 
1.1 SYSTEMPIEANDCOMPARATIVEMETHODASNATURALSCIENCE ................................... 13

1.1.1 SituationinthereconstructionofProto-Indo-European.......................................... 13


1.1.2 Formsasfunctionsofphonemesandmeanings......................................................... 20
1.2 PHONETICSANDPHONOLOGYINSYSTEMPIE ................................................................... 21

1.2.1 Introduction:phoneticsandphonology...................................................................... 21


1.2.2 Sounds,phonemesandphonetics................................................................................ 22
1.2.3 ThehistoricalPIEphonemeinventories .................................................................... 23
1.3 SEMANTICS ............................................................................................................................ 30

1.3.1 Symbolfunctionandsemantics ................................................................................... 30


1.3.2 SemanticfieldsofPIErootmatrices........................................................................... 35
1.4 MORPHOLOGY ...................................................................................................................... 37

1.4.1 Morphemesandmorphology....................................................................................... 37


1.4.2 Onclassificationofmorphemes .................................................................................. 39
1.4.3 MorphotacticsandPIErootmatrices......................................................................... 44
1.5 THECOMPARATIVEMETHODOFRECONSTRUCTION ......................................................... 50

1.5.1 Comparativerelationanditssubcategories................................................................ 50


1.5.2 Geneticinternalcomparison(Grammarians)............................................................ 51
1.5.3 Geneticexternalcomparison(Paleogrammarians) ................................................... 53
1.5.4 Soundchangesandsoundlaws .................................................................................... 55
1.5.5 Reconstructionandtheprincipleofpostulation........................................................ 61
1.5.6 Non-geneticexternalcomparison(typology) ............................................................. 64
1.5.7 Non-geneticinternalcomparison(metalanguage) .................................................... 66
1.5.8 Thecomparativemethodofreconstruction ............................................................... 67
1.5.9 Onregularandirregularsoundchanges..................................................................... 71
2  PIE*ANDTHEINDO-EUROPEANVOWELSYSTEM ........................ 75 
2.1 INDO-EUROPEANVOWELSYSTEMANDI. ..................................................................... 75

2.1.1 TheproblemofOAnat.andtheIEvowelsystem ................................................... 75


2.1.2 Brugmannssystemofeightproto-vowels .................................................................. 76
2.1.3 OnAnatolianlanguages,corpusandlaryngeal.......................................................... 77
2.1.4 i.andthereconstructionofPIE* ....................................................................... 79
2.1.5 i.andvocalismNeogr.*a ................................................................................. 84

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2.1.6 TheMonolaryngealschool(Zgusta,Szemernyi) ..................................................... 86


2.1.7 PIE*insyllabicpositionandNeogr.* ................................................................... 89
2.1.8 i.inenvironmentNeogr.*e* .............................................................................. 90
2.1.9 DiphonemicPIE*aandPIE*a .............................................................................. 92
2.1.10 OnpropertiesofthecoversymbolPIE*................................................................ 96
2.2 VOWELSNEOGR.**A* ANDI. ................................................................................. 97

2.2.1 Introductionanddefinitions ........................................................................................ 97


2.2.2 ReconstructionofNeogr.*Gr. :OInd.i........................................................... 97
2.2.3 ProblemsofthereconstructionofNeogr.*.............................................................. 99
2.2.4 Neogr.*PIE*a..................................................................................................... 101
2.2.5 ReconstructionofNeogr.*aGr. :OInd.a........................................................ 104
2.2.6 ProblemsofthereconstructionofNeogr.*a............................................................ 105
2.2.7 Neogr.*aPIE*aeorPIE*ea ........................................................................... 107
2.2.8 ReconstructionofNeogr.*Do.:OInd. ....................................................... 111
2.2.9 ProblemsofthereconstructionofNeogr.*............................................................ 111
2.2.10 Neogr.*PIE*aorPIE*a ......................................................................... 112
2.3 VOWELSNEOGR.*O**ANDI. ............................................................................... 114

2.3.1 Introduction ................................................................................................................ 114


2.3.2 ThereconstructionofNeogr.*oGr.:OInd.andBrugmannsLaw............. 114
2.3.3 ProblemsofNeogr.*oandBrugmannsLaw........................................................... 116
2.3.4 ReconstructionofNeogr.*Gr.:OInd.a........................................................ 117
2.3.5 ProblemsofthereconstructionofNeogr.*............................................................ 118
2.3.6 Neogr.*PIE*o .................................................................................................... 120
2.3.7 Neogr.*oPIE*oa,*oa(BrugmannsLawII) ................................................. 121
2.3.8 ReconstructionofNeogr.*Gr.:OInd. ....................................................... 125
2.3.9 ProblemsofthereconstructionofNeogr.* ........................................................... 126
2.3.10 Neogr.*PIE*,*a,*a,*aor*a...................................................... 127
2.4 VOWELSNEOGR.*EAND*ANDI. ............................................................................. 128

2.4.1 Introductionanddefinitions ...................................................................................... 128


2.4.2 ThereconstructionofNeogr.*eGr.:OInd.a ................................................. 128
2.4.3 ProblemsofthereconstructionofNeogr.*e............................................................ 130
2.4.4 Neogr.*ePIE*e*ea*ae............................................................................ 131
2.4.5 ReconstructionofNeogr.*Gr.:OInd. ........................................................ 134
2.4.6 ProblemsofthereconstructionofNeogr.*............................................................ 135
2.4.7 Neogr.*PIE**a*a............................................................................ 137
2.5 PIEABLAUTANDPIE*INSYSTEMPIE......................................................................... 139

2.5.1 PIE*a,*aandtheProto-Indo-Europeanablaut................................................. 139


2.5.2 AblautPIE*:*o::*e:*................................................................................... 142
2.5.3 ProtheticablautPIE*:*o::*e:* ................................................................... 146
2.5.4 AblautPIE*:*o::*e:*withPIE*a,*a.................................................... 152
2.5.5 PIE*ainablautPIE*a*oa*a*ea*a ..................................................... 154
2.5.6 ProtheticablautNeogr.*a:*oandi. ................................................................. 156
2.5.7 SchwebeablautandPIE*......................................................................................... 162

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2.5.8 OsthoffsLawforAnatolian,TocharianandGreek ................................................ 166


2.5.9 EvaluationofhistoricaltheoriesandSystemPIE.................................................... 172
3  PIE*ANDRESONANTSPIE*IULRMN ........................................ 181 
3.1 ONTHEORIESANDPROBLEMSOFTHERESONANTSYSTEM ............................................. 181

3.1.1 Introductoryremarksonresonants ........................................................................... 181


3.1.2 OnthetheoriesofPIEsyllabicresonants................................................................. 182
3.1.3 Thetheoryofsyllabicsonants(Sonantentheorie) ................................................... 182
3.1.4 TheproblemsofSonantentheorie............................................................................. 186
3.1.5 Theschwasecundumschool ...................................................................................... 192
3.1.6 Thecomparativetheoryofsyllabicresonants .......................................................... 196
3.2 SEMIVOWELSPIE*AND*ANDVOWELSPIE*UAND*I............................................... 200

3.2.1 Neogr.*+=PIE*+ .................................................................................................... 200


3.2.2 Neogr.*u=PIE*u .................................................................................................... 203
3.2.3 Neogr.*
PIE*u,*u,*u,*u,*uu ......................................................... 205
3.2.4 Neogr.*!PIE*! ...................................................................................................... 211
3.2.5 Neogr.*iPIE*i ...................................................................................................... 214
3.2.6 Neogr.*PIE*i,*i,*i,*i,*ii................................................................. 215
3.2.7 OnSieverssLawandSturtevantsanalysis .............................................................. 219
3.2.8 SummaryofPIE*i,*uandPIE*a,*a.................................................................. 223
3.3 LIQUIDSPIE*L*R .............................................................................................................. 224

3.3.1 GeneralremarksonPIEliquids ................................................................................ 224


3.3.2 FortunatovsLawandPIE*a*a ........................................................................... 224
3.3.3 Liquids*rand*lintheNeogrammariansystem...................................................... 243
3.3.4 Neogr.*r(consonantaltrill) ...................................................................................... 248
3.3.5 Neogr.**(anteconsonantalsyllabictrill).................................................................. 251
3.3.6 Neogr.**r(antevocalicsyllabictrill) ......................................................................... 260
3.3.7 Neogr.*)(anteconsonantallongsyllabictrill) ......................................................... 266
3.3.8 Neogr.*l(consonantallateral) .................................................................................. 272
3.3.9 Neogr.*$(anteconsonantalsyllabiclateral) ............................................................. 273
3.3.10 Neogr.*$l(antevocalicsyllabiclateral) ................................................................... 276
3.3.11 Neogr.*#(anteconsonantallongsyllabiclateral)................................................... 280
3.3.12 LiquidsPIE*l/$andPIE*r/*inSystemPIE........................................................... 284
3.4 NASALSNEOGR.*N*M ....................................................................................................... 284

3.4.1 NasalsintheNeogrammariansystem ....................................................................... 284


3.4.2 PIE*n(consonantaldental) ...................................................................................... 292
3.4.3 Neogr.*((anteconsonantalsyllabicdental) ............................................................ 294
3.4.4 Neogr.*(n(antevocalicsyllabicdental).................................................................... 307
3.4.5 Neogr.*'(longsyllabicdental)................................................................................. 311
3.4.6 PIE*m(consonantalbilabial) ................................................................................... 317
3.4.7 Neogr.*&(anteconsonantalsyllabicbilabial) ......................................................... 318
3.4.8 Neogr.*&m(antevocalicsyllabicbilabial) ................................................................ 327
3.4.9 Neogr.*%(longsyllabicbilabial) .............................................................................. 330

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3.4.10 NasalsPIE*m/&and*n/(inSystemPIE .............................................................. 332


3.5 RESONANTSINSYSTEMPIE............................................................................................... 332

3.5.1 Theresonants*iulrmninSystemPIE .................................................................. 332


3.5.2 TheevaluationoftheSonantentheorie .................................................................... 334
4  PIE*ANDTHEPIEOBSTRUENTSYSTEM ...................................... 345 
4.1 INTRODUCTION ................................................................................................................... 345

4.1.1 TheNeogrammarianobstruentinventory ................................................................ 345


4.1.2 Neogr.*TThDDh(Decem-Taihunisogloss)......................................................... 345
4.1.3 Neogr.*K:K!:K+(Centum-Satemisogloss)........................................................... 347
4.2 THEORIESOFTHEFOURPLOSIVESERIESTTHDDH ...................................................... 348

4.2.1 NeogrammariansystemTThDDh .......................................................................... 348


4.2.2 MeilletsandMagnussonsrootconstrainttheory ................................................... 348
4.2.3 ThetypologyTDDhofthelaryngealtheory........................................................... 349
4.2.4 Theglottalictheory(GamkrelidzeandIvanov)....................................................... 350
4.2.5 OverviewofthetheoriesofthePIEplosivesystem ................................................. 351
4.3 TENUESNEOGR.*K,P,T ..................................................................................................... 353

4.3.1 MaterialofNeogr.*k,p,t .......................................................................................... 353


4.3.2 TheoreticalapproachestoseriesT(tenues) ............................................................ 355
4.3.3 SolutionstotheseriesT(PIE*k*p*t) .................................................................... 355
4.4 TENUESASPIRATAENEOGR.*KH,PH,TH ......................................................................... 356

4.4.1 Generalremarksontenuesaspiratae ....................................................................... 356


4.4.2 MaterialofNeogr.*kh,ph,th ................................................................................... 357
4.4.3 TheoreticalapproachestotheseriesTh................................................................... 360
4.4.4 ComparativesolutionoftheseriesTh ...................................................................... 361
4.5 MEDIAENEOGR.*G*B*D ................................................................................................. 366

4.5.1 MaterialofNeogr.*g,b,d ......................................................................................... 366


4.5.2 Theoreticalapproachestotheseriesmediae ........................................................... 369
4.5.3 Solutionstotheproblemsoftheseriesmediae........................................................ 370
4.6 MEDIAEASPIRATAENEOGR.*DH*BH*GH ..................................................................... 395

4.6.1 MaterialofNeogr.*dh,bh,gh................................................................................... 395


4.6.2 Historicalapproachestothemediaeaspiratae ........................................................ 397
4.6.3 Criticalcorrectionsandsolutions .............................................................................. 398
4.6.4 GrassmannsLawanditsexceptions ......................................................................... 409
4.6.5 BartholomaesLawanditsgeneralization................................................................ 413
4.7 SUMMARYOFTHEDECEM-TAIHUNISOGLOSS ................................................................. 414

4.7.1 SummaryoftheseriesT:Th:D:DinSystemPIE.............................................. 414


4.7.2 EvaluationoftheDecem-Taihuntheories ............................................................... 416
4.8 CENTUM-SATEMISOGLOSSORTHETHREEVELARSERIES .............................................. 417

4.8.1 GeneralremarksontheCentum-Satemisogloss..................................................... 417


4.8.2 TheplainvelarsNeogr.*kkhggh ............................................................................ 424
4.8.3 ThelabiovelarsNeogr.*k+*k+h* * h.................................................................. 427
4.8.4 ThepalatovelarsNeogr.*""hh........................................................................... 441

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4.8.5 Proto-Indo-EuropeanvelarsinSystemPIE ............................................................. 449


4.9 PROTO-INDO-EUROPEANFRICATIVES .............................................................................. 452

4.9.1 Generalremarksonthehistoricalfricativesystems ................................................ 452


4.9.2 ThesibilantsPIE*sand*z ........................................................................................ 453
4.9.3 PIE*h/andthepropertiesofthelaryngeal............................................................ 459
5  THERECONSTRUCTIONTHEORYSYSTEMPIE ................................ 465 
5.1 SYSTEMPIEANDPIELEXICON ......................................................................................... 465

5.1.1 ThephonemeinventoryofSystemPIE .................................................................... 465


5.1.2 TheaxiomatizationofSystemPIE ............................................................................ 469
5.1.3 ThesoundlawsofSystemPIE................................................................................... 472
5.1.4 ThedecisionmethodofIndo-Europeanetymology ................................................ 475
5.1.5 Proto-Indo-European(PIE)Lexicon........................................................................ 477
6  REFERENCES ....................................................................................... 484 
7  ABBREVIATIONS ................................................................................. 500 





























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1 ComparativemethodofreconstructioninIndoEuropean
1.1 SystemPIEandcomparativemethodasnatural
science
1.1.1 SituationinthereconstructionofProto-IndoEuropean
0.Thesituationofthe PIEreconstructionchangeddecisivelyafterBed ichHrozns
(1917)demonstrationoftheIndo-EuropeanoriginofHittite.Acenturylater,ithas
becomeindisputablethatOldAnatolianpreservedalaryngealsegmentHittitethat
was lost in the languages on which the Neogrammarian phoneme inventory and
sound law system were based. The laryngeal theory, with Mllers advancement of
three laryngeals and the subsequent addition of variants, dates back to the prelaryngeal period (1879-1880) and is based on a Semitic typology rather than IndoEuropean data. Accordingly, the theory cannot win the acceptance of comparatists,
withtheresultthatthestudyisindeadlock.Withsuchastateofaffairs,Szemernyis
(1967:92)assessmentismorerelevantthanever:
What is really needed is a renewed, and unbiased, study of all the available Hittite
evidencewithnoattempttoforceitintothestrait-jacketofpreconceivedtheoriesabout
IEablautorroot-structure.

Indeed, the problems with the study are caused by a lack of detailed comparative
reconstruction based on the current body of greatly enriched data and the new
segment PIE*,themissinglinkinthePIEphonemeinventory.Itiswellknownthat
when data changes, theories also must change. It is not an exaggeration to say that
Indo-European linguistics stands today in the very situation once sketched out by
KarlBrugmannandHermannOsthoff:1
Ehemanweiterbaut,bedarfderganzebau,soweiterbisjetztdasteht,einergrndlichen
revision.(1878:xi).


1
 The laryngeal is confirmed, owing to the traces of PIE * outside of Old Anatolian as well (e.g. in
Rig-Vedichiatus,regularlycoincidingwithi.incorrespondences).

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The quantitative and qualitative improvement of the presentation of the IndoEuropean material has reached a critical mass, allowing the solution of all major
problems of PIE segmental phonology based on the comparative method of
reconstruction. This window of opportunity will be explored in this study with a
completely upgraded reconstruction theory, called System PIE, which is based on
strict principles of natural science. In essence, System PIE consists of the primary
phoneme inventory and the upgraded sound law system for Proto-Indo-European,
withparticularattentionpaidtothesegmentallaryngeal PIE*inallenvironments.
Assuch,SystemPIEisdesignedtosolvethecriticalproblemsofPIEphonologyand
open the way for a subsequent exploration of the breakthrough, especially in the
fields of PIE morphology, etymology and the accent of the proto-language.
ConcerningtheseSchwerpunkts,thefollowingpreliminaryremarksarepresented.
1. The reconstruction of the primary phoneme inventory (i.e. the phonetic and
phonologicalcomponentofSystemPIE)willnotstartfromscratch.Onthecontrary,
owing to the highly advanced stage of the study, the traditionally postulated protophonemeswillserveasstartingpointsforthecasestudiesandsolutionssuggestedby
the comparative method will be presented for each question. In the order of
appearance,thephoneticandphonologicalproblemsinclude:
(a)TheproblemoftheProto-Indo-Europeanlaryngeal PIE*hasbeenpreliminarily
solved by the comparative school with the theory of monolaryngealism (der
Monolaryngalismus). According to the proponents of this theory, there is one (and
onlyone)laryngeal PIE*inductivelyobtainablefromtheOldAnatoliandata.This
result, originally discovered by Ladislav Zgusta (1951), has now been confirmed by
JohannTischlerandhiscolleaguesinHethitischesEtymologischesGlossar(1977ff.),
the most noteworthy and reliable etymological dictionary of Old Anatolian in
existence.2 The delay in the breakthrough of the theory has been caused by its
approximate form, basically consisting only of the realization of the existence of a
single PIE *. With an independent confirmation of the result, the study at hand
continues with a complete study of PIE *, its properties, and the sound laws
governing it in all environments. As a result, System PIE implements
monolaryngealismasafull-scalereconstructiontheoryconsistingonlyofpostulatesof
thecomparativemethod.
(b) As is well known, the problems of PIE * and PIE vocalism are closely knit
together. At its apogee, the Neogrammarian vowel system of Brugmann contained
eight cover symbols for the proto-vowels. The system was inductively reconstructed
and it has the necessary minimum of phonemes required for a complete (and
therefore valid) reconstruction theory. Although no additional correspondence sets
have emerged in the new material, Brugmanns system is outdated, particularly in


2

InPyysalo2003,aftercomparingalltheexistingPIEreconstructiontheoriesonthesamematerial,I
demonstrated the impossibility of the supported versions of multilaryngealism and concluded that
monolaryngealismisthesolereconstructivepossibilityforProto-Indo-European.

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terms of the relation of the eight-vowel system to the laryngeal PIE * consisting of
threesubsets:
1.TheproblemofNeogr.*T:a:
(a-vocalism)andPIE*.
2.TheproblemofNeogr.*o::(o-vocalism)andPIE*.
3.TheproblemofNeogr.*e:(e-vocalism)andPIE*.
ThecomparativesolutiontothesemainPIEablautproblemsandtheirrelationtoPIE
*ispresentedinChapter2.
(c)Theproblemoftheresonants(orsonorants) PIE*iurlnm,bothindependently
andintheenvironmentofPIE*,isdividedinto:
1.Theproblemofsemi-vowels/glides*i,u(U)withandwithoutPIE*.
2.Theproblemofliquids*rl(L)withandwithoutPIE*.
3.Theproblemofnasals*nm(N)withandwithoutPIE*.
ThecomparativesolutionoftheseproblemsispresentedinChapter3.
(d)TheproblemofPIEobstruents,independentlyandintheenvironmentof PIE*,
isdividedintothreesubsets:
1.Theproblemoffourseriesofplosives(Neogr.*T:Th:D:DY).
2.Theproblemofthreeseriesofvelars(Neogr.*k:*:*k,etc.).
3.TheproblemofIndo-Europeanfricatives(Neogr.*s/zandPIE*).
ThecomparativesolutionoftheseproblemsispresentedinChapter4.
(e) The problems of the PIE phoneme inventory are divided into nine subsets. To
these may be added a tenth subset: their treatment in a comparatively consistent
system. In order to establish the primary character of the phoneme inventory, it is
demonstrated that no phonemes are absent in System PIE and that the inventory
doesnotcontainanalyzablephonemes(i.e.SystemPIEisminimal).3
2.PIEsoundlaws,comprisingthephonologicalpartofSystemPIE,arethoroughly
upgraded(inparticular,for PIE*),accordingtothecomparativeimplicationsofthe
nowenricheddata.Whennecessary,thesoundlawsareanalyzedinconnectionwith
theproblems.Thus,BrugmannsLawandOsthoffsLawareupgradedinconnection
with the vowel system, Sieverss Law and Fortunatovs Law in connection with the
resonant system and so forth until the segmental PIE sound laws have been
completelyrevised.
3.ThekeyIndo-European(IE)languagesforthereconstructionofPIEconsistofthe
hundredmostancientlanguagesfromthelastfourmillennia.Splitintotwelvemain
subgroups,thelanguagefamilypresentshistoricalsoundchangesinauniquemanner,
similarly allowing the prospective reconstruction of their common ancestor, ProtoIndo-European (PIE). To date, thousands of scholars  from distinguished
lexicographerstocomparativelinguistshavededicatedmillionsofman-hourstothe
codingofthematerial,makingthemostancientIndo-Europeandatafinallyavailable

3

 Thus all historical proto-phonemes will be individually scrutinized for their existence and possible
analytical(orpolyphonemic)origin,ensuringthatnoitemsstandforsimplerproto-phonemes(asis
thecasewithGr.J,A,etc.).

15

in a practically complete form.4 The key features of PIE Lexicon, the etymological
databaseofSystemPIE,formasynthesisoftheseeffortsandcanbecharacterizedas
follows:
(a) In terms of the completeness of the material, the measures recommended by
BrugmannandOsthoffintheNeogrammarianmanifesto(1878)havebeenadopted:
Je mehr sprachmaterial uns so in lckenloser, durch die jahrhunderte sich hinziehender
schriftlicher berlieferung zur beobachtung unterbereitet ist, um so besser sind wir daran
[](1878MU1:vii.)5

Historically speaking, however, the Neogrammarian theory  with its emphasis on
Sanskrit,GreekandLatinwasneverbasedoncompletedata,nordiditclaimtobe.6
Thisprovidesawindowofopportunitytofurtherthereconstruction.
(b)InordertoeliminatetheproblemoftheincompletenessoftheNeogrammarian
reconstruction  and, even more, that of the laryngeal theory  the material of the
dissertationconsistsofthemainbulkofstems(andmorphemes)ofthehundredmost
ancientIndo-Europeanlanguagesbasedonthemosttrustedmainstreamdictionaries,
comparativelysupplementedwithothercriticalsources.
The full material, in homage to the most capable scholars of in the field of
etymologywillbeseparatelypublishedunderthetitle Proto-Indo-EuropeanLexicon
(PIELexicon);ithasalreadybeencompiledwithalengthoffivethousandA3pages.
Theworkiscurrentlyinanadvancedstage,allowingpreparationoftheinitialletters
ofthePIELexiconforpublication.
(c)ThePIELexiconisanext-generationetymologicaldictionaryutilizingtherulesof
System PIE, as presented in this study. Although hardcopy versions could be made
available,thePIELexiconisessentiallyadigitalenterprise7withtheultimateaimof
accounting for every recorded Indo-European morpheme. This has been made
possiblebythegeneralprogressoflanguagetechnology,exemplifiedtodaybysimilar
productsinthefield,likethe TITUSproject(ThesaurusindogermanischerText-und
Sprachmateriel) based in Frankfurt am Main.8 The TITUS project is currently
publishing archaic Indo-European texts, but links to digital dictionaries are also
offered on the TITUS website. Due to digital technology, the TITUS project will
becomeavailabletotheusersofthePIELexiconthroughthecommonmaterialdealt
with,allowingforthefurtherimprovementofboth.

4

 Bammesberger (1984:9): Seit Beginning unseres Jahrhunderts hat sich hauptschlich durch die
Kenntnis des Hethitischen und Tocharischen die Materialbasis fr die Rekonstruktion der
indogermanischenGrundsprachewesentlicherweitert.
5
 Zgusta (1951:428): Il est naturel quune thorie nouvelle soit ainsi applique au matriel le plus
largepossible.
6

 For Brugmanns note concerning the incompleteness of all early theories (including his own), see
Grundr21:397n1.

ThePIELexiconisdesignedtoallowforanupgradingofdatauntilallIndo-Europeanmorphemes
arereconstructed.Thus,thecompletenessofSystemPIEcanbedemonstratedinextenso.

 For the TITUS Program (Das Project eines indogermanischen Thesaurus), see http://titus.unifrankfurt.de/indexe.htm.

16

4. Throughout the study, special weight is placed on a strict commitment to the
comparative method and other methodical disciplines. This deserves a brief
explanation:
(a)AnthonyFoxcharacterizesearlydiscussionsonthecomparativemethodinwriting
(1995:19):
It must be said that nineteenth-century discussions of the method itself, and of the
procedures involved in its application, are rather disappointing. Although there are many
demonstrations of the results of the method, no detailed step-to-step explanations or
explicitformalizationsareforthcomingfromthisperiod.

With the exception of Schleicher, this evaluation is generally correct. Similar ideas
withanevenmorecriticaltonehavebeenexpressedbyRadoslavKatii (1970:9),a
leadingcomparativetheoretician,whowrites:
If this traditional field of linguistic studies is to be incorporated in a modern body of
linguisticdoctrine,thecomparativemethodmustbemadeexplicitanditsproceduresmust
become more formal. If a method is stated explicitly it becomes possible to discern its
propertiesandshowwhyitissuccessfulandwhereitcouldbeexpectedtofail.9

(b) Within this study are found both an explicit presentation of method (see
especially Chapters 1 and 5) and its formalization in predicate calculus, the best
known and most uncontroversial scientific meta-language in existence.10 This
formalizationconsistsofasimplepresentationanddefinitionoftheIndo-European
materialintermsofpredicatecalculus.11Theusefulnessoftheformalizationwillbe
demonstrated in Chapter 5, where the decision method for the Indo-European
etymologyisstatedasasimpleformulaofpredicatecalculus.
(c) The preliminary nature of the Paleogrammarian phoneme inventory and sound
laws(basedonSanskrit)andthelaryngealtheory,presentingaSemitichypothesison
a Neogrammarian chassis, means that Indo-European linguistics depends on the
Neogrammariansmorethantypicallyunderstood.Thismakesthefollowingremarkof
Davies(1975:644)relevantforthestudyasawhole:
What historiography [and Indo-European linguistics]most needs now is a series of
attempts to investigate both the neogrammarians concrete achievements (about which
muchisknown)andtheirtheoreticalpresuppositionsintheirentirety(aboutwhichweare
farlessclear),tocomparethetwo,andsettheminsomesortofhistoricalperspective.


9

Asafurthermotivation,Katii (1970:72)referstotheongoinglaryngealcontroversy:Theheated
discussion that arose about the laryngeal theory could become much more fruitful if the
methodological problems were made explicit. For a detailed account for the methodological
inadequaciesofthelaryngealtheory,seeBammesberger1984.
10

Predicatecalculusisaformalizationoftheuniversalrulesoflogicsharedbyallbranchesofscience.
Logicandpredicatecalculusremainthesame,butthebranchesofnaturalsciencedifferinthereal
objectsembedded.Forthetranslatabilityofpredicatecalculusintoamodernprogramminglanguage
thatallowsforthetestingofthesoundlawsofSystemPIE,seeChapter5.

11

 Despite the introduction of notation for predicate calculus, the standard conventions in the
presentationofIndo-Europeandataarefollowedinthisstudy.

17

5.Inonerespect,SchleicherdidbetterthantheNeogrammarians,namelyinviewing
the comparative method as a natural science.12 This highly conservative tradition is
upheld by the author in System PIE and the PIE Lexicon with the principles of
naturalsciencedulyfollowedthroughout:13
(a) The comparative method of reconstruction is an empirical science. The IndoEuropean data is understood like DNA code, carrying genetic information, and
thereforenormative.Shouldatheoryconflictwiththedata,correctionsinthetheory
aresoughtinsteadofirregularexplanations,inaccordancewiththethoughtofHans
HenrichHock(1991:535):
Givenachoice,analysespostulatingsoundchangesaremorehighlyvaluedthananalyses
which require analogical or other non-phonetic changes. Similarly, everything else being
equal, analyses operating with regular changes (sound change and/or rule-governed
analogy)arepreferredoverthosewhichrequiresporadicorlessregularchanges.

By seeking improvements in the analysis of material instead of analogies,the selfcorrectingprocessofthesciencecanbemeaningfullyupheld.Accordingly,theresult
ofthemethodis[]testableinprincipleonthebasisofparticulareventsoccurring
inspaceandtime(seeEsaItkonen1978:2ff.andMarttiNyman1982:19).Basically
this amounts to the acceptance of Isidore Dyens requirement (1969:508) that
[s]tatements regarding the nature of the proto-language are entirely inferential or
analytical, not assumptive. A theory allowing verification or falsification of every
detailispursued,andaprioristhypothesesarereplacedwithinductiveones.
(b)Thereconstructionofproto-languagemeansitsrestorationinascientificmanner
that satisfies high philological, linguistic and comparative standards. Ultimately,
reconstruction represents an equivalent of the Indo-European data, compressed in
Proto-Indo-European formulas. Szemernyis (1996:32) position is compulsory
throughout:
Fromtheoutsetrealism,arealisticapproach,playsadecisivepartinreconstruction,since
the reconstruction of phonetically impossible sounds and sound sequences (= words) can
beconsiderednothingbutanidlegame.

Thereconstructionofproto-languageisnothypothetical,butaregulatedprocedure
defined by specific empirical criteria.14 Therefore, scientific realism is the standard
forthepostulationofreconstructionandconceptformation,whichareonlyallowedif
theobjectsareobtainedexclusivelyfromthematerial.15Anisomorphicrelationship

12

 See Koerner (1982:2): Schleichers conception of language [] was, at least with respect to its
methodofinvestigation,anaturalscience(Naturwissenschaft).SeealsoFox(1995:24):Theworkof
Schleicher and his contemporaries, on the other hand, reflects the growing interest in the natural
sciencesandinscientificmethod:themethodoflinguisticsistotallydifferentofthatofallhistorical
disciplines,andisbasicallythatofthenaturalsciences.
13

Onthestructureofscientifictheories,seeKuhn1973.

14

AccordingtoSzemernyi(1962),thebasicprinciplesofetymologicalresearcharephonetic,semantic
andwordformationcriteria.SeealsoAnttila(1969:35).

15

Forconceptformationintheempiricalsciences,seeHempel1952.

18

between the objects of the theory and their counterparts in the real world is thus
demandedonalllevels.16
(c)IntheevaluationoftheIndo-Europeanreconstructiontheories, atheory(and/or
itssubset)isvalidifandonlyifitiscompleteandsound.17Inthisregard,thecounterexampleprocedure(i.e.constructingasetofdatafalsifyingahypothesisandleading
to a revision of the theory) is favoured in order to take problems as part of the
solution.
(d)Occamsrazor,18ortheprincipleofeconomy(quotedherefromHock1991:538),
isadoptedforthepurposesofcomparisonofthetheoriesandtheirsubsets:
Reconstructions should not violate the maxim attributed to the medieval philosopher
Occam that e ntia non sunt multiplicanda praeter necessitatem entities (in an
argument)arenottobemultipliedbeyondnecessity.Putdifferently,thesimplestpossible
analysisistobepreferred,everythingelsebeingequal.

The converse of the principle, Occams guillotine, is applied in the elimination of
unnecessaryassumptions.19
(e)Theexnihilonihilprinciplestatesthatnothingcomesfromnothing.Inpractice,if
a measurable phenomenon exists, it can be assumed to reflect a previously existing
stateratherthantoemergefromnowhere.Theprincipleisalsousedintheevaluation
ofthecompetingtheories.
(f)Theruleofunambiguitycanbedefinedthus:fromapropositionp
q(porq),it
isnotallowedtoinferapropositionporpropositionqunlessporqhasbeenproven.
This rule is designed to secure the scientific character of theory by disallowing
conclusionsofambiguoushypotheses.
(g)Throughoutthestudy,Ficksruleisusedastheprincipleofpostulationtojustify
theentirereconstuction.Accordingtothiskeyprincipleofthecomparativemethod,
twoindependentwitnessesarealwaysrequired.20Asaconsequenceofthislimitation,
the comparative method of reconstruction in its pure form is the sole form of
inference applied in this study, with the result that the very source code of ProtoIndo-EuropeanisderivedinanobjectivemannerinSystemPIE.
A strict adherence to these principles allows one to demonstrate that
Schleichers view of the comparative method as natural science is accurate. By
stickingtoprinciplesofnaturalscience,nothingbutscienceisproduced.Thecorrect

16

 For the opposite point of view, see Benveniste (1962:10): On a trop cherch  convertir les
laryngales en ralits phontiques. Nous avons toujours pens que le statut qui leur convenait
prsentementtaitceluidtresalgbriques.Loindentregnee,lareconstructionindo-europenne
sen trouve facilite. Les modles de reconstruction ne doivent pas dpendre dinterprtations
phontiquesencorelargementconjecturalesetquiseraientncessairementhistoriques.
17

Asystemiscompleteifitgeneratesallthecorrectforms,notifitgeneratesincorrectforms.

18

 For Occams razor (entitia non sunt multiplicanda praeter necessitatem) in linguistics, see Hock
(1986:538-540)andSzemernyi(1977:309).

19

Ifapostulateisnotnecessary,itismeaningless.

20

SeealsoBammesberger(1984:11):UmeinlinguistischesPhnomenderGrundsprachezuschreiben
zu knnen, mu es in mindenstens zwei verschiedenen Sprachgruppen unverkennbare Spuren
hinterlassenhaben.

19

solutionscanbesimultaneouslyidentifiedandcalibratedtomatchtherequirements
ofthenowenricheddata.

1 .1.2 Formsasfunctionsofphonemesandmeanings
0. Katii  (1970:146) expresses the key idea of language, forms as functions of
meaning,asfollows:
[] the languages in genetic research must be defined in the first place as sets of
phonemicstringsthatserveasexpressiontocertaincontents.

Though not sufficient as a general theory of language  which is in any case not
sought in this study, being strictly limited to the Indo-European domain  Katii s
definitionprovidesasolidstartingpointforadefinitionofthecomparativemethodin
termsofpredicatecalculus.
1.Theattestedformsconstitutingthelexicalitemsoflanguageconsistofthestring
of phonemes a1, a2, ..., an and the meaning x (in practice, the translation).
Consequently, the Indo-European data can be understood as a set of propositions
(functions)oftheform(a1,a2,...,an)=x.InSystemPIEandinthePIELexicon,
thestemsarechosenasthebasiclevelofdescription.21Accordingly,anindependent
entryisprovidedforeverydocumentedstem,andthedescriptionisunderstoodtobe
complete when all attested stems have been accounted for. An example of the
presentationofmaterialbasedonthestems(arrangedundertherespectiveroots)is,
forinstance,theOldAnatolianformation22#-sein(e#-,a#-#a-):
 i.e#- 
 i.a#- 
 HLu.sa-





(pr.)sein(HEG1:109-10,e-e#-zi[3sg],KBoI53,7)
(pr.)sein(HEG1:109-10,a-#a-an-du[3pl])
(vb.)be(CHLu.2.34.1,sa-t[3sg],10.17.6,sa-ta[3pl])

In terms of predicate calculus, such entries are combined functions f(g(h(x))) = y
expressing not only the stem and its meaning, but additional information like
grammatical analysis (e.g. (pr.), [3sg], etc.), reference (e.g. HEG 1:109-110), the
locusoftheattestedform(e.g.KBoI53,7)andsoforth.23
2. In the formalization the following symbols, functions (symbol: )24 and
definitions(symbol:)areused:


21

Hocks(1991:29)definitionisfollowedhere:Ifthemaincarrieroflexicalmeaninginagivenwordis
morphologicallycomplex,containingarootplusanaffix,itiscalledastem,suchasword-y,inword-ier, word-i-ness. In addition also the root, capable of taking inflectional endings, is understood as a
specialformofstem.
22

 On the topic of organization, compare Matthews (1991:26): For some other languages, such as
Sanskrit,dictionariesareorganizedbystemsorroots...
23

Thegrammaticalfunctioncoversthetypesofstemsaccordingtotheirgrammaticalclass,including
verbs(vb.),substantives(sb.),adjectives(a.),numerals(num.),adverbs(adv.),interjections(intj.),etc.

24

Functions1,2,3,...canrepresentanyproperties(orfeatures)orrelationsoftheargumentsx1,x2,
,xn.

20

(a)TheIndo-Europeanstemsarearrangedunderconstantfunctionsexpressingthe
source language (e.g. Aiol., Alb., Arm., Av., etc.) of the item in question, and the
scopeofafunctiondefinesthelexiconofthatlanguage.25
(b)ThephonemeparadigmsoftheindividualIndo-Europeanlanguages(i.e.thesets
ofminimalunitsofthesoundsystem)canbereferredtoastheirconstantinventories.
Forthephonemeparadigms,anextensivedefinitionisthereforesetforth.Thus,asan
example,forGreekwecandefine:26
 /Gr. 

4,5,6,7,8,...,K

(theGreekphonemeinventory).

Inpredicatecalculus,therealobjects4,5,6,7,8,...,Kcanbereferredtobytwokinds
ofobjectvariablesfreeones(a,b,c,...)andboundones(x,y,z,...)bothofwhich
arefurthermarkedwithsubscriptsa1,a2,...,an,...andx1,x2,x3,...asneeded.27
(c) The phonemes constituting a stem are connected with a sequence function
(symbol:+)expressingtheleft-to-rightorderoftheobjectsinvolved(e.g.a1+a2+...+
an). In practice, it is not necessary to write the sequence function; for example, the
conventionalwriting(e.g.Go.ist)isunderstoodasshorthandforGo.i+s+t.
(d)Thecomparativefunction(thesymbol:)canbesetbetweenanytwoarguments
/x(a)and/y(b)bysettingtheminjuxtaposition(e.g.i.e#ziis:Go.istis).Ifthe
compareditemsareidentical,thenthecomparativefunction/x(a):/y(b)isprovable
andidentity(thesymbol=)replacesthefunction;otherwiseitsoppositeisshown(by
thesymbol:).
(e)Astringofphonemes/(a1,a2,...,an)isamorpheme,ifandonlyifthereexistsanx
suchthatxisitsmeaning(possiblyunknown).Formally,therefore,themorphemes
areofgeneralform/(a1,a2,...,an)dfx.Astemcancontainmultiplemorphemes,
and if so these are separated by segmentation function (the symbol ) as seen, for
example,with:
 OIr.doformag-

(pr.)accrore(LEIAM-8,doformaig[3sg]).

3. In this manner, any Indo-European lexical item can be expressed in terms of
predicatecalculus(i.e.one-to-onemappingexists).


1 .2 PhoneticsandphonologyinSystemPIE
1.2.1 Introduction:phoneticsandphonology
0.ThebasicsituationisneatlysummarizedbySalmonandSmith(2005:86):

25

Thevariablescoveringtheconstantfunctions(i.e.languagesanddialects)are/,+,0,...possibly
withsubscripts(/1,/2,...,/n,etc.).WiththesetheindividualsubgroupslikeBaltic,Celtic,etc.can
bedefined.
26

 The definitions of the phoneme paradigms of the Indo-European languages, available in standard
grammars,arenotrepeatedhere.

27

Inaddition,thezerophoneme(representedbythesymbolsor)isusedtomarklostphonemes
andthezerograde(bothinIEandPIE).

21

Establishing a phonological inventory is a cornerstone of linguistic description and the
samenaturallyholdsforreconstructingproto-language.

InordertoensurethecorrectreconstructionoftheIndo-EuropeanandProto-IndoEuropeanphonemeinventories,onemustobservethefollowingissues:
1.ThephonemeparadigmsofIndo-Europeanlanguagesbasicallycoincidewiththe
inherited alphabets created by the inventor(s) of the respective writing systems. In
this way, the inherited alphabets contain a received internal reconstruction. Being
empiricallygiven,reinterpretationofalphabetsisseldommotivated,thoughnaturally
thepropertiesofthesystemscanbedealtwithbymeansofphonetics,thescientific
studyofsoundsasindividualobjects(Trask,DPhPh:270),andphonology,thestudyof
therelationshipsofsoundsinalanguage(Trask,DPhPh:275-77).
2.InthereconstructionofthephonemeinventoryofProto-Indo-European,onlythe
strictestprinciplesofthecomparativemethodareemployed.Inpractice,everyprotophoneme must be comparatively postulated, based on a correspondence set
consistent with the full data. In particular, the so-called hypothetico-deductive
method, which is occasionally allowed in historical linguistics and involves
hypotheticalproto-soundsandapostulationofpre-proto-language,isunnecessary.


1 .2.2 Sounds,phonemesandphonetics
0.Thesoundsofspeechareconcreteobjectswithmeasurableacousticpropertiesor
features produced by airflow and the human vocal apparatus, the places of
articulationandthearticulator.28Strictlyspeaking,asnotwospellingsofasoundare
identical, the concept of phoneme (representing actual instances and/or spelling
variantsa1,a2,...,anofasound/a/)hasbeenintroduced.29
1. Language reaches its written phase when the means for its transcription, most
oftenanalphabet,30havebeendeveloped.Thedescriptivenessandgeneralaccuracy
of the archaic Indo-European phoneme inventories results from their phonetic
character. Unaffected by conventions, the main source of non-phonetic spellings or
similar factors in the ancient Indo-European alphabets usually reflects the data as
directlyaspossible,andtheyareusuallyacceptedassuchinacomparativestudy.In
terms of minor exceptions, note the following phonological remarks concerning
certainindividualIndo-Europeanlanguages:
(a)ContinuingtheSumerianideogrammatictradition,theOldAnatolianlanguages
(i., Pal. CLu. and HLu.) are syllabic, not phonetic. Consequently, phonetic
approximationsareusedforthepresentationoftheOldAnatoliandata(e.g.i.e#zi

28

Forphonemes(sounds),seeLadefoged&Maddieson1996.Forphonetics,seeLaver1994.

29

ComparethefamousdefinitionofDanielJones1950,accordingtowhomaphonemeisafamilyof
sounds.
30
 For the close connection between alphabetand phoneme inventory,compare Meriggi (1966:8):
[]diejenige,diedenuraltenBegriffBuchstabeninderneuenMaskierungalsPhonemrettenwill.

22

iswrittenfortheattestedi.e-e#-ziis),apracticealsofollowedinthisstudy.Being
secondary (built upon primary data), these approximations are susceptible to error,
and comparative evidence is particularly important for the elimination of possible
mistakes.
(b)TheIndo-Europeanlanguagesareusuallyattestedintheirowninheritedwriting
systems, but transcribed in the Latin alphabet (except for Greek). The scholarly
transpositions are not necessarily flawless, and scrutiny occasionally required in the
phonologicalconsiderationsinvolvingthelatter.31
(c) From a comparative point of view, the allophonicalternation of phonemes is
caused by sound changes in varying environments. Avestan is especially rich in
allophonic alternation in its alphabet, possibly reflecting its status as a sacred
language. It is not uncommon that Avestan allophones cannot be explained on a
synchronicbasis,butinsteadrequireahistoricalexplanationoutsideofthereceived
phonemeparadigm.
2. The comparative method of reconstruction is not primarily interested in the
phonemeinventoriesoftheindividualIndo-Europeanlanguages.AlthoughallIndoEuropean languages preserve some proto-phonemes as such, all have gone through
multiple and successive sound changes, leaving the surface level ambiguous to a
degree. In particular, the following types of changes are commonplace within the
Indo-Europeanlanguages:
(a)Loss(ordisappearance)ofaproto-soundinalanguage(e.g.PIE*Gr.).
(b)Merger(orconvergence)oforiginallydistinctproto-phonemesinalanguage(e.g.

PIE*th*dY*k Y*YGr.;).
(c)Splitofanoriginalproto-phonemeasconditionedbyenvironment(e.g.inPIE*h
Lat.cgh,etc.).
Owingtothesecondarynatureofatleastsomeattestedphonemes,thecomparative
method of reconstruction eliminates secondary phonemes by postulating the
respective sound laws before entering into conclusions, thus focusing on the protophonemeinventoryasthecommondenominatorofthecognates.


1 .2.3 ThehistoricalPIEphonemeinventories
0.ThehistoricalPIEphonemeinventorieswillbebrieflypresentedinordertotest
themagainsttheenrichedIndo-Europeandata.Thoughoutdatedincertainaspects,
the Neogrammarian phoneme inventory is the common starting point of all IndoEuropean reconstruction theories (including the one presented in this study), and
thusservesasanaturalpointofreferenceforthehistoryanddevelopmentofthePIE
phonemeinventory.32

31

Foranexampleofafailureintransliterationanditsconsequences,seeChapter4forthediscussion
onthevoicedaspirateseries(mediaeaspiratae)ofSanskrit,historicallymiswrittenasOInd.bhdhgh
jhhinsteadofthepropernotationOInd.bYdYgYjYY.
ForDerLautbestandderidg.Ursprache,seeBrugmann(Grundr21:92-93).

32

23

Within the phoneme inventory, three functional classes of phonemes, vowels
(V),resonants(R)andobstruents(C)aredistinguishedanddealtwithrespectivelyin
Chapters2,3and4.Beginningwiththelaryngeal PIE*,theoverallpictureofthe
researchhistorycanbesketchedasfollows:
(a) The laryngeal PIE *, which is absent from the Neogrammarian reconstruction,
cannowaddedtotheproto-languagebasedonOldAnatolian,asalreadydiscovered
bymonolaryngealism:
 Neogr.
 Monolar.

 
PIE* 

(Brugmann,Osthoff,Pokorny,Kronasseretal.)
(Zgusta,Laroche,Szemernyi,Tischleretal.)

Thevariationsofthenowoutdatedmultilaryngealismwillbediscussedsubsequently
intheirrelevantcontexts.
(b) At its high point, the Neogrammarian vowel system Neogr. *V contained eight
correspondence sets, provided below with the respective vowel system of the
laryngealtheory:
 

*a-quality: 

Neogr. *T
*a
LT.
*h2*h2e/

*o-quality: 

*

*
*eh2 

*e-quality:

*o
*
*e
*h3e *eh3 *e

*
*eh1 

(c) The Neogrammarian system of sonants33 contained glides (U), liquids (L) and
nasals(N),asindicatedinthetablebelow:
Neogr.
 
 

*
*l
*m

i



C
C
C

iV
V
V





*
*r
*n

u



%C
C
C

uV
V
V

Itwasfurtherclaimedthatthelongsonantsstoodfortherespectiveshortones,plus
Neogr.*T,nowwrittenas*Hinthelaryngealtheory.
(d)TheNeogrammarianobstruentsystemconsistedofthefollowingitems:
 
Neogr.
 
 
 


*p
*ph
*b
*bh

Plosives: 
t
th
d
dh

k
kh
g
gh


h

h

Fricatives:

k 
kh

h






s
sh
z
zh


h

h






Thefollowinginitialremarksarerespectivelymadeforeachcategoryofobjects:
1. The monolaryngealism has its roots in Zgustas (1951) observation that there is
one and only one laryngeal PIE * (R i. , CLu. , Pal. , HLu. ), which is
comparatively inferable from the Old Anatolian (and other Indo-European) data.
This has now been confirmed by Johann Tischlers Hethitisches etymologisches
Glossar (HEG 1977ff.), proving that Zgustas conjecture was both sufficient and

33

 Note that in this study, the term resonantis used for PIE *i u r l n m, whereas the term
sonantsreferstoBrugmannsandOsthoffssyllabicsonants.

24

necessary. This decisive success provides an inductive starting point for the
comparative reconstruction of the PIE laryngeal, but monolaryngealism has not
inferredthepropertiesofthecoversymbol PIE*asanindependentsegmentandits
behaviourinallenvironments,basedonthecomparativemethod.
2.AsfortheIndo-Europeanvowelsystemanditsrelationtothecoversymbol PIE
*,thefollowingtheorieshavebeenproposed:
(a) At its high point, the Neogrammarian vowel system consisted of eight cover
symbolsforvowels:
 Neogr.*T,a,
(a-quality)

*,o,(o-quality) *e,(e-quality).

Tested against the enriched data, the Neogrammarian vowel system is adequate in
terms of the number of cover symbols and their derivation. Eight distinct
correspondencesetscanbeinductivelyobtainedfromthedata,andnoneofthecover
symbols are redundant. In the absence of the laryngeal, the traditional system is
outdated.Inparticular,themutualrelationshipsofvowelsandthelaryngealandthe
ablautpatternsrequireathoroughrevision.
(b) Based on Saussures ideas, Mller (1879, 1880, 1906:vi = ML) presented the
classical three-laryngealism (now competing with Brugmanns comparative
reconstructionofproto-vowels)indicatedinthefollowingtable:
Neogr. *T
*a
ML.
*A*Ae/

*

*eA

*


*o
*
*Oe/ *eO

*e
*Ee

*
*eE




This theory was based on Saussures (1878 = DS*) single fundamental (in modern
terms pre-proto-vowel) *e34 of two coefficients sonantiques:  an a-colouring*A
(Neogr.*T= LTh2)andano-colouring*O(= LT*h3),withrulesofcompensatory
lengthening and colouring obtained by structural reasoning.35 For the sake of
similaritywiththeSemiticsystemoflaryngeals,Mlleraddedyetanotheritem*E(=
LT h1) and projected the assumed Proto-Semitic root shape C1C2C3 onto ProtoIndo-European,36 thus giving birth to the laryngeal theory.37 Unsurprisingly, this
laryngeal theory conflicted with reality: after the emergence of the Old Anatolian
data, Mllers original proposition of three laryngeals has been gradually
downgraded. By switching to a notation in which E, A, O indicate laryngeals
preserved in Old Anatolian and h1, h2, h3 laryngeals that have been lost (or never

34

SeeSaussure(Rec.127):Lephonmea1[=*e]estlavoyelleradicaledetouteslesracines.Ilpeut
treseulformerlevocalismedelaracineoubientresuividunesecondesonantequenousavons
appelecoefficientsonantique.[...]Dansdecertainesconditions,quinesontpasconnues,a1[*e]est
remplacpara2[*o];dansautres,mieuxconnues,ilestexpuls.
35

TheruleofcompensatorylengtheningreferstothepostulatesLT**eh1O*;LT**eh2O*
;LT
**eh3O*andthecolouringrulestothepostulatesLT**h1eO*e;LT**h2eO*a;LT**h3eO
*o.

36
Thus,Lindeman(1987:25)writes:InitscommonlyacceptedformtheLaryngealTheoryassumes
theexistenceinEarlyIndo-Europeanof(atleast)threelaryngealconsonants[...].
37
Forthelaryngealtheory,seeHendriksen1941,Puhvel(1960:1-13),Polom1965,Szemernyi1973,
Jonsson1978,Lindeman(1982:63-64,1987:78-79),andBammesberger(1984:38).

25

never existed), we may summarize the subsequent developments of the theory as
follows:
1.Benvenistes(1935= BENV.)assumedthreelaryngeals:twopreserved(*A=
i.,*O=i.)andonelostitem(*h1=i.).
2.Kuryowicz(1935:75f.,254f.= KUR.)assumedfourlaryngeals:twopreserved
(AandO=i.)andtwolostlaryngeals(h1andh2[=LTh4]=i.).
3.Eichners(1973= EICH.)assumedthreelaryngeals:onepreserved(*A=i.
)andtwolost(*h1h3=i.).
4. Puhvels (1965 = PUH.) theory supposes e and six laryngeals, of which three
have been assumedly preserved in Old Anatolian: *E, A, O and three lost (h1, h2,
h3).38
Mllers laryngeal theory has split into two subgroups. One favours weakening the
originalpropositionofthenumberofpreservedlaryngeals(BenvenisteandEichner)
and one adds the number of assumed laryngeals (Kuryowicz and Puhvel) to
compensate:



 


 BENV. *h1*A*O
 EICH. *h1*A*h3

ML*EAO










KUR.
PUH.

*A*O
*E*A*O

*h1*h2
*h1*h2*h3

(c) The monolaryngeal theory of Indo-Europeanvocalism is currently in its early
phase,inessenceconsistingofthefollowing:
1.Zgusta(1951),thefirsttoreconstructasinglelaryngealPIE*Hcoincidingwith
i. , argues for the favour of a colourless (or non-colouring) item. By adding the
threeshortvowels*e,a,oandfollowingtheruleofcompensatorylengthening(*eH
O,*aHO
,*oHO),Zgustastheoryhasonlyfourproto-phonemes(ZG. *H*e
*a*o)andthreerules(ofcompensatorylengthening).
2.Similarly,Szemernyi(1967:96-7=SZ)positsonenon-colouringlaryngealPIE
*H(=i.)andsixvowels*e,a,o,,
,;thus,hedisagreeswithZgusta,favouring
theoriginalquantityinsteadofcompensatorylengtheningnotrequiredinhissystem.
Fromthepointofviewofthedata,itcanbereadilysaidthatthissolutionissuperior
to that of Zgusta, because Szemernyis system contains the original vddhi vowels
proventoexistindependentlyoflaryngeals.
(d)Inordertoprovideanoverviewoftheinitialassumptions,thevocalismsandthe
laryngealsofthetheoriesaresummarizedinthefollowingtable,whereindicatesa
correspondencesetmissingfromatheory:
 

 Neogr.*T
*A
 DS.

Vowels:

Laryngeal:

a



eA

o
(o)


eO

e
e


eA








38

ForPuhvelsmotivationfortheexpansionofthenumberoflaryngealstomorethanthree,seeHED
3: v-vi: Those who have insisted on postulating a set (preferably low) number of laryngealsand
hewingtothemreligiouslyhavelulledthemselvesintoafalseandprematurecircularity.

26





ML
ZG.
SZ.

*AAe/

a
*T? a

eA
aH





Oe/ eO
o
oH
o


Ee
e
e

eE
eH



*H
*h

Thetheorieslackatleastonecorrespondenceset,withtheresultthatnoneofthem
are complete or acceptable as the basis of a comparative reconstruction theory as
such. However, Brugmanns reconstruction is the most accurate description of the
Indo-European vocalism, and the absence of the laryngeal can be corrected by the
addition of the critical sound law established by the laryngeal theory and
monolaryngealism:
 PIE*R

i.,Pal.,CLu.,HLu.:RV/,Gr.,Lat.,etc.

Thus,acompletesetofcoversymbolsemergeswhenthetwotheoriesarecombined:
 *T

*a

*


*

*o

*

*e

*

*.

In Chapter 2, when the cover symbols are replaced with the actual Proto-IndoEuropeanvalues,thissolutionwillbeshownasbothnecessaryandsufficient.39
3. Concerning the resonants, functionally defined as phonemes having vocalic ()
andconsonantal(R)allophones,threetheorieshavebeensuggested:
(a)TheNeogrammariansystemofsonantscontainedthepostulates:
Neogr.
 
 

*
*l
*m

i



C
C
C

iV
V
V





*
*r
*n

u



%C
C
C

uV
V
V

Here the long sonants  stand for short sonants plus schwa (= + T). In the
laryngealtheory,Neogr.*Tisreplacedwith*Hinacompletelyisomorphicsystem:
LT
 
 

*
*m
*l

i



iHC iHV 
HC HV 
HC HV 

*
*n
*r

u



uHC uHV 
HC HV
HC HV

(b)Theschwasecundumschool,initiatedbySchmidt,acceptsBrugmannsand
Osthoffs correspondence sets, but explains the epenthetic svarabhakti vocalisms of
thecognatesasreflectingaschwasecundum(writtenas*M)insteadofthezerograde.
(c) The third tradition, dating back to the period preceding the theory of syllabic
sonants,isthecomparativeone.Accordingtothisview,thoughneverformulatedasa
full-scale theory, the identical vocalisms of cognates are directly compared and
postulated to the proto-language when confirmed by at least two witnesses. This
approachcanbeillustrated,forinstance,byVernersreconstruction(1877:125):
[G]erm.folliaf.flle(ahd.fullida)=altind.prtdss.,vongerm.folla-voll(goth.
fulla-,an.full-r,as.full,ags.ful,ahd.fol)=altind.pr-,dss.


39

 For an interpretation of the historical connection between the Neogrammarians and
monolaryngealism, see Eichner (1988:128): Er [= der Monolaryngalismus] bildet im Grunde die
Fortsetzung der Brugmannischen Auffassungen vermerhrt um die Ansicht, da man nach der
EntdeckungderanatolischenEvidenznichtmehrganzohneLaryngalauskommt.

27

Here,inessence,anoriginalvowelispostulatedbyatleasttwowitnesses:
 PIE*pulno- R

RV.p%r-,Go.full-,ORus.p&ln&-,etc.

4.Fortheobstruents,functionallydefinedasphonemeswithoutvocalicallophones,
the Neogrammarians postulated a system of plosives and fricatives, comprising of
twenty-eightproto-phonemes.
 

Plosives:

Fricatives:







2.
t
th
d
dh

4.

h

h

5.
k
kh

h







6.
s
sh
z
zh

1.
*p
*ph
*b
*bh

3.
k
kh
g
gh

7.

h

h

(1)
(2)
(3)
(4)

As regards these items, discussed in full in Chapter 4, the following preliminary
remarkscanbemade:
1.Columns1-3representthe decem-taihunisogloss,viz.theproblemofthefour
mannersofarticulationTThDDh(appearinginrows1-4).
2. Columns 3-5 represent the Centum-Satem isogloss, viz. the problem of the
threePIEvelarseries(Neogr.*k::k,etc.).
3. Columns 6-7 represent the Neogrammarian fricative system, consisting of a
series of sibilants and a series of interdental fricatives (or thorns), but lacking the
placeofarticulationforlaryngeal(s).
(a) Three main theories have been presented for the decem-taihun isogloss,
consistingoftheseriesTThDDY:
1.Thetraditional(Neogrammarian)theorywithtwentycomparativelyobtained
coversymbolsforplosives,asalreadyindicatedinthetableabove.
2. The root constrainttheory of Meillet and Magnusson, which claims a
complementarydistributionfortheseriesmediae(D)intherootswithtwosuccessive
plosives,thusimplyingitssecondarycharacter.
3. Based on Saussures suggestion (generalized by Kuryowicz), the series of
tenues aspiratae is eliminated by means of segmental analysis in mainstream
laryngealtheory.
 Neogr.*phthkhhkh

R

LT*p+h2t+h2k+h2+h2k

+h2

The remaining system of three series (*T : D : Dh) is the starting point of the socalledglottalictheory,modulationsofwhicharebasedontypologicalconsiderations.
(b)ThesecondpartoftheplosiveproblemdealswiththeCentum-Satemisogloss(i.e.
the existence of the three velar series (Neogr. *k :  : k)). Currently there are a
numberofattemptstodealwiththisquestion:
1.TheNeogrammariantheory,consistingoftwelveproto-phonemes(Neogr.*k
k;*khhkh;*g;*ghhh),isobtainedthroughthecomparativemethod.
Although correct in terms of its contents, the theory is typologically problematic,
becausenosatisfactoryparallelsinthelanguagesoftheworldhaveemerged.

28

2. Attempts to eliminate one series by means of  environments result in a
reduction of the system to only two original series. In this regard, all the possible
subsets of two original phonemes (i.e. *k+*, *k+*k and *+*k) have been
suggested,butwithlittlesuccess.
3. When segmental analyses of the velars (Neogr. *k = *ku) (Reichelt) and
palatals (Neogr.*  = *ki) (Szemernyi) are combined into a single theory, the two
approachesonlyleavetheplainvelarseriesfortheproto-language,thusremovingthe
typologicalproblemofhavingthreeseries.
(c)TheNeogrammariansystemoffricativesinpartartificial,inpartdeductive(vs.
inductive)wasdefectiveintermsofthelaryngealplaceofarticulation.Thesituation
is discussed separately in the next paragraph in order to illustrate the principles of
segmentalanalysis.
5.InordertoguaranteetheminimalcharacterofthephonemeinventoryofSystem
PIE, a combinatory analysis of phonemes is carried out for vowels, resonants and
obstruentsintherespectivechaptersofthestudy.Thetestingofthepostulatedprotophoneme systems can be exemplified here with an analysis of the Neogrammarian
systemoffricatives,inrelationtowhichonecanobservethefollowing:
(a)OfthesibilantsNeogr.*sshzzh,onlyNeogr.*sand*zexistasoutcomesofthe
comparativemethod.ThesibilantsNeogr.*shzhwerepostulatedonthebasisofthe
typology of the four obstruent series Neogr. TTh D DY (Systemzwang). Since the
proper (comparative) reconstruction must be exclusively based on data, the
constructionsleaningtostructuresortypologiesandtheirpostulates(hereNeogr.sh
andzh)areunacceptable.
(b)Thepostulationoftheso-calledthornseries(i.e.thefourinterdentalfricatives)
 Neogr.*

*h

*

*h

(Grundr21:790)

isbasedonacomparisonofsibilants(inIndo-Iranianandelsewhere)anddentals(in
Greek). The definition can be shown to be erroneous, because the full data of the
alleged examples reveal both sibilants and dentals in Greek (and occasionally
elsewhere as well). No independent segment is to be reconstructed because sibilant
and dental extensions (marked I and II) exist simultaneously. The case can be
illustrated,forinstance,withthedata:
1.Neogr.*ghho(.)-Erde,Ton(adv.)unter,unten(P.414f.)
 







I)PIE*ghso-

RV.kp
vant-
RV.kapvant-
Gr.?CBAB- 
Att.bC8IE~- 
RV.km- 
Gr.bA8@BD

 

II)PIE*ghdho-

 Gr.?CBI;B-


(m.)BeschtzerderErde(WbRV.362)
(m.)BeschtzerderErde(WbRV.362)
(m.)TonzumBleichen(GEW2:256)
(N.)=bC8-I;~D(SchwyzerGrGr.1:326)
(f.)dieErde,derErdboden(WbRV.363)
(a.)=Gr.b<I;@<BD(SchwyzerGrGr.1:326)

(m.)TonzumBleichen(GEW2:256)
29

 Gr.I;@

 Phryg.674@?4
 i.gadan


(f.)Erde,Erdboden,Land(GEW2:1098-9)
(f.)MotherEarth(P.414)
(adv.)unten(HHand.76,HEG1:539ff.)

Both a sibilant and a dental extension exist, due to which the postulation of an
underlyingthornisillegitimate.
2. Neogr. *te- bauen, zimmern, verfertigen, schneiden, usw. (P. 1058-59,
KEWA1:612-3)
 







I)PIE*tes-

RV.tk-
TochB.t
ks-
LAv.t
#-
Lat.texo-
gAv.ta#n-
Gr.F}I@:-

 








(ao.)zimmern,verfertigen(WbRV.511,tkati)
(vb.)chopup,grindup(DTochB.286,t
ksoym)
(pr.)(inScheite)zerlegen(AIWb.645,t
#ti[3sg])
(vb.)bauen,zimmeren(WH2:678,tex[1sg])
(m.obl.)Bildner,Schpfer(AIWb.645,ta#n[sgG])
(f.)Handwerk,Kunst(fertigkeit),List(GEW2:889)

II)PIE*tet-

 Gr.F}=FK@- 
 LinB.tekton- 
 Gr.F}=F4<@4 

(m.)Zimmermann,Handwerker(GEW2:867)
(m.)Zimmermann(GEW3:183,te-ko-to-ne)
(f.)Handwerkerin(GEW2:867)

Again two different extensions (Neogr. *tes-  *tet-) are verified instead of a
singleitemimplyingathorn.Thisargumentcanberepeatedthroughoutthealleged
examples of Neogr. * h  h, leading to the elimination of series of thorns.
ConsequentlyonlythesibilantsNeogr.*s(*z)andthecoversymbolforthelaryngeal
PIE*needtobeaccountedforinthePIEsystemoffricatives.
6.Giventheexistenceofnineclearlydefinedproblems,thetheoreticalsituationin
thefieldistransparent.Sinceatleastsketchesofcomparativesolutionscanalready
be found in the literature, all problems can be solved by simple successive
applicationsofthecomparativemethod,asshowninthisstudy.


1 .3 Semantics
1.3.1 Symbolfunctionandsemantics
0. From a semantic point of view, the predicate function /(a1, a2,..., an) df x
expressingmorphemesdefinescorrespondencesofthestringsofphonemesandtheir
meanings, therefore coinciding with the concept of symbol function.40 In semantics

40

Saussure(1916)interpretsthelinguisticsymbolastwosidesofacoin,showingbothform(cheval)
andmeaning(equus).Perhapsthisisnotthebestavailablemetaphor,becausethetwosidesofacoin
are not identical, nor do they refer to each other, as is essentially the case with linguistic signs; for
example,seeMeriggi(1966:5):FreilichvertreteichgeradedieThese,dazwischenderSemantischen
Sphre und der Lautgestaltung des entsprechenden Ausdrcks immer ein strenger Parallelismus
besteht.

30

especially meanings are studied, and as the general problems of the field are well
knownitsufficestorefertothemostrelevantissuesforthereconstructionofProtoIndo-European.41
1. Meaning can be defined in many ways, parallel or divergent.42 In comparative
Indo-Europeanlinguistics,themainvehicleforthedeliveryofmeaningistranslation.
As translation is a concrete measurable object, it is not intended that it involve a
philosophically loaded discussion about the meaning of meaning.43 It should,
however, be kept in mind that morphemes presuppose meaning and reconstruction
presupposes morphemes; accordingly, meaning is by no means a trivial concept.44
Systems lacking proper reference to meaning (see Chomsky) are of limited interest
forIndo-Europeanlinguistics,wheretranslationsplayasignificant(non-trivial)part
onseverallevels.45
(a)Translationsareofteninterpretationsofmultiplecontextualfactswhereanerror
mayoccur.AnexampleofanerroneousmeaningisprovidedbyTischler(HEG1:16465)explaininghowacertaintranslation
 i.apadia- 

(vb.)schlagen,verletzen,tten(HHand.40)

should be postulated instead of the early Diener, Untergebener, which was based
on a misunderstanding of the context. Such corrections, once made, can often be
verified(orfalsified)bycomparativeanalysis.46
(b)Itisnotuncommonforthetranslationofaword(oramorpheme)tobemissing.
Thisisparticularlycommonwithhapaxesandinonomastica.Inordertorecoverthis
vitalmaterial,Indo-Europeanlinguisticsusesmultiplemethodologiestosupplement
themissingtranslations,butinparticularthecomparativemethod.Asanexampleof
supplementingthemissingmeaning,IquoteanancientCelticpropername:
 OGaul.mageno-

(PN.m.)-(?)-(ACSS.2:374).

Thoughnotranslationisavailable,themethodallowsforacomparisonwiththelater
Celticitems:
 Cymr.maen- 
(m.)pierre:stone(LEIAM-9)
 Bret.mean- 
(m.)Stein(P.709)
 OBret.cronnmain- (sb.)pierreronde(LEIAM-9)

41

Forageneralintroductiontosemantics,seeLyons1977.

42

Forinstance,typesofdefinitionsincludeostensive,iconic,nominal,extensional,grammaticalandso
forth.
43
Inthisstudy,hybridtranslationsquotingdictionariesintheiroriginallanguagesareusedinorder
tominimizethepossibilityoferror.
44

 See, for instance, Nymans sketch of the connection (1982:32): [...] the so-called sign rules which
relateasignatumtoitssignans,thusmakingupamorpheme(Andersen1980:3)oraphoneme[].

45

SeealsoMeriggi(1966:3):[]dieasemantischeSprachwissenschaft[],beidermanLauteund
Formen,abernichtihreBedeutunguntersuchensoll,istmirsinnlose.

46

Inthiscase,TischlerstranslationisnowsupportedbytheetymologyHes.\874@B-(LSJ.182)=
f874@-schwach,gebrechlich(GEW1:639-40).

31

Walde(andPokorny,P.709)correctlyreconstructedPCelt.*mageno-forthelatter,
butastheprototypenowcoincideswiththeactuallyattestedancientform,thelatter
canbefurnishedwiththetranslation:
 OGaul.mageno-

(PN.m.)Stein(?)(ACSS.2:374).

Sincenosoundlawsareviolated,andthepostulatedproto-formisreplacedwithan
actually attested form of equal shape, the comparisons of the type are allowed
regardlessofthesubgroupinvolved.47
2.AsmentionedbyMatthews(1991:223),theproblemoftherelationshipbetween
morphemesandrealitywasalreadyunderstoodinAncientGreece:
One of the oldest findings about the language is that the forms of lexical elements
generally do not bear a natural relation to their meanings. As Hermogenes put it in a
dialogue by Plato, the names of the things are justified by nothing more than rule and
custom.(Cratylos384d)

However, some modern formulations of the idea, especially the extreme
interpretation of Saussures slogan arbitrariness of meaning, does not serve IndoEuropean linguistics in an optimal manner. In particular, if the rules mentioned by
Hermogenesarenotrecognized,severalactualcriteriagoverningthealternationsof
meaningarelost:
(a) The PIE roots are attested in multiple vocalizations (including zero), called its
ablautbases.Theablautvowelsmodifiedthemeaningoftheroottovaryingdegrees
inamannernotyetcompletelyunderstood.
(b)ThePIEstemsbelongtovariousgrammaticalfunctions(e.g.verbs,substantives,
adjectives, etc.) and their subclasses (e.g. active : medium/deponent : passive and
transitive:intransitive,etc.).Suchalternationsarereflectedinregular(vs.arbitrary)
changesofmeaning.
3. The original PIE derivation and the subsequent sound changes have semantic
consequences,especiallyforthefollowingphenomena:
(a)Homonymsmorphemeswithanidenticalphonologicalshape,butetymologically
incompatiblemeaningsarecommonplacebothinProto-Indo-EuropeanandIndoEuropean:
 /(a1,a2,...,an)x 



/(a1,a2,...,an)y.

Thecomparativemethodsplitshomonyms,arrangesthemorphemesunderrespective
roots m nbasedontheirsemanticvalues,andeliminatesmergersintheprocess.
(b) Polysemy describes different but ultimately connected meanings of an identical
sequenceofphonemes,suchas:
 /=(a1,a2,...,an)

df

x1,x2,...,xn.


47
InthedigitalizedplatformofthePIELexicon,itwillbepossibletolistallthemorphologicalmatches
allowed by sound laws to test the available translations. Even if no match is found, all possible
etymologies have been attempted and the reasons for their failure systematically codified; this also
constitutesascientificresult.

32

Suchvariationcanbetracedbacktoarangeoffactors,suchasthedifferencebetween
the real objects designated (e.g. ModEng. plain = clear, unadorned, obvious,
etc.),thegrammaticalclassesofthestems,andsoforth.Fromacomparativepointof
view,polysemyreferstoitemswithacommonsemanticfieldandroot.
(c)Synonymsorparaphrasestheforms/=(a1,a2,...,an)and/=(b1,b2,...,bm)with
the same meaning, but distinctive phonetic structure  are widespread in IndoEuropean.48EvenSanskrit,knownforitssynonyms,palesincomparisonwithProtoIndo-European, implying that the one meaning, one form principle cannot be
followed literally in Indo-European linguistics. The principle is helpful in
distinguishing forms with incompatible meanings, but it should be recognized that
multipleobjectswithidenticalmeaningaresupportedbythecomparativemethod.
(d) It is not uncommon for a stem to have a double meaning, thus revealing a
compound rather than a simple word. In such cases it is still possible to achieve
correspondences by segmentation, as the two morphemes and two meanings can be
attachedtotwodifferentroots.Anexampleofsuchanalysisisfoundin:
 Go.aldomin-

(m./n.)6C4D:oldage(GoEtD.25).

Herethefirstcomponent(Go.aldo)correspondstothemeaningold,asaresultof
which Go. min- is left with the meaning age, which still currently has no known
cognates, according to Lehmann (GoEtD. 25). However, the comparison with Old
Anatolianresultsinadirectmatchin:
PIE*men-Zeit

 i.men-
 Go.min-




(n.obl.)Zeit(HEG2:171,me-e-ni[sgL])
(m./n.)age(GoEtD.25)49

Generallyspeaking,thedataactuallycontainsmoresegmentsthanjustthewords(or
stems),andsemantichintsoftenleadtosuccessfulsegmentation.
4. Semantic bridges  assumed changes of meaning through a postulated
(hypothetical)meaningarerelativetothephonemeinventoryandsoundlawsystem
at hand. In general, improvements in phonology result in increased morphological
distinctions, sometimes confirming and sometimes specifying a semantic bridge.
Perhaps most often, however, a semantic bridge turns out to be artificial. An
illustration of this can be found with the emergence of PIE * (= i. ). In the
Neogrammarian system, a-vocalism (Neogr. *T a
) referred to vowels; not
considered root radicals, they were therefore allowed to alternate with zero.
According to the modern line of thought, Neogr. *T a
 indicates PIE * ( h2), a
radical consonant, thus often necessitating distinctions within the traditional roots

 A brief look at the Indo-European synonym dictionaries like Watkins 19923 and Mallory-Adams
1997confirmsthatsynonymyiswidespreadwithinthegroup.

48

49

 For an alternative extension of the root obtained similarly by Fraenkel, see his outstanding
comparison of Li. tuoml (adv.) in einem fort : right away (LiEtWb. 445) and Go. mel- (n.) Zeit,
Stunde(ANEtWb.376).

33

heldtogetherwithsemanticbridges.Therefore,inthePokorny-root*(a)ner-Mann,
Mensch:Kraft,Rstigkeit,usw.thefollowingdistinctionsarenowobligatory:
(a) PIE *ner *nor- man (P. 765). The undisputed \- in Greek (and Phrygian)
impliesthatthisrootoriginallybeganwithPIE*:





Gr.\@~C-

NeoPhryg.4@4C-
RV.nr-

RV.n-


(m.)Mann(GEW1:107-8)
(m.)Mann(P.765)
(m.obl.)Mann,Mensch(EWA2:19-20)
(m.obl.)Mann,Mensch(WbRV.748-50,nbhis[I])

(b)PIE*ner-*nor-strength,strong(P.38-39,HEG1:28).HerebothGreekandOld
Anatolianindicatethattherootdidnotbeginwithalaryngeal:











Cymr.ner

Osc.niir-

RV.nr-

RV.n-

Hes.@C8?@B-
Gr.@KC}K 
CLu.anari- 
i.anari-

Gr.@}CFB-

OIr.nert


(m.)chef,seigneur(LEIAN-10)
(m.)princeps(LEIAN-10,niir[sgN])
(m.)Held,Krieger(vonGttern)(WbRV.748)
(m.)Held,Krieger(vonGttern)(WbRV.748)
(a.)?}64D,B>D(LSJ.1186)
(vb.)operate,effect,etc.(Hes.@KC8)b@8C68)
(c.)Rstigkeit,Lebenskraft (DLL26-27)
(c.)Rstigkeit,Lebenskraft,Vitalitt(HHand.16)
(m.)Hes.l}C4A)@}CFBD(LSJ.1170)50
(n.)force,vigueur,puissance,vertu(LEIAN-10) 

Thesemanticbridgefailsnotonlyformorphologicalreasons,butbecauseamanis
notnecessarilychief,heroorevenstrong.Definitely,however,heisabreather,as
wassuggestedalreadybyBrugmann(Grundr21:351),connectingGr.\@~Ctotheroot
PIE*en-breath(P.38-39):

 RV.sm(...)
n-
 Go.uzn- 
 Osc.anamo- 

(pf.)leben,atmen(WbRV.50,sm(...)
na[3sg])
(pret.)aus-atmen(GoEtD.385,uzn[3sg])
(m.)Seele,Geist,Gesinnung,Gemt,Mt(WH1:49)

5. Finally, it should be observed that the postulation of a PIE morpheme requires
thatboththeformalandsemanticequationsmatch.Therefore,twomorphemes
 /x(a1,a2,...,an)dfx 

=

/y(a1,a2,...,an)dfy

areidenticalonlyifboththeproposition/x(a1,a2,...,an)=/y(a1,a2,...,an)andthe
propositionx=yaretrue.51


50

Forthealternationofthemeanings,compareGr.|@4AHerrscher,Herr,Frst(GEW1:102)and
Li.vnagasHabicht(LiEtWb.1194).

51

CompareCampbell(2004:356):Agenerallyacceptedprinciple(advocatedbyMeillet)permitsonly
comparisonswhichinvolvebothsoundandmeaningtogether.Anexceptiontotheruleconsistsofthe
formswithunknownmeaning(formula/x(a1,a2,...,an)df-(?)-).Inordertotestwhetherasuitable
translation can be found, it is naturally allowed to propose equations from among morphologically
possiblematchesinordertoarriveatthemissingtranslation.

34

1 .3.2 SemanticfieldsofPIErootmatrices
0. The PIE roots formed tree-shaped structures called root matrices with a wide
range of meanings defining the semantic field of the matrix.52 The existence of
semanticfieldshasbeenunderstoodeversincetheSanskritgrammariansconstructed
roots not restricted to a single but several meanings. The preconditions for a
comprehensivescientificstudyofthesemanticfieldshaveonlybeencreatedrecently
asaconsequenceofthecodificationofthecompleteIndo-Europeanmaterialandthe
advancementsofcomputationallinguistics.HereIwillnotproposeafull-scaletheory
of semantic fields of the Indo-European languages, but simply sketch the general
situationinapreliminarymannerforthelimitedpurposesofthisstudy.
1.Thealternationofmeaningsofasemanticfieldisgoverned,forinstance,bythe
followingregularfactors:
(a)Thegrammaticalcategoriesofthestemsbelongingtoarootmatrix.Forinstance,
itiscommonplacewithinPIErootsthataverbmeaningtogo(withfourlegs),runis
associated with substantives meaning horse, birdand/or foot/leg, an adjective
hasty, a numeral meaning four, a preposition(s) meaning for(ward), forth, etc.,
and an adverb meaning fast. The subcategories of the stems (such as transitivity,
gender,etc.)governregularchangesofmeaning,whichcanbedigitallymanaged.
(b)Thefactsoftheexternalrealityarereflectedinthedimensionsofasemanticfield.
Thus,inPIE,averbmeaningmakeisoftenaccompaniedbyasubstantivemeaning
hand(ormoreabstractly,work),anadjectivemeaningcapable,mighty,anumeral
meaning five, and so forth. The reasons for the alternation are readily understood
(the meaning hand is defined by the (five) fingers and actions performed by the
hand), and this kind of phenomenon can also be regulated, at least to a reasonable
degree.
(c) Roots with parallel extensions with an identical meaning (or nearly so) are not
uncommon in Proto-Indo-European (and Indo-European). This can be illustrated
with the traditional entry Neogr. *mn- moon, month (P. 731), actually a *nextensionoftherootPIEme-m-luna:53
 

PIEme-

 OInd.ma-

 TochA.maktt-

(m.)Moon(MonWil.771,Lex.ma[sgN])
(m.)dealuna(Poucha212,maktt[sgN])


52

 Note that the term semantic fieldis used here in a different sense than in its original usage. The
standard definition and its summary are advanced by Fox (1995:116) as follows: Jost Trier [] put
forward the theory of the semantic fields (Trier, 1931). According to this theory, it is possible to
identifyareasofthevocabulary(fields)withinwhichmeaningsaremutuallydefininganddelimiting,
thus forming systems which have some affinity to those found in phonology and morphology. Trier
illustrated this principle with an analysis of the vocabulary of knowledgein Middle High German,
demonstratingthatvariouswordsusedcoveredthefieldinquestionwithoutgapsoroverlaps,andthat
thefieldanditsstructurechangedinresponsetoculturaldevelopments.Forthisinternalmeaningof
thetermsemanticfield,seefurtherHock(1991:305).
53

Fortheregularexplanationofvocalismsinvolved,seeChapter2.

35


 

PIEmn-

 RV.m
!cat-
 Li.mna-

 





PIEms-

RV.candrmas-
RV.ms-

Arm.mahik 
Mars.mesen- 

 

(a.)denMondverscheuchend(WbRV.1028)
(m.)Monat,Mond(LiEtWb.435,mnas[sgN])

(m.obl.)Mond-(WbRV.436,candr-masas[G])
(m.)Mond,Monat(WbRV.1036,msam[sgA])
(sb.)Mondsichel(ArmGr.1:191,mahik)54
(sb.)Mond(WbOU.472)

PIEmu-

 El.?8-

 OIcl.m%lin- 
 OIcl.mundilfari

(m.)Monat,Mondsichel(GEW2:227,?8D[sgN])
(m.)Mond(ANEtWb.395,m%linn[sgN])
(PNm.)N.frdenVaterdesMondes(ANEtWb.395)

The semantic distinctions originally caused by the extensions remain temporarily
unknown, owing to the incomplete state of Indo-European studies, but in principle
these can also be recoverable when a digital study of the matrices as independent
(andcomparable)objectsbecomespossible.
(d)Semanticfieldsofformallydistinctmatricescanbecomparedwitheachotherin
termsofalternationsandparallelsofmeaning.Thusthecommonplacealternationof
meaningsfoot,go,hastyetc.recursin:
pi-gehen;Fu(fortheextendedroot,seeP.795,*pim-)
 TochA.pe- 
 i.pai-

 OInd.paya- 

(m.)pes:F(Poucha186,pe[sgN])
(vb1.)gehen,marschieren,usw.(CHDP:19f.)
(vb.)togo,move(MonWil.585,payate[3sg])

(e) The scope of semantic fields can (and must) be tested using the procedure
sketchedoutbySzemernyi(1977:306):
Ifanetymoninvolvestheassumptionofanunusualsemanticdevelopment,theresearcher
mustre-examinethephonologicalandmorphologicalaspectsofthederivation.

Assemanticalternationscanbeverifiedbymeansofcomparisonorrejecteddueto
anabsenceofparallels,themorematricesarereconstructedthemoresolutionsthere
are for semantic problems  and the more possible it is to build a highly regulated
theory.
2.Generallyspeaking,themostinterestingpossibilitiesinIndo-Europeansemantics
lieinnon-arbitraryalternationsofmeaning.


54
 As evidence against Hbschmanns suggestion of a hypothetic loan (without an Iranian starting
point),notethea-colouringinArmenianandLithuanianacute,bothwithagreementinPIE*.

36

(a)Usuallytheassumptionofarbitrarinessofmeaningisunnecessaryormisleading:
our first and foremost task in (P)IE semantics is to develop a means of regulating
non-arbitrary semantic alternations and providing the study with precise tools to
approachameaningasaninductiveproblemwithasolution.
(b) Even if the meanings of the shortest (primary) PIE roots, which serve as the
startingpointsofthematrices,eventuallyturnouttobearbitrary,ourtaskistoprove
thisscientificallyinsteadofassumingarbitrarinessapriori.
3. Due to the translatability of the Indo-European data into formulas of predicate
calculus,semanticscanbestudiedasrigorouslyasmorphology.Therefore,insteadof
attempting to ignore (or dismiss) it, semantics should be understood as a vital,
independentdimensionofcomparativereconstruction.


1 .4 Morphology
1.4.1 Morphemesandmorphology
0.ThebasicstructureofIndo-Europeanwords,consistingofmorphemesinafixed
order,hasbeenunderstoodsincethetwilightofthegrammaticalanalysis.55Owingto
thisfundamentalstructureitisnotprimarilythewords(orevenlesstheparadigms),
butmorphemestheminimaldistinctunitswithmeaningthatcomprisethefocusof
thecomparativemethodofreconstruction.56Forthesakeofsuchstudy,Schleicher57
coined(orborrowedfrombiology)thetermmorphology.Theprimarygoalsofsuch
study,occasionallyalsocalledroottheory,areasfollows:
(a)TheestablishmentoftheProto-Indo-Europeanmorphemeinventoryconsistingof
all attested Indo-European morphemes arranged under PIE root matrices,
segmented and stored in the lexicon with their comparative reconstructions and
derivationsaccordingtotheprovensoundlaws.58


55

Fortheoriginalsegmentation,whichissporadicallyattestedinthedata,seeespeciallyAvestanand
Old Celtic, where segmentations (Av. hisp.sTmna- and OGaul. coop., etc.) do occur. Naturally one
mustalsomentionthesystematicprogramofsegmentationoftheSanskritgrammarians.
56
Forthemotivationtochoosemorphemesasthebasiclevel,seeFox(1995:67):Morphemesare,in
fact, more useful than whole words, since word structure may well be different in the languages
compared. For some definitions of morpheme, see Lyons (1968:108ff.) and Trask (DPhPh:227):
The minimal grammatical unit; the smallest unit which plays any part in morphology, and which
cannotbefurtherdecomposedexceptinphonologicalterms.
57
 Szemernyi (1996:155): The term morphology was coined by Schleicher in 1859; see Mmoires
Acad.Impriale7/1/7,35:frdieleerevonderwortformwleichdaswortmorphologie.Forthe
backgroundoftheterm,seeKoerner(1982:21):ItisquitesignificantthatSchleicherintroducedthe
termmorphologyintolinguistics(Schleicher1859b,1861a)inhisattempttodevelopamathematical,
rigorous system of language classification. Also note that biology, the source of the term, played a
significantroleinSchleichersideasconcerningthecomparativemethodingeneral.
58
 On the definition, see Katii  (1970:93): Morphological correspondence of word forms can be
definedbyphonemiccorrespondenceofgrammaticalandlexicalmorphs.

37

(b) The study of the variation and relationships of the PIE morphemes and
establishingtherulesgoverningthederivationofthePIEroots.59
1.Intermsofmorphemeinventory,IwouldbeginbyquotingJoanBybee(1985:3):
Thetraditionalconcernofmorphologyhasbeentheidentificationofmorphemes:dividing
wordsintopartsandassigningmeaningtotheparts.Thisisadescriptiveenterprisewhich
assumesthatwordsareindeeddivisibleinparts.

In Indo-European linguistics, this divisibility has been gained by experience; there
exists general confidence on the matter. However, segmentation  the cutting of
morphemes  is not governed by a priori rules,60 but internal and external
confirmation for the morpheme boundary is required.61 General devices for
segmentation, like [] Greenbergs square test to find the morph boundaries
(Essays in Linguistics 22) (Raimo Anttila 1969:43), have been suggested and
developed.62 All such methodologies remain, however, subordinate to the data. For
theIndo-Europeanlanguages,thefollowingprinciplesarevalid:
(a)/xisacompound,ifandonlyiftherearemorphemes/yand/z,suchthat
 /x(a1,a2,...,an)x 

/y(a1,a2,...,am-1)y+/z(am,...,an)z63

(b) If a morpheme /y(a1, a2,..., am-1)  y is previously known and the morpheme
/z(am,...,an)zhasbeenreachedbysegmentationofit,itisallowedtoaccountfor
thelatterinordertoidentifyitsetymologyortofalsifythesegmentation.
2.AccordingtoBaudoins singlemorphemehypothesis,the(Indo-European)roots
and the affixes have the same status, being morphemes. Consequently, at the basic
level of observation, there is only one kind of entity: morphemes.64 In this context,
one readily agrees with Anttila (1969:97), quoting Schtzs general principle that
etymologicalresearchshouldnotcomprisemeresoundcomparisonbutalsoinclude
wordformation(341,347).Inotherwords,asputbyNyman(1982:7):
All good etymologies are generative; i.e., they are based on an explicit grammatical
analysis of linguistic signs. And evaluation of etymological reconstructions also has much
[in]commonwithevaluationofdescriptivegrammaticalanalysis.

In accordance with these principles, System PIE and the PIE Lexicon present a
morpheme-and-stemmorphologyaccompaniedbyreconstructionandsoundlaws.

59

Notethatinordertobemeaningfullypracticed,thispartofthetaskrequiresthatsignificantportions
ofthemorphemeinventorymusthavebeenreconstructed.
60

SeeAnttila(1969:12,15).

61

ForseveralviolationsofdatainBenvenistessegmentation,seeSchmitt-Brandt(1967:14).

62

 Thus, one may formulate the usual segmentation rule as follows: if two forms contain m identical
radicals,butdisagreeinthenth,thennisasuffixbelongingtoanother(possiblyunidentified)root.

63

 See Campbell (2004:357): When compared words are analysed as being composed of more than
onemorpheme,itisnecessarytoshowthatthesegmentedmorphemes(rootsandaffixes)infactexist
inthegrammaticalsystem.
64
 This principle, well known to the Neogrammarians, lies behind their respective term for the study
(viz.comparativegrammar).

38

1 .4.2 Onclassificationofmorphemes
0. The classification of Indo-European morphemes is based on the linear
organization of words, maximally consisting of prefix (-), root ( ), root
determinative (*), derivational suffix (.) and inflectional suffix (E). The varying
aspectsoftheIndo-Europeanwordsoftheshape- *.Earestudiedunderthe
followingmaindisciplines:
(a) Morphophonology classifies the morphemes based on their appearance and
mutualorderintheformula- *.E.
(b)Morphophonemicsstudiestheallomorphs(inpractice,theablautvariants)ofthe
morphemes of all categories.65 The Indo-European parent language was of a rootinflectedtypelikeArabic,andassuchitcontainedastockofconsonantalrootswith
alternative vocalizations in a system resembling Semitic interdigitation (or
introflexion).66
(c)Arigorousapparatusofderivationalmorphologyhasresultedinawidevarietyof
rootshapesinProto-Indo-European,insharpcontrastwithSemitic,whichismostly
basedonthree-literalroots.Inderivationalmorphology,thevariationofmorphemes
isstudiedaccordingtotheirrelativepositionsintherootmatrix.
1.TheProto-Indo-Europeanwordswereformedbasedonthepattern- *.E,
where some terms may be missing in their attested form.67 The subcategories of
morphemesarewellknown,andabriefsketchsufficeshere:
(a)Theprefixmorpheme-canbesegmented(e.g.Gr.CB,etc.),ifprefixedforms
appearalongsidetheprefixlessonesinthematerial.Thus,forinstance,theso-called
protheticvowels PIE*68areprefixesbydefinition,owingtothestandardablaut
PIE*::*,inexamplessuchas:
m-I,me,my,mine,etc.
 *m- 
 *om- 
 *em- 


Gr.?8[sgA],gAv.m
,OCS.m,etc.
HLu.amu,i.amuk[AD] 

Gr.b?}[sgA],b?-(a.)mine,Arm.im

O
O
O

-=
-=*
-=*


65

 For a definition, see Bybee (1985:v): The study of morphology approaches morphemes as the
(minimal) linguistic units with semantic content, and studies relations among them. In contrast,
morpho-phonemics, as classically defined, studies the relations among allomorphs  the variant
phonologicalrepresentationsofasinglemorpheme.
66

 In Indo-European linguistics, the proto-roots are often given in the conventional *e-grade (e.g.
elu-),regardlessoftheactualvocalizationsofthematerial.

67

Thepattern- *.Emaynaturallycontainmultipleitemsofoneandthesamecategory.Thus,
for example, a compound (see Hirt 1928 and Salus 1963) may consist of several root morphemes
( 1 2... n).

68

Anttila(1969:89),Schwyzer(GrGr.1.411-413&433),Austin1941,Winter1950,Wyatt(1972:1n1),
Beekes (1969:18-98), Lejeune (1953:127-9), Messing (1947:190-200), Szemernyi (1964:112,
19701:131).

39

s-be
 *s-

 *os- 
 *es- 

Osc.senti[3pl],Do.b@F<,HLu.sa-tu[3sg]
i.Pal.CLu.a#antu[3pl]sind

LinB.ehont-,OLi.es ti-[pt.],etc. 

O
O
O

-=
-=*
-=*

su-good
 *su- 
 *osu- 
 *esu- 

i.#umili-(a.)well-fixed:RV.s%mya- O
i.a#u-(a.)good 


O
Gr.b3@@:FB-(a.)gutgesponnen 
O

-=
-=*
-=*

Inthelaryngealtheory,ithasbeenassumedthattheprotheticvowelswouldprovide
direct evidence for laryngeals. 69 However, Messings (1947:191) objection one
cannotrelyontheprotheticvoweltoalwaysreflectalaryngealiscorrectforobvious
reasons: the postulation of a laryngeal based on a prothetic vowel constitutes a
violationoftheambiguityrule,because PIE*areequallypossible(andactually
correct in cases where PIE * does not appear). Thus, in the above examples, the
postulationofaninitiallaryngealisimpossible,becausenotraceofitappearsinthe
zerogradeoftheprotheticlanguages(Gr.?-)orinOldAnatolian(HLu.#-be,
i.#u-good).
(b)Therootmorphemes (designatedbythesymbol)arethemaincomponentsof
thewords(e.g.PIEpt-fly).70Therootistheminimalconsonantshape(morpheme)
ofetymologicallyconnectedwordsobtainedwhenalltheaffixes,includingtheablaut
vowels, are removed.71 For lexical purposes, the PIE roots can be understood as
arraysofradicalconsonants(phonemes)appearingwiththeattestedvocalizations.72
(c)ThetermWurzeldeterminativ(orrootdeterminative,designatedbythesymbol
*)wascoinedbyCurtiusandacceptedbyBrugmannandotherNeogrammarians.As
forthedefinition,Perssons(Beitr.560)generalcharacterizationcanstillbequoted:
DieElemente,umwelchemdielngerenWurzelformenvermehrtzuseinscheien,unddie,
da sie keine klar erkennbare Bedeutung oder bestimmte Funktion aufzeigen, sich fr die
gewhnliche Auffassung im allgemeinen als integrierende Teile der Wurzel darstellen,
nenntmanmiteinemvonCurtiusgebrachtenNamenWurzeldeterminative;zurDefinition
vgl.BrugmannKvglGr.296f.,Grundr.2II,I,10.73


69
SeeBenveniste(1935:152):Laprothsevocaliquedugrecetdelarmnienadonc,aumoinsen
partie,unfondementtymologique:cestleresteduneinitialeT-antconsonantiquedansuneracine
suffixeltatII.
70

Foramoreinformaldefinition,seeMatthews(1991:64):Aformsuchasluc-istraditionallycalleda
root. This is a form that underlies at least one paradigm or partial paradigm, and is itself
morphologicallysimple.Thuslucunderliestheparadigmsofbothluceoandlucidus.
71

Trask(DPhPh:312)writes:Inmorphology,thesimplestpossibleformofalexicalmorpheme,with
no affixes, such as Latin am- loveor Arabic ktb write. For a detailed discussion, see Anttila
(1969:15)andBrugmann(Grundr.21:32-40).
Anttila(1969:104,17-),Mller(1880:1511),Polom(1965:41183),andBorgstrm(1954:279).

72
73

SeealsoSzemernyi(1996:100):[...]*gheud-wasformedwithinIndo-Europeanfromthesimpler
*gheu-bymeansofasuffixwhichnolongerhasanyclearlyperceptiblemeaning.Formativeelements
ofthiskindhavebeenknownsinceCurtiusasrootdeterminatives.Fortheliteratureandadiscussion,
seealsoAmmer(1952:195).

40

The root determinatives, fossilized elements between the root and the derivational
and/orinflectionalsuffixes,aredisappearingasaclassofmorphemes.Thisisdueto
the advancement of the field, allowing their comparison with well-defined
morphemesofthelexicon.Asanexampleofaneliminationofarootdeterminative,
wemayconsiderthefollowingroot:
Neogr.*mark-fassen,usw.(P.739)





TochA.mar()k-
Gr.?}?4CB- 
OInd.marcaya-
Rus.morokov-

(pr.)capere,comprehendere(Poucha225,marks)
(ao.)packen,fassen,ergreifen,einholen(GEW2:178)
(cs.)toseize,take(MonWil.791)
(vb.)begreifen,verstehen(REW2:159)

TheunextendedrootNeogr.*mar-fassen,usw.isattestedbeyondTocharian:





Gr.?|C:-

Alb.mora- 
Gr.?4C~6K 
Gr.8t?4CF:-

(f.)Hand(=Hes.I8C,GEW2:175,LSJ.1081)
(ao.)nehmen,halten,fassen(Grundr21:365)
(pr.)nehmen,usw.(LSJ.1081,?4C~68<:>4?5|@8<)
(f.)Leichtigkeit,Bequemlichkeit(GEW1:588)

The determinative * = PIE *k(e/o)- can be proven as a morpheme by noting that
Tocharian has preserved its meaning (= TochA. com). Accordingly, the
determinativek-zusammencanbecomparedtotheencliticconjunction PIE*ke
und(Lat.que,RV.ca,Gr.F8usw.,P.635),thusformingapartoftherootk-
zusammen.74
In general, close philological and comparative scrutiny often allows for a
comparativeidentificationoftherootsofdeterminatives.Asthedigitaltechnologies
aresteadilyimproving,thestudyofdeterminativesislikelytoimproveconsiderablyin
thefuture.
(d)Thederivationalsuffixes.aredefinedasboundmorphemesfollowingtheroot
after an optional root determinative. As is the case of the root determinatives, the
derivational suffixes can usually be compared to the respective free morphemes,
which are preserved at least in some language(s). A relatively recent example of a
derivationalsuffixanalyzedintermsofmorphemeinventoryisprovidedbySchmittBrandt (1967:129), who compared the causative suffix PIE *ee/o- *oe/o- (vb.)
machenwithAnatoliandatain:
i-(vbA.)machen(vbMP.)werden(PIE*i-*ei-*oi-,HEG1:338-343)







Lyc.ai-
CLu.aia-
Gr.iB-
Gr.iK
i.ei- 
Gr.}K








(vb.)machen(HEG1:340,aiti[3sg])
(vb.)machen(DLL.23-24,a-a-du[3sg?])
(csM.)werden(GEW2:109,>8G=B?4<[1sg])
(csA.)machen(GEW2:109,>8G=K[1sg])
(vb.)machen(SumD,HEDI:335-347,e-it[3sg])
(cs.)machen(e.g.inpCI}K,GEW2:433)


74

Thus,Pokornysearlysemanticalbridge*irgendwie(asiffromtherelativepronounPIE*ko-,ke)iserroneous.

41







Lat.eo-
RV.ya-
TochA.ya-
Oi.ia-
RV.y-







(cs.)machen(e.g.inLat.l%celeuchten,WH1:823)
(cs.)machen(e.g.inRV.rocaya-,WbRV.1171-2)
(vb.)facere(Poucha235-7,yatr[3sg],yatsi[inf.])
(vb1A.)machen(HEG1:338-343,ia-az-zi,ia-an-zi)
(pr.P.)werden(e.g.inRV.badhy-,WbRV.898)

Although the number of recognizable PIE derivational suffixes is considerably less
than that of root determinatives, there are still etymologies worth comparative
attention.75
(e)TheinflectionalsuffixesE(orendings)areboundmorphemesbydefinition,but
as a rule they are also connected to other items of the morphology inventory. The
inflectional suffixes are typically pronouns and demonstratives (with verbs) and
affixes expressing, for instance, directions and other grammatical categories (with
nouns).76 The connection between inflectional suffixes and the respective root
morphemescanbeexemplifiedwithawell-knownexample:
m-ich,mich,mir,usw.(P.702)
 i.mi
 Gr.?8




(end.)1sg-pr.(e.g.ine-e#-mi[1sg],HEG1:109)
(encl.sgA.)mich(GEW1:504)

Thewordsdetachedfromtheirinflectionalsuffixesarecalledthestemsofalanguage
andmarkedwithafinalhyphen(thesymbol-):
 CLu.uap-

(a.)bse:hostile(DLL.50,u-u-ua-ap-p[sgD]).

2. In Indo-European linguistics, the term morphophonemics (or root-inflection of
morphemes)basicallycoincideswithablaut.WecandefinetheProto-Indo-European
ablautwiththefollowingformula(forthefullderivationandproof,seeChapter2):77


ABLAUT(PIE)

df

PIE*:e::o:.

Intheory(andofteninpractice),anyablautvowelisallowedtoappearinanyposition
andisrestrictedonlybytheattestationsofthematerial.78
(a)Theablautvocalizationsofarootanditsablautbasesarereconstructedforevery
root,accordingtotheattestedforms.Thus,forinstance,theablautoftherootbhr-
bear can be defined as PIE *bhr- : *bhor- : *bhr- : *bher- : *bhr-, since such
vocalizationsareinferablebasedonthedata.79


75

Thus,forinstance,theoptativeGr.B<-(RV.e-)appearsasafreemorphemeinRV.-(pr.)von
jemandbittendangehen,bitten(WbRV.194,ti[3sg]).

76

 It is usually said that inflectional affixes signal grammatical relationships without changing the
grammaticalclassofthestems.
77

Forthezerograde,seeAnttila(1969:75),Brugmann(Grundr21:394,428)andWhitney(1955:422).

78

Strictlyspeaking,theablautbasesofPIErootsarenotallomorphs,sincethevocalizationsPIE*:e
::o:donotallowfurtherreduction;theycertainlymakeaspecificdifferenceintermsofmeaning.
79

 Note that identification of the ablaut bases of the roots is one of the primary problems of their
reconstruction,becausetheattestedformsarebuiltuponthese.

42

(b)Forthevalidityoftheablauttheory,itisvitalthatcompletevariationistakeninto
accountandtherespectivesoundlawsareconfirmed.Anincompletearrayofablaut
bases together with a structural approach can result in a false comparison of
unidenticalbases;ifsoundlawsremainunchecked,inconsistencyensues.80
(c)DeeplevelbasesachievedbytheinternalreconstructionofPre-Proto-Language
arenotacceptedexceptfortheabsoluteroot,purgedofablautvowelsandusedonly
foralphabeticpurposes.81Thus,forexample,itispermittedtopostulateazero-grade
root mr- sterben, usw. (P. 735f.) even if no such vocalization is attested, because
theitemstaggedarenot,strictlyspeaking,postulated(reconstructed).82
3. Derivational variation is widespread both in Proto-Indo-European and its
successors.Thevariationisusuallyreferredtoasdialectal,butthedatasuggeststhat
itismorelikelycausedbyPIEderivation,andthelatterterminologyispreferredin
thisstudy.83Thederivationalvariationreferstoformsthataredistinctfromthemost
commonformationsandcannotbeconnectedtothelatterbythemeansofconsistent
soundlaws.Itiscommonfordialectal(orderivational)variantstobecorroboratedby
at least two witnesses, thus allowing for their reconstruction in the proto-language.
Exempligratia,thisisthecasewith:
 Poln.midzy 

(prep.)zwischen(REW2:112,P.).

The stem contains a problematic nasal vowel PSlav. *memdj-, which is absent from
thebetterknownformation:
(a)PIE*medho-medius:(inthe)middle(of),between(P.706)





RV.mdhya-
LAv.mai7ya-
Osc.mefio-
Ep.?}EEB-






(a.)medius(WbRV.988)
(a.)medius,mittlerer(AIWb.1116)
(a.)mittlerer,inderMittebefindlich(WbOU.464)
(a.)inderMittebefindlich,mittlerer(GEW2:214)

Intheextendeddatanowatourdisposal,theSlavonicformisalsonowparalleled:
(b)PIE*memdho-mittel-,zwischen
 LAv.mam7ya-

(a.)mittelstark(vonderStimme)(AIWb.1115)


80
See,forinstance,Szemernyi(1996:71):[...]amorphemeisnotnecessarilyanunchangingform.[...]
For example, Grm. geb-e give, gib-t gives, gab gave, gb-e (subj.) clearly contain the same
morpheme, though in the different forms geb-/gib-/gab-/gb-. The morpheme, therefore, has
allomorphs[...].Thetypeofmorphemevariationillustratedbygebenisofgreatimportance[...]andis
knownasablaut.
81

 Consequently, hypothetic roots with unattested vocalizations like the so-called Hirtian bases(e.g.
*eueguh-,P.348)areunacceptableinthecomparativemethod.

82
Roots(e.g.mr-)refertoabsolutelyaffixlessforms.Therefore,theyareindependentofattestations
suchasRV.m-(aoM.)sterben(WbRV.1054,mth
s[2sg])andRV.mamr-(pf.)sterben(WbRV.
1054,mamrs[3pl]).
83

 For an alternative formulation of the derivational variationused here, see Fox (1995:51-2): []
although it is customary in the practice of reconstruction to take ancient attested languages (Latin,
Sanskrit,OldHighGerman,etc.)asthestartingpoint,itisclearthattheselanguageswereinreality
not the uniform linguistic systems often preserved in their classical form, but were variable and
dialectallydifferentiated.

43

 Poln.midzy 

(prep.)zwischen(REW2:112,P.)

Obviously,thiskindofalternationisnotdialectal,becausethereisnoPolish-Avestan
dialectandwearedealingwithasimpleisoglossbetweenthelanguages.Aswemay
identify the derivational device leading to PIE *memdho- (reduplication) and the
base is confirmed by two witnesses, the isogloss containing an otherwise unattested
zerogradeoftheroot(PIE*mdh-)isawelcomeadditiontotheknownablautofthe
root.


1 .4.3 MorphotacticsandPIErootmatrices
0. In Indo-European linguistics, the term morphotactics can be understood as the
study of the morphemes in linear sequence - *.E (morphophonology) and
ablaut PIE * e  o  (morphophonemics). The ultimate goal of the study is to
discover and reconstruct the rules governing the derivational morphology of the
proto-language.Initsfullyadequateform,thestudyrequiresthereconstructionofall
PIE morphemes arranged under the main roots, a goal that has yet to be achieved.
Despite this, a preliminary description of the PIE root matrices is sketched out for
generalpurposes.
TheIndo-Europeanroottheoryhassplitintotwomaindivisions:
(a)ThetraditionaltheorywhichincludessuchfiguresasBrugmann,Walde,Persson
and Pokorny  is empirical and inductive, and consequently it makes no a priori
demandsonthenumberofradicalconsonantsofroots:therootsshapesimpliedby
the comparative method and based on the evidence are projected onto the protolanguage.
(b) The laryngeal theory, based on an assumed Proto-Indo-Semitic root structure
C1C2(C3),hasavastlysimplifiedideaofthealternationoftheIndo-Europeanroots:
iftheidealshapeisnotattestedatthesurfacelevel,laryngeals h1and h3areadded
inordertomaketheshapeoftherootofProto-Indo-Semitic.
1. The traditional root theory, based on induction, was already practiced by the
Neogrammarians and continued by names like Persson, Walde and Pokorny. The
intrinsicorganizationoftheIndo-Europeandatahasinformedthelexicographersand
root theoreticians that the unextended roots  are accompanied with numerous
parallelextensionsofshapes .1, .2,..., .n(wherethesuffixvariable.ranges
across the morpheme paradigm, including the root determinatives). This approach
has resulted in tree-shaped root structures, consisting of the primary root and its
extensions, which are possibly further extended. The basic arrangement can be
exemplifiedwithamonoliteralroot:
i-gehen(P.293-297)
 RV.i- 
 Gr.8o- 




(pr.)gehen,reiten,fahren,fliegen(WbRV.195)
(vb.)gehen(GEW1:462-3,8m?<[1sg])

44

Forthisroot,WaldeandPokornyreconstructedmultiplebiliteralextensions(called
Bildungen in this context), including i
(h)- (P. 296), igh- (P. 296), il- (P. 296),
im-(294),it-(294),idh-(P.295),iu-(P.295),andsoforth.84Characteristically,
the extensions are subordinated and arranged according to the number of attested
radicals. In this study, these shapes  containing the derivational structure of the
primary PIE roots  are called root matrices (or simply matrices). Though
presenting a full-scale root theory before the completion of the PIE morpheme
inventory would be premature, the concepts of the monoliteral root and the root
matricesbuiltuponthemgoverntheformationandthestructureoftheProto-IndoEuropeanparentlanguage,andsomepreliminarycommentsareinorder:
(a) Many, if not all, PIE roots derive from monoliteral roots that allow no further
analysis;therefore,theyformtheprimarylevelofthePIErootmatrices.85Recently,
theexistenceofsuchrootsinOldAnatolianwasnotedbyBurrow(1979:20):
[...]therearealargernumberofmonosyllabicrootsin-
inHittite[...]whichshownosign
ofalaryngeal,someofwhichhaveequivalentsinotherIElanguages,andsomeofwhichdo
not:
-tobelieve,l
-toloosen,m
(i)-togrow,thrive,ripen[...]n
(i)-tolead,direct,
send[...],p
(i)-togo[...],#
(i)-topress,impress[...]86

Suchmonoliteralrootsare,ofcourse,notrestrictedtoOldAnatolian.Theyappear
practically in all cognates, as shown in the parallel examples below.87 In such a
manner, the phenomenon dates back to the Proto-Indo-European period and is of
particularinterestforthecomparativemethod.
(b)PIErootmatriceshaveauniquestructureconsistingofknots(isoglosses)based
ontheattestedcognates.Accordingly,Proto-Indo-Europeanhadastructure(inthe
senseofSaussure)thatcanbereconstructedbyaccountingforallattestedextensions.
Thisnotonlycontributestoourprimaryobjective,thebuild-upofthePIEmorpheme
inventory, but allows for organization of the material based on the structure of the
rootsthemselves.
(c) An argument against the comparative theory was presented by Szemernyi
(1977:288);referringtoPersson(1891,1912),hewrote:[]newavenuesseemedto
beopenedupwithamorethoroughinternalanalysisandcomparisonwhichleadto
thedoctrineofroot-determinatives.Szemernyisobjection(1977:288)follows:
But many scholars recognized the dangers inherent in the method of dissection. The
phoniccoreremainingaftertheoperation,theroot,oftenbecamesotenuousconsonant


84
Foranexampleofanextension,seeGr.Bo?B-(m.)Streifen,Gang,Weg,Bahn(GEW2:363)from
PIE*oimo-(fromim-).
85

 Note that the existence of single consonant roots does not mean that multiliteral roots (without
derivation from monoliteral ones) would not exist. Roots with any number of consonants (as well as
vocalicroots)areacceptedasprovenbythecomparisonofmaterial.
86

 For Burrows views on Old Anatolian in a more general context, see (1979:vii): The special
contributionofHittite[...]isduetothefactthatanearlierstageofIndo-Europeanisreachedbythe
comparison of Hittite and the Anatolian languages on the one hand, and the previously known IE
languagesontheother.
87

Foradditionalmonoliteralroots(ofshapeCV),seealsoSchmitt-Brandt(1967:13n8.).

45

+ vowel + consonant at the best, but often something even less substantialthat the
comparisonsobtainedcouldnotbutbeviewedwithextremeskepticism.

Szemernyis reasoning is difficult to accept because there is no comparative
alternative, and consequently monoliteral roots have been correctly postulated ever
sincethe19thcentury(seei-gehen,s-sein,etc.).88Themoredatahasemerged,
however,themoreclearmonoliteralshapeshavebecome;nowthatdigitaltechnology
is supporting study of the determinatives and suffixes, it has become pointless to
furtherdenythisattestedphenomenon.89
(d)Thecontentofthetraditionaltheorybeingempirical,thesoleremainingproblem
mentionedbyKatii (1970:141)isthescopeofthetheory:
The fundamental question is, how can bundles of isoglosses [or correspondences]be
reduced to knots on genealogical trees [or root matrices]without arbitrary selection of
isoglossesfromthewholenetworkthatexistsinreality.

This problem can also be solved when the existing network is accounted for in the
etymological dictionary, thus comprising the full extent of the data. From such
structure,theknotsconfirmedbyatleasttwobranchescanbeextractedbymeansof
digitaltechnology.
2. The comparative root theory posits no a priori restrictions on the number of
radical consonants making a root. Thus monoliteral (x1), biliteral (x1,x2) and
triliteral (x1,x2,x3)upto n-literalroots (x1,x2,,xn)canbereconstructed,if
implied by the data. Some examples of externally confirmed monoliteral roots and
theirextensionsarrangedunderrootmatricesarementionedbelow:
(a)m-disintegrate,disappear,vanish,die
 

PIEmo-

 i.ma-
 Lat.mo-
 








PIEmor-

i.mar-
RV.mamr-
i.mer-
RV.m-






(R o-)disappear,vanish,die
(vb1.)disappear,vanish(CHLL/N99,ma-du[3sg])
(vbM.)sterben(WH2:112,mor[inf.])
(R o*1-)idem(Ablaut:*mer-*mor-*m-)
(vb1&2.)verschwinden,verlorengehen(HEG2:199)
(pf.)sterben(WbRV.1054,mamra[3sg])
(vb1.)verschwinden,absterben(HEG2:199,me-er-zi)
(aoM.)sterben(WbRV.1054,mth
s,KEWA2:696f.)


88

AlsonoteSzemernyiscontradictoryviewsonthematter:whileelsewheredenyingsuchitemsinthis
context(1996:132),hepointsouttheexistenceofclearlyarchaicrootsthatshowthestructuresVC-,
C,CV.OnroottheoryandrootshapesCandV,seealsoSzemernyi(1996:98-101).

89
Forexamplesofdeterminativesimplyingamonoliteralroot,seeNeogr.*
-emen-(Persson,
Beitr.572-3)andBurrowsanalysis(1949:32):TheSanskritrootgam-togocontainsanenlargement
-am([P]IE-em)asisclearfromthealternativerootg
-whichcontainsadifferentenlargement-
.In
GreekandLatin(54@K,venio)yetathirdenlargement-enappears.Theusualtheorywhichderives
thisnphoneticallyfromanearliermisbothunnecessaryandmisleading.Thesamecanbesaidofthe
root*ou-Stier,Kuh(P.482-3)and*dr
-,*drem-,dre-run(Szemernyi1996:100-1).

46

 

PIEmort-

 Gr.?BCF- 
 RV.mrta- 
 Lat.mortuo- 
 

PIEmosK-

 i.ma#ki-

(R o*1.1-)90
(a.)man,mortal(LSJ.1147,GEW2:257,?BCFD)
(m.)Sterblicher,Mensch(WbRV.1008-9)
(a.)tot(WH2:113,mortuus[sgN])
(R o*2.2-)
(vb.)id(?)(CHDM-99,ma-a#-ki-id-du[3sg])

In addition to the monoliteral root m- (and its extensions mor- and mos-), yet
anotherextensionma-(R o*3)hasbeenpreservedinthefeminine
PIE*ma-death:

 OInd.m
-

(f.)death(MonWil.771,Lex.m
[sgN]).

Theextensionsoftherootmatricescanbebuiltinastraightforwardmannerbasedon
attestedforms,ashasbeenthecustomeversincetheNeogrammarians.
(b)p-foot:go(norootgiveninP.)
 





po-go(norootgiveninP.)

HLu.pa-
Gr.\BB-
i.pa-
Gr.FCB-

 






pei-eilen(P.795)

 i.pai-

 TochA.pe- 
 Dh
tup.pya-
 












(vb1.)treiben,jagen(?)(DLL.77,pr-du[3sg])
(pr.)hinberfhren (WbRV.777-8,pparti)
(sb.)foot(CHLu.10.14.9,(PES)pa+ra/i-za)
(vb.intr.)eilen,jagen(HHand.121,CHDP:143f.)
(pr.)durchschreiten,-fahren(GEW2:510)

pet-fliegen,laufen,eilen(P.825-6)

 AV.vnupap
t-
 Gr.}FB-

 i.peta-

 

(vb1.)gehen,flieen,fliegen(CHDP:19f.,paizi)
(m.)pes(Poucha186,pe[sgN])
(vbM.)togo,move(MonWil.585,payate[3sg])

per-eilen(P.816-7)

CLu.par-
RV.ppar-
HLu.para-
i.para-
Gr.8C|K

 

(vb.)go(CHLu.11.1.e24,(PES2)pa-tu)
(ao.?)Hes.\B8@)\8>;8@(LSJ.212)
(vb.)go,pass,flow(CHDP:18f.,pa-an-zi[3pl])
(m.)tripod(LSJ1821,FCBD,FCBG)

(pf.)durchfliegen(WbRV.761,vnupap
ta[3sg])
(vb.)fliegen(GEW2:521-2,}FB?4<[1sg])
(vb.)laufen,eilen,fliegen(CHDP:352f.,p-it-ta-i)

peu-gehen,eilen(norootgiveninP.)

 i.pauan-

(n.obl.)dasHinausgehen,derAusgang(HHand.128)


90

Aparallelextensionis o*.-inPIEmori-=i.mari-(vb.)zerstckeln(HEG2:136,mar-ri-etta),OLat.mor-(vb.)sterben(WH2:112,morr[inf.]).

47

 TochB.snaipew-
 TochB.wipew-

(a.)withoutfeet(DTochB.399,snaipewa)
(a.)two-footed(DTochB.399,wipewa)

Yetagain,themonoliteralrootp-isaccompaniedbymultiplealternativeextensions
(ordeterminatives)constitutingthematrixoftheroot.
3.ThecomparativeIndo-Europeanroottheoryhasbeentemporarilysidetrackedby
the laryngeal theory, where empirical theory has been replaced by Mllers ProtoIndo-Semiticroothypothesis.Withinthisframework,bilateralrootswouldbeofthe
oldesttype,accordingtoMller(1906:xiv):
Die zweikonsonantigen Wurzeln, wie bh-r-, g1-n- (in H}CK, 6}@BD), sind innerhalb des
Indogermanischen (wie entsprechend innerhalb des Semitischen) die ltesten, nicht, wie
Hirtwill,diejngsten.

Contrary to Mllers suggestion, the monoliteral roots C- are not restricted to
pronouns,91 but include ancient roots with nominal and verbal derivations (see
above). Erroneously claiming biliteral roots to be the most ancient Indo-European
ones, the root shape C1C2(C3) is not particularly suitable for comparative
reconstruction.92 It makes little sense to add the root radicals (laryngeals) based on
the alleged shape C1C2(C3) and then remove these traces. This practice is
particularly questionable in examples where no prothetic vowel, no compensatory
lengthening,noOldAnatolianlaryngealornoothertraceofalaryngealappears:
PIEi-gehen,usw.

 CLu.i-
 RV.i- 
 Gr.m- 





(vb.)aller(DLL.50,i-ti[3sg],i-du[3sg])
(pr.)gehen,wandern,reiten,usw.(WbRV.195,its)
(vb.)gehen(GEW1:463,m?8@[1pl],m;<[2sg])

Insuch(andsimilar)circumstances,postulateslike h1i-gehenfarexceedingthe
allowed means of inference of natural science and the comparative method  are
erroneous.
4. The main issues concerning the PIE root theory (and/or morphotactics) can be
summarizedasfollows:
(a)TheshortestformsofthePIEroots,whethermonoliteralormultiliteral,serveas
thebasisuponwhichtheextensionshavebeenbuilt.Theseextensionscanbedefined
asknotsthatcannotbederivedfromtherootthroughsoundlaws,andtheyreflectthe
PIEderivation,basedonmorphologicalrulesthatarestillonlypartiallyknown.
(b)Owingtotheprincipleofrecursion,itcanbeanticipatedthattheformationofthe
extensions follows the same rules throughout the root matrices with the result that

91

Mller(1911:viii):eineReiheeinkonsonantigereinsilbigerPronominalstmme[...]-er(S.109),
d-dieser(S.39),2t-der,1t-du(S.242),-ich(diesess.unteridg.e-S.64).
92

 Quoting Anttila (1969:12), Benveniste explains segmentation: Starting from the beginning of a
word, cut after the second consonant to get the root; thereafter cut behind every consonant to get
suffixes(Or174).Althoughoccasionallytrue,owingtoitsdeductivecharacterthisistobeabandoned
asageneralprinciple.

48

study of the PIE derivation will be increasingly important for Indo-European
morphology in the future. As a relatively complete PIE morpheme inventory is a
necessary prerequisite for such study, it could take some years before the first
comprehensivestudiesappear,butingeneralthedevelopmentisunavoidable.
(c)Owingtounfulfilledpreconditions,PIEmorphotacticsthestudyofthemutual
relationships of the morphemes  has traditionally exhibited oversimplifying
tendencies.Inaccuracieswiththe PIEpastparticiplecanbeillustratedby*to-,which
isoftenclaimedtotakethezero-graderoot(andhenceconsistingofgeneralstructure
C1C2t-).93Thisviewis,properlyspeaking,exaggeratedinseveralrespects:94
1.ArestrictionhasalreadybeensuggestedbyMaurer(1947:3fn4),accordingto
whom:
Itshouldberemarkedthattherulesaboutzerogradereallyapplyonlytorootscontaining
asonantafterthealternatingvowel.Otherwisethefullgradeisgenerallyfoundinstead,e.g.
Sk.sannandsattfromtherootsad-,IE*sed-tosit,Gk.>8=-FD[sic.],root>86-,IE
*le-togather,etc..

To prevent the postulation of unattested (and unrealistic) shapes like spto- and

tgt- (see Rix 1976:229) instead of the actual ones, the restriction should be
accepted.
2.Furthermore,aspointedoutbyPersson(1912:202),thegrammaticalclassof
thestemalsobearssignificancetotheablautgradeoftheroot:
Wiebekannt,eignetHochstufenvokalismusbesondersdensubstantivischen to-Bildungen,
whrenddiepartizipialverwendeteninderRegeltiefstufigeWurzelsilbenhaben.*leutos
*loutos -om in ai. ls -am steht neben *luktos in gr. \>G=FB}7: wie z. B. *mrtos
mrtos in ai. mrtas, gr. ?BCFD : ^@;CKBD ;@:FD Hes. neben *mts gestorben in ai.
mts[...]

3.Theuniformassumptionoftheexistenceofasingle*to-participleforevery
root may turn out premature as well. Thus, for instance, four distinct vocalizations
appear for the root Neogr. *do- geben (cf. Li. dotas given, Gr. 7BFD id., Lat.
datumid.andLat.mand
to-Auftrag;cf.2.5.5.fortherespectivebases).Inthis
caseitispossiblethatparticiplesin*to-couldinprinciplebeformedfromanyverbal
stem.
(d)Theultimatereasonthatthecornerhasnotbeenturnedinmorphotacticsliesin
theabsenceofageneralsolutiontotheproblemoftheIndo-Europeanablautandthe
reconstructionofi..Whenthisproblemissolvedandtherespectiveproto-vowels
arereconstructed,thisfieldofIndo-Europeanstudieswillalsoberevitalized.

93

Thus,forinstance,Anttila(1969:75)writes:Togetherwiththe-t-nounthe-t-participletakeszero
gradeoftheroot(Grdr21.394,428;WhitneyGrammar422).

94

 Similar examples are readily found elsewhere in morphology. Thus, PIE *o in C1oC2ee/o- (Gr.
BF2B-:RV.patya-)isnotthesolevocalizationofcausatives,becausecausativebasesinC1C2-(Gr.
KF1B?4<:RV.p
tya-)andinC1C2-(OInd.j
saya-toexhaust,Av.ni-W
maya-makeborn,etc.)
occur. Likewise, the perfect in PIE *o (cf. C1oC2- in Gr. 686B@4 I am born = RV. jajana) is
accompanied by perfects in C1C2- (Gr. 62@K@4 I am audible, GEW 1:293) and C1C2- (Lat. g,
sd,OInd.jaj
saisexhausted,etc.).

49

1 .5 Thecomparativemethodofreconstruction 95 
1.5.1 Comparativerelationanditssubcategories
0.Thecomparativemethodhastakenitsnamefromthecharacteristicjuxtaposition
ofobjectsincomparativerelations:
:
 /(a1,a2,...,an)Rdfx
 Hi.guenziRkill[3sg-pr] :

+(b1,b2,...,bm)Rdfy96
RV.hantiRkill-[3sg-pr]

Comparativerelations/(a):+(b)aredefinedbythepropertiesofthepredicates/
and + on two axes: genetic vs. non-genetic and internal vs. non-internal (i.e.
external). If we designate the genetically related Indo-European languages with /,
non-geneticallyrelatedlanguageswith,andthemetalanguagewith?,thenthefour
logicallyexistingdomainsofcomparisoncanbeexpressedbythetable:
 

 INTERNAL: 
 EXTERNAL: 

GENETIC:



NON-GENETIC:

/m(a):/m(b)
/m(a):/n(b)




/m(a):?(b) 
/m(a):(b)

Thedefinedsubclassescanbebrieflycharacterizedasfollows:
1. The genetic internal relation /m(a) : /m(b) deals with objects of one and the
samelanguage/m,thusdefiningthesynchronic/staticsphereofinternalcomparison
as,forinstance,inLat.estis:Lat.eratwas.97
2. The genetic external relation /m(a) : /n(b) compares objects of two different
Indo-Europeanlanguages/mand/n(e.g.Lat.est:i.e#zi).Theformsareusually
attestedatdifferentperiodsoftime,duetowhichthefieldofstudyisoftenreferred
toasdiachronic(orhistorical)linguistics.
3. The non-genetic internal relation /m(a) : ?(b) represents analytic assertions of
the metalanguage at various levels of formalism (e.g. i. e#- Rdf VC). In order to
eliminatetheapparenteffectsofthesoundlawsinthecognates,theuseofstructural
metalanguage is limited to the portions of proto-language where no ambiguity
appears.
4. The non-genetic external relation /m(a) : (b) compares Indo-European
languages/mtoothernaturallanguagesoftheworldthatarenotconsideredtobe


95

Fortheprinciplesofthecomparativemethod,seeSzemernyi1962,Bammesberger(1984:16-8),and
Shields(1992:4-10).Forahistoricalpresentation,seePaul1898,andforamorerecentone,Fox1995.
96

 In such equations, objects of any level (e.g. phonemes or their properties, meanings, morphemes,
and/orsoundlaws)canbecomparedasdefinedbythecontext.

97
 Furthermore, note the distinctions made by Nyman (1982:3fn3): In the first place a
synchronicdescription is supposed to be a snapshot of a socio-historical |@F4 8 (cf. Saussures
tatdelangue).Inthesecondplace,asynchronicdescriptionmeanssimplystructuralanalysisofthe
objectlanguage(s).

50

geneticallyrelated.Inpractice,thepropositionsdefinethedomainoftypology,orthe
classificationandstudyoflanguagesaccordingtotheirstructuralfeatures.98


1 .5.2 Geneticinternalcomparison(Grammarians)
0.Thegeneticinternalcomparison99isdefinedbytheformula
 /m(a1,a2,...,am)

:

/m(b1,b2,...,bm).

Typically only one function /m occurs (i.e. the comparison is restricted within a
language and therefore called internal). This is the primary level of linguistic
description as practiced already by the ancient grammarians like P
ini, Dionysos
Thrax and Varro. It still exists in the study of language isolates (e.g. Baski) with no
geneticcontactsavailable.
1. Despite its elementary character, the significance of an adequate internal
descriptioncannotbeunderstated.Thelevel,beingtheprimaryone,providesdirect
information about a language, and only adequate skills in the language and
philologicalprecisionguaranteeasatisfactoryinitialdescription.InSystemPIE(and
the PIE Lexicon), the following steps of description are integral to internal
reconstruction:
(a) Morpheme and Stem reconstruction is characterized by the postulation of the
stemsobtainedbysegmentingthe(inflectional)endings.Thus,forexample,fromi.
e-e#-miandi.e-e#-zioneobtainsastem
 i.e#- 

(pr.)sein(HEG1:76-,e-e#-mi[1sg],e-e#-zi[3sg]).

ByrepeatingthisprocedureandincludingsegmentationallIndo-Europeanlanguages
canbepresentedasstandardizedhorizontallinesinthematrix.
(b) Item and Arrangement reconstruction is added by arranging the material of a
language under its own roots, to be confirmed (or rejected) by means of external
data.100Asanexampleofitemandarrangementreconstructionofthematerial,one
maycitetheOldAnatolianroot:
me-Zeit
 

men-

 i.men-
 

(n.obl.)Zeit(HEG2:171,me-e-ni[sgL])

meu(e)n-

 i.meuen- 

(n.obl.)Zeit(HEG2:171-4,me-e-u-e-ni[sgL])


98

Ifageneticrelationshipisprovable,thelanguagebecomesanewIndo-Europeanlanguage/n.

99

Kuryowicz(1964:9)[...]synchronicanalysisoflinguisticdatawithoutorbeforehavingrecourseto
comparison,linguisticgeographyandareallinguistics,andglottochronology.Foranexceptionally
well-balanceddescriptionofinternalreconstruction,seeCampbell(2004:225-251).

100

 Note that within this process, as observed by Szemernyi (1977:298), It is of course absolutely
necessarytoconsiderthewholefamilyofaword,andnotmerelyonerepresentative.

51

 i.meun-
 

(n.obl.)Zeit(HEG2:171-4,me-e-u-ni[sgL])

meur-

 i.meur-
 i.meuri-




(n.)Zeit(HEG2:171-4,me-u-ur[sgNA])
(n.pl.)Zeit(HED6:111,me-ur-riI.A[plNA])

In this manner, reconstruction displays the stems of the languages under matrices
consisting of the root (me-) and its extensions (men-, meur/n-), not unlike
thoseoftheearlySanskritgrammarians.
2. Owing to potential historical developments like mergers, splits, PIE derivation
and other factors, the internal method is not infallible.101 The most noteworthy
sourcesoferrorsheredeservetobementioned:
(a)Thedistributiveevidenceconcerningthemorphemesisindirect,anditdoesnot
necessarilypreservethetruth.Thus,despitetheexistenceofthewell-knowninternal
distribution for the prepositions Lat.
 : ab von, weg (cf. WH 1:1-2), it remains
possible that there were two originally distinct PIE prototypes. Accordingly, rules
postulated on the basis of internal evidence only102 and internal reconstruction in
general require external confirmation or rejection by means of the comparative
method.
(b)Theinternaldescriptionintheusualsenseisorientedtotheparadigmsandthe
grammarofthelanguageinquestion.Often,ifnotalways,thisinvolvesanunstated
assumption of direct preservation of the paradigms through history. This has led to
certainproblems,asillustratedherebyNymansexample(1977a:39):
TheLatincopulahasbeenastumblingblockforstudentsattemptingtorelateitspresent
indicativeparadigm(1)totheIndo-Europeanmodelparadigm(2):
(1)sum,es(s),est,sumus,estis,sunt
(2)*smi,*s(s)i,*sti,*sms,*st(s),*snti
Relating1to2apparentlypresupposesmorethanmereoperationofsoundlaws.However,
recoursetoanalogyasanexplanatoryprinciplehasbeenshunned[].

Such apparent difficulties result from the conflict between the assumed PIE model
paradigm(cf.Sanskrit)andtheoneattestedinLatin.However,onceonenotesthat
the latter consists of not just one paradigm but two stems,103 the problem becomes
moreapproachable:

101

 See Hock (1991:549): [] there is evidence which shows that occasionally the [internal]method
willyieldinaccurateresults.

102

 Indeed, one can compare Lat.


 = RV.
 id and Lat. ab : RV. abhi (e.g. in AV. abh (...) valga-
(prA.) aufwallen(von Wasser, WbRV. 1226)) and RV. abhi!vs-(inf.bs.) aufstossen (vom Magen,
WbRV.1433),implyingthatbothprepositionsareexternallysecured.
103
 Compare Foxs (1995:162) more general view of the situation: [] the method of Internal
Reconstructionisextremelypowerfulinitsabilitytoreconstructsplits,butalsothatsomeofitspower
maybeexcessive,sinceitisabletoreconstructasingleinvariantsourceevenwherethealternationis
original.

52

 Lat.es-
 Lat.su-




(pr.)tobe(WH2:628,inLat.es(s),est,estis)
(pr.)tobe(WH2:628,inLat.sum,sumus,sunt)

In order to proceed further in comparison, additional (external) evidence  in this
case,itisavailableinOldAnatolianisrequired:
 i.e#- 
 HLu.sa-




(vb.)tobe(HEG1:76f.,e-e#-zi[3sg])
(vb.)tobe(CHLu.1.1.36etc.,sa-ta,sa-tu)104

Inotherwords,theattestedIndo-Europeannominalandverbalparadigmsareoften
suppletive,afeaturethatexplainstheirpermanentmutualdisagreement.Despitethe
differences of the paradigms, the Indo-European stems are in regular agreement,
withtheresultthattheproblemsareavoidedbyasimpleshiftfromthegrammatical
approachtomorphemesandstems.105


1 .5.3 Geneticexternalcomparison(Paleogrammarians) 106 


0. Sir William Joness (1786) announcement of a relationship between the IndoAryanandEuropeanlanguagesmarkedtheopeningofanewdomainofgenetic(or
external)comparisonbetweentheIndo-Europeanlanguages.107Thesharpdistinction
betweenPauls(1898:21-22)DiedescriptiveGrammatik,referringtothetraditional
activities of the philologists and Die vergleichende/historische Grammatik108,
referringtothenewgeneticstudy,liesinthecomparisonofdifferentlanguages/m
and/n(Kuryowicz1964:9,1973:63):

104

SeealsothesuffixinCLu.mazala#a-(vb2M.)gedldigsein,dulden(HHand.104,CLu.ma-azza-al-la-#a-du-ua-ri[2pl]).

105

 In addition to the morpheme and stemreconstruction ( la root theory) of the Sanskrit
grammariansusedhere,comparethemorecommonlyrecognizedtypes(viz.WordandParadigm,Item
andArrangementandItemandProcess)describedbyMatthews(1991:21):Inaninfluentialarticleof
themid1950s,Hockettpinpointedthreemodelsofgrammaticalanalysisingeneralthreedifferent
frames of reference (to adapt his words) within which an analyst might approach the grammatical
description of a language and state the results of his investigation(first sentence of Hockett,
Models).Inthetermswhichweareusing,theseareparticularsetsofformalprinciples.OfHocketts
three, one which he called the Word and Paradigm model, evidently referred to the traditional
descriptionoftheolderEuropeanlanguages[e.g.Greek,Latin].Another,whichhelabelledItemand
Arrangement, is a model in which morphemes are the basic units of meaning and in which they are
arrangedlinearly[e.g.inChinese].Thethird(ItemandProcess)isoneinwhichthestructureofthe
wordisspecifiedbyaseriesofoperations.Inanobviousmanner,comparativereconstructionentailsa
mixtureoftheabovetypes.
106

ForabriefsummaryofthePaleogrammarians,seeMallory(1989:12-18).

107

 Note, however, that the Hungarian Jesuits Jnos Sajnovics and Samuel Gyarmathi proved the
genetic relationship of Finnish and Hungarian, as well as the existence of the wider Finno-Ugrian
group,attheendofthe18thcentury(seeSzemernyi1996:6fn1).
108

OnSirWilliamJonesasthefounderofIndo-Europeanlinguistics,seeMayrhofer(1983:125ff.)and
Hock (1991:556-7). Furthermore, note Szemernyis (1996:fn2) remark: The term comparative
grammar(vergleichendeGrammatik)wasnot,however,coinedbyFriedrichvonSchlegel,butoccurs
as early as 1803 in a review by his brother August Wilhelm; see Aarsleff, The Study of Language in
England1780-1860,1967,157n.115.

53

 /m(a1-m,x):/n(b1-n,y)

(e.g.inOsc.senttheyare:Dor.(h)b@F<id.).

1. The Paleogrammarians  including such pioneers as August Wilhelm von
Schlegel,RasmusRask,FranzBopp,JakobGrimm,andAugustPottwerecapable
of producing seminal etymological dictionaries like Curtiuss Grundzge der
Griechischen Etymologie (1858-1862) and Schleichers Compendium der
vergleichendenGrammatikderindogermanischenSprachen(1861-1862).Asagreat
success was achieved in determining the historical relationhips between the IndoEuropeanlanguages,thesedevelopmentsledtotheestablishmentofanewbranchof
science.
2.RaskandBopphadalreadydevelopedtheconceptofsystematiccorrespondences
between the phonemes (called letters at the time) of the cognates. With this, the
study inherited a consistent starting point for its development. However, the
Sanskrito-centric paradigm of the Paleogrammarians partly explained by the
transparency of the Indo-Iranian consonant system  led many pioneers to equate
Sanskritwiththeparentlanguageassuch.109Thisfallacydelayedthedevelopmentof
reconstruction and, at least to some degree, prevented understanding of the vowel
systemasawhole:becauseSanskritonlypossessedthevowels/a/and/
/(incontrast
with //, // and // of the European languages), the solution to the problem of
vocalismhadtowaituntilBrugmannandhiscolleagues,theNeogrammarians.
3. The Paleogrammarian concept of systematic correspondences of the letters is
basedonthecomparisonofobjectsx:yinordertoestablishtheiridentityx=y(or
thecontrary,xy).Intermsofpredicatecalculus,thecorrespondencesareprovable
relationsstatinganetymologicalidentitybetweentheobjects
 /(a1,a2,...,an)Rdfx

=

+(b1,b2,...,bn)Rdfy.

Insuchformulas,inorderfortheequationtobetrue,alltheobjectscompared(a1=
b1,a2=b2,,an=bmandx=y)mustbeidentitieswithpossibleapplicationsof
the sound laws. If any terms of the equation do not constitute a match, then the
oppositeholds:
 /(a1,a2,...,an)Rdfx



+(b1,b2,...,bm)Rdfy.

4. During the early process of comparison, it became obvious that not all the
phonemesoftheIndo-Europeanlanguageshadbeenpreservedassuch,butsomehad
changed according to the respective sound laws. In effect, the comparative method
deals with two kinds of correspondences: the identities of 1st Class(i.e. phonemes
preserved as such) and identities of 2nd Class (i.e. altered phonemes, requiring
soundlawsfortheirreconstruction).


109

 See Koerner (1985:332): Indo-European linguistics [...] was essentially Sanskrito-centric (cf.
Mayrhofer1983:130-36passim).UltimatelytheturningpointcamewithSchleicher,whoreplacedthe
habit of quoting Sanskrit as the protolanguage with his reconstructed forms using an asterisk (*)
prefixedtotheprotoforms.

54

1 .5.4 Soundchangesandsoundlaws
0. The fundamental core of Proto-Indo-European comparative reconstruction
consistsoftheidentitiesof1stClass(i.e.thepreservedphonemesandproperties).In
addition,itisrequiredthattheidentitiesof2ndClass(i.e.thechangedphonemes)are
described by regular sound laws.110 The distinction between the preserved and the
changed phonemes (marked with square brackets) can be illustrated by the
correspondencesetforPIE*sentitheyare:
 







RV.santi
Osc.sent
gAv.hTnt
Do.b@F<


PIE*senti

1.

2.

3.

4.

5.

R
R
R
R

R

/=(
/>(
/?(
/@(

*

s
s
[h]
[]

s

[a]
e
[T]
b

e

n
n
n
@

n

t
t
t
F

t

i
[]
[]
<

i

)
)
)
)

Characteristically,theidentitiesofthe1stClass(e.g.PIE*sRRV.s=Osc.s,etc.)are
directly mirrored in the proto-language based on the axiom of identity (x = x), but
soundlawsmustbepostulatedforthechangedphonemes(e.g.PIE*eORV.a,PIE*s
OgAv.h,etc.).Inthissensethesoundlaws,describinghistoricalsoundchanges,are
secondary(complementary)devicesusedtoeliminatethesurface-leveldifferencesof
the attested languages. Strictly speaking, they are not utilized in the reconstruction
properwithoutanychangedsounds.111
1. Already in 1818, Rasmus Christian Rask wrote of rules of letter changes to
explain similarities between words in the Germanic and Classical languages. The
status of such rules, coined Lautgesetze by Bopp (1825:195), was properly
understood by the pioneers from the very beginning, as is obvious from Koerners
(1982:21)account:
Bopp,undertheinfluenceofHumboldt,spokeofphonetischeGesetzeasearlyas1826,
usingthetermsoundlaw(Lautgesetz)from1824onwards.Thesehedescribedasphysical
andmechanicallawsintheprefaceofhisVergleichendeGrammatikof1833[].

A generation later, constantly speaking of the ausnahmlos durchgreifende


lautgesetze, Schleicher (1860:170) had added the idea of the non-existence of
exceptions to the concept, but the breakthrough had to wait until Leskiens famous


110
 See, for instance, Hock (1991:540-1): [] in order to be considered successful, reconstructions
(both internal and comparative) must be justifiedby means of a detailed statement on the changes
requiredtoconvertthereconstructedformsintotheiractuallyattestedcounterparts.
111

Naturally,afterthesoundlawshavebeenprovenbyinduction,thechangedsoundscanalsobeused
in reconstruction (as often happens when a phoneme or a property has not been preserved in any
language).

55

quote die Ausnahmslosigkeit der Lautgesetze (1876) won the day, becoming the
sloganoftheNeogrammarians.112
2. It is possible that the adoption of Bopps term sound law (instead of rule,
preferredbyRask)hascontributedtotheLautgesetz-controversy,113asitallowedthe
Neogrammarians(andsomeoftheiradversaries)tousethetermssoundchangeand
sound law as synonyms. Since this confusion still exists, I would like to use the
occasiontobrieflydiscussthedefinitions(andtheirdifference)inthisconnection.
(a) As a causal phenomenon of nature, sound change (Lautwechsel) operates
regularlyorwithoutexceptions.114Asforthis,IfindKatii s(1970:146)evaluationof
theNeogrammariansstillapplicabletoday:
Thediscoverybythe Junggrammatikeroftheimportanceoftheassumptionofregularity
insoundchangecrownedtheworkofmanydecadesofsuccessfulgeneticresearch.115

(b)Soundlaw(Lautgesetz),ontheotherhand,isaman-mademodeldescribing(or
attemptingtodescribe)therespectivesoundchange.Astheyarerelativetothedata
thatisavailable(andused),thesoundlawsarepotentiallyfallible;ifso,theydoallow
exceptions, because the sound laws themselves can be misformulated.116 This
demarcationwasnotmadebytheNeogrammarianswhentheyidentifiedsoundlaws
withsoundchanges,thusprovokingtheireoftheiradversaries.117
3. As for their function, the sound laws  quoting here Katii  (1970:120)  are
operatorstransformingphonemicstringsoftheolderstageintophonemicstringsof
theyoungerone.Intermsofpredicatecalculus,thesoundlawsareimplicationsof
theformPIE*xIEy(read:ifPIE*x,thenIEy)as,forexample,in
 PIE*senti



RV.snti,gAv.hTnt,Osc.sent,Do.(h)b@F<,etc.

Therulesofsubstitutionapplytoallphonemesintheattachedenvironments,andas
suchthesoundlawsaretheconverseofthereconstruction,consistingofimplications

112

 For Leskien 1876, see also Benware 1974. For the Neogrammarian doctrine in its original
formulation,seeBrugmannandOsthoff(1878:iii-xx)andBrugmann(Grundr21:67ff.)and1885.
113

 Meriggi (1966:3-4): Mit dem Wort Lautgesetze haben wie an einen wunden Punkt der ganzen
Sprachwissenschaft gerhrt, der immer noch nicht geheilt ist. Man kennt die lange, unfruchtbare
DiskussionberdieAusnahmslosigkeitderLautgesetze.

114

 See Hock (1991:2): We derive this knowledge [= the regularity of sound change] from the
experienceabouttwohundredyearsofresearchintothequestionofhowlanguageschange[]

115

Fortheclassicalformulationoftheview,seeBrugmann&Osthoff(1878[MU1]:xiii-xiv):Erstens.
Allerlautwandel,soweitermechanischvorsichgeht,vollziehtsichnach ausnahmlosengesetzen,d.h.
dierichtungderlautbewegungistbeiallenangehrigeneinersprachgenossenschaft,ausserdemfall,
dass dialektspaltung eintritt, stets dieselbe, und alle wrter, in denen der der lautbewegung
unterworfene laut unter gleichen verhltnissen erscheint, werden ohne ausnahme von den nderung
erfgiffen.

116

Onsoundlaws,seeSzemernyi(1996:21).SeealsoCollinge1985,1995and1999onIndo-European
soundlawsinextenso.
117

 See Fox (1995:304): A case in point is the criticism of the Neo-grammarians principle of
exceptionlessofsoundlawsbySchuchardt,whoarguedthatthisprincipleignoresthecontributionof
theindividual(Schuchardt,1885).Schuchardtis,ofcourseperfectlyright.

56

p  PIE *q. In a properly made reconstruction, both sound laws and the
reconstruction

IE

 RV.snti,gAv.hTnt,Osc.sent,Do.(h)b@F<,etc.



PIE*senti.

holdtrue.Hence,thereconstruction(IEyPIE*x)andthesoundlaws(PIE*xIE
y) establish a logical equivalence between the data and the proto-language (IE y 
st
PIE*x).Sincethelogicalequivalenceisultimatelybasedontheidentitiesof1 Class,
118
thesoundlawshavenoalternativebuttoexpressthescientificcontent. Intermsof
soundchangesandsoundlaws,notethefollowingkeyissues:
(a)Asoundlawisconsideredprovenifitregularlyproducescompletedataanddoes
not generate non-existing forms.119 Once a sound law has been proven (i.e. it
generatescompletedataanddoesnotproduceghostforms),itequalstherespective
soundchangeandthusisitstruedescription.
(b) The proto-language can be defined as the state in which no sound change has
taken place; thus it is the immediate phase before the first sound law affected the
system.120Owingtotheequivalenceofproto-languageandthedata,thecomparative
methoddoesnotrequire(orrecommend)thepostulationofadeep-levelpre-protolanguage.Insuchcircumstances,asynchronicstateofanydescendantlanguagecan
bedefinedastheconjunction(orset)ofsoundlawsimplyingthesynchronicsystemin
questioninadditiontothepreservedvocabulary.121
(c)Thehistoryofresearchteachesusthatetymologiesviolatingverifiedsoundlaws
aredoomedtofail.ThusMeillet(1894a:285fn1)challengedaproposedetymologyof
;8D,owingtoitsirregularcharacter,asfollows:
Lerapprochementde;8Detlit.dvsacecicontreluique;-devaitdonnerE-;cf.E}de
F}. Si, contre toute vraisemblance, ;- subsiste, linitiale de ;8D devrait faire position
chezHomre,commecellede7}BD.

Meillets faithfulness to the regularity of sound laws has now been rewarded by the
emergenceofLinearB,wherethelossofdigammaisexcludedin

118

SeealreadyBrugmann&Osthoff(1878:xiv):Nurwersichandielautgesetze,diesengrundpfleiler
unsererganzenwissenschaft,strenghalt,hatbeiseinerforschungberhaupt einenfestenbodenunter
denfssen.
119

 Compare Brugmanns and Osthoffs (1878:xiii) less explicit statement, according to which sound
lawscanbeprovedmechanically(mechanisch).
120

SeeDyen(1969:510):Theproto-languagecanberegardedasthelaststageofatime-continuous
languageimmediatelyprecedingtheappearanceofdaughterlanguages.

121

 Consequently, as mentioned by Katii  (1970:99-100), The sound laws can by definition be
formulatedonlyintermsofphonologicalunitswhichintheirturnhaveacertaindistributionrealized
in the phonemic strings and in the suprasegmentals of the operand-language. This has as its
consequence that the distribution of phonological entities in the younger language is wholly
determinedbythedistributionofphonologicalentitiesintheolderone.Whenaregularsoundchange
representedbyaone-to-onemapping(1a)takesplace,theresultisaphonemiccorrespondencesince
the old and the new phonological entity appear always in the same surroundings. [] The same
happens when the morphs of two languages are derived from the morphs of a third one by two
different sets of sound laws. Here again, the distribution of phonological entities in the two new
languagesiswhollydeterminedbythedistributionofphonologicalentitiesintheolderone.

57

LinB.;8hB-

(m.)god(DMGr.409,LinB.te-o[sgA]).

In other words, ;8D does not belong to Li. dvs. Consequently, no irregular
developmenthastakenplacehere.
(d) Occasionally ambiguous sound laws with two different outcomes in an identical
environmenthavebeenproposed:
 PIE*pIEq

&

PIE*pIEr

(whereqr).122

Owing to the principle of the regularity of sound change, such propositions are not
allowed,becausetheembeddedambiguitywouldleadtoinconsistency.123
4.ItisakeygoalofIndo-Europeanlinguisticstobeinpossessionofacompleteset
of tested sound laws that generate complete data regularly without yielding nonattested(orwrong)forms.
(a) Currently the main bulk of the traditional (Neogrammarian)sound laws remain
untested, especially as regards the effects of the new segment of the phoneme
inventory,thelaryngealPIE*.Thissituationhasnotbeenimprovedbythelaryngeal
theory, postulated independently of the Old Anatolian data, which improperly
describestheactualpropertiesandbehaviourofPIE*andthedataingeneral.
(b) The urgent need for an upgraded sound law system concerning PIE * and its
relationshiptootheritemsofthephonemeinventorywillbeansweredinthisstudyby
a calibration of the entire traditional sound law system with the comparative
method.124 It is shown that most of the problems of the traditional sound laws (see
Collinge1985)arecausedbythemissinglinkoftheproto-phonemeinventory,PIE*.
Oncethisissolved,thesoundlawscanbeharmonizedwiththerequirementsofthe
enlargeddata.125
(c)Intermsoftheprocedureoftestingthesoundlaws,Nyman(1982:19)writes:
a[]rulecanbefalsifiedeitherbyshowingthatitfailstogenerateallthecorrectformsof
thelanguage(cf.completeness),orbypointingoutthatitgeneratesincorrectformsaswell
(cf.soundness).

OwingtothehighlyadvancedstageofthestudyofIndo-Europeansoundlaws,itis
very rare that entirely new sound laws are found (this study being no exception to
that).Ratheritisthealreadyexistingsoundlawsthatcanbeimproved,basedonour

122

Themostnotoriousambiguityistheallegedtwo-foldoutcomeofthesyllabicliquidsNeogr.**O
PCelt.*liriandPCelt.*alar,whicharenowoutdatedbytheemergenceofthea-colouringlaryngeal
ofHittite.
123

 See Katii  (1970:60): There is one more restriction imposed on the operator of regular sound
change. According to the assumption of regularity, no disjunction is allowed on the right side of the
rules.

124
 The testing of sound laws includes the elimination of erroneous lawsby a counter-example
procedure.Thus,forinstance,theso-calledLexEichner(accordingtowhichLT*h2didnotcolour
PIE*)isshowntobefalsebyequationswithashortvowel(PIE*e)equallylackingcolouring(e.g.in
Gr.bE;>-(a.)tchtig,brav,edel(GEW1:574):i.a#teli-(c.)Held(HHand.46,HEG1:203)).
125

Inpractice,thesupportablesoundlawsrangefromirregularitiestotentativeformulationsofsound
lawsto(confirmed)soundlawswithconditionsrestrictingtheirapplication.

58

capability to master the data. Accordingly, if an early sound law is incomplete or
unsound, and if the comparative method implies a sound and complete rule (or
improvement), then an upgrade of the early sound law is allowed. Since there is no
need to change the well-established names of the sound laws, the sound laws
upgradedinthisstudywillbeattachedwiththetagII(e.g.FortunatovsLawII)to
distinguishbetweenthehistoricalformulationanditsupgradedversion.126
5.Inordertoillustratetheprocessinpractice,IquoteadiscussionrelatedtothesocalledNymansLawthattreatstheassimilationof PIEdental+liquidclustersinLatin
(forthegeneralsettingsofthelawandadiscussionthereof,seeCollinge1985:355):
(a)Accordingtothetraditionalsoundlaw,thevoicelessdentaldevelopsintovelarif
followedbyalateral:
 PIE*tl 

O

Lat.cl,Osc.cl,etc.

(Leumann1977:153-4).127

AccordingtoNyman(1977b:177),however,[]wehavetopositanewsoundlaw
forLatin,viz.assimilationof-t-tofollowing-l-[]-tl->-ll-[].
ItcanbereadilystatedthatmultiplefactorsfavourNymanssuggestion:
1. Development PIE *tl O Lat. ll can be claimed for Nymans (1979:141) own
example: As far as pullus is concerned, I am convinced [] that its customary
equation to Skt. putr- boy, son [] is correct. Similar observations hold for the
otherexamplesaswell.
2.AspointedoutbyNyman(1977b:178),thevoiceddentalassimilatessimilarly:
-dl- > -ll- (e.g. *sedla > sella seat). Furthermore, the failure of *dhl to behave
identicallyis explained by its early fricativization(PIE *dhlOLat.fl); this istosay,
the rule can be generalized to the class of dental stops that occur after the
fricativization.
3. The assimilation PIE *tl- O PItal. *ll- O Lat. l- is certain for the initial
position,sincenoItaliccl-appearsin:
 Umbr.tlatio- 
 Lat.latio-

 Lat.latno- 

(a.)breit(WH1:770,Umbr.agretlatie)
(ONn.)Latium(WH1:770,Lat.latium[sgNA])
(a.)zuLatiumgehrig,lateinisch(WH1:770)

Inotherwords,thedevelopment PIE*tl-OLat.lisactuallyproven,whiletheearly
hypothesisPIE*tlOLat.clisnot.
4. In general, Pisanis (1979) objections are artificial. One may instead refer to
Collinges (1995:35) favourable evaluation of Nymans Law: But as Hamp
(1983:134)acceptsNYMANasaLautgesetz,andasNymanhimselfremainsadamant
(1984),thelawstitleisjustifiedandhandy.


126

 Numerous alternatives for marking an upgraded sound law (e.g. Fortunatov II, Fortunatov +,
Fortunatov revised, Fortunatov upgraded) were considered. The tag II, being the simplest, was
ultimatelychosenforthispurposeinSystemPIE(apracticetobefollowedalsointhePIELexicon).

127

TheexamplesincludeespeciallyLat.pculo-Trinkgefss:OInd.ptra-id.andOsc.puclo-Sohn
:OInd.putr-id.;seeSommer(1948:228).

59

(b) Owing to the availability of the enriched material, the story does not end with
scholarstakingsidesforandagainstNymansLaw.Whentestedagainstthematerial,
the critical examples Lat. pculo- and Osc. puclo- reveal that both dental and velar
extensionsareparalleled,asaresultofwhichtheearlyassumption PIE*tlOLat.cl
cannolongerbeupheld.ThesituationisclearinbothkeyexamplesofNymansLaw:
1.pe-trinken(P.839-40)
 

pe-

 RV.prap- 
 RV.p-


 RV.pap
-
 

pek-

 Gr.}K=- 
 OInd.tailapaka-
 Lat.pculo- 
 





(f.)Trnke(WbRV.876,prap[sgN])

(pr.)trinken(WbRV.800-1,p
h[2sg])
(pf.)trinken(WbRV.802,pap
tha[2sg])

(pfA.)trinken(GEW2:542)
(PNm.)oil-drinking(MonWil.455)
(n.)Becher(WH2:329,Lat.pculum)

pet-

Go.FB-

Lat.pto-

gAv.vspopaiti-
RV.ptra- 

(n.)Trinken,Trank(GEW2:540)
(m.)Trinkbecher(WH2:351,ptus)
(a.)all-trnkend(AIWb.1468)
(n.)Trinkgefss(WbRV.805)

2.peu-Geburt(P.843-4)
 

pu-

 Cret.:()E=B-
 





pu-

LAv.pusa- 
Pahl.pus-

MidPers.pws-
ModPers.pus-

 

(m.)-(?)-,cf.below(AIWb.911)128
(sb.)son(MPahl.2:163,KEWA2:304)
(sb.)son(MPahl.2:163)
(sb.)son(MPahl.2:163)

pulo-

 Pahl.pusar- 
 Pael.puclo- 
 TochA.pukl- 
 

(m.)Sohn,Nachkomme(GEW2:526,:E=BD)

(sb.)son(MPahl.2:163)
(m.)Sohn,Kind(WH2:386,puclois[plI])
(sb.)annus(Poucha183)129

puu-

 LAv.pusva- 
 TochA.pukul 

(m.)son(?)(AIWb.911,pusvanh[plN])
(pl.f.)annus:Jahr(Poucha183,pukul[sgN])


128

 See LAv. hvh puZrh pusah bavainti The(se) kids become -(?)-, for which the meaning
son(figuraetyologica)yieldsameaningfultranslation.

129

ForSohn:Jhrling:Jahr,seeOInd.vatsa-,Lat.uetus,etc.(P.1175).

60

 

put-

 OInd.putgala-
 Lat.putillo- 
 






(m.)body,man,usw.(KEWA2:305)
(m.)Knblein(WH2:394)

putlo-

Lat.pullo-
RV.putr-
gAv.puZra-
OPers.pua-
Pahl.puhr







(a.)jung(m.)Tierjunges,usw.(WH2:385,pullus)
(m.)Sohn(WbRV.821,KEWA2:304)
(m.)Sohn,Kind,Tierjunge(AIWb.909-10)
(m.)son(OldP.197,pua[sgN])
(m.)son(MPahl.162,puhr[sgN])

Inthiscase,theearlysoundlawwasbasedonanerroneousidentificationofdentals
and velars, both of which are now independently secured. Accordingly, Nyman
(1977b:176) is very likely correct in [r]ecognizing *capitlos as the historically
underlyingformofcapillus,aswellasinhisproposalasawhole.
Throughout this study, a similar checking is done on the key (Proto-)IndoEuropean sound laws; they are tested against the enriched data in order to ensure
theircorrectness.


1 .5.5 Reconstructionandtheprincipleofpostulation
0. August Schleichers greatest invention, the reconstruction (represented by the
symbol*),istheculminationpointofthedevelopmentofthecomparativemethod.In
a nutshell, Schleichers innovation consists of the realization that the systematic
correspondences of the letters have consequences, which have been referred to as
reconstructions ever since. As Koerner (1982:1) put it, Schleichers [] theory of
languagerepresentedsomethinglikeaparadigmordisciplinarymatrix(Kuhn1970:
184)forhistorical-comparativelinguistics.Therefore,thefoundationsoftheconcept
arepresentedhere.
1.Withhispostulationofproto-phonemesandproto-language,Schleicheroutlined
thestudyasanaturalscience,characterizedbyimplications,typicallyoftheform:






/(x) 
Osc.s 
Osc.es-
Osc.sent
Osc.sent

=
=
=
=
=

+(y) 
Lat.s 
Lat.es-
Osc.est
Do.(h)b@F<













PIE*z



PIE*es-
PIEs-
PIE*senti
PIE*s


(1)
(2)
(3)
(4)130

2.Inallexamples,thereconstructionisanimmediateconsequenceoftheprinciple
ofpostulation,whichallowsconclusionstobedrawnwhenthecriterionoftruthhas
beensatisfied.Inthisstudy,theprincipleofpostulationisreferredtoasFicksrule

130

 Note that the level of reconstruction is determined through the objects compared. Thus, for
instance,inthetablein(1)aphoneme,in(2)astem,in(3)aroot,andin(4)awordisreconstructed.

61

of two witnesses, which served as the motto of Ficks Vergleichendes Wrterbuch
derindogermanischenSprachen(1870):
 DurchzweierZeugenMundwirdalleWahrheitkund

(Ficksrule)

TheprincipleiscorrectlyexplainedbyPedersen(1962:274)tomeanthat:
If a word [or an object of any level]is found in the two branches, then it was also to be
foundintheoriginallanguagewhichdividedintothesebranches.

In other words, reconstruction requires at least two independent pieces of evidence
thatpointtotheitembeingpostulated.Inthisconnectionitshouldbenotedthat:
(a) All conclusions (reconstructions) must ultimately be consequences of the
principle of postulation, except for unambiguous features allowing the postulation
basedononegroupalone(theprincipleofthefamilyconsistency).
(b) In his Introduction, Meillet (1937:340) proposed that a minimum of three
witnessesshouldberequiredtoconstitutearegularcorrespondenceset.Thoughitis
generally true that the more witnesses are available the better it is for the
reconstruction,amoresatisfactoryviewhasbeenpresentedbyFox(1995:68):
In practice, therefore, the reliability of reconstruction may increase with the number of
witnesses,butitisnotreallypossibletostipulatehowmanywitnessesareactuallyrequired
[]

Foxiscorrectinthattheissueisnotthenumberofbranchesattested,butwhetherthe
resultingreconstructionisunambiguousornot.Therefore,areconstructionisregular
if only verified sound laws have been applied in its postulation, regardless of how
many branches are involved. Separately, the reconstruction is unambiguous if the
comparative method implies one (and only one) reconstruction based on the fully
attestedmaterial.Inotherwords,twowitnessesaresufficientforreconstruction,but
theexactnumberofcognatesrequiredtoeliminateambiguitydependsonthedataat
hand.
(c)Asforthelimitsofpostulation,theobjectionsagainstover-reconstructionofthe
proto-languagehavebeenansweredsatisfactorilybyAnttila(1969:34):
Patterns change, and it is here that one runs the danger of attributing too many of the
attested patterns into Proto-Indo-European (cf. Puhvel EFL1 8). Ultimately the final
verdictrestsoncomparativeevidence[...]

Indeed,preciselyasmanymorphemesarepostulatedbythecomparativemethodas
impliedbyFicksruletoaccomplishtheprimarygoalofthestudy,thecompletionof
theProto-Indo-Europeanmorphemeinventory.131
(d)Portionsofinternalreconstructionareacceptableinreconstruction,accordingto
thelinessketchedbyMikkoKorhonen(1974:122):

131

SeeCampbell(2004:122-3):Theaimofreconstructionbythecomparativemethodistorecoveras
much as possible of the ancestor language (the proto-language) from a comparison of the related
languages,thedescendantsoftheoriginallanguageandtodeterminewhatchangeshavetakenplacein
thevariouslanguagesthatdevelopedfromtheproto-language.

62

Fr eine bestimmte Grundsprache lassen sich nur die Wechsel rekonstruieren, die
wenigstens in zwei Tochtersprachen auftreten, sowie jene in einer Tochtersprache
erscheinenden Wechsel, die sich in der inneren Rekonstruktion, verglichen mit einem
solchen Wechsel, der durch die vergleichende Methode fr die besagte Grundsprache
rekonstruiertwerdenkann,alsgleichaltrigoderaltererweisen.

3. The key objects reconstructed by the comparative method are: (a) the protophonemes as items; (b) the proto-phoneme inventory; (c) the proto-morphemes as
items; and (d) the proto-morpheme inventory. For each, respectively, note the
following:
(a)AccordingtoMeilletsclassicalaccount(19347:44),areconstructionphonemeis
defined by a set of correspondences.132 In terms of predicate calculus, the
comparative functions /1(a),/2(b), , /n(n) imply the reconstruction through the
preservedidentitiesof1stClass,whenavailable.Primarily,therefore,thecomparative
method does not make hypotheses concerning the reconstructed phonemes, but
projectsthepreservedsounds(orclustersoftheirfeatures)ontotheproto-language
assuch.133
(b)Thecomparativepostulationofaprimaryphonemeinventory(astheminimalset
ofproto-phonemes)hasbeenakeygoalof PIEphonologyeversincetheemergence
oftheOldAnatolianlanguages.Inessence,thistaskwillbeperformedinthisstudy
throughcomparativepostulationoftheproto-phonemesandasegmentalanalysisof
traditionalitems.134
(c)Thereconstructionofmorphemesfocusesonthesegmentationandidentification
oftherootsandtheirablautvariants.135Thisprocedure,leavingthesimplestinferable
segment as the root, consists of a sequence of at least one radical phoneme.136 An
exampleofaPIErootanditsablautbases(includingtheroot)iscontainedin


132

 Discussing the correspondence sets from yet another angle, Katii  (1970:78) writes: Every
correspondence becomes then a unit composed by other units arranged in a fixed order. In
mathematics such units are called vectors and it is most convenient to think of phonemic
correspondencesasvectors.

133

 Campbell (2004:132-3) explains: We attempt to achieve as much phonetic realism as possible by
observingwhatphoneticfeaturesaresharedamongthereflexesseenineachofthedaughterlanguages
inthesoundcorrespondence.Wedeterminewhichphoneticfeaturesarecommontothereflexesinthe
daughterlanguages(andfeatureswhichcanbederivedfromothersbytheknowndirectionofsound
changes []) and then we attempt to reconstruct the proto-sound by building into it these shared
phoneticfeatures.
134

 For the items of the inventory, see Campbell (2004:132): We attempt to reconstruct the protosoundwithasmuchphoneticprecisionaspossible;thatis,wewantourreconstructiontobeascloseas
possibletotheactualphoneticformofthesoundasitwaspronouncedwhentheproto-languagewas
spoken.

135
 Campbell (2004:123) adds: The work of reconstruction usually begins with phonology, with an
attempt to reconstruct the sound system; this leads in turn to reconstruction of the vocabulary and
grammaroftheproto-language.
136

 Compare Anttilas (1969:15) summary of the Neogrammarian definition of the root: He
[Brugmann]defines the base and the root even more clearly in the second edition of the Grundriss:
rootsaretheactuallyoccurringformsoftheetymologicallyconnectedwords(231.86[1913]).

63

s-sein(P.340-342):






*s-
*es-
*os-
*s-
*s-

R
R
R
R
R

Av.zd[2sg],OInd.stha[2sg],TochB.star[2sg],etc.
i.e#zi,RV.sti,Lat.est,Gr.bEF,Ven.est,Go.ist,etc.
CLu.a#ta,HLu.asta,OPr.ast,i.a#anzi,Northumbr.arun
Osc.sent,Do.b@F<,RV.snti,gAv.hTnt[3pl]
OCS.sVt,Li.snti[pt.],OHG.sand,HLu.sa-tu[3sg]

(d) The PIE morpheme inventory consists of the totality of Indo-European root
morphemes and their ablaut bases, compared and arranged under the PIE root
matrices.Oncetheentirematerialhasbeenreconstructed,theconditionsfortaking
theproto-language*[astheobjectofinvestigationhavebeencreatedonphonetic,
phonological,morphological,semantic,pragmaticandsyntacticlevels.


1 .5.6 Non-geneticexternalcomparison(typology)
0. Typology, the comparison of the external relations of languages, can be said to
havebegunwiththeBiblicalstoryofBabelandAdamslanguage,where(inmodern
terms)atypologicaluniversalconcerningalllanguagesoftheworldwaspresented.137
Since then, modern advances in the description of the languages of the world have
resulted in the formal study of mutual similarities of languages; typology is now an
acceptable tool in Indo-European linguistics, providing support, restrictions and
external means of testing for reconstructions. Some of the typologies presented by
Mller, Szemernyi, Jakobson, Gamkrelidze and Ivanov have already dealt with
critical features of the Proto-Indo-European phoneme paradigm, meriting a brief
discussionofthestudyanditsapplicationshere.
1. Typological features at any level can be presented as parallels to support (or
weaken)areconstruction.Potentiallyfallibletypologicalpositionsandargumentsofa
non-geneticnatureareconsiderednon-obligatory,becauseexceptionsmayrepresent
real counter-examples to the alleged universals. Despite this, typological support is
highlydesirableforanytheory,owingtothescientificrealismprovidedbyanexisting
parallelinalanguage.138
2. In typology, the quantifiers of predicate calculus deal with the languages and
phonemessimultaneously.Thisresultsintypologicalstatementsbeingtypicallyofthe
forms there is a language  such that x or for all languages , x. From such
statements it is possible to proceed to pure typology that no longer involves any
particular language. Thus, for instance, we may write a   a belongs to  (e.g.
VOICED(d)  gAv. voiced d belongs to the phoneme inventory of Gathic Avestan).
From this we may infer that there exists a language  with a voiced dental stop d

137

Ontypologyingeneral,seeComrie1981.

138

SeealsoBybees(1985:210)remark:WeowetothemanyworksofJosephGreenbergtheideathat
theremustbeadiachroniccomponenttoanyexplanationoflanguageuniversals.

64

(written /(VOICED(d) /)andderiveatypologicalstatement / x(VOICED(x) /)


(i.e.somelanguageshavevoicedphonemes).139
3.Owingtotheirnon-geneticcharacter,typologiesneverhavethesameobligatory
status as the conclusions based on the primary (genetic): in the case of different
language families (or languages), it cannot ultimately be expected that the rules of
one group would always function in another, because the genetic relation is absent.
Thiscanbeillustratedbythebest-knowntypologicalhypothesisinthefieldofIndoEuropean linguistics so far, the laryngeal theory, concerning which Szemernyi
(1967:92-93)correctlyobservesthat:
[...]thereisnointrinsicreasonwhyweshouldattempttoreduceall[P]IErootstoasingle
tri-phonemic pattern of the CVC-type [...]. On the contrary, it is clear that such notions
wereduetoadoubleinfluencefromSemiticlinguistics:(a)inSemiticallwordsbeginwitha
consonant;(b)inSemiticthegeneralroot-shapeistri-radical.But,ofcourseneitherfeature
isbindingfor[P]IE.140

A comparative consensus on the matter, as mentioned by Pokorny (1969:3), was
reachedlongago:
Schon Holger Pedersen hatte, obwohl er durch seinen Abhandlung ber das pridg. g
(Kelt.Gramm.I176f.)nebenKuryowiczundBenvenistealseinerdererstenLaryngalisten
geltenmu,vorallemdagegenprotestiert,dajedesmiteinemVokalanlautendeidg.Wort
im Anlaut einen Laryngeal verloren haben soll. Szemernyi schliet (aaO. S. 12) seine
Bemerkungen ber die Laryngale mit dem Hinweis, da das Hethitische keineswegs
geeignetsei,dievonDeSaussurepostuliertenLaryngalezuerweisen:Thisdoesnotmean
thatdeSaussureslaryngealsmustdisappear;theyareprobablyheretostay,butonafarless
lavish scale than recent discussion would have us to believe, and on purely structural
grounds,notonthestrengthofHittiteevidence.

Generally, before accepting a typology it is vital to secure its correctness, exclude a
prioritypologiesfromthetheory-formingprocess,andrestrictthestudytoitsproper
task(i.e.supportingtheparalleledreconstructionsandcastingdoubtonothers).As
long as these principles are upheld, the application of typology is quite acceptable,
because not only can typologies be used to test reconstructions but the
reconstructionscanbetousedtotestthetypologies.Inthismanner,thecomparative
methodiscapableofcorrectingmisusedtypologies,asillustratedwithinthisstudy.141


139

Aseverytypologicalstatement(e.g./ x(CONS(x) /)),Alllanguages/haveconsonants,etc.)


canbeobviouslybeformulatedinpredicatecalculus,anactualdemonstrationofthisisnotnecessary
here.
140
 Note also that Szemernyis arguments can be repeated as such for Mllers laryngeals also
typologicallybasedontheSemiticphonemeinventory.
141
 In addition to Mllers typology (see Chapter 2), the most relevant problems in the field are the
four-place system of plosives Neogr. *T, Th D Dh (or the Taihun-Decem isogloss)and the threeplace velar system Neogr. *k  k (or the Centum-Satem isogloss),both of which are discussed in
Chapter4.

65

1 .5.7 Non-geneticinternalcomparison(metalanguage)
0. The non-genetic internal relation /m(a) : ?(b) refers to the comparison of data
and metalanguage (represented by the symbol ?). The term non-genetic is selfexplanatory because no genetic relationship exists between PIE and the
metalanguage;asthe(correct)meta-statementsareanalyticallyobtainedfromdata,
theyareessentiallyinternal.
1.Therelevanceofmetalanguageliesinitsexplicit(andformal)characterandthe
formulation of generalizations concerning high-level objects. Although not
necessarilyattestedindataassuch,thesearestilllegitimatewhencorrectlyobtained
fromthedata.Someexamplesofmetalanguagecanbeofferedhere:
(a) Auxiliary symbols for classes of objects (and their properties), especially
including,forexample,VRCforphonemes142and- *.Eformorphemes.
(b)Concepts,definitionsandothermeta-expressionscharacteristicofthestudy(e.g.
ABLAUTR*eo,etc.).
(c)Logicalsymbols,axioms(e.g.x=x)andrulesofinference(seeChapter5).143
2. Since metalanguage may contain terms not attested as such, the definition of
concepts (and concept formation in general) must follow strict principles of natural
science. In particular, the correct postulation of a metalanguage must exclusively
consistofmeasurableobjectsandfeaturesofthematerial.Thecorrectprocedurecan
beexemplifiedwiththefollowingmeta-statementsconcerningobstruentstructuresof
ofaPIEroot:
 i.e#zi,RV.sti,Lat.est,Gr.bEF,etc.

 CLu.a#ta,HLu.asta,i.a#anzi,OPr.ast 
 RV.snti,HLu.sata,Do.(h)8@F,gAv.hTt 

*es- Rdf
*os- Rdf
*s- Rdf

eC
oC
C-

In other words, the comparative method of reconstruction is confined to a pure
descriptionofthedataalsointheusageofmetalanguage,onlyallowingdescriptively
true statements. Despite the pivotal attempts to apply abstract symbolism,144 the
concept of metalanguage has played a minor role in Indo-European studies so far.
ThisisexplainedpartlybytheincompletestateofthePIEphonemeandmorpheme
inventories, partly by metalanguage itself (which, in order to be effectively used,
requires digital technology). As both limitations are being overcome, metalanguage
canbeexpectedtomakeamajorbreakthroughinthefuture.


142

 From a functional point of view, the PIE phonemes belong to V (vowels) R (resonants) and C
(obstruents).Thevowelsalternateintermsofquantity(V:V:),resonantsintermsofsyllabicity(:
R),andobstruentsintermsofvoice(T:D)andaspiration(Th:DY).

143

CompareNyman(1982:45):CMisapttoestablishanaxiomaticsystemforprovingaunitybehinda
moreorlessapparentdiversity.

144

Amongmetastudiesfocusingonthecomparisonofstructuralfeaturesoftheroots,onemaycite,
forinstance,Steensland1973and,inparticular,MeilletsandMagnussonsrootconstrainttheory(see
Chapter4).

66

3. Unfortunately, the most widespread application of metalanguage in IndoEuropean linguistics, the laryngeal theory, is far from satisfactory. Starting from
Mllers (and Cunys) Indo-Semitic hypothesis, the pioneers of the laryngeal theory
turnedSemitictypologyintoameta-axiomC1eC2(C3),whichwasaddedtotheIndoEuropean languages for the postulation of laryngeals.145 This violation of the
acceptedlimitsoftypologyandtherulesofnaturalsciencehavegivenmetalanguage
abadreputationamongsomeproponentsofthecomparativemethod.


1 .5.8 Thecomparativemethodofreconstruction
0.Thecomparativemethodofreconstructioninitsmodernsenseiscomprisedofa
simultaneous application of all auxiliary sciences presented above (viz. phonetics,
phonology,morphology,internal(philological)reconstruction,external(diachronic)
reconstruction, sound laws, typology, metalanguage added with various special
methodologies related to the data (e.g. dialectography, etc.)).146 In the process of
reconstruction, dubbed reconstructive systematization by Nyman (1982:43), the
comparativemethodacceptsonlysuchpropositionsthataresimultaneouslytrueinall
auxiliaries;assuchtheyyieldhighlyaccuratedescriptionsandpredictionsofthedata.
1.Comparativereconstructioniscomprisedofconsistentsystemofidentitiesbased
on complete data. When properly applied, the comparative method establishes a
comparative reconstruction PIE *[ as the epistemological equivalent () of the
data147(directionN)andthesoundlaws(direction)asexpressedintheformula
 PIE*[ 

/(a)+(b).148

The equivalence is the ultimate reason for the understanding of comparativists like
Fox(1995:11):
Reconstructionisthustobetakenliterally,asthe re-creationofanactualwordinareal
language,andwhenwederiveattestedformsfromsuchareconstruction,wearelikewise
claimingthatthisisarealhistoricalprocess.149


145

 On the Indo-Semitic root axiom C1eC2C3- : C1C2eC3, see Szemernyi (1990:131-132 [wL]),
Benveniste(1935:150-161),Anttila(1969:22,36-51),andLindeman(1997:51-52,fn43).

146

CompareKorhonens(1974:113)slightlydifferent,butessentiallyidenticallistofthecomparative
method:FrdieErforschungderVergangenheitderSprachenkommenjabekanntlichinersterLinie
die folgenden Vier in Frage: 1. die philologische Forschung, 2. die innere Rekonstruktion, 3. die
vergleichendeMethode4.dieDialektgeographie.
147

 See Bammesberger (1984:11): Das postulierte linguistische System der Grundsprache resultiert
ausdenstrukturellenbereinstimmungenderTochtersprachen.

148

 In terms of the two directions, see also Nyman (1982:45): Comparative linguistics involves two
functions,viz.(1)predictingcognatesand(2)predictingthepast,whichmethodologicallycorrespond
torelationalandreconstructivesystematization,respectively.Nyman(1982:46)continues,Prediction
ofthepastisdonebymeansofcomparativereconstruction,whichestablishestheprotoforms[].
149
ComparealsoCampbell(2004:124):[]everyprotolanguagewasonceareallanguage,regardless
ofwhetherwearesuccessfulatreconstructingitornot.

67

Indeed,comparativereconstructionprojectstheunalteredphonemesandfeaturesof
1st Class for reconstruction as such (re-creation), then generates (derives) the
changedphonemesofthe2ndClassthroughsoundlawsthatremovethesurface-level
differences of the languages. For this reason, the comparative method is capable of
reconstructingtheproto-languageinacoherentmanner,150asshownbyKorhonens
self-explanatorycomment(1974:124):
Vor allem die vergleichende Methode und die durch sie erzeugten Rekonstruktionen
haben die Gesichte der Sprachen und auch der geistigen Kultur so weit zurckverfolgen
knnen wie keine andere Wissenschaft. Die komparative Linguistik [] ihre historische
BeweiskraftausderIsomorphiedersynchronenundderdiachronenEntwicklungerhlt.

By arranging all Indo-European stems under the root matrices and choosing the
nodespreservedbytwobranches,theresultingsystemcoincideswiththe(preserved)
structure of the proto-language as such. As postulated from external data, ProtoIndo-European itself is a legitimate object of independent study.151 Here the
comparativemethodisthemosteconomicdescriptionoftheIndo-Europeanfamily
in existence, not only in terms of reconstructing the languages, but also the protolanguageandthesoundlawsbywhichitsphonemicstringsareregularlytransformed
intothoseofitsdescendants.152
2.Themeaningofthetermreconstructionhasbecomesomewhatblurred,owingto
itsdifferentapplicationsinconnectionwithhistorical(external)andstatic(internal)
and comparative reconstructions (internal and external). The occasionally heated
discussion on the topic is a result of misunderstanding caused by unsatisfactory
definitions,andIwouldliketocommentonthesituationbriefly.
(a)Historicallinguisticsissometimesunderstoodasanindependentscience(andnot
the x-axis of the comparative method), a platform for unrestricted hypotheticodeductive models. This line of thought is exemplified by a quote from Kmmel
(2012:291),whoopenshispaperwiththestatement:
When we reconstruct a proto-language, we produce a hypothesis about a non-attested
synchronicstateandaboutthechangesleadingfromittotheattestedlanguages.

1.Fromthecomparativepointofview,associatingreconstructionwithforming
hypotheses is not acceptable. Rather than making hypotheses, the comparative
methodresultsinproto-phonemes,discoveredempiricallyandexperimentally,based
oncorrespondencesetsdefinedbythedata.


150

Thus,asKorhonen(1974:123)putsit,DievergleichendeMethodedecktnurauf,welcheWechsel
inderGrundsprachewenigstensnachzuweisensind.

151

 After such arrangement, the digitalized material can be displayed according to the ablaut bases
(alternation*:e::o:)ortheextensions(orboth).
152

Consequently,asmentionedbyKorhonen(1974:121),DasResultatdervergleichendenMethode
is weniger abstract und sagt mehr auch ber die Oberflchenstruktur der zu rekonstruierenden
UrspracheausalsdiebloeinnereRekonstruktion.

68

2. Every correspondence set defining a proto-phoneme must be reconstructed


based on preserved phonemes and features (i.e. identities of the 1st Class). In this
process,hypothesesarenotformed,becausetheunambiguousportionofthedatais
analytically projected onto the proto-language through the axiom of identity x = x
(e.g.inRV.s=PIE*s).
3. According to Schleichers original definition (see 1861:11 anm **), the
reconstruction star * (asterisk) designates inferred forms (bezeichnet erschloene
formen)153 obtained through comparison with the Indo-European data.154 The idea
that there is no written evidence for its existence155 is not entirely true either,
because written evidence of the unchanged phonemes and properties exists, and
preciselyitisthisthatformsthecoreofthereconstruction.Inthissense,comparative
reconstructionisanalyticalanddirectlyobtainedfromthepreserveddata.156Froma
logical point of view,157 Proto-Indo-European therefore exists in the unchanged
phonemes and features of the descendants, and it is the goal of the comparative
methodtorestorethatlanguagethroughreconstruction.158
(b)Occasionallyinternal(synchronicand/orstructural)reconstructionhasbeensetin
opposition to the comparative method. From the comparative point of view, by
understanding internal comparison as the y-axis complementing the external x-axis
thedisputehasanartificialflavour.Nonetheless,asthemisunderstandingshavedeep
rootsintheresearchhistory,Iwouldliketoofferafewmoderatingwords:
1. The dispute, which is usually traced back to Saussure, began with the
Neogrammarians,whoattheheightoftheirpowerclaimedthehistoricaldimension
ofthecomparisontobetheonlyscientificone,asillustratedherewithaquotefrom
BrugmannandStreitberg(1892:viii):
Weresunternimmt,eineSprachewissentschaftlichzugrnden,demstehtnureineeinzige
MethodezurVerfgung:diehistorische.159

Though the comment is understandable in the sense that historical comparison
provides a higher-level environment for the testing of internal reconstruction, its

153

Foraresearchhistoryofthereconstructionstar,seeKoerner1975.

154

 The hypothetical constructions whether expected (in opposition to attested) or impossible are
designatedwiththesymbol(cruxcritica)toindicatetheirsecondarycharacter,neverwith*(asterisk),
whichisreservedforcomparativelypostulatedobjects.
155
Chrystal(1980:37)writes:Inhistoricallinguistics,asterisksareusedtoindicateaformwhichhas
been reconstructed, there being no written evidence for its existence, as in the sounds and words
postulatedforIndo-European,e.g.,*penkwefive.SeeRobins1971:Ch.8.
156

Forthisidea,compareHock(1991:568):[]reconstructionsarenothingbut[]summarizingour
understandingofthelinguisticrelationshipbetweengivenlanguages.
157

 For the logical (or achronic) existence of Proto-Indo-European, see Katii  (1970:99): []
comparativelinguisticsisusuallythoughtofasahistoricalanddiachronicaldiscipline,whereasinitself
itisdescriptiveandachronicsinceitsbasicassertionsaresuch.
158

Szemernyi(1996:32)explains:Areconstructedform[...]isthereality[orrather:thedescription
of the reality]which underlies the forms in the individual languages, from which all of them have
developedinaccordancewiththeirownsoundlaws.

159

Foradiscussiononthis,seeNyman(1982:36).

69

formulation was an unnecessary provocation: the comparative method depends


heavily on a reliable basic linguistic description, initially set forth by internal
reconstruction, which is correct as such in the great majority of cases.160 Although
internal reconstruction can (and occasionally does) fail in a diachronic context, the
mainbulkofphilologicaland/orinternalreconstructionremainscorrecttotheendin
comparativetests,thusconfirmingitsscientificcharacterbeyondanydoubt.161
2. Such exaggerations resulted in a backlash against the Neogrammarians and
thecomparativemethodingeneral,witharegrettablesplitofthestudyintoopposite
camps. Furthermore, this split is often traced back to Saussure, whose Cours de
linguistiquegnraleasfeltlaterbySzemernyi(1967:67)[...]insistedonastrict
separationofsynchronicanddiachronicstudies[...].AsforSaussuresactualpartin
this dispute (which rather involved his followers), I would like to quote Koerners
(1985:328)commentonthematter:
Perhaps it should be stated in the present context that the critical edition of the Cours,
carefullycompiledbyRudolfEngler,contradictsaffirmationsinthetextaseditedbyBally
andSechehaye,includingthosefrequentlyattackedonesaccordingtowhichsynchronyand
diachronyaresupposedtoberegardedastwosubjectsapart.

3.AmoderatingviewhasbeenproposedbyHoenigswald(1974:189),according
towhom:
Thedivisionbetweeninternalreconstructionandtheso-calledcomparativemethodhas
certainlybeenoverstressed.Inparticular,thereisnogoodreasontoinsistthattheformer
must,inexecution,precedeintheapplicationofthelatter.

From the comparative point of view, the method does not prioritize internal or
external reconstruction but treats them as the two axes by means of which a single
coordinate, the reconstruction, is postulated.162 In this sense, the occasionally
emotionaldiscussionconcerningthedemarcationlinebetweeninternalandexternal
reconstructionsisacostlydiversionofourresources: thecomparativemethodgives
no priority for internal or external comparison, but seeks an arrangement of the
material that results in simultaneously true internal and external propositions in a
soundandcomplete(i.e.valid)reconstruction.
3. With such strict commitments to the comparative method, I support the
conservativetraditionofIndo-Europeanlinguistics,whichbeganwithsuchnamesas


160

Campbell(2004:362)clarifies:[]philologyisunderstoodasthescholarlyactivitywhichattempts
togetsystematicinformationaboutalanguagefromwrittenrecords.
161

 Note especially Katii  (1970:99): [] comparative reconstruction not only presupposes
descriptionbutalsocontributesverysubstantiallytoitscompletionbystatingtheinterrelationshipsof
the data obtained by the description of single languages. This being so, comparative research is not
differentinkindandscopefromdescriptivelinguistics.
162

Thus,IprefertheviewpresentedbyCampbell(2004:225):Internalmethodislikethecomparative
methodbutappliedtoasinglelanguage.

70

Rask and Bopp and, in particular, Schleicher.163 Today the comparative method of
reconstruction in Indo-European linguistics does not essentially differ from the
empirical, explicit and exact science of the pioneers, except in its increased
sophisticationbroughtaboutbytheadvancementofcomparison,methodologiesand
auxiliary disciplines. Reconstructing Proto-Indo-European as an object of its own
right for the purposes of linguistic analysis belongs to the primary goals of the
study.164


1 .5.9 Onregularandirregularsoundchanges
0. A demarcation line between regular sound changes (described with sound laws)
and irregular changes (called analogy, in a broad sense) was drawn by the leading
Neogrammarians, especially Brugmann, in the 19th century. It has often been noted
thatinsodoing,theNeogrammariansabandonedtheprincipleofregularityofsound
changes and opened the door for irregular explanations still continuing the IndoEuropeanliterature.Thedevelopmentswhichledtothesituationandrecommended
solutionswillbebrieflydiscussedbelow.
1. In addition to regular sound changes, the Neogrammarians accepted irregular
sound changes that could be accounted for by means of analogy. The historical
developmentcanbeunderstoodagainstthefollowingbackground:
(a) From the point of view of research history, the Neogrammarian reconstruction
theory was fragile, primarily owing to apparent exceptions, which are neatly
summarizedbyHock(1991:36):
[]theregularitiespredictedbytheneogrammarianhypothesismoreoftenthannotseem
tobecontradictedbynumerousexceptions.Theneogrammarianswerekeenlyawareofthis
fact.

(b)Inordertoaccountforproblematicexceptions,BrugmannandOsthoff(1878:xiiixiv) decided to extend the scope of analogy by generalizing the situation of the
modernlanguagestotheirprecedents:
Zweitens. Da sich klar herausstellt, dass die formassociation d. h. die neubildung von
sprachformen auf dem wege der analogie, im leben der neueren sprachen eine sehr
bedeutende rolle spielt, so ist diese art von spracherneuerung unbedenklich auch fr die
lteren und ltestenperiodenanzuerkennen,undnichtnurberhaupthieranzuerkennen,
sondern es ist dieses erklrungsprincip auch in derselben weise zu verwerten, wie zur
erklrungvonspracherscheinungensptererperioden[]


163

 I agree with Schleicher on the existence of Proto-Indo-European, but instead of the analogy of a
biologicalorganism,Ipreferalogicalexplanation:PIEisderivedanalytically(byinduction)fromthe
directly preserved Indo-European phonemes of the 1st Class, and so is reconstruction as their linear
sequences.Hencealsotheproto-language,consistingofdirectlypreservedphonemesatleastinsome
languages,existsaccordingtotherulesoflogic.
164

CompareSchleicher(forthetranslation,seeLehmann1993:26),whoalreadywrites:Inthepresent
workanattemptismadetosetforththeinferredIndo-Europeanoriginallanguagesidebysidewithits
reallyexistentderivedlanguages.

71

(c)Furthermore,Brugmann(1879a:6)wentasfarastoinsistthatanalogyshouldbe
usedautomaticallyifthesoundlawsfailed:
In allen anderen fallen, in denen wir abweichung vom allgemeingiltigen gesetz finden,
habenwireineassociation(analogie)zustatuiren.

In so doing, Brugmann and the scholars following him agreed upon a very broad
agendafortheallowanceofanalogyinexplanation.
2.TheNeogrammarianconceptofanalogyhasbeenstronglycriticized:
(a)TheNeogrammarianpostulationofanalogyinvolvesacontradictioindefinitione:
If the sound changes are regular (and they are), it is not possible that they are also
irregular.165 By introducing this double standard, an unfavorable situation emerged,
asKatii (1970:51-2)pointsout:
But while claiming that sound laws are exceptionless, the Junggrammatiker provided in
their very theory a place for exceptions by introducing the concepts of analogy, dialect
borrowing and individual sound change due to assimilation, dissimilation, haplology,
paretymology,etc.

(b)Brugmannsrationalefortheexpansionofanalogydoesnotfitwiththehistorical
facts.166 Owing to sound changes taking place, entropy (information contained in a
segment)increases.Accordingly,thelevelofanalogyofmodernlanguagesiscertainly
not on the same level as that of their genetic ancestors.167 Quite the opposite, it is
rather to be assumed that the further comparative reconstruction advances, the
furtheruseofanalogywillbereduced(untilapproachingvirtualnil).
(c)AsrecognizedalreadybythePaleogrammarians,theNeogrammariananalogydid
not account for the possibility of human error in their own sound laws and
comparisons, which may have offered a correct explanation of irregularities (rather
thananalogy).Withvastlylargerqualitativeandquantitativematerialatourdisposal
today, checking problematic correspondences and upgrading sound laws (instead of
automaticallyusinganalogy)hasbecomeurgent.
(d)Fromabroaderperspective,theissueofhumanerrormasksawidespectrumof
inherentfactorsintheNeogrammariansystem:
1. The incompleteness of data available for the Neogrammarians, in particular
Old Anatolian and its laryngeal. Though no specific figures are available at the
moment,theearlyreconstructiontheoriesutilizedfragmentarydata(comparedtothe
entirebulkofdatanowatourdisposal).Accordingly,severalexceptionscanbeshown
toberegularsimplybycomparingitemstotheirproperIndo-Europeancounterparts.

165

 The milder interpretation of Brugmanns view, consisting of the idea that the sound changes are
regularorirregular,isatautology.

166

 By comparison, Szemernyi (1996:29-30) offers a much better explanation: [...] in early times
society was itself much smaller, more united and, owing to measures of central control, much more
stronglycohesivethantoday,thelanguagesituationalsowasmuchmoreunified.

167

 Korhonen (1974:124): Je mehr Zeit vergangen ist, desto mehr hat es in den Tochtersprachen zu
einerphonemischenundmorphophonemischenRestrukturierungkommenknnenunddestoweniger
bleibtvonderursprnglichenStrukturderGrundsprachesichtbar.

72

2.TheincompletenessoftheNeogrammarianphonemeinventory,especiallyin
terms of the presence of PIE *, had consequences. Without PIE *, the
Neogrammarianshadtocreatecomplicatedrulestoaccountforitsreflects,whichare
allnowexplainableonaregularbasis.
3. Numerous irregularities of the Neogrammarian sound law system reflect
defects caused especially by the absence of PIE * (although other factors are also
involved). By setting forth analogy as the universal remedy for exceptions, the
Neogrammarians turned their focus from a calibration of sound laws to irregular
explanations, with the result that much improvement remains to be done with the
Indo-Europeansoundlaws.
3.Inhindsight,thesubsequentstagnationoftheNeogrammarianmovement168can
beseentohavepartiallybeencausedbytheexaggerateduseofanalogy.Byreplacing
theself-correctingprocedureofsciencewithanalogy,theNeogrammariansfailedto
improvetheirownsystem.
4.Inordernottorepeattheseerrors,Irecommendthatthefollowingimprovements
are upheld in System PIE and the PIE lexicon (and indeed, they are recommended
forthestudyingeneral):
(a)AspointedoutbyBrugmann,theexceptionstothesoundlawsdonotcontestthe
generalprincipleoftheregularityofsoundchange.169Accordingly,Brugmannsviews
concerningthesoundlawsingeneral(1876b:380)areacceptable:
[]ichglaubedieLautgesetzemssennochweitstrengerbeobachtetwerdenalsesbisher
imgrossenGanzenderFallgewesenist.

(b)Shouldthematerialconflictwiththesoundlaws,noautomaticanalogyshouldbe
presented, but improvements in comparison and in the sound law system should be
sought until the regular explanation has been achieved. This protocol leads to the
desirablesituationdescribedbyFox(1995:89):
The greater the range of data accommodated by the reconstruction, and the fewer the
anomaliesandexceptions,themorecoherentandplausiblewillbethereconstruction.

Through this practice, a maximal output of languages also allows for maximal
regularityasirregularitiescanreplacedwithregularcomparisons.170Inthistask,the
general policy of proceeding systematically towards the goal of Bybee (1985:207) is
accepted:

168

SeeSzemernyi(1977:289):[]theworkofthe19thc.,centredonphonologyand

morphology, was coming to a standstill, that the problems were either exhausted or had reached a
deadlock.
169

Brugmann&Osthoff(1878:xv):Dassdiejunggrammarischerichtungheutenochnichtinderlage
ist, alle ausnahmenvon den lautgesetzen zu erklren, kann naturlich keinen einwand gegen ihr
principbegrnden.
170

Ihaveillustratedthispointelsewherebyreplacingarandomsetoffourteenirregularetymologies
withregularones;seePyysalo2011.

73

[N]oexplanationforlinguisticphenomenaiscompleteuntilacausalrelationcanbeshown
toexistbetweentheprincipleproposedasexplanationandthelinguisticphenomenatobe
explained.

The task of testing irregularitiesand pushing them to an absolute minimum is
thereforetwofold:171
1. Present the primary phoneme inventory of Proto-Indo-European and the
upgraded sound law system, such that they require no irregular explanations
whatsoever.
2. Present a completely reconstructed PIE morpheme inventory in order to be
abletogeneratetheIndo-Europeandatainaregularmanner.



171

Ofcourse,theagendashouldnotbeunderstoodasadenialoftheexistenceofanalogyaltogether
(see the undeniable analogical levelling in Gr. e8F4< he follows and Lat. labor labour (Campbell
2004:107)). The goal is instead to: (a) ensure that all the data is checked for regular explanations
before irregular ones, (b) prevent the use of analogy in justifying the inconsistencies of the theories,
and(c)drawacleardemarcationlinebetweentheregularandtheirregularchanges.

74

2 PIE*andtheIndo-Europeanvowelsystem
2.1 Indo-Europeanvowelsystemandi.
0. The Indo-European vowel system discussed in this chapter is restricted to those
vowels defined as non-radicals from the point of view of root-formation, thus
referringtophonemesthatunlikeresonants(PIE*iu...)donothavefunctionally
definedconsonantalcounterparts(PIE*lr,...).Inpractice,vowelswillthereforebe
designated by cover symbols Neogr. *T, *a, *
, *, *o, *, *e, * and their PIE
counterparts(tobedefined).172


2.1.1 TheproblemofOAnat.andtheIEvowelsystem
1. The most prominent problem in Indo-European linguistics is the comparative
interpretationofOldAnatolian(i.,Pal.,CLu.,HLu.)anditscompatibility
withthereconstructionoftheattestedvocalismsoftheIndo-Europeanlanguages.
2. The three key reconstruction theories  the Neogrammarian (Neogr.), the
laryngeal theory (LT) and the monolaryngealism of Szemerenyi (= SZ)  have
suggestedthefollowingproto-vowelsforProto-Indo-European:
 Neogr.*e
*
*a
*

*o

 LT173 *h1e *eh1 *h2e/ *eh2 *h3e/ 
 SZ
*e
*
*a
*

*o


*
*T
*eh3 *h2
*
*T




These models (and their key variants) will be studied and tested by setting them
againsttheenricheddata,andthecomparativesolutionextractedonthebasisofthe
correctanswerscontainedbothinthemodelsandthedataitself.



172
 See Koerner (1985:332): The i/u/a vowel triad, however, had been codified in Schleichers
Compendiumof1861(pp.134-35),andwaswidelyacceptedforseveralyearsafterSchleichersdeath
in1868.Forthedevelopmentofthe(Proto)-Indo-EuropeanvowelsystemuptotheNeogrammarians,
seeBenware1974.AhistoryoftheresearchonIndo-Europeanvocalismin1868-1892isprovidedin
Davis1972.
173
 For three-laryngealism, see Eichners 1973, 1978, 1980, 1988 slogan Die uridg. Grundsprache
besitzt drei Laryngal(phonem)e (Symbole: H1, H2, H3), nicht mehr und nicht weniger. Lindeman
similarly supports six laryngeals (1997:25): In its commonly accepted form the Laryngeal Theory
assumestheexistenceinEarlyIndo-Europeanof(atleast)threelaryngealconsonants.

75

2 .1.2 Brugmannssystemofeightproto-vowels 174 


0. The reconstruction of the Indo-European vocalism, starting with the Sanskritcentric Paleogrammarians, reached its high point in Brugmanns (Grundr2 1:1-178)
systemofcoversymbolsforvowels:
Neogr.*e:

:

Neogr.*T:a:


:

Neogr.*:o:.

Even today this system is superior to all its rivals, including the modern ones, as it
consistsofalleightcorrespondencesetsactuallydefinedbythedata.Bythusfulfilling
therequirementofcompleteness,thissystemprovidesthesoleoptionasthestarting
pointforacomparativereconstructionofPIEvocalism.
1.Asshownbyhisreconstruction,Schleicher(1861/2,1868)tooktheSanskritvowel
system (OInd. a,
) to reflect the Proto-Indo-European situation. However, already
Benfey (1837)175 had questioned how the two items OInd.  can reflect a more
original state than Greek and its display of six distinctions (Do. 8 4 B :  K), a
criticism which was quite appropriate (ex nihilo nihil). The Paleogrammarian
Sanskrito-centrism began to falter when Curtius (1864) proved that the European
languagespreservedavoweleinanidenticalposition:
 *e

:

Arm.e:Gr.8:Lat.e:Go.i:Li.e:OCS.e:OIr.e,etc.

However,CurtiusstillbelievedthattheEuropeanbranchhadinnovatedthe*e,from
asplitoftheoriginal*ato*e(Gr.8)and*a(Gr.4).
2. Finally, as Szemernyi (1996:134) notes, It was not until 1871 that Arthur
AmelungcametorealizethattheEuropean easopposedtoSanskrit a represented
theoriginalsituation,thoughthisviewdidnotwingeneralacceptanceuntillater,with
Brugmannsfamousarticleof1876.
3. Brugmanns reconstructive aims, however, extended far beyond Neogr. *e.
StartingwithhisreplacementofSchleichers*awithNeogr.*a3 ,*a2 ,*a1 (=Do.4,B,
8) and Schleichers *
 with Neogr. *
, *, * (= Do. , K, :), Brugmann brought 
quitecorrectlytheItalo-Greeksystemofsixdistinctionsintothereconstructionof
the proto-language. Furthermore, Brugmann included Ficks schwa
indogermanicum (Neogr. *T) and finally Neogr. * (non-ablauting o) in his vowel
system,withtheresultthatinitswidestform(c.1880)itconsistedoftheactualsetof
existingeightcorrespondencesetsforthevowels,viz.:
 Neogr.
 Neogr.

*T
*

*a(=*a3 )
*o(=*a2)

*

*

a-vocalism 
o-vocalism 

(2.2.)
(2.3.)


174

SeeBrugmann(Grundr2),Hbschmann1885andHirt1921,Pedersen(1931:240-310),Szemernyi
(1964:2-6)andWyatt(1964:141-144).
175

 Benfey (1837:911) writes: Von diesem  bloss lautlichen Standpunkt aus muss man z.B. als
entschieden fraglich betrachten, ob nicht das Griechische, indem es 4, 8, B, <, G als kurze Vokale
darbietet,denlterenSprachstandtreuerbewahrte,alsindieserRcksichtrmereSanskrit.Unddiese
Frage kann nicht dadurch geschlichtet werden, das sie nur vom bloss lautlichen Standpunkt uns zu
zeigensucht,dass8,BTrbungenvon4sind.

76

 Neogr.



*e(=*a1)

*

e-vocalism

(2.4.)

4.ThedistinguishingfeaturesofBrugmannseight-vowelsystemare:
(a)ThesixvowelsNeogr.*e,a,o:,
,replacetheearlyablautPaleogr.*a:
and
the typology of Sanskrit as the proto-language. The monolaryngealist systems of
Zgusta(notmentioningNeogr.*T)andBurrow(rejectingschwa)andespeciallythe
laryngeal theory  are essentially confined to the six items only and therefore
incomplete.
(b) The six vowels plus schwa are included in the monolaryngealist system of
Szemernyi, whose theory thus consists of seven correspondence sets and works
slightlybetterthanthosementionedabove.
(c)TheonlysystemwithtwoseparatevowelsNeogr.*oand*isthatofBrugmann,
however;hissystemisthustheonlyonethatcoverstheeightattesteddistinctions.As
no one to date (including the author) has been capable of consistently defining a
ninth correspondence set, Brugmanns achievement is likely to be remain, and it is
acceptedhereasthebasisofSystemPIE.


2 .1.3 OnAnatolianlanguages,corpusandlaryngeal
0. Hrozns discovery (1915) and demonstration (1917) of the Indo-European
characterofHittite176notonlygavebirthtoAnatolianlinguistics,themostimportant
development of Indo-European linguistics in the 20th century, but also brought to
light the segmental laryngeal, Hittite , which had disappeared from all IndoEuropeanlanguagesknowntotheNeogrammarians.
1.TheAnatoliancorpuscanbesplitintwomaingroups:
(a) The Old Anatolian (OAnat.) group, including Hittite (i.), Palaic (Pal.),
Cuneiform Luwian (CLu.),177 Hieroglyphic Luwian (HLu.),178 and Cappadocian
names(Cpd.).Thecharacteristiclinguisticfeatureofthisgroupisthepreservationof
thesegmentallaryngealassuch:i.RPal.RCLu.RHLu..179
(b) The Late(r) Anatolian (LAnat.) group: in addition to the scarcely attested
languages  Lydian (Lyd.)180 Lycian (Lyc.)181, Carian (Car.), Sideti (Sid.) and Pisidi
(Pis.)  some sporadic glosses (by Hesychius, for example) have been preserved.
Owingtothelaterattestationofthisdata,thecounterpartofi.hasdisappearedin
therestoftheIndo-Europeanlanguages,exceptOldAnatolian.

176

ForanaccountoftheinterpretationofHittite,seeEichner(1980:120-129).

177

ForCuneiformLuwian,seeLaroche1959andMelchert1993.

178

ForHieroglyphicLuwian,seeHawkins2000.

179

InordertounderlinetheoriginalunityofOAnat.,theHieroglyphicLuwian.hwillalsobewritten
HLu.inthephoneticapproximationsofthisstudy.

180

ForLydian,seeGusmani1964,1975,1980,1982and1986.

181

 For Lycian with dialects LycA. (= Lycian) and LycB. (= Milyan), see Neumann 1961-75 and
Melchert2004.

77

2. Whether cuneiform (i., Pal., CLu.) or hieroglyphic (HLu.), Old Anatolian is
attestedinsyllabicscript.Themostimportantpeculiarities182oftheorthographycan
beoutlinedasfollows:
3.No(watertight)distinctionbetweenvoicedandvoicelessstopswasmadeinOld
Anatolian script. The so-called Sturtevants rule (19512:3),183 according to which a
cuneiformgeminationreflectsavoicelessstopandanon-geminationavoicedstop,is
controversialinthecomparativecontextforthefollowingreasons:
(a) As already noted by Bergsland (1938:272-5), there is widespread variation
between geminated and non-geminated writing within the roots (e.g. i. a-ki [3sg]
diesandi.ak-kn-duletthemdie[ipv3pl]),whichdonotallowanunambiguous
definitionofvoicedandvoicelessrootsinthefirstplace.
(b)Inexampleslikei.ne-ku-uz-zi[3sg]eswirdAbend/dunkel,esdmmert(HEG
2:302-7) without gemination, the application of Sturtevants rule leads to false
conclusions. The alleged voiced starting point ne- (Mayrhofer, 1986:108-9) is
contradictedbythevoicelesslabiovelarinitemslike:

PIEnek

-,nok-night,darkness(P.762-3)

 RV.ropak
-
 Li.nak-


(f.)nightingale,blackbird(WbRV.1186)
(vb.)dieNachtzubringen(LiEtWb.481,nakti[inf.])

Thus,contrarytoBenvenistesclaim(1962:7,107),Sturtevantsruleisnotafailproof
method to determine the voice of the Old Anatolian obstruents. Instead of
attemptingtodecidethecharacterofIndo-EuropeanstopsbasedonOldAnatolian,
Indo-European plosives  which preserve distinctions  should be used to provide
confirmationforthevoicedorvoicelessnatureoftheOldAnatolianstops.
4.VowelquantityisnotindicatedintheOldAnatoliansyllabicscript(seeSturtevant
1951:23).Inparticular,theplenewriting(e.g.CLu.a-a-a#-#a-(n.)Mund,Pal.a-a-a-
(vb.) hei, warm sein) does not represent quantity, but a lost glide PIE * in the
intervocalicposition(Sturtevant1951:18&n23).Thisisprovenbythepresenceof*i/
inetymologicallyrelatedformslike:
(a)is-Mund(os-,es-,P.784-5)184
 i.aie#-

(n.)Mund,Maul(HEG1:6-8,Oi.a-i-i#[sgNA])
 Lat.dier
- 
(pr1.)heiligbeschwren(WH2:274-5,PItal.*ies
-)
 Lat.peier
- 
(vb1.)falschschwren(WH2:274-5,peier
re[inf.])
(n.)Mund(DLLAdd.45,DLL.33,a-a-a#-#a-(a-ti)
 CLu.aia#a- 

182

 For an introduction to the numerous problems of Anatolian notation and orthography, see
Rosenkranz1959andLaroche1978.

183

 Sturtevants rule (1942:34) was adopted from Speisers work on Hurrian (1940:319-40). For
literatureonSturtevantsrule,seeSzemernyi(1996:56n8).
184

 Pedersens (1938:47f.) tentative etymology of i. i#- Mund, which was accepted by Pokorny, is
incompatiblewiththelackofglideinLat.s-Mund(RV.s-id.),Gr.^E;?4F-(n.)schweres,kurzes
Atmen, Keuchen, Asthma (GEW 1:161-2) and Gr. 7<()4EF (adv.) in the language of Zeus (LSJ.
413).Beingincompatible,theroots-,s-shouldbeseparatedfromis-,es-(i.i#-,Lat.ier
);seePyysalo2003.

78

 i.i#- 

 Gr.6C4<=<EF
 RV.ini- 

(n.)Mund,Maul(HEG1:371,i.i#-#a-a#[sgG])
(adv.)inGreek(language)(LSJ.358-9)
(a.)rauschend(WbRV.228)

(b)i-brennen(oi-,ei-,P.11-2)










Pal.ai-
LAv.ay-
i.aima-
OIcl.eim-
gAv.ayan-
gAv.ayar-
Go.air
Hom.iC<
Lat.aes-











(vb.)hei,warmsein(DPal.53,a-a-an-ta[3pl])
(pf.)schimmern(AIWb.11,ata-schimmernd)
(c.)DmondersommerlichenErstarrung(HEG1:123)
(m.)Feuer,Rauch,Dampf(ANEtWb.96,eimr[sgN])
(n.)Tag(AIWb.157,gAv.ay n[sgG])
(n.)Tag(AIWb.157,ayar[sgNA])
(adv.)frhe(GoEtD.18,airisdagis)
(adv.)frh,inderFrhe(GEW1:643,iC<[sgL])
(n.)Erz,Bronze,Kupfer,Geld(WH1:19-20)

In this study, examples of this lost PIE * will be indicated by the subscript i (CLu.
aia#a-,Pal.ai-,etc.).
5. The attested syllabic forms of Old Anatolian (e.g. i. e-e#-zi) are generally
referredtowiththeirphoneticapproximations(i.e#zi),whichvaryfromresearcher
to researcher. Such phonetic approximations, strictly speaking, consist of a special
formofcrude(orelementary)reconstruction,andthepossibilityoferrorshouldbe
takenintoaccountwhendealingwiththem.


2 .1.4 i.andthereconstructionofPIE*
0.Thekeypropertiesofi.,CLu.,HLu.andPal.aresketchedoutherein
ordertoestablishabasisforfurtherreconstructionoftheirPIEcounterpart.
1.i.isaphonemethatappearsinminimalpairs.Tocitejustasingleexample,i.
a#a-Feuer(stelle)(HEG1:197)decisivelydiffersfromi.a#a-(n.)Sitz(HHand.
25,i.ALAMa#anSitzbildtoHi.a#-,e#-sitzen,sichsetzen,HEG1:77).185
2.i.waswrittensystematicallybytheHittiteandLuwianscribes:thephoneme
// appears in all positions without signs of complementary distribution, leaving the
earlyhypothesisofitsphoneticparasitestatus(Kronasser1956:101ff.)untenable.186
3.i.correspondssystematicallytoCLu.,HLu.,Pal.inetymologicallysecure
isoglosseslike:





i.uidar- 
HLu.uidar- 
Pal.uidumar-
CLu.uidumar-

(n.)animal,fauna(HEG1:269-70,u-i-ta-ar[NA])
(n.)wildanimals(CHLu.4.4.10(BESTIA)HWI-tara/i)
(n.)Lebe,Lebenwesen(DPal.56)
(n.)Lebe(nwesen)(DLL47,u-u-i-du-mar)


185

SeePuhvel(1965:87,fn21)andLindeman(1987:32).
Fortheantilaryngealism,seeSzemernyi(19904:134).

186

79

 OIcl.vitni-

(m.)creature(HEDH:352-5,vitnir[sgN])

Such correspondences verify a unified Old Anatolian phoneme // in identical
position,whichisthusnotrestrictedtoHittitealone.
4.Theappearanceofi.initiallysurprisedthetraditionalscholars,andattempts
weremade(forthese,seePuhvel1965:79-80)tocompareaplosiveoraspirantofthe
Neogrammarian system (e.g. Neogr. *). However, even before these tentative
attemptsithadbeencorrectlyunderstoodbyKuryowicz(1927a)andindependently
SturtevantthatthecounterpartofOAnat.waslostintherestofthegroup.The
situationofi.uitar:OIcl.vitni-isrepeatedthoroughthevocabulary,forexample,
andacoupleofexamplessufficehere:
(a)st-,st-Knochen(P.783)









i.a#tai-

gAv.ast-

RV.anasth-
TochB.
st- 
Gr.8kEEF:- 
Gr.pEF}B-

Gr.\EF4=- 
Gr.pEF4=- 

(n.)Knochen(HEG1:237f.,a-a#-ta-a-i[sgNA])
(n.)Knochen,stofflicherLeib(AIWb.211-2,astTm)
(a.)knochenlos(WbRV.54,anasths[sgN])
(n.)Bone(DTochB.45,
sta[plNA])
(f.)Beinhaus(?)(GEW3:84)
(n.)Knochen,KerneinerFrucht(GEW2:436-7)
(m.)Meerkrebs(GEW1:169,\EF4=D)
(m.)Meerkrebs(GEW1:169,pEF4=D)

(b)ps-,ps-protect:schtzen(P.787+839)187







i.pa#-

TochA.p
s- 
OCS.pas-

RV.pri(...)p
s-

LAv.p
h-
Lat.p
str- 

(vbM.)seekprotection(CHDP:2f.,pa-a-#a[3sg])
(vbM.)custodire,tueri(Poucha168,p
santr[3pl])
(vb.)weiden (Sadnik633,OCS.pasti[inf.])
(s.ao.)ringsschtzen(WbRV.800,prip
sati[conj.])
(s.ao.)sorgenfr(AIWb.855,phahe[conj.2sg])
(m.)Hirt(WH2:260,p
stor[N],p
stris[G])

The number of correspondences that imply the loss of the laryngeal outside Old
Anatolian are now counted in the hundreds, with the result that the correct
comparativeconclusionisnolongerindoubt.188
5.InordertoaccountfortheOldAnatolianlaryngeal,itisnecessarytoreconstruct
atleastoneproto-phoneme,markedpreliminarilywiththecoversymbol
 PIE* 

i.,CLu.,Pal.,HLu.:

Gr.,OInd.,etc.189


187

Burrow(1949:51n2):Therootappearsbothas p and p,andsincethesamevariation(Lat.d


s:
Gk 77K?<) appears in the root meaning to give, there seems to be no necessity to assume two
synonymousIEroots.

188

 Seebold (1988:497-8) writes: Nun kann aber dem unvoreingenommenen Betrachter nicht
zweifelhaft sein, da dieses Phonem [= das hethitische h] nicht von Himmel gefallen sein kann: Es
m einen historischen Grund haben. Es ist einerseits klar an bestimmte Wrter gebunden, die es
enthalten;whrendesinanderenbeisonstgleicherLautumgebungnichtauftritteskannalsonichtin
irgendwelchenStellungensekundrangetretenein.

80

Atthisstage,noapriorifeatures(suchascolouring,voice,glottal/velar)areassigned
to PIE*,apartfromitbeinganon-anteriorfricative.190Thepropertiesof PIE*will
beinferredfromthedataasimpliedbythecomparativemethod.
6.Thepreservationofthesegmentallaryngeal,thecounterpartofOldAnatolian,
has been suggested for a number of languages, including Albanian, Armenian,
GermanicandLycian.Allattemptsarefailures,exceptforapossible/h/insomeItalic
words,owingtothediscrepancybetweenthegenerallossoflaryngealPIE*Oand
its alleged preservation (the regularity of sound change). These attempts can be
exemplified by Pedersens early interpretation (1945), according to which Lyc. x
corresponds with OAnat. . Prominent experts like Laroche and Tischler have
repeatedly cautioned against the idea, owing to the absence of Lyc. x in
correspondenceswithOldAnatolian.Someexamplesare:
(a)PIE*apr-Handel(treiben)







i.apar-
i.apari-
Pal.apari-
Lyd.afari
i.aprie-
Lyc.eprie-








(N.act.)Handel,Kaufpreis(HHand.40,a-ap-pr)
(vb1.)Handeltreiben,verkaufen(HEG1:161-)
(vb.)bergeben(DPal.54,apari#i)
(sb.)Verkaufserklrung(LydWb.52)
(vb.)trade,sell,deliver(HEG1:161f.,a-ap-ri-ez-zi)
(vb.)Verkaufen(Laroche,Comp1:171f.,eprieti)

(b)PIE*ora-border,area(P.854-7,HEG1:52,56)







Lat.r
-
i.araza-
i.ara-
i.arai-
i.arita
Lyc.erizna








(f.)Rand,Grenze,Region,usw.(WH2:218)
(adv.)ringsum,auerhalb(HHand.20,a-ra-a-za)
(c.)Grenze,Gebiet(Sum.ZAG)(HHand.21,ar-a)
(vb.dn.)dieRundemachen(HHand.21)
(URU.)Grenze/Gebiet-TA(OGH.31,ar-i-ta)
(sb.)eri-ZANA(Laroche,Comp1.177-78)

ThereisnosignofLyc.xcorrespondingwith PIE*.Thatistosay,Lycianhasgone
throughthelossofPIE*Olikeotherlanguages(e.g.LydianandLatin),implying
thatLyc.xmusthavesomeotheroriginthanPIE*(exnihilonihil).
Atthesametime,thesuggestedcomparisonsofLyc./x/:OAnat.//suchasLyc.
xuga- : i. ua- grandfather(Lat. auus) and Lyc. xawa- : CLu. aui- sheepare
ambiguous.InsteadofcomparingLyc.xtotheOldAnatolianlaryngeal,thephoneme
canbesettocorrespondtoIndo-Europeanvelar:
(c)InsteadofLyc.xuga-:i.ua-,onecancompareLyc.xtoGr.=/6in:
 Hes.=BG=- 
 Hes.6G64 

(m.)grandfather(LSJ.986,|K@)
(m.pl.)grandfather(LSJ.361,6G64:4B)


189

Seebold(1988:498)explains:EsbestehtalsokeinZweifeldaran,dadietraditionelleDarstellung
desindogermanischenLautsystems[]indiesemPunktzuergnzenist.

190

Burrow(1949:59)clarifies:Thephoneme H[...]isnottobeclassedwiththenasals,liquids,etc.,
whichcanbythemselvesmakeasyllable;itistobeclassedwith s,whichisincapableofthisfunction
[...].

81






Lyc.xuga-

Mil.xugasi- 
Lyc.xugah- 
Lyc.epxuxa-

(c.)grandfather(Lyk&i.25)


(a.gen.)ofgrandfather(LuPG59,kugasi,[sgN])
(a.gen.)ofgrandfather(Lyk.xugaha[plD])
(I.)-(?)-(LuPG116,epxuxa)

(d)InsteadofLyc.xawa-:CLu.aui-,onecancompareLyc.xtoGr.==Car.==
Lat.cin:





Car.=-
Lyc.xawa-
Gr.=4E-
Lat.caula-






(sb.)C54FB@:sheep(AthenaiosXIII:580,=D)
(sb.)lamb(HEG2:230,xaw [sgA])
(n.)Schaffell,Vlies(GEW2:368,=4D)
(f.pl.)Schafhrden(WH1:187,Lat.caulae[plN.])

7.Aprefix PIE*(orseveralsuchitems)canbepostulatedonthebasisofexisting
material.Someexamplesofrootswithandwithouttheprefixare:
(a)PIE*meYar-(P.722+738)







RV.sm()mrj-
AV.mamarj- 
Gr.\?}C6B- 
Gr.\?C6:- 
Gr.p?C6@G-
Gr.?CA4- 

(pr.)hellmachen,schren(WbRV.1056)
(pf.)reinigen,putzen,streichen(EWA2:324)
(pr.)abpflgen,auspressen(GEW1:91,\?}C6K)
(f.)mulchesMassederaugepretenOliven(P.738)
(prA.)abwischen,abtrocknen(P.738,p?C6@G?<)
(s.ao.)wipe(LSJ.1146,1227,?CA4@FB)

(b)PIE*ei-,oi-,i-liegen(P.539f.)






Gr.=8<-
RV.!y-
i.kei-
Gr.=BF:-
Gr.^=B<F<-







(pr.)liegen,sichbefinden(GEW1:809,=8F4<[3sg])
(ao.)liegen,amBodenliegen,ruhen(KEWA3:303)
(vb.)liegen,gelegtsein(HEG1:568-9,ki-it-ta-ri[3sg])
(f.)Lager,Bett,Netz,Kiste(GEW1:809)
(f.)Gemahlin,Gattin,Lagergenossin(GEW1:54)

Theexistenceofaprefix PIE*meansthattheroot-initiallaryngeal(reflectedinavocalism)doesnotnecessarilyprovethattherootitselfbeganwiththelaryngeal.
8. A suffix PIE *- (former Neogr.*T-) was already identified by Brugmann
(Grundr2 1:500), who explained the simultaneous appearance of one- and twosyllabic(a.k.a.aniandse)roots:
OftschwanktdieselbeWurzelzwischenEin-undZweisilbigkeithinundher,ohnedass
diesalsetwasreinlautmechanischesbetrachtetwerdenkann[...].DieeinfachsteErklrung
dieses Schwankens ist jedenfalls die, dass der sogen. WurzelauslautT ein
suffixalerZusatzwar.

In the laryngeal theory, the Proto-Indo-Semitic root shape (C1C2C3) was accepted.
Consequently,Brugmannsmorphologicalanalysiswasrejected,amovethatAnttila
wouldlaterfollow(1969:78):191

191

Intherangeoflaryngealistliteratureonthetopic,seeAnttila(1969:59):[...]therearethoughtto
besomecaseswherethesamerootisbothmonosyllabicanddisyllabic,e.g.,Skt.str--scattered,st-

82

[...] pparti fills[...] Brugmann thinks *pi-pel-mi original (MU 1.44, Grdr 231.178), with
pl-fromtheweakgrade(cf.6.2.6.).Itishardtoseewhathappenedtothelaryngeal.

According to Szemernyis comment, Indo-European linguistics does not accept


Mllersnon-genetictypologyasnormative.Pokornyscomparativepostulationofthe
root and extensions (see P. 798ff. for *pel- and *pelT- gieen,) is favoured
instead,becausethetraditionaldoctrinecanbeshowntobecorrectforBrugmanns
example:
 RV.ppar-

(pr.)(an)fllen(WbRV.775,pparti,pipartana)

AsproveninChapter3,thisstemneverhadaroot-finallaryngealduetotheabsence
of cerebralization (see Fortunatovs Law II); in this case, the root was PIE *pel-.
Simultaneously, the laryngeal extension PIE *plea- is implied by the Rig-Vedic
hiatusandGr.4in:
 RV.pr-

 RV.kakiapr-
 Gr.?>4- 

(ao.)fllen,anfllen(WbRV.886,pras[2sgConj.])
(a.)denLeibgurtfllend(WbRV.309,kaksiapram)
(pr.)fllen(GEW1:537-8,?>4?8@[1pl])

Ingeneral,bothaniandseroots(typePIE*pl-*pla-)arenowattestedinparalleled
formationsofOldAnatolian,suchas:
(a)PIE*pr-*por-*per-treiben,jagenfliegen:Fu(P.816f.)








CLu.par-
RV.ppar-
CLu.para-
HLu.para-
OCS.pero-
CLu.para-
Gr.8C|K









(vb1.)treiben,jagen(?)(DLL.77,pr-du)
(pr.)hinberfhren(WbRV.777-8,pparti[3sg])
(vb.)treiben,jagen(?)(HHand.120,DLL.77)
(sb.)foot(CHLu.10.14.9,(PES)pa+ra/i-za)
(vb.)emporfliegen,sicherheben(Sadnik639,perV)
(vb.)treiben,jagen(HHand.122,CHDP:143f.)
(pr.)durchschreiten,-fahren,-dringen(GEW2:510)

(b)PIE*son-*sen-suchen(P.906)
 HLu.#ana-
 i.#ana-




(vb.)toseek(CHLu.11.1.e19,(*69)sa-na-tu)
(pr.)(ver)suchen(HEG2:818f.,#a-an-a-mi)

(c)PIE*mol-*mel-mahlen,zerkleinern,zerbrechen(P.716f.)







i.mal-

Lat.mol


Lat.inmol
- 
CLu.mamal-
Lat.inmol
u-
CLu.malau- 

(vb2.)mahlen,zerkleinern(HEG2:102,ma-al-li[3sg])
(f.)Mhlstein,Mhle,Opferschrot(WH2:104)
(pr.)opfern(WH2:105,immol
re[inf.])
(vb.)zerdrcken,zerbrechen(HHand.98)
(pf.)opfern(WH2:105,immol
uit[3sg])
(vb.)zerdrcken,zerbrechen(DLL.65)


t-throwndown,Gr.66@B?4<,Skt.j
-t-(SeeSaussureMm260,Flensburg101-102,KuryowiczI
66, AP. 172, 198; Mller ZfdPh 25.383, Persson 680, Specht Ursprung 288, Hirt Abl 73, Maurer Lg
23.15,CowgillEFL2148,155,159,AdradosEstudios159,StrunkMSS17.77-108,Narten278,281[...].

83

Due to the preservation of the laryngeal in Old Anatolian, no laryngeal could have
beenlost,whencethealternationisderivational(suffix).192Thus,Persson(Beitr.631648)wasalreadycorrectindefendingBrugmannsviewwhenhestatedthatmultiple
Sanskritrootsappearbothinseandinaniforms:193
Wie ich zu zeigen versucht habe, gibt es auch mehrere Tatsachen, welche direct dafr
sprechen, dass manche Se-Basen im Ausgang eine suffixale (formantische) Erweiterung
erfahrenhaben.[...]BrugmannsLehrevoneinemverbalenSuffixe
(
)habenHirtu.
a.GelehrtemitUnrechtganzverworfen.(Persson,Beitr.704)

Theexistenceofparallelseandanirootsisthereforeanempiricalproblemthatis
decidedforeverystemonthebasisofthedata,notbyanaprioristicconceptofthe
rootstructure.


2 .1.5 i.andvocalismNeogr.*Ta

0.DespitethelossofPIE*,thelanguagesthatpreservedistinctionsofvowelquality
indicate a dominance of Neogr. *T a
 in correspondence sets with OAnat. , a
featurefirstidentifiedandexplainedbythelaryngealtheorywitha-colouringofthe
laryngeal*h2.
1.SomeexamplesoftheNeogr.*Ta
thatappearinconnectionwithi.are:194
(a)elu-Hhlung(P.88)
 i.alu-
 OInd.
lu-
 Lat.aluo-





(a.)tief(sb.)Hhlung(HEG1:135-6)
(f.)smallwater-jar(KEWA1:80,EWA3:25)
(m.f.)Hhlung,Wlbung,Unterleib(WH1:34)

(b)en-Gromutter(P.36-37)
 i.ana-
 OHG.ana
 Lat.an%-





(c.)Gromutter(HEG1:145-6,a-an-na-a#[sgN])
(f.)(Ur)gromutter,Ahne(WP1:56-)
(f.)altesWeib(WH1:49-50,anus[N],an%s[G])

(c)en-schpfen(P.901)
 i.an-

 i.ane#a- 
 Gr.^@F>B- 

(vb2.)schpfen(HEG1:144-5,a-a-ni[3sg])
(DUGc/n.)Schpfgefss(EHS513)
(m.)Kielwasser(GEW1:114[diff.])


192

 Similarly for the roots ending in obstruent there is an unextended root (AV. v nu pap
tdurchfliegen,WbRV.761,pap
ta[3sg]),avocalicextension(Gr.}FB-fliegen,GEW2:521,}FB?4<
[1sg])andalaryngealextension(Gr.}F4-fliegen,GEW2:521,}F4?4<[1sg]).
193
 For an identification of suffixes, see Brugmann (KVG:148A2): Die Vokallngen [d. h. die
auslautendenVokalederSe-Basen]mgenvielfacheSuffixeoder,wasdasselbebesagt,Determinative
indemSinnegewesensein,dassdieselbeWurzelschonvorderWirksamkeitderablautschaffenden
FaktorenmitverschiendenerSuffixbildungvorlag.
194
Cataloguesfori.areprovidedbyTischler(HEGH),Puhvel(HEDH),Zgusta(1951:455-456),
Oettinger(1979:546-550)andSeebold(1988:514-519).

84

(d)ent-Stirn,Front,vor,vorne(P.48,WP.1:67)





i.ant-
i.antei
Lat.ante
Gr.\@F






(c.)Vorderseite,Stirn(HEG1:149,a-an-za[N])
(adv.)vorne(HEG1:149,a-an-ti-i[sgDL])
(adv.)vor,vorher(WH1:53,ante[adv.])
(prep.)angesichts,gegenber,anstatt(GEW1:113-4)

(e)endh-hervorsprieen,blhen(P.40-41)





i.andeia#a-
MidIr.ainder 
HLu.a(n)dara-
Gr.^@;CKB- 

(a.)mnnlich(?)(HEG1:157,EHS189)
(f.)marriedwoman,virgin(DIL139)
(sb.)life(CHLu.1.1.49,ha-t+ra/i-ti-i)
(m.)Mensch(GEW1:110-1,alsoLinB.a-to-qo)

(f)ep-fgen(P.50-51)






i.ap-

OLat.ape- 
OLat.ape- 
Lat.apto-

CLu.aapatar/n-

(vb1.)gefgigmachen(HEG1:158-9,a-ap-zi[3sg])
(pr.)prohibe,compesce(WH1:56,ape[2sg])
(pr.)binden,imZaumehalten(WH1:56,apere[inf.])
(pt.)angefgt,verbunden(WH1:57,aptus[sgN])
(n.)Bindung:binding(HHand.34,CLuLex.46)

(g)er-zerstoen,zerreiben,verderben(P.62,ar-pfgen,HEG1:169-70)
 i.ara-
 Gr.\C~-
 Gr.\C:-





(vb.)zerstoen,zerreiben(HEG1:169-70)
(f.)Verderben,Schaden,Unheil(GEW1:136-)
(pf.)harm(Hom.\C:?}@BD:585>4??}@BD)

(h)es-erfllen,sttigen(P.)195







LAv.upa(...)
h-
Gr.^(h)-

Pal.a#a-

Gr.^(h)8/B- 
i.a#ik-

i.a#ik-


(prM.)erfllen(AIWb.345,upa
h#a[opt2sg.])
(ao.)sichsttigen(GEW1:159,^?8@4<[inf.])
(pr.)sichsatttrinken/essen(DPal.46,a-#a-an-ti)
(pr.)sichsttigen(GEW1:159^8F4<[3sg])
(vb1.)sichsttigen,sichsatttrinken(HEG1:200)
(GI"n.)einObstbaumundseineFrucht(HHand.46)

Statistically Neogr. *T a


 is attested in the great majority of the examples of Old
Anatolian,thussupportingaconnectionbetweenthephenomenaandcastingdoubt
ontheversionsofmonolaryngealismwithoutsuchdistribution.
2.Inthelaryngealtheory,Saussurescoefficient*Ahasbeenreplacedwith*h2,for
which an a-colouring effect on environment *e,  is generally assumed (see
Mayrhofer 1986:132-40 & 2004:27-8). Though the general idea of the connection is
backedbythematerial,thesuppositionofacolouringlaryngeal(LTh2)isuntenable:
(a) The phoneme PIE * is a consonant (an obstruent), which as such does not
necessarily have a colouring component. Owing to co-articulation (or glottal

195

NotetheexistenceoftherootPIE*se-fill,satisfy(i.#a-(vb2.)vollstopfen(HEG3:690,#a-ai[3sg]):Gr.a-(vb.)>:CBF4<(LSJ.267,aF4<[3sg])withasimilarmeaning.Apparentlybothitems
havemerged(ornearlyso)inGreekintoasingleroot.

85

movement), a glottal may change the pronunciation of the preceding vowel (e.g.
Hind. mihr [meher], Hind. #ahr [#eher]), but the change of /e/ to /a/ as a result of a
consonantal segments colouring property does not satisfy the requirements of
scientificmethod.
(b) Phonetically the distinctions between the (cardinal) vowels are produced in the
mouthcavity,notinthelarynx,asassumedbythelaryngealtheory.
Due to these problems, the idea of a colouringlaryngeal (equated with the
vowelNeogr.*T)cannotbetakenasself-evident.Consequently,aninterpretationis
needed to explain the connection between PIE * and Neogr. *T a
 within the
frameworkofcomparativerealityandscientificmethod.


2 .1.6 TheMonolaryngealschool(Zgusta,Szemernyi)
0. Monolaryngealism196 avoids the pitfalls of the colouring laryngeal by
reconstructingasinglelaryngeal*H(=i.)withoutanycolouringeffect.
1.AlreadyZgusta(1951)questionedtheconnectionbetween*Handvowelquality,
claiming that the phoneme had no indisputable colouring effect in PIE.197 Thus
Zgusta postulated the vowels *a, *e, *o198 as original, and by adding the rule of
compensatorylengtheningheendedupwiththeinventory
 *e,*a,*o;

*eH,*aH,*oH

*H 

(ZG).199

2.AnotherstepbeyondthelaryngealtheorywastakenbySzemernyi(1996:36-39),
whoquestionedtheruleofcompensatorylengtheningduetotheexistenceoforiginal
vddhi (Occams razor).200 Thus, postulating schwa *T (1996:40) and one laryngeal
*H,Szemernyis(SZ)systemcanbepresentedasfollows:
 *a,*e,*o

*,*
,*

*T

*H

(SZ).


196

Formonolaryngealism(ascoinedbyEichner1988),seeSzemernyi(1996:139-40n7).

197

Zgusta(1951:472)writes:Ilyavaitseulementun H.Ilnavaitriendecommunaveclaqualitdes
voyelles.

198

 Zgusta (1951:444) adds: [...] si lon prouvait quil existait au degr plein la voyelle a ou, le cas
chant, ooriginaires,ou,si,endautrestermes,lasuppositionquellestirentsonoriginelinfluence
dunelaryngalentaitpas,aumoins,vraisemblable,celanepourraitmodifierquelesconsidrations
du problme, sil existait plus de laryngales, et lesquelles, mais une telle dcouverte ne pourrait
contesterlabasedelathorielaryngale[...].
199

Zgusta(1951:472)explains:[...]enindo-europen,ilyavaitunphonme,quenouspouvonscrire
H, qui avait dans le systme des phonmes une place analogue  celui des sonantes, dont la qualit
exactenestpassre,maisquitaitsimilareau .Entrelesconsonnesle Hestentatdevoyelle(=
)ainsiquelessonantes.Enhittite,cephonme(quandilntaitpasenqualitdevoyelle)sechangea
en , videmment sous linfluence des langues avec lesquelles les Hittites vinrent en contact en Asia
Mineure.
200
Szemernyi(1996:137)notes:Itisjustasquestionablewhetheralllongvowelsaretobederived
fromcombinationsofshortvowelwithlaryngeal.

86

3.Inessence,themonolaryngealistsincludingZgusta(1951),Szemernyi(1970),
Burrow(1979:vi),Tischler(1980)andmyselfagreeonthefollowingruleconcerning
thereconstructionofthesegmentallaryngeal:
IfthereisalaryngealinOldAnatolian,PIEalsohadalaryngeal,andifthereisnolaryngeal
inOldAnatolian,Proto-Indo-Europeanalsohadnolaryngeal.201

4.Whilethereconstructionbasedonone*Hhasfoundnoteworthysupporters,202it
hasnotwongeneralacceptancebecauseofthefollowingproblems:
(a) The requirement of a non-colouring laryngeal PIE *, though phonetically
accurate,resultsinthelossofconnectionbetweenOAnat.andNeogr.*Ta
.Thisis
contradictedbystrongstatisticalcounterevidence.203
(b) To date, the sound laws for laryngeal have been formulated for Old Anatolian
alone,butitsreflexesintherestofthegroup(e.g.inVedichiatus)andthetheoryin
generalremainsketchy.Consequently,themonolaryngealismneedstobedeveloped,
especiallyintermsofthefeaturesimplying PIE*inothercognates,itsfeatures(e.g.
the place of articulation) and its relationships with the other items of the phoneme
inventory.
5.ThereisonlyahandfulofcomparisonsinwhichNeogr.*Ta
(Lat.a,Gr.4,OIr.
a, etc.) allegedly matches i. a without laryngeal (i. ). For examples of the socalledindependentNeogr.*a(Tischler1980:501-2,fn.31&504-5)anditslaryngealist
counterpart(h4),204alternativeetymologiescanbepresented.205Thegeneralsituation
canbeillustratedwiththekeyexamples:
(a) i. apa zurck : Gr. \ weg, von were compared already by Kuryowicz
(1935:75).However,themeaningsdonotagree,andanalternativeetymologywithout
Neogr.*Ta
hasbeenpresentedforHittite:

201

 Tischler (1980:509): Da es ein Ziel wissenschaftlicher Forschung sein mu, mglichst einfache
Theorien zu erstellen [...] sollte man die Lsung des Problems in der schon von Zgusta (1951) und
Szemernyi(1967)vorgeschlagenenRichtungsuchenundsichaufnureinenidg.Laryngal,dernichts
mitVokalfrbungzutunhat,beschrnkenunddieseneinenLaryngalebennurdaansetzen,woerim
Hetitischen als  belegt ist; dies zumindest fr diejenige Phase des Indogermanischen, die der
AusgliederungdesAnatolischenunmittelbarvorangeht.
202
 For the single laryngeal PIE * R i. , see Szemernyi (1967:90 and 1985:59, fn3), Vaillant
(1936:111f- and 1950:241-246), Gusmani (1979:63-71), Kammenhuber (1985:459) and Laroche 1986,
Jonsson (1978:48ff.), Szemernyi 19904:147), Tischler (1980:498), Szemernyi (1967:90), and Beekes
(1969:5).
203

ApparentlyonlyBurrows(1973:85-86)versionofmonolaryngealismrecognizesthatanothereffect
of h, observable in languages other than Sanskrit, is the coloration of a succeeding vowel by h,
producingnotablyachangefrometoa.
204

 LTh4, an a-colouring laryngeal allegedly lost in Old Anatolian, was suggested by Kuryowicz
(1935:75f., 254f. and 1956:166-71) in his construction of T4 (R A2 of Puhvel 1960:35, 1965:92). See
also Hendriksen (1941:42), Schmitt-Brandt (1967:5), Schmitt-Brandt (1967:108-9), Szemernyi
(1990:130) [wL.] and Lindeman (1997:48-49). For more recent supporters, see Mallory and Adams
1997andAnttila2000.
205

Forexamplesofi.a:Gr.4,Lat.a,OIr.a,etc.,seeKuryowicz(1935:75),Eichner(1988:132-133)
andTischler(1980:504,fn44).

87

PIEop-(da)nachzurck,usw.(*pi-,*epi-,*opi-,etc.)










i.apa
LinB.opi
Gr.pEEK
i.apizia-
Gr.<-
OInd.pi
Gr.d<
RV.pi










(prep.adv.)danach,zurck(HEG1:41)
(prepD.)around,upon,after(DMycGr.402,o-pi)
(adv.)nachhinten,hernach(GEW2:404,pEEK)
(adv.)hinterer,letzter,geringer(HEG1:46)
(pref.)(GEW1:535,inGr.<}9K,FGI~)
(pref.)(inOInd.pi-dbh-,pi-nah-,pi-dh
na-)
(prep.adv.)dazu,dabei,auf,an,bei(GEW1:535)
(adv.)auch,dazu(WbRV.75-6)

(b) i. auan -(?)- and Lat. au- fort were similarly compared by Kuryowicz
(1935:75).Yetagain,however,abettersemanticsisavailableinthefollowing:
PIEuon-un-weg,-los,ohne,alleinstehend

 i.uanumia-
 Pal.uandanguar-
 Go.wan-


(a.)kinder-,elternlos,alleinstehend(HHand.194)
(n.)ohneDunkel(HHand.194)
(n.)Mangel(GoEtD.394,wan[sgN])

(c) i. maglant- mager : Gr. ?4=CD lang (Tischler 1980:504). Since not all thin
objects are long,the semantic bridge can fail, leaving Neogr. *a in doubt. If one
comparesi.maglant-directlytoitstranslation(ModHG.mager)andtherespective
Germanicitems(OIcl.magr-magerANEtWb.375,etc.), PIE*ocanbepostulated
fortheitemswithoutNeogr.*Ta
.206
(d)i.lap-glhen:Gr.>|?Kglnzen(Tischler1980:504).Despitetheacceptable
semantics,theitemsdonotconstituteamorphologicalmatch(owingtotheabsence
ofnasalinOldAnatolian).ThisproblemisobviatedifonecomparesHittitewithGr.
>BH@7-Fackel(GEW2:139)andpostulatesNeogr.*lobh-(or*loph-)glnzenfor
both.
(e) i. taia- stehlen : OCS. taji- verbergen were already compared by Kuryowicz
(1935:75) with a provable Neogr. *
 in Do. F4F|B- (vb,.) entbehren, darben,
beraubtsein,GEW2:895.Semantically,theformsbelongtothesameroot,butthe
possibilityofderivationalvariationwasnottakenintoaccountbyKuryowicz.Asset
againstthedata,thefollowingrootmatrix(withouth4)isimpliedbythecomparative
method:
PIEt-fassen,nehmen,(be)stehlen,usw.(P.1010)

 

te/o-

 i.ta- 

(vb.)take(HEG3:5-11,da-a-i[3sg])207

206

Kuryowiczscomparisoni.alpa-WolkeandLat.albusweiissimilarlybasedonquestionable
semantics:ascloudsarenotalwayswhiteintherealworld,thereisnoparallelforsuchdevelopment
in the Indo-European vocabulary.Instead, since the Indo-European words for cloudare usually
derivedfromthemeaningwater,moisture,liquid,etc.,itismorenaturaltocompareHittitewithGr.
r>:-(f.)lflasche(GEW1:503)andGr.d>BE-(n.)l,Fett(GEW1:503),becausethelatterlack
initialaspirationandthereforehardlybelongtoGo.salb-(vb.)salben(GoEtD.293).
207

Fori.ta-take,seePuhvel(1960:73)andSchmitt-Brandt(1967:63,fn59).

88

 OInd.ta-
 Li.t- 
 









(f.)Hes.=\BC4,d@78<4,EF}C:E<D(GEW2:895)




(vb,.)entbehren,darben,beraubtsein(GEW2:895)
(a.)heimlich(sb.)Geheimnis(REW3:69)

tei-

 Do.F4F|B-
 ORus.taj
 

(m.)thief(MonWil.431,Lex.ta[sgN])
(vb.)nehmen(LiEtWb.1071,Li.t[ipv2sg])

te-

 Gr.F~F:-
 




tei-toi-

i.tai-

i.taia-

gAv.taya- 
gAv.taya-

OInd.matya-
Gr.F}B-

LAv.aiwiti- 

 

toti-teti-

 HLu.ARHAtti-
Li.tti-


(vb1.)stehlen,bestehlen(HEG3:24-,ta-a-iz-zi)
(vb1.)(be)stehlen(HEG3:24f.,da-a-i-ia-zi[3sg])
(m.)Dieb(stahl)(AIWb.638)
(a.)verstohlen,heimlich(AIWb.638)
(cs.)sichwieeinVermittlerbenehmen(KEWA2:557)
(vb.)take(GEW2:890,inF[2sg],FF8[2pl])
(a.)sichbefassendmit[G](AIWb.91,aiwiZy[plN])

(vb.)takeaway(CHLu.2.9.27,ARHAt-ti-i[3sg])
(vb.)nehmen(LiEtWb.1071,tti-te[ipv2pl])

Diagnostically speaking, a monoliteral root t- is accompanied with laryngeal te-
andpalataltei-extensions;accordingly,Neogr.*
isnotconfirmedforHittite.
In the absence of unambiguous examples of Indo-European /a/ matching with
OldAnatolian,thereisacomplementarydistributionaccordingtowhichtheNeogr.
*Ta
andi.implyeachother.Inthisregard,themonolaryngealismneedstobe
improved(asdiscussedbelow).

2 .1.7 PIE*insyllabicpositionandNeogr.*T
0. A common problem of all historical theories is the treatment of *H in syllabic
positionCHC(whereCisaconsonantorzero),andtherelationofthephenomenon
totheNeogrammarianvowel*T(=DS*A).
1. Saussures coefficient sonantique *A, interpreted as a laryngeal, was adopted by
Cuny(1912:102f.),208accordingtowhom*A(= H2)becomessonorous(i.e.*)ina
non-sonorous environment; the author thus ended up explaining the ablaut with LT
*seg-(Att.g6,Do.]6-)andLT*sg(Lat.sag-).
2.InEichnerslaryngealtheory(1988:125ff.),theideaisadaptedintoanassumption
that the laryngeals h1 h2 h3 have vocalic allophones LT T1 T2 T3, which allegedly


208

ForadetailedanalysisofCunyswork,seeSzemernyi1973:12f.

89

producethesyllabicreflexes(e.g.,inLat.pater-father:OInd.pitr-idN*pT2ter-
andsoforth).209
3.TheunavoidableproblemofthesyllabichypothesisraisedbyWyatt(1964:148)is
that [...] it is difficult to see how an essentially consonantal element can be
vocalized. Indeed, the laryngeal is non-sonorous and has no syllabic properties.
Furthermore, for phonetic reasons the idea of its vocalization does not satisfy the
requirementsofscientificrealism..210
4.Thedeadendofthevocalicallophoneofthelaryngealhasledscholarstoseekan
explanation for the syllabic reflexes from the domain of vowels. It was Karl O#tir
(1913:167)followedbyKuryowicz(1935:29&fn2,55f.)andSturtevant(1941:184)
whosuggestedthat*Hwasaccompaniedbyschwasecundum*Mindiphonemic*MH
and *HM. A similar suggestion but based on an anaptyctic vowel has been recently
discussedbyTischler(1981:322).211
5.Althoughtheideaofexplainingthevocalizationassociatedwiththelaryngealby
means of vowels is definitely superior to the impossible syllabicization of PIE *H,
problemsremain.OfgreaterimportancethanZgustasapophony-relatedobjection212
isLindemans(1987:84,98ff.)remarkconcerningthedubiouscharacteroftheschwa
secundum (and anaptyxis). This is indeed a concern, because according to scientific
rules the reconstruction phonemes can only be postulated if implied by the
comparativemethod.Clearlytheschwasecundumand/orananaptycticvoweldonot
satisfythiscondition,becausetheitemscannotbedefinedfortheproto-languageina
consistentmanner.


2 .1.8 i.inenvironmentNeogr.*e*
0.Despitetheexistingstatistics,theconnectionbetween PIE*andNeogr.*Ta
is
not self-evident, because the comparative method confirms clusters i. e, e with
etymological PIE *. In such examples, the lack of a-colouring challenges a key
assumptionofthelaryngealtheoryandthehypothesisofasinglelaryngealPIE*(on
which, see Tischler 1980:496),213 unless a hitherto unknown distribution can be
uncovered

209

Eichner(1973:86,fn13)writes:DieLaryngalehattenimUridg.m.E.vokalischeAllophone(T1T2
T3), wenn ihnen aufgrund der uridg. Sonantizittregeln in der Phonemkette die Rolle von Sonanten
zufiel.

210

 Tischler (1980:515) adds: [...] der hier vorliegende L[aryngal] H2, der ja ein Konsonant ist, nich
einfachvokalisiertwerdenkann(wiez.B.Rix1976,86annimmt[...].

211

ForG.Schmitts(1973)similartreatmentwitheinberkurzerSprovokal,seealsothesummaryof
Mayrhofer(1986:138-9).

212

Zgusta(1951:438)writes:M.O#tir,M.Kuryowicz,M.SturtevantenseignentqueT<MHouHM.
Maiscettehypothseesttrsprcaire,carparlnousrenononsauparalllismedelapophonie,qui
estlaraisonfondamentalepouraccepterlathorielaryngale.

213
 Burrow (1973:88) suggests: For all practical purposes it is possible to operate with a single,
undifferentiatedH.

90

1. In order to solve this problem, Pedersen (1938:179-181)214 suggested that there
aretwodifferentlaryngeals,bothpreservedasHittite215:anon-colouring*H(e.g.
i.ue-e-zisichwenden[3sg])andana-colouring*Ha(e.g.i.antifrons:Lat.
ante).216 In addition, Pedersens system only includes the cardinal vowels *e and *o
(and the rule of compensatory lengthening), with the result that it is economic and
capableofexplainingtheablautNeogr.*:*basedon*Hae:*Hao:*eHa:*oHa(a
propertythatismissingfromthemultilaryngealtheorieswithonly*e).
2. Despite this partial success, under closer inspection Pedersens reconstruction
fallsshort.Neither*HnorHacanbereconstructedfortherootswithablautNeogr.*
:,sincethenon-colouring*Hisprecludedbytheformsin*(e.g.Lat.ag)andthe
a-colouring*Habytheformsin*(e.g.Lat.g).IntheOldAnatoliandata,thenoncolouring*Hsolvestheablauti.ue-,ua-N*H-,*H-,butthevocalismofGr.
()4n@Kwinnow(GEW1:41)andLat.uannusGetreide-oderFutterschwinge(WH
2:731)revealsthecontradictioninPedersens*Hand*Ha.Sinceitisnotuncommon
thatallthreequalities(Neogr.*::)appearwithinoneroot(Lat.g:Gr.r6?BD:
Lat. ag etc.), Pedersens reconstruction is disproved: adding laryngeals does not
solvetheproblemsathand.
3.Morerecently,anewproposalconcerningtheablautNeogr.*:wasputforth
by Eichner (1973:53, 71f.),217 according to whom the a-colouring laryngeal *h2had
nocolouringeffectonanadjacentPIE*.Thefollowingremarksshow,however,that
LexEichnershouldnotbeconsideredasoundlaw:218
(a)Itisquestionabletopositasoundlawdependingonanscientificallyunverifiable
condition, in this case the Old Anatolian quantity, a feature not expressed in
cuneiformwriting.
(b)TheIndo-EuropeanformsrelatedtotheparadeexampleofLexEichner(i.e.i.
meur/n- (n.) time, noon (HEG 2:171-4, i. me-e-ur[sgN], me-e-u-na-a# [sgG]
(OAnat. m-)) are sufficient to prove that the lack of colouring is not related to
quantity.Eichnersideacanbeillustratedwiththefollowingcorrespondences:

214

OnPedersensreconstruction,seealsoPolom(1965:19).

215

 Pedersen (1938:180) proposes: Da es aber zwei verschiedene Frbungen der Grundstufe gibt,
mssenwirzweiverschiedeneLaryngaleannehmen,diemanH1undH2schreibenkann;istauseH1,

 aus eH2 entstanden; der Unterschied der beiden Laryngale besteht also darin, dass H1 auf die
Frbung des vorgehenden e keinen Einfluss ausbt, whrend H2 das e in a verwandelt. [...] H2, das
einemvorhergehendenediea-Frbunggegebenhat,aucheinfolgendeseinaverwandelthat.

216

 Since Pedersen does not postulate unattested laryngeals, the (Semitic) monovocalism or root
axiom are not upheld. Therefore, his theory is not a proper laryngeal theory, but a version of
monolaryngealism.

217
Eichner(1973:72)writes:TrotzderwienichtanderszuerwartengeringenZahlvonsicheren
Beispielen (mhur, #hur, hkur, hi#t
-, Lhippara-) drfte die Folgerung, das uridg.  neben H2
(H2,H2)seineQualittbisinsHethitischehaltenkonnte,unausweichlichsein,Vorbilder,ausdenen
daslangedieserWrteranalogischbezogenseinknnte,fehlenvllig.Foradditionalexamplesand
discussionandliterature,seeMayrhofer(1986:132-133,2004:27fn114)andSzemernyi(1996:139).
218

Eichner(1973:72)adds:DieAnnahmederErhaltungvonuridg.indieserPositionistprinzipiell
unbedenklich,daLangvokaleerfahrungsgemssdurchbenachbarteKonsonantennichtindemselben
MassverndertwerdenwiedieentsprechendenKurzvokale.

91

 i.men-

 Lat.m
n

 Lat.m
nic
- 

(n.obl.)Zeit(HEG2:171,me-e-ni[sgL])
(adv.)amMorgen(WH2:25,m
n[adv.])
(pr1.)frhaufstehen(WH2:25,m
nic
re[inf.])

where the difference of colourings i. men- : Lat. m


n- allegedly reflects the
originaldifferenceofquantity: EICH.*mh2n-:*meh2n-.Thatthequantitydoesnot
explain the absence of a-colouringis evident on the basis of the short PIE *e in
Gothic:
 Go.aldomin-
 i.men-


(m./n.)6C4D:oldage(GoEtD.25)
(n.obl.)Zeit(HEG2:171,me-e-ni[sgL])

The alternative extensions of the root PIE *me- Zeit, usw. imply that the actual
ablautalternationisfarmorecomplicated.Thustheextension PIE*ml-appears
withNeogr.*eand*butwithouta-colouringin:
 Li.tuoml- 
 Go.ml-

 OIcl.m
l-


(adv.)ineinemfort(LiEtWb.430,tuoml[sgNA])
(n.)Stunde,Zeit(GoEtD.250,mel[sgNA])
(n.)Zeit,Termin,Mahlzeit(ANEtWb.376,m
l[NA])

In this manner, Lex Eichner succeeds no better than Pedersens *H : *Ha. Since
Zgustas idea that a connection between the a-vocalismand PIE * is missing
altogether is not tempting either, Neogr. * in environment i.  remains
unexplained, and the true solution needs to be inferred based on the comparative
method.


2 .1.9 DiphonemicPIE*aandPIE*a
0. All attempts to solve the problem of the syllabic reflects of the laryngeal, the
relationbetweeni.andNeogr.*Ta
andtheappearanceofi.inenvironment
Neogr. * have proven unsuccessful. On Christmas Eve 1998, I briefed my future
mentor,BertilTikkanen,onthesituationwithdatarelatedtotherootNeogr.*kTu-
*k
u-schlagen,usw.(P.535,k
u-kTu-):
 





k
u-

Li.ku-
Latv.ka-
TochA.k
w-
Li.kov-

 

(vb.)schlagen,hauen,vernichten(LiEtWb.232)
(vb.)schlagen,hauen,stechen,usw.(LiEtWb.232)
(vb.)occidere,necare(Poucha85,k
we(c)[3pl])
(f.)Kampf,Schlacht(LiEtWb.232,kov[sgN])

kTuii-

 Li.kja-
 Li.kji-
 RusCS.kyj
 










(f.)Stelze:pale,stake(LiEtWb.232)
(.)schwererSchmiedehammer(LiEtWb.232)
(.)Hammer,Knttel(LiEtWb.232)

kTud-:k
ud-

92

 Lat.c%d-

 Lat.caudec- 
 Latv.pakd-
 

khud-

 RV.khud-
 

(pf.)schlagen,klopfen,stampfen,prgen(WH1:300)
(m.)Baumstamm,gespaltenesHolz(WH1:136)
(vb.)antreiben(Sadnik434)

kheud-

 RV.coda-

 RV.cda-

 RV.codya- 

(vb.)hineinstossen:thrustinto(WbRV.374)


(P.955)

(pr.)inBewegungsetzen,antreiben(WbRV.456)
(m.)WerkzeugzumAntreiben,Peitsche(WbRV.458)
(cs.)schrfen,wetzen(WbRV.457)

Thisdatacontainsmaterialthatiscriticalforthesolutionofthelaryngealquestion,as
itincludessimultaneouslyalltheproblems:
(a)Thea-vocalismNeogr.*Ta
isattestedinlanguagespreservingthequality.Thus
Neogr. *k
u- is directly represented by Li. kov- R Lat. cau-. At the same time,
Neogr.*kTu-isindirectlypreservedinthequantityofLi.k-RRusCS.ky-,which
reflectstheassimilationandlengtheningof*T+uO*%(seeChapter3).
(b)ThesegmentallaryngealPIE*isimpliedbytheBalticaccentinLi.ku-RLatv.
ka-andLi.k-,anditisdirectlyconfirmedbytenuisaspiratainRV.khud-.
(c)Thusboththelaryngealandtheschwaarecomparativelyproven,butneitherthe
laryngealnortheschwaassuchprovidesacoherentreconstructionThereasonsfor
thisareexplicatedbelow:
1.IfoneoptsforthetraditionalreconstructionNeogr.*kTu(.)-,itisnolonger
possible to reconstruct the root variants with laryngeal(RV. khud-), because it
makesnosensethatavowel*TwouldbeaconsonantPIE*.
2. If one opts for laryngeal reconstruction with PIE * (in LT *khu.-), it is no
longerpossibletoreconstructthevocalicvariants(Li.k-),asitmakesnosenseto
reconstructasyllabicobstruent.
1. In a subsequent discussion, Tikkanen and I agreed that the solution had to be
soughtfromthedirectionofbothvowelandlaryngealbeingpresent(insteadofeither
alone).Throughourjointefforts,mineonthecomparativesideandhisinphonetics,
wearrivedatthesoleexistingsolution,effectivelydealingwithallproblems:
(a) Tikkanen initially suggested a parallel in Hebrew with the so-called pata
furtivum, a short sub-phonemic [a] which appears anaptyctically before a laryngeal
/h/, //, or // (e.g. Hebr. r%a wind, spirit). This suggestion raised, however, the
weaknesses of schwa secundum and/or anaptyxis in a form of the sub-phonemic [a].
Consequently,theideahadtobeabandonedinfavourofadiphonemiccombination
of the vowel Neogr. *T and the laryngeal PIE *: the root Li. k- represents PIE
*khu-(withaccentedschwa*)andtherootRV.khu-represents PIE*kThu-(with
unaccentedschwa*T).Thusthediphonemic*Tallowsforthereconstructionofboth
variantsnecessaryforacompletetheory.
(b)WhenIpointedouttheexistenceofexamplesrequiringpost-laryngealschwa*T,
Tikkanen suggested a phoneme surrounded by vowels *TT (q.d. Hebr. aa). I

93

abandoned this as too strong, as the resulting unrestricted colouring would be
identicaltothatof LTh2,whichnolongerallowsthequality*attestedinRV.cod-
N PIE*kTheud-.Inordertoinclude PIE*,*Talsohastobeposited;thisleadsto
diphonemic *T and *T, for which Tikkanen in this connection had already
suggestedthevalueNeogr.*TRPIE*a.219
2.Forthesolutionofthelaryngealproblem,itisnecessaryandsufficienttocombine
PIE * (= i. ) and the cover symbol Neogr. *, reinterpreted as vowel PIE *a, in
diphonemicPIE*aandPIE*a.
Fromthefollowingsketch,itcanbereadilyseenthatthesolutionanswersallexisting
problems:
(a)Theproblemthatthelaryngeal PIE*cannotbevocalized220canbeansweredby
thesimplefactthatitdoesnothaveto:thesyllabicityiscausedbythevowel PIE*a
adjacenttoPIE*inPIE*a*a.
(b) The problem of the scientifically unsatisfactory character of schwa secundum
and/or an anaptyctic/epenthetic vowel is answered by the fact that the vowel
accompanying PIE * is the well-defined schwa indogermanicum (Neogr. *T), for
which the phonetic value PIE *a can be demonstrated. Since Neogr. *T was already
comparatively proven by the Neogrammarians, it has to be included in the
reconstructionanyway.
(c) Neogr. *T R PIE *a has a well-known double treatment: in addition to the
developmentLat.aROInd.i,schwawaslostinalldialectsexceptfortracesofVedic
meterinexampleslike
 RV.prijm
-

(m.)Umwandler,Herumwandler(WbRV.785)

requiringafour-syllabicscansion.Theexplanationforthelossandthepreservation
ofavowelPIE*acanonlybesoughtfromanoriginaldifferencebetweenanaccented
PIE*andanunaccented PIE*a.Anunaccented PIE*awaslost(e.g. PIE*ua-
i. ue- and PIE *ua-  i. ua-), but it may remain indirectly measurable in
variantsinwhichPIE*awasassimilatedinPIE*beforeitsloss(e.g.PIE*uan-
Gr.4@-winnow).221
(d)ThevowelPIE*a,notPIE*,isthesourceoftheso-calledcolouringeffectinthe
environmentswith PIE*,whichreadilyaddressesthenon-realisticassumptionofa
colouringlaryngeal.
(e)ThevowelPIE*a(Neogr.*T),notthevocalizationofthelaryngeal(PIE*),isthe
originofthesyllabicityinthezerograde(e.g.inPIE*pater-father).
(f)Thealternationbetweena-qualityande-qualityinenvironmentPIE*iscaused
byalternationofthepositionof PIE*:theformswithoutdirectcontactbetween PIE

219
 Confirmation of the idea, necessitating a solution for the problem of the vowel Neogr. *a, took
placesomeyearslater.
220

 Tischler (1980:514) writes: Von Kuryowiczs Nachfolgern wird der Unterschied zwischen dem
vocalischen Schwa und den konsonantischen Laryngalen jedoch oftmals vernachlssigt und mit
leichtfertigenPapiererklrungenwiesilbischesAllophonu.dgl.abgetan.
221
AsaconsequenceofthelossofPIE*andcontractions,notonlyPIE*ua-butanyvocalization
ofPIE*ua-couldunderlieGr.4(@)-(Neogr.*
n-).

94

* and *PIE *a (e.g. i. men- N PIE *man-) do not indicate a-vocalism, while
thoseindirectcontactdo(e.g.Lat.m
nNPIE*man-).
(g)Consequently,onlyasinglelaryngealappearinginPIE*aandPIE*asufficesfor
the reconstruction of Proto-Indo-European, and no distinction between colouring
andnon-colouringlaryngeals(Pedersen)shouldbemade.Thevowel PIE*a,notthe
laryngeal,isresponsibleforthecolouringeffect,whichisactuallyanassimilationof
222
PIE*+a,PIE*a+OLat.,etc.followedbyafairesisoftheunaccentedPIE*a. In
thismanner,asinglecoversymbol PIE*solvestheProto-Indo-Europeanlaryngeal
problemwithoutanyoftheproblemscausedbymultiplesuchitems.
(h) The difference between PIE *a : *a is distinctive (i.e. PIE *a  *a in all
environments):thevowel PIE*adoesnotalteritsposition(orschwebeablaut)like
PIE*e/o(possibly),butitstandsinafixedpositioneitherbeforeorafterthelaryngeal
andthusbehavesfunctionallyasarootradical.223AsIndo-Europeanlinguisticsisan
empirical science, there are no aprioristic rules for determining whether PIE *a or
*aneedstobereconstructedforaroot;thecorrectalternativemustbechosenbased
onthemeasurablefeaturesofthedata.Thus,forexample, PIE*mea-time,noon
hasPIE*a(basedonthelackofcolouringini.meur-),whereasPIE *pater-has
224
PIE*a(basedonGr.|F8C-father)withouttenuesaspirataandsoforth. 
3. The rules of the laryngeal theory that allow PIE * (h2) to be inferred from acolouringanda-colouringfromtheOldAnatolianlaryngealareacceptable,because
PIE * and PIE *a form an equivalence pair, PIE *a a. The following rules of
inferenceapplyforthese:
 Neogr.*Ta
(Gr.4,Lat.a,etc.) PIE*(i.,Pal.,etc.) 
 PIE*(i.,Pal.,CLu.,HLu.)Neogr.*Ta
(Gr.4,etc.) 

(1)
(2)

Asfortheserules,noteinparticularthat:
(a) The first rule, which has been widely used ever since the appearance of the
laryngealtheory(thecolouringruleofh2),allowsustoreconstruct PIE*basedon
Neogr. *T a
 even when the correspondence is not confirmed by Old Anatolian,
compensatingconsiderablyforthelossofthelaryngeal.
(b)ThesecondruleallowsforthereconstructionofNeogr.*Ta
(i.e. PIE*a)based
ontheOldAnatolianlaryngeal,thusprovidinganauxiliaryhypothesis,accordingto
which one can anticipate a-vocalismin the Indo-European languages when Old
AnatolianindicatesPIE*.


222

TheafairesisisapartofthegenerallossofunaccentedPIE*a(Neogr.*T).

223

 Note, however, that roots can naturally be affixed both with a or a, thus resulting in
alternation formally resembling schwebeablaut. Thus, for example, in Li. pagyn- (f.) Beendigung,
Ende(LiEtWb. 152) a suffix a appears and in Li. pagyn- (vb.) ein wenig treiben, beendigen,
vollenden (LiEtWb. 152) a suffix a appears. Here and in similar examples, there are two distinct
suffixesinsteadofschwebeablautingvowelPIE*achangingitspositionwithrespecttoPIE*.

224
 Due to the loss of material, it is not always possible to infer whether PIE *a or *a is to be
reconstructed.Eveninsuchcases,however,atleastPIE*canbeconfirmed.

95

(c)UpgradingthemonolaryngealismwiththeserulessolvesZgustasproblemofthe
absence of a connection between PIE * and Neogr. *T a
 based on the single
laryngealPIE*,afeaturehenceforthaddedtoSystemPIE.
4.Itispossibletoseektheestablishmentofadiphonemicconnectionbetween PIE
* and PIE *a from the general existence of the ablaut PIE * :  : . The ablaut
mechanismwouldhavefacedenormousdifficultiesinzero-gradeCC(shapeCCC)
hadPIE*notbeenaccompaniedbythevowelPIE*a.225Thediphonemicconnection
betweenPIE*andPIE*aallowedrootswithPIE*tobehaveinasimilarmanneras
theresonants,exceptnotbeingeitheravoweloraconsonant(=/R),butavowel
(PIE*a)andaconsonant(PIE*)inPIE*aandPIE*a.
5. Finally, it should be noted that since both Neogr. *T (PIE *a) and PIE * (=
OAnat. ) are based on well-defined correspondence sets, the proto-language was
bound to contain their combinations PIE *a+ and PIE *+a (i.e. PIE *a and PIE
*a),whencethereconstructionofdiphonemesisacceptablealsofromthepointof
viewofactuallyattestedforms.


2 .1.10

OnpropertiesofthecoversymbolPIE*

0.Intermsofthepropertiesofthecoversymbol PIE*,severalkeyfeaturescanbe
inferredbasedonthematerial:
1.Inthelaryngealtheoryithasbeensuggestedthati.= PIE*wasavoiceless
velar fricative /x/ (see, for example, Mayrhofer 2004:25fn102).226 Regarding this
interpretation,oneshouldobservethefollowing:
(a)Theassumedvelarfricativearticulationof PIE*isbasedonthetranscriptionof
the (sole) laryngeal of the cuneiform script (Sum.  = Akd.  = i. , etc.) in the
Latinalphabet.However,wecouldwriteSum.h=Akd.h=i.hforthelaryngeal
instead(i.e.i.canstandequallywellforaglottalfricative/h/,justasthecuneiform
i.#standsforPIE*s(=IPA/s/)despiteitsvalueSum.#=Akd.#).
(b) In connection with the assumed voiceless character of i. and its PIE
counterpart,itshouldbenotedthatthecuneiformscriptmadenodistinctionbetween
the voiceless and the voiced laryngeal. Though by means of segmental analysis the
voicelessvaluecanbedemonstratedforsomeexamples(e.g.OInd.sth-<*stah-),
thisdoesnotexcludethepossibilityofi.alsostandingforavoiceditem.
2.Consequently,thephoneticvalues PIE*h:Yand PIE*x:6(orboth)arepossible
for the cover symbol PIE *. Although no further conclusions can be drawn on the
basisoftheone-dimensionalsurfacelevelofi.,itcanbereadilymentionedthat

225

 Note, however, that this argument  being essentially structural  lacks rigour, unless the general
impossibilityoftheshapeCCCisdemonstratedforProto-Indo-European.
226

 The various attempts of the laryngeal theory to explain the colouring in terms of different
articulatory properties of the different laryngeals (e.g. , x, xw) fail due to the non-existence of the
itemsh1andh3.

96

analysis of the taihun-decem isogloss (see Chapter 4) reveals that at least the value
PIE*h(glottalfricative)canbeprovenforthecoversymbol PIE*.Inaddition,the

glottalfricativealternatesintermsofthevoice(i.e.thecoversymbol*standsforPIE
*h:Yoftheproto-language).
3. The compatibility of the diphonemic interpretation of PIE *a, a with the Old
Anatolian laryngeal (i. ) and Brugmanns vowel system will be demonstrated for
thea-vocalisminSection2.2,foro-vocalisminSection2.3,andfore-vocalismin
Section 2.4. Taken together, these constitute a general solution for the ablaut
problemandi..


2 .2 VowelsNeogr.**a*andi.
2.2.1 Introductionanddefinitions
1.InBrugmannssystem,threecorrespondencesetsNeogr.*T,Neogr.*a(=*a3),
andNeogr.*
aredefinedasthecoversymbolsforthea-vocalism.Inthischapter,
Neogr.*Ta
willbeshowntobeconsistentwiththediphonemicinterpretationofPIE
*a,abyderivingtheupgradedvaluesforNeogr.*Ta
inSystemPIE.


2.2.2 ReconstructionofNeogr.*TRGr.4:OInd.i 227 


0.FollowingtheanalysisofPaleogr.*a
intothesixcoversymbolsNeogr.*a
eo
,problematiccorrespondencesetsremained.Themostfamousoftheseisthecover
symbolNeogr.*T,schwaindogermanicum,discussedhere.
1.ThetermwasintroducedintoIndo-EuropeanlinguisticsbyFick(1879:157-165)in
hisarticleSchwaindogermanicum,228usingthefollowingdefinition:
Dieses ursprngliche e, o, das ich der Krze wegen Schwa nenne, erscheint im Sanskrit
meist als i,  (vor und hinter Labialen auch als u,
), im Zend als , i, im Griechischen
vorwiegendals4,imDeutschenalso(got.u).

2. The Neogrammarians accepted Ficks schwa (written Neogr. *T), but with a
restrictionstatedbyBrugmann(Grundr.21:170);accordingtothis,Av.TandGo.u
should be treated differently.229 In Brugmanns canonical formulation, the schwa
producesashort/a/inalllanguagesexceptIndo-Iranian,wheretheresultingvowelis
/i/:

227

FortheNeogr.*T(schwaindogermanicum),seeSzemernyi(1990:134-135,1996:40-41),Burrow
1949,1979andWyatt1964,1970.
228

ForacriticaldiscussiononFicksviews,seeTischler(1980:513&fn57).

 Brugmann (Grundr2 1:177): Dass uridg. T im Germanischen lautgesetzlich auch als u erscheine,
nachStreitberg(IF.Anz.2,47f.,Urgerm.Gr.S.47)innichthaupttonigerSilbe,istmirunerwiesen.Vgl.
Noreen Abriss 10 f. (T in zweiter Silbe darf nicht in ahd. anado Krnkungund nhd. dial. sam(p)t
sand=ahd.*samatgesuchtwerden.).
229

97

 Neogr.*T

R

OInd.i,Av.i:Gr.a,Lat.a,OIr.a,Arm.a,etc.230

For schwa, Brugmann (Grundr.2 1:170-178, KVG 80-82) provided, inter alia, the
followingexamples:
 OInd.pitr- :
 OInd.sthit- :
 OInd.dita- :

Arm.hair,Gr.4F~C,Lat.pater,OIr.athir,Go.fadar
Gr.EF4FD,Lat.status,Go.stas,Li.stata$,etc.
Lat.datus,Arm.ta-mk[1pl.],Alb.da#e[1sg]

3.Brugmann(Grundr.21:51)characterizedschwaphonetically,
Eine Mittelstellung zwischen Vollstimme und Flsterstimme nimmt die Murmelstimme
(nach Sievers Bezeichnung [= 18934]) ein. [...] Statt Murmelvocal sagt man auch Schwa.
Vondenuridg.Vocalengehrthierherder,denwirmitTdarstellen.

Lateron,Brugmann(KVG:33)providedamorepreciseformulation:
Murmelvokale(nachSieversBezeichnung)sindsolcheVokale,beiderenHervorbringung
dieStimmbndersoweitauseinanderstehenundderExpirationsdrucksoschwachist,dass
sich dem Stimmton Flster- und Hauschgerusche beimischen. Bei ihnen fllt der
KlangunterschiedweniginsOhr,undmeistwirdauchdiespezifischeArtikulationweniger
korrektausgefhrtalsbeivollstimme.ImNhd.wirdeoftalsMurmelvokalgesprochen,z.B.
inname,gethan.Vondenuridg.VokalenscheintThierherzugehren(37,127f.).

4. Brugmann231 and the Neogrammarians set the schwa (Neogr. *T) in ablaut
alternationwiththelongvowelsNeogr.*
.Theresultingsystem
 Neogr.*
:T 

Neogr.*:T 

Neogr.*:T

thusstandsinaclearcontrastwiththebasicablautpatternPIE*e::o.
5.Afamousre-interpretationoftheablautschemeNeogr.*T:
waspresentedby
Saussure(1878),accordingtowhom:
(a)TheablautschemaNeogr.*T:
isderivedfrom*A:eA(Neogr.*T:eT).The
ablaut behaviour of *A, lacking zero grade, suggests that it belongs to the class of
functionally (or structurally) defined coefficientes sonantiques, which ablaut
accordingtothepattern*eA:*A,*ei:*i,etc.,232notaccordingtoNeogr.*e::o.
(b)Saussuresablautschema*A:*eA(forNeogr.*T:
)impliednotonlyacommon
denominator*A,butacoefficientwithacolouringeffectontheprecedingvowel(*eA
OaA)andcompensatorylengthening(aAO
).233


Brugmann(Grundr21:170)writes:Idg.T[...]fielinallenSprachzweigenausserdemarischenmit
uridg.azusammen.ImArischenerscheintTalsi[...].
230

231

Brugmann(KVG:80)writes:Uridg.T[...]eineSchwchungvon,,
(213,1).

232

 According to Wyatt (1970:10-11), Saussure understood *A as a vowel, not a consonant, but it is
generallyagreedthatforhim*Awasaresonant-likecoefficient.

233

Mller(1906:xiv-xv)generalizedE,A,accordingly:DielangenindogermanischenWurzelvokale
,
,  sind aus dem kurzen Wurzelvokal und einem ursprnglich folgenden Kehllaut, semitischen
Kehllautentsprechend,entstanden.

98

6. Mller (1880:492, fn2 & 1906:vi)234 took this a step further by suggesting a
phoneticinterpretationofthecoefficient*A,whichaccordingtohimwasaguttural
oftheSemitictype(i.e.aconsonantforwhichhelatercoinedthetermlaryngeal).235
7. In his interpretation of Hittite,236 Kuryowicz (1927a:95-104,237 1935:28-30)
identified*A,nowinterpretedasalaryngeal,directlywithi.,as;see,forexample,
 *T2ent-O

i.anteifrons(HEG1:149):Lat.ante(WH1:53).

The laryngeal theory followed Kuryowicz, whose equation Neogr. *T = *A = *h2
resultedinacompletereversalofthephoneticinterpretationoftheschwa.Theitem
originallydefinedasavowel(Neogr.*T)wasunderstoodasasonantbySaussure(DS.
*A)andfinallyasaconsonantbyMllerandKuryowicz(LT*h2).


2 .2.3 ProblemsofthereconstructionofNeogr.*T
0. Despite the early acceptance of schwa, the correspondence set Neogr. *T has
causedconstantdifficultieseversinceitspostulation.
1.Tischler(1980:514)suggestsrejectingNeogr.*T,whichaccordingtohimisnotan
autonomous phoneme, but a mere cover symbol for some unconnected
comparisons.238 This is certainly true for the majority of the alleged examples of
Neogr.*TOInd.i(Av.i),whichactuallycontainNeogr.*i.Amongthese,onecan
mentiontheclassicalexampleofschwa*Tin:
 RV.sthit-

:

Gr.EF4FD,Lat.status,Go.stas,Li.stata$,etc.

In order to reconstruct the root P. 1004-1010, it is important to correctly note the
following:

234

 Mller (1906:vi) explains: Als Ferdinand de Saussure seine glnzende Entdeckung der von ihm
sogenanntenphonmesAundmachte[...],sprachichalsbald(1879)dieVermtungaus,dassdiese
wurzelhaften Elemente, denen ich ein drittes hinzufgte, konsonantische und zwar Kehlkopflaute
gewesen sein [...] und behauptete (1880) Es waren ... wahrscheinlich Gutturale von der Art der
semitischen.
235

Mller(1880:492n2):Ueberdieconsonanten A, Evgl.Engl.stud.II,150f.Eswarenconsonanten


vonderart,wiewirsieinhistorischerzeitganzgewhnlichmitdemvorhergehendenvocalverbunden
ineinemlangenvocalsichverlierensehen(z.b. hodergutturalesr),wahrscheinlichgutturalevonder
art der semitischen, A =
lef, der tonlose gutturale verschlusslaut, und E wahrscheinlich der
entsprechendetnendeverschlusslaut.

236
 Kuryowicz 1927, Cuny 1927 and Sturtevant 1928 recognized the Hittite  independently; see
Szemernyi(19904:130,1996:124).
237

Kuryowicz1927[nonvidi]fortheTindo-europeenethittiteandarticlesbyKuryowiczfromthe
1920s (Polom 1965:61-62 and Szemernyi 1973:15) are included in Kuryowicz (1935:27-76). For a
modernevaluationofKuryowiczsinterpretation,seeSzemernyi(1973:15-19).

238

 See Tischler (1980:514): Es wird dabei berstehen, da dieses Schwa als eigenstndiger Laut
berhaupt nie existiert hat, sondern nur als Decksymbol fr die beiden phonetisch sonst nicht
vereinbarenVertretungen iund agedachtwar.Hefurtheradds(1980:516):Esistdahernochmals
festzuhalten, das  nur eine Cover-Symbol fr arisch i und westidg. a darstellt; es hat keine reale
historische oder vorhistorische phonetische Realitt und kann keinen Hinweis auf die Art der
Entstehungvonarischigeben.

99

1. The dentals of RV. sthi- : Gr. EF4- do not match (RV. th  Gr. F), with the
resultthattheirvocalismsalsodonotnecessarilymatch.
2.TheprimarystartingpointofSanskritistheunaspiratedrootsurvivinginAV.
nari
-(f.)Scherz,Geplauder(EWA2:22),whichisidenticalwithDo.EF-Li.
st-Lat.st
-PIE*sta-.
3. The root RV. sth-, the zero grade of PIE *sta- (AV. st
-  Li. st-),
survivinginthereduplication
 RV.tasth-

(pf.)stehen(WbRV.1600,tasths[3pl])

hasbeenderivedfromPIE*sta-withlossoftheunaccentedPIE*a.
4.Fromthebase PIE*sta-(RV.sth-),severalderivativeshavebeenformed.In
additionto
 OInd.narih
-

(f.)Scherz,Geplauder(KEWA2:140,sth
-),

theextensionPIE*stai-isattestedinthreequantities:
(a)PIE*stai-(*-grade)





Li.stja-

OPers.avast
ya-
LAv.
st
ya- 
OCS.staja- 

(vb.)sichstellen,treten(LiEtWb.914,stju[1sg])
(pr.)setdown,place(OldP.210,av
st
yam[1sg])
(pr.)einsetzen(AIWb.1602,
st
ya[1sg])
(vb.)sichhinstellen/hintreten(Sadnik875,stajati)

(b)PIE*steai-(*e-grade)
 Gr.EF4-
 LAv.staya-
 OCS.stoja-





(ao.)stehen(GEW1:739,LSJ.1633,EF48@[opt.3pl])
(pr.)aufhaltenin(AIWb.1601,staya[3sg])
(vb.)stehen,aushalten(Sadnik875,stojati[inf.])

(c)PIE*stai-(-grade)





RV.sthi-
RV.tasthi-
RV.sthir-
RV.sthit-






(pf.&ao.)stare(WbRV.1601,sthita)
(pf.)statumesse(WbRV.1600,tasthim
[1pl])
(a.)fest,haltbar,stark(WbRV.1604)
(pt.)sichnahen(WbRV.1603apisthit-)

2.Despitetheexamplesactuallycontaining PIE*iratherthanNeogr.*T,Burrows
(1973:89)claimthatNeogr.*Tiswithoutjustificationistoostrong.Thisisprovenby
thefactthatinadditiontothestandarddevelopmentOInd.iRAv.i PIE*i,there
are certain examples of non-palatalizing OInd. i2 R Av. i  Neogr. *T. This is
confirmed by the neutrality of the vowel OInd. i2 in the second palatalization in
examplessuchas:
(a)PIE*kaln-(Neogr.*kTln-)Schwiele,harteHaut(P.523-4)
 OInd.kia-
 Lat.callo-
 Lat.calle





(m.)Schwiele(KEWA1:208,EWA3:90,kia)
(n.)Schwiele,dickeHaut(WH1:139,callum[sgNA])
(vb.)einedickeHauthaben(WH1:139,calle[1sg])

100

(b)PIE*gal-(Neogr.*gTl-)Maus,Wiesel,(P.367)239








Lat.migal 
OInd.giri- 
Lat.mgalno-
Gr.64>}:

Lat.gale
- 
Gr.64>}B- 
OInd.girik
- 

(f.)Spitzmaus(ACSS.2:86)
(f.)Maus(KEWA1:336,EWA1:488,giri[sgN])
(a.)rostbraun(WH2:86)
(f.)Wiesel,Marder(GEW1:284-5,Gr.64>}:[sgN])
(f.)HelmausLeder(WH1:579,galea[sgN])
(m.)Haifisch(GEW1:285,64>}BD[sgN])
(f.)Maus(KEWA1:336,EWA1:488,girik
[sgN])

3. The examples of the non-palatalizing OInd. i2 R Gr. 4240 stand in contrast to
OInd. i1 R Gr. <, and they are numerous enough to establish the schwa
indogermanicum. Hence the monolaryngeal systems with Neogr. *T (e.g.
Szemernyi)arecompleteandthereforevalid.
4. Tischler (1980:513-514)241 criticizes Kuryowicz for changing the original vowel
Neogr.*TintoaconsonantLT*h2.Thisisinorder,becauseKuryowiczmadenoneof
thenecessarycorrectionstotheNeogrammariansystemwhenreinterpreting*T(PIE
*a) as a consonant. Subsequently, la thorie du T consonantique led to the
phoneticallyirrationalthesisofconsonantsyieldingvowels(PIE*OGr.4,etc.),as
wellasthefallacyofasyllabiclaryngeal.242


2 .2.4 Neogr.*TRPIE*a
0.ThephoneticinterpretationofNeogr.*TRPIE*aRIPA/a/canbeprovenforthe
schwaindogermanicumonthebasisofthefollowingarguments:
1. Burrow (1949:28-29) considered the Neogrammarians double treatment of
Neogr.*TOGr.4vs.OInd.iproblematicduetothephoneticdistanceoftheterms
/T/:/a/:/i/.Thisisaccurateinthesensethatthedevelopmentofafeaturelessmiddle
vowel /T/ into two separate cardinal vowels /a/ and /i/ is next to impossible,
phoneticallyspeaking,andunacceptablefromthepointofviewofscientificrealism.
2.Burrowsproblemcanonlybesolvedbychangingthephoneticinterpretationof
thecoversymbolschwa.Inpracticethiscanbedonebyreplacingtheitemwiththe
proper phoneme. The obvious candidate for a non-frontal (O Gr. 4) and a non
239

ForLat.gls-dormouse,seeLat.glsc(vb.)entglimmen,entbranntseinvonetwas(WH1:607).

240

 For the non-palatalizing OInd. i  y, see Wackernagel (AIGr. 1:141-3 = 123) and Gntert
(1916:97).
241

 Tischler (1980:514) writes: Zu diesem weit verbreiteten Irritum kam noch ein zweiter, als
Kuryowicz im hethitischen  den Vertreter der idg. Laryngale erkannte bzw. erkennen wollte, und
diesesgenauandenStellenauftrat,andenensonsteinTangesetztwurde.Kuryowiczselbstsahzwar
sogleich, da der Laryngal H bzw. T, der ja ein Konsonant ist, nicht mit dem vokalischen Schwa
identischseinkann[...].
242

 Burrow (1973:106) notes: [...] the whole presentation of LT has continued to be vitiated by the
original error of the invention of schwa [...] H could not function as vowel and is certainly not
representedinSanskritbySkt.i.

101

palatalizing (O OInd. i2) proto-vowel underlying Neogr. *T is PIE *a (i.e. the vowel
/a/).Thephoneticplausibilityoftheinterpretationcanbeshownbythefollowing:
(a)Trivially,oneobtainstheEuropean/a/fromanoriginalPIE*a(withaccent):
 PIE*a

Gr.4,Lat.a,OIr.a,Go.a,Arm.a,etc.

Burrowsproblemhasbeenresolved,asnosoundchangeisrequiredatall.
(b) The sound change PIE *a  OInd. i2 (with accented PIE *a) results in a vowel
neutralinthesecondpalatalization,thereforesuggestinganintermediatephase:
 PIE*a 

PIIr.*T



OInd.i,Av.i,etc.243

3.Inotherwords,thesoundlawforschwacanbepreservedinitsearlyform,except
forPIE*awhichnowstandsforNeogr.*T:
 PIE*a 



Gr.a,Lat.a,OIr.a,...&OInd.i,Av.i,...(SystemPIE)

4.Asiswellknown,PIE*a(Neogr.*T)hasatwofoldoutcome(OInd.ivs.).Inthe
absenceofanyotherexplanation,thealternationmustdependonwhetherthevowel
wasoriginallyaccented(PIE*)ornot(PIE*a).
(a) The originally accented vowel PIE * equals the classical concept of schwa
indogermanicum,asdefinedabove.
(b) The originally unaccented PIE *a was lost in all dialects, except for occasional
tracesinthesurroundingPIE*eand*assimilatedintoLat.a,
,etc.244
5.Regardingtheinitialposition,theso-calledprotheticlanguages(especiallyGreek
andArmenian)aregenerallyacceptedascounter-examplesofthelossofschwa(i.e.
PIE*a).Thereasonisthatintheprotheticlanguages,Gr.4=Arm.a(accompanied
byi.,etc.)appearagainstthezerogradeintherestofthegroup.Someexamples
are:
(a)astr-star(P.1027-8,WP2:635-)







i.a#tert-
Gr.\EF}C-
LAv.star-
gAv.str-
RV.st-
Lat.stll
-








(c.)star(HEG1:204-,a-a#-te-er-za[sgN])
(m.)star(GEW1:170-1,\EF~C,\EF}CBD[sgG])
(m.)Stern(AIWb.1598,starasa)
(m?.)Stern(AIWb.1598,strm
[plG])
(f?.)Stern(EWA2:755-,stbh[plI])
(f.)Stern(WH2:587-8,stlla[sgN])

(b)aue/ont-Wind(P.81-4)





i.uant-
Gr.^()8@F-
Lat.uento-
TochA.want






(pt.)Wind(HEG1:328f,u-u-a-an-te-e#[plN]) 
(sb.)Wind(GEW1:26,\}@F8D[plN])
(m.)Wind(WH2:751-2,Lat.uentus[sgN])
(f.)ventus(Poucha285,want[sgN])


243

ThechangePIE*aPIIr.*TOInd.i,Av.itakesplaceinallenvironmentsexceptfor*u,where
theresultingphonemeisassimilatedintoalabialyieldingOInd.u,Av.u(seeChapter3).

244

Ontherelatedlossofschwainmedialposition,seeSzemernyi(1996:88-9).

102

(c)aru-sun,red(P.302-4)245







Arm.arev
OInd.ravi-
OInd.aru-
RV.aru-
i.arunai-
RV.aru-








(sb.)Sonne(ArmGr1:424,arev[N],arevu[G])
(m.)sun(-god)(EWA2:440,ravi[sgN])
(m.)Sonne(EWA3:13,aru[sgN])
(a.)rtlich,goldgelb(EWA2:113,WbRV.107)
(vb1.)(sich)aufhellen(HEG1:190,a-ru-na-iz-[zi])
(f.)Kuh(f.)Morgenrte(WbRV.107)

6. The preservation of the initial PIE *a in the prothetic languages remains
ambiguous,however:
(a) Owing to the productivity of the ablaut in PIE, it is possible that the prothetic
vowelofGr.\EF~C:Arm.astStern(ArmGr.1:421)etc.representsanoriginal*egrade PIE*aester-insteadofzero PIE*aster-.Inotherwords,itisequallypossible
that the loss of the unaccented PIE *a holds true for all languages in all positions,
sincewemayalwaysaccountforthetheprothetica-withPIE*e.
(b)Theexistenceofprotheticformsinnon-protheticlanguagesconfirmsthatsuch
*e-graderootsarenecessary.Thisisshownbycomparisonslike
 PIE*aeuel- O

Cymr.awel(f.)ventus,Gr.^()8>>4(f.)Windsto

wheretheCelticitemscouldnothavepreservedtheprothetica(unlessreflectingan
originalPIE*e).IdenticalcircumstancesapplytoLat.astro-(n.)Stern,Gestirn(WH
2:587-8,astrum[sgN]),whichisnotnecessarilyaloanfromGr.^EFCB-(n.)Gestirn,
because PIE *aestro- (n.) Gestirn can be reconstructed for both. As both PIE *a
and*aeOGr.a,Arm.a,theroot-initialisambiguous:thederivationofprothetic
vowelsinGr.\EF~C,Gr.^()8@F-,Arm.arevetc.ispossiblebasedon PIE*eandthe
zerograde.246
7. Following the Sanskrit grammarians, the roots ending with Neogr. *T- (i.e. PIE
*a-and*a-)areoccasionallycalledseinordertoindicatearoot-finalOInd.i.247 The terminology is only acceptable as a convention, and it is vital to note the
following restriction: the term se, traced back to internal considerations of the
Sanskrit grammarians, does not account for the external distinction between two
differentphonemesinIndo-Iranian,OInd.i1=Gr.<(= PIE*i)andOInd.i2=Gr.4
(= PIE *a or *a). Automatically taking se-roots to reflect an original root-final
laryngealisamistake,because PIE*i(=OInd.i1)isalsopossibleand,inmostcases,
etymologicallycorrect.248Despitethis,sinceSaussure(Rec.225,OInd.pavi-:p%-)249

245

 Pokornys etymology (Neogr. *el-, *ol-, OHG. elo braun, gelb, Lat. alnus Erle, Eller, etc.) is
inferiortothatofHbschmann(ArmGr.1:424)andEichner(1978:144-162)withPIE*r.
246
 Since the reconstruction of the root radicals is not problematic, however, this is only a minor
problemforthereconstruction.
247
 Szemernyi (1996:90) writes: [...] the Old Indic grammarians, often followed by their western
successors,speakofrootswithouti(an-i)andwithi(sa-i>s).
248

ForsomeexamplesofagenuinesuffixPIE*i-,seeBurrow(1949:48):Itisgenerallyadmittedthat
the participle of the verbal stems in -aya- (causatives, etc.) was in the Indo-European -ito. This

103

severaltheoreticianshavetakenlibertiesinchoosingtheambiguousOInd.iN*Tas
the basis of their theories, thus violating the rule of ambiguity. Such efforts are
illegitimateatbest,andanextensivecomparativestudyoftheactualdatathatmakes
thenecessarydistinctionsbetweenOInd.i1andOInd.i2isurgentlyneeded.


2 .2.5 ReconstructionofNeogr.*aRGr.4:OInd.a
0.Theassignmentofthevalue PIE*atoNeogr.*Tnecessitatesanexaminationand
reinterpretationofBrugmannscoversymbolNeogr.*a(=*a3),whichcannolonger
beidentifiedwithPIE*aduetotheprincipleoftheregularityofsoundchanges.250
1. Historically, Brugmann (Grundr2 1:158) postulated a cover symbol *a3 for the
shortvowel/a/,asdefinedbythecorrespondenceset:
 Neogr.*a

Gr.4,Lat.a,OIr.a,Arm.a,OInd.a,Av.a,...

Brugmanns (KVG 77-78, Grundr2 1:158-163) examples of the vowel Neogr. *a3
includetheitems:
 OInd.j
mi :
 OInd.tat- :
 LAv.masy :

Arm.acem,Lat.ago,OIr.agat[3pl],OIcl.aka
Gr.F|F4,Alb.tate,Lat.tata,Corn.tat251
Gr.?4=CD,?|EEK@

The Neogrammarians interpreted the cover symbol *a3 phonetically as the cardinal
vowel /a/, the counterpart of the vowels Neogr. *e, *o in terms of quantity. Despite
theclear-cutdefinitionoftheproto-phoneme,boththecorrespondencesetsandits
phoneticinterpretationlackedasatisfactoryablautpatternfromtheverybeginning:
patterns for Neogr. *e :  : o and Neogr. *T :
, *T : , *T :  exist in Brugmanns
system,buttheseleaveNeogr.*aisolated.252
2. Saussures Mmoire notoriously has no reconstruction of Neogr. *a, and it is
absent from his system as a whole. The defect is a direct result of Saussures (Rec.
127) scansion of the Neogrammarian ablaut pattern *T :
 as *A : *eA,253 with the
basicablautalternation(Rec.128)ofhistheorybeing:

conclusionisreachedfromtheagreementofSanskrit(gamit-,etc.)andGermanic(Gothgatarhis:
gatarhjan,wasis:wasjan,etc.,Brugmann,GrundrissII.2i,399).
249
NotethatSzemernyisviewexpressedin(1996:90)istoostrong:Itisclearthatintheseinstances
OInd. i cannot represent IE i, since if it had done so it could not have been lost. It must therefore
represent IE schwa. The schwa, however, was lost when unaccented, a phenomenon with far more
generalitythancurrentlyunderstood.
250

OnthecoversymbolNeogr.*a,seeSzemernyi(1996:135-6).

251

RV.tat-Vaterisostensiblyanonomatopoeticword,butasitisBrugmannsownexampleIhave
acceptedithere.

252

 Compare Szemernyi (1996:135): [...] whereas the vowel e and its ablaut variant o have an
extremelyimportantfunctioninallfieldsofthemorphology,thevowel aishardlyusedatallforsuch
purposes.

253

Accordingly,Mller(1880:493n2)writes:Esverhaltensichalsowieei:oi:i,er:or:r,so
::A,
::E(s.F.deSaussure,Syst.prim.136f.).

104

 DS.*stA-
 DS.*steA-




Gr.EF4FD:Lat.st tum:OInd.sthit
(Rec.141)
Gr.EF|?K@:Lat.st
men:OInd.sthman- (Rec.129)

This kind of system has *A R *T and *eA R *


, but as pointed out already by
Bechtel254  it lacks a reconstruction for the vowel Neogr. *a, and therefore it is
permanentlyincomplete.
3.ApartialresponsetotheproblemwassuggestedbyMller(1879:150),according
towhomtheprotheticrootsNeogr.*aCareoftheform*AeC-(i.e.thelaryngeal*A
hascolouredthefollowing*einto*a).Indeed,suchananalysisisbothsufficientand
necessaryinanexplanationoftheablautpatterns*a-:-withexampleslike:
 *Ae- 
 *A- 

Lat.agmen- 
RV.jmn-


(n.)Treiben,Zug,Marsch(WH1:22)
(m?.)Bahn(WbRV.502,jmn[sgL])

4.Mllersreconstructiongainedgeneralacceptancebyproponentsofthelaryngeal
theory (cf. LT *h2e- *h2-, etc.), in spite of its incompleteness in cases where an
initiallaryngealcannotbepostulated.


2 .2.6 ProblemsofthereconstructionofNeogr.*a
0.ThemonolaryngealsystemsarecapableofreconstructingNeogr.*abytakingitat
facevalue,butwiththehighcostoflosingallablautpatterns.Ontheotherhand,the
incomplete treatment of the vowel Neogr. *a marked an impasse for the laryngeal
theory.255Withbothmaintheoriesfacingdifficulties,theproblemofthecoversymbol
Neogr.*arequiresacomparativesolution.
1. In monolaryngealism, which lacks the counterparts of the colouring rules of the
laryngeal theory, the vowel Neogr. *a is taken at face value as simply the vowel /a/.
Thoughthisallowsthereconstructionofthevowelinallpositions(SZ*a),owingto
the unanswered question concerning the PIE ablaut patterns in general, it does not
constitutearigoroussolutionandthetheoryneedstobeseriouslyimproved.
2. The laryngeal theory, direcly mirroring Saussures and Mllers early ideas, is
incapable of reconstructing Neogr. *a, and no satisfactory starting point can exist
until the remaining difficulties have been solved. The problem rests with roots with
Neogr. *a (shape C1aC2), which are divided into three subclasses based on the
propertiesofC1.Inthisregard,therearethreerelevantpossibilities:
1. C1 is a laryngeal (Lat. ag). This case is has been partially solved by Mller,
whosesuggestionallowsareconstructionof*h2e-forLat.agandsoforth.


254

ForadiscussionofBechtelscriticism,seeBurrow(1979:10).

255

 For the root CaC, see Kuryowicz (1956:187ff.), Wyatt (1970:29ff.), Mayrhofer (1986b:170),
Lubotsky(1989:53),Kuryowicz(1956:174),Saussure(1879=Mm.55f.),Wyatt(1970:60ff.),Jonsson
(1978:110-111), Meillet (19347:99, 166ff.), Schmitt-Brandt (1967:96-7), Beekes (1969:128), and
Brugmann(Grundr21:120-121).

105

2. C1 is a resonant (LAv. masy). Though one could in theory reconstruct
*h2e-forAv.Masy,thecurrentrulesforthesyllabicresonantsrequire*h2e-
O*ah2e-O*ae-OAv.
s-(i.e.thereconstruction,producingunattestedghost
forms,isunsound).
3.C1isaplosive(OInd.tat-).SomeexternallyconfirmedexamplesofNeogr.*a
LT*h2ebelongingtothiscategoryare:
(a)Neogr.kal-schn(P.524)





OInd.kaly- 
RV.kalya- 
Gr.=|>>BE- 
Boiot.=4>- 

(a.)gesund,gerstet,geschickt(KEWA1:184)
(a.)schn,lieblich(WbRV.318,kalya-)
(n.)Schnheit(GEW1:766,Grundr21:308)
(a.)schn,edel,gut(GEW1:766-7,=4>D[sgN])

(b)Neogr.*kan-jung,neu(P.563-4)





RV.kan-
LAv.kain-
Gr.=4@B-
RV.kan
-






(f.)Jungfrau,Mdchen(WbRV.312)
(f.)(unverheirates)Mdchen(AIWb.439)
(a.)neu(erfunden)(GEW1:754) 

(f.)Mdchen,dieJungfrau(WbRV.313) 

In this category of corrrespondences Mllers treatment Neogr. *a R *Ae is not
available: Ch2eC is impossible owing to the distinction between unaspirated and
aspirated stops C  Ch in Indo-Iranian and Greek. Since the sole remaining
theoretical prototype LT Ceh2C- would yield a long vowel through compensatory
lengthening(LT*eh2=Neogr.*
),thevowelNeogr.*acannotbereconstructedin
thelaryngealtheory.256
3.Theinternalfailureofthelaryngealtheoryhasresultedinawiderangeof adhoc
explanations, including the supposition of a secondary a,257 denying the vowel
Neogr.*a,258andotherequallyunacceptablepropositions.259Thebottomlineisthat,
duetothebulkofwell-definedexamples,noreconstructiontheorycandowithoutthe
coversymbolNeogr.*a.Consequently,arealsolutiontotheproblemisneeded.
4.AnotherapproachwasattemptedbyPedersen(1900a:74ff.),whodrewattention
totheidenticaloutcomeofNeogr.*TandNeogr.*ainthewesternsubgroup(where
bothitemscollidedinGr.4,Lat.a,OIr.a,etc.).AccordingtoPedersen,noseparate
phonemes need to be reconstructed for Neogr. *a and *T, since Neogr. *a is the

256

InSzemernyiswords(1996:135):Theeliminationof abymeansofalaryngealisnotacomplete
solution:internal acannotinthiswayberemovedwithouttrace.Theattempthascertainlybeenmade
toexplainvariousinstancesofthetypeCaTbyassumingCH2eTandtoderiveCaiTfromCeH2iT.Ina
considerablenumberofcases,however,thiswayofescapeis[...]withoutfoundation[...].
257

Asecondaryahasmadeitswayintoliteraturebypostulatingapre-proto-language(LT**h2e)and
aproto-language(LT*h2a),thelattersupposedlybeingthesourceofthesecondary*awhichspread
analogicallytorootswithNeogr.*a.Itwillbeshownbelowthatsuchexplanationscanbereplacedwith
theregularone.
258

SeeLubotsky1989,AgainstaProto-Indo-EuropeanPhoneme*a,andBeekes(1995:138-9).

259

 Kuryowicz (1976:127f.) suggested that Neogr. *a was a combinatory variant of *o, but was, of
course,unabletoposittheconditionsofthealternation.

106

reductionoftheNeogr.*
.260Furthermore,accordingtoPedersen,thedifferencein
theaccentuationofNeogr.*a(markedbelowasPED*,*a)explainstheIndo-Iranian
twindevelopment:
 PED*(=Neogr.*a3)
 PED*a(=Neogr.*T)




OInd.a,Av.a,Gr.4,Lat.a,OIr.a,etc.
OInd.i,Av.i,Gr.4,Lat.a,OIr.a,etc.

Brugmanns skepticism concerning the accentuation261 is well founded, since all
Pedersensattempts(1905:398-402,VGK1:30,1926:27)todefinethecriterionforthe
accent difference PED * vs. PED *a have been in vain.262 As Wyatts (1970:8,15f.)
defenseofPedersendoeslittletochangethefactthatactuallyPIE*[=*]OInd.
i : Gr. 4 and PIE *a OInd.  : Gr. , the difference between the cover symbols
Neogr.*TandNeogr.*a3cannotbesolvedthroughaccentalternation.


2 .2.7 Neogr.*aR PIE *aeor PIE *ea


0. Despite its problematic formulation, Pedersens idea of a connection between
Neogr. *T : *a3 is based on a correct observation of their identical outcome in
westernlanguages(Gr.4,Lat.a,etc.).ByreplacingPedersensmistakencondition
withatrulycommonfactor,thecoversymbolNeogr.*acanbeexpressedintermsof
well-defineditemsofthephonemeinventoryandleadtoasolutionoftheproblem.
1. Mllers analysis of Neogr. *a = *A+e indicates that the assimilation of the
vowels
 PIE*a+e



Gr.4,Lat.a,OIr.a,OInd.a,Av.a,...

resultedinashortvowelinallcognates(Lat.ag,RV.jati,LAv.azaiti,etc.).Inthis
context,itisnaturaltoaskwhatthetrue(comparative)outcomeofthecombination
PIE*e+a=DS*e+A=Neogr.*e+Tmightbe.
2.EverafterSaussure,thelaryngealtheorytaughtthatthesequencee+Aresultsin
alongvowel(Neogr.*
)throughtheruleofcompensatorylengthening.However,it
has been correctly pointed out by Schmitt-Brandt that Saussures analysis is by no
means necessary.263 The rule of compensatory lengthening has not been proven,264
andinfactnoproofispossible,becauseitsoppositeistrue:

260

InBurrowswords(1979:11):H.Pedersen(KZ36(1900),pp.75-86)maintainedthatinIE awas
thereducedgradeoftheoriginallongvowels[...]andthatinSanskritthisadevelopedinsomecasesto
aandinsomecasestoi.
261

Brugmann(1904:80)writes:Anm.PedersensAnsicht(KZ36,1ff.),dassmanberhauptmituridg.
aauskomme,dasimAr.teilsageblieben,teilszuigewordensei,berzeugtmichnicht.

262

OnreasonsforseparatingNeogr.*a3and*T,seealsoHendriksen1941.

263

 Schmitt-Brandt (1967:2) writes: In der Tat ist es auch keineswegs zwingend, aus einem
Ablautverhltnis*e:*iund*:*Tauf*eTzuschlieen[...].
264
Szemernyi(1996:122)adds:Itisconsiderablymorespeculativetoassertthatthelongvowelsare
reallycombinationsofthissameeandmodifyingelementswithwhichitwascontracted.

107

 PIE*e+aresultsinshortvowelLat.a,OInd.a,etc.inallenvironments.
3. The proof for PIE *eaV O Neogr. * V (OInd. a, etc.), the absence of
compensatory lengthening before vowel (V), is exemplified here by the root PIE
pa-(Neogr.*p
-)protect(P.839)withthefollowingreconstructiveproperties:
(a) The laryngeal PIE *a is confirmed by the *s-enlargement in which both the
laryngeal(i.)anda-vocalism(Lat.
)aresimultaneouslypresent:
PIEpas-schtzen(P.839)







i.pa#-

i.paa#- 
TochA.p
s- 
RV.pri(...)p
s-
Lat.p
str- 

(vb.)toprotect(CHDP:2f.,pa-a-#i[2sg])
(vb.)toprotect(CHDP:2f.,pa-a-a-a#-#i[2sg])
(vbM.)custodire,tueri(Poucha168,p
santr[3pl])
(s.ao.)ringsschtzen(WbRV.800,prip
sati[conj.])
(m.)Hirt(WH2:260,p
stor[N],p
stris[G])

Theunextendedrootappearsinverbalandnominalstems,suchas
PIEpa-schtzen:

 RV.p-

 RV.tan%p- 

(vb.)schtzen,behten(WbRV.798,pti[3sg])
(a.)protectingself/body(WbRV.520).


(b) It was already shown by Kuryowiczs (1935:34-35)265 prosodic analysis that the
lossof PIE*isnotcompleteintheRig-Veda,sincetheVedicmeterrevealsahiatus
(markedRV.)andthuspreservesatraceofthesegmentallaryngeal.Thisisthecase,
forinstance,withthedisyllabicscansionrequiredbyRig-Vedicmeterin:
 RV.pa-

 RV.tan%p- 

(vb.)schtzen,behten(WbRV.798,panti[3pl])
(a.)protectingself(WbRV.520,tan%pam[sgA])

Indo-Iranianconfirmsthelaryngealofi.pa-,butevenmoreremarkablytheshort
quantityofRV.pa- provesthatthelaryngeal PIE*waslostwithoutcompensatory
lengtheningbeforeavowel.
(c)ThelossofPIE*withoutcompensatorylengtheningoftheRig-Vedichiatusclass
(CeaV)iswidespreadinRig-Vedicmeterandthereforereadilyconfirmed:








RV.y-

RV.var- 
RV.var-

RV.nu-

RV.daih- 
RV.vaata- 
RV.bhas- 

(vb.)gehen,wandern(WbRV.1103,yanti[3pl])
(n.)Wasser(WbRV.1260,var[sgNA])
(m.)Beschtzer(WbRV.1260,var[sgN])
(f.)Schiff(WbRV.756,nu[sgN]266)
(sup.a.)aufsbestegebend(WbRV.638)
(m.)Wind(WbRV.1257,vatas[sgN])
(n.)Licht,Schein(WbRV.934,bhas[sgNA])


265

ForthetypeRV.panti,RV.yanti,etc.,seealreadyKuryowicz(1927b,1935:35,1948,1968)and
Lindemann(1987:45-56,1997:59).
266

Forthehiatus,seeSzemernyi(KZ73:185f.).

108

Furthermore, the phenomenon is not restricted to Sanskrit: PIE * is lost before
vowels without compensatory lengthening in all cognates, as confirmed by
correspondenceslike:
1.PIE*deaier-brother-in-law(P.179):
 RV.devr-
 Gr.74~C-
 Li.diever-





(m.)BruderdesGatten(WbRV.638,devram[sgA])
(m.)BruderdesGatten,Schwager(GEW1:338-9)
(m.)Schwager(LiEtWb.94,dievers[sgN])

2.PIE*keaik-blind,squinting,one-eyed(P.519-20):
 Lat.caeco- 
 OInd.kekara-
 Go.haih-


(a.)blind,unsichtbar,dunkel(WH1:129,caecus)
(a.)schielend(KEWA1:264,EWA3:120)
(a.)one-eyed(GoEtD.169,haihamma[sgD])

In general, the measurable short quantity before the laryngeal proves beyond any
doubt that the rule of compensatory lengthening did not apply in the antevocalic
positionPIE*eaV.
4. The proof for the short outcome of PIE *in the anteconsonantal position PIE
*eaCisevensimpler.TherootNeogr.CaCwithNeogr.*a,whennottracedbackto
PIE*ae,shouldbereconstructedwith PIE*CeaC,whichalsoconfirmsthelackof
compensatory lengthening before a consonant. Thus, the root of RV. pa- (vb.) to
protect(provenabovetocontainalaryngeal)appearsbeforeaconsonantin
PIE*pea-beschtzen:

 OPers.paya- 
 LAv.nipaya- 

(prM.)toprotect(OldP.194,apayaiy[1sg])
(pr.)beschtzen(AIWb.886,nipayeimi[1sg])

Based on measurable features of the data, no compensatory lengthening has taken
placeinPIE*eaC.Similarly,Neogr.kal-schn(P.524),Neogr.*kan-jung,neu(P.
563-4)andotherexamplesofCaC-(= PIE*CeaC-)displayacommonshortvowel
Neogr.*a:
(a)PIE*kean-sing(P.525-6)
 Lat.can

 Gr.=4@4I~- 
 Go.hana(n)- 

(pr3.)singen,ertnen,spielen(WH1:154,can[1sg])
(f.)Gerusch,Schall(GEW1:776,=4@4I~)
(m.)Hahn:cock,rooster(GoEtD.176)

(b)PIE*ead-toexcel(P.516-517)
 RV.!
!ad-
 Gr.=}=47-




(pf.)sichauszeichnen,hervorragen(WbRV.1377)
(pf.)sichauszeichnen(GEW1:811,=8=47?}@BD)

(c)PIE*pea-fest,festmachen(P.787-8)
 RV.pajr-
 Gr.~6@G-




(a.)gedrungen,feist,derb,krftig(WbRV.759) 
(vb.)befestigen,feststecken(GEW2:525,~6@G?<)

(d)PIE*peast-fest(P.789)
 RV.pasta-


(n.)Behausung(WbRV.797,KEWA2:242)
109

 OIcl.fast-
 Arm.hast




(a.)fest,hart,stark(ANEtWb.113,fastr[sgN])
(a.)fest(ArmGr.1:464,hast[sgN])

ThehighnumberofexamplesbelongingtothecorrespondencesetNeogr.*aC=PIE
*eaC is well known: OInd. karkaa- (m.) crab (KEWA 1:169) : Gr. =4C=@BD
Krabstier,Krabbe(GEW1:789),OInd.karkara-(a.)hard,firm(KEWA1:179):
Hes. =|C=4CB< ) FC4I8D (GEW 1:789, 796), RV. kakbh- (f.) Gipfel, Hcker
(WbRV. 309) : Lat. cac%men- (n.) Spitze, Gipfel (WH 1:127), OInd. !amn-
(prM.)arbeiten,sichmhen(EWA2:610-1):Gr.=|?@K(pr.)sichmhen(GEW
1:773),OInd.patya-(vb.)feed(on),nourish(Burrow1979:44):Gr.4F}B?4<id.,
andsoforth.267
5.Theoutcomeof PIE*eaisshortbothin PIE*eaVandin PIE*eaC(i.e.inall
environments,independentlyofthefollowingphoneme).Hencethecomparativerule
for PIE *e+a, which replaces Saussures compensatory lengthening, can be
formulatedforSystemPIEinthefollowingform:
 PIE*ea(C/V) 

Gr.4,Lat.a,OIr.a,Arm.a,OInd.a,Av.a,etc.

6. Since at the same time Mllers colouring rule *Ae R Neogr. *a (properly
speaking,anassimilation)iscomparativelyacceptable,thefollowingdefinitionholds
forthetraditionalcoversymbol
 Gr.4,Lat.a,OInd.a,...

RPIE*ae
*ea

(RNeogr.*a).268

Asreadilyseen,thecoversymbolNeogr.*aisexpressedbymeansofthewell-defined
terms PIE *e *a and *, with the result that no independent phoneme Neogr. *a is
postulatedinSystemPIE.269
7. In terms of research history, Saussures deconstruction went wrong when he
posited DS *eA R Neogr. *
 and assumed a compensatory lengthening a priori.
Consequently, the correct definition DS *eA R Neogr. *a was no longer possible,
leading to the absence of the vowel in the laryngeal theory. On the other hand,
PedersensideaofaconnectionbetweenNeogr.*TandNeogr.*acontainsaseedof
truthinthesensethattherelationofphonemescanbedefinedintermsofablaut*e:
(insteadofaccent)asfollows:
R
 PIE*aa
 PIE*aeea R


Neogr.*T
Neogr.*a

DS*A
DS




LT*h2 
LT*h2e/


267

IfOsc.kar
-(vb1.)sichernhren(WbOU.370,karanter[3pl]),Osc.caria:quamOscorumlingua
panemessedicunt,andOsc.carenses:pistoresarerelatedtoi. NINDAkaari-(c.)eineBrotsorte
(HEG1:460),theshort*aismatchedwithOldAnatolian.
268
On16January2001,Ipresentedcounter-examplesofaconfirmedlaryngealwithnocompensatory
lengthening to my supervisor Bertil Tikkanen. After a long discussion, Tikkanen asked the obvious
question,Whatifthecompensatorylengtheningdoesnttakeplace?providingatypologicalparallel
inwhichwherehwaslostwithoutlengthening.
269

Naturally,thisdoesntmeantheeliminationofthephoneme/a/,whichappearsasPIE*areplacing
theformerNeogr.*TinSystemPIE.

110

2 .2.8 ReconstructionofNeogr.*
RDo.:OInd.

0.InadditiontotheNeogr.*Tand*a,yetathirdcoversymbolforthelonggrade
vowel Neogr. *
 was inferred from the correspondences actually already posited by
thePaleogrammarians.
1. Brugmann (Grundr.2 1:163-170, KVG 78-79) defined a cover symbol with an
identicaloutcomeinIndo-IranianandtheEuropeanlanguages,asfollows:
 Neogr.*


R

Do.,Lat.
,OLi.
(=Li.o),...

:OInd.
,Av.
.

ThecorrespondencesetisillustratedherebyBrugmannsownexamples,including:
 OInd.m
tr- :
 OInd.sthna- :
 OInd.k
la- :

Do.?|F:C,Lat.m
ter,OIr.m
thir,OHG.muoter
Av.st
nTm,Li.stnas,OCS.stan&,etc.
Att.=:>D,OCS.kal&,etc.

2. Saussures miscalculation in his compensatory lengthening rule ultimately lay in
hismechanical(structural)replacementoftheNeogrammarianablautpatternNeogr.
*T:*
with*A:eA.Since DS*eA(= LT*eh2)is defactoidenticalwithNeogr.* ,
strictlyspeakingthelaryngealtheorydoesnotprovideareconstructionforthelong
vowelNeogr.*
either.
3.Earlymonolaryngealismoperatingwithoriginallongvowels(laSzemernyi)was
abletoreconstructNeogr.*
atfacevalue.Thisishardlysatisfying,however,owing
to the connection between the a-colouringand the laryngeal PIE *, in terms of
whichthetheoryalsorequirescalibration.


2.2.9 ProblemsofthereconstructionofNeogr.*

0. As for the a-vocalism, the key difficulty of the Neogrammarian (and the
laryngeal) ablaut theory is the problematic (or unaccounted) relation between the
coversymbolsNeogr.*T:*a3:*
.Asalreadymentionedabove,Neogr.*Tand*acan
beexpressedintermsof PIE*a,aand PIE*e:(ablaut);onthebasisofthis,by
addingtheremainingablautgrade PIE*,thelongvowelNeogr.*
canbeanalyzed
asPIE*a,*a.
1.TheNeogrammarianablautpatternNeogr.*
:Tdidnotexpresstherelationof
the terms to the third a-qualityvowel of the system, Neogr. *a. This defect in the
ablautpatternsoftheNeogrammarians(includingthoseadvancedbySaussure)was
actuallycontradictedbythefactsfromtheverybeginning,sincesuchapatternisnot
uncommon in the material. The ablaut Neogr. *a : *
 was correctly noted, for
instance, by Wackernagel (AiGr 1:5-6), who held Neogr. *a as a reduction of the
vddhiNeogr.*
.Inotherwords,theablautpatternsNeogr.*T:
andNeogr.*a:

belongtogether,formingasinglepatternNeogr.*T:a3:
(e.g.inRV.jmn:Lat.ag

111

: Lat. amb
gs, etc.).270 This Wackernagel-ablaut represents the true pattern
insteadofthedefectiveonerecognizedbyBrugmannandhiscolleagues(Neogr.*T:

).ThatSaussurepickedthelatterinsteadofWackernagelsNeogr.*T:a:
suggests
thatSaussurereliedtoostronglyontheNeogrammarianpatterns,ratherthanonthe
material.
2.AsfortheenduringcontributionsofSaussure,heshouldbecreditedasbeingthe
first to express the connection between Neogr. *T and *
 by postulating a common
phonetic factor (*A) for both sides of the equation. In so doing, however, Saussure
lackedthemeanstoproperlyaccomplishthesegmentalanalysis.Thebasicerrorlay
in Saussures immature view that the Proto-Indo-European ablaut consisted of only
two terms *i : ei, *A : aA, etc. Against this simplification, the true Proto-IndoEuropean pattern contains three terms (as was already understood, for instance, by
theSanskritgrammarians).Thecorrectablautpatternwiththreegrades(e.g. PIE*i:
ei:i)canbeexemplifiedherebytheroot

PIE*lik

-lassen(P.669-70):

 *lik - 
 *leik- 
 *lik- 

Gr.>B-(ao.)(ver)lassen(GEW2:99-100,d><B@[1sg])
Gr.>8B-(pr.)laisser(DELG.628-9,>8K[1sg])
RV.raik-(s.ao.)berlassen(WbRV.1165,
raik[3sg])

3.HadSaussureorMllerbeencapableofunderstandingthecorrectablautpattern
* : e : , they would also have obtained the proper pattern for the
coefficient/laryngeal*A,viz.
PIE

 *A:eA:A(SaussureII)

*A:Ae:A(MllerII).

Thecorrectanalysiswouldhavecreatedaunifiedinterpretationforthea-vocalism
byprovidingasingleablautpatternforNeogr.*T:a:
,thushugelyimprovingthe
transparencyofthereconstruction.


2 .2.10

Neogr.*
R PIE *aor PIE *a

0.WiththevaluesofthecoversymbolsNeogr.*TR PIE*a(zerograde)andNeogr.
*a3 R PIE *ae
 *ea (*e-grade) solved above, Neogr. *
 can only represent the
respectivelongvowelPIE*withPIE*a,*a,asformulatedinthedefinitions:
 PIE*a
 PIE*a

O
O

Lat.
,Do.,OLi.
,OIr.
,OInd.
,etc.
Lat.
,Do.,OLi.
,OIr.
,OInd.
,etc.

Accordingly,thecoversymbolNeogr.*
isreplacedwiththerule:


270

Wackernagel,aspointedoutbyBurrow(1979:10),acceptedtworeducedgrades:InhisAltindische
Grammatik,I,pp.5-6,J.Wackernagelalsoaccepted-a-asthereducedgradeoforiginallongvowels,
asanalternativetreatmentto-i-,inaconsiderablenumberofcases[...].

112

 Neogr.*


R

PIE*a
PIE*a

(PIE*-grade).271

1.TheproofforPIE*a-ONeogr.*
ispreservedinexamplesofablautPIE*a:
*ea(Neogr.*
:a),reflectingtheoriginalalternationofquantity PIE*:*e.Some
examplesofthisare:
(a)PIEpa-protect(P.839)
 *pa-
 *pea-

RV.pti[3sg](LAv.p
iti),tan%p-,i.pa#-
RV.panti[3pl],tan%pam[sgA],i.paa#-

(b)PIEda-geben(P.223-6)
 *da-
 *dea-

Lat.d
-give,Arm.ta-geben,Li.dovan[sgN]
Lat.d re[inf.],Gr.7|@BDGabe,gAv.daidy
i[inf.])

(c)PIEna-Schiff(P.755-6)
 *nau-
 *neau-

RV.nvam[sgA]Schiff,Lat.n
uis[sgN]Schiff,etc.
LAv.nav
za-Schiffer,RV.nu[sgN]Schiff

2.Theprooffor PIE*aONeogr.*
iscontained,forinstance,inrootseC.The
followingexamplesillustratetheablautPIE*e::
(a)PIEam-Jahr,Frhling,Month,Tag(P.35)272






Arm.am-
i.ami#a-
Arm.amis-
Hom.i?4C-
Do.\?}C4







(sb.)Jahr(ArmGr.1:416,am[sgN])
(c.)Frhling(HEG1:143-4,a-me-e#-a-an[A])
(sb.)Monat(ArmGr1.417,amis[N],amsoy[G])
(n.)Tag(GEW1:635-6,i?4C,Arc.`?4C[sgNA])
(f.)Tag(GEW1:635,Do.\?}C4[sgN])

(b)PIEap-Wasser(P.51-2)









i.ap-
RV.ap-
gAv.ap-
TochB.ap-
RV.p-
TochB.
p-
Umbr.
pa-
Do.\4-










(f.)Flu(HEG1:159-60,i.a-pa-a,a-ap-pa)
(f.)Wasser(WbRV.70-1,aps[plA])
(f.)Wasser(AIWb.325-9,apas
[plA])
(f.)water,river(DTochB.44,a[p][plObl/A])
(f.)Wasser(WbRV.70-1,pas[plN])
(f.)water,river(DTochB.44,
p[sgN])
(f.)Wasser(leitung)(WbOU.42-43,aapam[sgA])
(f.)Peloponnesos(P.51)(Do.
-=Umbr.aa-)

(c)PIEap-treiben,stoen,schlagen,verletzen(P.801-2)

271

 Naturally, contractions following the loss of PIE * can also account for some long quantities: in
theory,notonlyPIE*aandPIE*abutanyoutcomesofPIE*aandPIE*aresultinNeogr.
*
(e.g.Lat.m
nNPIE*man-,etc.).

272

 Hbschmanns (ArmGr. 1:416) etymology Arm. am Jahr: OInd. sm


 Sommer, repeated by
Pokorny (P. 35), is dubious due to the absence of the expected initial h- in Armenian (Arm. am vs.

ham).ThePIE*am-requiredbyArmenian(accordingtothesoundlaws)coincideswithi.am-
andDo.\?-,sothatitispossibletoaddtheitemstotherootP.35am-inordertotreattheforms
regularly.

113






Li.op

Gr.^8>BE- 
i.apala#ai- 
Lat.pell


(f.)eiterndeWunde,Geschwur(LiEtWb.517)
(n.)Wunde(GEW1:120,^8>BD[sgNA])
(vb1.)verletzten(HEG1:160,EHS480,555)
(pr3.)drive,shoot,move,exile,strike(WH2:276-7)

(d)PIEad-Haut,usq.;schliessen(P.322)






Li.da
Latv.da
i.adk-
LAv.a.ka-
RV.tka-







(f.)Haut,Leder(LiEtWb.515-6)
(f.)Haut,Balg(LiEtWb.515-6,Latv.da)
(vb2.)(Tr)schliessen(HEG2:225-6)
(m.)Oberkleid,Mantel(AIWb61,a.kTsa,a7kTm)
(m.)Gewand,Hlle,Schleier(WbRV.30)

3. The traditional vocalism Neogr. *T : *a :


 can thus be expressed by three
variables:theablaut PIE:*e:*,thediphonemic PIE*a:*a,andtheaccent PIE
*:*a.Insum,theseresultinfourdistinctcorrespondencesets:
 PIE:



INDO-EUROPEAN: 



Neogr.

1. *a,*a
2. *,*
3. *ae,*ea
4. *a,*a

R
R
R
R

OInd.,Gr.,Arm,etc.
OInd.i,Gr.4,Arm.a,etc.
OInd.a,Gr.4,Arm.a,etc.
OInd.
,Do.,Arm.a,etc.






R
R
R
R


*T
*a
*


The column PIE consists only of the terms PIE *, PIE *a/ and PIE *e *, with the
result that Neogr. *a and Neogr. *
 are analytical sequences of well-defined PIE
phonemes.


2 .3 VowelsNeogr.*o**andi.
2.3.1 Introduction
1.Threecoversymbolsindicatingo-vocalismNeogr.*o**wereincludedin
the Brugmannian eight-vowel system. With these three cover symbols, the system
closely resembles a-vocalism, but is not identical in all regards. The comparative
interpretationofNeogr.*o**,aswellastherelationofo-vocalismtoi.and
(P)IEablautingeneral,willbediscussedinthischapter.


2.3.2 ThereconstructionofNeogr.*oRGr.B:OInd.
and
BrugmannsLaw
0.Brugmann(1876b:363ff.)positedthecoversymbolNeogr.*o(=*a2)asthebasic
vowel /o/ used in Neogrammarian reconstructions.273 In this way, Brugmann
(1876b:367)intendedforthevoweltostandinablautwith*e[=a1]:

273

Forthevowel*o,seeSzemernyi(1967:68-70).

114

WirwollenderKrzewegendenjenigenVokal,alsdessenregelrechteFortsetzungaind.a,
griech.lat.slav.eanzusehenist,mita1,denGrundlautabervonaind.
,griech.lat.slav.o
mita2bezeichnen.

1.AccordingtoBrugmann(1879a:2ff.),Neogr.*oishalf-longandstandsinablaut
relation(1904:145-6)toNeogr.*a1(=*e)andzerogradeinthepatternNeogr.*o:e
:,asexemplifiedherebythefollowingitems:
 *o(*a2)
 *e(*a1)
 (zero)

R
R
R

Gr.7}7BC=4[1sg]voir(DELG264-5)
Gr.7}C=B?4<[1sg]ansehen,blicken(GEW1:368)
RV.d-[pt.]gesehen(WbRV.628)

2. The characterization of Neogr. *o as half-long was motivated by Brugmanns
Law,274 according to which Neogr. *a2 (= *o) yields a long OInd.
 = Av.
 in an
Indo-Iranian open syllable, when the Europeanlanguages point to a short vowel
instead:
 Neogr.*a2CV

OInd.
,Av.
:Gr.B,Lat.o,Arm.o,OIr.o,etc.275

Forthisdevelopment,Brugmann(Grundr.21:138-146,168)provided,amongothers,
thefollowingexamples(chosenfromtheRig-Veda):








Go.satja-
Gr.74
Gr.7CG
Gr.6@G
Gr.6}6B@8
Gr.7B}@4<
Gr.7BFC4

:
:
:
:

:
:
:

RV.s
dya-(WbRV.1458)(LAv.ni#
7aya-)
RV.pdam(WbRV.770)(LAv.p
7Tm) 
RV.dru(WbRV.595-6)(Av.d
uru)
RV.jnu(WbRV.483)
RV.jajna[3sg](WbRV.467)

RV.d
vne[inf.](WbRV.586)

RV.d
tram[sgA](WbRV.593)

3. In addition, according to Brugmann (Grundr2 1:138-146), the development of
Neogr.*o(=a2)inclosedsyllablesresultsinshortquantityinIndo-Iranianaswell:
 Neogr.*oC(C)

OInd.a,Av.a:Gr.B,Lat.o,Arm.o,OIr.o,etc.

Brugmann supports his hypothesis with correspondences where the Indo-Iranian


shortquantitycoincideswiththeEuropeanone:





Gr.7}7BC=8
Go.band
Li.vartti
Lat.torre

:
:
:
:

RV.dadr!a[3sg] 
AV.babndha[3sg] 
RV.vartya-(cs.) 
OInd.vtaraya-(cs.)

(WbRV.626)
(EWA2:208)
(WbRV.1332)
(EWA1:635)


274

ForanearlycanonizationofBrugmannsLaw,seeOsthoff(1878:207ff.).Adetailedaccountofthe
reception and impact of Brugmanns Law is provided by Collinge (1985:13-21). On its literature, see
Szemernyi(1996:38n2).

275

Asamatterofhistoricalinterest,itisworthmentioningthatBrugmannsLawcanactuallybetraced
backtoOsthoff,whoin(1876:40-41)wrote:[]gedehnteswurzelhaftesgriechischeno(inF}-FB=-4,
=}-=>BH-4),germanischenkurzema(ingot.sat,hlaf==}-=>BH-4)entgegenstellt:pa-pc-a,pa-pt-a,
sa-sd-a=gotsatu.s.w.,nichtetwablossja-gm-a=got.qamvoreinemnasal,ba-bhr-a=got.bar
voreinerliquida.

115

 Gr.6?HBD
 Go.gadars

:
:

RV.jmbha[sgN] 
RV.dadhara[3sg] 

(WbRV.478)
(WbRV.694)

Consequently,BrugmannsLawforNeogr.*oisoftheform:
 Neogr.*oCVGr.B:IIr.
 

Neogr.*oCCGr.B:IIr. .

2 .3.3 ProblemsofNeogr.*oandBrugmannsLaw
0. Brugmanns Law has been controversial ever since its publication on account of
acuteproblems,whicharesummarizedhere.276
1.SomeofBrugmannscomparisonsaredisputedonthebasisoftheablautofthe
proto-language, which makes several examples of assumedly lengthened RV.

ambiguous. In theory, almost all examples could reflect an original vddhi PIE * 
insteadofNeogr.*o.Thisapplies,forexample,tothefollowingcomparisons:
(a) The Neogr. *o in Go. satja- (cs.) set, place, determine (GoEtD. 296) is not
necessaryidenticalwithRV.s
dya-,asthelattercouldhaveanoriginalvddhilike
 OCSsadi-

(vb.)setzen,pflanzen,anbauen(Sadnik795,saditi[inf.]).

(b)TheNeogr.*oinGr.74[sgA]doesnotnecessarilycorrespondtothevddhiin
RV.pdam(LAv.p
7Tm).FromtheIndo-Iranianpointofview,[sgA]isastrongcase
associated with [sgN], with the result that the quantity can be set to match the
nominativestemsLat.pd-orDo.K7-.
(c)Ingeneral,thepossibilityofanoriginallongvowelNeogr.*
,*,*OIIr.*
isa
restrictiononBrugmannsLawthatmustbeaccountedforinallapplications.
2.YetanotherproblemwasbroughttolightbySchmidt(1881),277whopresenteda
catalogue of examples with European *o (Gr. B, Lat. o, OIr. o, Arm. o, etc.) that
corrrespondtoshortOInd.a=Av.ainanopensyllable.Thesecircumstancesarenot
uncommon,andtheexternallyparalleledformationsareclearlywell-defined:






RV.nas-Lastwagen(WbRV.54)
RV.pas-Arbeit(WbRV.74)
RV.vi-Schaf(WbRV.129)
RV.pti-Herr(WbRV.764)
RV.patya-fliegen(WbRV.762)

RLat.onus-Last(WH2:210)
RLat.opusArbeit(WH2:217)
RDo.r<-Schaf(GEW2:367)
RGr.E<-Gatte(GEW2:584)
RGr.BF}B?4<id.(GEW2:522)

3.Onpaper,thecounter-examplescouldbeexplainedbyclaiminganoriginalPIE*e
for Indo-Iranian and PIE *o for the European languages. Ultimately, however, this
does not solve the problem, since Neogr. *e is impossible before an Indo-Iranian
velarin:

276

 For early criticism of Brugmanns Law, see Collitz (1878:291ff., 1886a:2ff., 1886b:215), Fick
(1880:423-433),Bechtel(1892:46ff.),andDelbrck(1894:132).

277
 Hirt (1913) presented no less than 67 counter-examples against Brugmanns Law; while some of
thesewereunacceptable,severalstillstand.

116

 Gr.F8CB- 
 LAv.katara- 
 RV.katar- 

(a.)wer,welchervonbeiden(GEW2:586)
(a.)wer,welchervonbeiden(AIWb.433)
(pron.)welchervonzweien (KEWA1:148)

4.NobettersolutionwasachievedbyKleinhans,accordingtowhom(apudPedersen
1900a:87)theconsonantCinBrugmannscondition(*oCV)shouldbespecifiedasR
andtherulewritteninform*oRVIIr.
RV(whereRR*l,r,m,n).Thisdoesnot
solvetheproblemeither,becauseincounter-exampleslikeRV.nas-:Lat.onuswith
R=*nnolengtheningappears.


2 .3.4 ReconstructionofNeogr.*RGr.B:OInd.a
0.Acknowledgingthecounterarguments,Brugmannpresentedasolutionconsisting
of the postulation of another *o-quality vowel, Neogr. *. This was intended for
Schmidts counter-examples with short Proto-Indo-Iranian *a (RV. a, gAv. a),
correspondingtoEuropeano,thuspresentingtheeightthandfinalcorrespondence
setoftheNeogrammarianvowelsystem.
1. Brugmann (Grundr2 1:153-158)278 responded to Schmidts criticism by
distinguishing between two correspondence sets, Neogr. *o (see above) and Neogr.
*, with the latter standing for a short /o/ in open syllables of Indo-Iranian.279 In
addition,thecorrespondencesetNeogr.*wascharacterizedbyanabnormalablaut
Arm.a:Gr.B,accordingtoBrugmann:
 Arm.a

:

Gr.B,Lat.o,OInd.a,Av.a280

Forthis,Brugmannprovidedthefollowingexamples:
 Arm.aknAuge
 Arm.ateamhasse

:
:

Gr.rJB?4<,Lat.oculus(WH2:200-2)
Lat.odiumHass,Widerstreben(WH2:202-3)

According to Brugmann, Neogr. * is therefore distinct from Neogr. *a2 (= *o) by
virtueofthefollowingadditionalconditions:
(a)UnlikeNeogr.*o,Neogr.*doesnotablautwithNeogr.*e.281
(b)Neogr.CVIIr. CVyieldsashortvowel(incontrasttoNeogr.*o),resulting
inBrugmannsLaw.282


278
 For the non-ablauting *o, see Bartholomae (1891:91-103), Pedersen (1900:86-103), Polom 1965,
Schmitt-Brandt(1967:7,114-130),Beekes(1969:139-141),andLindeman(1997:23ff.).

 Brugmann (Grundr2 1:92-93) writes: Der o-Laut war in der idg. Urzeit vermutlich in zwei
Qualittenvorhanden,dereneinemanals[...]d.h..alssehroffeneo[...]bezeichnet.

279

Brugmann(Grundr21:140):Manbeachte:uridg.o=arm.o,uridg.=arm.a(160).

280

Brugmann(Grundr21:153)explains:Mit bezeichnenwirdennichtmit eablautendenuridg. oVocal,derimArmenischenalsaundimArischeninoffenerSilbewahrscheinlichalsaerscheint.

281

 Brugmann (Grundr2 1:140) adds: Im arischen sind uridg. o und , wie es scheint, dadurch
geschiedengeblieben,dassauchinoffenerSilbealsaerscheint.

282

117

2.Saussure(Rec.91)agreedwithBrugmannsreconstructionofanextraphoneme
forthecorrespondencesetArm.a:Gr.B(Arm.akn:Lat.oculus).Thephonemein
question represents Saussures original definition of coefficient sonantique * (i.e.
h3).283 This made Saussuressystem inconsistent from the beginning, because he
defined*intwomutuallycontradictingcorrespondencesets,viz.284
 * Gr.B,Lat.a,OInd.i :
 * Gr.B,Lat.o,OInd.a:

(Gr.7BF-,Lat.datum,OInd.dita-)
(Gr.r<-,Lat.ovi-,OInd.vi-)

3. Mllers (1880:492-4n2, 1906:vi) interpretation of * as a laryngeal enabled the
elimination of Saussures inconsistency in the initial position by introducing a
laryngealfortherootsoC=eC.Thisisfound,forinstance,in:
 *ei-

Gr.r<-,Lat.ovi-,RV.vi-sheep,etc.

(*e-grade)

Despitethis,theinterpretationrunsintoadeadendwithrootsNeogr.*CoC-,where
aninsertionofh3isimpossible(cf.Gr.BF-fliegen)inexactlythesamemanneras
therootsNeogr.*CaC-discussedabove.
4. After the discovery of Hittite, Kuryowicz (1927, 1935) identified DS * with a
laryngeal(*h3).AccordingtoBenveniste(1935),thisphonemewaspreservedasi.
(=CLu.,Pal.)inthecorrespondencetype
 LT*h3est-Knochen 

i.a#tai-,Gr.rEF8B@id.

5. Brugmanns correspondence set characterized by Arm. a : Gr. B has essentially
remained as the basis for the reconstruction of h3, here quoted in Mayrhofers
formulation(1986:142):
EineweitereQuellefr*/h3/istdiePositionvor[syll],woimGriechischeneindemofrbenden /H/ entsprechender prothetischen Vokal /o-/ entsteht, im Armenischen
hingegendiedortblicheFortsetzungjedes*Tnmlich/a-/(s.55 .2.1.2.2.mitAnm.115).
Vgl. gr. r@8<7BD Tadel, Schmhung, armen. anicanem fluche gegenber ved. nid
n-
getadelt,got.ga-naitjanschmhen;gr.rH8>BDn.Frderung,Nutzen,armen.-awel-inyawel-ow-hinzufgen(s.Klingenschmitt,Verbum236,E.P.Hamp,Glotta60[1982]229f.),
idg.*/h3bhel-/(vgl.noch*/-b3bhel-/inmyken./npheleha/<no-pe-re-a2>,verdeutlich
zu \@KH8>~D nutzlos); * /h3kih1/ die beiden Augen in gr. rEE8, armen. ak, worber
weitereso.S.127Anm.118.


2.3.5 ProblemsofthereconstructionofNeogr.*
0.TheproblemsofNeogr.*(andLTh3)canbesummarizedasfollows:
1. According to Pedersen (1900a:86-103) and Meillet (1893/4:153-165), the nonablautingvowelNeogr.*neverexisted.285Theaccuracyofthiscriticismisshownby

283

SeeSaussure(1878,Rec.106):[...]puiswimouton,causedelabrefduskr.vi;ptimaitre;
mnijoyau,skr.m ;sk2icompagnon,skr.skhi.Daprscetteanalogie,ondevraajouter:sti
os,kluniclunis(?),knipoussiere,nktinuit.

284

Saussuresattempttoexplaintheinconsistencybymeansofanalogy(Rec.106)isnothelpful.

285

SeealsoSchmitt-Brandt(1967:7,fn18).

118

examplesofthesupposednon-ablauting*,whichactuallyablautswithNeogr.*or
withNeogr.*.
2. In contrast with Brugmanns definition, Neogr. * actually ablauts with *e in
exampleslike:
(a)Neogr.*pt-Herr,Gatte(P.842,WP.2:77f.):








RV.pti-

Gr.E<-

OLi.pat-

Li.pt-

i.pat

Lat.compot- 
Pael.hosput- 

(m.)Schtzer,Herr,Gebieter,Gemahl(WbRV.764)
(m.)Ehemann,Gatte,Gemahl(GEW2:584,E<D)
(m.)Ehemann,Gatte,Gemahl(LiEtWb.551,pats)
(adv.)selbst,sogar,eben,just(LiEtWb.551,pt)
(ptcl.)eben/geradeder,ebenfalls(HHand.127,BAD)
(a.)teilhaftig(WH2:350-1,compos[sgN])
(m.)Gastherr(WH1:660-1,hospus[sgN])

Therespective*e-gradeispreservedin:
 Lat.hospet- 

(c.)Gastfreund(WH1:660-1,hospes,hospitis[G]).

(b) Neogr. *pt- fly (P. 825-6). The causative without lengthening in Indo-Iranian
opensyllables(i.e.BrugmannsNeogr.*)appearsin:
 RV.patya- 
 Gr.BF}B-


(cs.)fliegen(WbRV.762,patyanti[3pl])
(cs.)flattern(GEW2:2:522,Gr.BF}B?4<[1sg])

TheformationablautswithNeogr.*ein:
 Gr.}FB-
 i.pta-




(prM.)fliegen(GEW2:522,}FB?4<[1sg])
(vb1.)fliegen(HHand.133,pd-da-an-zi[3pl])

TheablautGr.8:B=Lat.e:ostronglysuggeststhatNeogr.*shouldhavebeen
interpretedasthebasicvowel PIE*o,ratherthanNeogr.*a2(=Neogr.*o),andthe
reasonforthelengtheninginBrugmannsLawshouldhavebeensoughtelsewhere.
3.Brugmannscriterion(Grundr21:154)basedontheassumedidentityofvocalisms
Arm. a : Gr. B is misstated. It is comparatively provable that the a-vocalismis not
restricted to Armenian, but rather that it is a feature shared by all languages
preserving the distinction. Thus, in reality the ablaut Neogr. * : *a extends far
beyondBrugmannsdefinition(Armenianonly),asisseenfromexampleslike:
(a)Arm.a-keye-swithArm.a-,allegedlycorrespondingtoNeogr.*-inGr.r-
(Neogr.*ok-sehen,P.775-7,WP.1:169ff.),isactuallyparalleledby:
 Gr.\JB-

(n.)Hes.\JB@)FCEKB@(LSJ.299).

(b)TheablautNeogr.*:areappearsinconnectionwithOldAnatolianinthedata
P.*oui-sheep(P.784,WP1:167).Neogr.*isconfirmedbyItalo-Greek:





CLu.aui-
HLu.aui-
Gr.r<-
Lat.oui-






(c.)Schaf(DLL45,HEG1:230,a-a--i-i#[sgN])
(c.)lamb(CHLu.1.1.48,(OVIS.ANIMAL)h-w/-i-s)
(c.)Schaf(GEW2:367,Argiv.r<@D[plA])
(c.)Schaf(WH2:229,ouis[sgN])

119

 RV.vi-

(m.)Schaf(EWA1:135,KEWA1:59,vi)

The corresponding a-vocalism is preserved in Lat. auillus [sgN] agnus recentis
partus(WH1:84)andinLat.aububulcus[sgN]pastorouium(WH1:79).286
4.Sincetheablautgr.*:aisparalleledbytheEuropeanlanguages(Greek,Latin,
Celtic,etc.),thea-vocalismisnotexclusivelyanArmenianfeature;itbelongsrather
toNeogr.*a(i.e.Proto-Indo-European):
 PIE*ae,ea R

Arm.a=Gr.4=Lat.a=OIr.a,OInd.A.

Inotherwords,theArmeniana-vocalismstemsfrom PIE*e(intheenvironment PIE


*ae,ea),notfromnon-ablauting*(=PIE*o).


2 .3.6 Neogr.*R PIE *o


0. Facing growing criticism and accumulating problems, Brugmann (1904:74-5)
withdrewhisreconstructionofthetwovowelsNeogr.*o*287andrenouncedhis
law. I find Brugmanns reaction exaggerated, because both correspondence sets
Neogr.*(RV.pti-:Gr.E<-)andNeogr.*o(RV.dru-:Gr.7CG-)cannowbe
unambiguouslydefinedandBrugmannsLawrescuedbythemeansoutlinedbelow.
1.ThecriticalproblemofBrugmannsreconstructionoftheo-vocalismisidentical
withthatofthea-vocalism.Inbothcases,Brugmannchosethemorecomplexcover
symbols Neogr. *a3 (= *a) and Neorg. *a2 (= *o) to represent the basic vowels
insteadofthesimpleritems(Neogr.*Tand*)athand.BychangingthisforNeogr.
* in the manner already presented in connection with Neogr. *a, the comparative
solutionresults.
2. Most of the difficulties of Brugmanns Law could have been avoided had
Brugmannchosenthesimpler(i.e.non-lengthening)o-qualityvowel(Neogr.*)as
thebasicvowelofhisreconstruction.ItispossiblethatwithoutOldAnatolianathis
disposal,BrugmannlackedthetransparencytosettletheobviousPIE*oforNeogr.*
incorrespondencesetssuchas
PIEpot-Herr,Gatte(P.842,WP.2:77f.):

 RV.pti-

(m.)Schtzer,Herr,Gebieter,Gemahl(WbRV.764)
 Gr.E<-

(m.)Ehemann,Gatte,Gemahl(GEW2:584,E<D)
 OLi.pat-

(m.)Ehemann,Gatte,Gemahl(LiEtWb.551,pats)
 Li.pt-

(adv.)selbst,sogar,eben,just(LiEtWb.551,pt)

286
 Pokorny (P. 9) accepts the traditional reconstruction uridg. *ain
- O Umbr. habina agnas,
comparingtheformwithLat.auillus(asif*ainlo-)butthiswouldleaveUmbr.h-irregular.Onedoes
better by noting the semantic parallel Lat. pecus sheep (Umbr. habina id) : Lat. pec%nia money,
property (Go. gabei Reichtum), which connects the Umbrian form to the root P. 407-9 *ghabh-
fassen,nehmenandLat.auillustoLat.oui-.
287

 Brugmann (1913:191n2) writes: Die Ansicht, dass es im Uridg. zwei qualitativ verschiedene oVokalegegebenhabe(Gr.I2S.138,153,156),stehtaufschwachenFssen.S.MeilletMm.8,153ff.,
PedersenKZ.36,86ff.101ff.

120

 i.pat

 Lat.compot- 
 Pael.hosput- 

(ptcl.)eben/geradeder,ebenfalls(HHand.127,BAD)
(a.)teilhaftig(WH2:350-1,compos[sgN])
(m.)Gastherr(WH1:660-1,hospus[sgN])

ThisproblemcanbeavoidedbyreplacingBrugmannsbasicvowelfor/o/,according
tothedefinition:
 PIE*o(RNeogr.) O

Gr.B,Lat.o,Armo,i.a,OInd.a,etc.

ThekeypropertiesofthevowelPIE*o(RNeogr.*)willbediscussednext.
3. As noted by Schmidt, PIE *o does not cause lengthening in Indo-Iranian open
syllable.Thisisconfirmedbytheclassofcounter-examplestoBrugmannsLawwith
PIE*osystematicallyresultinginashortvowel:
PIE*aok

-
PIE*aoi-

PIE*k otero-
PIE*polu-
 PIE*potee/o-
 PIE*poti-






:
:
:
:
:
:

Gr.r-,Lat.oculus,OCS.oko,etc.
CLu.aui-,Gr.r<-,Lat.oui-,RV.vi-,etc.
Gr.F8CB-,RV.katar-,LAv.katara-
Gr.B>-,OPers.paru,LAv.pouru-
RV.patya-,Gr.BF}B-
RV.pti-,Gr.E<-,OLi.pat-,etc.

4. The vowel PIE *o ablauts with PIE *e and zero-grade , as shown by the
alternationGr.8F-:BF-,F-andnumeroussimilarcases(e.g.Gr.8<7-,B<7-,
<7-know,etc.).
5.Unlike PIE*e, PIE*oisnotassimilated(orcoloured)intheenvironment PIE*a.
Thus, PIE *aok- yielded a simple /o/ in Gr. r-, Lat. oculus, etc. after the loss of
unaccentedPIE*a.
6.Indirectcontactwith PIE*a(in PIE*a,a),theoriginalablaut PIE*e:oresults
inablautGr.4:B(=Lat.a:o,etc.).ThusPIE*aoi-(CLu.aui-)hasPIE*oinGr.
r<- (Lat. oui-), but PIE *aei- has PIE *e reflected in Lat. auillus [sgN] agnus
recentispartus(WH1:84),andsoforth.
7. Szemernyi (1967:84) mentions a class of roots with PIE *o (see, for example,
bhos-[P.163],ghos-[P.452],lou-ni-[P.607],kos-[P.611],onkh-[P.614])
without attested *e-grade. As underlined by Szemernyi,such vocalizations confirm
theexistenceofPIE*o.ThereisnoneedtopositanythingbutPIE*o,sincetheablaut
isdefective(i.e.withoutpreserved/derivationallyformedPIE*e).


2 .3.7 Neogr.*oR PIE *oa,*oa(BrugmannsLawII)


0.With PIE*obeingsetasthebasico-vocalism,Brugmannsinterpretationofthe
coversymbol*a2asNeogr.*o(=PIE*o)cannotbeupheldduetotheprincipleofthe
regularity of sound change. However, another value can be inferred for Neogr. *o
basedonthemeasurablepropertiesoftheexamplesofBrugmannsLaw.
1.TheexactmatchesofBrugmannsLaw,includingitemslike


121

 Cypr.7B}@4<[inf.]togive 

R

RV.d
vne[inf.]togive,

confirm that Brugmanns Law (Neogr. *a2CV  IIr.


CV) has been operational,
makingthecorrespondencesetdistinctfromtheregularshortquantityof
 PIE*o



RV.a,gAv.a,Gr.B,Lat.o 

(Neogr.).

2. The common feature (or distribution) of the roots affected by Brugmanns Law
canbestatedasfollows:BrugmannsLawwasoperationalwhentherootcontained
PIE*ofollowedbyPIE*intheopensyllableofIndo-Iranian.
Inotherwords,BrugmannsLawcanbecorrectedbyupgradingittotheform
 PIE*oaCV,*oaCV

Gr.B,Lat.o,RV.
,Av.


(BRUG.II).

Hence,therealvalueofBrugmannscoversymbolNeogr.*a2canbeexpressedas
 Neogr.*a2(=Neogr.*o)

R

PIE*oa
*oa.

Intermsofmixednotation,usingbothBrugmanns*(= PIE*o)andthelaryngeal
PIE*,oneobtainsthevalueNeogr.*oR*a
*a.
3.DespitethelossofPIE*,therootswithBrugmannslengtheningareconstantly
associatedwitha-vocalismorothercriteriapointingto PIE*a*a.Someexamples
oftheconnectionofBrugmannsLawIIandPIE*a*aare:
(a) Cypr. 7B}@4< = RV. d
vne R PIE *doaV. The respective a-vocalism,
implyingPIE*,appearsinLat.d
give,Arm.ta-mIgive,Gr.7|@BDgift,loan,Li.
dovengift,andsoforth.
(b)Gr.7CG=RV.druR PIE*doarV.Therespectivea-vocalismappearsinOIr.
daurEiche(DIL175-6)fromPIE*daeru-(schwebeablaut).
(c) Gr. 6}6B@8, RV. jajna R PIE *egoane [3sg]. The respective avocalismappears, for instance, in Gr. 8><6@- (m.pl.) Bl d@7BAB<, 5BG>8GF4
(GEW 2:498) and in Do. 6}6=8<@ [pf.inf.] geboren werden (LSJ. 340) with an
alternativeextension.
4.BrugmannsLawIIcannowbeconfirmedwithanexamplefromOldAnatolian,
containingapreservedPIE*afterPIE*oinexampleslike
(a)PIE*aur-*auor-*auer-schmcken(P.):





i.uara-

LAv.gao#
vara-
i.ura-

i.i#tamaura-

(vb1.)schmcken(HEG1:332,uaranzi[3pl])
(m.)Ohrschmck,Ohrgehnge(AIWb.486)288
(vb1.)schmcken(HEG1:229f.,urair[3pl])
(c.)Ohrring,Schmuckring(?)(HEG1:423)

(b)PIE*seau-*soau-*sau-brennen,glnzen;Sonne,Lampe(P.881-2,1045)
 LAv.hu-

 LAv.h%-

 LAv.h
vaya- 

(vb.)schmoren,rsten(AIWb.1782-3,huy
rT#)
(n.)Sonne,Sonnenball,Sonnenlicht(AIWb.1847)
(cs.)rsten(AIWb.1782,h
vayeiti[3sg])


288

Bartholomaesearlyetymology(OInd.
bharaa-Schmck,AIWb.486)isunacceptable,because
Av.vOInd.bh.

122

 Go.sauil-

 CLu.#eual- 

(n.)sun(GoEtD.297,sauil[sgN])
(n.)Lampe(?)(HEG2:1090-1,#e-u-a-a-a[l])289

5.OwingtoBrugmannsinterpretationofNeogr.*a2asthebasico-qualityvowelof
hissystem,theitemwasreconstructed(passim)insteadoftheactuallyattestedNeogr.
 (= PIE *o). Consequently, Neogr. *a2 (= Neogr. *o) must not be automatically
replacedwithPIE*oa,*oa,asthiswouldovergeneratelaryngeals.BrugmannsLaw
IIrequiresatleastoneanotherdiagnosticfeatureimplying PIE*aor PIE*a.Thus,
forinstance,thedirectcomparisonofcausativesoftheformationP.762,*ne-,*no-
Tod(cf.Lat.nec-(f.)gewaltsameTod,Mord)in
 Lat.noce 
 RV.vi(...)n
!ya-
 OPers.vin
Zaya-

(cs.)schaden(WH2:153-5,noce[1sg])
(pt.)vertilgen,zerstren(WbRV.718)
(cs.)injure,harm(OldP.193,vin
Zayatiy)290

makesNeogr.*o=PIE*oapossible.However,notasingleattestedformimpliesPIE
*a or PIE *. In such settings, it remains possible that the Indo-Iranian quantity is
identicalwithPIE*,291inthefollowing:
 Gr.@=4C
 OIr.n
s
 LAv.n
#-





(n.)Totenschlaf(GEW2:300,@=4C)
(m.)Tod(LEIAN-3,n
s.i.b
s;PCelt.*nks-)
(s.ao.)verschwinden(AIWb.1055,n
#aite[3sg])

UnlesstheOldAnatolianstemexcludingPIE*
 i.nakiu-

(c.)ArtUnterweltsgottheit(HEG2:261-2)

belongshere,alaryngealremainspossible,butitisnotproven.292
6. In addition to Brugmanns Law II, its converse also applies in reconstruction.
Owing to the preservation of PIE * in Old Anatolian, the alleged examples of
Brugmanns Law lacking i.  are bound to contain original PIE *,  instead of
Neogr.*o(=PIE*oa,oa).ThusRV.pdam(LAv.p
7Tm)containsanoriginalPIE
*(Do.K7-)orPIE*(Lat.pd-),becausetheOldAnatolianhasnolaryngealin:
 i.pada-
 CLu.pada-
 HLu.pada-





(c.)foot,leg(Sum.GR,HHand.127,CHDP:231f.)
(c.)foot(DLL.81,pa-ta-a-a#)
(sb.)foot(CHLu.1.1.22,(PES)pa-t-za)


289

Note,however,thatStarkes(KLuN.342f.)translationLampeispossiblywrong,asthecompeting
suggestion Dolch seems more acceptable based on context. Regardless of Luwian, however, the
reconstruction(andtheargument)remainsthesame.
290

 The perfect RV. nan


!a [3sg] verschwinden, sich davon machen (WbRV. 717-8) and gAv.
vi.nTn
s
 [3sg] dem Untergang verfallen sein (AIWb. 1055-6) could also contain Neogr. * as Gr.
6}6K@8make(s)oneselfheard(LSJ.340),etc.

291

ThecausativeinPIE*isconfirmed,forinstance,byGr.()y;}Kstoen,drngen,treiben(GEW
2:1144):gAv.v
d
ya-(pr.)zurckstoen(AIWb.1410,v
d
yi#[opt]).

292

 i. nakiu- (c.) Art Unterweltsgottheit closely resembles the (thematic) stems Lat. nocuo- (a.)
schdlich(WH2:153,nocuus[sgN])andthe*e-gradeinLat.internecuo-(a.)mrderisch,tdlich
(WH 2:153), both of which have meanings that fit an underworld god. If this etymology is accepted,
thentheroothadnolaryngealandtheIndo-Iranianquantityreflectstheoriginalstateofaffairs.

123

Inthismanner,theconverseofBrugmannsLawIIoftenprovesthelackof PIE*,
whichcanbeequallyimportantintheeliminationofunderlyingambiguities.
7.Asisthecasewith PIE*e,thelaryngealistruleofcompensatorylengtheningfor
PIE*o(seeMller(1880:493n2):*eAwird aA,*oAwird)isoverstated.Instead
of the ubiquitous lengthening, the cluster PIE *o results in a long quantity only in
Indo-Iranianopensyllables(BrugmannsLawII),butremainsshortelsewhere.
8.Inthisconnectionitshouldbenotedthatthedifferenceintheresultingquantity
oftheoutcomesofPIE*oand*einIndo-Iranianopensyllables
 PIE*eCV

IIr.aCV

PIE*oCV

IIr.
CV

provides an independent confirmation of the existence of two originally different
vowels PIE*o PIE*eimpliedbythesecondpalatalization.293Thisprovesfalsethe
assumptionofaPIEmonovocalism(i.e.thedoctrineofProto-Indo-Semitic*a),also
known as the fundamental vowel *e of the laryngeal theory (Benveniste,
1935:149),294whichwasputforthbySaussureandMller.295
9.Inhisearlyarticle,Kuryowicz(1927a:103)reconstructedthefollowingparadigm
fortheperfectformsoftheSanskrit-rootk-machen:
 OInd.cakra 
 OInd.cakra 

N
N

*kwekwrh2e 
*kwekwre 

[1sg]
[3sg]

AsexplainedbyLindeman(1997:67),Kuryowiczassumedthat
the *-o- of the 3 sg. had become Skt. -a- in an open syllable (according to Brugmanns
Law),theradicalshort-a-ofthe1sg.wassupposedtobetheregularoutcomeofanIE*-o-
inanoriginallyclosedsyllable.Thesamephoneticdevelopmentwasassumedforcausative
formations like janyati (: jan- generate) < *gonH-ye/o- [ ] Kuryowicz later (in
Apophonie,330and336f.)withdrewthisexplanation[]

In this connection it is worth mentioning that Kuryowiczs withdrawal might also
have been premature. In Kuryowiczs (1935:28) example RV. jan- gebren, the
root has a laryngeal (PIE *ean-; see above), meaning that it is possible to
reconstructexactlylikeKuryowiczexceptwritingPIE*ofor*o:
 Gr.6}6B@4=RV.jajna[1sg]
 Gr.6}6B@8=RV.jaj
na[3sg]

N
N

PIE*eoanae
PIE*eoane

(oaCC)
(oaCV)


293

Forthelawofthepalatalsindetail,seeCollinge(1985:133-42).

294

SeeKuryowicz(1964:28)andLindeman(1987:23-24,1997:26-28).

295

 See Mller (1911:XIV): Es gibt im Indogermanischen nur a-Wurzeln (oder, wenn man frs
Indogermanische lieber will, e-Wurzeln, was fr die Sache dasselbe), den semitische a-Wurzeln
entsprechend.

124

OwingtotheregularoutputafterthelossofPIE*a,KuryowiczsLawIIisfeasible.296
InordertoavoidovergeneralizationofKuryowiczsLawII,however,theambiguity
ofBrugmannsLawmustbetakenintoaccount:
(a) The alternation of quantity of the root vowel RV. a [1sg] : RV.
 [3sg] is not
restricted to roots containing a laryngeal. Thus, the root han- schlagen,which is
certainlywithoutalaryngeal(cf.*hen-schlagen,tten,usw.P.491-3),revealsan
identicalablaut:
 RV.jaghn- 
 RV.jaghn- 

(pf.)erschlagen,usw.(WbRV.1644,jaghntha[2sg])
(pf.)erschlagen,usw.(WbRV.1644,jaghna[3sg])

(b)ThereisnojustificationfortheaprioristassumptionthatSanskrit(oranyother
language)wouldhaveinheritedtheproto-paradigmsassuch.Sincenosoundlawscan
explainthealternationRV.a:RV.
,asuppletivealternationNeogr.*o:remains
thesoleoptionfor
 RV.jaghn-=*hehon- 

RV.jaghn-=*hehn-.297

Because the vocalizations reflecting PIE *oCV : *oCC (Brugmanns Law II)
coincide with suppletive paradigms with PIE *CV : *oCC (suppletion/ablaut), it is
unlikely that Kuryowiczs Law II will create revolutionary new possibilities for the
reconstructionofPIE*.
10.Brugmanndeservesbelatedcreditforhiscorrectinitialobservationconcerning
thelengtheningIndo-Iranianlengthening.IfindthefactthatBrugmannwasableto
grasp this phenomenon without PIE * at his disposal a remarkable sign of his
comparative mastery. Even today Brugmanns efforts have not been wasted, as
detailed study of Brugmanns Law II and its converse are able to restore lost
laryngeals and eliminate false positives to the extent that clarification of these
problemsmayberesolvedinthenearfuture.


2 .3.8 ReconstructionofNeogr.*RGr.K:OInd.

0.AsthelengtheningofPIE*otookplaceonlyintheenvironmentPIE*oCVOIIr.

CV (Brugmanns Law II), the laryngealist compensatory lengthening does not
explainthelongvowelNeogr.*,whichmustbeaccountedforinadifferentmanner.
Theseandotherkeyissuesarediscussedbelow.
1. For the long o-quality vowel, Brugmann (Grundr2 1:147) defined the cover
symbol
 Neogr.*

Rdf

Gr.K,Lat.,Go.,Li.uo,Arm.u,OIr.
,Av.
,etc.


296

 Similarly, the short vowel of the causative RV. janya- (cs.) erzeugen, gebren, schaffen zu
(WbRV. 469, janyatha) is regular if compared to Gr. 6B@|K (pr.) zeugen, hervorbringen (GEW
1:320),aswasdonebyKuryowicz(1927a:103).
297
Fortheexternalconfirmationofthelonggrade,compareOCS.proganja-(vb.)vertreiben(Sadnik
214,proganjati[inf.]).

125

Brugmann (Grundr.2 1:147-153, KVG 76-77) provided, among other things, the
followingexamplesforthiscorrespondenceset:
 OInd.dd
ti :
 OInd.dv
:
 OInd.pr
tr :

Gr.77KE<,Arm.tur,Lat.dnum,OCS.dati
Gr.7K,Lat.duo,OCS.d&va
Gr.CK,Osc.pruterpan,OHG.fruo

2. In Brugmanns system, an ablaut relation Neogr. * : *T (KVG:141), similar to
thatofNeogr.*
:T,wasassumed.Someexamplesofthealternationare:
 Gr.6>EE4 :
 Lat.dnum :
 Gr.EFCKFD :

Ion.6>|EE4 (Neogr.*glTha)
Lat.datum (Neogr.*dTto-)
Gr.EFC4FD (Neogr.*strTto-)

3.Saussure(Rec.127)abandonedthetraditionalanalysisofNeogr.*(definedby
him as grec et latin ) and assumed an o-colouring coefficient DS * with
compensatorylengtheningandablautpattern*:ein
 DS*d-
 DS*de-




Gr.7BFD,Lat.d tum,OInd.dita- 
(-grade)
Gr.77K?<,Lat.dnum,OInd.d
nam,etc. (*e-grade)

4. Following Mllers interpretation of DS * as a laryngeal, Kuryowicz (1935)
identified*T3withi.,thuslayingthebasisforLT*h3.298


2 .3.9 ProblemsofthereconstructionofNeogr.*
0. The Neogrammarian postulation of the vowel Neogr. * is problematic only in
terms of its behaviour in the new environment PIE *. However, Saussures
restructuringofNeogr.*R DS*eiserroneous.Beginningwithitsflawedstrategy
ofeliminating PIE*o,thepathledtoinconsistencyandtrivializationofthelaryngeal
theory.
1. The colouring effect attributed to the laryngeal h3 R DS  results in an
impossibility,aspointedoutbyPedersen(1938:180-1):
Vielfach nimmt man drei Formen der Grundstufe (,
, ) und damit drei verschiedene
Laryngalean;eslsstsichaberwenigstensnichtstrengBeweisen,dassjeGrundstufeist;
77K?< lsst sich fr diese Ansicht (KURYOWICZ t. 301) nur dann verwerten, wenn
manlat.d
sundlit.dovanhinwegerklrt.

Ingeneral,ifLTh3hasbeenpostulatedforaroot,itsdominanto-colouringexcludes
the actually attested data with Neogr. * and/or *. This incompleteness, in turn,
trivializesthetheory,becausefromacomparativepointofviewapostulatewithsuch
anexcessofmaterialcostisofnointerest.299

298

 For LT h3, see Beekes (1969:128, 166-168, 290) and 1972, Kuryowicz (1956:168, 1968:205),
Mayrhofer(1986:141),Melchert1987,andZeilfelder(1997:188f.).

299
TheclaimsofthesecondarynatureofparalleledrootformslikeLat.d
-Li.do-Arm.ta-(see
Cowgill1965:145)arecircular.

126

2. According to Wyatt (1964:146), Saussures equation Gr. 7BFD = Lat datum
violates the principle of the regularity of sound change. Indeed, it is not proper to
compare the colourings    in languages preserving such oppositions. The root
vocalism of Lat. d tum is identical with that of Gr. 7|@BD, and the vocalism of Gr.
7BFD is identical with that of Fal. Douiat and Umbr. purdouitu, with the latter
correspondingtoCypr.7B}@4<(=RV.d
vne)intermsoftheextension*u-and
vowelquality.
3.Saussures*(=LT*h3)waspostulatedwiththehelpofincompleteablautbases,
with the result that the postulate is automatically eliminated through the attested
Indo-Europeanvocalisms.Itneedsnotconcernusfurtherhere.


2 .3.10

Neogr.*R PIE *,*a,*a,*aor*a

0.ThevowelNeogr.*hasatwofoldorigininProto-Indo-European:
(a) PIE*aspartoftheablautpattern PIE*::andnotinenvironment PIE*a,
*a.
(b) PIE*inenvironment PIE*a,*a(in PIE*a*a*a*a).Followingthe
lossof PIE*aand PIE*,allprototypescollidedwithIndo-European*inlanguages
sharingsuchchanges.Basedontheoutcomesofthecollision, PIE*adidnothavea
colouringeffectonPIE*(i.e.PIE*wasnotassimilatedintoPIE*a).
1.TheexistenceofPIE*asapartofthepatternPIE*::withoutthelaryngeal
is confirmed by the correspondence type Do. 7- : Go. fotu- with Old Anatolian
parallels (cf. i. pada- (c.) foot), excluding the laryngeal. The ablaut pattern
appears,forinstance,in:
(a)Neogr.*lgh-liegen(P.658-9)







i.laga-

Go.lagja-

Gr.@4G>BI}K
OIcl.lg-

OHG.luog- 
OCS.v&laga-

(vb2M.)liegen(HEG2:16,i.la-ga-a-ri[3sg])
(vb.)F<;}@4<:legen(GoEtD.233)
(pr.)tolieinharbourorcreek(LSJ.1162)
(n.)LagerbestandfreinenTag(ANEtWb.364)
(n.)Hhle,Lager(WH1:768,luog[sgN])
(iter.)hineinlegen(Sadnik444,v&lagati[inf.])

(b)Neogr.*ldh-prosper(P.)






HLu.ARHAlada-
OIcl.l-

Lyc.lada-

Rus.lda

Rus.ldi-


(vb.)prosper(?)(CHLu.10.16.1,ARHAla-t-ta)
(f.n.)Ertrag,Frucht(ANEtWb.362,OIcl.l[sgN])
(c.)Frau(Pedersen1945:15-6,lada[sgN])
(c.)Gemahl(in)(REW2:5,lda[sgN])
(vb.)passen,stimmen,usw.(LiEtWb.328,ladit[inf.])

(c)pt-fly,fall(P.825-6,i.peta-(vb1.)fliegen,ini.pd-da-an-zi[3pl])
 PIE*pt-
 PIE*pot-

Gr.KF|B?4<flattern
Gr.BF}B?4<flattern

127

:RV.p
tya-(WbRV.762)
:RV.patya-(WbRV.762)

 PIE*pt-

Gr.dF8FBflug

:LAv.pta(AIWb.819-21)

2. The existence of this ablaut type implies that both the Neogrammarian ablaut
schemata (Neogr. * : T) and its laryngeal counterpart (LT *eh3 : h3) were not
adequate:PIE*alsoappearsindependentlyofPIE*a,a,andPIE*alonedoesnot
justifythepostulationofschwa(and/oritslaryngealcounterpart).
3. PIE *o resulted in a short vowel, except in Indo-Iranian open syllables (see
Brugmanns Law II). Consequently, compensatory lengthening does not explain the
commonIndo-EuropeanquantityinPIE*da-geben(P.223-6):
 Neogr.*d- :

Lat.dnum,RV.d
n-,OCS.dan&,OIr.d
n,etc.

In the absence of lengthening, only the quantity PIE * can account for the long
quantityofthecognates.Accordingly,thetraditionalview(supportedbySzemernyi
andothers)istofollowed.
4.Somerootswith PIE*tantum,thelongequivalentsofSzemernyisrootsin PIE
*o,areimpliedbythematerial.Anexampleofsuchroothasbeenpreservedin
al-Zeit,Tag,Jahr,Mal(P.):






HLu.ali-

CLu.ali-

OInd.par
ri 
Lat.lim

OInd.par
ritna-

(sb.)day(CHLu.10.11.17,ha-li-i[plA])
(sb.)Tag(DLL.38,al-li-ia[sgD])
(adv.)intheyearbeforelast(MonWil.589)
(adv.)einmal,einst,zuweilen(WH2:206-7,lim)
(a.)belongingtotheyearbeforelast(P.24[diff.])

PIE*canbepostulatedthroughout.Asaseparatenon-ablauting*wouldconstitute
aviolationoftheruleoftheambiguity,itshouldbeavoided.

2 .4 VowelsNeogr.*eand*andi.
2.4.1 Introductionanddefinitions
1.TheNeogrammarianspostulatedtwocoversymbolsforthefrontvowelsNeogr.*e
(=*a1)andNeogr.*,referredtobymeansoftheterme-vocalism.Inthissection,
the comparative interpretation of the phonemes  both independently and in
environmentPIE*willbeinferred.

2.4.2 ThereconstructionofNeogr.*e  RGr.8:OInd.a


0.FollowingthecontributionsofCurtius(1864)andAmelung(1871),Brugmanns
reconstruction(1876)finallyestablishedanoriginalfrontvowelNeogr.*a1(=*e)for
theproto-language.
1.Brugmann(1876b:363ff.)definedthecoversymbol*a1:
 Neogr.**a1 R

Gr.8,Lat.e,OIr.e,Arm.e,Li.e,OInd.a,Av.a,etc.

128

2. According to Brugmanns (Grundr2 1:114-131, KVG:71-72) phonetic


interpretation, the cover symbol *a1 stands for a short front vowel Neogr. *e
preserved,forexample,in:
 Neogr.*bher:
 Neogr.*ne :
 Neogr.*senti :

OInd.bhr
mi,Arm.berem,Gr.H}CK,Lat.fero
OInd.n,Lat.nescio,Go.ni,Li.n,OCS.ne
OInd.snti,Arm.en,Do.b@F,Umbr.sent,Go.sind

3.AccordingtoBrugmann,thevowel*estandsinablautrelationwithNeogr.*o(=
*a2)andzero-grade,formingathreefoldablautpatternNeogr.*e::*o(e.g.in
Neogr.*bher-tragen,bringen(P.128ff.)):
 *e
 
 *o

*bher- :
*bh- :
*bhor-:

Lat.fert,Hom.H}CF8,RV.bhrti,gAv.barTt%
LAv.bTrTt-,OPers.hubarta-,RV.bht-
Go.bar,Gr.HCBD,OCS.s&bor&,Lat.fors

4.Inthe1870s,aconfirmationforNeogr.*ewasobtainedthroughtheformulation
ofthelawofthepalatals,300accordingtowhichNeogr.*kand*kcollidedinSatem
*k.Thesesplitintoapalatalandavelar,accordingtothehistoricalquality(frontvs.
back)ofthefollowingphoneme,resultingin
 OInd.c,Av.,OCS.,etc. 

OInd.k,Av.k,OCS.k,etc.

Owing to this complementary distribution, the Sanskrito-centric reconstruction of


palatalstops(e.g.OInd.c,j,jh)practicedbysomePaleogrammarianwasabandoned.
As a consequence of this development, it is necessary to reconstruct at least two
different full-grade vowels, a palatalizing vowel PIE *e and a non-palatalizing vowel
PIE*oinopposition(PIE*ePIE*o).
5. In the Elis dialect of Greek, the pan-Hellenic Gr. 8 has turned into 4 (see
BrugmannGrundr.21:117-118)inasimilarfashionasIndo-Iranian.Thisaccountsfor
Locr.4inexampleslikethefollowing:






Gr.}FBDJahr

Do.^?8C4Tag

Gr.cE8CB-abendlich
Gr.H}CKtragen

Gr.bC}EEKrudern 

:Locr.b()4F:D 
:Locr.^?4C4 

:Locr.8E4CK@ 
:Locr.H|CK 

:Locr.bC|FGBD(amonth)

(GEW1:583)
(GEW1:634)
(GEW1:575)
(GEW2:1003f.)
(GEW1:129,553)

The Old Anatolian parallels lacking a laryngeal (cf. i. t- Jahr : Gr. }FBD id.)
now confirm that Locr. 4 is not to be explained on the basis of PIE *a, *a (and
schwebeablaut),butthroughaseparatesoundlawPGr.*8OLocr.4.



300

Thelawofthepalatals(Palatalgesetze),anideathatwasintheairatthetime,hasbeencreditedto
variousauthors.

129

2 .4.3 ProblemsofthereconstructionofNeogr.*e  
0. The problems related to the laryngeal PIE * and its connection to PIE ablaut
patterninghaveresultedinasituationinwhichthecoversymbolNeogr.*erequires
additionalclarificationsforasuccessfulreconstructionofthedata.
1. The fundamental (and single most difficult) problem of the (Proto)-IndoEuropean ablaut is the commonplace alternation Neogr. *e : *T a
301 in
correspondences. Up to this point, the problem has remained unsolved by all
theories,despitetheavailabilityofOldAnatolianparallels.
2.Thetraditional(Neogrammarian)theorylacksbothfunctioningpatternsforthe
descriptionoftheablautNeogr.*e:*Ta
,aswellasthereconstructionphonemePIE
*. As a result, the theory is outdated and can serve only as the starting point for
necessaryexplication.
3.Themonolaryngealismhas PIE*,butinitspreliminaryformulation(Zgusta)all
attestedvocalisms,includingNeogr.*e:*Ta
,arereconstructedwithoutPIEablaut
patterning underlying the surface level of the Indo-European vocalism.
Consequently,thistheoryalsoneedstobeimprovedintermsoftheablaut.
4.Incontasttothisproblemsofthelaryngealtheoryareofinternal(orself-inflicted)
character:
(a)Theubiquitouscolouringruleof*h2ofthethree-laryngealismisincontradiction
withtheadjacentshortPIE*einexamplesofthefollowingtype:
 i.ue-
 Umbr.ue-




(vb1A.)sichwenden,usw.(HHand.200,-e-e-zi)
(vb.)wenden(WbOU.835-6,uetu[3sg])

Inthesix-laryngealismofPuhvel(1960,1965),thisproblemisobviatedbyaddingthe
number of laryngeals (in this case, through the postulation of an e-colouring
laryngeal allegedly preserved in Old Anatolian). However, this modulation of
Pedersenstwo-laryngealismdoesnotsufficetosolvetheproblem,becauseNeogr.*T
a
implyingPIE*(h2)recursinrelatedforms,suchas:
 Gr.@-
 Gr.4n@K




(vb.)winnow(Hes.@4<)8C<FE4<)
(vb.)winnow(GEW1:42,GrGr.1:694,LSJ.40)

(b)Thecompensatorylengtheningofthelaryngealtheoryistoostronginthefaceof
theshort*eappearingbeforethelaryngealini.ue-=Umbr.ue-definingPIE*e.
(c)Theinconsistencieshaveledsomeproponentsofthelaryngealtheorytodenialof
the data (e.g. Kuryowicz (1956:174-187)). However, owing to the considerable
number of examples, which sufficiently establish the phenomenon,302 such tacks are

301

 For the ablaut Neogr. * : *, see Pedersen (1938:168-169 [wL.]), Hirt (1900:15), Lindemann
(1997:80-88),Mayrhofer(1986:132-)andKuryowicz(1956:174-187).

302
Amongothers,thealternationconfirmedbyparallelsisattestedinthecomparisonsi.paur/n-
(n.)Feuer(TochA.por):OHG.fiur;Lat.iacithrow:Lat.ic(Gr.j=4);Lat.capi(Gr.=|FK):
Lat. cp; Lat. faci (Phryg. 4774=8F) : Lat. fc (Gr. d;:=4); and Lat. magnus (MidIr. maige) : Gr.
?}64(Arm.mec).

130

lessattractive.Afterall,theultimategoalisthesolutionoftheproblem,andasthe
comparativemethodisthetooldesignedforthepurpose,oneshouldhavenodoubt
aboutproceedinginthismannerinstead.


2 .4.4 Neogr.*eRPIE*e
*ea
*ae
0.ThefundamentalproblemofthecoversymbolNeogr.*eisitsconnectiontothe
laryngeal PIE *andtheablautNeogr.*e:*Ta
.Thisproblemissolvablewiththe
followingdefinitionsforthetraditionalcoversymbolinSystemPIE:
 Neogr.*e

R

PIE*e 
PIE*ea
PIE*ae.

Thecorrectnessofthesolutionwillbedemonstratedforeachtermofthedisjunction.
1.ThesubsetNeogr.*eR PIE *erepresentsthecorrespondencetypecharacterized
by the common Proto-Indo-European *e and the absence of the Old Anatolian
laryngeal(oranyothercriteriaimplying PIE *aor PIE *aintherestofthegroup).
Thevowelreferredtoispreserved,forinstance,in
Neogr.*ghen-schlagen,usw.(P.491-3):
 i.gen-
 RV.hn-
 gAv.Wn-





(vb.)schlagen,erschlagen,tten(HHand.81)
(pr.)(er)schlagen,kmpfen(WbRV.1642)
(pr.)schlagendtreffen(AIWb.492)

ReflectingtheoriginalNeogrammariandefinition,thecorrespondencesetNeogr.*e
RPIE*ehasbeencorrectlydefinedsincethattimeandrequiresnofurthercomment.
2.ThesubsetNeogr.*eRPIE*earepresentsPIE*e(asdefinedabove),followedby
PIE*a.Thefollowingfeaturescharacterizethesubset:

1.InOldAnatolianthelaryngeali.hasbeenpreservedassuchandthevowel
PIE*ahasbeenlostwithoutassimilationoftheneighbouringPIE*e.

2. In the rest of the group, both PIE *a and PIE * have been lost without
assimilation (or colouring effect) or compensatory lengthening of PIE *e. In
addition,thelanguagesthatpreservetheoppositionsNeogr.*Ta
oftenindicatethis
vocalismbymeansoftheschwebeablaut.
Bothtreatments,whicharesupportedbymeasurablefeaturesofthedata,have
beenpreservedinexampleslike
(a)PIE*uea-wenden:
 i.ue-
 Umbr.ue-




(vb1A.)sichwenden,usw.(HHand.200,-e-e-zi)
(vb.)wenden(OUD.835-6,uetu[3sg])

Ascanbereadilyseen,theOldAnatolianlaryngealhasbeenpreserved,butthereis
no colouring effect (i. e = Umbr. e) or compensatory lengthening (Umbr. e). In
addition,theextensions*n-and*t-confirmPIE*aintheassimilatedGr.4(Lat.a):
 i.uean-
 Gr.@-




(n.)Wenden,Wendung(HHand.191,ueana#[sgG])
(vb.)winnow(Hes.@4<)8C<FE4<)

131

 Gr.4n@K
 Lat.uanno-




(vb.)winnow(GEW1:42,GrGr.1:694,LSJ.40)
(m.)Futterschwinge(WH2:731,uannus[sgN])

Inthisway,thefollowingstemscanbereconstructed:
 PIE*uea- 
 PIE*uean- 

i.ue-(i.uezi),Umbr.ue-(Umbr.uetu)
i.uean-(i.ueana#),Gr.@-(Hes.@4<)

(b)PIE*mea-time,noon,zenith(P.703-704):





PIEmean-

i.men-

(n.obl.)Zeit(HEG2:171,me-e-ni[sgL])
Go.aldomin-
(m./n.)6C4D:oldage(GoEtD.25)
Lat.m
n-

(adv.)amMorgen(WH2:25,m
n[adv.])

Asinthepreviousexample,thefollowingstemscanbereconstructed:
 PIE*mean 
 PIE*mean-




i.men-(Go.aldomin-)
Lat.m
n-(Lat.m
n)

3.ThesubsetNeogr.*eR PIE *aerepresents PIE *e(asdefinedabove),following


PIE*a.Thefollowingfeaturescharacterizethesubset:
1. In Old Anatolian the vowel PIE *a has been lost without assimilation (or
colouringeffect)oftheneighbouring PIE*e,andthelaryngeali.ispreservedas
such.
2. In the rest of the group, both PIE *a and PIE * have been lost without
assimilation (or colouring effect) or compensatory lengthening of PIE *e. In
addition,thelanguagesthatpreservethedistinctionsNeogr.*Ta
oftenindicatethat
vocalism.
Bothtreatments,whicharesupportedbymeasurablefeaturesofthedata,have
beenpreservedin
PIE*ae-peak,top,stronghold,strong(P.8-9):

 i.egur/n- 
 RV.gra-

 RV.agrim- 

(NA4n.)peak,stronghold(HEG1:235,-gur)
(n.)Spitze,uerstesende,Gipfel(EWA1:45f.)
(a.)anderSpitzestehend,erster(KEWA1:18)

In addition, Lat. agrippa (WP 1:38ff.) is based on the zero grade of the root PIE
a-withprothetic*ePIE*ea-,implyingPIE*athroughassimilation.
4.Inconnectionwiththedefinition
 Neogr.*e

R

PIE*e
*ea
*ae

(SystemPIE),

thefollowinggeneralremarksshouldbenoted:
(a) The lack of assimilation in examples of OAnat. e e with etymological PIE *e
(versus PIE *i) and other Indo-European data provides the criterion for deciding
whether PIE *a or PIE *a should be reconstructed for a root: i. ue- (vb.) sich
wenden, etc. implies PIE *a (rather than PIE *a), because PIE *e has not been
assimilatedandthepositionofPIE*isthusconfirmed.

132

(b)FollowingthelossofPIE*aandPIE*,PIE*earesultsinashortvowel(Umbr.e,
Go.i,etc.),asisthecasewithPIE*ea(i.e.nocompensatorylengtheningtakesplace,
regardlessofthemutualorderofPIE*aandPIE*followingPIE*e).
(c) The absence of any colouring effect (assimilation)is a regular feature in System
PIE:withPIE*standingbetweenPIE*eandPIE*a,therewasnoimmediatecontact
betweenthevowelsandassimilationwasthusprevented.
(d)Astheyareofparticularrelevanceforthereconstructionofthematerial,itshould
beunderlinedthat PIE*aand PIE*(i.e.diphonemicPIE*aand PIE*a)werelost
practically without trace in the later Indo-European languages, as illustrated by the
examples:
 I:PIE

 PIE*uea- 
 PIE*mean- 

II:OAnat. 



i.ue-sichwenden
i.men-time,noon

III:LaterIE
Umbr.ue-wenden
Go.min-Zeit

In practice, this means that the laryngeal PIE * can be found in practically any
position where Neogr. *e is traditionally reconstructed. A systematic and
comprehensivere-evaluationofallthematerial,basedonthemeasurablecriteriafor
PIE * and PIE *a in the cognates, is urgently required. In order to illustrate the
identification and use of the criteria in philological and comparative inference, the
rootNeogr.*seu-(yellow)liquid(P.912)maybecited.Withinthedata,fivecriteria
forPIE*and*aareattested:
1.PIE*seau-Soma,Urin,Schmutz:
 RV.s-

(ao.)Somapressen,keltern(WbRV.1523,st
[2pl])
 i.#eur/n- 
(n.)Urin,Schmutz(HEG2:973-7,#e-e-ur[sgNA])
 i.#eukaniauant- (pt.)mitUrin(#eu-)befleckt(HEG2:972)
PIE

*e is directly confirmed by Hittite, but there is no colouring effect or
compensatorylengtheningintheRig-Veda.
2. PIE*saeu-FlunamewithNeogr.*aappearsintheassimilatedrootvowels
of
 Illyr.sauo- 
 OGaul.sau
- 

(m.)Fluname(P.912-3,Illyr.sauus[sgN])
(f.)Fluname(P.912-3,OGaul.saua[sgN]),

thusimplyingPIE*afortheroot.
3. In PIE *o-grade (for a perfect verb and a noun), the lengthening of
BrugmannsLawIIcanbeclaimedforIndo-Iranianin
PIE*soa-Somapressen:

 RV.susv-
 RV.s
v-




(pf.)Somapressen(WbRV.1523,suva[3sg])
(m.)Somapreung,Somaspende(WbRV.1513)

4.PIE*andPIE*aaresimultaneouslyconfirmedbytheformRV.smam[sgA],
requiringascansionCVV:CVinRV.4.26.7:
 RV.s ma- 

(m.)Soma(WbRV.1579,smam[three-syllabic])

133

 i.#eur/n- 

(n.)Urin,Schmutz(HEG2:973-7,#e-e-ur[sgNA])

Here the quantity RV.  points to an assimilation of the accented PIE * into the
followingPIE*u:PIE*seumo-PIIr.*sama-.
5. The quantity RV.  is confirmed by other branches in PIE *su.- regnen,
schtten:
 i.#una- 
 TochA.s%m
n-
 Latv.s%l-


(vb.)schtten,werfen(HEG1:391,i#-u-na-u-ua-ar)
(pt.M.)regnend(Poucha375,s%m
[sgN])
(vb)siepen(P.913,s%lt[inf.])

ThecommonIndo-European/%/uPIE*ureflectsPIE*,incontrastwiththe
lossofunaccentedPIE*ainPIE*sau(cf.RV.susum[1pl],WbRV.1523).
5. In practice, PIE *a and PIE *a are often implied by several witnesses, all
mutually supporting each other: PIE * is implied by the Hittite laryngeal (#eu-)
and confirmed by Rig-Vedic hiatus (RV. s -), while PIE *a is implied by acolouring(OGaul.sau-)andconfirmedbythelongdiphthong(TochA.s%-:RV.
s -).Both PIE*and PIE*ain PIE*aarethusprovenbytwowitnesses(Ficks
Rule).Inasimilarmanner,thediphonemic PIE*a,asolvesallirregularitieswithin
theframeworkofasinglelaryngealPIE*.


2 .4.5 ReconstructionofNeogr.*RGr.::OInd.

0.Neogr.*,thelongvariantofNeogr.*e,replacedPaleogr.*
astheeighthcover
symbolforthevowelsintheNeogrammarianvowelsystem.
1.ForthelongfrontvowelNeogr.*,Brugmannreconstructed
 Neogr.*

Gr.:,Lat.,Go.e,Li.,OCS.

:OInd.
,Av.
.

Brugmannprovidedthefollowing(Grundr.21:131-137;KVG72-74)examplesforthe
correspondence:
 OInd.dh
m :
 OInd.pr
t- :
 OInd.sys
:

Arm.edi,Go.gads,Lat.fc,OCS.dti,...
Gr.>FB,Lat.plnus,Alb.plot,Arm.li,...
Gr.8m:D,OLat.sis[opt2sg],...

2. In the Neogrammarian system, Neogr. * stood in ablaut with Neogr. *T in an
identical manner as the two other quantities Neogr. * and *
. According to
Brugmann, the pattern appears, for instance, in Neogr. *pl- voll with an alleged
zerograde:
 *plTist(h)o-: Av.fra#ta-plurimus:OIcl.flestrid.(Grundr.12:173).303


303

NotethatBrugmannsexampleisill-chosen:Gr.>8EFB-(sup.)meist(GEW2:556)hasnoschwa.

134

3. In addition, according to Brugmann (Grundr2 1:174-175), the vocalism of Gr.
;8FDisNeogr.*e,thusstandinginablautwithNeogr.*(Gr.F;:?<)asNeogr.*o:
*inGr.7BFD:77K?<.304
4. With the two coefficients A,  and compensatory lengthening, Saussure (1878,
Rec.133)foundhimselfintroublewiththeremainingquantityNeogr.*.Saussure
suggested Neogr. * = *eA (Rec. 133- = 1878:141), but having already posited DS
*eA=Neogr.*
,theideaviolatedtheprincipleoftheregularityofsoundchange:it
isnotallowedforanidenticalstartingpointtodevelopintwodifferentdirectionsin
anunchangedenvironment.
5. Mller (1879), seeking additional laryngealsfor his Indo-Semitic hypothesis,
suggestedthatyetanother,additionalitem*EwastobepostulatedforNeogr.*=
**eE,patterningas:
 *dheE:
 *dhE :

Gr.F;:?<:Lat.fc:OInd.didh
ti
Gr.;8F-:Lat.faci:OInd.hit-,etc.305

Thus,atleastonpaper,MllersucceededineliminatingthelongvowelsNeogr.*
,,
withcompensatorylengtheningandthreecolouringlaryngeals*eE,eA,eO(= LT
*eh1,eh2,eh3).306
6.InthedialectofElis(Grundr.21:132),thecommonGreek:(Do.C~FC4=Att.
C~FC4)hasturnedinto(El.C|FC4).Thephenomenondoesnotimply PIE*a,a,
butcorrespondstotherespectivedevelopmentoftheshortvowelGr.8OEl.4.


2 .4.6 ProblemsofthereconstructionofNeogr.*
0.Theproblemsofthereconstructiontheoriesinthetreatmentofthecoversymbol
Neogr.*closelyresemblethoseofitsshortcounterpart,Neogr.*e.
1. Though correctly postulated, the traditional (Neogrammarian) interpretation of
the cover symbol Neogr. * is outdated owing to the emergence of the Anatolian
laryngeal(=PIE*a*a)andthedefectablautpatternsattachedtotheitem.
(a)Inparticular,theNeogrammarianablautpatternNeogr.*:Tlacksjustification
forthesamereasonsasNeogr.*:T.NothinginNeogr.*itselfrequiresNeogr.*T
(= PIE*a,a),becausetheablautpattern PIE*:e:didappearwithout PIE*
(i.e. the pattern Neogr. * : T overgenerates schwa). In order to illustrate this, the

 Rather than admitting this, Brugmann (Grundr2 1:174-175) sought to explain the Greek evocalism by means of analogy: In den Formen [...] liegt Umfrbung des 8 im Anschluss an die
Formenmit:(F;:?<)undK(77K?<).

304

305

 Mller (1879:151n1) writes: Saussure stellt ausser dem A noch ein zweites wurzelhates element
derselbenartauffrwurzelnwiestufe1und27K-,stufeo7B-,underhttefrwurzelnwiestufe1;:-
germ.d-,2germ.d-,o;8-skr.hi-lat.ainratus,satus(s.140ff.)nachmeineransichtnocheindrittes
aufstellen sollen. Diese wurzelhaften elementen werden als consonantische (A die tnende, E die
tonlosekehlkopfspirans?,Odaskehlkopf-r?)aufzufassensein.

306

OnMllerscontributiontothelaryngealtheory,seeSzemernyi(1973:1-2,5-8).

135

ablaut * : e :  without schwa/laryngeal is attested in prefixed (V)C, interdigited
C(V)CandsuffixedC(V)positionsasfollows:
1.(V)C-*rean-Freude(withNeogr.*ran-,*eran-,*ran-):
 RV.ra-

 Gr.dC4@B- 
 Gr.b<~C4@B-

(m.)Ergtzen,Lust,Freude(WbRV.1135-6)
(m.)Freundesmahl,Schmaus(GEW1:547)
(a.)gefllig,angenehm,willkommen(GEW1:641)

2.C(V)C-*ueh-fahren,fhren(ablautNeogr.*uh-,*ueh-,*uh-):307
 RV.n()uh-
 Gr.}IB-

 Lat.ux-


(aoM.)zufhren(WbRV.1243,n(...)uhta[opt3sg])
(vb1.)bringen(GEW1:604,Pamph.8I}FK[3sg])
(pf.)fahren,fhren,tragen,bringen(WH2:742,ux)

3.C(V)-*dh-set(Neogr.*dh-,*dhe-,*dh-):
 RV.dadh-
 Gr.;8F-
 Gr.F;:-





(pf.)einsitzen,aufrichten(WbRV.670,dadhs[3pl])
(pt.a.)adoptiert(GEW2:897,;8FD[sgN])308
(pr.)setzen,legen(GEW2:897-8,F;:?<[1sg])309

TheNeogrammarianablautschemaNeogr.*:Tisunacceptablebecausenothingin
thevowel*assuchjustifiesthepostulationofschwa(and/orthelaryngeal).
(b)SeveralIndo-Iraniansuffixesi-generatedbytheablautschemataNeogr.*:T
havebeeninterpretedasautomaticallyrepresentingNeogr.*Tdespitetheambiguity
of OInd. i (= Neogr. *i or *T). In practice, however, all instances must be settled
throughcomparison.Thus,forinstance,
 RV.apidh- 

(m.)Bedeckung(WbRV.76,apidhn[plA])

doesnotnecessarilycontainNeogr.*T(cf.Lat.facimachen,usw.WH1:440-4)or
h1,owingtothecomparativelyconfirmedPIE*i-in:

dhi-setzen(ablaut*dhei-*dhoi-)








i.dei-

i.dai-

RV.iudhay- 
LAv.ni7aya- 
RV.iudh- 
RV.dadhi- 
Oi.ziki-


(pf.)setzen,legen(HEG3:19-23,de-i-i[1sg])
(pf.)setzen(HEG3:19,ta-it-ti[2sg])
(m.obl.)Kcher-(WbRV.277,iudhs[sgG])
(pr.)niedersetzen(AIWb.721,ni7ayeinte[3pl])
(m.)Kcher(WbRV.277,iudhs[N],iudhn[plA])
(red.pf.)setzen(WbRV.670,dadhim[1pl])
(iter.)festsetzen(HEG3:19,zi-ik-ki-iz-zi[3sg])


307

ThelackofalaryngealintherootisprovenbyHLu.uaza-(vb.)carry(CHLu.2.11.7,HLu.PES2()wa/i-za-ha[1sg]).

308

 The Greek normal grade is confirmed in RV. dhna- (n.) Kampfpreis, Beute, Schatz, Reichtum,
Gut(WbRV.654)withNeogr.*dhno-or*dhno-.
309

Bammesberger(1984:30)clarifies:FrdieUmbildungderParadigmatamsseninersterLiniedie
horizontalen Reihen betrachtet werden. Gegenber der Wurzel ;:- konnte 3. Pl. ;8@F (I) den
Eindrckerwecken,alslgehiereinquantitativerAblaut:vor.InhnlicherWeiseschiendasntPart.7B@F-(II)gegenberderWurzel7K-einenAblaut:aufzuweisen.BeiderWurzelEF-warder
dem
entsprechendeKurtzvokalaregelrechtimOptativEF4-:-undto-Part.EF4-FDvorhanden.

136

Theextensionhasnormalablautgrades, PIE*eini.dei-, PIE*oini.dai-and


zerogradeinOi.zi-(=RV.dhi-).
2. The monolaryngealism lacks meaningful ablaut patterns, explaining the surfacelevelvocalismoftheIndo-Europeanlanguages,anditalsoneedstobedevelopedin
relationtothevowelSZ*.
3. Mllers analysis of Neogr. * R **eE ( la Saussures eA and e) and the
generalizationoftheNeogrammarianablautschematahavecreatedaninconsistency
inthelaryngealtheory:Compensatorylengtheningdidnottakeplacein PIE*e(see
above) and there is no reason to expect a lengthening in Mllers *eE either,
especiallyasitcontainstheerroneouslypostulated*E(=LTh1).


2 .4.7 Neogr.*RPIE*
*a
*a
0. The comparative interpretation of the cover symbol Neogr. * matches that of
Neogr. *e, except for the long quantity. Accordingly, for the traditional long front
vowelthefollowingdefinitionholds:
 Neogr.*

R

PIE*
PIE*a
PIE*a

(SystemPIE).

In general, the treatment of the subsets is identical to the respective short ones,
exceptthatthereisnoconfirmedquantityavailableinOldAnatolian.Therefore,the
traditionalIndo-Europeanmaterialisutilizedinexamples.
1.ThesubsetNeogr.*R PIE*representsthecorrespondencetypecharacterized
bythecontinuationof PIE*andtheabsenceofanOldAnatolianlaryngealorany
other criteria implying PIE *a
 PIE *a in the rest of the group. The situation is
preserved,forinstance,in
 RV.vk-
 Lat.ux-
 OCS.vs-





(s.ao.)zufhren(WbRV.1243,v
[2sg])
(pf.)fahren,fhren,tragen,bringen(WH2:742,ux)
(s.ao.)fahren(Sadnik1063,vsu[1sg])

IntheabsenceofthelaryngealinOldAnatolian(cf.HLu.uaza-(vb.)carry(CHLu.
2.11.7, PES2(-)wa/i-za-ha[1sg])), an original PIE * not resulting from compensatory
lengthening(LTeh1)isreconstructedforProto-Indo-European.
2.ThesubsetNeogr.*RPIE*arepresentsPIE*(asdefinedabove),followedby
PIE*a.Thesubsetischaracterizedbythefollowingfeatures:thoughnoconfirmed

examplesfromOldAnatolianareavailable,intherestofthegroupboth PIE *aand


PIE * have been lost without assimilation (or colouring effect). In addition, the
languages that reflect Neogr. *T a
 often indicate this vocalism and/or some other
criteriaforthelaryngeal.AnexampleofthesituationispreservedinPIE*samen-
Same,Saat(P.889f.):
 Li.smen-
 Lat.smen-




(m.)Leinsamen,-saat(LiEtWb.774,smens)
(n.)Same,Geschlecht,Nachkomme(WH2:512)

137

 Umbr.semenia-

(f.)Same,Saat(WbOU.662-3,seme.nies[plDAbl])310

The Lithuanian acute implies the laryngeal,311 which is confirmed by the avocalisminPIE*saeto-:
 Lat.sato-

 OGaul.sato- 

(n.pl.)cultivatedplants,offspring(OxLatD.1692)
(PNm.)Sohn(ACSS.2:1381,satus[sgN])

3.ThesubsetNeogr.*R PIE *arepresents PIE *following PIE*a.Thoughno


confirmedOldAnatolianexamplesareavailableintherestofthegroup,both PIE *a
and PIE * have been lost without assimilation (or colouring effect). Furthermore,
thelanguagesthatreflectthequalityNeogr.*Ta
oftenpreservethisvocalismand/or
someothercriteriaforPIE*.Thesecircumstancescanbeexemplifiedbytheisogloss
PIE*diau-Himmel,Zeus:

 RV.diu-
 Gr.98-




(m.)Himmel(WbRV.604,RV.diu[N])
(dm.)sky-god,Zeus(GEW1:610-1,98D[sgN])

Here the Rig-Vedic hiatus, implying PIE *, is supported by the Dorian | in forms
withouttheextension*u-:
 Do.9|-
 RV.dy-




(m.)Zeus(SchwyzerGrGr.1:576f.,9|D[N],9|@[A])
(m.)Himmel(WbRV.604,dym[sgA])

4. The long vowels PIE * * are confirmed for Indo-European languages beyond
any shadow of a doubt. Attempts to eliminate these by means of compensatory
lengthening,312 accent313 or other processes have met with failure.314 Thus, the
postulation of laryngeals based on quantity (and the root axiom C1eC2C3-) is
unacceptableinthefollowingcorrespondencetypes:
 i.a#a-
 OLat.
s
-




(c.)Feuerstelle(HEG1:196,a-a#-#a-a#[sgN])
(f.)AufbauzumOpfern,Altar(WH1:61,
sa)


310

 Note that in an archaic spelling of the word Umbr. sehmenia- (f.) Same, Saat (WbOU. 662-3,
sehmeniar[sgG]),alaryngealappearsexactlyinthepredictedposition.

311

SincePIE*earesultsinshortvowelIEewithoutcompensatorylengthening,thequantityofthis
class(Lat.,Li.,etc.)mustrepresenttheoriginalstateofaffairs(i.e.thatofPIE*a).

312

Fromatypologicalpointofview,Saussurescompensatorylengtheningwasbaselessfromthevery
beginning, as pointed out by Lindeman (1997:24, fn3): It should be noted in this connection that,
accordingtoSt.R.Anderson LinguisticInquiry12,1981,516:Apparently,compensatorylengthening
doesnotariseunlessalanguagealreadyhasdistinctivelylongvowelsand/ordiphthongs[]languages
donotdevelopanewlengthconstrastsolelythroughtheoperationofcompensatorylengthening.
313

 Streitberg (1900:305-415) postulated a compensatory lengthening of a stressed vowel in an open
syllable if a following syllable was lost (e.g. pedos O Lat. ps). This was correctly rejected by
Wackernagel(AiGr.1:68)andBloomfield(1895:5f.),whoreferredtomanynounsofthe*bhrostype
thathadsurvivedwithoutbecomingbhrs.
314
NotethatKuryowicz(1962:113)laterwithdrewhisearlierideas:DieTatsache,daaufGrundvon
Formenmite-VokalismusFormenmitderSchwundstufei,u,mitderAbtnungo,mitderDehnstufe
 usw. gebildet werden, kann nicht als Beweis gelten, da smtliche i, u, o,  usw. sekundren und
relativsptenUrsprungssind.

138

Since compensatory lengthening did not take place, a laryngeal h1 in LT h2eh1s- is
unmotivated and PIE *as- (i. a#- = OLat.
s-) with PIE * (Lat. pd-, etc.) is
postulated.


2 .5 PIEAblautandPIE*inSystemPIE
2.5.1 PIE*a,*aandtheProto-Indo-Europeanablaut
0.TheappearanceofNeogr.*T(= PIE*a)andi.(= PIE*)indiphonemic PIE
*aand PIE*aleadstoabreakthroughinthelaryngealproblem.Inthecontextof
research history, the diphonemic PIE *a *a represents a synthesis in which the
vocalic aspect of the traditional reconstruction Neogr. *p(T)ter- father and the
consonantal aspect of the laryngealist reconstruction LT *p()ter- idem have been
interpolated in a prototype comprised of both components in PIE *pater-. As the
diphonemic PIE *a *a suffices to solve all segmental problems of the PIE
phonology,thelaryngealcrisisoftheIndo-Europeanlinguisticspromisestosoonbe
resolved.
1.Brugmannseight-vowelsystem
 Neogr.*T

*a

*


*

*

*o

*

*e

*

andthesinglelaryngealreconstructedonthebasisofOldAnatolian
 PIE* 

R

i.,Pal.,CLu.,HLu.

solvethelaryngealproblembycombiningthetraditionalNeogr.*T(PIE*a)andthe
modernreconstructionsofPIE*intodiphonemicPIE*a*a.Ameasurabletraceof
PIE*aisoccasionallypreservedinthemetricscansionofRig-Veda,notonlyproving
PIE *a but also PIE * with hiatus. By way of illustration, though no Old Anatolian
forms of PIE a- treiben (P. 4ff.) have been identified, the diphonemic *a is
confirmedbytheform
 RV.prijman-

(m.)Umwandler,Herumwandler(WbRV.785).

The stem requires a four-syllabic scansion in RV. 1.122.3, and as Grassmanns
scansion PIIr. parijam
 is impossible (PIIr. *a cannot be lost), PIE *periamen-
(PIIr.*pariTman-)remainsthesolepossibleprototype.Since PIE*isrequiredby
hiatusandPIE*abythefourthsyllable,onlyPIE*acanbereconstructed.
(a) Since PIE * (= i ) and PIE *a (= Lat. a : OInd. i) are well-defined, their
appearanceindiphonemic PIE*+aand PIE*a+doesnotviolatethecomparative
rules. On the contrary, just such prototypes are required in order to explain the
materialinaregularandconsistentmanner.
(b)ThediphonemicsynthesisallowsthereconstructionofallattestedIndo-European
ablautgradeswiththePIEablaut*eo,asindicatedin:
 *a-

Lat.amb
gsUmgang,Do.EFC4F46DHeerfhrer,etc.

139






*ae-
*a- 
*ao-
*a-

Lat.ag(be)treibenGr.^6K,RV.jati,Av.azaiti,etc.
RV.jmn-Bahn,RV.prijman-Umwandler(four-syllabic)
Gr.r6?B-Schwad,Reihe,RV.jma-dieBahn,derZug
Gr.\6K6DFhrer,OIcl.kdrove(orPIE*Ya-?)

Inaddition,theperfectin*withoutcolouringeffectisaccountedforby
 *a-



Lat.g(be)treiben,fhren,Gr.i6?4<[1sg].

ToaddressthefullrangeofIndo-Europeanablautvariation,aninductionhypothesis
statingtheexistenceofdiphonemic PIE*a*aissetforth,phonologicallytestedin
thisstudyandconfirmedinextensointhePIELexicon.
2. Brugmanns eight cover symbols Neogr. *T a
  o  e  have the following
upgradedvaluesinSystemPIE:












Neogr.:


[=T]
*T[=]
*a

*


*o

*

*

*e

*


Indo-European:



Gr.:OInd.
Gr.4:OInd.i
Gr.4:OInd.a
Do.:OInd.

Gr.B:OInd.
CV
Gr.B:OInd.a
Gr.K:OInd.

Gr.8:OInd.a
Do.:=OInd.














SystemPIE:


PIE*a(in*a
a)
PIE*(in*
)
PIE*ae
ea
PIE*a
a
PIE*oa
oa

PIE*o
ao
ao
PIE*
a
a
a
a
PIE*e
ea
ae
PIE*
a
a

By means of these reconstructions, the traditional eight correspondence sets have
been interpreted in terms of the simple phonemes PIE * *a * *. Since all cover
symbols can be presented in terms of System PIE, diphonemic PIE *a a is the
sufficientconditionforthesolutionofthelaryngealproblem.315Thisbeingthecase,I
congratulate Zgusta, Szemernyi, Laroche, Burrow, Tischler and others for their
correctpostulationofthesinglelaryngeal PIE*(Ri.),andforthebreakthrough
thatthisallowedinthereconstructionofProto-Indo-European.316
3. Since Streitberg (1900:307), schwa and the zero grade have been taken to
indicate vddhi (or Dehnstufe; see Streitberg (1900:305-415)) with two different
origins.317InSystemPIE,onlyoneablautoccurs,thepattern
 PIE

*

*o

*e

*

(ABLAUT).

Fromthisbasicpattern,theablautwithschwaresultsinenvironmentPIE*aand*a
(=ABLAUT+).

315

Withthis,Eichners(1988:128)criticismofthecomparativemethodlackingtheoryisoutdated.

316

 Thus, crediting Szemernyi, Burrow (1979:vi) writes: [...] there was only one laryngeal in the
original[P]IEinventoryofphonemes,namelythatwhichappearsinHittiteas.
ForasummaryoftheNeogrammarianvowel/ablautsystem,seeBrugmann(Grundr21:93).

317

140

4.ThemaximalablautconsistsofallpermutationsofPIE*a,*aandPIE*:o::
e:.Forasingleablautvowelinafixedposition,oneobtains:







PIE


PIE
PIE
PIE
PIE

*:

*a
*a
*a
*a

*o:

*ao
*ao
*oa
*oa



*a
*a
*a
*a

*e:

*ae
*ae
*ea
*ea

*:

*a
*a
*a
*a

RABLAUT






Ra+ABLAUT
Ra+ABLAUT
RABLAUT+a
RABLAUT+a

All Indo-European ablaut patterns (e.g. Neogr. *e :  : *o, Neogr. *


, *, * : *T,
Neogr. *a : o and Neogr. *
 : e Grundr2 1:170-178) are subsets of the table (i.e. in
termsofpatterning,theproblemofIndo-Europeanablautvocalismhasbeensolved).
5.Puhvel(1960:35)writes:
Until and unless there is a proof to the contrary, we are well advised to work with
reasonablybroadlydefinedsymbolism.318

Asthecomparativemethodpermitsuseofasinglelaryngeal PIE*(in PIE*a,a)


andvowelsPIE*:e::o:,itcanbehopedthatthemostcapableIndo-European
linguistswillbewillingtoreducethenumberoflaryngeals319byremovingtheitems

h1, h3,...(whichcontradicttheexistingIndo-Europeanablautvariation)320fromthe
phonemeinventory.321
6. In terms of Proto-Indo-European vowel quantity, in particular the following
shouldbenoted:
(a)OwingtothealternationsPIE*e:andPIE*o:,thequestionoftheexistenceof
?
?
PIE*
(thelongcounterpartof PIE*a)canbeposited.If PIE*
didexist,itwould
have collided with PIE *
+e, e+
. Despite my best attempts, I have so far been
unabletoverifyorfalsify PIE*
?;accordingly,only PIE*aisreconstructedinSystem
PIE.
(b) Quantity is sometimes understood as a suprasegmental, but the definition
depends on notation. In the presentation of Indo-European languages, various
conventionshavebeenused,themostimportantofwhichare:

318
 Compare also Anttila (1969:69): [...] until the triple full-grade outcome CeRa/e/o can be solved
withoneHwithoutassumingothernonexistingrootshapes,ImustgoonwritingE,A,andO.
319

CompareTischler(1980:498):AngesichtsalldieserSchwierigkeitenistmanversucht,eineLsung
nichtinRichtungeinerVermehrung,sondernvielmehrineiner ReduzierungderZahlderLaryngale
zu suchen, wie dies auch tatschlich schon mehrfach, so von Zgusta (1951) und Szemernyi (1967)
vorgeschlagenwordenist.
320

SeealsoTischler(1980:500):NunversttzwarderAnsatzvonLauten,dieberallgeschwunden
sindundnirgendsSpurenhinterlassenhaben,nichtgegendieGesetzederLogik,eristaberinsofern
unwissenschaftlichimSinnederEmpirie,alserwederverifizierbarnochfalsifizierbarist.

321

 Such loss is by no means critical, of course, because it has been admitted by Puhvel (HED 3:v):
LaryngealsdonothavethesameconfirmedepistemologicalstandinginestablishedIndo-European
grammarasdothetraditionallypositedphonemes.

141

1.Thesuprasegmentalconvention,favouringanindicatorabovethevowel(e.g.
OIcl.,Li.,OCS.,PIE*,etc.).
2. The segmental convention, representing quantity with two successive short
vowels(e.g.Osc.aa=/a:/andGr.Kstandingfortwosuccessiveomikrons).322Asfor
correct notation, the matter has at least been pondered. As Koerner (1985:335)
points out, already Saussure had considered a1a1 (ee) parallle aux combinations
a1A,a1i,a1n[i.e.*eA,ei,en]etc.,buthearguedinfactthatthiswouldleadtocontresens(Mmoirep.141).
HereandinthePIELexicon,anotationwithmacronPIE**isusedinsteadof
PIE*ee*oo.Themattermaybemorethanjustaconvention,becausePIE*eeand*oo
allowmoredistinctionsofaccent(PIE*evs.e,etc.)thanPIE*(onlyPIE*),andit
mayyetturnoutthatthechangeofnotationisnecessary.


2 .5.2 AblautPIE*:*o::*e:*
0.Theablautalternation PIE*:*o::*e:*iswell-attestedinIndo-European
data and thus secured beyond doubt.323 The alternation discussed in this paragraph
can be exemplified with the root *legh- (sich) legen (P. 658-9), preserving all five
ablautgradesin:
(a)PIE*lgh-(*-grade)
 OIcl.lg-

 OHG.luog- 
 OCS.v&laga-

(n.)LagerbestandfreinenTag(ANEtWb.364)
(n.)Hhle,Lager(WH1:768,OHG.luog)
(iter.)hinelegen(Sadnik444,v&lagati[inf.])

(b)PIE*logh-(*o-grade)
 i.laga-

 Go.lagja-

 Gr.@4G>BI}K

(vb2M.)liegen(HEG2:16,la-ga-a-ri[3sg],or*?)
(vb.)legen(=F<;}@4<lay,GoEtD.233)
(pr.)tolieinharbourorcreek(LSJ.1162)

(c)PIE*lgh-(zerograde)
 TochA.lalku 

(pt.)iactus(Poucha267,lalku[sgN])

(d)PIE*legh-(*e-grade)
 Gr.>}I-
 OCS.leg-




(aoM.)laydown(GEW2:110-2,Gr.>}=FB[3sg])
(vb.)sichlegen(LiEtWb.350,le(ti[inf.])

(e)PIE*lgh-(*-grade)
 Li.lg-
 OIcl.l
g-
 OHG.l
ga





(vb.)niederlegen(LiEtWb.350,Li.lgti[inf.])
(a.)niedrig,gering,unbedeutend(ANEtWb.344,l
gr)
(.)Lage,Lager,Hinterhalt(ANEtWb.344)


322

ForP
iniandLatinandGreekauthorsonquantity,seeAllen(1953:15-6).

323

Forexamplesoftheablaut*:e::o:,seeSzemernyi(1996:84-7).

142

1.SimilarexamplesoftheablautPIE*:*o::*e:*caneasilybeextractedfrom
thedata:
(a)ped-Fu(boden),Platz(vb.)gehen,fallen(P.790-2)






*pd-
*pod-
*pd-
*ped-
*pd-

:
:
:
:
:

Do.D[sgN],Go.fotus[sgN](=RV.p
d-)
Gr.B74[sgA],Li.pdas[sgN],i.pada#[sgN]
Gr.b574<[plN],LAv.frabda-,LAv.abda-(AIWb.96)
Gr.87|[prep.],Arm.het[sgN],Lat.pedis[sgG]
Lat.ps[sgN],Li.pd[sgN],Gr.:7|K[1sg]

(b)bher-bringen,tragen,usw.(P.128-32)






*bhr-:
*bhor-:
*bhr- :
*bher- :
*bhr- :

Gr.HCTief,RV.bh
r-(m.)Brde,Last(WbRV.933)
Gr.HCBD,Go.bar,OCS.s&bor&,Lat.fors
Gr.7HCBD,LAv.bTrTt-,OPers.hubarta-,RV.bht-
Hom.H}CF8[2pl],Lat.fert,RV.bhrti,gAv.barTt%
Go.berum(GoEtD.57),RV.bh
r-(WbRV.961)


(c)ueh-bewegen,ziehen,fahren(P.1118-20)






*uh-:
*uoh-:
*uh- :
*ueh-:
*uh-:

OInd.v
hyati(orwithPIE*asinMidHG.w
gen?)
Gr.()pI}K[1sg],Go.ga-wagjan[inf.],OIcl.vagn[sgN])
RV.n(..)uh-(WbRV.1243,n(...)uhta[opt3sg])
Lat.ueh,Pamph.8I}FK,Li.ve(,LAv.vaza-
Go.weg-,Lat.ux,RV.v
,OCS.vs&

There is no laryngeal in Old Anatolian (see i. lag-, i. pada-, HLu. uaza-
respectively) or any other factor that could explain the common Indo-European
quantityandquality,excepttheablautPIE*:e::o:itself,whichmusttherefore
reflecttheoriginalstateofaffairs.
2.SomeofthevowelsofthefullablautPIE*:*o::*e:*maybeabsentfrom
the attested data. Thus, for instance, the root P. *sek- sehen (897-8) has the
vocalizations PIE*(Go.seSu), PIE*e(Go.saiSansehen), PIE(OIr.rosc(m.)
Auge, Blick) and PIE *o (Go. saS). The existence of PIE * remains unproven,
becausetherootvowelofi.#akua-[plNA](n.)Augenisambiguous(either PIE*o
or *). In order to account for such gaps, the complete solution for the ablaut
problem,consistingoftherulesgoverningthealternation PIE*:*o::*e:*,is
requiredinthefuture.
3. Ever after the Sanskrit grammarians,324 numerous attempts have been made to
derive the ablaut vowels from each other.325 As pointed out already by Courtenay
(1894:53f.), the accent must be excluded as the cause of PIE *o-grade (see also

324

 Szemernyi (1996:111) writes: [...] the Indian grammarians in their theory of vowel gradation
startedfromthezerogradeasthebasicformandaccountedfortheothertwogradesasarisingfromit
bysuccessiveadditionsofa.
325
Thetermablaut,coinedbyJacobGrimm,suggestsaremovaland/orreplacementofvowelinthe
rootandshould,therefore,beunderstoodasaconventiononly.

143

Szemernyi1996:121).Generallyspeaking,theexistenceofthefivedistinctions(PIE
**e*o*)doesnotofferanypossibilityofreducingthesystem;thisis
becausenoreductionhashappened.Theonlyviewthatdoesnotleadtoinconsistency
istheoriginalityoftheablaut PIE*:*o::*e:*,sincenoviolationof exnihilo
nihilensues:thezerogradeisnotaweakening(Schwchung)ofPIE*e,nordoesPIE
*oreplace PIE*eunderanyconditions,butthefivevocalizationsreflecttheoriginal
stateofaffairs.326
4. As is obvious from Szemernyis (1996:92n1) recent comment concerning the
absence of any purely descriptive account of the Proto-Indo-European ablaut, the
currentstateofresearchremainsfarfromitsgoalsinthisparticularregard.327Asthe
main obstacle  the laryngeal problem  has been solved, the corner has also been
turnedintermsoftheanalysisofthePIEablaut.Inordertoillustratetheresulting
transparency,Iquoteacoupleofwell-knownwordswithPIE*:*o::*e:*:
(a) PIE*pater-father(P.829,Neogr.*pTter, LT*ph2ter).ThefullablautPIE*:
*o::*e:*hasbeenpreservedforthesuffix,asindicatedin:328
 *patr-
 4F~C

*pater-
4F}C8D

*patr-
4FCD

*pator-
8t|FBC8D

*patr-
8t|FKC

Fortheroot PIE*pa-(usuallyonlycomparedintermsofthevocalismsLat.pater:
RV.pitr-),numerousotherablautvocalizationsareactuallyattested:






PIE*pea-

gAv.patar-(m.)Vater(AIWb.905,patarm[sgA])
PIE*poa-
Osc.7<BF8C<-(m.)Iuppiter(WbOU185-6,7<BF8C8D)
PIE*p/a- TochB.p
cer-(sb.)father(DTochB.365,p
cera[NA])
329
PIE*p/a- TochA.p
car-(m.)pater(Poucha165) 
PIE*pa-
gAv.fTdr-(m.)Vater(AIWb.905,fTdri[sgD])

(b) PIE*eo-horse(P.301-2).Inadditiontotheoft-quotedvocalism PIE*e(Lat.


equus:RV.!va),thereisan*o-graderootform PIE*ou-confirmedbymultiple
witnesses:





Li.a#v-

HLu.a#ua- 
Thrac.BGF|E<B-
OPr.aswina- 

(f.)Stute(LiEtWb.20,a#v[sgN])
(c.)Pferde(CHLu.10.42.4,(EQUUS)-s-wa/i-za)
(PNm.)-(?)-(P.301,BGF|E<BD[sgN])
(n.)Kobilmilch(LiEtWb.20,aswinan[sgNA])

ThecorrespondingvddhiisattestedinPIE*u-Ro:

326

Szemernyi(1996:83)writes:Vowelalternationsofthiskind[=PIE*:e::o:]arefoundin
theotherIndo-Europeanlanguagesalso.Astheycorrespondexactlyintheirbasicschemeandcannot
beexplainedwithinthehistoriesoftheindividuallanguages,theymustnecessarilybe inheritedfrom
Indo-European.

327

Forbasicproblemsoftheablautintheliterature,seeSzemernyi(1996:83n1).

328

Seealso,forexample,PIE*anr-man,personinGr.\@~C:\@}C4:RV.n-:\@BC}4:\6~@KC
(GEW1:107-8).
329
Lat.pap
t-(m.)Erzieher(WH2:249)impliesthebasePIE*pa-,whichcouldalsobecontained
inTochAB.p
-(andforwhichPIE*pa-alsoremainspossible,however).

144

 RV.
!-

 HLu.asu-

 i.a#u#ani- 

(m.)Ro(WbRV.187-8,
![N],
!um[A])
(sb.)horse(CHLu.1.1.8,EQUUS.ANIMAL-s)
(Lc.)Pferdetrainer(ofKikkuli-)(HHand.28)

If the quality PIE *e of OPers. asab


ra- (m.) horseman (OldP. 173) matches with
thecorrespondinglongvowelin
 OPers.hu
sab
ra- (m.)goodhorseman(OldP.177,uv
sab
ra[sgN]),
thestem*u-isalsodocumented.Finally,thezero-graderootisattestedin
 LAv.aZwarTspa-

(m.)EN.einesGlubigen(AIWb.578).330

Thus,aswiththeroot PIE*pa-,remnantsofpracticallyallfiveablautvocalizations
havebeenpreserved.
5. Laroche (DLL 134 [16.]) mentions the alternation i. e : CLu. a in Old
Anatolian:Lelouvitealevocalisme a,enfaceduhittite e/idanslesmots: a -tre:
hitt. e -. wa - vtir : Hitt. we - [...]. While Laroches observation is admittedly
correct,itdoesnotwarrantpositingofthesoundlawPIE*e,CLu.a,HLu.a.
(a)ThereareHittiteformswith/a/directlycorrespondingtotheLuwianones(cf.i.
a#-sein=CLu.a#-,i.ua#-bekleiden=CLu.ua#-,etc.).TheHittiteformscannot
beexplainedwithasoundlawbecauseformswithi.earesimultaneouslypreserved
(respectively,i.e#-,ue#-).
(b)ThereareLuwianformswithpreservedPIE*eand/orPIE*:
 CLu.#eual- 
 HLu.satara-
 HLu.ARHAlsa-

(n.)Lampe(?)(HEG2:977,1090oderDolch?)
(sb.)throne(CHLu.1.1.16,(THRONUS)i-s-tara/i-ti)
(vb.)separate,delimit(CHLu.5.2.2,li-sa-ha[1sg])

Intheseexamples,CLu.e(=HLu.e)isalsoparalleledbyi.e:
 i.e#a-
 i.l#a-




(vb.)sichsetzen(HEG1:77,e-#a)
(vb.)(auf)lesen,sammeln,aufrumen(HEG2:64)

In such circumstances, Lu. a = i. a and Lu. e = i. e; no sound law PIE *e,  
CLu.a,HLu.acanbepostulated.LuwianhadatendencytopreserverootswithPIE
* instead of PIE * (as is the case, for instance, in Aeolian Greek), but even this
remainsuncertain,owingtotherelativelysmallcorpusofLuwian.
6.Szemernyi(1996:41)supportsthesuggesteddevelopmentPIE*eLat.obefore
PIE*uin

 OLat.nouosnew

:

Gr.@8()Dnew

(P.769).

Despite the undeniable Lat. o : Gr. 8, it is noteworthy that Lat. o is paralleled by
multiplelanguagesthatalsoimplyPIE*o,namely:
 OCS.nov&

(a.)neu(Sadnik583,nov&[m],novo[n.],nova[f.])


330

 For the border of segmentation in LAv. aZwarTspa- compare LAv. aZwarT.zangra- (a.)
vierfssig(AIWb.578).

145

 TochB.naw
ke
(m.sg.)novice(DTochB.331,naw
ke)
 OGaul.nouiod%no- (URUn.)Neuenburg,Neustad(LiEtWb.488)
 Li.na$ja-

(a.)neu(LiEtWb.487,na$jas[sgN])
Since PIE *e is excluded, it is simpler (viz. Occams razor) to understand Lat. o as
original and explain the alternation PIE *neo- : *noo- with an ablaut. Such an
alternation, resulting in root variants that only differ in terms of PIE *e/o, is
commonplaceintheallIndo-Europeanlanguagesthatpreservesuchdistinctions:
(a)leu-,lou-waschen,baden,usw.(P.692)
 LinB.>8BFCBIBB- (m.)bath-pourer(GEW2:138,re-wo-to-ro-ko-wo)
 Hom.>B8FC-
(n.)dasBad,derBadeort(GEW2:138,>B8FC@)
(b)leuk-,louk-leuchten(P.687-690)
 OGaul.leucetio-
 OGaul.loucetio-

(m.)marsl.=G.desBlitzes(ACSS.2:194)
(m.)marsl.=G.desBlitzes(ACSS.2:194)

(c)teku-,toku-fliessen,laufen(P.1059)
 OCS.teenije 
 OCS.toenije 

(n.)dasFliessen,Fluss,Lauf,Gehen(Sadnik953)
(n.)dasFliessen,Fluss(Sadnik953)

The provability of two distinct vowel qualities PIE *e  PIE *o in all languages (in
Indo-Iranian through the second palatalization) is now confirmed by Brugmanns
LawII,necessitatingPIE*oinPIE*oCVOIIr.*
CV.Accordingly,studyofthePIE
vowelsystemisshiftingfromthelaryngealistpre-proto-languagewithafundamental
*e331tothefullablautPIE*:e::o:.


2 .5.3 ProtheticablautPIE*:*o::*e:* 332 


0.Thetermprotheticvowel,conventionallyreferringtothealternationofvowelsin
root-initial position, has been outdated ever since the emergence of Old Anatolian.
Properlyspeaking,thetermerroneouslyconnectstwodistinctsubsets:
(a) The prothetic vowels proper, referring to root-initial vowels PIE *  *
withoutalaryngeal(i.e.roots*C-,C*C-),and
(b)TherootsbeginningwiththelaryngealPIE*oftheshape*C-,*C-*C-.
Thenecessarydistinctionbetweenthesubsetsisdrawninthisstudybyrestrictingthe
term prothetic vowel only to the roots (a) and by using the descriptive term
laryngealrootfortheitemsbelongingto(b).


331

 Mller (1906:xiv) writes: Es gibt im Indogermanischen nur a-Wurzeln (oder, wenn man frs
Indogermanische lieber will, e-Wrzeln, was fr die Sache dasselbe), den semitischen a-Wurzeln
entsprechend.

332
 For the prothetic vowels, see Szemernyi (1996:129-30), Schwyzer (GrGr. 1.411-413) and Anttila
(1969:89).

146

1. According to a convention dating back to the Neogrammarians, the prothetic
vowels are prefixes. The prothetic vowels (see Szemernyi 1996:6.4.7.3) have been
preservedespeciallyinArmenian(Grundr21:433)andinGreek(Grundr21:436),but
scatteredremnantsappearpracticallyinallbranches.TheoutdatedNeogrammarian
terminology,occasionallyallowedtorefertoprothetic*aaswell,canbecorrectedby
restricting the prothetic vowels (symbol ) to the pure vocalic prefixes without a
laryngeal,asexpressedbythedefinition




R

PIE*e
*
*o
*

(isaprotheticvowel).

Asforkeyfeaturesoftheprotheticvowels,notethefollowing:
(a) In Greek (the language with the most documentation of prothetic vowels), an
internalalternationbetweenprotheticvowelsandzero(:)iscommonplace:Gr.
I;}D = bI;8D; Gr. =}>>K : p=}>>K : Gr. ;}>K : b;}>K, Gr. b=8@BD : =8@BD (see
Schwyzer(GrGr.413)fortheseandadditionalexamples).Thisistosay,theprothesis
representstheprefixbydefinition.
(b) The alternation  :  is externally confirmed by the disagreement of Armenian
andGreekprotheticvowels.Thus,ononehand,theprotheticvowelArm.eappears
withoutanycorrespondingreflexinGreek:
PIEa-gehen,usw.(P.463-5)






Gr.5|-
Li.g- 
Arm.ek-
Arm.ek






(vb.)walk,step,etc.(LSJ.302,5|F:@[3du])
(vb.)gehen(LiEtWb.161,gti[inf.])
(sb.)Ankunft(ArmGr.1:441,*i-stem)
(sb.)CBE~>GFBD,arrivedat(ArmGr.1:441)

Ontheotherhand,Greekcanhaveaprotheticvowelwithoutacorrespondingitemin
otherprotheticlanguages:
PIEla-treiben,fahren,gehen(P.306-7)








lea-
i.laa-

TochB.la-

TochB.la-

Arm.l-


 

(c.)Feldzug,Reise(HEG2:8,la-a-a-a[Dir.])
(vb.)exithouse(Krause1952:192,lat[2sg])
(vb.)emerge,comeout(DTochB.552,la[3sg]) 
(ao.)hinausgehen,hervorgehen(ArmGr.441,el[3sg])

ela-

 Arm.el-

 Do.b>|-

 MidCymr.elw-

(sb.)Ausgang,Aufgang(ArmGr.441)
(vb.tr.)treiben(GEW1:482,Cos.b>|FK[3sg])
(vb.)gehen(MidCymr.elwynt[conj.3pl.])

Diagnosticallythereisnolaryngeal(oranytraceofavowel)inOldAnatolian,which
securesthetraditionalinterpretationofprotheticvowels.
2. A competing explanation for the prothetic vowels emerged when Mller (1880)
suggestedthatthetraditionalrootsNeogr.*eC-,oC-,aC-,reflectingtheProto-IndoSemiticrootstructureC1C2(C3),mustcontaintworadicalconsonantsandbeofthe

147

form LT EeC-, AeC-, and eC-.333 According to this interpretation, the prothetic
vowelsprovidedirectevidenceofthelaryngealsh1h2h3.Thoughtrueoftheroots
Neogr. *aC- (i.e. PIE *aeC, *eaC), the automatic replacement of prothetic
vowelsPIE*C,C,C334withthelaryngealsh1andh3iserroneous:
(a)Szemernyi(1967:92-93)iscorrectinstatingthat[...]thereisnointrinsicreason
whyweshouldattempttoreduceall[P]IErootstoasingletri-phonemicpatternof
theCVC-type[...].HealsodoeswelltodenythattheSemitictypologyisbindingfor
[P]IE.
(b) The replacement of prothetic vowels with h1eC and h3eC is a violation of the
ruleofambiguity:as PIE*eC,*oC(withoutlaryngeal)ispossible,noreconstructive
postulateslikeh1andh3areallowed(becausethiswouldleadtoinconsistency).
(c) The postulation of the laryngeals h1 and h3 based on the prothetic vowels is a
violationof exnihilonihil,becauseinthemidmostterm(zerograde)oftheprothetic
patternPIE*C,C,Cthereisnotraceofalaryngealorvowelinprotheticlanguages
including Old Anatolian; the laryngeals h1 and h3 are falsified by the data. The
root PIEs-be(P.340-2),whichappearswiththeprotheticstem PIE*es-,iswritten

LT h1es- on the basis of the Proto-Indo-Semitic root hypothesis. Against this,
however,itmaybenoted:
1.InGreek(aprotheticlanguage),thereisnotraceofaninitiallaryngealinthe
identitycorrectlyreconstructedalreadybyWaldeandHoffmann:
 *senti 

Do.(h)b@F,Umbr.sent:Go.sind:RV.snti(WH2:628-9).

2. In Old Anatolian, a prothetic vowel is likewise absent in Hieroglyphic
Luwian:335
 HLu.sa-

(vb.)tobe(CHLu.2.34.1,sa-t[3sg],10.17.6,sa-ta[3pl],etc.).

In these contexts, the laryngealist rule is of the unacceptable form   h1. And in
thisconnectionitshouldbenotedthatfollowingthediscoveryoftheOldAnatolian
languages,itwasimmediatelyobviousthatMllers*E(=*h1)hadnocounterpartin
Anatolian. Since Kuryowicz (1927), the laryngeal theory has interpreted336 the
scenarioasalossofthelaryngeal


h1Oi. 

i.e-e#-ziis(HEG1:76)=Gr.bEFis(P.340-342),


333

Benveniste(1935:152)writes:Laprothsevocaliquedugrecetdelarmnienadonc,aumoinsen
partie,unfondementtymologique:cestleresteduneinitialeT-antconsonantiquedansuneracine
suffixeltatII.
334

SeeMessingapudAnttila(1969:89):[...]onecannotrelyontheprotheticvoweltoalwaysreflecta
laryngeal(e.g.Messing191).

335

 Note that in most of the examples belonging here, there is no initial-a-final , but the prothetic
vowelisentirelyabsent.SeeHawkins(2003:159-161).

336

 Eichner (1973:53) writes: Uridg. H1 wird in den anatolischen Sprachen in allen berzeugenden
EtymologienlediglichdurchNull.Forexamples,seeEichner(1973:54-55).

148

but in the face of the reverse IE   h1 it must be noted that h1 was incorrectly
postulated.337
(d) The laryngealist postulation of h1 and h3 is based on a misinterpretation of
incomplete data through a direct comparison of unequal protheticand nonprothetic forms. In this procedure, the prefixed and prefixless forms are directly
comparedinspiteoftheexistenceofprotheticvowelsinnon-protheticlanguagesas
well.Toillustratethispoint,onemaycitethe LTconstructionforapresentparticiple
oftheroot*s-tobe:
 Gr.b@F-(LinB.e(h)ont-)=RV.snt-(gAv.hant-) 

LT*h1snt-.

However, both the prefixed (PIE *esont-) and prefixless (PIE *sont-) participles are
paralleledbyatleasttwowitnesses,andthereforetheyaregenuine:
 PIE*sont-
 PIE*esont-

Gr.(h)r@F-(pt.),RV.snt-(pt.),gAv.hant-,OLi.sant(pt.f.)
Gr.b(h)@F-,LinB.e-o[sgN],e-o-te[plN],Li.s ti-(pt.f.)

(e) From the comparative point of view, the laryngeal theory overgenerates quasiroots with obsolete root radicals, thus systematically misleading the etymology. In
ordertoillustratethis,Ioffersomethree-laryngealistconstructionsobtainedthough
theSemiticrootaxiom:






i.amiant-
HLu.auli-
i.ade#-
CLu.ela-
i.aladari-

(pt.a.)small 
(c.)hammer 
(n.)axe

(vb.)wash 
(.)Obstkchen?

:CeC.-
:CeC.-
:CeC.-
:CeC.-
:CeC.-

O
O
O
O
O

LT

h3emi-
h1/3eh2u-

LT h3dhes-

LT h1elh2-

LT h3eToTori-

LT

The generation of the quasi-roots LT h3em- h1/3eh2- h3edh- h1el- h3eT- is
completely misleading, because such items suggest that problems are being solved
while in reality the real (comparative) etymologies are left unstudied. The latter,
however,canbeachievedbysegmentingtheprotheticprefixes:
1.mi-klein,schwach(P.711)338






LAv.maya- 
i.ameiant- 
Osc.min-

Gr.?<@KCB-
Gr.?<@;K 

(pr.)zuGrunderichten(AIWb.1141,maya[3sg])
(pt.a.)klein,schwach(HEG1:22,a-mi-ia-an-za[sgN])
(a.)klein(WH2:92,min[sgN])
(a.)kurzeZeitlebend(GEW2:242,?<@KCBD)
(vb.tr.)verkleinern,vermindern(GEW2:242)

2.aul-schlagen,kmpfen;Hmmer,Hammer
 i.ula-

 HLu.auli- 

(vb.)schlagen,bekmpfen(HEG1:275,u-ul-la-i)
(c.)hammer(CHLu.12.1.4,(MALLEUS)-hu-li-na)


337

 Hendriksen (1941:43) explains: Bei den Beurteilung der -losen Wrter knnte man auf den
Gedankenkommen,dasssiekeinenLaryngalenhaltenhaben.

338
Forthisetymology,Seebold(1988:510)writes:Heth.amijant-kleingehrtwohlzu.1.minususw.,
sodatrotzgr.minvon*(e)mi-klein(er),mind(er)auszugehenist.

149

 OPr.%lin-

(cs.)kmpfen(APrS.453,%lint[inf.],HEG1:275)

3.dhes-(sb.)Axt,Beil(a.)scharf,spitz(P.272)






i.ade#-

OEng.adesa 
Gr.;B(h)- 
OInd.dh
sa- 
Gr.F8;(h)K- 

((URUDU)n.)Axt,Beil(HEG1:94,HHand.29)
(m.)addice,adze,ascia(ASaxD.7)
(a.)scharf,spitz(GEW1:678,;BD[sgN])
(m.)Berg(EWA3:278dh
sas[sgN])
(pf.)zuspitzen(GEW1:678,F8;BK?}@BD[pt.])

4.lodh-Frau,geburt,Frucht,Erfolg,usw.







i.aladari- 
i.ladari- 
HLu.ARAlada-
OIcl.l-

Lyc.lada-

Rus.lda


(NINDAc.)Obstkchen?(HEG.1:15)
(NINDAc.)Obstkchen(HEG.1:15)
(vb.)prosper,begoodto(CorpHLu.10.16.1,la-t-ta)
(f.n.)Ertrag,Frucht(ANEtWb.362,l[sgN])
(c.)Frau(Pedersen1945:15-6,lada[sgN])
(c.)Gemahl(in)(REW2:5,lda[sgN])

5.la-waschen,gieen,schtten(HEG2:3-8)





CLu.ela-
i.la-
i.lau-
Lat.l
u-






(vb.)(rein)waschen(DLL36,e-el-a-a-du[3sg])
(vb.)gieen,schtten(CHDL:4,la-a-a[2sg])
(vb.)gieen,schtten(HEG2:15,la-u-u-i)
(pf.)waschen,reinigen(WH1:773ff.,l
u[1sg])

In this manner, the laryngeal theory misleads the Indo-European etymology. Better
resultsaregainedbyfollowingthecomparativemethod.
3.TheprotheticvowelscanbeunderstoodasaspecialcaseofablautPIE*:*e::
*o:*inroot-initialposition,illustratedherewiththeprotheticbasesoftheroot
PIEs-tobe:

PIE*s- Gr.iE;4[2sg],Lyc.:EFB[3sg],RV.sa[3sg],gAv.har[3pl]
PIE*es- i.e#zi[3sg],Gr.bEF,Li.sti,OPr.est,Umbr.est,Go.ist
PIE*s-CLu.a#ta[3sg],HLu.asta,OPr.asmai,ast,Northumbr.aron[3pl]
PIE*s(C)gAv.hv
[1du],TochB.ste[3sg],RV.sm[1pl],Lat.sis[2sg]
PIE*s(e)Dor.b@F[3pl],Umbr.sent[3pl],Go.sind,RV.snti,gAv.hTnt
PIE*s(o)HLu.satu,Lat.sunt,OCS.sVt[3pl],Gr.r@F-[pt],OLi.sant[pt.]
4. Some additional examples of the prefixes PIE * : *e :  : *o : * (without a
laryngeal)are:
(a)su-gut(ablaut*su-,*su,*su,P.342&1037-8)








i.a#u-

Gr.b(h)3-

Gr.b3h@:FB- 
Gr.f3-

i.#umili- 
RV.s-


(a.)gut(n.)HabundGut(HEG1:87,a-a#-#u)
(a.)gut,wacker,tchtig(GEW1:594-5,b3D[sgN])
(a.)gutgesponnen(Gr.b3@@:FBD[sgN])
(a.)gut,wacker,tchtig(DELG338-9,f3[sgNA])
(a.)wohlgeordnet(HEG2:1135,#u-u-mi-li-i#[sgN])
(pref.)gut,wohl,recht,schn(EWA3:478-80)
150

(b)r-erheben(ablaut*r-,*or-,*er-,P.326-32)





Gr.dC8/B-
i.ara-
Gr.rCKC-
RV.v-






(vb.)sicherheben(GEW2:422,dC8FB[3sg])
(vb.)sicherheben(HEG1:52,a-ra-a-i[3sg])
(pf.)sicherheben(GEW2:422,rCKC4[1sg])
(a.)erhaben,hoch,emporragend(WbRV.294)

(c)s-sitzen(ablaut*s-*s-and*(/)ss-*(/)ss-,P.342-3)












i.e#- 
Gr.=4F}h-
HLu.as-
RV.s-
LAv.aha-
Gr.hE-
i.a#a#-
i.a#e#-
i.e#e#-
HLu.satar-
i.a#atar-













(vb.)sitzen,sichsetzen(HEG1:110-1,e-#a[3sg])
(vb.)sitzen(GEW1:633-4,=4F}4F4<[3pl])
(vb.)tosit(CHLu.2.11.10,(SOLIUM)-sa-t[3pl])
(pr.)sitzen(EWA1:181,WbRV.188-9,sate[3pl])
(m.)Lager,Lagersttte(AIWb.106,aha[sgAbl])
(vb.)sitzen(GEW1:633-4,jEF4<[3sg]NPIE*ss-)
(vb.)setzenlassen(HHand.26,a-#a-a#-i[1sg]
(vb.)setzenlassen(HHand.26,a-#e-#a-an-zi[3pl])
(vb.)setzenlassen(HEG1:110f.,e-#e-#er[3pl]
(sb.)throne(CHLu.1.1.16,(THRONUS)i-s-tara/i-ti)
(N.act.)dasSitzen,Sitz(HHand.26,a-#a-tar[sgNA])

(d)rh-Hode(ablaut*orh-,*erh-,*rh-,P.782,WP.1:83)







i.argi-
Gr.rCI<-
Arm.orji-
Li.a(ila-
Li.e(ila-
LAv.TrTzi-








(c.)Hode(HEG1:60,ar-ki-i-e#-kn)
(m.)Hode(GEW2:433-4,rCI<D[sgN])
(a.)nichtkastriert(pl.)Hoden(ArmGr1:483,orji-k)
(m.)Hengst(LiEtWb.123-4,a(ilas[sgN])
(m.)Hengst(LiEtWb.123-4,e(ilas[sgN])
(m.)Hodensack(du.)Hoden(AIWb.352)

(e)rk-singen,beten,bitten(ablaut*ork-,*erk-,*rk-P.340)






i.arkuai-
i.arkuar-
RV.rca-
RV.k-
RV.kva-







(vb1.)beten,bitten(HEG1:60-1,ar-ku-ua-it[3sg])
(n.)Gebet(HEG1:60-1,ar-ku-ua-ar[sgNA])
(pr1.)(lob)singen,usw.(WbRV.110,rcati[3sg])
(f.)Lied(KEWA1:50,118,WbRV.278,cam[A])
(a.)singend(WbRV.277)

(f)pi-nhe,hinter,hinten(ablaut*pi-*opi,*epi-,P.323-5,HEG1:41-43)339







LinB.opi
Gr.pEEK
i.apizia-
Gr.<-
OInd.pi-
Gr.d<








(prepD.)around,upon,after(DMycGr.402,o-pi)
(adv.)nachhinten,hernach(GEW2:404,pEEK)
(adv.)hinterer,letzter,geringer(HEG1:46-7)
(pref.)(GEW1:535,inGr.<}9K,FGI~)
(pref.)api(MonWil.44,inpi-dbh-,pi-nah-,pi-dh
-)
(prep.adv.)dazu,dabei,auf,an,bei(GEW1:535)


339

 The unextended root PIE p- (*ep-, *op-, *p-, *p-) appears with *o-grade in i. apa hinter,
zurck(Li.ap-)andOsc.op(prepAbl.)bei(WbOU.799-800).

151

 RV.pi

(adv.)auch,dazu(WbRV.75-6)

(g)r-gelangen,ankommen,kommenzu(ablaut*er-,*or-,*r-,P.326-329)





i.er- 

i.ar- 

RV.d(...)ar-
RV.ra-


(1.)gelangennach,kommenzu(HHand.20,e-ru-e-ni)
(vb2.)gelangen,ankommen(HEG1:48-9,a-ar-i)
(aoM.)sichbewegen(WbRV.98-101,d(...)
rta)
(vbM.)sichbewegen(WbRV.98-101,ranta[3pl])

(h)erh-,orh-bewegen(P.328&339)






i.arga-
Gr.pCI}B-
OIr.erg-
Alb.erdha
Gr.dCIB?4<







(vb2M.)bespringen(HEG1:59,ar-ga-ru[3sg])
(pr.)tanzen(GEW2:433,pCI}B?4<[1sg])
(vb)gehen(DIL268&584f.,eirg[ipv2sg])
(pret.)Ichkam(Meyer1896:96,erdha[1sg])
(pr.)kommen,gehen,wandern(GEW1:572)

(i)r(s)-Hinterer,After,Ges(ablaut*ers-,*ors-,*ros-,P.340)









i.ara-
i.ar#a
Gr.rCCB-
OIcl.ars
Arm.o
OIr.err
OIcl.ras-









(UZUc.)After,Ges(HEG1:51-2,ar-ra-an[sgA])
(adv.)nachhinten(HHand.25)
(m.)Hinterer,After(GEW2:427,Ion.rCEB-[cpd.])
(m.)Arsch,After(ANEtWb.14,ars[sgN])
(sb.)Arsch(ArmGr.1:482,o,o-k[pl.])
(f.)Schwanz,Ende(VGK2:101,PCelt.*ers
-)
(m.)Arsch,After(ANEtWb.14,rass[sgN]N*roso-)

2 .5.4 AblautPIE*:*o::*e:*withPIE*a,*a
0.TheablautNeogr.*:*340isasubsetoftheablautPIE*::*inenvironment
PIE *a *a. This ablaut type has caused severe difficulties both for the
Neogrammarianslackingthepatternandfortheextremelaryngealtheorieswithout
PIE*o.However,itmaybenoted:
1.TheablautNeogr.*a:owasrecognized,butexplainedasanirregularassimilation
byBrugmann(Grundr21:153)inexampleslike
 Hom.r@4CTraum 

:Cypr.^@4<CBDTraum,Arm.anurWTraum.

This neglects to take into consideration, however, that Greek regularly never
assimilatesthevowels4andB(cf.Schwyzer,GrGr2:254-6).Inaddition,theablaut
Neogr. * :  is definitively attested with the phenomenon being a regular (and not


340

 For the ablaut a : o, see Peters (1980:1ff.), Hirt (1921:190-1), Kuryowicz (1935:111-112;
1956:167-), Pedersen (1938:179-82), Lindeman (1997:45-48), Beekes 1972 and 1976, Cowgill
(1965:145f.), Lindeman (1982:22f.), Saussure (Mm. 135), Martinet 1953 and (1955:212-234), Hirt
(1900:161-163; 1921:185-186), Schmitt-Brandt (1967:36-38), Szemernyi (1967: 83-84), Polom 1950
andSchwyzer(GrGr.1:340).

152

sporadic)development.341FortheNeogrammarians,therefore,theproblemwasthe
absence of an ablaut pattern governing the alternations of a- and ovocalisms(exceptforNeogr.*:Tand*
:T).
2. In his early article of 1877, Saussure had hinted at a connection between the
ablautGr.^6K:r6?BDandthecoefficient*A(seeRec.384).Inhis Mmoire(1878),
however, he discarded this correct supposition and ended up with the two
coefficients *A,  and the fundamental vowel *e. This would have far-reaching
consequencesforthestudyasawhole.Whethercausedornotbytheunavailabilityof
the colouring rules (subsequently presented by Mller), the fact remains that
Saussure did not posit *Ae- : *Ao- for Gr. ^6K : r6?BD etc., which would have
solvedtheablautproblemwithasinglecoefficient*A.342
3.Thelaryngealtheorywiththefundamentalvowel*eisunabletoreconstructthe
ablautNeogr.*:*,owingtotheabsenceoftheoriginal PIE*.Anexampleofthis
is included in Benvenistes (1935:149) postulation of the traditional root *ost-
Bein(P.783)withLTT3est-in:
 i.a#tai-
 Gr.pEF}B-




(n.)Knochen,usw.(HEG1:237-,a-a#-ta-a-i[sgNA])
(n.)Bein(GEW2:436,pEF}B@[sgNA])

However,T3isimpossiblehere,duetoNeogr.*ainGr.\EF4=DMeerkrebs,OIr.
asnairibs,aswellasotherformsimplyingPIE*aandPIE*e:ofortheroot.343
4.Allegedexamplesof*h3,ifnotbelongingtotheablautNeogr.*::*without
a laryngeal, can be shown to ablaut according to the pattern Neogr. * : *. This
distributionimpliesthatthelaryngealLTh3doesnotexist,withtheconsequencethat
the o-vocalism of the Indo-European languages always reflects PIE *o, . This rule
substantially simplifies the reconstruction of the PIE vocalism in a manner detailed
below.
5.IntermsofSystemPIE,theearlyablaut*:*canbedefinedastheoutcomeof
theablautPIE*:*o::*e*andPIE*a*a,asexpressedintheformula:
 ABLAUT+*a/a

R

(*:*o::*e:*)a/a(*:o::*e:*).


341

Forthealternation4:BasaGreekphenomenoncf.alsoGr.\JB@:FCEKB@asArm.a-k:
Gr.r-Auge,etc.

342

Ontheotherhand,accordingtoMller(1880:486),SaussureacceptedNeogr.*=oA:Nachdem
aber,waswirvonF.deSaussure,Syst.prim.138,gelernthaben,dasssichzuverhltwiee+cons.zu
a+cons.[...]das--desfemininsistentstandenaus-eA-,das-aus-oA.Clearly,ambiguityiscaused
by the identical outcome of DS. *eO = *oA. This was explained correctly by Mller (1880:493n2):
Saussureselementhatindenmeistenderwrter,denenerdasbeilegt,sichernichtbestanded,
undvielleichthatdaselementundalsoeineablautreihe::oberhauptnichtexistiert.Inden
weitaus meisten fllen gehrt nmlich dieses  in die A-reihe und ist nichts anderes als das von
Saussureselbsts.113f.inerwgunggezogene,aberschliesslichabgewiersene,unesimplealtration
grco-italiquedeA.
343
Seebold(1988:519)writes:ImfallederWeiterbildungerscheintdasdamitvorausgesetzte(ha-)im
Hethitischenalsha-,imGriechischenundArmenischenalsprotetischesa-,indenbigenSprachenals
. Das in einigen Gleichungen erscheinende o- der auer-anatolischen Sprachen lt sich am
einfachstenaufeineAbtnungsstufeozurckfhren.

153

The remnants of the original pattern are still visible in cognates that preserve the
distinctionsNeogr.*:*,asshowninthetablebelow:










*a



i.a,a
Gr.4 
Ital.a 
Arm.a
Celt.a 
Li.a 
Latv.a

*o



i.a,a
Gr.B 
Ital.o 
Arm.o
Celt.o
Li.a 
Latv.a

*




i.a,a
Do.4Ion.:
Ital.
 
Arm.a
Celt.
 
Li.o 
Latv.


*

i.a,a
Gr.K
Ital.
Arm.u
Celt.

Li.uo
Latv.uo

Examplesoftheablaut PIE*:o::e:inconnectionwith PIE*a,*a(suchas


PIE*a,*oa,*a*ea,*aand PIE*a,*ao,*a*ae,*a)willbepresented

below.


2 .5.5 PIE*ainablautPIE*a*oa*a*ea*a
0. The root PIE Ca- in ablaut PIE * : o :  : e :  is exemplified by the root PIE
da- geben, schenken (P. 223-6). The five ablaut bases preserved by the IndoEuropeanlanguagesreflectPIE*da-*dea-*doa-*da-*da-directly.
1.PIE*dea(.)-geben(ablaut:PIE*e)








Lat.d -

gAv.da-

Arm.ta-

RV.da-

Gr.7|@BE- 
OInd.ddapa-
Lat.d to-


(vb.)geben,gewhren(WH1:360-3,dare[inf.])
(vb.)geben(AIWb.678,daidy
i[inf.])
(vb.)geben(ArmGr1:496,ta-mk[1pl])
(vb.)geben(WbRV.590,daam,das,daat[1-3sg])
(n.)Gabe,Darlehen(GEW1:347,7|@BD[sgNA])
(ao.)geben(MonWil.474,addapat[3sg])
(pf.pt.)gegeben(WH1:360-3,datum=Fal.datuid.)

The base PIE *dea(.)- results, as expected, in a common Indo-European /a/ in
Neogr.*d -withoutcompensatorylengthening.
2.PIE*doa(.)-geben(ablaut:PIE*o)










RV.draviod-
Gr.7B-

OInd.d
paya-
Gr.\@F7BE<-
RV.havyd
ti-
RV.dtiv
ra-
LAv.d
iti- 
Fal.dou-

Umbr.purdoui-

(m.)Gutgebend(WbRV.645)
(ao.)geben(GEW1:388f.,7B:@[1sg])
(cs.)causetogive(MonWil.474,withBRUG.II?)
(f.)antidote(GEW1:388,\@F7BE<D[sgN])
(f.)Opfergabe(WbRV.1657,withBRUG.II?)
(a.)gerngebend(WbRV.592-3)
(f.)Geben,Schenken,Gewhrung(AIWb.727)
(vb.)geben,gewhren(WH1:363,douiad[conj.3sg])
(vb.)porricit(WH1:363,purdouitu[3sg])

154

 Cypr.7B}@4<
 RV.d
vne 

(n.)zugeben(GEW1:389,7B}@4<[inf.])
(n.)zugeben(WbRV.596,d
vne[inf.])

The base PIE *doa- (Neogr. *do-) results in a short vowel, except in Indo-Iranian
opensyllables(BRUGMANNSLAWII).344
3.PIE*da(.)-geben(ablaut:PIE*)





Lat.d
-
Arm.ta-
Latv.dva-
Li.dovan-






(vb.)geben(WH1:360,d
[ipv2sg],d
s[pr2sg])
(vb.)geben(ArmGr1:496,tam[1sg])
(vb.)anbieten,schenken(LiEtWb.112,dvat[inf.])
(f.)Gabe(LiEtWb.112,dovan[sgN])

4.PIE*da(.)-geben(ablaut:PIE*)








OLi.do-
Arm.tu-
Gr.77K-
Lat.dno-
RV.dna-
Gr.7CB-
Lat.dt-









(vb.)geben(LiEtWb.111-2,domi[1sg])
(ao.)geben(ArmGr1:496,etu,Godel1975:72)
(vb.)geben(GEW2:388-9,77K?<[1sg])
(n.)Gabe,Opfer(WH1:360,dnum[sgNA])
(n.)Gabe,Geschenk(WbRV.593,dnam[sgN])
(n.)Gabe,Geschenk(GEW1:430,7CB@[sgN])
(f.)Mitgift,Gabe(WH1:360,ds[N],dtis[G])

Theroot PIE*da(.)-(Neogr.*d-)isclearlyrecognizable,basedonthecommon
Europeanquantity//.ThisvocalismcanbeseeninmultipleIndo-Iranianformslike:
RV.tvd
ta- 
LAv.parad
ta- 

(a.)givenbyyou(WbRV.566)
(a.)verlobt(AIWb.854)

However, these forms remain ambiguous as they could reflect the European
participlesGr.7BF-(*doato-),Lat.mand
to-(*dato-),orLi.duot-(*dato-).
5.PIE*da(.)-(Ablaut:PIE)
 RV.dhi-

(f.)Opferlust,Lustzugeben(WbRV.683,dhi[I])

The stem RV. dhi- is a compound of the roots PIE *da-geben and RV. is-
suchen, begehren (WbRV. 223f.).345 In zero grade, the unaccented PIE *a of PIE
*daY-waslost,resultinginRV.dY-(mediaaspirata).Thus,thelaryngealinthehiatus
RV.d-(vb.)gebenandPIE*a(Lat.da-,d
-)andthelengtheningoftheglidein
 RV.d-

(f.?)Gabe(WbRV.623,dvas[plN]NPIE*dues)

are accompanied by a directly preserved laryngeal in RV. dh- geben, properly
containing/dY/(i.e.avoicedglottalfricative(seeChapter4)).


344

ThequantityofIIr.
canbealsoaccountedforwithPIE*and/or*.Thusitisnotobvious,for
instance,thatOInd.d
tram[sgA]isidenticalwithGr.7BF~C-,becausetheitemcouldbecomparedto
Gr.7KF~C-orLat.mand
tr-(WH.2:24-5)aswell.

345

Forthisformation,compareRV.gav-(WbRV.389),RV.pa!u-(WbRV.797)andsoforth.

155

6.InOldAnatolian,theablaut PIE*:o::e:ofrootCa(.)-resultedinthe
preservation of the laryngeal adjacent to OAnat. a, accompanied by ablaut  :  in
Indo-Europeanparallels:
(a)mal-,mal-(P.)Wein






i.mala- 
TochB.m
la 
Lyd.?>4=- 
Maced.?<?4>>@-
TochB.m
latsai

(GI"c.)Weinrebe(HEG2:89-90,ma-a-a-la-a#)
(sb.)akindofintoxicatingdrink(DTochB.449)
(c.)Wein(HEG2:89,?>4A)>G7BF@Bo@B@)
(f.pl.)4l5|=I4<(LSJ.1135,?<?4>>@8D[plN])
(a.)drunken(DTochB.449)

(b)pa-,pa-schtzen(P.787+839)







RV.pa-
Gr.B<?~@-
Gr.G-
RV.p
y-
i.pa#-
Lat.p
str-








(vb.)schtzen,behten(WbRV.798,panti[3pl])
(m.)Hirt,Lenker,Gebieter(GEW2:573)
(m.)Schafherde(GEW2:573)
(m.)Hter,Beschtzer(WbRV.804)
(vbM.)seekprotection(CHDP:2f.,pa-a-#a[3sg])
(m.)Hirt(WH2:260,p
stor[N],p
stris[G])

ThereconstructionofablautisunproblematicinSystemPIEandrequiresnofurther
comment.


2 .5.6 ProtheticablautNeogr.*a:*oandi.
0.TheablautNeogr.*C-:C-istheprotheticcounterpartoftherootsCea-(PIE
*sea-liquid)andCea-(PIE*dea-give)fortherootsbeginningwithlaryngeal,
PIE*aeC-andPIE*aeC-.
1.ThecolouringrulesapplyfortherooteCasformulatedinthelaryngealtheory
exceptforthecolouringcomponentbeingPIE*a,notthelaryngeal:
(a)WheninimmediatecontactwithPIE*a,PIE*isassimilatedintothelatter:
 Lat.a(Lat.auillus,au-bubulcus),etc.

(Neogr.*).

Aftertheassimilation,PIE*aislostandthequantityofthevowelPIE*prevails.
(b)PIE*isnotassimilatedintoPIE*a:
 Lat.o(Lat.oui-,CLu.aui-,Do.r<-),etc. 

(Neogr.*).

SubsequentlyPIE*awaslostandthequantityandqualityofPIE*remain.
2.TherootshapeeC-withOldAnatolianparallelsisexemplifiedby:
(a)al-Hhlung(P.88)
 OInd.
ra-
 Li.ol-




(m.)Hhlung(EWA3:23,KEWA1:77)
(f.)Hhle,Grube(LiEtWb.516,ol[sgN])346


346

 Thus, the alleged loan from MidLG. hol Hhle, Grube is not necessary. See Fraenkel (LiEtWb.
516).

156






Gr.^><-

Gr.\>54FB- 
i.alu-

Lat.aluo-


(c.)shallowvessel,saucer(LSJ.66,^><C[sgN])
(a.)high,steep,deep,abysmal(LSJ.768,\>54FBD)
(a.)tief(sb.)Hhlung(HEG1:135-6)
(f.)Hhlung,Wlbung(WH1:35,aluus[sgN])

(b)an-evil,bad(P.779),inana-,ani-andanid-(P.760)















MidIr.on

Gr.r@B-

MidIr.ana- 
Gr.r@4-

CLu.anaman-
OCymr.anamou
MidBret.anaff
CLu.ania- 
CLu.anania-
HLu.haniada-
Gr.r@8<7BE- 
Arm.anicane-
RV.nd-

Go.ganaitja- 

(n.)blot,stain,disgrace,etc.(DIL490,on[pl])
(pr.)schelten,tadeln(GEW2:397,r@B?4<)
(vb.)blemish(DIL41,anaid[3sg])
(ao.)\F<?|98F4<(GEW2:397,Hes.r@4F4<[3sg])
(n.)-(?)-(DLL.39,a-an-a-ma-an[sgNA])
(sb.)mendae(P.799)
(sb.)Makel,Fehler(P.779)
(a.)malum(?)(HHand.38,aniati[sgI?])
(vb.)tadeln(?)(DLL.39,a-an-a-ni-ia-i[3sg])
(a.)evil,bad(CHLu.1.1.12,(MALUS2)ha-n-ia-ta)
(n.)Vorwurf,Schmhung,Schmach(GEW2:394)
(vb.)fluchen(P.760,anicanem[1sg])
(f.)Spott,Schmhung,Verachtung(WbRV.730)
(vb.)treatshamefully(GoEtWb.146)

(c)ap-Reichtum(P.780)347








i.ap-

Lat.op-

RV.pnas- 
OIr.an-

OIr.anae

Cymr.anaw 
OIr.anedenmid

(vb1.)reichlichvorhandensein(HEG1:157f.,apzi)
(f.)Reichtum(WH2:215,Lat.ops[sgN])
(n.)Besitz,Habe,Reichtum(WbRV.78)
(m.)richness,property(DIL40,anai[plN])

(m.)Reichtum(LEIAA-72[OIr. -])
(sb.)[Mg.]Reichtum(VGK2:585)
(.)gl.opifice(LEIAA-72-73)

(d)r-,r-geraderichten,usw.(P.854f.,HEG1:176)








Gr.\C6-

i.arganau- 
RV.jiant- 
LAv.TrTzu- 
RV.j-

RV.juhsta-
Gr.rC6G<4- 

(a.)schnellbeweglich(GEW1:132,\C6D)
(n.)Sohle,Ferse?(HHand.42,ar-ga-na-[sgN])
(pt.)vorwrtsschieend(WbRV.280)

(m.)Finger(AIWb.353,TrTzu#[sgN])
(a.)gerade,recht,richting,gerecht(WbRV.279)
(a.)dieHandausstreckend(WbRV.280)
(f.)Klafter(GEW2:412)

(e)rs-,rs-Wasser(P.1003[diff.])348


347

Fortheroot,seeSzemernyi(1954:275f.).

348

 The etymology of Pokorny (P. 1003) and Godel (1975:71) on RV. srtas Strom was already in
doubtbyHbschmann(ArmGr.1:420-1).AccordingtotheconfirmedrulePIE*sr>Arm.r(e.g.Arm.

157






Arm.au

Arm.aoge- 
Arm.ooge- 
i.ar#umna-

(sb.)Canal,Bach,Strom(ArmGr.1:420-1)
(pr.)benetzen(Arm.arogel[inf.],Beekes1969:21)
(pr.)irrigate(Godel1975:71,oogel[inf.])
(n.)Quellgebiet(HEG1:187-8,ar#umna[plNA])

(f)s-,s-birth,origin(HED3:217ff.)










i.a#-
i.a#a-

HLu.a#a- 
OEng.r-

LAv.hair- 
i.a#atar- 
Gr.I:CKEF4
HLu.a#u- 

(vb.)zeugen,gebren(HEG1:191f.,a-a#-ta[3sg])
(c.)Enkel(HHand.45,a-a#-#a-a#[sgN])
(vb.)tobeget(HED3:217,CHLu.1.1.56,ha-s-tu)
(n.)spring,origin,beginning(ASaxD.763,r[sgN])
(f.)Gebrerin(AIWb.358,hairy[plN])
(n.)Zeugung,Familie(HHand.45,a-a#-#a-tar)
(m.pl.)Seitenverwandte(GEW2:1096)
(n.?)birth,family(CHLu.1.1.15,ha-su-[sgD])

(g)ast-Knochen,Bein(P.783)










TochB.
st- 
Gr.8kEEF:- 
i.a#tai

Gr.pEF}B- 
Gr.pEF4=- 
Gr.\EF4=- 
RV.anasth-
AV.asthn- 
OIr.asn-


(n.)bone(DTochB.45,
sta[plNA])
(f.)Beinhaus(?)(GEW3:84)
(n.)Knochen(HEG1:202-3,a-a#-ta-i[sgNA])
(n.)Knochen(GEW2:436-7,pEF}B@[sgNA])
(m.)Meerkrebs(GEW1:169,pEF4=D[sgN])
(m.)Meerkrebs(GEW1:169,\EF4=D[sgN])
(a.)knochenlos(WbRV.54,anasths[sgN])
(n.obl.)Knochen(WbRV.158,asthns[sgG])
(pl.)cte:rib(LEIAA:94-5,asnai[plN],asna[G])

(h)ad-,ad-Krieg,Kampf,Ha,Widerstreben(P.773)













Lat.d-

OIcl.at

Lat.adria- 
Lat.odio-

Arm.atea- 
OIcl.etja

i.adei#tant-
i.adei#tanteia-
Arm.ateli

Lat.so-

Aiol.^E4-

Gr.\E|K


(pf.)Widerwillenhaben,hassen(WH2:202,d)
(n.)Kampf(ANEtWb.17,at[sgNA])
(f.)Kriegsruhm(WH1:14&WH1:655-6)
(n.)Widerstreben,Ha,Ekel(WH2:202)
(vb.)hassen(ArmGr.1:422,ateam[pr1sg])
(f.)[Mg.]Kampf(ANEtWb.106,etja[sgN])
(pr.)verzaubert,verflucht(i.a-te-i#-da-a-an-te-e#)
(pr.)fluchen(HEG1:222,a-te-i#-ta-an-ti-a-a#)
(a.)verhasst,feindlich(ArmGr.1:422)
(pf.pt.)hated(WH2:202-3,sussum)
(f.)surfeit,loathing,nausea(LSJ255,^E4)
(pr.)feelloathing,nausea(LSJ255,\E4K)

3.ExamplesoftherootC-,C-,CwithoutOldAnatolian,forinstance,are:
(a)it-,it-Anteil,Schicksal(P.10-11,WP.1:2,WH1:408,2:848)

ariun Blut : OInd. asra- (n.) Blut), Arm.  < PIE *rs. As the ablaut Arm. a : o suggests an initial
laryngeal,therequiredrootPIE*ars-providesanexactmatchwithi.ar#umna-Quellgebiet.

158







Gr.BoFB-
LAv.aeta-
Osc.aeti-
Gr.4oE4
Lesb.mEE4-







(m.)Schicksal(GEW2:370,Gr.BoFBD[sgN])
(m.)Strafe(du.)SchuldundStrafe(AIWb.11-12)
(f?.)pars(WbOU.55-6,aeteis[sgG])
(f.)Anteil,Schicksal(GEW1:44,4oE4[sgN])
(s.aoM.)castlots(GEW1:738,mEE4E;4<[inf.])

(b)g-,g-wachsen(P.773)







Li.g- 
Arm.ae-
Li.oga-
Latv.uga
OIr.
si-
OCS.agoda








(vb.)wachsen(Grundr21:211,gu[1sg])
(vb.)wachsen(EtDiArm.43,aem[1sg])
(f.)Beere,Kirsche(LiEtWb.1165,oga[sgN])
(f.)Beere,Blatter,Pocke(LiEtWb.1165)
(vb.)wachsen(P.787[diff.],sid,ifPCelt.*
gse/o-)
(f.)=4CD:Frucht,Beere(Sadnik4A)

(c),-scharf,spitz(P.18-22)






Lat.
cer-

OLat.ocri- 
Gr.r=C<-

Gr.\=C<-

RV.ctura!ri-

(a.)scharf(WH1:7,
cer,
cris)
(m.)steinigerBerg(WH2:199,ocris,ocris)
(m.)Spitze,Ecke(GEW2:374,r=C<D)
(f.)Berggipfel(GEW1:59,^=C<D,^=C<BD)
(a.)vierKantenhabend(WbRV.433)

(d),-schnell(P.775)








Lat.cior-

Lat.acupedio-
RV.!iha- 
Gr.pABG7-
Gr.y=-

RV.
!-

OCymr.diauc

(comp.)schneller(WH2:198,Lat.cior,cius)
(a.)schnellfssig(WH1:11,acupedius[sgN])
(sup.)schnellste,rascheste(WbRV.187) 
(a.)schnellfssig(GEW2:1146)
(a.)schnell,geschwind(GEW2:1145-6,y=D)
(a.)rasch,schnell(WbRV.187-8)
(a.)trge(i.e.un-schnell;seeP.775)

(e),-sprechen,sagen(P.290-1)






Gr.^@K6- 
Arm.aac 
Gr.\@K6~- 
Lat.adagio- 
Lat.adagin-

(pf.pr.)befehlen(GEW1:115,^@K64[1sg])
(vn.)adagium,proverbium(P.290,aac[sgNA])

(f.)Befehl(GEW1:115,\@K6~[sgN])
(n.)Sprichwort(WH1:12,adagium[sgNA])
(f.)Sprichwort(WH1:25,adagi,adaginis[G])

(f)k-,k-Auge(n)(P.775-7)







Gr.r-

Arm.a-

Gr.CEKB-
Gr.rJ<-

Gr.^EFC|J<-
Gr.\JB-


(f.)eye,face(GEW2:407,LSJ1282,r4[sgA])
(sb.)Auge(ArmGr.1:413,a-k[plN])
(n.)Gesicht,Antlitz=\JB@(GEW2:602)
(f.)appearance(LSJ1282-3,rJ<D)

(f.)Blitz(GEW1:173,Suid.^EFC|J<D)
(n.)Hes.\JB@)FCEKB@(LSJ299)

159

 RV.nka- 
 LAv.aiwi
x#aya-
 Li.oksau- 

(n.)Angesicht,Glanzerscheinung(WbRV.57)
(iter.)wachenber(AIWb.310,aiwy
x#ayeinti[3pl])
(vb.)ansehen,ausspionieren(LiEtWb.1166,oksauti)

(g)l-,l-flammen,brennen,glnzen(P.28)








OSwed.ala- 
OInd.al
ta- 
OGaul.alato- 
MidIr.alad 
ModIr.aladh 
Lat.adole 
Gr.\>B<?- 

(vb.)lodern,flammen(P.28,ala[inf.])
(n.)Feuerbrand,Kohle(EWA3:15,al
tam[sgN])
(PNm.)Bunt,Scheckig(LEIAA:59),alatos[sgN])
(a.)bunt,scheckig,gestreift(LEIAA:59,alad[sgN])
(m.)Forelle(P.28,aladh[sgN])
(cs.)verbrennen(bes.Opfer)(WH1:13,adole[1sg])
(a.)polishing,plastering(LSJ.72,\>B<?D)

(h)l-,l-ernhren,wachsen(P.26-7)







OEng.l-

Lat.al

OIr.ali-

Lat.inol- 
Lat.subol- 
Gr.@8()4>}E-

(pret.)nourish,grow,produce(ASaxD.33,l[3sg])
(pr3.)(er)nhren,aufziehen,pflegen(WH1:31,al)
(pr.)nhren(LEIAA:57,GOI577,alim[1sg])
(f.)natrlicheAnlage(WH2:702,inolsinolis)
(f.)Nachwuchs,-kommenschaft,Spro(WH2:14)
(a.)frisch,krftig,ausgeruht(GEW2:295,@84>~D)

(i)m-,m-Rot,Rost(P.777-8)






OEng.m

ModHG.ohm
OEng.mig- 
OIr.umae

Lat.am
-


(m/n.?)rubigo=rust(ASaxD.744,m[sgN])
(sb.)Kornbrand,Rotlauf(P.778,ohm[dial.])
(a.)rusty,rust-coloured,inflammatory(ASaxD.744)
(n.)Kupfer(DIL.628,Cymr.efydd)
(f.)Feuereimer(WH1:35,ama[sgN])

(j)m-,m-roh,ungekocht(P.777-8,WP.1:179)







Gr.y?-

RV.
m-

OIr.om-

Gr.y?BH|6B-
RV.
m-

Lat.am
ro- 

(a.)roh,ungekocht(GEW2:1149,Gr.y?D)
(a.)roh,ungekocht(WbRV.181,
ms[sgN])
(a.)roh(VGK1:32,om[sgN]=Cymr.of)
(a.)blutgierig,unmenschlich(GEW2:1149)
(a.f.)dieKuhalsdierohe(WbRV.181,gus
m)
(a.)roh(WH1:35,Lat.am
rus[sgN])

(k)ms-,ms-Schulter(P.778)







Umbr.onso
Gr.z?B-
Go.ams-
RV.sa-
Lat.umero-
Gr.\?}EK








(m.)umerus(Meiser1986:63,onse[L])
(m.)Schulter(GEW2:1148,z?BD[sgN])
(m.)shoulder(GoEtD30,amsans[plA])
(m.)Schulter(WbRV.2,EWA1:37,WH2:815)
(m.)Schulter(WH2:815,umerus[sgN])
(du.)Schulterblatt(Hes.\?}EK)y?B>|F4<)

(l)nk-,nk-biegen(P.45-48)

160









Gr.r6=B-
Lat.unco-
RV.ak-
Lat.anco-
Gr.\6=@-
RV.kas-
Gr.\6=E-









(m.)Wiederhaken(GEW2:347,r6=BD[sgN])
(m.)Haken(a.)gekrmmt(WH2:816,uncus[sgN])
(m.)Haken(WbRV.13,EWA1:47)
(a.)withcrookedarms(WH1:46,ancus[N])
(m.)Ellenbogen(GEW1:11,\6=@)
(n.)Biegung,Krmmung(desPfades)(EWA1:47)
(n.)Bergschlucht,Felsental(GEW1:11)

(m)bhel-,bhel-fegen,kehren(P.772)





Arm.avelu-
Gr.pH8>>K
Gr.rH8>?4
Gr.rH8>FCB-






(pr.)fegen(P.772,avelum[1sg])
(pr.)fegen,kehren(GEW2:452,pH8>>K)
(n.)Besen(GEW2:452)
(n.)Besen(WP.1:178,rH8>FCB@)=|>>G@FCB@)

(n)bhr-,bhr-Braue(P.172)







Gr.pHC-

MidIr.abrait- 
OMaced.\5CBF-
RV.bhr

OIr.forbr%- 
SCr.brva 

(f.)Braue(GEW2:454,pHCD,pHCBD)
(plN.)Augenlider,Brauen(P.172,Bret.abrant)
(c.)(\5CBF8D)pHCD,Beekes1969:21)
(f.)Braue(WbRV.967,bhruvs[du])
(.)supercilia (P.172,forbru[plA],forbr%[plG])
(f.)Braue(P.173,Gr.pHC4(f.)Erhhung)

(o)ru-,ru-vox(P.781)









Arc.=|F4CB-
Phryg.BC8@B-
Phryg.BC4- 
Gr.\C()|- 
Gr.\C|B-

Gr.\CK

Gr.\C8()<:- 
Gr.\C8()<|K

(a.)cursed(GEW127,WP1:182)
(pt.)prayed(Phryg.128,BCBG8@BD[sgN])
(f.)prayer(Phryg.128,BCBG4@[sgA])
(f.)prayer(Hom.\C~,Att.\C|)
(prM.)beten,verwnschen(GEW1:127,\C|B?4<)
(vb.)sprechen,rfen(LSJ.251,GEW1:158)
(f.)Vervnschung,Drohung(GEW1:135)
(vb.)drohen(GEW1:135)

(p)s-,s-Mund,Mndung,Rand(P.784-5)












Lat.s-


RV.s-
gAv.
h-

Lat.ra-

OEng.ra

Lat.
rae


RV.
sa-
Gr.4-

Gr.u8C4- 
Do.\hL@- 
Lat.sculo- 

(n.)Mund,Anlitz,Rand,Saum(WH2:224-5)
(n.)Mund(WbRV.190,
ss[sgAb])
(n.)Mund,ffnung(AIWb.345,h[sgG])
(f.)Saum,Rand(WH2:218ra[sgN]N*s
-)
(m.)border,edge,margin,bank(ASaxD.763,ra)
(f.pl.)Strandbnke,Klippen(WH1:61[diff.])
(n.)Mund,Rachen(WbRV.191)
(f.)Saum(GEW1:1143,4,4,r4)
(f.)Gaumen(GEW2:969,LSJ1871,DELG1158-9)
(f.)Strand,Ufer(Do.*\L@,Hom.fL@,fL@BD)
(n.)Ku(WH2:227,sculum[sgN])

161

 Gr.dA4EF<E- 
 Gr.^E;?4F- 
 Gr.\E;?4@K

(f.)RandeinesGewebes,Franse(GEW528)
(n.)schweres,kurzesAtmen,Keuchen(GEW1:161)
(vb.)schweratmen,keuchen(=kE;?4@K[Hes.])

ThepatternswithandwithouttheOldAnatolianareidentical,andPIE*a,acanbe
reconstructedevenintheabsenceofOldAnatoliani.,Pal.,CLu.,HLu..


2 .5.7 SchwebeablautandPIE*
0. The schwebeablaut,349 representing the alternation of the position of the ablaut
vowels PIE * : e :  : o :  within the root, was already recognized by the Sanskrit
grammarians (P
ini).350 The major Indo-European theories explaining this
alternation were developed by the Paleo- and the Neogrammarians in the 19th
century. With the emergence of the Old Anatolian laryngeal, both theories became
outdated, because the lost PIE laryngeal implies different etymological origins for
numerousexamplesoftheallegedschwebeablaut.Thisfactor,causedbythefactthat
the schwebeablaut is inextricably linked to the phoneme inventory, necessitates
restrictionsregardingtheuseofthemechanism.
1.Thetermschwebeablaut(seeAnttila1969:13)datesbacktotheNeogrammarian
period:
In1888K.F.Johansson(...)proposedthecurrentnameforthisalternationbetweentwo
full grades: gleichgewichts- oder schwebeablaut. He called it balance ablaut because the
differentformstendedtohaveabalanceinsharingtwomoras:gn-gene-gn(BB13.116,
15.308-309).

In more modern discussions, the focus of schwebeablaut has shifted from mora
length351 to the alternation of the position of the root vowel. This is described by
Anttila(1969:1):
Thereareanumberofroots,however,whichshow(orappeartoshow)analternationin
the position of the full-grade vowel. The vowel alternates around a root-medial resonant
(orsometimesaconsonant).

Intheexplanationoftheschwebeablaut,twomainschoolshaveemerged,whichmay
beroughlycharacterizedasfollows:


349

ForadetailedaccountoftheSchwebeablaut,seeAnttila1969(towhichadebtisowed,particularly
in regard to the background information presented here) and Szemernyi (1996:133, Secondary
ablaut).

350

 See Allen (1953:13): sapras


raa (lit. extension), whereby a sequence of type va, i.e.
v+syllabicity, alternates with u, i.e. syllabic v (cf. Pr. Ind. svapiti : P.P. supta-, etc.). P
ini uses the
termbothfortheprocessandfortheresultantvowel,butwefindneitherthetermnoranydiscussion
oftheprocessinthephoneticworks.
351

SeeJohansson1888and1890.

162

(a) The uniform school, which postulates a single underlying root C1C2(C3) with
alternatinginterdigitationsC1eC2(C3):C1C2(eC3),hasbeensupportedbyscholars
suchasSaussure,Mller,Cuny,Hirt,Benvenisteandothers.
(b)Thesegmentalschool,whichreconstructsthebasesasattested(e.g.C1o-,C1eC2,
C1C2,C1C2C3),keepstheschwebeablautvariantsdistinct.Accordingtothisschool,
the bases are considered original rather than reducable to each other through an
underlyingform(ormechanism).
2. The theories of the uniform school assume that schwebeablaut variants can be
connected without severe problems, regardless of whether an underlying prototype
(allowingthederivationofvariants)isactuallypostulatedornot.Themostprominent
versionsofthislineofthoughtaresummarizedasfollows:
(a) As explained by Anttila (1969:3), the Paleogrammarians in general favoured
metathesisasthemechanismofderivationforconnectingtherootvariants:
Metathesis is the standard explanation for schwebeablaut from the 1840s onwards,
supported by the biggest names of the day, Benfey, Bopp, Pott, Schleicher, etc. (for
referencesseeCurtius,Grundzge5179and747).

(b)Anttila(1969:10)furtherdescribesthepioneersofthelaryngealtheory:
Saussure (...) was (...) left with two full grades: Skt. mbhas rain water, nbhas mist,
cloud (Mm 280-281: cf. 9.45). He calls the first one where the vowel occurs before the
resonantpremiercas,andthesecondonedeuximecas(Mm280).

Saussuresideafoundsupportsoonenough:
MllersideswithSaussureandKretschmerinthinkingthatserootshavetwofullgrades,
whichcanbecombinedintooneearliershape(vorindogermanisch)asshown.Actuallyhe
haddonethisalreadyinthesamefamousfootnotewhereheaddedthethirdlaryngeal*E
to Saussures two (1880:1511), suggesting further that such shapes should best be written
accordingtotheSemiticfashion:*diuinsteadof*dajava,etc.(Anttila1969:17)

(c) A more cautious version of the theory held a connection between the different
vocalizations of the root, but postulated no underlying form (i.e. only surface-level
alternationexists).Accordingto(Anttila1969:21):
NotablyonlyBenveniste(followingMeillet)doesnotestablishorsuggestadeeperlevelof
invariance, which is a basic principle of linguistic analysis, and which was reached in this
casealreadybySaussure:e.g.,*dor-u->dr-u,dr-u(Mm222).

3. Though perhaps not generally understood, the problems of the uniform school
becameaggravatedaftertheemergenceofthePIElaryngeal:
(a) Most importantly, the hypothesis of an underlying root, whether postulated or
not,isrelativetothephonemeinventoryatourdisposal.Inparticular,thepossibility
thatthelaryngeal PIE*andthevowel PIE *awerelostinnon-Anatolianlanguages
hasledtoasituationwherenumerousexamplesoftheallegedschwebeablautactually
revealsrootswithandwithoutthelaryngeal(i.e.theyarenotschwebeablautvariants

163

at all).352 In order to illustrate the situation, I quote Benvenistes (1935:156)
laryngealist reconstruction of the traditional root Neogr. *ubh- : *ebh-weben,
flechten(P.1114):
 I:

*T2eubh-(gr.uH4@K)

II:

*T2uebh-(vha.weban).

Forthisdata,thecomparativemethodimpliestwoetymologicallydifferentroots,one
withalaryngealandonewithout:
PIE*aubh-weben

 i.upar-

 Gr.uH4@K 
 LAv.ubdaena-

(GADAc.)einGewebe/Kleidungsstck(HHand.55)
(pr.)weben,usw.(GEW2:976f.)
(a.)ausWebstoff,ausZeuggemacht(AIWb.401)

PIE*ebh-weben

 i.ueb-

 i.ueba-

 RV.
urav
bh-

(vb.)weben(HHand.201,uepta[3sg])
(c.)Webstck,Gewebe(HHand.201,uepu#[plA])
(a.)vonderSpinnestammend(WbRV.307)

In terms of roots with and without the laryngeal i.  : i. , the traditional
approach reconstructs too few laryngeals (Neogr. *ubh- : *ebh-) and the laryngeal
theoryovergeneratesthem(LT*T2eubh-:*T2uebh-).
(b)AsanexampleinwhichHittiteconfirmstheabsenceofthelaryngeal(buttherest
ofthelanguagegroupimpliesit,necessitatingtwoseparateroots),IquoteSaussures
comparisonofSkt.mbhasrainwater:Skt.nbhasmist,cloud(Mm280-281:cf.
9.45),whichactuallyappearswithandwithoutthelaryngeal:
PIE*nebh-Himmel,Wolke,Gewlk(P.315-6)

 i.nebia-

 RV.abhinabhy-
 OInd.nabhya-

(c/n.?)Himmel(HEGII:310-5,ne-pi-a#[sgG])
(n.)Wolkennhe(WbRV.84)
(a.)cloudy,moist,foggy(MonWil.528)

PIE*aembh-rain,water






Arm.amb- 
RV.mbhas- 
Osc.anafri- 
RV.ambh-

(sb.)Wolke(ArmGr.1:417,o-stem)
(n.)Regenwasser,Wasser(WbRV.96)
(.)Regengottheiten(Meiser1986:70)
(a.)nebelhaft,feucht(WbRV.96)

(c)Ahithertounidentifiedlaryngealisoccasionallyfoundinrootsconsideredtobe
examples of the schwebeablaut. This is the case of the aforementioned Pre-ProtoIndo-European (vorindogermanisch) tri-literal root *diu : *dajava of Mller
(1880:1511).Forthisitem,thelaryngealisimpliedbyRig-Vedichiatusand PIE*aby

352

Thus,inLi.tuoml(adv.)ineinemfort(LiEtWb.430,tuoml[sgNA])andGo.mel-(n.)Stunde,
Zeit(GoEtD.250,Go.mel[sgNA]),bothPIE*andPIE*awerelost,noristhereanycompensatory
lengthening. Nonetheless, i. me- time, noon (in meur-, meun-) reveals a root shape
C1eC2.RPIE*meal-.

164

Do.,thetwowitnessesimplyingdiphonemicPIE*aforPIE*dia-sky,sky-god(P.
183-7):
 

PIE*dia-

 Do.9|-
 RV.dy-
 




(m.)Zeus(GEW1:610;NPIE*dia-)
(m.)Himmel(WbRV.601-4,dym[sgA])

PIE*dia-

 Lat.di-
 RV.di-




(f.)Tageslicht,Tag(WH1:349,dis[N],diem)
(m.)Himmel(WbRV.601-4,dim[sgA])

Structuralinferences(liketheIndo-Semiticroothypothesis)donotnecessarilyreflect
theactualstateofaffairs:RV.diu-(m.)Himmel(WbRV.604,RV.diu[N])=
Gr.98-(m.)sky-god,Zeus(GEW1:610ff.,Gr.98D)hasfourradicals(C1C2C3C4),
notthree(voridg. dajava).Thoughthetheoryoftheuniformschoolcanbecredited
foraimingatregularpatterning,itstoolsareoutdated:Indo-Europeanlinguisticsis
anempiricalscienceandthelostlaryngealscannotberecoveredbyapriorimeans.In
itscurrentform,thelaryngealtheorysucceedsonlyinthereconstructionof*h2(PIE
*),anditstoolsovergenerateeventhat.
4. The segmental school prefers a straightforward reconstruction of attested
vocalizations (as implied by the data), and no underlying roots are postulated. The
mostimportantscholarsandideasrelatedtothisviewcanbesummarizedasfollows:
(a) As Anttila (1969:10) points out, the idea of double roots can historically be
tracedbacktothetimeofthePaleogrammarians:
Asearlyas1870E.Kuhn(KZ19:308)pointedoutthattheproblemofschwebeablautcan
beresolvedthroughdoubleroots,*ank/*nak,*ambh/*nabh,*angh/*nagh-,whichwould
avoidallthedifficultiesofderivingoneformfromtheother.

Duetothisprecaution,thesegmentalapproachavoidsthemergingofdistinctroots
during reconstruction, and for this reason it is the preferred choice of the
comparative method. Noting the criteria for the presence (or absence) of the
laryngeal in a finite procedure, which then can be used to decide whether a
schwebeablaut is apparent or not, can be developed based on the segmental
interpretation.
(b) Instead of approaching morphemes as non-analyzable entities, the segmental
school tends to apply linguistic analysis to the data. Thus, Anttila (1969:5) explains
thatBrugmann:
(...)inMU1:55(1878)reasonsagainstgeneralmetathesisandreintroducesFickssuffix

withmorerigortotakecareofthedoubletslikeskt.pr
:par(9.48)!r
:!ar(9.39),y
:e
(5.3.1;WW91).

This approach is also recommendable in comparative contexts, because the surface
level(whichdoesnotnecessarilypreservealloriginalfeatures)isnotnavelytakenas
primary.

165

(c) As Anttila writes (1969:11), the ultimate conclusions based on the regularity of
soundchangeweredrawnby:
Perssoninhisbookonrootextensions(1891)[,who]conteststheprevalentdoctrineof
metathesis, anaptyxis, and prothesis in Greek (WW 99f., 217-8, 224, 245, etc.) [...;]
metathesis is impossible [...] and thus all such full grades would best be taken as equally
original(100).

With the reservation that the Neogrammarian cover symbols can also conceal lost
laryngeals(Neogr.*eRPIE*eha
*e
*ahe,etc.),ithasbeenobviouseversincethe
Brugmanniansoundlawsystemthatnometathesis(oritsalternative,laBenveniste)
can be consistently presented. This is another way of stating Perssons general
conclusion,namelythattheschwebeablautasanactualmechanismderivingtheroot
forms from each other never existed. Rather, the interdigitationsof the vowels and
their alternations were caused by the rules of the proto-language, and the sole
possiblewaytodeciphertheseistodescribetheattestedvocalizations,restorethelost
phonemes (in particular, the laryngeal) and differentiate the rules governing the
alternationfromthoseofthetheproto-languageherself.
5.Despitethesuperiornatureofthe(non-uniform)segmentaltheory,itisalsonot
withoutitsproblems.
(a) The works of the leading theoreticians are based on the Neogrammarian
reconstruction,whichisnowoutdated,particularlyintermsofthelaryngeal PIE*a
*a.Anyattempttoproceedwiththenon-uniformcoursemustthereforebeginwitha
compilationandtestingofallthetraditionalrootsfordiagnosticfeaturesthatimply
PIE*a*ainallpositions.
(b)Thetraditionalapproach,ifsatisfiedonlybythedescriptionoftheattested(orat
leasttheexternallyparalleled)vocalizations,willnotultimatelyresultinthedesired
scientificmeansofpredictingtheschwebeablaut.Consequently,theapproachneeds
tobedevelopedbymakingtheentiresurfaceleveloftheIndo-Europeanlanguages
transparentintermsofthepresenceorabsenceof PIE*.Inthenextphase,adigital
function capable of calculating all the attestations of the ablaut vowels of the PIE
root(s)C1Cn
 (-)C1Cn(.)

R

(*)C1(*)Cn(*)

needstobepresentedinordertofullypredictthealternations.
(c) Finally, there is the problem of the absence of a comparative etymological
dictionary in which the entire Indo-European data can be stored and which would
allow the extraction of a set of rules governing the schwebeablaut (and ablaut in
general).ThePIELexiconProjectaimstosolvethisproblem.


2 .5.8 OsthoffsLawforAnatolian,TocharianandGreek
0.OsthoffsLaw,whichinvolvestheshorteningoflongdiphthongsbeforeacluster
ofaresonantandaconsonant(exceptinIndo-Iranian),isamongthemostsuccessful

166

sound laws ever postulated for the Indo-European languages. Accordingly, only
minor improvements (mainly concerning Anatolian, Tocharian, and Greek) are
requiredbytheenrichedmaterialnowatourdisposal.353
1.In PhilologischeRundschau(1881b:1593f.),Osthoffclaimedashorteningoflong
vowelsbeforearesonantandaconsonantinIndo-EuropeanlanguagesexceptIndoIranian:thenon-Aryanlanguageshadgonethroughthesimplification
 PIE*V:RC



VRC 

(OsthoffsLaw).354

Thus, for instance, the short Gr. 4 owes its short quantity to Osthoffs Law,355
standingincontrasttotheIndo-Iranian/
/inthefollowing:





Gr.64?5C- 
LAv.z
maoya-
RV.jm
tar- 
LAv.z
m
tar-

(m.)Schwiegersohn,Eidam,usw.(GEW1:287)
(m.)BruderdesSchwiegersohns(AIWb.1689)
(m.)Eidam(WbRV.484)
(m.)Eidam,Schwiegersohn(AIWb.1689)

2.ThemostsignificantnewdevelopmentrelatedtoOsthoffsLawistheexistenceof
sequences V:RC in both Tocharian A and B. Based on abundant examples, it is
virtually certain that Tochariandid not go through the shortening, and hence its
dialectsshouldbegroupedwithIndo-Iranian.
(a) The absence of Osthoffs Law can be proven for the nasals PIE *m *n and the
liquids PIE *l *r in a straightforward manner due to the ample stock of attested
clustersTochAB.
mC,
nC,
lCand
rCattestedassuch.Someexamplesinclude:
1.TochAB.
mC
 TochA.
mpi 
 TochB.y
m- 
 TochA.w
mpu-

(num.du.m.)ambo(Poucha22)
(vb.)do,make,effect(DTochB.490-1,y
mtsi[inf.])
(pret.pt.)ornare,comere(Poucha286,w
mpu)

2.TochAB.
nC









TochB.kl
nk-
TochA.sp
nte
TochB.am
ntatte
TochA.w
nt- 
TochA.l
ts-
TochB.l
ntso 
TochB.k
nta 
TochB.k
ntsa-

(vb.)ride,gobyawagon(DTochB.220,kl
nka)
(a.indecl.)confidens(Poucha386)
(a.)notevil-minded(DTochB.18)
(pt.)vehens(Poucha14,w
nt,w
nta)
(f.)regina(Poucha265,TochA.l
ts)
(f.)Queen(DTochB.548)
(vb.)rub,polish(DTochB.151,k
ntatsi[inf.])
(vb.)sharpen,file(DTochB.151,k
ntsatsi[inf.])


353

 For literature on Osthoffs Law, see Collinge (1985:127-131), Schwyzer (GrGr 1:279) and
Szemernyi(1996:93).

354

 Osthoff (1884:84-5) writes: jeder lange vokal ist in der stellung vor sonorlaut [...] und einem
weiterenconsonantinnerhalbdesselbenwortesurgriechischverkrztworden.

355

 Collinge (1985:127) describes how the theory of a loss of quantity was initially not ascribed to
OsthoffintheGermanicworld.Nevertheless,asCollingepointsout,elsewhereitisOsthoffsLaw
[...],andaccordinglythisterminologyisusedalsointhisstudy.

167

3.TochAB.
lC:








TochB.l
lyi 
TochB.l
e 
TochA.k
ltak-
TochB.ts
lta-
TochB.s
lka- 
TochB.!p
lmen-
TochB.s
lla- 

(f.)zeal(DTochB.546)
(f.)flood(DTochB.547)
(sb.)n.cuiusdaminstrumentimusici(Poucha61) 
(vb.)chew(DTochB.732)
(vb.)pullout,produce(DTochB.689,s
lka)
(sup.)excellent,superior(DTochB.643,!p
lme)
(vb.)throwdown(DTochB.686,s
lla)

4.TochAB.
rC:






















TochA.my
rsa-
TochB.
rte 
TochA.
ral 
TochB.
rcan-
TochB.
r- 
TochB.
rse- 
TochA.
rwar 
TochB.
rwer 
TochB.waw
rpau
TochB.w
rw-
TochA.k
rme
TochB.
rkwi-
TochA.
rki!oi-
TochA.
rt- 
TochA.k
rna-
TochA.k
rp 
TochB.k
rpa-
TochA.s
ry
- 
TochA.s
rm- 
TochB.
rka- 
TochA.k
ryap-

(vb.)vergessen(Poucha226,my
rsatai)
(m.sg.)(raised)aqueduct,feedercanal(DTochB.51)
(MU"EN.)vermisvenenosus(Poucha25-6,
ral)
(vb.)beobligedto(DTochB.50,
rccatr[3sg])
(vb.tr.)leave(behind),forsake(DTochB.47,
rtsi)
(vb.)cease(DTochB.47,
rsen-ne)
(adv.)paratus:ready,readily(Poucha25,
rwar)
(a.indecl.)ready,ofhorse:saddled(DTochB.53)
(pt.)surrounded(DTochB.587,waw
rpau)
(vb.)prod,urge,spuron(DTochB.587,w
rwim)
(a.)Wahrheit(a.)wahr(Poucha60)
(a.)white(DTochB.23-4)
(n.)mundus(Poucha24)
(m.)procus,sponsus(Poucha24,
rt[sgN])
(prA.)descendere(Poucha60,k
rnatsi[inf.])
(vb.)descendere(Poucha60,k
rp)
(vb.)descend,stepdown(DTochB.154,k
rpatsi)
(vbM.)serere,seminare(Poucha365,s
ry
t[3sg])
(sb.)semen(:seed)(Poucha364,s
rmntu[oblplN])
(vb.)surpass,gobeyond(DTochB.655,
rkatai)
(sb.)incommodum,detrimentum(Poucha60-1)

When available, external etymologies indicate that the Tocharian quantity matches
the Indo-Iranian vddhi. An uncontestable example of an identical quantity in the
Rig-VedaandinTocharianBhasbeenpreservedin:
TochB.
rkwi-
RV.
rjuney-




(a.)white(DTochB.23-4)
(m.)Nachkommedesrjua-(WbRV.185)

Identically,thelongquantityofTocharianAcoincideswiththeVedicvddhiin:
TochA.k
ltak-
AV.
gh
-

RV.
gh
-


(sb.)somemusicalinstrument(Poucha61)
(m.)Zimbel(EWA1:159+FortunatovsLawII)
(c.)CymbelnorKlappern(WbRV.172)

168

The Tocharian and Indo-Iranian long vowels are identical. Their original quantity
beingthesimplesthypothesis(Occamsrazor),itreplacestheearlierexplanationsof
Tocharian quantity, especially accent (Krause-Thomas 1960:42ff.) and/or schwa
(Krause-Thomas 1960:53ff.). The ostensible difference in quantity between
Tocharianandnon-AryanlanguagescanbeaccountedforwithOsthoffsLaw(PIE
*ambhi-)aslongasthegeneralrestrictionofthelawisnoted.356Examplesinclude:
TochA.
mpi
Gr.\?H 
Lat.ambi

(num.du.m.)ambo(Poucha22)
(adv.)herum,aufbeidenseiten(GEW1:98)
(pref.)herum,um,ringsum(WH1:36)

(b) The archaism of the Tocharian group is, however, broken down in the long
diphthongs PToch *
iC and *
uC. As a rule, the long diphthongs have been
preservedindialectB,whileindialectAonlyshortonesappear:
TochB.
iC

:TochA.eC 

TochB.
uC :TochA.oC.357

Thereasonforthelackofasoundlawaccountingforthisdevelopmentseemstobe
the tendency in the laryngeal theory to avoid discussion of vddhi (except for
Saussures compensatory lengthening). However, it is possible to advance an
interpretation of the situation that does not present any difficulties. Instead of two
quantitativegrades(cf.Saussure*e/o:),theparentlanguagehadthreeoppositions
(PIE */ : *e/o : ), which are preserved in Tocharian B. Some examples of
alternationTochB.ai:e:i/yandTochB.au:o:u/wareareincludedhere:
1.*ai-sehen,wissen:Auge(withTochB.ai:e:y)








TochB.poy!i-
Gr.4k6K644-
OHG.eihha- 
TochB.eka- 
TochB.aike- 
TochA.e!e 
TochB.ai!aiy
m-

(a.)all-knowing=Buddha(DTochB.402,poy!i)
(f.)Auge(LSJ.35,Hes.4k6K644@)pH;4>?D)
(vb.)zuerkennen(WP.1:11,GoEtD.2,eihhan[inf.])
(vb.)know(DTochB.101,ekasta[2sg])
(pr.)know,recognize(DTochB.101,aikemar[1sg])
(adv.)aspectabiliter,manifeste(Poucha41)
(vb.)takecare,handle,treat(DTochB.106)


Here the identity TochB. ai!ai R TochA. e!e proves that TochA. e!e, unlike its
equivalentindialectB,hasbeenshortened(OsthoffsLaw).Noshorteningtookplace
inTochB.ai!ai,withtheresultthattherootTochB.ek-in
TochB.eka-

(vb.)know(DTochB.101,ekasta[2sg])

reflectsthenormalgradePIE*e/o(incontrastwithPIE*/inTochB.aik-).

356

 Osthoffs Law is somewhat ambiguous, owing to the possibility of an original ablaut of the protolanguage, which could potentially account for some differences of quantity. Thus, for example, the
alternationTochA.
mpi:Gr.\?Hcouldreflectquantitativeablaut(PIE*ambhi-:aembhi-,etc.)
ratherthanOsthoffsshortening.

357

 For such alternations, cf. TochB. ai- (vb.) give (DTochB. 100-1, aitsi [inf.]) : TochA. el- (sb.)
donum(Poucha 37-8, 40) and TochB. !aul- (n.) life(DTochB. 636-7) : TochA. !ol- (sg.m.) vita
(Poucha327-8),etc.

169

2.Fortheu-diphthong,theablautTochB.au:o:u/wisdocumented.Thiscanbe
seen,forexample,in:
 TochB.rautka-
 TochB.rotk- 
 TochB.rutk
- 

(vb.)moveaway(DTochB.538,rautka)
(vb.)move(away)(DTochB.538,rotkr)
(vb.)takeoff(garment)(DTochB.538,rutk
te)

Thethreesimultaneouslypreservedablautgradesprovethatnoshorteninghastaken
place in Tocharian B, thus signalling agreement with the conservative Indo-Iranian
group.
3. Practically speaking, the differences between Tocharian A and B have
significance for internal and external comparisons, since the recognition of three
starting points for Tocharian B provides a regular explanation for alternations that
arecurrentlyfelttobedifficult,358seeninsuchexamplesas:
 Gr.4o@B-

 TochA.ens- 
 TochB.ens- 

(m.)Rede,Lobrede(GEW2:40,4o@BD[sgN])
(prM.)iubere,punire(Poucha38,ensm
[pt.])
(cs.prM.)instruct(DTochB.81,enstr[3sg])

(c) For the aforementioned reasons, the restriction of Osthoffs Laws should be
expandedintoTocharian,359exceptforthelongdiphthongsshortenedindialectA.
3.Owingtotheunmarkedquantityincuneiformscript,OsthoffsLawisnotstrictly
verifiable in Old Anatolian. Scattered hints of a possible lack of shortening are,
however,possiblypresentintheuseoftheGreekalphabetbyLaterAnatolian.Thus,
theclusters:RCandKRCarepreservedatleastinsomeCariannamescollectedby
Sundwall (e.g. Car. ACF:G?BD (1913:76), Car. <?54C:>7BD (1913:81), Car.
=4CGEK>7BD(1913:97)andCar.=4E5K>><D(1913:98)).Basedon exnihilonihil,the
forms can hardly represent anything but an original long grade. Accordingly, it is
relativelysafetoassumethatOldAnatolianhadlongdiphthongs,too.Aninstanceof
an original PIE * can be postulated de facto for Old Anatolian on the basis of the
isogloss
 HLu.rua-

 i.nairua- 
 Cil.CK9CG?8C<-

(Ic.)Rua(NOMS.1069,CHLu.10.9.1,ru-wa/i-s)
(mc.)-(NOMS.843,na-i-ru-ua-a#(-#a)[sgN])
(c.)-(Sundwall1913:97,CK9CG?8C<D[sgN])

Thebase Cil.C()Kisalso documented with a nasalextension(PIE *rn-)in Cil.


CK@9CG?8C<D(Sundwall1913:97),whichisunaffectedbyOsthoffsLaw.Itispossible
thatthelawdidnotapplyinOldAnatolianeither,butthematerialissparseandthe

358

Thecontemporaryproblem,outlinedbyLane(1960:76),isnottheequationTochB.aiC=TochA.
eC,butTochB.e=TochA.e:TheanalysisofTochB.ke-t(e)withke-=TochA.kegoesagainstthe
rulethatBai=Ae,thoughonemightassumereductionofaitoeinunaccentedforms,andthereare
otherinstanceswheretheequationseemstohold(cf.Bensk-instruct,Aens-command,punish,
Bek-,Aents-seize).

359

NotealsotheambiguityofTochB.e.Inadditiontothecorrespondenceofshortdiphthongs(PIE
*oi, etc.), TochB. e also corresponds with TochA. a (e.g. TochA. pats (m.) maritus, Poucha 163 :
TochB.petso(sb.)husband(DTochB.401)).

170

absence of quantity in Old Anatolian means that the problem may forever remain
ambiguous.
4.SomecounterexamplesofOsthoffsLawhavebeenidentifiedinGreek(e.g.Gr.
:x=F4<). Tested against the data, these exceptions reveal that the environment of
Osthoffs Law (V:RC) was not present, because Proto-Indo-European had a
laryngealinthemiddleofthediphthongofthetraditionalreconstruction(shape PIE
*V:RC). The presence of this laryngeal can be demonstrated in terms of the key
exceptionsasfollows:
(a)PIE*augh-verknden,usw.(P.348,cf.:xI-)






i.ug-
Gr.8vI-
gAv.aog-
Gr.:xI-
Gr.4tI}K







(vb1.)beschwren(HEG1:255-7,u-uk-zi)
(prM.)verknden(GEW1:595-6,8x=FB[3sg])
(pr.)verknden,sprechen(AIWb.37-8,aogTd
[3sg])
(pf.)tohaveprayed(LSJ.739,:x=F4<,:xI;4<[inf.])
(pr.)sichrhmen,prahlen(GEW1:192)

Both i. - and ablaut Gr. 4 : 8 : : are clearly present, and the bases allow only a
single reconstruction: PIE *aug- O Gr. 4tI-, PIE *aug- O i. ug-, PIE
*eaugh- O Gr. 8vI- and PIE *augh- O Gr. :xI-. In particular, :xI- had no
original diphthong (PIE *augh-); for this reason, Osthoffs Law does not apply to
theform.
(b)Thea-qualityinGr.@4D[sgN]andhiatusinRV.nus[sgN]imply PIE*neau-
for both (for the root of Lat. n
uis [sgN], see P. 755-6). The ostensible violation of
OsthoffsLawbythelongdiphthongofHom.@:Dcanthereforebeexplainedbyit
being based on the laryngeal (PIE *na-). Thus, by arranging the material under
twocomparativelyconfirmedablautbases,regularityisrestored:
 PIE*neau- O
 PIE*na- O

Gr.@4D,RV.nus,etc.
Hom.@:D,Lat.n
uis,etc.

(c)Neogr.*mn-moon,month(P.731)Thea-vocalismpointingto PIE*within
therootisreflectedin
 Arm.mahik 

PIE*man-(vs.

(sb.)?:@E=BD:Mondsichel(ArmGr.1:191).360

man-)isconfirmedbytheLithuaniane-vocalismandacutein

 Li.mna-
 Li.mnuo




(m.)Monat,Mond(LiEtWb.435,mnas[sgN])
(m.)Mond,Monat(LiEtWb.438,mnuo[sgN])

WemaythusreconstructPIE*mans-for
 Aiol.?@@-

(m.)Monat,Mondsichel(GEW2:227,?@@BD).

HereagainthesecondarylongdiphthongexplainstheexceptionofOsthoffsLaw.361

360

AccordingtoHbschmann(ArmGr.1:191),Arm.mahikisanIranianloan(foran*i-extension,see
LAv.nava.m
hya-(a.)neunMonatedauernd,AIWb.1046).SincetheassumedsourceofArmenian
(Pahl. m
hik) is hypothetical and Armenian has a derivate (Arm. mahikeWiur Mond-horn), these
factorssupportthegenuinenessofArm.mahik.

171

(d) In general, the secondary long diphthongs in Greek are conditioned by the
presenceof PIE*andcanbeaccountedforwiththisupgrade,whichsimultaneously
providesanadditionalcriterionforPIE*.362
5.Inthe19thcentury,OsthoffsLawcontributedtotheproofthatvddhiwasnotan
Indo-Iranian innovation, but an original Proto-Indo-European feature that was lost
to a degree in European languages. Tocharian and possibly Anatolian today add to
thisanindependentconfirmation,increasingourcapabilitytorestorelostquantity.363
Owingtolimitsofspacehere,ithasbeenpossibletopresentonlyasketchofthemost
criticalphenomena,butIwholeheartedlyagreewithCollinges(1985:130)wishtosee
adissertationwrittenonOsthoffsLaw.364


2 .5.9 EvaluationofhistoricaltheoriesandSystemPIE
0.HavingthusdealtwiththeproblemofIndo-Europeanvocalism,itsrelationtothe
Old Anatolian laryngeal and their reconstruction, I finally present a brief survey of
howtherespectivetheoriesperform.
1. Brugmanns eight-vowel system is a masterpiece of comparative reconstruction.
Owing to its strictly empirical content, the comparative theory can be inductively
inferredfromitbymeansofasimpleadditionofthesinglelaryngeal PIE*(Zgusta,
Szemernyi,Tischler,etc.),whichappearsindiphonemicPIE*a*a.
2.Thelaryngealtheory,inturn,canbecreditedforthefollowing:
(a)SaussuressegmentalanalysisoftheablautschemaNeogr.*T:
through*A:eAis
pivotalandcontinuestobeofvalue,duetothecommondenominator*Aoftheavocalism, which is absent in the schema Neogr. *T :
.365 By means of three simple
changesaddingquantitytoSaussuresdefectvowelinventory,replacing DS*Awith
PIE*a,andpostulatingPIE*(inenvironmentPIE*a/a)Saussuressystemcanbe
changedtomatchthatofSystemPIE:
 Saussure*e*o*A

:

SystemPIE***a/a.


361

Intermsofarelativechronology,onemayaddthatthedoubletreatmentofthelongdiphthongsin
GreekimpliesthatOsthoffsLawtookplacebeforethelossofPIE*.
362

Note,however,thateventhisupgradedoesnotresolvealldialectalcounterexamples(cf.TheranMelian9:D[sgN]vs.Gr.98D=RV.dyus[sgN]).

363

AsthecontractionssuggestedbySaussure(*eA,eO)andMller(*eE)didnottakeplace,vddhi
appearsinpositionswherethelaryngealtheorypostulatesLT*eH,withtheresultthatthelongvowels
arefarmorecommonplacethancurrentlythought.
364

 Broadly speaking, there appears to have been a large-scale distribution, according to which the
Aryan languages (including Tocharian)lost the oppositions of quality and the non-Aryan(or
European)languageslosttheoppositionsofquantity(OsthoffsLaw).

365

 See Saussure (1879 [= Mm.]:119f. Anm2) and Tischlers comment (1990:91 & fn117) on
Saussures assumption that ein Zusammenhang zwischen Vokalfarbe und Gutturaltyp [or rather:
coefficient]besteht.

172

(b)Mllerscolouringrule366Neogr.*aR*Ae(Neogr.*Te)thatistosay,the
assimilationofPIE*etothepreceding PIE*aresultingintheshortvowelNeogr.*a
iscorrect.ThoughSystemPIEalsocontainsthelaryngealinsequence PIE*ae,the
principleofassimilationremainsthesame:
 PIE*ae

O

i.a,Lat.a,Gr.a,OInd.a,etc.

(c) The laryngeal theory as a whole can be credited for the establishment of the
connection between OAnat.  and Neogr. *T a
 ( a-vocalism) through LT *h2,
despite the fact that the idea of the laryngeal itself could colour surrounding
vowels367andKuryowiczsidentification(i.RA)are,strictlyspeaking,erroneous:
LT*h2RNeogr.*TRPIE*a.
(d)Finally,thelaryngealtheorycanbecreditedformakingtheideaofthelaryngeal
oftheproto-languagegenerallyaccepted.Thoughmultipleaspectsofthemainstream
laryngealtheoryneedtoscaledback,certainlythecornerhasbeenturnedregarding
the idea that a laryngeal phoneme, the reconstructive counterpart of i. , once
belongedtothePIEphonemeinventory.368
3. As a whole, however, the laryngeal theory did not fare as well as the theory
advancedbythecomparativists.Itsdisappointingperformancecanbetracedbackto
a chain of errors made during the critical phase of theory formation. By order of
appearance,theerrorscanbecataloguedasfollows:
(a)SaussuresfailureintheanalysisoftheIndo-Europeanablautlefthimwithatwophasedablautpattern DS*:*e/oinsteadofthecorrectablaut PIE:*e/o:*/
with three distinctions. The error manifested immediately, as Saussure had to recreatequantitybyassumingforthefallaciouscompensatorylengthening(DS*eAO
Neogr.*
),whichinturnlefthissystemwithoutanypossibilityofreconstructionfor
thecoversymbolNeogr.*a.369
(b)Saussurespostulationofthesecondcoefficient*(e.g.Lat.datumRGr.7BFD,
Rec. 141) went astray because of his previous errors.370 After his assumption of
ubiquitous compensatory lengthening, it could no longer occur to Saussure that the
differenceofLat.datum:Gr.7BFDcouldbeaccountedforby PIE*deato-and PIE
*doato-(i.e.ablaut PIE*e*o);accordingly,hepostulated forboth.Inrelation
tothisdetail,Brugmannsevaluation(1879d:774)ofSaussures Mmoireasapurely


366

ForananalysisofMllersequationNeogr.*ag-as*Aeg,cf.Szemernyi(1973:6).

367

 Seebold (1988:519) writes: Die Anstze der Laryngalhypothese haben sich bei der Annahme
besttigt,dagrundsprachlichesh-eineUmfrbungzuha-bewirkthat.

368
SeeNymansevaluation(1982:39):Saussuresabstractrepresentationswerelaterinpartconfirmed
by the Hittite findings. Strictly speaking, however, this confirmationconsisted in the fact that the
Hittitedatarenderedsomereconstructionslessabstract.
369

 These errors were inherited by Mller (1879:150): Dasselbe lange


 enthlt >~;K, zu dem sich
alsdannd>4;B@verhltgenausowiezu>8Kd><B@,zuH86KdHG6B@.

370

 See Mayrhofer (1986:101), Schmitt-Brandt (1967:117), Bammesberger (1984:112), Frisk (GEW


1:347),Chantraine(DELG1:251),Beekes(1969:182-5),Rix(1976:71-2)andLindeman(1970:90-91).

173

aprioristic construction is correct:371 Though Saussures *A fares better than
Brugmanns*Tintermsofsegmentalanalysis,Saussuressystemcontainedaradical
error (Osthoff) because of the second coefficient .372 The inadequacy of  was
wellknowntosuchcontemporariesasMller(1880:494n2):
Ich sehe indessen kein wort, fr welches die annahme dieses dritten elementes [= ]
notwendigunddieerklrungdesodurchgendertenablautunmglichwre.

Theinconsistencyof inthefaceoftheexistingbasesNeogr.*da-,d
-wasknown
toMller(1880:518):
Dasgriech.hat7KF~C,voc.7FBC,ausdenstarken,7BF~Causdenschwachencasus(:o
tritt fr
 : a ein indem das griech. die stufe d
 aufgiebt und d nach 77K?<
verallgemeinert.SonsthatdiewurzelSaussures[...].Dasaaberzeigtgr.7|@BD.

(c) At this critical juncture, in spite of knowing that Saussures  (= h3) was
erroneous, Mller (1880:493n2) paved the way for the postulate by arguing for an
analogy:
Ingriech.7K-:7B-ausd
:d:dAhttealsodasgriechischediestufed
aufgegebenund
danndenablaut7K:74in7K:7Bgendert.

Mllersreferencetoanalogyinsteadoftheregularexplanation(Gr.4=Lat.aand
Gr.B=Lat.o)seemstohavebeenmotivatedbyhisassumptionofageneticrelation
betweenIndo-EuropeanandSemiticlanguages(1906,1911),whichfirstandforemost
required the addition of laryngeals (here ) for Indo-European. Mllers
questionableactionsresultedintheuseofanon-existent h3inthereconstructionof
Proto-Indo-European. At the same time, the postulate h3 was redundant, as the
allegedexamplesofh3belongedtooneortheotherofthecategories:
1. The o-vocalism in ablaut with a-vocalism points to PIE *a, *a, making h3
impossible;seeEichner(1978:162,fn77):
VondeninderLiteraturfranatol.h-N*h3-genanntenBeispielenistkeinessicher,alle
knnenauchmit*h2-angesetztwerden(MaterialbeiF.O.Lindeman,Einfhrungindie
Laryngaltheorie,Berlin1970,27).373

TheexamplesbelongtotheablautPIE*:e::o:withPIE*a,*a.

371

SeeKoerner(1985:324):Indeed,Brugmann(1879d:774)feltthatSaussurehadproposedapurely
aprioristic scheme (rein aprioristische Construction), which did not hold water [], as well as his
accompanyingdiscussion.
372

SeeKoerner(1985:324):HermannOsthoff[]expressedhimselfinamuchmorehostilemanner
to Saussures theories in several articles published in volumes 2 and 4 of Morphologische
Untersuchungenin1879and1881,qualifyingthemasatotalfailure,radicalerror,andthelike(cf.
Redard 1978:35 for details). For Osthoffs critique (1879b:125f., 1881a:215f., Anm. 1, 279, 331
(radicaler irritum), 346ff.), see also Mayrhofer (1983:141). In order to better understand Osthoffs
attitude,itisworthnotingthatwhilehewasworkingtoestablishthePIElonggradethroughhislaw
andotherinductivemeans,Saussurewasdeductivelyproceedingtooppositegoals.
373

SeealsoMayrhofer(1986:142-143,fn182):[...]wo*/h3/durchhethhvertretenseinsoll,beidenen
ichmichfrage,obinihnennicht*/h2o/angesetztwerdendarf.SeealsoMayrhofer(1986:135).

174

2.Therootswitho-vocalisminablautwithe-vocalismpointtoablautPIE*:e
::o:withoutPIE*a,a.Hereh3isimpossible,owingtothee-qualityandzero
grade,bothofwhichexclude h3.Thatsaid,Eichners(1978:162,fn77)ownexamples
ofh3mistakenlyreplacePIE*owithh3:
Hingegen ist die Vertretung von *h3- durch anatol. - wegen heth. artari steht(Wurzel
*H3er,s.H.RixMSS27,1969,92f.)m.E.gesichert.374

Asarule,amoredetailedlookatthedatarevealsPIE*:*e:toberelated,atleast
insomeforms,totheallegedh3:
 i.ar- 

 RV.sam()ra-
 Gr.kI;G:C- 

(vbM.)(da)stehen,sichstellen(HEG1:49-,ar-ta)
(aoM.)zuStandekommen(WbRV.98-101)
(a.)ausFisch(en)bestehend(GEW2:746)

Accordingtothegeneraldistribution,LTh3isexcludedeitherbya-vocalism(PIE*
:e:with PIE*a,*a)ore-vocalism(PIE*:e:),withtheresultthatnosuch
phonemeexistedintheproto-language.
(d)Strictlyspeaking,SaussuresinterpretationofthevowelNeogr.*Tasacoefficient
sonantique *A (a sonorant) is wrong, since the real value is PIE *a = *A (a vowel).
EvenmoreerroneouswasMllersinterpretationof*Aasalaryngeal(aconsonant).
ThesamecanbesaidofKuryowiczsidentificationof PIE*awiththeOldAnatolian
laryngeal:
 LT*h2O

Gr.4,Lat.a,OInd.i,

:

i.,CLu.,375

The confusion of vowels and consonants in the laryngeal theory can be corrected
throughapostulationofseparatesoundlawsforthevowelandthelaryngeal:
 PIE* O
 PIE* O

Gr.4,Lat.a,RV.i,
Gr.,Lat.,RV./,

:
:

i.a,CLu.a,
i.,CLu.,

(e)Inyetanothermistake,MllersstructuralpostulationofE(1880:492n2.)repeats
Saussureserrorswith*Aand (i.e.thevowelsNeogr.*e:*(inGr.;8-:;:-)are
replacedwithconsonantsin E: eE).ThisisparticularlydisappointingsinceMller
(1880:523)knewthatEwouldnotsolvetheproblematicablautNeogr.::
[...]griech.\F?D[...].DasAdieseswortes,dasmitvorhergehendemelangesgiebt,muss
ein anderer laut gewesen sein, als das A, das sich mit vorhergehendem e zu langem 
vereinigt,s.o.s.493anm.376


374

Forthelackofi.correspondingto*h3inOldAnatolian,seeMayrhofer(1986:132,fn141).

375

CompareBurrows(1949:28)analysis:[...]thevalidityoftheevidencefortheexistenceofavocalic
laryngeal,.Itispreciselyinthispointthatthelaryngealtheoryconnectswiththeearlierprevailing
theory of the apophony of the long vowels, since  is nothing but schwa in new guise, and both are
foundedonthesamebasis.Thetwotheorieshavethisincommon,andhistoricallyitisassumptionof
thisreconstructedIEvowelwhichhasgivenrisetothemanifoldramificationsofthelaryngealtheory.
376

FortheformsNeogr.*T:inOIr.athach:OEng.Um(RV.
tmn-),seeP.345.

175

As mentioned by Zgusta (1951:438), the laryngeal theory favoured the simple
solution E : eE, A : eA,  : e at the cost of reconstructio difficilior (i.e. the ablaut
Neogr.*:*:*).ItispossiblethatMllerwasnotaimingtosolvetheproblemsof
Indo-European vocalism as much as he was tempted by the opportunity of the two
laryngeals*Aand toproposeyetathirdone E,thuscreatingasystemsimilarto
theSemiticlaryngealsh.Inreality,itisnotallowedtoreconstructasegmentfor
theproto-languagethatdoesnothaveanunambiguousreflexinatleastonedaughter
language.Owingtotheerrorsinitspostulation,thelaryngeal h1canbeeliminated;
seethefollowingdistribution:
1. Bases with e-vocalism without PIE *a, a point to ablaut * : o :  : e : .
Here h1 is eliminated by the data in the absence of any reflect of a laryngeal (i.e.
vowel) in zero grade. Thus, Benvenistes (1935:149) *T1es- O e#-(zi) il est: *T1s(onti)Oa#-anziilssont[...]doesnotsignaltheabsenceofanyreflectofalaryngeal
in
 PIE*s-

O

HLu.sa-(vb.)tobe,Gr.(h)b@F<theyare.

Anyattempttoderive T1sfrom PIE*s-(HLu.s-,Gr.h-)wouldbeaviolationof ex


nihilonihil,resultinginaninconsistency.
2.Rootswithe-vocalisminablautwithNeogr.*T,a,
reveal PIE*a,ainstead
ofh1.Thea-vocalism,OAnat.orothercriteriaimplyingPIE*aor*aeliminateE
inthesubset.Thus,inMllersownexample(OEng. Um:OIr.athach),not Ebut
*Aisattested(forNeogr.*ainOIr.athach,seealsoGr.\F?D).
Excludedbythezerograde(ablautPIE*:e::o:)ora-vocalism(ablautPIE*
:e::o:withPIE*a,*a),LTh1isnon-existent.
(f) Mllers (1879:492) other mistake lies in his generalization of the Proto-Semitic
rootstructureCC(C)forProto-Indo-European:377
Die ursprngliche gestalt der indogermanischen wurzel, d. h. natrlich des
indogermanischenwortes,genauernomenswardie:diewurzelwarzweisilbigmitinnerem
vocal aundauslautendemvocala,nachdenconsonantenbiliteralwie BaRa(trger)oder
triliteral(mitinneremi,u,rodernasalcons.,oderA,E)vorodernachcons.)wie DaRCa
(blickend), VaIDa (sehend), DaIVa und DIaVa (glnzend, himmel), DaMAa
(bndigend).

IthasbeenpointedoutbySchmitt-Brandt378andSzemernyi379thattheProto-IndoEuropeanrootsarenotofgeneralformC1C2(C3),butconfirmavaryingnumberof

377

 According to Mller (1911:v-vi, x), many Semitic triliteral root shapes were originally biliteral,
implyingCCCforProto-Indo-Semitic.

378

 Schmitt-Brandt (1967:9) writes: Bei einer durch Rekonstruktion gewonnenen Sprache lt sich
meist nicht mit Sicherheit feststellen, welche Ableitungen einer und derselben Epoche der
Sprachgeschichtlichte angehren, so da sich auch nicht sagen lt, welche Wurzelgestalten
gleichzeitigexistierten.DieanlebendenoderschriftlichbezeugtenSprachengemachtenerfahrungen
lassenjedenfallsfralleEpocheneinerSprachediegleichzeitigeExistenzmehrererWurzelgestalten
erwarten,sodaaprioriderAnsatzeinereinzigenWurzelformK1eK2uerstunwahrscheinlichist.

379

Szemernyi(1996:132)clarifies:[...]itiswellknownthatthetheorycontradictssomeobviousfacts,
since there are certainly longer roots such as *leikw- to leave (quadlitre) and *sneigwh- to snow
(quinquilitre),andalsoshorter,e.g.*es-tobe(bilitre).

176

radical consonants ranging from C1 to C1C2Cn.380 Being non-genetic, the Semitic
typology is not binding (Szemernyi 1967:92-93), and as it conflicts with the data, it
should be abandoned rather than normatively applied to the material (as is done
within the framework of multilaryngealism).381 The Proto-Indo-Semitic root
hypothesisCaC(C)382hasledtoasituationwherethenon-existentlaryngealsh1and

h3 are added to the roots with a single consonant (e.g. PIE i- gehen and PIE s-
sein),asiftheycontainedtwosuchitems(LT h1ey-383and h1es-).Inthisprocess,
the comparison of Indo-European data (and only that) has been replaced with
comparisonofdataandtheProto-Semiticrootaxiom
 PISem.C1eC2-:i.e#-

O

PISem.h1es-

despite the warnings of Bammesberger384 and others. Ultimately such tautologies,
containing Proto-Indo-Semitic on both sides of the equation, are not products of
soundscholarship,385aswasalreadypointedoutbyMllerscontemporaries.386With
this move, Mller abandoned the agenda set forth by Sir William Jones (i.e. the
genetic relationship between the Indo-European languages) and failed as a
responsibleactorinthereconstructionofProto-Indo-European.
(g) For the third mistake of Mller, I would like to quote his monovocalism
hypothesis (1906:XIV), which also hearkens back to an alleged genetic relationship
withtheSemiticlanguages:
Es gibt im Indogermanischen nur a-Wurzeln (oder, wenn man frs Indogermanische
lieber will, e-Wurzeln, was fr die Sache dasselbe) den semitische a-Wurzeln
entsprechend.

Inretrospect,thiswasalsoasetbackforthedevelopmentofthereconstructionofthe
Indo-Europeanvowelsystem.Despitehissuggestionofthefundamentalvowel*e,
Saussureadmittedtheexistenceof PIE*o,standinginablautrelationshipwith PIE*e
(Mm. 127). The real content of PIE *o in Saussures system is secure because he

380

NoteinparticularthatSzemernyi(1996:132)isrightinclaimingthat[...]itcanbeprovedthatnot
allIErootshavingthestructure eCgobacktoamoreprimitiveform*HeC,i.e.therewerenotonly
suffixesbutalsorootswiththestructure eC.Thus,*s-seinisconfirmedbyHLu.#a-tobeand*i-
gehenbyi.i-id.
381

Lindeman(1997:51)adds:Mostlaryngealistsassume[...]thattheparentlanguagehadno(verbal)
rootswithaninitialvowel.ThisassumptionisbasedonBenvenistestheoryoftheIErootaccordingto
theIErootconsistedoftwoconsonantsthattookthevowel*e[...].

382

 See Mller (1879:492): die Wurzel war [...] mit innerem Vocal a [...] nach den Consonanten
bilitteral.

383

 Bammesberger (1984:36-40) writes: Auch die Wurzel fr gehen mu nach Benvenistes Theorie
als*T1ey-(BENVENISTE1935:156)angesetztwerden.

384

 Bammesberger (1984:36-40) further explains: In den Paradigmata von *es- und *ed- kommen
Formenvor,diemitderAnnahmeeinesanlautendesLaryngalsT1nichtvereinbarsind.

385

 Boretzkys (1975:49) criticism of the idea that Vielfach wird behauptet, da die LT mit den
Methoden der IR arbeite is justified: the laryngalist reconstruction is not internal, but uses Semitic
typologyembeddedasaxiomsinthelaryngealtheory.

386
 See Koerner (1985:336): [Mllers] 94-page monograph on the laryngeal consonants of IndoEuropeanandSemiticwasnotregardedassoundinscholarship.

177

(Rec. 159) accepts Brugmanns Law, presupposing that vowel. By abandoning this,
Mller fell back to the Paleogrammarian monovocalism hypothesis, replacing the
Sanskrito-centrictypology(Paleogr.*)withaSemiticone(LT*e).Consequently,the
NeogrammarianefforttorenovatethePIEvowelsystem,culminatinginBrugmanns
systemofeightvowels,wasforgotten,thoughnotlost.Thiswasunfortunate,seeing
that the resulting costly detour could have been avoided; Mller was aware of the
existence of at least two different proto-vowels *e  *o, as implied by his early
statements like *eA wird aA, woraus , *oA wird  (1880:493n2). That Mller
(1906:v-vi)lateroncametofavourthe*o-elimination(a.k.a.monovocalism),which
was called a well-known phonological fallacy by Kuryowicz (1964:28), is obvious
fromhisstatement:
Der Satz Es gab und gibt im Indogermanischen nur a-Wurzeln, an dem ich [...] ohne
einen einzigen Moment des Schwankens oder Zweifels bestndigt festgehalten habe,
whrendervonvielenSeiten,u.a.alsbaldvonOsthoffbestrittenwordenist.

(h)Forhisfinalerror,Mllerchoseanincompletestartingpointofsixvowelsforhis
theory,insteadofthecorrecteightcoversymbolsofBrugmann(Mller1879:151):
Esgabinderletztenperiodedergrundsprachezudendreikrzen a1a2a(mitCollitz eo
a)dreientsprechendelngen12(,,).387

ThoughequalingtheablautDor.48B:K,thisapproachwasnotsufficientforthe
reconstruction of the Proto-Indo-European, because Indo-Iranian necessitates two
more correspondence sets (viz. Neogr. *T and Neogr. *). Without these, Mllers
theory never had a chance to solve the problem of Indo-European vocalism, and
givenhisfocusonentitiesdefinedbycolouring(Ee:Ae:e)andlengthening(eE:eA
:e)thatistosay,thelaryngeals E: A: itcanbedoubtedwhetherMllerhad
theIndo-Europeanprobleminhismindatall.Accordingly,thelaryngealtheoryhas
been criticized for its aprioristic approach at the cost of empiricism from the
beginning.388Theresultsareparticularlypoor,asMllerknowinglychoseSaussures
inconsistent theory as the basis of his deductions.389 The situation did not improve
whenKuryowiczandBenvenisteuncriticallycontinuedMllersdeductiveapproach
in the interpretation of Hittite. Instead of using empirical induction390 and

387

SeealsoSchmitt-Brandt(1967:4):MllerhatteausSaussureszweisonantischenKoeffizientendrei
Laryngalegemacht,sodadendreiVokalqualittendesMeilletschenVokalsystems*e,*a,*o,*,*
,
*jedreilaryngaleKonsonanten*H1,*H2,*H3,entsprachen.
388

SeeTischlers(1980:498)skepticismtowardsthedeductiveapproachofSaussure,MllerandCuny.
SeealsoMeidsrelateddiscussion(1988:341).

389

 Krahe (1958:97) writes: Die Laryngaltheoriekann aber weder in ihrer Substanz noch in ihrer
Methodikalsgesichertgelten.
390

SeeTischler(1980:498):ImbrigenliegtjadieAnnahmenahe,daKuryowiczselbstgarnieauf
die Idee gekommen wre, das hethitische  auf mehr als einen idg. Laut zurckzufhren, well er
induktiv vom sprachlichen Material ausgegangen wre. Kuryowicz ging dagegen deduktiv von den
Theorien de Saussures und Cunys aus und wollte im Hethitischen nur die Besttigung fr diese
Theoriefinden.

178

comprehensive material,391 the authors presented Mllers theory without its


programmatically Semitic typology by replacing Proto-Indo-Semitic *awith
fundamentalvocal*e,laryngeals E: A: withschwas*T1T2T3andtheProto-IndoSemitic root CCC with schemata C1eC2.- (thme I) : C1C2e.- (thme II).392
Unfortunately,noamountofanalysiswillreachtherightconclusioniftheparadigmis
wrong.
4. As an empirical science,393 Indo-European linguistics is fundamentally based on
empiric data, genetic relationships and family consistency.394 It is these factors that
allow the study to overcome the laryngeal crisis. As demonstrated in this study, the
Proto-Indo-Europeanlaryngealproblemissolvableasthetwocomparativelyproven
phonemesNeogr.*T(= PIE*a)and PIE*(=i.)arecombinedintodiphonemic
PIE *a, *a. In the resulting system, the values of Brugmanns eight cover symbols
haveaninterpretationinthemosteconomicsystemofproto-phonemestodate, PIE
*a.Asacomparativereconstructionexistsanditcanbesupportedbyadigital
proofthatgeneratesthedata,thesuccessofthecomparativemethodiscertain.The
simultaneousappearanceofthePIELexicon,itscompatibilitywiththeotherdigital
dictionaries and the fact that the problems of the laryngeal theory have not been
generallyforgotten395meanthatthisbreakthroughcanberigorouslyexploredinthe

391

SeeTischler(1980:495):ObwohlKuryowiczseineTheorieaufderschmalenBasisvonledigilich
24 Wortvergleichen errichtete, von denen sich nachtrglich noch dazu eine ganze Reihe als verfehlt
erwiesen,wurdeschonbaldklar,dadieseTheoriemitdenvorliegendenFaktennichtinEinklangzu
bringenist.

392

Benveniste(1935:170)writes:Laracineindo-europenneestmonosyllabique,trilitre,compose
delavoyellefondamentaleeentredeuxconsonnesdiffrentes.[]Laracinefournit,avecunsuffixe,
deux thmes alternants: I racine pleine et tonique + suffixe zro; II racine zro + suffixe plein et
tonique.ForBenvenistesthmeIandthmeII,seeMller(1880:506):Ursprnglichdreisilbige
wurzeln(wiedajavas.492,worausdaivunddjau[...].

393

 See Boretzky (1975:61): Die historische Sprachwissenschaft ist jedoch eine empirische
Wissenschaft,dienichtalleinmitlogischenGrundstzenauskommenkann[...].

394

Forfamilyconsistency,seeTrask(DHCL120).NotealsothatTrasksrestrictiontotheapplication
of the rule does not hold, because his sole counterexample is the laryngeal theory, which must be
regardedasafailure.
395

Toassistinanunderstandingoftheambiguityofthelaryngealtheory,Iquoteanentryfromthefirst
articleofthepublishedentryof AltlitauischesetymologischesWorterbuch(HUBerlin),linkedtothe
TITUSprogramsdesktop:
n ,nint.,prt.frwahr;na:M(GII5655Widuimertisnamumskerchiy/Pelklakarchtuvgnimi
n
(Mittenindemtodanficht/unsderhellenrachen);BrG[22]v15 Widuimertiesnumumskerchi
(Mittenindemtodanficht);SaC729Interjectiones..Comminantis,ut:Nu/nu.
LK'belegtbeideVariantenderInterjectionundPartikelnundnfrdasganzelit.Sprachgebiet.
Die Variante n ist vermutlich entlehnt aus nhd., nndd. na int. (Ausdruck des Zgerns, des
Unglaubens,derUngeduld),dastrotzrelativspterBezeugung(16.Jh.)wohlnichtzutrennenist
vonan.napart.inhr-nahier,hierhin,ar-nada,dahin,n-najetztebenetc.Diegerm.Lexeme
lassensichmitgr.(ion.,att.)@~frwahr,wahrlich,ja,lat.nja,frwahrzusammenstellen,wasdie
Rekonstruktioneinerbereitsuridg.Part.*nh1oder*nnahelegt(vgl.EWDS642).Dievariante
lit.nmachtdenEindrckeinerbernahmeausdemPoln.oderOstslav.Vgl.poln. nu, nu- e,russ.
nu, n-ka, nu e,wruss. nu, n-ka, nu .DieseInt.desAuffordernsistnachAusweisdersd[s]lav.
Vergleichsformen wie skr. n, nto oder sln. n, nj zumindenst bereits urslav. Alters (vgl. REW

179

future. A new era in Indo-European linguistics has begun, one of natural science,
empiricismanddigitaltechnology.





1.230,SSJ.26.30-33).SieentstandwahrscheinlichdurchZusammenrckungvonuridg.*nh1bzw.
*nmitderPrt.*h2uund,auch,ferner(ved.u,gr.4x).eh
Theentryisnotonlyphilologicallyandcomparativelyoriented(versusdeductive),butconservativeas
forthelaryngeals:*h2isreconstructed(in*h2u forGr.4x),butneitherthecompensatorylengthening
nor the e-colouringlaryngeal are strictly speaking bought, as the ambiguity is properly noted in the
reconstruction(*nh1oder*n).

180

3 PIE*andresonantsPIE*iulrmn
3.1 Ontheoriesandproblemsoftheresonantsystem
3.1.1 Introductoryremarksonresonants
0.ThemainfeaturesofthePIEresonants(orsonorants)thesemi-vowelsPIE**
(= U), liquids PIE *l *r (= L) and nasals PIE *m *n (= N)  will be studied in this
chapter both independently and in environments PIE *a *a, based on the
comparativemethodofreconstruction.396
1.TheProto-Indo-Europeanresonantshadaconsonantalandasyllabicvariant:
 PIE
 PIE

*
*i


u

m


n


l


r


(non-syllabicR)
(syllabic)

The alternation R :  is conditioned by the environment (i.e. the surrounding
phonemes)asexpressedinthefollowingformula:
 VRV CRV

VC

CC

(alternationR:).

Fundamentally,thealternationdependsonlyonthephonemefollowingtheresonant,
with the result that the antevocalic resonants were non-syllabic (RV) and
anteconsonantalsyllabic(C),regardlessoftheprecedingphoneme(CorV).397
2. As for the resonants (R) and their subclasses (U, L, N), note the following
preliminaryobservations:
(a)Themainproblemsofthetheoryofsemi-vowels U(PIE*i,u)havebeensolvedin
the traditional reconstruction with the rules for *T+U and * U+T (except for
Sturtevants interpretation of Sieverss Law), allowing for the replacement of the
formerprosodicconditionwithaphoneticone.
(b) A more complex problem is found in the Neogrammarian Sonantentheorie of
the co-called syllabic sonants,398 or the syllabic liquids Neogr. *  and the syllabic
nasals*,postulatedbyOsthoffandBrugmann.Thistheorydominatesthefieldof
PIE resonants and is given special attention in what follows, owing to the new
interpretationnecessitatedbytheemergenceofthesegmentallaryngeal.



396

 In this chapter, the term resonant R refers to the phonemes that can function either as vowels 
(syllabic)orconsonantsR(non-syllabic).
397

ThisoriginalstateofaffairsisstillpreservedintheBalticlanguageswherethesequencesVCare
diphthongsregardlessofthecharacteroftheresonant.

398
Inordertoavoidconfusion,thetermsonantisusedtorefertoBrugmannsandOsthoffstheoryof
syllabicsonants.

181

3 .1.2 O nthetheoriesofPIEsyllabicresonants
0. In the domain of problems best highlighted through Osthoffs and Brugmanns
syllabic sonants, three primary theoretical approaches have emerged in the
explanationofdata,describedhereintermsoftheirgeneralfeatures.
1. The theory of syllabic sonants (die Sonantentheorie) was presented by Osthoff
and Brugmann. The idea of the theory is that the syllabic sonants developed an
epenthetic (svarabhakti) vowel in non-Aryanlanguages (except for the syllabic
nasal), resulting in a vowel in Indo-Iranian and Greek.399 Thus, the following wellknownequationsweresetforthforNeogr.*and*:
 Neogr.*
 Neogr.*

OOInd.,Av.Tr
OOInd.a,Gr.4

:Gr.4C,Li.ir,Go.ur,Lat.or,etc.
:Li.in,Go.un,Lat.en,etc.

Inthismanner,thesyllabicsonantswereassumedtohavedevelopedfullvowels(Gr.
4,BSl.i,Germ.u,Ital.o/e,etc.)characteristicoftheindividualsubgroups.
2.TheschwasecundumschoolincludessuchscholarsandtheoreticiansasSchmidt,
Bechtel (1892:127-43 & 151-3), Gntert (1916), and Schmitt-Brand (1967). Though
less appreciated, this theory was highly influential in the 20th century as Waldes
etymological dictionary formed the core of Pokornys Indogermanisches
etymologisches Wrterbuch, a hybrid of the Sonantentheorie and schwa secundum.
Characteristically, the schwa secundum school accepts the correspondences defined
by Brugmann and Osthoff, but explains the svarabhaktivowels by means of schwa
secundum*M,asindicatedin:
 SSec.*Mr
 SSec.*Mn

OOInd.,Av.Tr
OOInd.a,Gr.4

:Gr.4C,Li.ir,Go.ur,Lat.or,etc.
:Li.in,Go.ur,Lat.en,etc.

3.Finallythecomparativetheorymaybementioned,asitisoccasionallyemployed
in the reconstruction of various scholars like Verner. This approach compares the
svarabhaktivowelsofcertainlanguagestoidenticalonesinotherbranches,andwhen
twowitnessesconfirmavowel,thatitemratherthansyllabicsonantsortheschwa
secundumisreconstructed.
4. These three theories will be analyzed, evaluated and tested against the material
nowatourdisposal.


3.1.3 Thetheoryofsyllabicsonants(Sonantentheorie)
0.TheNeogrammariantheoryofsyllabicsonantshasatwofoldorigin:


399

 The Neogrammarians used various terms, in both the singular and the plural, to designate the
vowelsallegedlyoriginatinginthesyllabicresonants.Inadditiontothetermsvarabhakti,designations
likedasResiduumdesVokals,Gleitlaut,StimmgleitlautandvolleVocalewereused.Forthesake
ofsimplicity,exclusivelythetermsvarabhaktiwillbeusedinthisstudy.

182

(a) The two ablaut schemata of the Neogrammarian system (Neogr. *e :  : o and
Neogr. *T :
  ) did not suffice for a regular explanation of the attested IndoEuropean vocalisms. Consequently, needing additional means of derivation,
BrugmannandOsthoffchosesyllabicsonantsforthispurpose.
(b) In his phonology, Sievers (1876:24-5) had demonstrated that liquids and nasals
can function as consonants and as vowels, thus providing the phonetic, typological
andtheoreticalframeworkforthetheoryofsyllabicsonants.
Against this background, Osthoff and Brugmann set themselves the goal of
accounting for the irregular vocalisms by explaining them as svarabhakti vowels
resultingfromsyllabicsonants.400
1.DuringtherevisionofthePaleogrammarianvowelsystem,Osthoff(1876:52-53)
claimed the existence of syllabic liquids for the proto-language. Immediately
afterwards,Brugmann(1876a:303-4)madeasimilarconjectureforsyllabicnasals.401
ThesesuppositionswerecombinedbyBrugmann(1879a:3)intoageneralstatement
ofsyllabicsonants,markingthebirthofthegeneraltheory:
Die gemeinsam indogermanische grundsprache besass aller wahrscheinlichkeit nach ein
vocalischesrundlundebensovocalischenasale[].

As for the svarabhakti vowels (i.e. the alleged outcomes of the syllabic sonants),
Pedersen(1983:68)illustratestheplanwiththefollowing(slightlymodified)table:402
 

 

Sanskrit 
Greek 
Latin

Celtic 
Gothic 
ONorse 
Lithuanian
Slavic

 

Paleogr. 

1

a
8
e,i
e
i
e,i
e
e

*a














2

a
B
o,(u)
o
a
a
a
o

*a














3

a
4
a
a
a
a
a
o

*a














4

iu
4(B?)
eo
i(a)
u
u/o
i


a,[e,o],i,u


400

 See Brugmann (1876a:303): E. Sievers in seinen trefflichen Grundzgen der
LautphysiologiesetztS.24ff.auseinander,dasdieliquidae rund l unddienasalsn,n,mebensogut
VocaleseinknnenwieConsonanten.
401

SeealsoPedersen(1983:71):Thefollowingyear(1876)BrugmannwroteanarticleentitledNasalis
sonans in der indogermanischen Grundsprache in which he maintained that there must have been
syllableswithoutvowelsintheparentlanguageofourlanguagefamily,syllablesinwhichan noran m
madeupthesyllable;similarly,heassumedsyllableswith()assyllabicnucleus. NotethatPedersen
credits Brugmann for the syllabic liquids; this is inaccurate, strictly speaking, as the syllabic liquids
wereoriginallysuggestedbyOsthoff.
402

Columns1,2and3indicatethevowelsNeogr.*a,e,o,etc.(seeChapter2)andcolumn4indicates
the svarabhakti vowels explained by the leading Neogrammarians by means of syllabic sonants
(Neogr.*,etc.).

183

Neogr.

*e

*o

*a

*

2.Thekeyfeaturesofthetheoryare:
(a) In the formation of their theory, Brugmann (and Osthoff) borrowed from the
conceptualframeworkoftheSanskritgrammariansinseveralrespects:
1. The svarabhakti (a.k.a. epenthetic) vowel of the Sanskrit grammarians was
turned into a theoretical means of explaining the vocalisms of the individual
subgroups(Lat.e,Li.i,etc.).403
2.ThesyllabicliquidoftheSanskritgrammarians(OInd.retc.)wasaccepted
andgeneralizedforthelateralandnasalsofProto-Indo-European.
3. The variation of the Sanskrit-roots tar- tir- tur- was subordinated to
unattestedunderlyingroots(Neogr.t-etc.)equalingtheirtheoreticalcounterparts
inSanskrit(OInd.t-etc.).
(b)TheNeogrammarianspostulatedproto-sonants*,assumedlypreservedinIndoIranian zero grade as such (except for the nasal), but displaying svarabhakti vowels
derivedbyexcrescenceintherestofthesubgroups:
 

 P

 IIr. 


Neogr.*
P

P

Gr.4R
Li.iR 

P

Go.uR

P
Lat.or

etc.

Inmodernterms,BrugmannandOsthoffimpliedadistributionaccordingtowhichavocalismwas typical for Greek, i-vocalism for Balto-Slavonic, u-vocalism for


Germanic and so forth.404 The Sanskrito-centric basic idea of the reconstruction is
reflected in Brugmanns and Osthoffs conclusion of Indo-Iranian representing the
originalstateofaffairs,whereastherestofthegroupisconsideredtohaveinnovated
thesvarabhaktivowels.
(c) Brugmann and Osthoff shared the uniform hypothesis in its absolute form,
accordingtowhichforeveryobjectthereisone(andonlyone)representativeinthe
proto-language(asinBrugmannsGermandialect).Accordingly,itwasassumedthat
asingleuniformprototypeexisted(forinstance,forthewordmeaninghundred)in
the proto-language (Neogr. *to-), just as there is a single word in German
(ModHG.hundert).
3. In contact with the material, the simple theory including Neogr. *m/ *n/ *l/
*r/ranintodifficulties.SoonOsthoff(1879a:421)405hadtosuggesttheexistenceof
Neogr.*lrmn(a.k.a.antevocalicsyllabicliquidsandnasals)inordertoaccount
forthesvarabhaktivowelsattestedinantevocalicposition:


403

 For the svarabhakti in action, see Brugmann (1876a:305): Fr die europische Grundsprache
knnen wir Formen etwa wie pdem [] aufstellen, d. h. die in der Anlage schon vorhandene
Svarabhaktihatteeinee-frbung.

404

Consequently,thetestingofthetheorydependsonwhethersuchdistributionsareprovablebythe
comparativemethodornot.

405

SeealsoOsthoff(1879b:14-16).

184

Diesestellungdergriechischenspracheerhelltbesondersklarauchausfolgendemseitens
Brugmans noch nicht verzeichneten beispiele fr die nasalis sonans: griech. F4@G- in den
bahuvrhis F4@F8CBD u. a. [] wie skr. tan- adj., aber lat. tenu-i-s, abulg. tn&-k&, ahd.
dunni,allevondergrundformindog.*tn-.Mitdiesemsoangesetztenindogermanischen
adjectiv*tnu-verhltessichmitderviersilbigkeitdesSieversschenmusterbeispielesnhd.
be-rit-tn-(n)e.

(a)Inordertoprovideatheoreticalframework,Brugmann(Grundr21:399)defined
the prevocalic syllabic nasals and liquids as parallel to the glides: Hinter
ConsonantenentsprichtderWechseln:ndemvoni:,u:,r:r,l:l,s.282S.
264.Theirregularityoftheexplanationwas,however,immediatelyrecognizedand
criticizedforthat.Forexample,Mller(1893:370)writes:
Indem Bechtel (wie Joh. Schmidt) reducierten vokal + m, n, r, l vor vokal fr die
grundsprache annimmt, stelt er sich in einen gegensatz gegen die anhnger der
sonantentheorie(s.131),diedenwurzelvokalbeseitigseinlassenunddergrundsprachedie
lautgruppen m, n, r, l zuschreiben. Gegen derartige anstze erhebt das germanische
protest,wiePaul(PBB.6,109fg.)gezeigthat,demBechtel(s.132)sichanschliet,obwohl
Paul,ohnedasvonihmselbstfrhervorgebrachtezuwiderlegen,seineneinwandhatfallen
lassen(6,409).Ingot.baurans,numans,skulum,munumusw.kannniemalsdervokalvor
nas.-liq ganz geschwunden gewesen sein, es mste sonst skullum heissen gerade wie
hullum.

(b)Szemernyi(1996:51)laterattemptedtoimprovethesituation,notingthat
[...]itiscustomarytospeakofsyllabicnasalsandliquidsinprevocalicposition(denotedby
morm,etc.),whichinfactinvolvesacontradiction,asthesesoundscanbecomesyllabic
only between the consonants. [...] Since the denotation m is misleading giving the
impression of a syllabic followed by a consonantal m we shall use , , etc. for the
prevocalicpositionalso.

WhileSzemernyiiscorrectininrejectingthenotationNeogr.*mn,etc.,writing
*V,*V,etc.insteaddoesnotresolvethecontradiction:thesesoundscanbecome
syllabiconlybetweentheconsonants.
(c) Saussure attempted to solve the problem with segmental analysis by defining
Neogr. *R R DS *A. This idea (written CHV) is accepted by the mainstream
laryngealtheorywiththefollowingrules:
 Neogr.*(C)HV

(C)HV

(C)HV

(C)HV.

Onpaper,suchanalysisprovidesaphonologicalmotivationforthesyllabification,but
itshouldbenotedalreadyherethatthiswasanotationalchangethatdidnotcritically
evaluatethepostulatesNeogr.mnrlandtheiractualbehaviourinthedata.
4.Finally,afourthseriesofresonantsthelongsyllabicsonantsNeogr.*
were postulated by Brugmann (Grundr.2 1: 417-423).406 From the outset, this series
was considered as shorthand for the earlier diphonemic clusters +T (= Saussure


406
 For the long syllabic sonants, see Mayrhofer (1987:103), Schwyzer (GrGr1: 259-63), Kuryowicz
(1956:166-208),Schmitt-Brand(1967:32),Hirt(1900:32ff.)andBrugmann(Grundr21:490ff.).

185

+A407)inenvironmentCTC(RLTCHC).408Theideaofthereconstructionis
neatlyexplainedbyBurrow(1949:35):
It is supposed, in the case of this root [= tr-], that the weakened
 which forms the
secondelementbecomesT>Skt.iinformsliketaritum,butthatwherethereiscomplete
reduction, the two elements combined to form in Indo-European a long vocalic  which
developsinSanskrittor,%r,andvariouslyinotherlanguages.Thesamerelationisheldto
exist between prman- abundance, pr
t-, and p%r- full (IE ), bhvitum and bh%t-
(IE ewT : %); likewise IE  in nt- lead,  in s
t- obtained(: sanitum),  in d
nt-
tamed (: damit-). The laryngeal theory substitutes the usual duality of vocalic and
consonantal:*tr--tum:tHn-.

BrugmannsinterpretationwassoonattackedbyJohannesSchmidt(1895),according
to whom Neogr. *T is a vowel and therefore could not possibly syllabicize (and
lengthen)theprecedingsonant.InSaussuressystem,however,thecoefficient*A(=
Neogr.*T)wasunderstoodasasonant;SaussuresCAC409could,atleastintheory,
overcome the difficulty, especially after *A was interpreted as a (laryngeal)
obstruent.410


3 .1.4 TheproblemsofSonantentheorie
0. The problems of the sonant theory culminated in its complexity: instead of two
resonantsinsimplealternationR:,fourserieswereultimatelypostulated:
 Neogr.R::R:

R

LTRV:C:HV:HC.

OwingtotheabsenceoftheOldAnatolianlaryngealatthetimeofthepostulation,
the alleged analytical shapes were never more than structural guesses, which would
become outdated with the emergence of the new material. The presence of PIE *
necessitates an inductive check of the real behaviour of the sequences *+R and
R+,duringwhichmoregeneralproblemsmayalsobecriticallydiscussed.
1.TheseriesR*thatistosay,thesimplesyllabicsonantsinenvironment
(C)Cisnowwidelyaccepted.Yetseriousproblems,forgottentosomedegreeby
now,haveplaguedthetheoryfromthebeginning:


407

ForNeogr.*=*Aandsoforth,seeSaussure(Mm.250)andSchmitt-Brandt(1967:3).

SeeBrugmanns(Grundr21:393)structuralstatement:InmorphologischerHinsichtentsprechen
unsere,,,demund%,s.547.FortheliteratureonNeogr.*and/ortheCRTC/CHCrule, see Lindeman (1982:13, 1997:94ff.), Mayrhofer (1986:144-145), Schmitt-Brand (1967:3ff.) and
Szemernyi(1996:49-50).ForSchmidtsKritikderSonantenteorie(1895:167ff.)andothercriticisms,
seeAnttila(1969:68).
408

409

 See, for instance, Anttilas (1969:67) perspective: This was Saussures view of the long syllabic
resonants:A,E,O(Mm271).
410

 See Szemernyi (1996:123): [] as Mllers pupil H. Pedersen recognized, that the long syllabic
sonants(4.3.5,5.3.5)arefusionsofsyllabicsonantswithnon-syllabiclaryngeals:,%,areiH,uH,
hHHH.

186

(a)Immediatelyafteritsdelivery,itwasrecognizedthattheSonantentheoriewasnot
verifiableintermsofitscontent(viz.theemergenceofsvarabhaktivowels).Thus,to
quoteMller(1893:371):
Dassaberdieunsvorliegendenvokalegriech.4,germ.u,usw.vorm,n,r,lnotwendigaus
sonantischen,,,erwachsensind,kannnichtbewiesenwerden[].

TheobviousreasonforthisstateofaffairsisthatthesvarabhaktivowelsGr.4,OCS,
Go.u,etc.oftheNeogrammarianscanalwaysreflecttheoriginalvowelsNeogr.*aei
ouandsoforth,withtheresultthatthetheoryisambiguousand,strictlyspeaking,
doesnotsupporttherulesoftheorycreationadvancedbyOsthoffandBrugmann.411
(b) The environment suggested for the svarabhakti vowels  occurrence with
(syllabic)sonantsdoesnotholdtrueeither,aswasalreadypointedoutbyGntert
(1916:viii):
[...]derselbeberkurze,reduzierteVokal,denvielebisjetztnurvorodernachNasalund
Liquidaannahmen,begegnetauchsonstinbeliebigerkonsonantischerUmgebung[...]412

Indeed, the svarabhakti vowelsappear independently of the environment, as is the
casein:
 Lat.tepe 
 Umbr.tapisten
-

(pr2.)warm,mildsein(WH2:667-8,tepe)
(f.)caldariola?(WH2:668)

Thusthephenomenonexists,butitismoregeneralthanBrugmannsandOsthoffs
originalvision,whichwasrestrictedtothesyllabicsonants.413
(c) Methodically the assumption of svarabhakti vowels violates the ex nihilo nihil
principle.Bysimplificationof/Ronbothsides,thederivation
 Neogr.*

O

Gr.4R

Li.iR 

Go.uR

etc.

is equal to PIE  O IE a e i o u. In other words, the theory assumes that all five
cardinal vowels were uniformly derived from nothing (instead of the primary
(attested)Indo-Europeanvowelsavailableforexplanation).
(d) The Neogrammarian sound laws are dependent on the assumption that syllabic
sonantsproducevowelsinIndo-Europeanlanguages.Thisassumptionhasalsobeen

411

 Since Neogr. *a e i o u were already present in the proto-phoneme inventory, they were primary
compared to the svarabhaktis emerging from the Neogrammarian syllabic resonants, making the
assumption of epenthetic vowels and syllabic sonants superfluous (entia non sunt multiplicanda
praeternecessitatem).
SeealsoGntert(1916:68):[...]imItalischenundKeltischennichtnurdieVertretungdes Tdurch
a in diesen Sprachen ergeben, sondern uns auch gezeigt, da T bei Nasal und Liquida geradeso
vertretenist,wiebeireinkonsonantischerUmgebung.SeealsoGntert(1916:68):DieHauptsache
bleibt aber dabei, da dieser Vokal T um den genannten Verbindungen auch sonst in jeder anderer
Stellung begegnet und keineswegs nur an die unmittelbare Nachbarschaft von Nasal und Liquida
gefesseltist.

412

413

AsGntertpointsout,theirregularvowelsappeartobeconnectedtotheablautratherthantothe
syllabic resonants (1916:89): Bartholomae BB. 17 (1888), 9f ff. hat auf auffllige Beispiele
aufmerksamgemacht,beidenenimArmenischenaindere-Reihestand.

187

questioned,atleastbySchmitt-Brandt(1967:67n69),whocorrectlypointsoutthatthe
outcomesareconsonantal(forinstance,inSlavonic):
Die anlautende Liquida oder Nasalis mu deshalb vor Ausfall des *H nicht silbisch
gewesensein,vgl.tschech.mhlaNebelundmzdaLohn,poln.rtcQuecksilberetc.

A similar situation exists in Greek, where the secondary syllabic liquidas (Gr.  =
/rh/, Gr. >h = /lh/) are attested, not unlike in Tocharian and Later Anatolian, as
discussedbelow.414
(e) Finally, Brugmann had already realized that the outcomes of the syllabic nasals
wereactuallyconsonants,notvowels.Inthesectionof Grundrissthatdealswiththe
consonantalnasals(387),Brugmann(Grundr21:342)writes:
[]minAnlaut.[]Anteconsonantisch,vornundvorLiquidae.Ai.
-mn
yaterwird
erwhnt, arm. mna-m ich bleibe, erwarte, Gr. ?@E4< erinnern. Ai br%-hi av. mr%i7i
sprich;got.br%-sBrautaus*mr%ti-Versprechung?Gr.5C}?Kichbrause,drhne,
Lat.frem,ahd.brimaichbrmme,brlle,zuai.marmara-srauschend.Ai.mlya-tier
erschlafft,wirdweich,schwach,gr.5>:IC-Dschwach.

Leaving aside impossible etymologies (got. br%-s Braut, etc.), a nasal before
consonant (shape NC) appears in the proto-language. By definition the nasal was
syllabicC,notconsonantal NC(i.e.theformscontain PIE*r-, PIE*l-,and PIE
n-, which resulted in mr-, ml-, mn- in the Indo-European languages). In other
words,theoutcomeofsyllabicnasalswereconsonantalwithoutyieldingsvarabhakti
vowels, which together with the opposite assumption constitutes a violation of the
principleoftheregularityofsoundchange.415
(f) As the traditional reconstruction only had a handful of counterexamples, the
matterwasoflittlerelevancebeforetheemergenceoftheOldAnatolianlaryngeal.
Following the discovery of the laryngeal, however, the reconstruction of PIE * has
resulted in hundreds of examples of PIE *C and PIE *C (of the general shape
CC)inwhichtheoutcomeofsyllabicsonantswasconsonantalwithoutsvarabhakti
vowels. Since the principle of regularity of sound change does not permit two
different outcomes for a prototype in an identical environment, the historical
explanation needs to be revised in relation to post-Anatolian Indo-European
theory.416


414

 Also in Prakrits, the sequences /mh/ and /nh/ emerge without syllabification (a situation
typologicallyparalleledbyThaiandMaradhi,forexample).

415

 For the identical outcome of PIE *nC, see Brugmann (Grundr2 1:344): Die Gruppe nr- (in ai.
nachved. nr-, nr-asthi- Menschenknochen und Gr. 7CJ : ^@;CKBD (Hes.) aus *@C war in uridg.
Zeit,wennsiedamalsberhauptschonbestand,wahrscheinlichnichtimAbsolutenAnlautinsLeben
getreten.
416

 Note Brugmanns (Grundr2 1:342) explanation: Anm. Die Gruppen mn-, mr-, ml- sind vielleicht
alle in uridg. Zeit nicht im absoluten Anlaut ins Leben getreten, sondern im bedingten und zwar
postsonantisch (vgl. 282,3 S. 265 ber ai. mriy-t). Sie kamen dann secundr in der Satzanfang zu
stehen.Thisisnotacceptable,becausetheexampleslikePIE*mri-arealsocomparativelyconfirmed.

188

2. As regards the series R R *m n l r (CHV), without repeating the general
problems(ambiguity,etc.)mentionedabove,thefollowingobstaclesshouldbenoted:
(a) It has been obvious from the very beginning that the CHV rule does not
generate data regularly.417 Attested forms are left outside the reconstruction
(resultingintheerrorofincompleteness),andghostformsareproduced(resultingin
unsoundness).
(b)Atthetime,thepostulationoftheseriesNeogr.*mnlrwasastructuralguess
and comprehensive proof was never provided. Simultaneously, the attempts to
explain the considerable discrepancy between the data and the theory by means of
analogy have not been successful. What is actually needed is an observation-based
theoryinductivelyinferredfromthedata.418
(c)TheverydefinitionoftheseriesRRCHVinvolvesacontradiction:SinceHR
C,theformulaisactuallyoftheshapeCC(V),anditthusidenticalwithCC.Asit
is not allowed for an identical environment to yield two different outcomes (due to
the principle of regularity of sound change), the outcomes must be identical with
thoseofCC.
3. The series  = *    (RLT CHC) is equally problematic. Again without
repeatingtheissuesalreadynoted,onemayobservethat:
(a)Theallegedoutcomesofthelongsyllabicsonantsareambiguous.Alreadyinthe
Paleogrammariansystem,therelatedIndo-Europeanlongvowelswerereconstructed
withagenuinePIEquantity,asindicatedin:
Paleogr.*CRV:C(*tl
to-)

O

IECRV:C(Do.F>F-).

Inthiscontext,Brugmannsand/orSaussuresrule
 Neogr.*CRTC-(RLTCHC)

O

IECRV:C

isredundant:onefindsanartificialambiguitythatshouldhaveneverbeencreated(or
accepted). A genuine quantity has always been the choice of specialists of the
Europeanlanguages,asseenintheexampleoftheclassicalphilologistsfavoringthe
original vocalism (Gr. CK, >, etc.) in a manner made evident by Szemernyi
(1996:50):
Beekes,Laryngeals186f.,andothersholdthatGreekneverhadlongsyllabicsonants.This
viewwasheldlongbeforebyF.Bechtel,who,inhisimportantstudy DieHauptprobleme
der idg. Lautlehre seit Schleicher (1892), also maintained (p. 217) that Saussure had not
managedtoproveinMmoire247f.(=Recueil231f.)thatlongsonantsexistedinIE.

TothisIwouldliketoaddAnttilas(1969:68)narrative:419

417

SeeAnttila(1969:5):[]thedifficultyinthelaryngealbases,pointedoutbySaussure[...],thatthe
zerogradeof,say,enE+
shouldgiveGk*gan(Mm271).
418

Szemernyi(1996:142)writes:The[prevocalicsyllabicliquidsandnasals]canalsoinpartbedueto
the analogical transfer of certain preconsonantal developments (i.e. occurring before a laryngeal) to
prevocalicposition.Thus gw$H--couldgiveGr.54>-:-,andasthisnewformcontinuedalongsidethe
old5>:-,anew?4@:-couldbeformedanalogicallytotheold?@:-.
419

Note,however,Anttilasanachronism,writingeHforquantity.

189

ScholarshavetendedtoexplainsuchambiguousGreekmaterial(R
//)withanoriginal
statetwo*ReH,e.g.,PerssonWW292.HirtmentionsthatGreekCKmightalwaysbeafull
grade (Abl 66) [...] Chantraine (Morphologie historique) does not even mention the
possibilityofazerograde.Schwyzer,whodoespointtothetwopossibleoriginsofGreek
R
//,isnotreallyinterestedindistinguishingtheoriginalzeroandfullgrades.However,
he at least reminds us of the facts by labeling the Greek result with III (I.360; Adrados
121-122, with a tendency to interpretate it as full grade [128], as is done by Burrow TPS
1949:38).

Scientifically speaking, the original long-grade Neogr. *


   is correct, because no
ambiguity is created, no violation of ex nihilo nihil is made and the principle of
economyisfollowed.420
(b)IftheschemataCHCisassumed,theresultingsystembecomesincompletesince
theactuallyattestedrootsCRaCwithashortvowelcannolongerbeaccountedfor.
Thisconstitutesamajorproblemforallreconstructiontheories,421becauseneither*T
(Neogr.) nor *H (LT) can be reconstructed (see Nyman 1985:55-61 for Gr. >~6K :
>K6|D:>6CDetc.).422Itisnotdifficulttoprovideexamplesforsuchavocalism:
 Gr.?>- 
 Gr.F};@-

 Gr.F}F>-


(pr.)fllen(GEW1:537-8,?>4?8@[1pl])
(pf.)sterben(GEW1:653,F};@4?8@[1pl])
(pf.)suffer,endure,dare(LSJ1800,F}F>4;<,P.1060)

Thecomparativedatarevealstheartificialcharacteroftheproblemandtheabsence
ofanyneedforanalogy.423TheetymologicalvalueofthevocalismisdefinedbyGreek
4andtheVedichiatusinPIE*plea-fill:
 Gr.?>4- 
 RV.pr-

 RV.kakiapr-

(pr.)fllen(GEW1:537-8,?>4?8@)
(ao.)fllen,anfllen(WbRV.886,pras[conj.2sg])
(a.)denLeibgurtfllend(WbRV.309,kaksiapram)

Aswecanreconstructtheattestedformswith PIE*CReaCand PIE*CRaeC,the


problemiscausedbytheerroneousinitialfoundationoftheNeogrammariantheory,
whichrecognizesonlytwoablautgrades(*T:
)insteadof(thecorrect)three.
4.Theproblemsofthetheorycanbesummarizedasfollows:

420

 For the consequences of accepting the ambiguity of Gr. >, C, >K, CK, see Anttila (1969:34):
Considerableconfusionhasarisenfromthefact[read:assumption]thatinmostsubgroupszero-grade
vocalismmergeswithfull-gradevocalisminsomeenvironments[]Fortheambiguityingeneral,see
Persson(1912:633).

421
Forsomeadditionalexamplesof(C)RaCinthecognates,seeBurrow(1979:15).Inthisconnection
it should be noted that the phenomenon is not restricted, but occurs everywhere (Gr. h>;<, Aigin.
>h5@, etc.). For Celtic CR C, see Schrijver (1991:201) and Joseph 1982. For Italic CR C, see
Schrijver(1991:161ff.,184).
422

Nyman(1985:56-57)writes:Neither*(s)lTgnor*(s)lHg-canbereconstructed[...]therootvariants
*(s)lg-/*slg-/*(s)lag-pointtoanIE.ablauttype//a[...].Itisnotdifficulttofindmoreevidence
forsuchanablauttype[...].

423
AccordingtoAnttila(1969:79-80):ThereisgeneralagreementthattheCRVformsaresecondary
[...],althoughthereisalsoaminoritybelievingtheopposite,i.e.,F};@:=4aftereEF:=4/eEF4?8@(Hirt
Abl 186, Maurer Lg 23.9, Adrados 134). The CRV forms occur in the active plural perfect, middle
perfect,andactivepluralpresent(alsomiddlepresent:?>4@FB).

190

(a) The theory was initially rejected by Paul (1880:110), who pointed out that
Brugmanns table of reflexes (Grundr1 1:453) did not account for all the evidence
(incompleteness)andleftseveralirregularities(unsoundness).424Todaythenewdata
has made this situation only worse, given the inconsistency resulting from the
reconstruction of the laryngeal and Tocharian vocalism, which does not fit the
patternsoftheNeogrammariantheory.
(b) In order to explain the numerous exceptions, the Neogrammarians resorted to
analogyintheirtheoryformation.Asanexample,Brugmanns(1879b:276)discussion
concerningthebasesoftherootOInd.j
-gebrenmaybequotedhere:
Aind. j
ti- geburt, stand und das davon abgeleitete j
tya edel, echt knnen nicht
getrenntwerdenvonlat.n
tiod.i.*n
ti-o,got.knodi-unddemgenaudasselbewiej
tya-
bedeutenden 6@~E<BD [] Vielleicht ist j
t- m. blutsverwandternoch jenes *j
titi- =
j
ti-(vgl.B.-R.).425

HereBrugmannreconstructedn
titi-(animpossibility)inordertoaccountforRV.
j
t-, despite the fact that the latter obviously belongs to PIE *nati- : *nati-
(schwebeablaut):426





RV.j
t-

Lat.praegn
ti-
Lat.(g)n
ti(n)-
Gr.6@~E<B- 

(m.)(naherBluts)verwandter(WbRV.502)
(a.)schwanger,trchtig,voll,strotzend(WH2:354)
(f.)Geburt,Erzeugung,Schlag,Rasse(WH1:598)
(a.)echtbrtig,vollbrtig(GEW1:307)

ByreconstructinganunderlyingsyllabicnasalforOInd.j
ti-(allegedlyNeogr.*ti-
R**gnTti-),BrugmannhadtoseparateRV.j
t-fromitsdirectparallelsandexplain
it through analogy. Had Brugmann followed the proper procedure of external
comparison, he might have noticed that the absence of the nasal is not purely an
Aryanfeature,butalsoextendstotheEuropeanlanguages:





Lat.indiget- 
Gr.F:>68FB-
RV.j
t-

LAv.z
ta-


(a.)eingeboren,einheimisch(WH1:693)
(a.)spt-geboren(GEW2:893)
(m.)Sohn,lebendesWesen(WbRV.482)
(a.)geboren;jetztvorhanden,jetzig(AIWb.1689)

For these reasons, I agree with Burrows (1949:38) analysis of the Neogrammarian
theory:
This is the theory that seeks to explain out of [P]IE *, , , , such forms as Lat.
gn
tusborn, str
tus, gr
num, l
na, and Greek EFCKFD, F>:FD, ;@:FD, @87?4FBD, etc.
Thesecombinationsconsistobviouslyofliquidornasalfollowedbylong
,oroccasionally


 Brugmann (Grundr2 1:397n1) writes: Wenn Hirt S. 160 sagt, es sei unbedingt ntig, dass an die
Stelle der reinen Induktion die Deduktion trete, so mchte ich es fr unbedingt ntig erklren, dass
man erst einmal aus allen idg. Sprachen das in Frage kommende Material in einiger Vollstndigkeit
sammle.
424

425
Similarly,Saussure(Mm.272=Rec.254)writes:Toutlemondeaccordeque6@~E<BDcorrespond
auskr.jtya.
426
Theviewthat[...]6@:FDisregularzerogradeofthefullgradein68@8-F~C(Anttila1969:10)isan
unnecessarycomplication,asitproducesanunmotivatedambiguity.

191

some other vowel, and there is no reason to believe that they ever consisted of anything
else.Thereasonthattheyweremadeouttorepresentoriginallongsonantnasalsorliquids
was partly a desire to find forms corresponding to Sanskrit r, %r, etc., at all costs. The
argumentwouldapplyonlyifsuchrootswerereallyindissoluble,butsinceitiscertainthat
wearedealingwithsuffixes,thesuffixesmaybeallowedtovary.

(c) As mentioned by Koerner (1985:334), Saussures reconstruction (and,


consequently,Brugmannsequivalent)wastoalargeextentinternal:
No doubt, Saussure operates with what we nowadays refer to as underlying forms,
deriving the actual attested forms through specific rules. By the same method, Saussure
(Mmoire p. 248) sets up the rule Le groupe sonante +A, prcd ou plac au
commencement du mot, se change en sonante longue, quel que soit le phonme qui suit
(italicsintheoriginal),sothatand%aswellasthelongsonorantsarederivedfrom
iA,uA,A,A,andsoon,or,innotationsuggestedbySaussureonlyin1891(cf.Recueil603),
sonantplusshwa.

The most troubling feature of Koerners (1985:334) summary (In effect []
Saussure was operating with hypothetical constructs and indirect (distributional)
evidence.)427 is not only the semi-internal character of the reconstruction, but the
fact that no comparative reconstruction, the main objective of Indo-European
linguistics,hasbeenpresentedtothisday.


3 .1.5 Theschwasecundumschool
0.ThemaincriticsoftheNeogrammariansprovednottobethePaleogrammarians
withtheirlimitedcontributioninthewarofmonographs,buttheschwasecundum
school.Inthistheory,thesvarabhaktivowelsarerecognizedastheproblem,butthey
are derived from an original vowel called schwa secundum (or several such items).
Despite some improvements (compared to the Neogrammarians), there are also
insurmountableproblemsforthisview.
1. The most noteworthy contemporary challenger of the Sonantentheorie was
Johannes Schmidt (1877, 1889 and 1895). According to this scholar, the syllabic
sonants never existed, but were accompanied by original reduced vowels *e and *o,
laterreferredtoasschwasecundumbyGntert(1916).428Fromatheoreticalpointof
view, Schmidt (1895:50)understood the schwa secundum(s) as reductions429 of *e-
and o-grades430 (similar to the way in which Neogr. *T was the reduced grade of

427
ForanexampleofBrugmannssimilar(structural/distributional)argumentation,seehiscomparison
ofparadigms:ai.i-msy-nti:-tum,ju-hu-tj-hv-ate:htum,ha-thghn-nti:hntum,-k-takr-ata:kr-tum(Grundr21:499).
428
 Similarly, according to Gntert (1916:100): [...] das Residuum des Vokals(Brugmann K.vgl.Gr.
121)istnichtsanderesalseinauchinjederanderenStellungerscheinender,zweiterMurmelvokalder
idg.Grundsprache.
429

 See Gntert (1916:viii): [...] Schwa secundum [...], das bei der Vokalschwchung aus den kurzen
Vokalen a, e, oentstandenwar.Sturtevant(1942:90)writes*M(cf.Lat.sarpprune,trim;1943:304)
fortheschwasecundum.

430

Schmidt(1895:50)usestheexpressiondieReduktionvonerzuer.

192

Neogr.*
).431Subsequently,Hirtpostulatedthreeschwasecundums,thusending
upwithavocaliccounterpartofthethree-laryngealism.432Thebest-knownversionof
thetheoryisthatofGntert(1916),whichisrestrictedtooneschwasecundum*T.433
AsnotedbyGntert,434Schmidtscritiquewassomewhattoostrong(aswasHirts).
Accordingly,IhavechosentoreviewGntertsversionofthetheoryhere.
2.IncomparisonwithBrugmannsandOsthoffszerograde,theadvantagesofthe
schwa secundum in the explanation of svarabhakti vowels can be summarized as
follows:
(a) The chief contribution of the schwa secundum school435 to Indo-European
linguistics lies in the replacement of the Neogrammarian deus ex machina, the
emergenceofsvarabhaktivowelsfromnowhere,withanactualproto-phonemeschwa
secundum.436Regardlessofthequestionablenatureoftheschwasecundumitself(see
below),themorefatalproblemofexnihilonihilwasavoided(toadegree,atleast).
(b)Gnterts(1916:68)calltoAnstzewie Tr,rT, Tl,lT, Tm,mT, Tn,nTanzuerkennen
is reasonable in yet another sense. In this reconstruction the actual position of the
reconstructed vowel(s) is identical with that attested in the data. This increased the
descriptive accuracy of the theory and avoided the ambiguity problem plaguing the
Neogrammarian system, in which syllabic resonants have unpredictable (and hence
unacceptable)doubleoutcomes:
 Neogr.*

O

Gr.4R
R4,Go.uR
Ru,etc.(Grundr21:463).437

In so doing, the schwa secundum school abandoned the straightforward Sanskritocentrism of the Neogrammarians in favor of lectio difficilior with a healthy dose of
realism(incomparisonwiththepracticesofBrugmannandOsthoff).438

431

 Bertil Tikkanen pointed out to me that Schmitts idea appears to have been borrowed from the
Semiticlanguages:inHebrewthevowelseaohaveareducedschwa-grade/T/causedbyaccentshift.
432

 See Hirt (1900:5-6): [...] es ist [...] selbstverstndliche Voraussetzung, dass jedem Langvokal ein
besonderes Schwa entsprechen muss, und wir deshalb ein e-Schwa, a-Schwa, o-Schwa anzusetzen
haben.[...]Reduktionsstufe(R.)zuidg.,
,=idg.,,.

433
Gntert(1916:viii)wroteTfortheschwasecundum(ratherthanfortheschwaitself).Inorderto
avoidconfusion,IuseT(withupperindex)fortheschwasecundumandT(withoutindex)fortheschwa
indogermanicum.
434
 See Gntert (1916:78): dieser Gelehrte [J. Schmidt]hatte mit seiner bertriebenen Kritik der
LiquidaundNasalissonansdasKindmitdemBadausgeschttet.

Gntert(1916)assumesone(*T),Schimidttwo(*e,o)andHirt(1900:6)threeschwasecundums(*e,
o,a).HirtstheorywasbluntlyrejectedbyBrugmann(1904:80):Nochtwenigeraber[berzeugtmich]
die Ansicht von Hirt (Ablaut 6f.), dass ausser T noch drei andre schwache Vokale fr das Uridg.
anzusetzenseien,sieer,,schreibt(vgl.HbschmannIF.Anz.11,38ff.).
435

SeeGntert(1916:92):[...]stattr,l,n,nvielmehridg.Tr,Tl,Tm,Tnanzusetzensind,einerlei,ob
VokaloderKonsonantfolgt[...].
436

437

 Brugmann (1879b:258fn2) already wrote: Im griechischen erscheint die ursprachliche liquida
sonans(1und2),vgl.zeitschr.XXIV17)baldalsC4und>4,baldals4Cund4>.ForLat.r
andGr.
C N Neogr. *, see also Brugmann (Grundr2 1: 274-) and, in general, Schmitt-Brands views
(1967:38). Due to the principle of the regularity of sound change, such rules are not allowed by the
comparativemethod.

193

(c) As their third improvement, the schwa secundumschool provided a wider
perspectiveoftheoverallproblembyalsohandlingthesvarabhaktivowelsappearing
inconsonantal(non-sonorant)environments.Thismadethetheorymoregeneraland
explanatory than its Neogrammarian competitor, which was artificially limited to
vowelssurroundingthesonants(andthusdidnotaddressthedeep-levelproblemat
all).
3. Despite its undeniable advantages, the schwa secundum contains problems that
are as equally serious as those of the Neogrammarians.439 The key among these,
notwithstanding overlapping with the problems of the Neogrammarians, can be
summarizedasfollows:
(a) The key reconstructive postulate of the theory, the schwa secundum *T, is illdefined. Gnterts definition (1916:viii & 19-20)440 of the schwa secundum in the
correspondence Lat. magnus : OGaul. magio-rix : RV. majmn- reveals that the
phonemebeingreferredtoisnothingotherthanNeogr.*a(=PIE*ae*ea).Inthis
manner,thetheoryreplacesthewell-definedvowelsNeogr.*aeiouwiththeschwa
secundum,andintheprocesscausesthemtolosetheirdistinctions.Thisisadmitted
by Gntert (1916), at least to a degree, when he says that it is impossible to
distinguishbetweentheshortvowelsNeogr.*e:a:oandtheirreductions*e, o, a.441
Thebottomlineisthatrenamingwell-definedphonemesasschwasecundumsisalso
aexnihilonihilviolation.
(b) Petersen (1938:39-59) rejected Hirts reduced vowels between normal and zero
grade, because reflexes of the alleged Mittelstufe vowels vary considerably, both
betweenandwithinthelanguages.Admittedly,thereisnoregularityinhowthevowel
qualities develop from *T, with the result that the theory is highly inaccurate and
hardlyusableinreconstruction.
(c)Fromaphoneticpointofview,theschwasecundum,whichisassumedlycapable
ofproducingthefivecardinalvowelsfromasinglestartingpoint,wouldinvolvethe
assumptionofasuperphonemethatdoesnotexistinthestrictframeworkofscientific
realism.442  Rather than explaining the problematic residue of the vowels /a/, /e/, /i/,

438
Brugmanns(1895:1726-7)reviewofSchmidt(1895),inwhichhereferstothedifferencebetween*
and*erasFinessen,doesnotsatisfyasthedifferenceisreal,owingtotheexnihilonihilproblemwith
Neogr.*.
439
 On Brugmanns examples and his views on the schwa secundum, see his treatment of the vowel
(Grundr21:393,bzw.452and395-6).SeealsoAnttila(1969:15).
440
OnGntertsdefinitionoftheschwasecundumasOInd.a=Av.a=Arm.a=Gr.4=Lat.a=
Celt.a=Alb.a,seehisanalysis(1916:127).
441

 This is also admitted by Schmitt-Brandt, according to whom there is no difference between the
gua-vowelsandschwasecunduminthecognates(1967:4):BeiderBehandlungdiesesLautswurde
jedochmeistnichtunterschiedenzwischendenFllen,beidenenSchwasec.indenEinzelsprachenmit
demjeweilszugehrigeVollstufenvokalgleichlautete(Hirt,AblautS.11ff.:ai.pakth,[...]gr.8FD
< *pekt-). Based on Occams razor, entities are not to be multiplied in situations where the
standardvalues(Neogr.*a,e,i,o,u)aresufficient.
 Thus, Gntert derives OInd. ir, ur N *T (1916:93), Gr. 4, Lat. a N *T and so forth, explaining
griech. ?4@8F4< spiegelt altes *mTnatai (s. auch Hirt IF 7, 146, Ablaut 18 u. sonst) (1916:99) and
[...]stattn,mwredannTn,Tmanzusetzen,unddiesknntelat.nurzuan,amfhren(1916:67).
442

194

/o/, /u/, the schwa secundum results in five lost distinctions; in essence, it thus
resemblestheNeogrammariantheory.443Thisisexplainedbythefactthattheschwa
secundumschooldidnotquestionthebasisofBrugmannsandOsthoffsattemptto
reduce the attested Indo-European vowel variation, but rather was satisfied with
rewritingtheNeogrammariananalysisinthefollowingform:
 Neogr.O IEaeiou

:

SchwaSec.*TOIEaeiou.

(d) In the period before the Old Anatolian data was available, both the
Neogrammarians and the schwa secundum school relied on an assumption of an
unproblematiczerogradeofvowels,characterizedbyGntert(1916:72)444asfollows:
[...] denn =|CF4 hat auf alle Flle in got. hardus, aisl. harr, ags. heard, as. hard, ahd.
hart(i) harteine Sttze, so da demgegenber die Frage, wie =C}FBD entstanden sei, nur
vonuntergeordnetemIntresseist[...].445

However,theemergenceofOldAnatolianchangedthesituationdecisively:thenonexistenceofSaussurescompensatorylengtheningimpliesthatanoriginal PIE*can
be postulated for every Neogr. *a, as exemplified with the following equations for
Greek
 Gr.4RRPIE*aeR
*eaR

Gr.R4RPIE*Rea
*Rae.

That PIE * is actually present in Gnterts example can be proven by Fortunatovs
Law,requiringanadditionalconditionaccordingtowhichPIE*mustalsobepresent
for the sound law to take effect in Indo-Iranian. Thus, examples like Gr. =|CF4 :
OInd. kahara- (a.) hard (MonWil. 244) imply Gr. 4  PIE *ea, thus eliminating
thepossibilityofaccountingforGr.4(andthea-vocalismingeneral)withsyllabic
sonantsortheschwasecundum.Since PIE*waspresent,aroot PIE kart-mustbe
postulatedratherthanNeogr.*kt.446
(e)Theweaknessesofthetheoriesleftbothincapableofproducinganetymological
dictionary, the ultimate proof of success. Only after Walde based the theory on the
syllabic sonants but added the schwa secundum (when Osthoffs and Brugmanns
theory did not suffice to cope with the data) did it become possible to compile
Pokornys Indogermanisches etymologisches Worterbuch, and even this work never
wonunreservedacceptance,owingtothereconstructivelibertiesthatittook.



443
 For such an assumption, see Gntert (1916:77): [...] Vokal T ist nicht aus dem Stimmton des
einstigen,erwachsen,sonderneristdasauchsonstinjederbeliebigenStellungerscheinendeSchwa
secundum[...].
444

OnfurtherexamplesofGr.4R:R4,seeGntert(1916:69-73).

445

 Similarly, Brugmann and Osthoff derived the twofold attestations (type =|CF4 : =C|FBD) from a
singleprototypeaccordingtotheformula4RNeogr.*R4.
446

 Assuming a laryngeal metathesis (see Anttila 1969:99) for alternations of this type (Lat. armus :
r
mus,Lat.tarmes:tr
mes,etc.)ispointlessduetotheexistenceofdifferentroots(passim).

195

3 .1.6 Thecomparativetheoryofsyllabicresonants
0. The third reconstructive approach of the svarabhakti vowels, though existing in
the pre-Neogrammarian period and occasionally practiced by scholars like
Grassmann,Verner,Meyer447andWhitney,hasneverbeenformulatedasafull-scale
theory. Despite this, the common denominator of the reconstruction is
straightforward:insteadofderivingthesvarabhaktivowelsfromsyllabicresonantsor
aschwasecundum,thereconstructionisbasedonanexternalcomparisonofattested
vowels, which have been proven to exist by the comparative method through a
confirmationbytwobranches(FicksRule).
1. Historically the comparative solution was preferred by some Paleo- and
Neogrammarians reconstructing the Indo-European vocalisms /a i u e o/, with
confirmationdependingonatleasttwobranches.Inordertoillustratethesolution,I
citesomereconstructionsbasedonthismodeofthought:
(a)Vernersequation(1877:125)
 PIE*pulno- R

RV.p%r-,Go.full-,ORus.p&ln&,etc.

isanexampleofaclear-cutcomparativereconstruction.Thereconstructionisbased
onthecommonIndo-Europeanvocalismheresharedbyseveralbranches,whilethe
output of the comparative method, PIE *u, is postulated for the proto-language as
such.Inthefaceofadirectmatch,thesecondary(internal)postulates(hereNeogr.
 Schwa sec. *Tl) and the supporting sound laws are unnecessary (due to Occams
razor).
(b) From the point of view of root theory, pure comparative reconstruction has
characteristically been practiced by some Sanskrit philologists (like Grassmann and
Whitney (Roots 64-5)), who typically favoured attested root variants (e.g. tar tir
tur,etc.)insteadofhypotheticaldeep-levelroots(t,etc.).
(c) When tested against the new material, the comparative method implies that the
svarabhaktivowelsaregenuine(i.e.paralleledbyatleasttwobranchesthroughout),
leavinghistoricaltheoriesonthesecondaryoriginofthesvarabhaktivowelsindoubt.
Asanexampleillustratingthetest,onemayrefertothetraditionalreconstructionof
theitemsLat.decem10andcentum100:
 Neogr.*to-O

RV.!at-(Gr.c=4F-),Li.#ita-,Go.hunda,etc.

In general, the Neogrammarians assumed a single starting point for Proto-IndoEuropeanbasedonthe(absolute)uniformhypothesis,thenexplainedthevariationof
the attested root vowels (RV. a : Gr. 4 : Lat. e : Li. i : Go. u, etc.) based on the
svarabhaktivowelsemergingfromsyllabicsonants.Inthecompletedatanowatour
disposal, no distribution organized according to the subgroups exists, because all


447

ForMeyer,seeBrugmann(1879b:257):GustavMeyera.a.o.s.7.zerlegttanu-inta-nu-,indem
glauben, das particip ta-t- sowie die griechischen formen F}-F4-=4, F}-F4-?4<, b-F|-;:@, F4-F-D
erwiesenaufsdeutlichstedieexistenzeinervokalischenwurzelta.

196

vocalisms are externally paralleled, thus confirming their Proto-Indo-European


status.Thus,forthequoteddatathereareseveralexternallyconfirmedisoglosses:
1.TheNeogr.*ainRV.!at-(Gr.c=4F-)isnowparalleledbyTocharianwith
 TochA.kt- 

(num.card.)centum(Poucha66-7,kt[316b7]).

Since a nasal cannot be lost in Tocharian, the suggested traditional reconstruction
with Neogr.  is impossible. Simultaneously, the comparative method implies PIE
*eato-(=Neogr.*ato-)fortheformsinquestion.
2.Thei-vocalismofLi.#ita-(alsoinBalto-Slavonic)isexternallyconfirmedin
Tocharian:





OPr.desimto-
OLi.de#imt-
OCS.dest 
TochA.tary
kici-

(num.)zehn(APrS.320,dessimton)
(num.)Dekade,zehn(LiEtWb.91,d#imtis[sgN])
(num.)zehn,Dekade(Sadnik139)
(num.ord.)tricesimus(Poucha116)

3. The u-vocalismof Go. hunda [n.pl.] is also confirmed as genuine by two
witnesses:





Go.taihun- 
Arm.eresun-
Go.hunda- 
Go.taihunda- 

(num.card.)7}=4:zehn(GoEtD.339)
(num.)dreissig(ArmGr.1:491)
(n.pl.)hundert(GoEtD.194-5)
(num.ord.)tenth(GoEtD.339)

Inthismanner,theproblemsoftheNeogrammariansandtheschwasecundumtheory
arecausedbytheideaofthesecondarycharacterofthesvarabhaktivowels,whichare
actuallyprovengenuinebymeansofcomparison.
2.Theproceduresketchedoutherecanbeappliedforthedataingeneralwiththe
resultthatthecomparativemethodimpliesthegenuinenessofthesvarabhaktivowels
throughout.448Byprocessingtheentiredatathroughexternalcomparison,weareleft
with isoglosses of the svarabhakti vowels Gr. 4, OCS. , Go. u and so forth, all of
confirmedPIEorigin.449ThecriteriaforestablishingagenuinePIEiteminsteadofa
secondary svarabhakti vowel resulting from a syllabic sonant (or schwa secundum)
canbesummarizedasfollows: Ifavowelofasubgroup(Gr. ,Lat.e/o,PGerm.*u,
BSl.*i,etc.)isdirectlyparalleledbyanidentityinanothersubgroupthenthevowelin
questionreflectsagenuinePIEvowel.
3.Inafullyexplicitmanner,ifatleastoneofthefollowingcriteriaispresent,thena
respective PIE vowel is to be reconstructed instead of a syllabic sonant (or schwa
secundum):
(a)Svarabhaktia(RV.a,gAv.a,Gr.4,etc.)doesnotreflectasyllabicsonant,but
Neogr.*a(=PIE*aeor*ea)

448

ThefullproofincludingentiredatawillbepresentedinthePIELexicon.

449

 Understandably, the possible candidates for full vowelsstemming from syllabic resonants will
remainambiguous,becausetheparallelsmayhavebeenlost.

197

1.ifthevowelinquestionstandsinquantitativeablaut(e.g.IIr.
:a:.Gr.::
4:,Li.o:a:,etc.).Thisisthecase,forexample,in
 PIE

 *a 
 *ea-
 *a-

Indo-European:

RV.g-


RV.ga-(hiatus),Gr.5-
RV.g
-,Do.5-,Li.g-

Neogr.





[incomplete]
*-
*
-

2. if the velar preceding RV.  (= gAv. , etc.) has gone through the second
palatalization,thenPIE*istobepostulatedinsteadofasyllabicsonant.
3. If the vowel participates in Indo-European ablaut  :  : , then it does not
reflectasyllabicsonant.Thus,forinstance,thequalitativeablautGr.4:Brevealsan
original PIE *a or *a, which cannot be traced back to a syllabic resonant.450
Exemplii gratia, instead of Neogr. *r-s schwer(= Schmidt *er-s) we are to
reconstructablaut*e::ofortheitems
PIE*aru-schwer,gro,machtvoll(P.476-7):

:
*e:
*o:

Go.kauru-
Gr.54C
Gr.5C:-





PIE*aru-



PIE*oaru- 
PIE*earu-

(cf.Gr.F-)
(cf.Gr.8F-)
(cf.Gr.BF-)

4.Ifacriterionfor PIE*and/or PIE*aissecuredbythecognates,thenNeogr.


*a(= PIE*aeor*ea)isconfirmedinsteadofasyllabicsonant.Thisenablesusto
eliminate well-known ambiguity problems of the Neogrammarian theory, like the
illegitimate double development assumed for the syllabic resonants in the Celtic
branch.451

450

IntheearlyNeogrammarianaccounts,adialectaldevelopmentAiol.BNeogr.*,*andAiol.
B>,BCNeogr.*,wasassumed.However,thedistributionAiol.B:Gr.4doesnotexist,because
thisGr.BisnotrestrictedtoAiolian(andDoric),butrepresentsacommonGreekfeature(asinAiol.
8m=BE< 20= Att. 8m=BE< (GEW 1:453)). Therefore, the alternation *e/o with PIE *a *a replaces
Brugmanns (1879a:66) outdated suggestion of a double treatment of syllabic sonants: Zunchst
machtderspurlosewegfalldesnasalsschwierigkeiten.Mandenktfreilichtvielleicht,eslgederselbe
fall vor, wie in ^=?BE< von stamm ^=?B@- oder 8m=BE< = lat. vginti, aber bei genaueren zusehen
erscheintdieseparallelealsunzulssig.^=?BE<gehtmitaind.!masuaufeinursprachlichesakmsv
zurckundentsprechend8m=BE<mitboeot.=4F<,lat.vginti,aind.vi!ataufeinvktiwiec=4F@
mitaind.!atmaufeinkt-m.Statt74?BE<httemanlautgesetzlich*74<?4E<zuerwarten,dasBis
aller warscheinlichkeit nach erst durch die analogie der brigen kasus erzeugt worden []. In this
regard, compare also Osthoffs views (1879a:424): Noch bleibt us eine frage aufzuwerfen und zu
beantworten brig. Wir haben gesegen, dass 8 nicht der griechische vertreter der nasalis sonans in
tieftoniger silbe sein kann. Knnte nicht vielleicht griech. B auf diesen rang neben dem 4 fr einige
flle anspruch machen? Man wrde sich, um dies zu behaupten, auf solche flle wie att. 7<4=E<B<
nebendor.7<4=4FB<,att.8m=BE<nebenboeot.dor.=4F<,8=4F<,lakon.58=4F<,wiearkad.78=F4@,
c=BF?5B<4 neben att. 78=|F:@ c=4F?5: berufen drfen. Das griech. B an stelle der nasalis sonans
wrde an sich dann gar nichts aufflliges haben, wenn es in einem oder in einigen griechischen
dialekten so auftrte und zwar als alleiniger acteur in dieser rolle. Das ist aber, wie die angefhrten
beispielenzeigen,nichtderfall.
451

 See Gntert (1916:64): Es ist bekannt, da man idg.   im Keltischen zweierlei Vertretungen
zuschreibt,s.ThurneysenHandb.128,214,PedersenVgl.Gr.I,42ff.Einmalsollen,zuurkeltri,li
geworden sein, aber in anderen Fllen erscheint ar, al. and (1916:63): Viele dieser Flle bringt
PedersenVgl.Gr.I,44zumBeweisefrdieGleichungkelt.ar,al,anusw.=idg.,,:abernichtmit

198

5. If Gr. 4 (= OInd. a) appears both before consonant and vowel (i.e. in all
environments), then Gr. 4 = PIE *ae or *ea. Thus, for instance, the ostensibly
ambiguousGr.4in
 Gr.5|-
 gAv.ga-
RV.ga-
Gr.5}54-









(vb.)walk,step,etc.(LSJ.302,5|F:@[3du])
(vb.)kommen(AIWb.494,gaid[2sg])
(vb.)kommen(WbRV.380,gadhi[ipv.2sg])
(pf.)walk,step,etc.(LSJ.302,585|?8@[inf.])

isconfirmedtoreflectPIE*ea(versusNeogr.*/)bythevocalicextension*us-


Gr.5854G4- 

(pf.pt.f.)walk,step,etc.(LSJ.302).452

(b) Svarabhakti e (typically Lat. e) does not reflect a syllabic resonant (or schwa
secundum)ifitisparalleled(FicksRule)and/oralternateswithIndo-European/a/or
/o/.
(c) Svarabhakti i (typically BSl. *i, PIIr. *i or PCelt. *i) does not reflect a syllabic
resonant (or schwa secundum) if it is externally paralleled and/or appears in ablaut
alternationPIE*i:i:i:i:i.
(d)Svarabhaktio(typicallyLatin*o(inPItal.*ol,*or))doesnotreflectasyllabic
resonant (or schwa secundum) if it is paralleled by another subgroup or appears in
ablautalternationwithIndo-European/e/or/a/.Thus,forinstance,Lat.odoesnot
justifyasyllabicliquidfortheItalicsubgroupin
 Lat.fort-
 Gr.HCFB-
 Gr.HBCF-





(f.)blinderZufall,Ungefhr(WH1:534,fors[sgN])
(m.)Last,Ladung(GEW2:1004,HCFBD[sgN])
(f.)Lastschiff(GEW2:1004)

becauseofthedirectmatchLat.oRGr.BRPIE*o(Occamsrazor).
(e)Svarabhaktiu(typicallyPGerm.*uorRV.u)doesnotreflectasyllabicresonant
(orschwasecundum)ifitisparalleledbyanothersubgroupand/orappearsinablaut
453
PIE*u:u:u:u:u. 
4.TheabovecriteriawillnowbeappliedtoBrugmannsexamplesofsyllabicsonants
in Grundriss in order to demonstrate that svarabhakti vowels are implied by the
comparativemethodbyatleastbytwowitnesses,andarethereforegenuine.Similar
results are obtained for syllabic sonants of any origin, proving that the postulation
arrivedatbymeansofthecomparativemethodreflectsthemethodologicallystrictest
andthemosteconomicaltheoryinexistence.



Recht[...].and(1916:64-5):[]idg.,istimKeltischennurdurchri,livertreten,dagegensinddie
Formenmitar,aldieFortsetzungvonidg.Tr,Tl[...].
452

Forthe*u-extensionparallelingGreek,seeOInd.gva-(prM.)togo(MonWil.356,gvate[3sg]).

453

 As the Neogrammarians assumption was restricted to Sanskrit, the Iranian ir and ur forms (for
someexamplesofthese,seeGntert1916:94-5)areacceptableasparallels.

199

3 .2 SemivowelsPIE*+and*!andvowelsPIE*uand*i
0.ThevowelsPIE*iandPIE*uandtheirconsonantalcounterparts,thesemivowels
454
PIE*and*(a.k.a.palatalandvelarglides) werealreadyincludedinSchleichers
reconstruction. The most relevant properties of the proto-phonemes and their
developmentsinenvironmentPIE*a*awillbedealtwithinthischapter.
(a)AsalreadymentionedbyBrugmann(Grundr21:256),thesemivowels PIE*and
*appearsidebysidewiththecorrespondingvowels PIE*iand*uinetymologically
connectedwords:
[] i und , u und  standen seit uridg. Zeit oft in etymologisch identischen Gebilden
nebeneinander, indem nur die benachbarten Laute und die Betonungsverhltnisse dafr
massgebendwaren,obderVocalalsSonantoderalsConsonantgesprochenwurde.455

(b)Asforthederivation(andtheprimarityofthephonemes),ithasbeencorrectly
pointedoutbySzemernyi(1996:136),
The existence of [the phonemes *i and *u] is not in dispute, but they are treated as
allophonesoftheconsonantsy,w.Thispositionisphoneticallyuntenableasiuandyware
fundamentallydifferentsounds,vowelsandspirantsrespectively.

The laryngeal theory, rejected by Szemernyi in his comment, started from the
primary items PIE *  instead of the proper PIE *i *u, being motivated by the
monovocalism hypothesis. The correct allophonism can be achieved by setting the
vowels PIE *i and *u as primary and defining PIE * and * as their allophones in a
vocalicenvironment.456
(c)InadditiontoNeogr.*u:*andNeogr.*i:*,theirlongcounterpartsNeogr.*%
and * were postulated in the Neogrammarian system. They are treated separately
below.


3.2.1 Neogr.*=PIE*
0. Under the influence of the Sanskrito-centric ideas of the time,457Schleicher
(Compendium 1861-2) reconstructed a fricative Paleogr. *v (= OInd. v) for the
proto-language. Schleichers initial mistake was soon corrected, and ever since


454

 Trask (DPhPh. 320) defines SEMIVOWEL as a non-syllabic segment which has the phonetic
characteristicsofavowelbutthephonologicalbehaviourofaconsonant.

455

Insodoing,BrugmannnotonlyestablishedtheallophonesPIE*i:andPIE*u:*,butremoved
Schleichers erroneous (Sanskrito-centric) place of articulation /v/ from the earlier proto-phoneme
inventory.

456

Onthephonemicstatusof/i/,/u/ratherthan////,seeMayrhofer(1986:7.1.9).

457

 Costello (1995:10) writes: Schleicher reconstructed a fricative v, rather than a resonant w, which
may be interpreted as another example of his belief that Indic, with its v, accurately reflected the
protolanguage. (However, cf. the sandhi change of
u alternating with
v tau ubhau > t
v ubhau
thesetwowhichclearlypointstotheearlierbilabialresonantnatureofSkt.v.).

200

Brugmann (Grundr2 1:293-341) a bilabial resonant Neogr. * = /w/ (preserved as


suchbyEnglish,LatinandOldIranian)hasbeencorrectlyreconstructed.458
1.Comparisonwithnewlydiscoveredlanguagesconfirmsthat PIE*waspreserved
bothinOldAnatolianandinTocharian:
(a) Brugmann (Grundr2 1:293) reconstructed Neogr. *eh veh for ai. vh
mi,
gr.pamph.Imper.8I}FK(?),alb.vjeZAor.voda(ichentfhre,stehle),lat.ueh,
got.ga-wiga,lit.ve(,aksl.vezV.Thepreservationof PIE*inOldAnatolian(here
Luwian)isconfirmedbytherelatedstem
 HLu.uaza-

(vb.)carry(CHLu.2.11.7,PES2(-)wa/i-za-ha[1sg]).

(b)Brugmann(Grundr21:294)reconstructedNeogr.*neo-sneuforai.nva-s,gr.
@}B-D,lat.nouo-s,aksl.nov&.Thepreservationof PIE*inHittiteandTocharian
(bothAandB)isconfirmedbythecorrespondences





i.neua-

TochA.u- 
TochB.naw
ke
Poln.nowak 

(a.)frisch,neu(HEG2:320,ne-e-ua-an)
(a.)novus(Poucha111)
(m.sg.)novice(DTochB.331)
(m.)Neuling(LiEtWb.488)

(c) Brugmann (Grundr2 1:295) reconstructed Neogr. *du *du zwei, *di-
zweifor ai dv
 dv, dvi-pd- bipes, gr. 7K-78=4 zwlf 7-BGD, lat. bi-ps, air.
d
u, dau, d zwei, got. twai zwei, ags. twi-fte bipes, lit. dv F. zwei aksl. dva
zwei.459
2. In Old Mycenaean Greek the counterpart of digamma Gr. 460 is preserved
throughoutasLinB.w.Thishasprovidedseveralconfirmationsfor PIE*(e.g.LinB.
wa-na-ka-te [sgD] to the king= Phryg. 4@4=F8< (DMycGr. 411) and LinB. we-to
[sgA] year = Cypr. }FBD id), as well as for its absence. As of yet, however, the
problemoftheetymologyofLinearBhasnotbeencompletelysolved,andsomeearly
mistakesalsoremainuncorrected.Thus,LinB.ru-kowolf(DMycGr.96)confirmsa
root
luk-(vb.)teilen,brechen,usw.(sb.)Wolf
 Gr.>=B-
 i.luka-




(m.)Wolf(GEW2:143-4=LinB.ru-ko)
(URU.)-(HEG2:69-70,OGH.249-50,lu-uq-qa)


458

SeeSzemernyis(1996:44)account:Inthecaseofw,however,theoriginalbilabialarticulation(as
inEng.w)wasalreadyreplacedintheearliesttraditionofmanylanguagesbylabiodental(asinEng.v,
Grm.w).TheoldpronounciationwasretainedinclassicalLatinandOldIranian.Theevidenceisnow
addedwithTocharian,distinguishingbetweentheinheritedTochAB.wandTochAB.vinloanwords
fromSanskrit(e.g.TochA.vidhy
dharenomensemidaemonum,Poucha281=TochB.vidhy
dhare
akindofsupernaturalbeing,DTochB.570).

459

AsoundchangePIE*d+OToch.w(inTochA.weduae,Poucha304andTochB.wi,wtwo,
DTochB. 598) has been suggested (see already van Windekens 1976:566). The rule is redundant,
however, owing to the direct correspondence between Do. =4F< 20 (GrGr. 1:591), Lat. ugint
20(WH2:788-9),LAv.vsaiti20(AIWb.1458)andtheTocharianitems(Occamsrazor).
ForthetracesofinGreek,seeBrugmann(Grundr21:305-15).

460

201

 Pal.luki-

 Lyc.>G=4- 
 OGaul.luchto-

(vb.)teilen(HEG2:66,DPal.62,lu-ki-i-it[3sg])
(ON.)Lykien(HEG2:82,Lyc.>G=4[sgN])
(m.)Teil(?)(P.686,OGaul.luchtos[sgN])

Theabsenceofinitial*-isconfirmedbyseveralgroups,withtheresultthattheroot
isnotidenticalwiththeotheritemmeaningwolf(P.1178-9*lk-):





TochB.walkwe-
RV.vka-

LAv.vThrka- 
OPers.varkazana-

(sb.)wolf(DTochB.582,walkwe,MA.646-7)
(m.)Wolf(WbRV.1325)
(m.)Wolf(AIWb.1418)
(a.)eightmonthwerewolf(OldP.207)

3.InTocharianasecondarylossof PIE*hasresultedfrompalatalizationbeforea
front vowel. Thus, for instance, an *e-grade with a short quantity confirmed by
OsthoffsLawII
 Lat.uento- 
 TochB.yente 

(m.)Wind(WH2:751-2,uentus[sgN])
(sb.)wind(DTochB.505,yente[sgN])

haslosttheinitiallabialthroughPToch.*wyanta-.Thecontrastwith PIE*o,leaving
theprecedingPIE*unaffected,isclearin:
 i.uant-

 TochA.want- 

(pt.c.)Wind(HEG1:328,uante#[plN])
(sb.f.)ventus(Poucha285,want[sgN])

4.Thesoundlaw PIE*Arm.g(Godel1975:4.353)isambiguousowingtothe
standarddevelopmentPIE*ghArm.g.AsforthedevelopmentPIE*Arm.g,it
shouldbenotedthatitispossibletodistributetheexamplesinamannerthatmakes
therulePIE*Arm.gredundant.Thus,forexample,thestem


Lat.lau

(pr.)baden,waschen,splen(WH1:773-)

isusuallycomparedwith
 Arm.logana- 

(pr.)sichbaden(ArmGr.1:453,loganam[1sg]).

YettherootArm.log-canbedirectlycomparedwiththeGermanicformation





ModNorw.laga-
OIcl.lagask- 
OEng.lagu 
OIcl.lVg-


(vb.)mitWasserbergieen(ANEtWb.344)
(vb.)rinnen,strmen(ANEtWb.344)
(m.)sea,water(ASaxD.615)
(m.)Nass,Wasser,See(ANEtWb.373,lVgr[sgN])

Similarly,Arm.git-(ao.)finden(ArmGr.437,egit[3sg])isnotnecessarilyrelatedto
RV.vid-finden(WbRV.1270-4,RV.vidnti[3pl]),theconventionaletymology.
Instead,amatchwithanoriginalNeogr.*gh(Arm.g)ispossiblein:






Go.bigat- 
Go.bigita- 
Li.gdy-

OIcl.geta

OSax.bigeta-

(pret.)find(GoEtD.69,bigat)
(st.vb.)erlangen,finden(GoEtD69,bigitan[inf.])
(vb.)sichereignen,treffen(P.423-4)
(vb.)schaffen,erreichen,erzeugen(ANEtWb.165)
(vb.)ergreifen(ANEtWb.165)

202

In order to confirm whether the rule PIE *  Arm. g remains valid, a complete
reevaluationofexamplesisrequired.461


3 .2.2 Neogr.*u=PIE*u
0.Thevowel PIE*u(Neogr.*u)wascorrectlyreconstructedalreadybySchleicher,
andlittlenewconcerningthepostulatehasemerged.
1. Brugmanns (Grundr2 1:103-111) examples of Neogr. *u, when compared with
OldAnatolianandTocharian,confirmthegeneralpreservationofPIE*uinthelatter
groups:
(a) Brugmann (Grundr2 1:103) reconstructed W. sup-, Schwundstf. der W. sep-
schlafen : ai. supt-s eingeschlafen, schlafend, [...] gr. w@B-D [...] air. suan (565,2)
aksl.s&n&Schlaf.InOldAnatoliantherootappearsin
 i.#up-

(vbM.)schlafen(HEG2:1175,#uptari[3sg])

withPIE*upreservedassuch.
(b) Brugmann (Grundr2 1:103) reconstructed *un-, schwache Form des St. on-
uon-Hund:Gen.Sg.ai.!n-asgr.=G@-Dair.conlit.#us.Therespectiveforms
asattestedinOldAnatolianandTocharianare
 HLu.#uani- 
 TochA.ku- 

(c.)dog(CHLu.2.28.10,s-wa/i-ni-i-s)
(sb.)canis(Poucha76)

ThisconfirmsthepreservationofPIE*uforboth.
(c)Brugmann(Grundr21:103)reconstructedNeogr.*nununforai.n,gr.@@-@,
lat. nu-di%s, air. nu no, ahd. nu no, lit. n n-gi aksl. n&. In Old Anatolian the
conjunctionappearsinanidenticalform:
 i.nu

(conj.)nun,und(HEG2:345).

2.InTocharianalossofunaccented PIE*uhastakenplaceinexampleslikeTochB.
tk
cer(f.)daughter,girl(DTochB.312),whichcanbecomparedtogAv.dugTdar-
id.462 This rule should not, however, be applied automatically when the vocalism
TochAB.a(and/orAB.)isattestedinthepositionwherePIE*uwasassumedlylost.
Thus,forexample,thewords
 TochB.msce
 TochB.ma!ctsi

(f.)fist(DTochB.443)
(sb.)mouse,rat(DTochB.443)

donotnecessarilycorrespondwithRV.mu-(m.f.)diegeschlosseneHand,Faust
(WbRV. 1052) and RV. m- (m.f.) Maus (WbRV. 1054), because the Tocharian
wordscanbeconnectedwiththe*u-lessformsofHittite:

OnthecomplexdevelopmentsofArmenian,seeBrugmann(Grundr21:303-5).

461
462

TochariansyncopeisdirectlyparalleledinArmenianwherethenominativeArm.dustrTochteris
accompaniedwithArm.dster-(ArmGr.1:440).

203

 i.ma#tiga- 
 i.ma#uilua-

(fc.)auteurderituels(NOMS.782,ma-a#-ti-ig-ga)463
(mc.)P".TUR-wa=kleineMaus(HEG2:157-8)

In other words, the possibility of morphological (or derivational) variations in the
proto-languagemustbetakenintoaccountbeforetheapplicationofthesoundlaw.
3.ArecurringthemeinIndo-Europeanlinguistics,nowadaysknownasLexStang,
concernstheparadigmsoftheitems
 RV.dyu-
 RV.gu-




(m.)Himmel(WbRV.603,dyus[sgN])
(m.)Rind,Stier,Kuh(WbRV.407,gu[sgN])

(cf.Gr.98DandGr.5BD).Thesestemsaresupplementedwiththemeswithoutfinal
*uinexamplessuchas:
 RV.g-
 RV.dy-




(m.)Rind,Stier,Kuh(WbRV.407,gm[sgA])
(m.)Himmel(WbRV.604,dym[sgA])

Already Brugmann sought to provide an explanation on the basis of phonology
(Grundr21:259):
In 233 S. 203 ff. haben wir gesehen dass [...]  in den Langdiphthongen unter gewissen
Bedingungenschoninuridg.Zeitgeschwundensind,z.B.[...]*mbovemaus*u-m.

Similarly,Szemernyi(1996:181)explained:
The original forms must rather have been *dyeus dyeum; the acc. then became dym by
absorption of u and compensatory lengthening, and the long vowel was in Aryan carried
overintothenom.also.

Severalargumentscanbepresentedagainstthephonologicalexplanation:
(a) No sound law stating the loss of *u can be postulated without causing
inconsistency, because the well-known sound laws demand the preservation of the
vowel*uinthelanguagesinquestion.
(b)Theexistenceofthe*u-lessformisexternallyconfirmedbyparallels:
 RV.gm[sgA]RDo.5@[sgA]464 RV.dym[sgA]RGr.9|@[sgA]
(c)BothSanskritandGreekconfirminternallytheexistenceofdoublestems.Thus,
twoaccusativesRV.gs[plA]andRV.gvas[plA]cowsareattested,justasthere
aretwostemsinGreek:
 Do.9|-
 Gr.98-




(m.)Zeus(SchwyzerGrGr.1:576f.,9|D[sgN])
(dm.)sky-god,Zeus(GEW1:610-1,98D[sgN])

In such circumstances, the comparative method implies two different prototypes in
theparentlanguage.

i.ma#tiga-(fc.)auteurderituelscouldrefertoahandlerofrituals,containingarootmeaning
hand,fist,thuscorrespondingwithTocharian.

463

464

Forthe*u-lessrootinGreek,cf.Gr.c=4F?5:-Opfervon100rinder(GEW1:474-5).

204

4.FinallyitmaybenotedthattheclustersoftheplainvelarsPIE*k,g,...followedby
anunaccented PIE*uturnedintothelabiovelars(Neogr.*k= PIE*k+u,etc.)inthe
mannerdetailedinChapter4(cf.theCentum-Satemisogloss).


3 .2.3 Neogr.*%RPIE*u,*u,*u,*u,*uu
0. The long vowel Neogr. *%, unaccounted for by Schleicher, was added to the
reconstructionbyCurtius(forexample,seeBenware1974:78-9)and,followinghim,
the Neogrammarians.465 Though the postulation is correct in the sense that
correspondences confirm a common Indo-European vowel /%/, the material now at
our disposal implies a segmental origin for Neogr. *%. Three main subsets can be
distinguishedinProto-Indo-European.
1.SUBSET I .Neogr.*%RPIE*u-orPIE*u.Thephasedsoundchangeconsists
of the assimilation of PIE *, the loss of PIE * and contraction expressed in the
formula:
 PIE*u-*u

u,u 

u 

RV.%,etc.

In other words, PIE *+u was first assimilated ( +u), then contracted into the
respectivelongvowel(RV.%,etc.)withthelossofthelaryngealduringtheprocess.
Anexampleofthesoundchangeiscontainedinthedata
pau(r)-Feuer(P.828,CHDP:12)
 CLu.paur- 
 i.paur-

 TochA.por- 

(n.)Feuer(DLL.77,pa-a-u-u-ur[sgNA])
(n.)Feuer(HHand.115,pa-a-u-ur[sgNA])
(n.)ignis(Poucha189-90,por[sgN])

This*e/o-graderoothasarespectivezerogradein
PIE*pu-Feuer

 Gr.C

 TochB.puwar

(n.)Feuer(GEW2:627-9,C[sgNA])
(n.)=Skt.agnim(DTochB.393)

The lack of spiritus asper in Greek (Gr. - vs. H-) and circumflex resulting from
contractionproveanearlierdissyllabicformPGr.*GCN*puurNPIE*pur.PIE
*por-resultedinTochB.puwar,reflectingthedevelopmentbefore PIE*.466The
researchhistoryofthesubsetstandsasfollows:
(a)InhisanalysisofthesequenceNeogr.*Tu,Brugmann(KVG:80)asserted:
Uridg. T [...] ist von uridg. a nur im Ar. geschieden geblieben, doch sind auch hier die
diphthongischen[...]aund[...]Tin[...]azusammengefallen(134ff.).

Elsewhere,however,Brugmann(Grundr21:498)contradictsthis:

ForBrugmannsexamplesofNeogr.*%,seeGrundr21:111-4.

465
466

 A dissyllabic form Gr. GC (n.) fire has actually been preserved. Based on the etymology, the
scansionisnotnecessarilyjustadistraction,asclaimedbyLiddellandScott(LSJ.1555).

205

Folgten[...]aufetc.,soerscheintinderSchwundstufevordemHaupttonteils[...]T,
teils anteconson. [...] %, anteson. [...] u. [...] Gr. 74K ich brenne aus *74K (Tu) : ai.
d%n-s[...].

The partial inconsistency of the Neogrammarian reconstruction is caused by the
defective ablaut pattern Neogr. *
  : *T, which did not allow the normal grade
Neogr.*a(= PIE*ae,ea)betweenschwaandthelonggrade.Theproblemcanbe
resolvedbydistinguishingalloftheattestedtreatments:
 Neogr.*Tu
 Neogr.*au

RPIE*u
PIE*u
RPIE*aeu
PIE*eau

(Gr.C-,TochB.puwar-)
(i.paur-,TochA.por-)

Inthisway,theartificialambiguityoftheNeogrammariansystemisreplacedwiththe
systematic and complete alternative of Wackernagels ablaut Neogr. *
 : a : T,
consistingofthreeactualdistinctions(seeChapter2).
(b) Following the erroneous identification of Schwa *T with i. , Kuryowicz
(1935:41,71)attemptedtoexplainNeogr.*%byassumingareducedvowel(orschwa
secundum) attached to a laryngeal (i.e. *eu O %). Though the explanation is
agreeableintermsofthereconstructionGr.C-,TochB.puwar-,etc.,theside-effect
oftheschwasecundumcanbeavoidedthroughthepostulation PIE*a(in PIE*au),
asdonethroughoutinSystemPIE.467
(c)Inthemainstreamlaryngealtheory(forexample,seeMayrhofer1986:174-5and
fn 324), a laryngeal metathesis (LT **Hu O *uH) and subsequent compensatory
lengthening(LT*uHNeogr.*%)areoftenassumedinordertoproduceNeogr.*%.
While avoiding the schwa secundum,the metathesis theory only allows long
quantities,whichinturncontradictstheestablishedalternationsNeogr.*u:%inthe
data. Therefore, the laryngeal metathesis is too strong a hypothesis, and one does
betterwiththesimpleassimilationandcontractiondetailedabove.468
2.Brugmann(Grundr21:504)soughtanexplanationforthealternationNeogr.*u:
%fromthedifferenceintheaccentuationoftheroot:469
Wie sich dazu die Flle wie gr. ?D ai. m Pl. ms-as : mu-k-s, ai. gha-ti : guhdavadya, stpa- : stup-, gr. EFHK : EFGH8>D verhalten, ist unklar; nur so viel ist
einigermassen deutlich, dass hier der Wortaccent ein % bewahrte, das in schwachtoniger
Silbezuugewordenist(vgl.547,,9).

Brugmannswordaccentisnotsufficient,becauseashortvowelwithrootaccentis
attested in examples like RV. gh
 im Verborgenen, geheim (WbRV. 404).
Accordingly,adistinctionbetweenaccentedandunaccented PIE**aisnecessary


467

 In this connection, Hendriksen (1941:91) names Mller (Sem. u. Idg. 264) as the inventor of the
schwasecundum.

468
InOldAnatoliantheclusteruisstablebothbeforeavowel(e.g.i.lau-(vb2.)gieen(HEG
2:3,i.la-u-u-i[1sg]=Lat.l
u[1sg]))andaconsonant(e.g.i.lelua-(vb2.)ausgieen(HEG
2:57,le-el-u-ua-i)),whichdoesnotsupporttheideaofametathesis.

ForthealternationNeogr.*u:%,seeBrugmann(Grundr21:487).

469

206

inordertoexplainthealternationNeogr.%:&.Withtheadditionofthisadditional
condition,theoutcomesbecomefullyregular,forinstance,inthepair:
 PIE*mus-(Omus-)
 PIE*maus-(Ous-)




RV.ms-(m.)Maus(WbRV.1054)
RV.mu(inf.)rauben(WbRV.1051)

Inotherwords,thealternationofthequantitycanbetracedbacktothealternationof
theaccentof PIE*aand PIE*.Whenaccented, PIE*uand*uassimilatedwith
thefollowing*u(*u,u),finallyresultinginlongquantityNeogr.*%(=RV.%,
etc.).AnunaccentedPIE*a,ontheotherhand,waslostwithoutlengthening:
 PIE*au,*au



i.u,RV.&,etc.(=Neogr.*&).

ThetypicalablautpatternNeogr.*u:u:%:ucanthusbeexpressedinProto-IndoEuropeantermsasfollows:
PIE*au*au*u*au

PIE*au*u,*au,*au

Numerous examples of the alternation exist, and some have been chosen here to
illustratethegeneralbehaviouroftheablauttype:
(a)au-Schaf(P.784)







CLu.aui- 
Gr.r<-

Li.av-

Lat.auillo- 
OIr.ugaire 
Lat.%pili(n)-

(c.)Schaf(DLL.44,a-a--i-i#[sgN])
(c.)Schaf(GEW2:367,Arg.r<@D[plA])
(4.)Schaf(LiEtWb.28,avs[sgN])
(m.)agnusrecentispartus(WH1:84)
(m.)shepherd(DIL485,suboegaire)
(m.)Schafhirt(WH2:211)

(b)aug-,aueg-wachsen(P.84-5)








Li.pasi%g- 
Li.ug-

Lat.augeo- 
gAv.ugra-

Gr.4vAK

Hom.\()}AK
i.ugatar- 

(vb.refl.)growerden(LiEtWb.24,pasi%gtis)
(vb.)wachsen,grerwerden(LiEtWb.24,ugti)
(pr2.)vermehren(WH1:85f.,auge[1sg])
(a.)stark,krftig(AIWb.380)
(pr.)mehren,frdern;wachsen(GEW1:187)
(prA.)mehren,frdern;wachsen(GEW1:187)
(n.)Haufen,Getreidesilo?(HEG1:264)

(c)auk-rufen,sprechen,lrmen(P.1103)





LAv.aoaya-
Go.auhj-
Li.kau-
Li.ukter-






(cs.)sprechenzu-,anreden(AIWb.36-7) 
(vb.)lrmen (GoEtD.48,auhjn[inf.])
(vb.)zurufen,schreien,lrmen(LiEtWb.1160)
(vb.)aufschreien(LiEtWb.25,ukterti[inf.])

(d)aukh-Kochtopf,Pfanne,usw.(P.88)
 RV.ukhachid-
 RV.ukh-

 Go.auhn-


(a.)denTopfzerbrechend(WbRV.245)
(f.)Kochtopf,derPfanne(WbRV.246) 
(m.?)=>@45BD=oven(GoEtD.49)

207

 Lat.aull
-

 Lat.auxill
- 

(f.)Topf,Hafen(WH1:84)
(dim.f.)ollaparvula(WH1:84)

(e)aul-kmpfen,schlagen,brechen(P.1144)
 i.ula-

 OPr.%lin-

 Gr.4x>4=- 

(vb.)(nieder)schlagen(HEG1:273-6,u-ul-la-a-i)
(cs.)kmpfen(APrS.453,%lint[inf.])
(.)Furche(GEW1:77,Hes.4x>4A,4x>4=8D)

(f)aur-Wasser,Regen,Fluss(P.80-1)





OIcl.%r-

Gr.^@4GCB- 
Thrac.4vC4- 
Pal.uarnina-

(n.)Feuchtigkeit,feinerRegen(ANEtWb.635)
(a.)Giebach,Strom(GEW1:103,^@4GCBD)
(m.)(ariver)(Lindeman1997:60,4vC4D[sgN])
(vb.)besprengen(?)(HHand.58,DPal.56)



(g)aus-brennen(P.86-7)






RV.vis-
Gr.4vhK
RV.sri-
Gr.4vC<B@
LAv.viusa-
 AV.%man-








(f.)dasAufleuchten,Hellwerden(WbRV.1360)
(vb.)Feuerholen(GEW1:193,Gr.4vK)
(a.)morgendlich(WbRV.270)
(adv.)morgen(GEW1:189,PIE*aeusrio-)
(pr.)aufleuchten,aufflammen(AIWb.1394,viusaiti)
(m.)Hitze,Dampf(WbRV.276)

(h)aud-vox(P.76-77)






Gr.b@4G7B-
Gr.4t7~-
Gr.w7K
Li.$dy-
RV.udit-







(a.)speaking(LSJ.557,b@4G7BD)
(f.)(menschliche)Stimme,Laut,Rede(GEW1:184)
(pr.)besingen,verherrlichen(GEW2:956)
(vb.)keifen,schelten,murren,usw.(LiEtWb.1157)
(pt.)gesprochen,gesagt(WbRV.1201,uditm)

(i)aud-Wasser,Quelle,usw.(P.78-80)







Hom.74F- 
RV.an%daka-
Hom.7KC 
Li.dra

Rus.vdra 
LAv.ao7a- 

(n.obl.)Wasser(GEW2:957,Il.21.300)
(n.)wantofwater,aridity(MonWil.41)
(n.)Wasser(GEW2:597,7KC,Il.15.37)
(f.)Fischotter(LiEtWb.1157-8)
(f.)Fischotter(GEW2:957)
(m.)Quelle(AIWb.42,ao7a#u[plL])

Inthismanner,thecoversymbolNeogr.*%providesanouter-Anatoliancriteriafor
therestorationofPIE*throughPIE*,whichisreflectedintheIndo-Europeanlong
quantity % = PIE *u or *u. Consequently, Brugmanns (Grundr2 1:483)470

 See Brugmann (Grundr2 1:483): Nur diejenigen erst im einzelsprachlichen Leben neu
aufgekommenen Verschiedenheiten des sonantischen Elementes sind mit heranzuziehen, welche
durch analogische Nachahmung uridg. Ablautverhltnisse entsprungen sind, wie z. B. gr. =}F8GE4 )
=8F8K,?8@4BG@?8<@4<,wo:i,%:udemuridg.Verhltnis:einhw:estiu.dgl.nachgebildet
wordensind(IIS.864).
470

208

analogical explanation of ablaut Neogr. *% : & can be replaced with a phonological
condition,thealternationofaccentinPIE*uauandPIE*uau.
3. S UBSET II . Neogr. *%, uT R PIE *u, u with accent on PIE *. As with the
subset*+u,anassimilationofPIE*a,thelossofPIE*andacontractiontookplace
inthesubsetasindicatedin:
PIE*u*u

u*u 

u 

RV.%.

Theresearchhistoryshowsthatthesubclasshasbeenreconstructedalmostcorrectly
byalltheoriesthataccepteitherNeogr.*Tor PIE*.AlreadytheNeogrammarians
accepted a contraction of *u+T  RV. %, Lat. %, etc., as implied by the following
quotefromBrugmann(Grundr21:495):
[] , % drften fters durch Contraction von T mit i, u entstanden sein. Z.B. *tr tria
(ved. tr lat. tr-gint
 air. tr lit. tr-lika aksl. tri) aus *tri-T, vgl. ai. bhrant-i gr. H}CB@F-4;
*pl%multa(ved.)aus*plu-T.

Similarly,Saussure(1879:239=Rec.231-2)suggestedananalysisNeogr.*%R*uA
for the se-roots of the type OInd. pavitr : p%t-. This view, reinterpreted as
compensatory lengthening caused by a lost laryngeal (**uH O Neogr. *%), is now
dominantinthelaryngealtheory.Strictlyspeaking,however,thequantityofNeogr.
*%(R PIE*u,*u)isnotcausedbycompensatorylengthening,becausethisasa
dominantfeaturewouldprecludetheattestedalternationsofquantityRV.&:%,etc.
Instead,thealternationisconditionedbymeansofaccentaccordingtotherules
PIE*u,*uORV.%,etc.

PIE*ua,*uaORV.&,etc.

where PIE*standsforanaccentedand PIE*aforanunaccentedvowel.Inthiscase


Neogr.*%alsoprovidesanadditionalcriterionfor PIE*a,a(otherwiselostinthe
daughterlanguages).Inordertoillustratethis,HittiteandRig-Vedichiatusimply
PIE*awithtwodifferentquantities,accordingtotheaccent PIE*vs. PIE*ainthe
data:
pual-Tor,Tr,Pforte,Burg(P.799)
 





PIE*pual-

RV.pr-

i.pula-

Gr.cF|G>B-
Gr.>:-


 

(f.)Burg,FesterPlatz(WbRV823-4,pras[sgG])
(c.)Stadttor(CHDP:370,HHand.134)
(a.)siebentorig(GEW1:624)
(f.)Tr-,Torflgel(pl.)Tor,Pforte(GEW2:623-4)

PIE*pul-

 RV.puur-
 RV.pr-




(f.)(einGott)(WbRV.823,pr[zweisilbig])
(f.)Burg,FesterPlatz(WbRV823-4,pr[sgN])

4. The accent alternation PIE *a :  with ablaut PIE * : e :  results in a
theoretical maximum of four root variants in the Indo-European languages. An
exampleofthesystemoffourdistinctionsisfullypreservedin

209

suad-sweet(P.1039-40)471





RV.samsd-
RV.havyasd-
RV.suda- 
RV.sv
da- 

(inf.bs.)geniessen(WbRV.1533,samsde[inf.])
(a.)dieOpfertrnkesssigmachend(WbRV.1657)
(pr.)mitLustgeniessen,gutschmeken(WbRV.1622)
(prM.)sichfreuen(WbRV.1636,sv
date[3sg])

Theexplicitreconstructionisoftheform:
 PIE*sad-(RV.sd-)
 PIE*suaed-(RV.sud-)

PIE*sud-(RV.sd-)
PIE*suad-(RV.sv
d-)

(zerograde)
(*e/grade)

Thus, the diphonemic PIE *a, a is required in order to account for simultaneous
traditionallyirregularfeatures,suchasthea-colouring,thehiatusinRV.sud-and
thealternationofquantityNeogr.*u:%.
5. Occasionally in Greek, but also in Italic and in Celtic, an unassimilatedGr. G4,
appears (cf. Gr. =4@B- Blaustein, GEW 2:37, etc.).472 The difference between
Neogr. *uT and Neogr. *% caused a dispute between Brugmann and Schmidt, as is
apparentinBrugmanns(Grundr21:495)comment:
Formen wie gr. FC4, 6B@4 aus *6B@4 waren einzelsprachliche Neubildungen. Die
Ansicht J. Schmidts (zuletzt Kritik 22f.), dass iT, uT, falls sie den Formen wie ved. tr zu
Grundegelegenhaben,nochnichtinderZeitderidg.Urgemeinschaftzu,%verschmolzen
waren,istkaumhaltbar.SieheVerf.M.U.5,58ff.,WackernagelAI.Gr.I104.

Thedisagreementisoflesserrelevance,sinceanablautdifference(i.e.Neogr.*avs.
*T) can be singled out as the explanation, when the proper three ablaut grades of
Wackernagelsablaut(PIE*ua*uea*ua)aretakenintoaccount.
6. S UBSET III . In addition to the clusters PIE *+u (SUBSET I ) and PIE *u+
(SUBSET II ), there are other minor reconstructive starting points for Neogr. *%,
characteristically containing PIE *u twice. This category consists of analytical
prototypeslike
Neogr.*%

R

PIE*uu,uau,uau,etc.

ThistypeofsecondaryNeogr.*%appears,forinstance,in:
(a)Neogr.*%RPIE*uu(reduplication).ThequantityofaperfectstemRV.%c-(pf.)
sagen,aussprechen(WbRV.1192),%cs[3pl]isexplainedbyreduplication(i.e.RV.
%c-=*uuk-(cf.P.1135,ek-}BD)).Inthissubset, PIE*a(andthelaryngeal)
arenotinvolvedinthequantity,butNeogr.*%=PIE*uu.
(b)Neogr.*%=uau.TheuniqueablautoftherootP.bheu-sein(P.146-150)is
caused by a difference between the unextended (PIE *bheu-) and extended (PIE

471

PIE*isconfirmedbyhiatusinRV.suda-(pr.)angenehm,genussreichmachen(WbRV.1622,
sudanti[3pl]) and PIE *a by colouring of Boiot. |7B- (prM.) sich freuen (Boiot. |7B?: = Att.
h7B?4< [1sg]). It it likely that the traditional root is actually the compound PIE *suad- =
wohlessen.

472

Cf.alsoGr.=4;BDSchpgefss,Hohlmass(GEW2:36),Gr.=4?BDBohne(GEW2:36-7),etc.

210

*bhuaand*bhuau-)rootforms,thelatterexplainingtheoverlongquantitiesof
RV.babhva(WbRV.946),LAv.bv
va(AIWb.932)andOCS.byvatisein.
7.TherearenogeneralapriorirulesbywhichacorrectsegmentalanalysisofNeogr.
*% could be mechanically decided. Therefore, the choice of the proper alternative
fromthelistofalternatives
Neogr.*%

R

PIE*u,u,u,u,uu,uau,uau,etc.

must decided individually for each correspondence based on the measurable
propertiesofthedata.OwingtotheprovablyanalyticcharacterofNeogr.*%,inthe
greatmajorityofexamplesitis,however,likelythat PIEdidnotpossessalongvowel
/%/asthelongcounterpartofPIE*u.


3 .2.4 Neogr.*RPIE*
0.Neogr.*R PIE*(=IPA/j/)wasalreadypresentinSchleichersreconstruction.
Littlenewinformationhasemergedconcerningtheglide,andthemaindevelopments
canbebrieflysummarizedasfollows:
1. Brugmanns (Grundr2 1:261-293) examples of Neogr. * include, inter alia, the
items:
(a)Neogr.*eken-Leber(Grundr21:261-2):ai.yktGen.yakn-asav.y
karT,gr.
i4C,-4F-BD,lat.jecurjecinor-is,lit.jeknosPl.
(b)Neogr.*torse/o-drsten(Grundr21:262):ai.tary
miichlassedrsten,lat.
torre,ahd.derriuichdrre.
(c)Neogr.*keu-treiben(Grundr21:262-3):ai.cyva-terregtsich,rhrtsich,
gr.ol.E8Kichtreibe,schwinge,jage.
2.InOldAnatolian,PIE*wasoccasionallylostinbetweenvowels.Diagnostically,in
suchcasesthereisaconnectionbetweenetymologicallyrelatedrootvariantswithand
without PIE *i : *. The glideless forms are often written with the (overlong) plene
script (OAnat [C]a-a-a[C]), which does not refer to quantity but to the loss of
intervocalicPIE*i/inOldAnatolian:473
 PAnat*aa

Oi.a-a-a,CLu.a-a-a,Pal.a-a-a,etc.(StarkeKLuN:101).

This sound law was identified already by Sturtevant (1951:18 and fn 23),474 and its
verification consists of lexical comparisons of forms with the plene alternating with
formscontaininganoriginalPIE*i:.SomeexamplesofthedevelopmentbothinOld
andLaterAnatolianare:
(a)i-glow,burn,warm(up)

473

 The overlong plene script is often transcribed with /


/, but it is likely that the middlemost plene
vowel-a-shouldbereadasspiritus,asecondarylaryngeal(OAnat.)fromPIE*.Bothhereandin
thePIELexicon,aneutralsubscriptnotation(OAnat.aia)willbeadopted.
474
 A similar value for plene writingis attested in Akkadian. See also Kronasser (VFLH 50) and
Tischler(HEG1:3-4).

211





(vb2.)warm,heisein(HEG1:3-4,a-a-ri,a-a-an-ta)475
(pt.)hei,warm(HEG1:3-4,a-a-an-za,a-a-an-te-it)
(cs.)heimachen;kochen(HEG1:363,i-nu-zi[3sg])




(vb.)machen(CLu.a-a-a-#i[2sg],KLuN.101,fn256)
(vb.)machen(CLu.a-a-ta[3sg])

 i.dalai-

 CLu.talaa- 
 CLu.dalaimi-

(DUGn.)Gef(frFeinl)(HEG3:56,tal-la-i[sgN])
(GI"c.)einGef(DLL89,ta-la-a-an-za[plA])
(DUGc.)einGef(DLL89,da-la-i-mi-i#[sgN])

 i.aa-
 i.aant-
 i.inu-
(b)i-machen
 CLu.aia-
 CLu.aa-
(c)tali-einGef

(d)tarpei-(zer)treten(HEG2:203f.)
 CLu.tarpaa- 
 CLu.tarpei- 
 HLu.tarpaa- 

(vb.)(zer)treten(HHand.169,tar-pa-a-tar[3sg])
(vb.)(zer)treten(DLL93,tar-p-a)
(vb.)treten(CHLu.5.1.22,tara/i-pa-a-ti)

(e)uli-Wiese:grnen
 Pal.ulaana- 
 i.ulilia-

 Pal.uliliantik-

(sb.)Wiese,Dicklicht?(DPal.76,-la-a-an-na[sgL])
(vb.dn.)grnen,sprosssen? (HHand.185)
(dc.)aclassofgods(DPal.76-li-li-an-ti-ga-a#[plD])

(f)si-Lieb,Wohlwollen,Gunst.
 i.a#eia-
 Lyd.a!aa-




(vb1M.)lieb,beliebtsein(HEG1:81-83)
(c.)Gunst,Wohlwollen(?)(LydWb.66,a!aa@)

(g)mliu-Teil,Urteil(er),usw.








OInd.mleva- 
Lyd.qa>m>u-
Lyd.m>ola- 
Lyd.m>vnda-
Lyd.m>vsi- 
Lyc.mlejeusi- 
Lyc.?>44GE<- 

(vb.)toserve,worship(MonWil.838,mlevate)
(c.)Knig(LydWb.179,qa>m>u>[sgD],Lyd.>N*l)
(c.)Teil(LydWb.166,m>ola[sgN])
(sb.)cf.above(?)(LydWb.166-7,m>vnd[pl?D])
(c.)Schicksal(?)(LydWb.167,m>vsis[sgN])
(Ic.)-(?)-(VLFH93,mlejeusi[sgN])
(Ic.)-(?)-(VLFH93,?>44GE<D[sgN])

TheinadequaciesoftheAnatoliansyllabicscriptpreventanexactformulationofthe
conditionsofthelossof PIE*unless(oruntil)acompletetheoryoftheProto-IndoEuropean ablaut patterns has been advanced, which could provide some additional
hintsfortheOldAnatolianaswell.476

475

Forthesestems,seealsoOettinger(1976:136).

476

Thechange*VVOVVispossiblyanarealfeature.AppearinginAnatolian(i.,HLu.,CLu.,
Lyd.,Lyc.,Pal.),theHellenicworld,(Ion.,Att.,etc.),theBalkans(Phryg.8748Dposuit,cf.i.da-a-i#,
P.236)andItalicwithanobviousconnectiontothegenesisofpalatovelars,thelossofunaccented*i
playedasignificantroleinthepost-PIEperiod.

212

3.OldMyceneanhaspreserved PIE*(=LinB.j),whichisotherwiselostinGreek
(see DMycGr. 78-9).477 This has provided a degree of confirmation for PIE * in
Greek(forsomeearlyexamplesofLinB.j,seeDMycGr.394-5andpassim),whichis
problematic owing to the simultaneous loss of iota, sigma and digamma in the
classicallanguage.
4. In addition to the standard development PIE *  TochAB. y, the Tocharian
palatalizationhasgivenbirthtoanon-organicTochAB.y,emergingbeforethefront
vowels PIE *e*.ThesoundchangewentthroughanapproximatelysketchedprotoTocharianstage,yieldingasecondarypalatalglideasindicatedin:
TochAB.y,ya 



PToch.*je,je 



PIE*e,.

Thisdevelopmentissuggestedbytheroot PIEsar-Blut,Saft(P.343),wherethe
equationsTochB.yaRGr.:andTochAB.yRGr.8holdtrue,asindicatedin:








CLu.a#ar- 
i.e#ar-

Hes.i4C-

TochB.yasar- 
Gr.d4C-

TochA.ys
r- 
TochB.ys
ra- 

(n.)Blut(HHand.26,a-a#-ar-#a[sgNA])
(n.)Blut(HHand.33,HEG1:112-15,e-e#-a-ar)
(n.)Blut,Saft(GEW1:432,i4C[sgNA])
(n.)blood(DTochB.487,yasar[sgNA])
(n.)Blut,Saft(GEW1:432,d4C[sgNA])
(m.)cruor,sanguis(Poucha253)
(n.)blood(DTochB.487)

Consequently,theambiguityofTochAB.y(from PIE*or PIE*e,)mustbetaken


into account in etymological considerations. The reconstructive situation thus
resemblesOldAnatolianwithvacillationbetweenPIE*eandPIE*i.
5. In order to explain theinitial Gr. 9- through comparison to an Indo-European
glide (RV. y-, Lat. i-, etc.), Brugmann (Grundr2 1:793-5) postulated a second glide
Neogr.*j(Neogr.*).Thus,forinstance,Gr.9allegedlyreflectsNeogr. *jinGr.
9G6D:RV.yug-(n.)dasJoch,Gespann,Geschlecht,Generation(WbRV.1114-5)
=Lat.iugum.Theoutcome9is,however,restrictedtoGreek,andconsequentlythe
reconstructionofanindependentphonemecannotbeconfirmed.Theresultofthisis
thatBrugmannsideahasnotfoundfollowers.Becauseatwofoldoutcomeofasingle
prototype(asin PIE*Gr.h(spiritus)Gr.9)wouldviolatetheprincipleofthe
regularity of sound change, a hitherto unutilized approach (a prefix? or a
redistributionofthecorrespondences?)isrequiredtoexplainthephenomenon.478
6.Anunaccented PIE*i*waslostafteravelar(PIE*k,etc.)intheCentumgroup
duringanintermediatestageofpalatovelarsNeogr.*hhrequiredbyGreekand
Tocharian, but developed into *  h  Y in the Satem group. In this manner, the

477

AccordingtoVentrisandChadwick(DMycGr.78):ThelossofI.-E.-j-inintervocalicpositionis
provedbythefirstcomponentofamansnamea-e-ri-qo-ta[...].Astheonlypotentialexampleofthe
lossof*,andinapersonalname,thelossisnotguaranteed,becausePIE*sisequallypossible.
478
Theproblemcouldbesolvedonasegmentalbasisbypostulatingtwodistinctstartingpoints(with
Gr.9G6-=Neogr.*dug-,etc.),butitshouldbenotedthatotherapproachesalsoremainpossible.

213

palatovelarsNeogr.*,h,,harepolyphonemicclustersofplainvelarsfollowedby
PIE*.Theseareexplainedindetailwithdefinitions(PIE*k+i=Neogr.*,etc.)in
Chapter4.


3 .2.5 Neogr.*iRPIE*i
0. Only minor corrections and additions concerning the vowel PIE *i (Neogr. *i =
PIE*i)haveemergedsinceSchleichersreconstruction.Althoughfewinnumber,the
mostrelevanttopicsaresummarizedbelow.
1.BrugmannsexamplesofNeogr.*i(Grundr21:94-101)included:
(a)Neogr.*i-(Grundr21:94):SchwundstufenformderW.ei-gehen:1.Pl.ai.i-ms
gr.m?8@,lat.itum(P.293-297).
(b)Neogr.*id-(Grundr21:94):Schwundstf.derW.eid-sehen,wissen:1.Pl.ai.
vid-m hom. m7?8@ got. witum, [...] lat. vide, air. fiss das Wissen, lit. pa-vdulis
Ebenbild(P.1025f.).
(c)Neogr.*idhe
Witwe(Grundr21:94):ai.vidhv
,gr.f;8BDJunggesell,lat.
viduaviduos,air.fedb,got.widuw,aksl.vdova(P.1127-8).
There is no need for major changes in the general picture already presented by the
Neogrammarians, which are well-established by now. However, the following new
itemscanbementionedinthisconnection:
2. In Hittite (and generally in Old Anatolian), there is a widespread confusion
betweenthevowelsPIE*eand*i(alsoincludingthediphthongsPIE*ei,i,etc.).This
phenomenonwasrecentlycharacterizedbyCHDL-N:XIIasfollows479:
Itiswell-knownthatthevowels eand iofteninterchangeinthespellingofHittitewords.
In the earliest texts scribes clearly sought to maintain a distinction. What consistency
underlies later usage and whether the post-OH spelling conventions also reflect a
continuingdistinctionbetweeneandiaremattersofcontroversy.

From a comparative point of view, external reconstruction remains the sole
trustworthymethodfordistinguishingbetweenetymological PIE*eand PIE*iinOld
Anatolian.480
3.Onsuppletiveparadigmswithandwithoutan*i-extension,Brugmann(Grundr2
1:259)writes:
In 233 S. 203 ff. haben wir gesehen dass  [...] in den Langdiphthongen unter gewissen
Bedingungenschoninuridg.Zeitgeschwundensind,z.B.*rmremaus*ri-m[...].


479

Forthefluctuationbetweeni.iandi.e,seeSturtevant(1951:18-19).

480

Theinternalreconstructionofthealternationi.i:i.aNPIE*:isnotentirelyreliable.Owing
tothevastvocabularyoftheprotolanguage,thisstructuralapproachmayfail,becausePIE*imaybe
externallyprovableinsomeexamples.

214

Suchaviewwouldleadtoamajorinconsistencycausedbysupposedproto-andpreproto-languages. Furthermore, since the Vedic variation is externally paralleled,481


argumentssimilartothoseinconnectionwith*u-stemsapply.


3 .2.6 Neogr.*RPIE*i,*i,*i,*i,*ii
0.ThelongvowelNeogr.*,absentfromSchleicherssystem,wasfirstreconstructed
by Curtius (Benware 1974:78-9). The Neogrammarians followed Curtius, but also
suggestedasegmentalanalysisofNeogr.*similartoNeogr.*%.Initsfullform,the
cover symbol Neogr. * consists of three main subsets that are structurally identical
withthoseofNeogr.*%:
1. SUBSET I :Neogr.*R PIE*i,*i(withaccented PIE*).Thephasedsound
changeleadingtothesecondarylongvowel//canbestatedasfollows:
 PIE*i,i i,i(assimilation)i(*-loss)RV.,etc.
Thekeydevelopmentsintheresearchhistoryofthesubsetare:
(a)On*Tiasapossiblestartingpointof*,Brugmann(Grundr21:498)wrote:
Folgten  [...] auf  etc., so erscheint in der Schwundstufe vor dem Hauptton teils T [...]
teilsanteconson.[...]anteson.i[...].*dhT-sugenai.dhaya-tidhen-(193)S.171f.):
dh- ai. dht-s : dh- ai. dh
y- [...]. Ai. prt- erfreut, geliebt priy-s got. frijn : gr.
C4Daus*CG-Dav.fr
y[...].

AswithNeogr.*%,Brugmann(KVG:80)contradictshimselfbywriting:
Uridg. T [...] ist von uridg. a nur im Ar. geschieden geblieben, doch sind auch hier die
diphthongischen a [...] und T [...] in a [...] zusammengefallen ( 134 ff.) und die
heterosyllabischenaundTinai.

(b) Brugmanns latter suggestion was contested by Hirt (1900:33ff.), who preferred
the first-mentioned treatment *T+i  Neogr. *.482 Hirts reconstruction was
accepted by Benveniste (1935:167f.), who additionally postulated a syllabic schwa
(1935:168)asanallophoneofthelaryngealinthiscontext:
[...]*peT3-y+t+o-devient*pTo-i-to-(ennotantparTounTsyllabiqueenhiatusdevanti),
lequelsassimileen*pi-i-t-Oskr.pt;demme*pTo-i-n-o->*pi-i-no->gr.@B@.

AgainstBenveniste,Schmitt-Brandtcorrectly(1967:34)argued:
PhonetischvlligunhaltbaristendlichdieErklrungvon*p-(gr.@K)aus*p-i-.Ist*H
einKonsonant,sokannesnichtsilbischwerden[...]ist*HeinSonant,sowirdesgeradein


481

 In this case, the stem RV. r- (f.) Gut, Schatz, Reichtum (WbRV. 1184, rm [sgA]) is
comparativelyconfirmedbyLat.r-(f.)Sache,Besitz(WH2:430-1,rs[sgN],rem[A]),andthestem
RV.ray-(m.)Reichtum(WbRV.1183,ray[sgD])byLat.rei[sgG]).
482
AspointedoutbyGntert(1916:107),Hirtssolutioninvolvesaccentedschwa*,correspondingto
PIE*inSystemPIE:[...]findenwir[Hirts]Ablaut14,Handb.d.gr.Laut-u.Formenl.2117,120
diese Angabe dahin erweitert, da idg. Ti und Tu als  und % erscheinen hatten, wenn sie im Idg.
sekundrdenTonerhaltenhatten.

215

dieser Stellung gewi nicht silbisch (*pri-, nicht *p-), nur ein reiner Vokal knnte mit
folgendem*i,*uzueinemDiftongverschmelzenundanVokalengibtesnachBenveniste
imIndogermanischennureinen,nmlich*e.

In addition, an extra difficulty mentioned by Burrow (1949:42) must be taken into
account:
[...]Benveniste[...]retainsthetheorythatcandevelopoutof-Ti-,ori[...].Thiscreates
extraordinary difficulties. Even if it were admitted that H could function as a sonant it
oughtnottodosobeforeavowel.

These problems, as well as those caused by the schwa secundum (Mller 1906:264)
andKuryowicz(1935:41),canbeavoidedbyreconstructingdiphonemic PIE*aand
*a. Thus, for Gr. - (ao.) trinken (Gr. ;< [2sg] = OCS. pi-) PIE *pi- is
postulatedexactlyasforPIE*uandPIE*u.
(c) The laryngeal metathesis **Hi  *iH  Neogr.  has been offered as an
explanation of quantity in the laryngeal theory (Mayrhofer 1986:174-5). Strictly
speaking,thisisnotconsistent,becausecompensatorylengtheningwouldexcludethe
attestedalternationofquantityNeogr.*i:*(Brugmann,Grundr21:487)andleadto
the incompleteness (and invalidity) of the reconstruction. The examples of the type
[Neogr.]*sd sitzen ai. sda-ti russ. sidt av. hi7aiti gr. l7CK [...] (Brugmann
Grundr2 1:504)483 can only be accounted for by reconstructing a difference in the
accentuation, with PIE * leading to long glides and PIE *a (unaccented) to short
ones,asindicatedin
 PIE*i,iRV.,etc. (and) 

PIE*ai,aiRV.,etc.

2.Someexamplesof PIE*i,iRV.,etc.(Neogr.*)arereadilyavailablein
correspondenceswiththeattestedablauti:i::i,typicalincognatesfortheprotosequencesPIE*+iinconnectionwithablautPIE*:e::o::
(a)ai-(orai)this,that(here)(P.285)






gAv. 

OIcl.dag

RV.d!-

Gr.BuFBE 
OInd.
ima

(ptcl.)Part.derHervorhebung(AIWb.363)
(adv.)heute(ANEtWb.282,dag)
(dem.pron.)einsolcher(WbRV.231,d!e[sgD])
(deict.ptcl.)demonstrativ-strkend(GEW1:701)
(adv.)heuer:inthepresentyear(KEWA1:130)

(b)ai-regen,bewegen,treiben(P.13-14)





RV.pa(...)ja-
Gr.4o6-

RV.ja-

Gr.mA4>B- 

(vbM.)wegtreiben(WbRV.230,pa(...)jate[3sg])
(c.)Meereswogen(GEW1:31,4o68D)F{=?4F4)
(prA)sichbewegen,sichregen(WbRV.297,jati)
(a.)springing(?),bounding(LSJ.831)

(c)ai-Ziege(P.13)

483

 The commonplace reconstruction sisd-  Lat. sd- is erroneous, because the corresponding RV.
sda-(pr.)doesnothavearetroflexandthereisnotraceofavoicedsibilantinAv.hi7a-either.

216







Gr.4m6-
Arm.aic
LAv.zana-
LAv.izana-
Gr.kA4>







(c.)Ziege(nbock)(GEW1:41-2,4mA,4k6D)
(sb.)Ziege(ArmGr.1:417)
(a.)ausLeder,ledern(AIWb.373,zaena-)
(a.)ausLeder,ledern(AIWb.373,izana-)
(f.)Ziegenfell(GEW1:728)

(d)aim-Bild(ung),Nachbildung,Gestalt,usw.(P.10ff.)







i.ima-
TochB.me-
Arm.imana-
Lat.im
gn-
OLi.aim-
Lat.aemulo-








(c.)Nachbildung,Substitut(HEG1:245,i-im-ma-a#)
(m.)consciousness,awareness,thought(DToch.66)
(pr.)vormuten(WH1:17,imanam[1sg])
(f.)Bild,Abbild,Schein,Gestalt(WH1:680)
(a.)vonschnenGestalt(LiEtWb.2)
(a.)nacheifernd,wetteifernd(WH1:17,aemulus)

(e)air-brennen(P.12)







Go.air

gAv.ayar-

LAv.uzayara-
LAv.uzrah- 
i.irina-

Gr.\}C<EFB- 

(adv.)frhe(GoEtD.18) 
(n.)Tag(AIWb.157,ayar[sgNA])
(n.)Nachmittagzeit(AIWb.409)
(n.)Nachmittag(AIWb.410)
(UDUNm.)Schmeltzofen(EG2:237,i-ri-na-a#)
(sb.)Frhstck(Hom.\}C<EFB@[inV124])

(f)air-schneiden,enzweigehen,trennen(P.333)








Li.r- 
Li.yra-
Li.para-
Gr.4oC4-
OInd.il-
OInd.l-
OEng.iring-









(vb.)sichauflsen,enzweigehen(LiEtWb.15)
(vb.)sichauflsen,trennen(LiEtWb.187.yr)
(a.)locker(P.333,paras[sgN])
(f.)Axt,Beil(GEW1:43,Hes.4oC4)\A@:)
(f.)eineArtSchwert(EWA3:28) 
(f.)eineArtSchwert(EWA3:28)
(a.)sectum(ASaxD.599,iringesweg)

(g)air-SPRECHEN(P.)
 CLu.iru-
 Go.airu-
 OIcl.rast-





(n.)oath(HEG1:252,DLL45,irun[NA])
(m.)Bote(GoEtD.19,airus[sgN])
(pr.)gesagt,-flstert,erzhltwerden(ANEtWb.287)

(h)ais-binden;Deichsel(P.298)





i.i#a-
RV.-
Gr.Bn4=-
CLu.i#ia-






(GI".)Deichsel(EG2:252f,HED.3:318,i-e#-#i)
(f.)Deichsel(WbRV.238,)
(m.)GriffdesSteuerruders,Steuerruder(GEW1:356)
(vb1.)lier,ceindre(DLL.46,i-i#-i-ia-an-ti[3pl])

Generally the cover symbol Neogr. * (RV. , etc.) reflects a lostPIE *, indirectly
preservedthrough PIE*inthequantityresultingfrom PIE*ior*i.Theablaut

217

Neogr.*:*icanberegularlyexplainedonaphonologicalbasis(PIE*iaiand
PIE*iai).

3. S UBSET II :Neogr.*R PIE*i,i.Asuccessiveseriesofsoundchangestook


place,asexpressedintheformula:
 PIE*i,i i,i(assimilation)

i(-loss) RV.etc.

Thissubsethasbeenreconstructedmoreorlesscorrectlybyalltheoriesthataccept
Neogr.*TorPIE*,asshownbytheresearchhistory:
(a) Already Brugmann (Grundr2 1:495) recognized the segmental possibilities of
Neogr.*:
[],%drftenftersduchContractionvonTmiti,uentstandensein.Z.B.*trtria(ved.
trlat.tr-gint
air.trlit.tr-likaaksl.tri)aus*tri-T.

(b)AfterSaussures(1879:239=Rec.231-)analysisofNeogr.*N*iA,thelaryngeal
theoryshiftedfromassimilationtocompensatorylengtheninginitsexplanationofthe
phenomenon. This cannot be correct, however, because the sole resulting quantity
Neogr. * implied by the compensatory would contradict the existing forms with
Neogr.*,leavingtheaccentasthesinglereconstructiveoption.
(c) A disagreement between Brugmann (19003:102, 1890:58f.) and Schmidt
(1885:291,309,1889:59f.)aroseconcerningthetreatmentofthesequenceNeogr.*iT,
duetoobservabledifferencesbetweenSanskritandGreekincorrespondenceslike:
 RV.trdrei 
:
 RV.patnHerrin :
 RV.krta-gekauft :

Gr.FC4id
Gr.BF@4id.
Gr.C4FB[3sg]bought

As can be readily seen here, Greek has not assimilated <+4, leading Brugmann
(Grundr21:495)toexplaintheformsasinnovations:
Formen wie gr. FC4, 6B@4 aus. *6B@4 waren einzelsprachliche Neubildungen. Die
Ansicht J. Schmidts (zuletzt Kritik 22f.), dass iT, uT, falls sie den Formen wie ved. tr zu
Grundegelegenhaben,nochnichtinderZeitderidg.Urgemeinschaftzu,%verschmolzen
waren,istkaumhaltbar.SieheVerf.M.U.5,58ff.,WackernagelAI.Gr.I104.

Owingtoapossibleablautdifferencebetweenthelanguages(i.e. PIE*iavs.*iea,
etc.), the problem remains ambiguous. In any case, the issue is generally of lesser
importance,sincePIE*and*acanbereconstructedonthebasisofthedataanyway.
(d)AdistinctionbetweenanaccentedPIE*,assimilatingandcontractingwithPIE*i,
and an unaccented PIE *a disappearing without any trace is required to explain the
Indo-Europeanablaut:.Thealternationisregulatedbytheformula
 PIE*i,*iRV.,etc. (and) 

PIE*ia,iaRV.,etc.

4. SUBSET III .Inadditiontothesequences*+i(SUBSETI)and*i+(SUBSETII),


thereareotherreconstructivestartingpointsforNeogr.*,includingitemssuchas
 Neogr.*

R

PIE*ii,*iai,*iai,etc.

218

AsegmentalNeogr.*R PIE*i+iappears,forexample,inthereduplicatedperfect
stem RV. - (pf.) erlaben, frdern, erquicken (WbRV. 222, us [3pl]), which is
relatedtotherootnounRV.-(f.)Saft,Trank,Labetrunk,Labung,etc.(WbRV.
224-5)withshortquantity.
5. Mechanical rules that would allow correct segmental reconstruction from the
alternatives
 Neogr.*

R

PIE*i,i,i,i,ii,iai,iai,etc.

do not exist. Here the segmental analysis must be done individually for every
correspondence on the basis of the measurable features of the material. In most
cases, the presence and position of a laryngeal can be identified. Accordingly,
Curtiuss long vowel *, just like Neogr. *%, provides an additional criterion for the
reconstruction of PIE *a, a. Owing to the analytic character of Neogr. * in most
examples, it is likely that PIE did not possess an original long vowel // as a
quantitativecounterpartofPIE*i.


3 .2.7 OnSieverssLawandSturtevantsanalysis 484 


0.InthephonologicalIndo-Europeansoundlawsisincludedanessentiallyprosodic
law, formulated by Sievers, according to which PIE *i/u followed by a vowel V
becomesaconsonantafterashortsyllable(CiVOCyV,CuVOCvV)andavowel
afteralongsyllable(CCyVOCCiV,CCVOCCuV).Followingtheemergenceof
Old Anatolian, Sturtevant proposed a change of the interpretation of the law
accordingtowhichthealternations,notdulyaccountedforbySieversscondition,are
actually caused by the presence of the laryngeal and/or an accompanying schwa
secundum. Sturtevants interpretation is shown below to be correct when the
idiosyncrasiesofhispresentationarereplacedwiththePIEphonemesproper.
1. In 1878, Sievers formulated a sound law which has become known under his
name.AccordingtoSievers(1878:129),intheRig-Vediclanguageunbetontes(nicht
svaritiertes) i oder u vor einem vokal ist consonant nach kurzer, vocal nach langer
silbeohnercksichtaufdiesonstigeaccentlagedeswortes.485Theruleissupposed
toholdafteraconsonant,whereasintervocalici,uaretoappearalwaysasRV.y,v.486
In addition, an extra condition mentioned by Edgerton (1934:235-6) is to be taken
intoaccount:Alsoafterasingleconsonantabsolutelyinitialinthespeech-unit,the
resultisthesameasafteraheavysyllable.

484
OnSieverssLaw,seeSievers1878,Edgerton1934,1943,1962,Mayrhofer(1986:164-7),Szemernyi
(1996:106-8)andCollinge(1985:159-78).
485

OnthepossibleexamplesofSieversLawinAvestan,seeHbschmann(1879:362ff.).

486

SeeEdgerton(1934:235n1):Inthispaperthetermsheavyandlight(syllable)willbeusedinthe
senseof guru-and laghu-asusedbytheHindumetricians:viz.,aheavysyllableisonecontaininga
long vowel or diphthong, or a short vowel followed by more than one consonant; other syllables are
light.

219

2.ThereareseveralproblemsrelatedtoSieversslaw:
(a)Sieversdidnotapplysufficientexternalcomparisonsintheformulationofhislaw.
This has resulted in ambiguities, especially with regard to Germanic. Thus, for
instance,thestemGo.lagja-(GoEtD.233)doesnotnecessarilycontainthesuffixo, because PIE *eo- (the standard causative morpheme) remains equally possible.
ThisisindeedconfirmedbyGr.@4G>BI}Ktolieinharbourorcreek(LSJ.1162).487
Similar problems are found in several of Sieverss others examples, in which the
allegedparallelismbetweenSanskritandGermanicisnotwatertight.
(b)AsadmittedbyEdgerton(1934:252),SieverssLawdoesnotalwaysagreewiththe
attestedRig-Vedicdistributioneither:
The pronunciation diyas, dyaus (nom. and voc. of div-, dyu-), heaven, day, occurs
invariablyinitiallyorafteraheavysyllable.Thepronunciationdyasoccurs27timesaftera
lightsyllable.Accordingtothetraditionaltextitseemstooccuralso17timesafteraheavy
syllableand6timesinitially.

More seriously, there are comparatively paralleled Rig-Vedic examples that


contradictthelaw,raisingquestionsaboutitsvalidityoverall.488
(c) In his criticism, Sturtevant (1942:32n2) points out that Edgerton preferred to
write iy and uw for the vocalic member of these pairs.489 It is understandable that
Edgerton wanted to explain the alternation on a phonological basis,490 but this
practicehasundesirablesideeffects:RV.iy(inRV.mriyase[2sg],WbRV.1054,etc.)
and RV. uv (in RV. suvita-, WbRV. 1551, etc.)491 are actually written in the RigVedic orthography, suggesting that the dissyllabic scansions must have been
somethingdifferent.Inordertoavoidconfusion,Grassmannsnotation(RV.dias,
etc.)ispreferredinconnectionwithRig-Vedichiatus.492

487

OnGermanicexamples,seeEdgerton(1934:236):Sieverswasindeedledtoitsdiscoverybyastudy
of Germanic conditions. The Germanic -ja- ([P]IE -yo-) stem nouns point to [P]IE -y- after a light
syllablebut-iy-afteraheavy;Gothicharjis,buthardeis.Soalsoverbscontainingthesamesuffix(-y-
alsoafteravowel):Gothicsatji,hafji,stoji,buttandei,sokei.

488

 Edgerton (1934: 262-3) provides some examples: [...] the forms and derivates of [...] sv
d- occur
almost always initially or after a heavy syllable, and seem never to be pronounced suv-. So the stem
dvr-doorfrequentlyoccursafteraheavysyllableandinitially,andisrarelyreadduv-[...].Another
wordwhichignoresthelawisthesacrificialexclamationsvh
.

489

 For his view on the issue, see Edgerton (1943:92-3n26): [...] I write duv and siyon-, 17, and
wastenowordsoverthefactthatthetextswriteonlydvandsyon-.AllVedistswouldagree,except
thatmanywritedu(intendingtwosyllables)andsion-(threesyllables).IfollowWackernagel(see
footnote10)andothers.

490

SeeEdgerton(1934:235):IEprevocalic iyand y, uwand w,afteraconsonant,wereeachasingle


phoneme, varying automatically under fixed phonetic conditions (essentially, y and w after a light
syllable,iyanduwafteraheavy).
491

 Comparare Edgertons (1934:249) comment: Even the traditional writing shows always suv-it-
(12),andsothewordisalwayspronounced.

492

 For this reason, I agree with Edgerton (1934: 241) when he says: [...] H. Gntert (Indogerm.
Ablautproblems97[1916])showsacompletelackofcomprehensionofitwhenhearguesthat tuvm
must have been different from the ordinary u because it is not written as u in Vedic orthography
(which writes tvm). However, the reason for not writing RV. tum, etc. seems to have been the
problematichiatus,forwhichtherewasapparentlynoproperexpression.

220

3. Sieverss Law was put into an entirely new perspective by Sturtevant (1942:32),
according to whom the following conclusions can be drawn after the appearance of
theOldAnatolianlaryngeal:
(a) [S]ince IH M [= Schwa secundum]must be reconstructed in any case, it is
convenient to assume it inreconstructing the dissyllabic forms required by Sieverss
Law(1942:25d).
(b) In other cases an IH laryngeal has to be assumed within the group that later
yieldedtheconditionsrequisiteforSieverssLaw(1942:32fn2).
SturtevantsquarelyshiftsfromSieverssprosodicexplanationtoaphoneticone
by accounting for the hiatus with Indo-Hittite*M and *H. To this, Edgerton
presentedthefollowingobjections:
1. Edgertons arguments (1943:120) against Sturtevants Indo-Hittite (a
dubiousentityindeed)andM(schwasecundum)arecorrect.However,bothofthese
problems can be avoided by reconstructing Proto-Indo-European instead of IndoHittiteandPIE*a(indiphonemicPIE*aa)insteadofschwasecundum.
2.AgainstSturtevantslaryngeals,Edgerton(1943:120)argued:
I am not aware that Sturtevant or anyone else has proved anything about the phonetic
values of the laryngeals, or their place in the phonemic pattern, which would justify
relatingthemtotheprinciplesheresetforthabouttheIEsemivowels.

However, these doubts can be dealt with, because only one laryngeal PIE * with
glottalic fricative value and voiceless and voiced variants (PIE *h/Y) can be
reconstructed for the proto-language. Furthermore, this PIE *h/Y appears in
diphonemic PIE *a, a, explaining its semivowel-like behaviour already noted by
Saussure with his term coefficient sonantique. Moreover, Sturtevants two rules,
which deal separately with the schwa secundum and laryngeal(s), can be combined
intoasingleruleforPIE*a,a.
(c)Edgertonsscepticism493aboutwhetherlaryngealswouldmakeanydifferencein
the application of Sieverss Law can be countered with a distribution according to
which PIE *a, a coincides with the Vedic hiatus in all instances of Sieverss Law.
However,asIdonotfavourassuminglaryngealslaSturtevant,thepresence(or
absence)of PIE *a,aisalexicalproblemthat mustbeconfirmedindividuallyfor
everycorrespondence.
4.TheshiftinexplanationmaybereadilydefendedbynotingthatPIE*a,acanbe
comparatively proven through their prensence in the instances of Sieverss Law.494
Therefore,SturtevantsbasicassertionconcerningSieverssLawreplacingSieverss
uw,iwwithschwasecundumorHneedsonlyaslightadjustment,withthelaryngeals
and schwa secundum being replaced with diphonemic PIE *a, a in PIE *i+, PIE

493

SeeEdgerton(1943:121n70):IreplythatSturtevantwouldfirsthavetoprovethatthepresenceof
alaryngeal[...]wouldmakeanydifferenceintheapplicationofSieverssLaw.Hisownremarks,op.cit.
74,tendtosupportthenegative.
494

Collinge1985doesnotmentionofSturtevantsinterpretationinhisaccountofSieverssLaw.

221

*u+ PIE *+i and PIE *+u. When PIE *a is added, one obtains the following
startingpointsforthehiatusofSieverssLaw:
 PIE*iaia PIE*aiai

PIE*uaua PIE*auau.

Someprovableexamplesof PIE*a,*acorrespondingtotheRig-Vedichiatuscan
beextractedfromthematerialtoillustratethesituation:
(a) The Old Anatolian laryngeal (i. ) has been directly preserved in place
correspondingtotheRig-Vedichiatus,asin:
PIE*saie/o-binden,fesseln

 i.#ia-

 RV.v(...)sia-

(vb1.)binden,fesseln(HEG1:385,i#-i-ia-zi[2sg])
(pM.)freimachen(WbRV.1514,v(...)siasva[2sg])

Thus PIE *a+i results in Rig-Vedic dissyllabic scansion  la Sieverss Law,
phoneticallyreflectingtwooriginalsyllablesoftheproto-language.
(b)dia-glnzen;Himmel(P.183-7)confirmsPIE*a:
R
 PIE*dia-
 PIE*dia- R
 PIE*deiea- R

RV.did-(pr.)herbeistrahlen(WbRV.609,didh)
Do.9|-(m.)Zeus(GEW1:610,9|D[N],9|@[A])
Hom.7}4-(vb.)scheinen(GEW1:354,7}4FB[3sg])

Inaddition,theRig-Vedichiatus(reflectingPIE*)isconfirmedin:
 PIE*diau- R

RV.dius(WbRV.604)RGr.98D(GEW1:610-1).

5.ThedissyllabicscansioncanresultbothfromPIE*+iandPIE*i+,aswellasPIE
*+u and PIE *u+, regardless of whether *= PIE *a or PIE *a. From the
reconstructivepointofview,therearenoaprioriruleswhichwouldsettlethemutual
orderofPIE*andPIE*a.Hence,theymustbedecidedcomparativelyforeachroot.
Either way, the Rig-Vedic examples of Sievers Law like *diu- [...] neben *du-
(Grundr2 1:265) indicate a lost PIE *a or *a, where PIE *a and PIE * are the
immediate cause of the disyllabic scansion (i.e. hiatus). In such circumstances,
Edgertonswarning495againstregardingthelaryngealastheexplanationisoutdated,
and the priority of our study is to allow the restoration of PIE * on the basis of
measurable criteria outside of Old Anatolian. Taken that a proof in extenso is
successful and it is fully demonstrated that the hiatus indeed always reflects the
laryngeal,496 this naturally does not lessen Sieverss achievement as the original
discovererofthephenomenon.
6. In support of Sturtevants idea that the Vedic dissyllabic scansion appears in
conjunction with *M/H (or rather PIE *a, *a), it should be finally noted that the

495

 Edgerton (1943:108) writes: [...] I would, however, caution against operating, even speculatively,
with IE or IH Tand laryngeal consonants in terms of my results for the six proved semivowel
phonemes.

496

 Note that some lack of resolution concerning Sieverss Law may trouble us for some time, for as
recognizedbyEdgerton(1934:262),[...]Vedicmeter(ouronlyreliableguide)oftenallowsalternative
interpretations.

222

converseofSievers-Sturtevantslawisfunctionalaswell:IftherewasnoPIE*aain
aroot,thereisnodissyllabicRig-VedicscansiondespiteSieverssLaw.
Thus, for instance, the root PIE *sup- suep- suop- sleep (P. 1048-9, HEG 2:1175)
neverhadalaryngeal,asprovenbyitsabsenceinOldAnatolian:
 i.#up-

(vb1M.)schlafen(HHand.155,#uptari[3sg]).

Consequently,theRig-Vedicbasesoftherootincludingitemssuchas
 RV.sivap- 
(cs.ao.)inTodesschlafversenken(WbRV.1626)
(ao.)entschlafen,sterben(WbRV.1626)
 RV.svapa- 
 RV.ni(...)sv
paya- (cs.pr.)inTodesschlafversenken(WbRV.1626)
never display Sieverss scansion, whether appearing in a long or short syllable (i.e.
RV. suvp-doesnotexist).ThisandsimilarexceptionsofSieverssLawarereadily
solvable when the condition of the law is changed to reflect the presence of the
laryngeal,assuggestedbySturtevant.


3 .2.8 SummaryofPIE*i,*uandPIE*a,*a
0.Itisnecessaryandsufficienttoreconstructtwoshortvowels PIE*i,*uandtheir
consonantal allophones, PIE *, * for the proto-language. The other traditional
items,especiallyNeogr.*andNeogr.*%,haveasegmentalorigin.
1.Withtheadditionof PIE*iand*utothevowels PIE*e*o*a(seeChapter2),the
reconstructed Proto-Indo-European vowel system consisted of the five cardinal
vowelsofthevoweltriangle,approximatelyIPA/a//e//i//o//u/.
2.ThelongvowelsNeogr.*,*%,unlessderivedfrom PIE*i+iand*u+u,reflect PIE
*intermsofquantityasaresultofassimilationandcontraction.Inthismanner,the
longvowelsNeogr.*,*%provideacriterionforthereconstructionof PIE*through
its diphonemic connection with PIE *. If a complete reconstruction of the data
demonstratesthatNeogr.*and*%canalwaysbeanalyzedbysegmentalmeans,there
isnoneedforindependentlongvowels//and/%/intheproto-language.Thereisno
mechanical(orstructural)aprioriprocedurefordecidingwhether PIE*ior*iand
PIE*uor*uaretobereconstructedforNeogr.*,*%.Everycorrespondencemust
bereconstructedindividually.
3.IntheRig-Vedicmeter,thehiatusofSieverssLawcanbeproventoreflectearlier
PIE*aand*ainamannersuggestedbySturtevant.Insodoing,yetanotherextraAnatolian criterion for the laryngeal (or its absence)497 can be comparatively
confirmed.


497

RootswithPIE*i,*unotablautingwith*,%(e.g.luk-glnzen)orpointingtoanyothercriterion
forthelaryngealcanbeassumednottohavecontainedalaryngealinthefirstplace(withaveryslight
marginoferrorthatcanalwaysbecorrected,shouldthecomparisonproveotherwise).

223

3 .3 LiquidsPIE*l*r
3.3.1 GeneralremarksonPIEliquids
0. The reconstruction of the Proto-Indo-European liquids, PIE *l *r (= L), is
straightforward.Thisandmorecomplexquestionsrelatedtothenumber,properties
andrelationshipsofliquidstootherphonemesintheinventory(especiallyPIE*)will
bediscussedinthischapter.Intermsofthese,itshouldbereadilynotedthatfroma
historicalpointofviewthetheoryofPIEliquidswasneverfullysatisfactory,dueto
laterappearanceofFortunatovsLawandSievers-EdgertonsLawforliquids.While
theseissuesconstituteacomplexproblem,bytestingthemagainstthedatatheycan
besolvedcomparatively.


3.3.2 FortunatovsLawandPIE*a*a
0. The most serious problem concerning the liquids PIE *l r is the unexplained
retroflex (a.k.a. cerebral or lingual) in Sanskrit (OInd.  h  Y  ) and its
counterpartinIranian(Av.).498Fortunatovsattempttosolvetheproblemwiththe
law now bearing his name did not win the day due to the defective material at the
disposalofthecontemporaryscholars,inparticulartheNeogrammarians.Todaythe
comparativemethodimpliesthatthereconstructivecounterpartoftheOldAnatolian
laryngeal, PIE*,isanadditionalconditionrequiredbyFortunatovsLaw,bymeans
ofthroughwhichafullyregulartreatmentcanbepresented.
1. According to Fortunatovs original formulation of the law (1881), in the group
l+dentalinSanskrit,theliquiddisappearedandthedentalwaschangedtoalingual
(seealsoBurrow1972:531).499WiththissuggestionFortunatovsoughttoexplainthe
problematicretroflexesinSanskritastheregularoutcomesof PIE*l+T. Hisideawas
plausible in the sense that comparisons often suggest PIE *l in connection with a
Sanskritretroflex,butsimultaneouslymanyproblemsemerged.500
2.AspointedoutbyBurrow(1972:534),Theprincipalobjectionagainstthetheory
isthatthereexistsacertainnumberofwordsinSanskritinwhichthecombinationofl
followedbydentalisnottreatedaccordingtoFortunatovsrule,butresultsinsteadin
the combination of r + dental. Indeed, original sequences of PIE *l+dental are
confirmedbeyonddoubtbyisoglosseslike
(a)muldh-Schdel,Haupt,Kopf,Gipfel(P.725)

498

 The term unexplained retroflex refers here to the items not conditioned by the RUKI-rule (in
Indo-Iranian)andtheinternalassimilationoftheretroflexinSanskrit.

499

 Fortunatov (1881:215) writes: In der gruppe l+dental im Altindischen schwindet das l und der
dentalgehtinLingualber.

500

 Compare Burrows evaluation (1972:531): Fortunatovs theory provided an explanation for the
remarkablefactthatwhereasinallIndo-EuropeanlanguagesoutsidetheAryangroupcombinationsof
l followed by dental are quite common, they are, with rarest of exceptions, absent in Sanskrit, even
thoughtheconsonantisquitecommon.

224

 RV.m%rdh(n)
 OEng.molda(n)-

(m.)Schdel,Haupt,Kopf,Gipfel(WbRV.1053)
(m/f.)thetopofthehead(ASaxD.695)

(b)auln-Wolle(P.1139)
 i.ulana-
 RV.r
-
 OIcl.ull-





(D.)SG:Wolle(HEG1:278f.,OGH.529-30)
(f.)Wolle(WbRV.274)
(f.)Wolle(ANEtWb.633)

Inaddition,atleastoneundeniableexampleofOInd.lthasbeenpreservedassuch:
 P
.praphulta-
 P
.praphulti-

(a.)blooming(MonWil.683)
(f.)blooming,blossoming(MonWil.683)

3. Despite these problems, Fortunatov gained support from Bechtel. He had a
differentagenda,however.BechtelhopedtoprovetheearlyexistenceofNeogr.*lin
Indo-Iranian by quoting the difference of Neogr. *l  *r, allegedly reflected in
FortunatovsLaw.501Butinsteadofsuccessfullyprovingthedifference,Bechteldrew
heavycriticismfromBartholomae(1894:157-97),whotoquoteBurrow(1972:535-6)
reasonedasfollows:
The other objection to Fortunatovs theory, developed at length by Bartholomae, was
based on a list of words in which the same change is said to have taken place in
combinations of r followed by dental, e.g. kau- bitter (Lith. karsts), kaa- mat (Gr.
=|CF4>BDbasket,etc.),ka-toscratch(Li.ka#ti).

ThoughsomeBartholomaescomparisonsaredispensable,bothhisargumentandthe
main bulk of examples remain solid. Consequently the early comparativists faced a
situationwhereFortunatovsLawhadtobeabandonedorreformulated.
4.Atthisjuncture,Brugmann(Grundr21:427)chosetorejectFortunatovsLaw:
Die schon in der ersten Auflage von mir bestrittene Fortunatovsche Regel, dass in der
uridg.Gruppel+DentalisimAi.lgeschwundenunddieDentalisinCerebralisbergangen
sei,whrendsichuridg.r+Dentaliserhaltenhabe(BB.6,215ff.),darfheutealsabgethan
gelten, s. Bartholomae IF. 3, 157ff., J. Schmidt Kritik S. 1 f., Wackernagel Ai. Gr. I 171.
194.

5.Atthesametime,however,Brugmannunderstoodthatthephenomenonreferred
to did exist. Elsewhere (Grundr2 1:459) he suggests that the Proto-Indo-Iranian
syllabic*beforeadentalalsoresultsinaSanskritretroflex:


501
 Mllers (1893:393-4) review of Bechtel 1892 provides a contemporary interpretation of the main
idea:Daslezte10.kapitel(s.380-390)lehrtinderberschrift:lgehrtderursprachean.Diesfolgt
ausFortunatovsregel(Bezz.beitr.6,215-220),nachwelcherl+dentalimsanskritmitschwunddesl
durch den lingual vertreten wird (ai- achsennagelaus alni-, ahd. lun; paala- dach, hlle, decke,
schleierauspelt-,gr.}>F:,altn.feldrdecke;pua-falteauspto-oderBechtelspTlto-),whrend r
+ dental im skr. unverndert bleibt. Ausnahmen von der regel sucht Bechtel auf den lezten seiten
385ff. zu erklren, entweder durch geschehene dialektmischung innerhalb des indischen oder durch
systemzwang (wie wenn das part. p%r- volldas r seines wurzelwebs, prs. pparmi
fllefestgehaltenhat.

225

 PIIr.*t,n,#



OInd.a,a,a(Av.a)502

Thus,despitehisostensibledenialofFortunatovsLaw,Brugmannactuallypresented
a scenario in which not only PIE *l (Fortunatov) but PIE *r (Bartholomae) were
involvedinthesoundchange.
6. Brugmanns maneuver maintained that is was possible to explain the Sanskrit
cerebrals on the basis of sound laws and simultaneously account for Bartholomaes
criticism.However,thiswasnotenoughtoresolvetheproblem,asthereremainedan
issuewiththepreservationofOInd.t,,andtheircounterpartswithNeogr.*lin
Indo-Iranian:
(a)PIIr.*t-passend,recht,wahr(P.56)





RV.t-

OPers.arta- 
LAv.anarTta-
Pahl.art
y- 

(a.)passend,gehrig,recht(WbRV.282-3)
(m.)Law,Justice(OldP.170)
(a.)gesetzlos,demheiligenRechtfeind(AIWb.120)
(a.)righteous,good(MPahl.2:30)

(b)PIIr.*s-stossen,stechen(P.335)





AV.a-
gAv.TrT#i-
OIcl.err-
OInd.ara-






(pr.)stossen,stechen(WbRV.292,ati[3sg])
(f.)Neid(AIWb.356)
(n.)Narbe<PGerm.*arsi->(P.338)
(f.)stechenderSchmerz(KEWA1:53)

(c)PIIr.*n-Schuld,Snde(P.,EWA1:254)





RV.-

Sogd.rn

LAv.arTnat.a#a-
Khot.
rra- 

(n.)Schuld,Verschldigung,Snde(WbRV.281)
(sb.)Schuld(KEWA1:121)
(a.)avengingdebts(?)(EFL154-5,AIWb.195)
(sb.)Schuld(KEWA1:121)

In the face of these counterexamples, Brugmanns suggestion does not explain the
Indo-Iranian phenomena any better than Fortunatovs original law, as both violate
theprincipleofregularityofsoundchange.503
(d)Tomyknowledge,noprogresshasbeenmadeonFortunatovsLawbeyondthis
point.504 This is disturbing because Brugmanns expanded version of Fortunatovs
Law, including both liquids, is backed by solid correspondences that place the
existenceofthephenomenonbeyonddoubt.Thesolutiontotheproblem,essentially

Forcontemporarycommentsandexamples,seeBrugmann(Grundr21:429-30).

502
503

 Note also that cerebralization is not conditioned by the presence of a syllabic resonant (as was
suggested by Brugmann), because the irrelevance of quantity is shown by the counterexamples with
PIIr.  : *a : *
, in RV. - (f.) Speer, Spiess, Dolch (WbRV. 293), LAv. ar#ti- (f.) Speer, Lanze
(AIWb.295)andOPers.
r#tika-(m.)spearman(OldP.172).HereandinothersimilaritemsPIIr.*r
ispreservedthroughoutandthephenomenonisthereforenotcausedbysyllabicsonants.

504

 Brugmanns leaning towards a methodic solution is understandable, since the other option
(presented later in Burrow 1971 as spontaneous retroflexion in Sanskrit) is not scientifically
acceptable(exnihilonihil).

226

an explanation505 capable of accounting for the Indo-Iranian double development,
willbeformulatednext.506
7.FortunatovsLawII.Basedonthedatanowatourdisposal,themissingcondition
ofFortunatovsLawcanbeinferredasfollows:
(a)NeitherPIE*l+TnorPIE*r+Tcanbethecauseofcerebralization,becausethese
sequenceswerepreservedassuch(cf.OInd.praphulti-,RV.-,etc.).Accordingly,
thisstateofaffairshastobeformulatedasthebasicrule
 PIE*l+T,*r+T

O

RV.rT,Av.rT.

(b) The sequences L+T preserved in Indo-Iranian contrast with the cerebrals that
musthavehadadifferentphoneticstartingpoint,asrequiredbytheprincipleofthe
regularityofsoundchange.AsimilarconclusionwasalreadydrawnbyFortunatovin
hisreevaluation(1900).AsBurrow(1972:535)notes,Fortunatov
[] attempted to account for the above-mentioned developments of [P]IE l, both in
contactwithfollowingdentalandinotherpositions,byassumingtwooriginal[P]IEsounds,
a lwhichremainedinSanskritanda lwhichwasconvertedto r,andthusfelltogetherwith
[P]IEr.

AspointedoutalreadybyPetersson(1911:12-13),Fortunatovsattempttopostulate
anotherphoneme >(PIE*l)cannotbeacceptedassuch.507However,Fortunatovs
idea to mark the distinction between cerebralizing and non-cerebralizing liquids
canbeused,atleasttemporarily,intheformulationofthecerebralizationproblem.
(c)Inthefollowingtreatment,thetemporarycoversymbols>andCwillbeused
todesignatethecerebralizingliquidsofProto-Indo-Iranian,whichstandincontrast
to the non-cerebralizing liquids PIE *l and PIE *r. The real values of the cover
symbols >and C can be determined through the general solution of the laryngeal
problem presented in Chapter 2. Based on phonological shape, the irregularIndoIraniancerebralsaredividedintothreesubsets:
(d) S UBSET I  (Lat. palma, etc.) is characterized by cerebralization in Sanskrit and
thevocalismNeogr.*
* *T(=PIE*:e:+*a)withintheroot.Thediphonemic
connectionbetween PIE*aand PIE*impliesthefollowing(first)setofrealvalues
forthecoversymbols>andC:
 >RPIE*al 

CRPIE*ar 

(SUBSETI).


RegardingBrugmannsawarenessofthelackingcondition(s)forthecerebralization,see(Grundr2
1:429):IneinemnichtnherzubestimmendenTeildesai.Sprachgebieteswurdenaucht-Lautedurch
vorausgehendesrcerebralisiertundschwand[...].

505

506

TheprogressofDravidianstudiesledtoanattempttoexplaintheSanskritretroflexesasDravidian
loans (and/or influence). As mentioned by Burrow (1972:533), however, [...] it has become
increasinglyclearthattheproblemofunexplainedcerebralsinSanskritwasnotgoingtobesolvedby
theassumptionofDravidianloans[...]sinceetymologiesinDravidianwerenotavailable.

507

FicksRulerequiresthatinordertopostulate*>,anotherIndo-Europeanlanguageshouldconfirm
theitem,whichisclearlynotthecase.

227

(e) S UBSET II (Lat.gelum,etc.)hasaretroflexthatisidenticalto SUBSETI,butacolouring is absent and e/o-vocalism is attested instead. This implies diphonemic
PIE*a;thisistosay,thesecondsetofrealvaluesforthecoversymbols>andCis:
 >RPIE*al 

CRPIE*ar 

(SUBSETII).

(f) SUBSET III  (OInd. laati, etc.). External comparisons confirm that not only
+L+T (= SUBSET I+II), but also L++T resulted in retroflex in Sanskrit. The
thirdsetofrealvaluesforcoversymbols>andCarethus:
 >RPIE*la,la

CRPIE*ra,ra

(SUBSETIII)

These three assignments of the real values to >and C allow the substitution of the
coversymbolswithwell-definedProto-Indo-Europeanphonemesasfollows:
 >RPIE*al,*al,*la,*la 

CRPIE*ar,*ar,*ra,*ra.

Theseclusters,followedbyadentalT,expressthemissingcondition,thepresenceof
diphonemic PIE*aabeforeorafteraliquidfollowedbyadental.Inwhatfollows,
thisisreferredtoasFortunatovsLawII.
(g)TheearlyresultsofFortunatov,BartholomaeandBrugmanncanbeharmonized
with the upgrade of the law: the original proto-sequences V+H+L+T and
V+L+H+TexplainregularlytheIndo-Iraniancerebrals,butallowforthesequences
V+L+Ttobepreservedassuch.
(h)Thesolutionisseentoholdtrueinlightofthedata,whichprovidescriteriafor
diphonemicPIE*a,aappearinginconnectionwitheachsubset,asindicatedbelow.
8. PIE *aLT (SUBSET I) is characterized by a-quality (Neogr. *T *a *
) and the
absence of an initial Ch (tenues aspiratae) confirming a diphonemic *a (vs. *a).
Someexamplesofthissubsetare:
(a) kal- treten, gehen; Schuh (P. 928 *(s)kel). The root appears in various
extensions(e.g.Lat.calc
-(pr1.)treten,betreten,stampfen,kelteren,WH1:136and
TochA.kalka-(conjA.)ire,Poucha32-3)withanunambiguousLat.a.Accordingto
FortunatovsLawII,thedentalextensionhasaretroflexinIndo-Iranianasexpected:
PIE*kealt-gehen:Schuch

 OInd.kaa- 
 Tarent.=|>FB-
 Tarent.=|>F<B-

(vb.)togo(MonWil.243,Dh
tup.kaati[3sg])
(m.)horseshoe(WH1:136,=|>FB<[plN])
(n.)Schuh(WH1:136,=|>F<B@)u7:?4)

(b)kaln-Schwiele,harteHaut(P.523-4[*kal-],WP1:357).Neogr.*TRPIE*a
isconfirmedbyzerogradeinLatinandSanskritandtheabsenceofinitialaspiration
inIndo-Iranian(OInd.k,notkh):
PIE*kalno-Schwiele,dickeHaut

 OInd.kia-

(m.)Schwiele(KEWA1:208,EWA3:90,kia)508


508

Noteespeciallyhowthenon-palatalizingOInd.i2=Lat.a(RNeogr.*T)impliesPIE*aandPIE
*,whichisinturnconfirmedbythecerebral(FortunatovsLawII).

228

 Lat.callo-
 Lat.calle




(n.)Schwiele,dickeHaut(WH1:139,callum[sgNA])
(vb.)einedickeHauthaben(WH1:139,calle[1sg])

(c)kar-drehen,flechten,binden(P.257).TheablautingrootformsPIE*kar-(in
OInd.kilija-mat,withOInd.i2RPIE*a)andPIE*kear(OInd.kalija-mat)509
are accompanied with Gr. 4 in the dental extension with an attested cerebral in
Sanskrit:
PIEkart-binden,usw.






OInd.ka- 
OPr.korto- 
OInd.kaka- 
Gr.=|CF4>>B-

(m.)Geflecht,Matte(KEWA1:141)
(f.)dergehegteWald(APrS.361,korto)
(m.n.)Armband,Ring(KEWA1:140)
(m.)Korb(GEW1:794,=|CF4>>BD[sgN])

(d)kars-kratzen,usw.(P.532-3).TheunambiguousLat.a=OInd.aPIE*ea
isconfirmedbyretroflexinSanskrit:






Li.ka#-

OInd.ka- 
Lat.carr

OInd.kaaa-
OCS.krasta 

(vb.)(Wolle)kmmen,hecheln,riffeln(LiEtWb.224)
(vb.)reiben,kratzen(KEWA1:190,kaati,kaate)
(pr3.)(Wolle)krmpeln(WH1:173ff.)
(n.)dasReiben(KEWA1:190)
(f.)Kruste,Schorf,Rude(Sadnik388)

(e) kart- bitter, scharf, beissend (P. 941-2). Neogr. *r (vs. *l) is confirmed by
Baltic,whichcorrespondswiththecerebralinSanskrit:





OPr.k
rta-
Li.kart-
OInd.kau-
RV.kuka-






(a.)bitter(APrS.353,k
rtai[plN])
(a.)bitter(LiEtWb.225,karts[sgN])
(a.)pungent,acid,sharp,fierce(MonWil.244)
(a.)scharf,beissend(WbRV.310,EWA1:143)

(f)keart-Stein;hard(P.531).Theroothasalaryngealimpliedbythea-vocalism
inGreek(inGr.4PIE*ea):
 Gr.=|CF4

 Gr.=4CF8C- 
 Go.hardu- 

(adv.)stark,sehr(GEW1:793)
(a.)stark,mchtig,gewaltsam(GEW2:9)
(a.)hart,streng(GoEtD.177,hardus[sgN])

As anticipated, the root with extension PIE *karth- appears with a cerebral in
Sanskrit:






OInd.k
ha- 
OInd.kahara-
OInd.kahalya-
OInd.kahina-
OInd.kahora-

(n.)Stein,Fels(KEWA1:196,MonWil.269)
(a.)hard(MonWil.244)
(a.)gravel(MonWil.244)
(a.)hart,fest,steif(MonWil.244)
(a.)hard,solid,stiff,sharp,piercing(MonWil.224)


509

AnoriginalPIE*r(vs.*l)islikely(seeOInd.karaa-(n.)KorbKEWA1:164).

229

(g)eal-cover(P.553[4.el-]).PIE*aisconfirmedbyGr.4andtheabsenceof
initialhin:






Dh
tup.!ala-
AV.!l
-
AV.
!
ra-
Gr.=4><|-
Gr.=4>FK







(vb.)tocover(KEWA3:311,!alate[3sg])
(f.)Htte,Haus,Gemach,Gebude(KEWA3:328-9)
(m.)Oberdach,Schutz(MonWil.157)
(f.)Htte,Scheune,Nest(GEW1:764)
(pr.)umhllen,verbergen(GEW1:768-9)

The liquid has disappeared and turned the dental into a cerebral in the extension
alt-,whichispreservedin:
 OInd.!
a-

(m.)kindofskirt/petticoat(MonWil.1063).

(h)near-Rohr,Narde(P.).Theunextendedroothasbeenpreservedin:
 OInd.nal- 
 OInd.nala- 

(m.)Rohr,Rohrschilf(EWA2:7)
(m.)NameeinesKnigsderNiadhas(KEWA2:141)

ThedentalextensionPIE*neard-withGr.4=Lat.ahasacerebralinSanskrit:
 RV.na-
 Gr.@|C7B-
 Lat.nardo-





(m.)Schilfrohr,Rohr(EWA2:7,WbRV.705)
(f.)indischeNarde(GEW2:289,@|C7BD[sgN])
(m.)NardostachysJatamansi(WH2:143,nardus)

(i)pal-Hand(P.806).PIE*eaisconfirmedbyGr.4=Lat.ain:
 Gr.4>|?:- 
 Lat.palmo- 
 Lat.palm
- 

(f.)flacheHand,Handhabe,Mittel(GEW2:466)
(m.)Hand(Lngenmass),Spanne(WH2:240)
(f.)flacheHand,Gnsefu(WH2:240,palma[sgN])

ThedentalextensionPIE*pealni-hastheexpectedretroflexinSanskrit:
 RV.pi-

 RV.p
i-

 OInd.p
ini- 

(m.)derGeizige(WbRV.760)
(m.)dieHand,dasHuf(desRosses)(WbRV.805)
(ENm.)P
ini(MonWil.615)



(j)pal-stone(P.807).CorrespondingtoPIE*peales-withPCelt.*a
 OGaul.alesia-
 OHG.felis- 

(ON.f.)LaRoche,LEIAA-30)
(m.)Felsen,TeileinesBerges,Felsabhang(P.807)

thezerogradesuffixPIE*peals-hasacerebralinSanskrit:


MidIr.all-

 OInd.p

a-
 RV.p
a- 

(n.)Stein,Klippe(LEIAA-61)
(m.)astone(MonWil.624,Burrow1972:97)
(n.)Stein(bollwerk),Pressstein(WbRV.810)

(k)pal-split,schneiden,usw.(P.986),unextendedroot,isattestedinSlavonic:
 Rus.razpol-

(pr.)entzweischneiden(P.986,raspolt[inf.])

ThedentalextensionPIEpalt-withNeogr.*ainCeltichasacerebralinSanskrit:
 OCS.plat&

(m.)C|=BD:Fetzen(P.986)

230







OInd.paa- 
OInd.p
aka- 
Ir.altan-

OInd.p
ana-
OInd.p
av- 

(vb.)tosplit(KEWA2:189,paati[3sg])
(m.)asplitter,divider(MonWil.614)
(f.)rasoir:Schermesser(LEIAA-34)
(n.)splitting,dividing,tearingup(MonWil.615)
(m.)desPau-(KEWA2:191)

(l)ual-Baum,Stab,Pfeil(WH.2:730).Theunextendedroot
 OInd.vala- 

(m.)Balken,Stange(KEWA3:162)

isbestknownfortheextensionPIE*uealu-withGr.4PIE*ea:




Go.walu-
OIcl.vVl-
El.\>F4-





(m.)C|57BD=Stab(GoEtD.393,walus[sgN])
(m.)runderStab(ANEtWb.673,vVlr[sgN])
(m.)elischePolizeibehrde(GEW1:80,\>F4D)

Asexpected,thedentalextensionPIE*ualn-isattestedwithacerebralinSanskrit:





Gr.|>>B-
Lat.uallo-
RV.v
-
RV.v-






(m.)nail(LSJ.337,inHes.6|>>B<)j>B<[Aiol.])
(m.n.)Pfahl(werk)(WH2:730,uallus,uallum)
(m.)Pfeil(WbRV.1256)
(f.)Rohr,Rohrstab(WbRV.1256)

TheextensionPIE*ualt-(P.1139-40)hasalsoleftacerebralinSanskrit:





OInd.v
a-
OInd.v
a-
OHG.wald
OEng.weald






(a.)madeofIndianfig-tree(MonWil.939)
(m.)fence,enclosure,wall,garden(MonWil.939)
(m.)Wald(Kluge1975:774,wald[sgN])
(m.)wood,forest(ASaxD.1171)

(m) PIE *hahlt-, an alternative extension of the root Neogr. *hen- schlagen
(P. 491-3), is now paralleled by Tocharian, revealing PIE *l as the liquid lost in
Sanskrit:





AV.
gh
- 
OInd.d
rv
gh
-
TochA.k
ltak-
RV.
gh
- 

(m.)Zimbel(EWA1:159)
(m.)Baumhacker,Specht(EWA1:160)
(sb.)instrumentummusici(Poucha61)
(c.)CymbelnoderKlappern(WbRV.172)

(n)al-Rahm,Milch(P.).Therootwithablaut*e/oisbasedontheforms:
 OInd.!ara- 
 OInd.!ras- 
 Lat.colostra- 

(m.)saurerRahm(KEWA3:305,!ara)
(n.)Rahm,HautaufgekochterMilch(KEWA3:305)
(f.)Biestmilch(WH1:247f.)

ThedentalextensionPIE*ealto-hasresultedinretroflexinSanskrit:
 OInd.!aa-

(a.)sauer(KEWA3:291).

ThustherootcontainsPIE*,revealedbyFortunatovsLawII.
9. PIE *VaLT (SUBSET II). In this subset, cerebralization has taken place in
Sanskrit,butincontrastwith SUBSETI(with PIE*a)noNeogr.*Ta
isvisible,and

231

theroothasablaut*e:o.Theshape PIE*e/oaLis,however,provenbytheacutein
Lithuanian, implying PIE *. Thus, for instance, the Lithuanian acute (and Latvian
brokentone)ispresentin:
eal-bind






OEng.cel-
AV.jla-
Gr.b6}>4-
Li.(l-
Latv.zle-







(sb.)abasket(ASaxD.150,cel,celas[pl])
(n.)Netz,Kampfnetz,Fanggarn(EWA1:588)
(n.pl.)Hes.I4><@B:bridle,bit(LSJ.469)
(f.)Siele,Pferdegeschirr(LiEtWb.1296)
(f.)Siele,Pferdegeschirr(LiEtWb.1296)

In the dental extension PIE *ealt-, the liquid has been lost in Sanskrit with the
anticipatedOInd.in:





OInd.j
-
OInd.ja
l-
OInd.jai-
OInd.jail-






(f.)Flechte,verflochtenesHaar(KEWA1:413)
(a.)Flechtentragend(KEWA1:413)
(f.)Haarflechte(KEWA1:413)

(a.)Flechtentragend(KEWA1:413)

Ontheotherhand,thesubsetischaracterizedbytheablaut PIE*:*.Thus,the*gradeiscontainedin:
PIE*halt-Gold

 OstLi.(eta- 
 Thrac.9:>F4- 

(a.)golden,goldgelb,blond(LiEtWb.1296-7,(etas)
(f.)Gold(?)(P.429,9:>F4[sgN])

Therespective*o-gradeissecuredbySlavonic:
PIE*halt-Gold

 Rus.zloto
 OCS.zlato




(n.)Gold(REW1:460)
(n.)Gold(REW1:460,zlato[sgNA])

WhetherreflectingPIE*orPIE*,SanskrithasacerebralpointingtoPIE*ain
 OInd.h
aka- 

(n.)Gold(EWA3:535,h
akam[sgNA]).

SomeadditionalexamplesofSUBSETIIwithanetymologyare:
(a)geal-,goal-kalt,Klte,Frost.Theunextendedrootisattestedin



 Lat.gelo-

OEng.cala- 
Osc.68>4-


(n.)Eisklte,Frost,Eis(WH1:585-6,gelum[sgNA])
(pret.)tobe(come)cold,cool(ASaxD.143,calan)
(f.)Steph.Byz.68>4@)|I@:@(WH1:586)

ThedentalextensionPIE*geald(h)-isaccompaniedbyaretroflexinSanskrit:
 OInd.jaa- 
 OCS.(ldica 
 RV.jhav- 

(a.)cold,stiff,dull(KEWA1:414,EWA1:565)
(f.)gefrorenerRegen(WH2:586)
(a.)stumpfsinnig(WbRV.465,jhavas)

232

(b) ealth- puer, infans (P. 473).510 Germanic cognates confirm PIE *l for the
liquidlostinSanskrit:







OEng.cild- 
Go.inkilo- 
Go.kilei(n)- 
RV.jahra- 
RV.jhara- 
OEng.cildru- 

(n.)puer,infans:child,infant(ASaxD.154)

(a.)=d6=GBDpregnant(GoEtD.218)
(f.)=64EF~Cwomb(GoEtD.218)
(n.)derMutterleib,Bauch,Magen(WbRV.464-5)
(m/n.)Leibesgrsse(WbRV.465,EWA1:565) 
(st.n.pl.)children(ASaxD.154)

(c) keal-, koal- einugig (P. 545, 2. kel-). The root, postulated by Pokorny
withoutalaryngeal,hasaretroflexinSanskritimplyingPIE*ain:





AV.k
-
Gr.=8>>|-
OIr.coll-
RV.k-






(a.)durchstochen,-lchert,einugig(WbRV.322)
(a.)Hes.=8>>|D)?B@H;4>?BD(GEW1:817)
(a.)luscum:einugig(LEIAC-159)
(a.)ausgestochen,duchtbohrt,einugig(WbRV.322)

(d)kear-neck,etc.(P.576).The*-gradeisattestedinItalo-Greek:
 Lat.ceruc-
 Gr.=}C@4




(f.)Nacken(WH1:207.cerux,cerucis[sgG])
(f.pl.)transverseprocessesofthevertebrae(LSJ943)

Thecorresponding*-gradeinPIE*kart-isconfirmedbythelackofpalatalization
inSanskritwherecerebralizationhastakenplace:
 OInd.kakik
-
 RV.rekak
a-

(f.)TeildesmenschlichenHinterkopfes(WbRV.308)
(a.)staubbedecktenNackenhabend?(KEWA1:135)

(e)meal-young,youth(ful).Therootappearsinvariousextensionsincluding:
 Gr.?}>4=- 
 TochB.malyakke-

(a.)Hes.?}>4=8D)@8F8CB<(LSJ.1098)
(a.m.)youthful,puerile(DTochB.442)

The dental extension PIE *mealn- is confirmed by Greek and Sanskrit, where the
cerebralofthelatterimpliesPIE*a:
 Gr.?}>>4=- 
 OInd.m
ava-

(m.)jungerKnabe(GEW2:202,LSJ.1098)
(m.)ayouth,lad,youngster(MonWil.806)

(f) peal- Menge, Masse; Decke, Schild (P. 803). The root, appearing in various
extensions,reflectsFortunatovsLawIIwhenaugmentedwithadental:
 Gr.}>F:-
 OInd.paa-
 OIcl.feld-





(f.)kleinerSchildausFlechtwerk(GEW2:501)
(m.)wovencloth,blanket,garment(MonWil.579)
(m.)Schafpelz,Mantel(ANEtWb.116)


510

ThegroupwascorrectlyconnectedtoOSax.kindKind,OHG.kintproles(PIE*ean;cf.P.373
en-erzeugen)alreadybyBosworthandToller(ASaxD.154).Theunextendedroot(PIE*ea-)is
attestedinRV.ekaj-(a.)einzelngeboren(WbRV.296,ekajm[sgA])andmultiplerelateditems.

233

(g) pear-, poar- einhandeln, kaufen (P. 817). The root is attested in several
extensions,includingthedentalone,in:
PIE*pearn-einhandeln,kaufen:Dirne,Hure







Gr.BC@- 
OInd.pa- 
OInd.paastr-
Gr.}C@4- 
Ion.-Att.C@:-

(m.)Buhlknabe,Buhler:paramour(GEW2:581)
(vbM.)einhandeln,kaufen(KEWA2:194)
(f.)meretrx,C@:(EWA2:69)
(prM.)zumVerkaufausfhren(GEW1:516-7)
(f.)feileDirne,Hure(GEW1:581,C@:[sgN])

TheretroflexismanifestinOInd.paa-(=Gr.BC@-),implyingPIE*a.511
10. PIE *VLT (SUBSET III). This subset, characterized by PIE * between a liquid
and dental, consists of two starting points, VLaT and VLaT, both resulting in a
cerebralinSanskrit.SomeexamplesofSUBSETIIIare:
(a)PIEla-gehen,treiben(P.306-7).BoththelaryngealandPIE*aarepresentin
theunextendedroot:
 i.laa-
 Gr.b>|-




(c.)Feldzug,Reise(HEG2:8-11,la-a-a-i)
(vb.)treiben(GEW1:482-3,Cos.b>|FK[ipv3sg])

Therootwithadentalextension(PIE*elat-)isconfirmedbytheequation:





OInd.a-
OInd.
a-
Gr.b>4F~C-
Gr.b>4E<4-






(pr.)herumschweifen(EWA1:56,ati)512
(a.)going(after)(MonWil.133)
(m.)Treiber,Wagenlenker(GEW2:482)
(f.)Ritt,Marsch(GEW2:481)

(b) PIElas-verlangen,begehren(P.654,*las-).The*e-graderoot PIE*leas-has


acertainNeogr.*a(PIE*)impliedbytheEuropeanlanguages:





OInd.l
lasa- 
Gr.><>4(h)B-
Lat.lascuo- 
OIr.lainn- 

(a.int.)heftigverlangendnach(KEWA2:99-100)
(prM.)heftigbegehren,verlangen(GEW2:123)
(a.)geil,usw.(WH1:766,lascuus[sgN])
(a.)gierig(WH2:766,lainn[sgN]NPCelt.*lasni-)

Inthereduplication PIE*lelaso-, PIE*awaslostandthecluster*lsreplacedwitha


retroflexinSanskrit:



OInd.laa- 
OInd.abhilaita-

(pr.)begehren,Verlangenhabennach(KEWA3:95)
(a.)begehrt,gewnscht(KEWA3:95)

(c)ThelossofliquidandthecerebralinSanskritarenowalsodocumentedforthe
reduplicationPIE*lolatuo-(fromPIE*la-gehen,treiben),whichappearsin:
 TochA.laltu- 

(pret.pt.)exitus(Poucha268,laltu[sgN])


511

Notethea-colouringintheschwebeablautvariantofPIE*pear-RGr.}C-verkaufeninPIE
*paer-RLat.par-kaufen.
512

ItispossibletoanalyseSV.ava-(m.)well,spring(WbRV.125)asWasser+Laufandconnect
thesuffixtotherootOInd.a-gehen,usw..

234

 OInd.lava- 

(m.)dancingboy(KEWA3:95,Lex.lava[sgN])

11. Fortunatovs Law II has the following restriction in Sanskrit: If a zero-grade
clusterPIE*LT,LTwasnotprecededbyavowelV=OInd.a,,i,,u,
,thenthe
liquidLbecamesyllabicandcerebralizationdidnottakeplace.
Therestrictionisbasedonconfirmedexamplesof PIE*withoutcerebralizationin
Sanskrit(whereOInd.hasbeenpreservedbeforeadentalinthezerograde).Some
examplesofthisare:
(a) PIE *aldh- wachsen, gedeihen (P. 27). The laryngeal is based on Gr. ^>;B?4<
andtheretroflexinSanskrit:





RV.dh-
gAv.arTd-
Go.ald-
OInd.
hy-






(ao.)gedeihen(WbRV.289,dhat[conj3sg])
(ao.)gedeihenlassen,frdern(AIWb.193,arTda)
(f.)generation,age:4k@,68@8|,5BD(GoEtD.26)
(a.)rich,wealthy(KEWA1:71-72,*
+dhy-)

In the zero-grade RV. dh-, however, the liquid has been preserved. This variation
canbereconstructedregularlybythefollowingprototypes:
 

I


h-*e/oaldh-

zerograde 

II

dh-*aldh-

ardh-*ae/oldh-

(b)PIE*naRt-tanzen,drehen(P.975f.)appearsin:







OInd.na- 
OInd.na- 
RV.(...)nt-
AV.nt-

RV.nartya- 
RV.narti- 

(vb.)tanzen(KEWA2:127,naati[3sg])
(m.)Schausspieler(KEWA2:127)
(ao.)tanzendherbeispringenzu[A](WbRV.751)
(f.)Tanz(EWA2:21,nt-)
(cs.)tanzenlassen,drehen(WbRV.751,nartyan)
(is.ao.)tanzen(WbRV.751,nartius[3pl])

Inanidenticalfashion,thealternationcanbereconstructedregularlybypositing:
 

I-A

zerograde 

I-B

na-PIE*ne/oaRt- nt-PIE*naRt- nart-PIE*nae/oRt-


Evidentlythereisnocerebralizationinzero-gradent-,whichprovestherestriction.
12. Given the relevance of the schwebeablaut for the alternation in Sanskrit, yet
anotherexampleofarootanditsbasesmayprovided:
PIE*al-drip,drop,etc.(P.471-2,2.el-)
(a)PIE*eal-(P.471-2).PIE*aisimpliedbyGr.4in:
 OInd.gla- 
 OInd.gagala- 
 Gr.54>4@8- 

(vb1.)drip,drop,ooze(MonWil.350,galati[3sg])
(n.)venom(ofserpents)(MonWil.341)
(m.)Bader(GEW1:212-3,54>4@8D[sgN])

The*e-graderootismatchedwith*o-gradePIE*oal-in:

235

 Gr.\?5B>|7:@

(adv.)bubblingup(LSJ.79,\?5B>|7:@).513

(b) The root with a dental extension PIE *eald- has resulted in the retroflex in
Sanskrit(FortunatovsLawII):






Dhatup.gaa-
OInd.gaa- 
OInd.gaayitnu-
OInd.gaera-
OInd.gaayant-

(pr1.)distil,drop(MonWil.342,gaati[3sg])
(m.)akindofgold-fish(MonWil.342)
(m.)acloud(MonWil.342)
(m.)cloud,torrent(MonWil.342,KEWA1:328)
(m.)Wolke(KEWA1:328)

(c) On the other hand, the schwebeablaut base PIE *aold- did not satisfy the
conditionofFortunatovsLawIIandnocerebralizationtookplaceinexampleslike:
 RV.gld
- 
 OInd.gardayitnu-

(f.)dasAbseihen(desSoma)(WbRV.388)
(m.)Wolke:cloud(KEWA1:328)

Thus,theapparentlychaoticalternationoftheretroflexisregular.
13. Avestan has preserved some twenty examples of Av. , the outcome of
Fortunatovs Law in the language, carefully catalogued and discussed by Hoffmann
(1986).514 To show its compatibility with Fortunatovs Law II,  a short but
comprehensivereviewoftheAvestanmaterialwillfollow.
(a) Generally the development of Avestan is identical with that Sanskrit, except for
being restricted to voiceless dental stops. Accordingly, in external comparisons
Neogr.*Ta
,theOldAnatolianorsomeothercriterionforPIE*appearswithAv.
.Thus,forinstance,therootPIE*al-mahlenhasaninitialPIE*provenbyGr.\-
in
 Gr.\>}K

(pr.)mahlen(GEW1:70).

IntherespectivedentalextensionPIE*alt-,Av.correspondstoIndo-Aryanin
alt-mehl,gemahlen(P.28-9):
 LAv.aa-
 OInd.aa-
 Hind.

-





(pt.)gemahlen(vomgetreide)(AIWb.230)
(n.)boiledrice,food(MonWil.11)
(f.)Mehl(EWA1:55,

[sgN]N*

-)

(b) Owing to the existence of a segmental explanation (PIE *) for Av. , the early
suprasegmentaltheory(seeHoffmann1986)shouldbereconsidered.Theassumption
of an Iranian accent in the syllable preceding Av.   as inferred from Sanskrit  is
weakatbest,andyetitoftendoesnotreflectthefacts.Thus,forinstance,
 LAv.vouru.kaa-

(a.)mitweitBuchten(AIWb.1429)


513

The*o-gradeofGreekisparalleledbyOHG.quall-(pret.)hervorquellen,schwellen,possiblyalso
appearing in OInd. g
la- (m.) flowing, liquefying (MonWil. 350), if this is indeed an example of
BrugmannsLawII.
514

FortechnicalreasonsthedifferencebetweenAv.#andAv.wasnotnotifiedbyBartholomaeinhis
dictionary(AIWb.).Naturally,thedevelopmentAv.N*rtwasknownbytheNeogrammarians(see
Grundr21:431)andtheircontemporaries.

236

hadanaccentonthelastsyllable,ifitisjustifiedtoinferthisfromSanskrit:
RV.k
-

(m.)Grube,Tiefe(WbRV.322,KEWA1:197).

However, we cannot conclude that an accent would account for Av.  = OInd. ,
because
RV.kart-

(m.)Grube,Loch(WbRV.316)

is accented identically, but Fortunatovs Law II has not occurred. In such
circumstances,itisnaturaltoapplythesamecriteriathroughoutIndo-Iranian.
(c)OccasionallyAv.andAv.TrTTappearsidebyside(asisthecaseinSanskrit)and
thealternationisexplainedwithaschwebeablaut.Anexampleofthisispreservedin
thedata:
sual-swallow(P.10451.sel-schlingen)
 LAv.kTrTf#ar-
 LAv.ara- 
 OIcl.soll-


(a.)Leichen-,Aas-fressend(AIWb.469,kTrTf#.ar)
(pr.)geniessen(AIWb.1865,araiti[3sg])
(m.)SpltrankfrSchweine(ANEtWb.529)

InthedentalextensionPIE*suealto-,theliquidwaslostinIranianwithAv.:



LAv.
a- 
LAv.

r- 

(n.)Essen(AIWb.1879)
(m.)Trinker (AIWb.1879,

rTm[sgA])

On the other hand, the schwebeablaut variant PIE *suaolto- did not satisfy the
conditionofFortunatovsLawII,andthereforethelawdidnottakeplacein:


LAv.arTta- 

(vb.)geniessen,trinken(AIWb.1868,arTte[inf.]).

Similarly,aschwebeablautisrequiredtoexplainthealternationAv.:Av.VrTtin
PIEalt-Lohn:






Gr.\>F-
gAv.ai-
LAv.
rTiti-
Gr.\>FC-






(m.)Lohn(LSJ.73,Hes.\>FD)?<E;D)
(f.)Anteil,Lohn,Verdienst,Belohnung(AIWb.241)
(f.)Anteil,Lohn,Verdienst,Belohnung(AIWb.192)
(m.)Lohn,usw.(LSJ.73,Hes.\>FCD)?<E;D)

(d) In addition to morphology, the Proto-Indo-European derivation accounted for
some doublets with dental and retroflex/sibilant in Indo-Iranian. The data are
characterizedbytheappearanceofboththeplainroot andthelaryngealextension
. With a further dental suffix T-, extensions T and T appear. While the
former gives no indication of Fortunatovs Law II, the latter does. An example
supportedbyOldAnatolianisnowavailablein:
1.*pr-gehen;Fu(R ).Theunextendedrootiswell-documentedinLuwian:





CLu.para- 
HLu.ARHApara-
HLu.para- 
RV.purv
par-

(vb.)chase,hunt(DLL77,pa-ra-ad-du[3sg])
(vb.)hunt(CHLu.7.2.1.fr6ARHA(PES2)*501+RA/I-ha)
(sb.)foot(CHLu.10.14.9,(PES)pa+ra/i-za)
(a.)nachfolgend(WbRV.846-7)

237

2. PIE *prtu- Durchgang (R T-). Directly built on the unextended root
withoutalaryngeal,FortunatovsLawIItookplacein:
 gAv.pTrTtu- 

(m.f.)Durchgang,Pforte,Furt,Brcke(AIWb.892).

3. PIE*pra-*pora-*pera-treiben,jagen(R a).Thelaryngealextension


isattestedinOldAnatolian(CHDP:143f.):
 i.para-

 CLu.para- 

(vb2.)treiben,jagen(HHand.121,pr-a-i[3sg])
(vb.)treiben,jagen(DLL.78,pr-a-ad-du[3sg])

4. PIE *pratu- Durchgang, Furt(R aT-). Following the loss of PIE *a,
FortunatovsLawIItookplaceandAv.appearsin:
 LAv.pTu- 
 LAv.pTu.p
na-

(m.)Durchgang,Furt(AIWb.897)
(a.)Brckenwchter(AIWb.898)

(e)Thismorphologicalvariationisparalleledbytherootpr-Kampf;schlagen(P.
818-9).HeretheextensionPIE*prtR TpreservesanunalteredclusterL+Tin:
 LAv.pTrTt-
 RV.pt-




(f.)Kampf,Streit(AIWb.891,pTrTtasa)
(f.)Kampf,Streit(WbRV.854,pts[plL])

Simultaneously,however,theextension*prath-R T(withGr.|implyingthe
laryngeal)hasresultedinAv.in:
 LAv.pTana- 
 LAv.pTan
- 
 Gr.C|;B- 

(n.)Kampf,Schlacht(AIWb.896-7)
(f.)Kampf,Schlacht(AIWb.896-7)
(ao.)zerstren,verwsten(GEW2:512)515

(f) PIE pel-, pol- law; judge(P. ). The unextended root is now attested in
Tocharian:
 TochA.pal- 
 TochB.pele 

(sb.)lex(religiosa)(Poucha163) 
(m.sg.)law;prison(DTochB.398)

DirectlyfromthisrootareformedthedentalextensionsPIE*plno-and*plto-:




LAv.pTrTnav-
gAv.pTrTZa- 
LAv.
pTrTti-

(vb.)verurteilen:judge(AIWb.850)
(n.)Ausgleichung,Shne,Strafe(AIWb.892)
(f.)Ausgleich,Shne(AIWb.329)

In contrast, the extension pla-, augmented with a dental, is revealed by Av. 
(AIWb.898)in:



gAv.pT.tan%-
LAv.pT.s
ra-

(a.)desLeibverwirkt,demGerichtverfallenist
(a.)desHauptverwirkt,demGerichtverfallenist

(g) PIEpel-,pol-breit,weit,etc(P.833).Theextension*pla-(*pela-*pola-)
isnowattestedinOldAnatolian(CHDP:66):
 i.pala-

(DUG.)Kessel(HHand.117,pal-a-a#)


515

ThelaryngealextensionisconfirmedbyGr.4NPIE*(e)a.

238

 i.pali-

(a.)breit,weit(HHand.117,pal-i[NA])

Therootaugmentedwithadentalrevealsthesimultaneouspresenceofi.,Gr.4
andAv.in:





Gr.>4F- 
i.palatar- 
LAv.pT.parTna-
LAv.pT.igha-

(a.)weit,breit,flach,eben(GEW2:553,>4FD)
(n.)DAGAL:Breite:width(CHDP-65,pal-a-tar)
(a.)mitweiterFlgelspannung(AIWb.898)
(a.)mitgespreiztenKlauen(AIWb.897)

(h)Proto-Indo-EuropeanderivationalsoaccountsforsomealternationsofAv.TrTt
andAv.(=OInd.),ultimatelytracingbacktomonoliteralrootswithandwithouta
laryngeal(asintheaboveexamples).Anotherexampleisfoundinthematrixofthe
root
m-(make)disappear,die,destroy,kill:
 i.ma-

(vb1.)disappear(CHLL/N99,ma-du[3sg]).

The best-known extension of the root, PIE *mr- (cf. i. mer-, mar- (vb1&2.)
verschwinden,verlorengehen,absterben,HEG2:199,mar-ta[3sg]),preserves*r+t
assuchinIndo-Iranian:





Lat.mort-
Gr.?BCF-
RV.mrta-
gAv.marTta-






(f.)Tod,Erlschen(WH2:112,mors[N],mortis[G])
(a.)man,mortal(LSJ.1147=^@;CKBD,;:@FD)
(m.)Sterblicher,Mensch(WbRV.1008-9)
(m.)Sterblicher,Mensch(AIWb.1148)

On the other hand, a feminine PIE *ma- (ablaut *mea- *ma-) was built on the
monoliteralrootm-in:
 OInd.m
-

(f.)death(MonWil.771).

Furthermore, this base formed an *r-extension with a dental extension, resulting in
FortunatovsLawII:
PIE*meart-sterben






OIr.mart-

gAv.maa- 
gAv.amTa- 
AV.mama-

(m.)tuerie,massacre,victime(LEIAM-21)
(m.)Sterblicher,Mensch(AIWb.1164)
(a.)unsterblich(AIWb.145-6)
(m.)einbestimmterDmon(KEWA2:554)

(i)PIE*ue/oar-treiben,fhren,bewegen(P.1160)canbepostulatedonthebasisof
theforms:





Li.var-
Arm.vari-
Pahl.vari#n-
Arm.varun-






(pr.)treiben,fhren,leiten,bewegen(LiEtWb.1200)
(pr.)beled,behave(MPahl.2:203,varil[inf.])
(sb.)conduct,wayofliving(MPahl.2:203)
(a.)beaten(track)(MPahl.2:203)

Arm.aimplies PIE*,whichisinturnconfirmedbythedentalextensionresultingin
Av.:


239

PIE*ueart-Wagen

 LAv.v
a- 
 LAv.v
aya- 

(m.)Wagen(AIWb.1418)
(pr.)denWagenziehen(AIWb.1418)

(j)Inarareexample,acollisionoftwoetymologicallydistinctrootswithAv.tandAv.
ispossibleinIranian.Thuswemaypostulatethefollowingroot:
PIEr-law,justice,right,good(HEG1:50)








i.ara-

OPers.arta- 
RV.t-

LAv.anarTta-
gAv.dW.arTta-
Pahl.art
y- 

(a.)accordingtolaw,appropriate(IE&IE710)
(m.)Law,Justice(OldP.170)

(a.)passend,gehrig,recht(WbRV.282-3)
(a.)gesetzlos,demheiligenRechtfeind(AIWb.120)
(PN.)dasGesetz,Rechtmindernd(AIWb.609)
(a.)righteous,good(MPahl.2:30)

ThereisnolaryngealinOldAnatolian(i.ar-).Consequently,FortunatovsLawII
has not taken place. On the other hand, there is the root PIE ar- with a similar
meaningin:





gAv.aa-

LAv.W.aa- 
Hes.^CE<B- 
Gr.\@|CE<B-

(n.)Wahrheit,usw.(AIWb.229-238)
(PN.)dasGesetz,Rechtmindernd(AIWb.609)
(a.)fitting,meet,right(LSJ.248,^CE<B@:7=4<B@)
(a.)inimical:feindlich(IE&IE710)

This root has both Gr. \( PIE *) and Av.  ( PIE *), and it is therefore to be
differentiatedfromthepreviousrootPIE*r-withoutalaryngeal.516
(k) The upgraded condition of Fortunatovs Law II is equal to a methodology for
identifying etymologies. The mode of inference applied for Indo-Iranian consists of
theeliminationoftheroot-finaldental,thereconstructionofthelostliquid(PIE*ror
*l)andthepostulationofPIE*a,aintheproperposition.Thismethodologycanbe
illustratedherewithanAvestanrootcurrentlylackingetymology:
LAv.ka-warten;Wrter
 LAv.nasu.kaa-
 LAv.irist.kaa-

(m.)Leichenwrter(AIWb.1058)
(m.)Totenwrter(AIWb.1530)

The elimination of the dental and the restoration of the liquid leaves a maximal
expansion*KaLwithKRPIE*k
*kandLRPIE*l
*r.ThevaluesPIE*kandPIE
*ryieldadirectmatchbetweenAvestanandtheGreekitemsin:
 Gr.@8K=CB-
 Gr.94=CB- 
 Gr.E:=B=CB-

(m.)Tempel-wrter(GEW1:607,PGr.*@4EB-)
(c.)Tempel-diener(in)(GEW1:607,94=CBD[sgN])
(m.)Stallknecht(GEW1:919,E:=B-=CBD[sgN])

Thus,arootPIE*kear-*koar-Wrterisobtained.

516
Theconditionsfordecidingwhetherrootsareultimatelyconnected(e.g.viaprefixPIE*a=Gr.
\(LSJ.1))mustbecreatedfortheentirevocabularybeforethequestioncanbesettled.

240

14.InAvestan,unlikeinSanskrit,FortunatovsLawIIalsoappliedinthezerograde
(cf.LAv.pTana-,LAv.kTa-,etc.).Thisreflectstherealizationofthesyllabicliquids
PIE*inAvestanTr(vs.RV.).InadditiontoprovingtherealityofAv.T,thiscase
isofsomeinterestforthePIEvowelsystem,becauseitprovesthatAvestandeveloped
thevowelinquestion(comparedtoSanskrit,whichlostit).
15. According to the converse of Fortunatovs Law II,IfasequenceVLThasbeen
preservedinIndo-Iranian,517itsprototypedidnotcontain PIE*aor*apreceding
orfollowingtheliquid.
This principle provides a criterion for determining when a root did not have a
laryngeal in the positions initiating Fortunatovs Law II. This capability is of some
relevance,becausetheNeogrammariansandSaussureovergeneratedschwathrough
thestructuraldefinitions
 Neogr.LRDSAVRLTLHV

Neogr.RDSACRLTLHC.

Someexamplesofthemispostulatedlaryngeals518appear,forinstance,in:
(a) RV. p%r- (pt.) voll, gefllt (WbRV. 844). The form is traditionally
reconstructedasNeogr.*pn-(=LT*pH1no-).SincethecerebralisabsentinRigVeda,theprototypedidnotcontainalaryngeal.Simultaneously,theu-vocalismof
PIE*pulno-isparalleledbyIndo-Iranian(cf.Sogd.pwrnvoll,gefllt,KEWA2:283),
Slavonic (OCS. pl&n& (a.) voll, Sadnik 672) and Germanic (Go. full- >~C:D =
full,GoEtD.131);therefore,itisoriginal.
(b) PIEtil-erheben(subP.10162.*tel-gang).AVedicroottir-(cf.RV.titir-
(pf.)berwinden,besiegen(WbRV.525,titirs[3pl])isoftendirectlyconnectedto
the root RV. t- (PIE *t-) based on internal reconstruction (R Neogr. *trTC-, LT
*tHC-).Externalcomparisonimpliesthattheroothadanoriginal PIE*linsteadof

PIE rinPIE*til-,however:
 Thrac.F<>8/B- 
 RV.d(...)tira-
 OInd.tela- 

(ao.)auf-,wegheben,entfernen(WH2:688,F<>8)
(pr6A.)erhhen,steigern(WbRV.525,dtir
masi)
(pr1A.)togo(MonWil.448,Dh
tup.telati[3sg])

Simultaneously,theabsenceofaroot-finallaryngealisprovenbythelackofanIndoIraniancerebral(theconverseofFortunatovsLawII)inPIE*thil-:
 Li.tlta-

 RV.trth- 
 Thrac.F<>F<4 

(4m.)Brcke(LiEtWb.1094,tltas[sgN])
(n.)WegzurTrnke,FurtdesFlusses(WbRV.537)
(f.)Weg(LiEtWb.1094,F<>F<4[sgN])

16. Regarding the laryngeal theory, it should be mentioned that the converse of
FortunatovsLawIIcanbeunderstoodasprovingnumerouscandidatesofh1andh3
postulated on the basis of the root axiom to be false. The simultaneous
presence/absence of the PIE laryngeal and retroflex in Indo-Iranian reveals the
followingdistribution:

517

Notethatthenon-palatalizingOInd.i2PIE*isavowel(cf.OInd.kia-=Lat.callo-,etc.).

518

Numeroussimilarexampleswillbepresentedinthediscussionconcerningsyllabicsonants.

241

1.Therootswithlaryngeal PIE*( LTh2)dohavevariantswithgAv.,RV.,


etc.
2. The roots without laryngeal PIE * but with alleged h1 and h3 do not have
variantswithgAv.,RV.,etc.
SeveralexamplesofPIE*(LTh2)appearingwithgAv.and/orRV.havealready
beendiscussedabove;therefore,itsufficestoquoteexampleswithallegedh1andh3
withOldAnatolianprovingtheabsenceofthelaryngealPIE*(LTh2):
(a)rnu-inBewegungsetzen,erregen,usw.(P.326f.)
 i.arnu-
 RV.-




(cs.)inBewegungsetzen(HEG1:64)
(pr.)inBewegungsetzen[A](WbRV.98-101)

(b)rn-culpa(P.501)






RV.-

Sogd.rn

Khot.
rra- 
LAv.arTnat.a#a-
i.arnu-


(a.)schuldig,sndig(WbRV.281)
(sb.)Schuld(KEWA1:121)
(sb.)Schuld(KEWA1:121)
(a.)ifavengingdebts(?)(EFL154-5,AIWb.195)
(vb.)ben,ersetzen(Tischler1972:278)

(c)rs-flieen(P.336)
 i.ar#-
 RV.ra-
 Go.airzei-





(vb.)flieen(DLL32,HEG1:66-7,ar-a#-zi)
(pr.)flieen,herbeistrmen(WbRV.119-120,rati)
(a.)ledastray,deceived,inerror(GoEtD.19-20)

(d)rs-Neid(P.335)
 LAv.arT#yant-
 i.ar#ani-


(a.)neidisch,misgnstig(AIWb.206)
(vb.)beenvious,angry(HEG1:67-8ar-#a-ne-e-#i)

(e)rdh-sgen,spalten,auftrennen(P.333)
 i.ardu-
 RV.dhak
 Li.ard-





(vb.)sgen(HEG1:69,ar-du-me-ni[1pl])
(adv.)(ab)gesondert,versteckt,abseits(WbRV.290)
(cs.)auftrennen,usw.(LiEtWb.15,ardti[inf.])

Diagnostically, the roots with alleged h1 and h3 do not display variants with
cerebral/sibilantinIndo-Iranian(i.e.FortunatovsLawdoesnotapply).Thisreflects
the fact that the laryngeals h1, h3 do not represent real consonants but are
substitutesforthevowelsPIE*e(RLTh1)andPIE*o(RLTh3).
17.ThedevelopmentsofFortunatovsLawIIaresummarizedasfollows:
(a)BothFortunatovsinitialobservationandtheimprovementsofBartholomaeand
Brugmann are professional in terms of the identification of the class of irregular
cerebrals and ibilants in Indo-Iranian. Since the ultimate conditio sine qua non of
Fortunatovs Law (i.e. PIE *) was absent from the Neogrammarian phoneme
inventory,itwasmoreofacaseofthescholarslackingthemeansbywhichtodescribe
the sound law rather than their failing in its formulation. Fortunatovs Law II,

242

upgradedasitisnow,providesaregularmethodofreconstructionthatfillsthelacuna
leftbythepioneers.519
(b) The phonetic development required by Fortunatovs Law II is natural: the
sequences PIE*LT,LTraisethetongue,whichisfurtherturnedbackwardsby PIE
*l, *r (palatalization). After the loss of the liquid, the clusters resulted in a sibilant
(Av.)andaretroflexinSanskrit.


3 .3.3 Liquids*rand*lintheNeogrammariansystem
0.FaithfultoSanskritastheparadigmoftheproto-language,Schleicher(1861-62)
reconstructedonlyoneliquid,Paleogr.*r(=PIE*r).
1. Schleichers initial mistake was soon corrected by the Neogrammarians, who
reconstructed two liquids, PIE *r and PIE *l, with a sound law implying a general
collisionoftheitemsinIndo-Iranian:
Im Arischen dagegen scheinen die beiden Laute in der Zeit der indisch-iranischen
Urgemeinschaft in r zusammengefallen zu sein. Dies gilt, wie fr die consonantischen, so
auchfrdiesilbischenLiquidae,s.497ff.(Brugmann,Grundr21:423)

Bynowithasbecomeclear(see,forexample,Szemernyi1996:45)thatthesituation
ismorecomplex:
[...]inOldIranian lbecame rthroughout,whileinOldIndicdialectmixturehasconfused
theoriginalsituationtosuchanextentthatlandrcaneachrepresent[P]IElorr.520

2. In the Sonantentheorie,Brugmann and Osthoff went far beyond this basic
scheme,ultimatelypostulatingthefourseriesofliquids:
(a)Consonantalliquids*LinantevocalicpositionNeogr.*lV*rV(3)
(b)Shortsyllabicliquids*inanteconsonantalpositionNeogr.*C*C(4)
(c)Shortsyllabicliquids*LinantevocalicpositionNeogr.*lV*rV(5)
(d)Longsyllabicliquids*inanteconsonantalpositionNeogr.*C*C(6)
3. The consonantal liquids *L, preserved as such in most languages, are relatively
unproblematicwiththefollowingminorexceptions:
(a)InIndo-Iranian,anexternalconfirmationfor PIE*lor PIE*risalwaysrequired,
owingtothecollisionandmixtureofdialectsdiscussedabove.
(b) The syllabic script of Linear B distinguishes only one liquid (DMycGr. 44)
transliterated/r/,though/l/couldbeusedaswell.ForthereasonsstatedbyVentris
and Chadwick, it is highly improbable that this reflects the phonetic reality of Old


519

Inthisstudy,onlyalimitedportionofthedatacanbediscussedandnumerousexamplesofPIE*
waitfortheirdiscoveryandreconstruction.

520

 There are examples in which both RV. r and RV. l are attested for one and the same word: RV.
sahm%ra- (a.) mit der Wurzel (WbRV. 1498) and AV. mra- (n.) Wurzel (WbRV. 1053) versus
RV.sahm%la-(a.)mitderWurzel(WbRV.1498)andRV.mla-(n.)Wurzel(WbRV.1054).

243

Mycenean.521Fromthecomparativepointofview,however,theresultissimilartoa
soundlawimplyingacollision(i.e.LinB./r/requiresanoutsideconfirmationforan
originalPIE*lorPIE*r).
4.Themostrelevantissuesconcerningthesyllabicliquidsin(C)Care:522
(a)TheexistenceoftheshortsyllabicliquidsisimpliedbynumerousreflexesofPIE*
*,whicharedirectlycontinuedinIndo-Iranian.Astypicalexamplesonecanquote:
1.PIE*pth-breit(withPIE*)






RV.pth-
gAv.pTrTZu-
Gr.>};CB-
Gr.>8;C9K
LAv.fraZah-







(a.)breit,weit,sichaustreckend(WbRV.857)
(a.)weit,breit(AIWb.892-3)
(n.)Lngen-undFlchenma(GEW2:55)
(pr.)sichberetw.verbreiten(GEW2:555)
(n.)Breite(AIWb.983)

2.PIE*pt(h)-Kampf:kampfen(withPIE*)





RV.pt-

LAv.pTrTt- 
Gr.}C;K

Gr.FB>BC;B-

(f.)Kampf,Streit(WbRV.854,pts[plL])
(f.)Kampf,Streit(AIWb.891,pTrTtasa)
(pr.)zerstren,verwsten(GEW2:512)
(a.)Stdtezerstrend(GEW2:512)

Thelossofvowels PIE*e,o,i,uinIndo-Iranianisexcludedbythesoundlawsstating
theirpreservation.Furthermore,PIE*a(indiphonemicPIE*aorPIE*a)couldnot
havebeenlosteither,owingtotheconverseofFortunatovsLawII(noAv.).Hence
the Indo-Iranian liquid (RV. , Av. Tr) had to be syllabic already in Proto-IndoEuropean,anditwasthusanoriginalfeatureoftheproto-language.
(b) The Neogrammarian attempt to generalize the syllabic liquids beyond IndoIranian has caused insurmountable difficulties. Osthoffs and Brugmanns idea that
PIE*and*developedcharacteristicsvarabhaktivowelsinnon-Aryanlanguagesis
fraughtwithambiguity,523foritisalwayspossiblethatthesvarabhaktivowelsreflect
originalPIEvowels,asindicatedin:524
 Lat.orPIE*ol
 Lat.orPIE*or

Go.ulPIE*ul
Gr.4>PIE*ael
*eal etc.
Go.urPIE*ur525 Gr.4CPIE*aer
*ear etc.


521

SeeVentris&Chadwick(DMycGr.69):IftheMycenaeansconfusedthe soundsof landr,then


theirdescendantscouldneverhaveseparatedthemagaincorrectly.

522

Forthesyllabicand,seeAllen(1953:62).

See,forinstance,Brugmann(Grundr21:451):Indennichtarischenidg.Sprachenwurden,wiebei
densonantischenNasalen(430),inallenStellungenvolleVocaleausundentwickelt.

523

 As for Latin, the ambiguity was recognized by Brugmann (Grundr2 1:466): Da im Lat. uridg. or
und * in or unduridg. ol,el,$in olzusammengefallensind(121,2S.121),soistdieZurckfhrung
auf*,$zuweilenunsicher.Naturallythesameappliestoallsvarabhaktivowelsingeneral.

524

 Brugmann (Grundr2 1:453) was aware of the more widespread distribution of PIE *u than just
Proto-Germanic: Im Arm., Griech., Ital., Kelt. und Balt.-Slav. ist der aus uridg. ,  entwickelte
Vollvokal zuweilen u, und es scheint, dass der specielle Anlass zu dieser unregelmssigen
Vocalentfaltung in der Natur der benachbarten Laute zu suchen ist, durch die der schwache

525

244

(c) The reconstruction of PIE *, an obstruent C, has resulted in the emergence of
sequences *C and *C (shape CC) for the proto-forms of the nonAryanlanguages.Thisdecisivefeatureenablesustodeterminethetrueoutcomesof
CCbasedonthemeasurablefeaturesofthedata.Thus,forinstance,in SUBSETIof
FortunatovsLawII,theoutcomesofCC(inC)fornon-Aryanlanguagesare:
PIE*uat- 
 PIE*keas- 


OHG.wald,OInd.v
a-,etc.
Li.ka#-,OInd.ka-,Lat.carro-,etc.

The prototypes predicted by the Neogrammarian theory (PGerm. w()ul-, PLi.
()
ka is- PItal. ca()orso-) do not exist, since CC CC did not develop svarabhakti
vowels.InsteadthedevelopmentofPIE*wasidenticaltothatofIndo-Iranianinall
languages(i.e.PIE*remainedsyllabicuntilPIE*waslost,afterwhichtheyturned
intorespectiveconsonants):
 PIE* 
 PIE* 

RV.l/,Li.l(N*),Lat.l(N*),Go.l(N*),etc.(inC)
RV.r/,Li.r(N*),Lat.r(N*),Go.r(N*),etc.(inC)

5.Neogr.*land*r,thesyllabicliquidsinantevocalicpositionCLV,represent PIE
CV.Asregardsthis,itisimportanttonotethefollowingcentralissues:
(a) The series L was initially proposed by Osthoff after it turned out that the
svarabhakti vowels appeared in antevocalic position as well. Brugmann and Osthoff
handledthesituationofthecontext-freesyllabicliquidsbypostulatingNeogr.*land
*rbeforeavowelwiththeindexedgeminates*l raddedtorestoretheconsonantal
environment.ForSanskrittheassumedsvarabhaktivowelwasOInd.u(=Av.a):
Dagegen scheint sich aus  vor Sonanten (in welchem Fall r als consonantischer
bergangslautgesprochenwurde)schoninurar.ZeiteinVollvokalentwickeltzuhaben,z.
B.ai.purav.para.(Grundr21:451)

AccordingtoBrugmann(Grundr21:451-2),theantevocalicsyllabicliquidsdeveloped
identicallywithNeogr.*and*innon-Aryanlanguages(i.e.theyyieldedtheusual
svarabhaktivowelsGr.4,Gou,etc.):
Die Vocalentfaltung fand in allen diesen Sprachen regelmssig vor ,  statt, wenn diese
antesonantischstanden,wiegr.54C-Dgot.kauru-s(ai.gur-)ausuridg.*r-s.

(b)Inthelaryngealtheory,Neogr.*land*rhavebeenreplacedwith*CHxVand
*CHxVwherexexpressesthecolouringofthelaryngeal.Accordingly,itisassumed
thatthecolouringofthelaryngealcontaminatestheemergingsvarabhaktivowel PIE
*CHxVIECVxLV-.Someexamplesfortheexistinglaryngealh2wouldbe:
 *h2VGr.54>-(LT*CHxV)

*h2uGr.54C-(RLT*CHV).

While on paper the explanation may escape the Neogrammarian contradiction of
syllabicliquidsinanon-syllabicposition,andthusitcanatleastintheorybeusedin

unsilbische Stimmgleitlaut grossenteils wohl schon in uridg. Zeit die u-Frbung erhielt ( 430 Anm.
3).Forfurtherexamples,seeBrugmann(Grundr21:453-5).

245

reconstruction, as seen earlier the rule leads to non-existent prototypes without
coveringtheattestedrootshapes;therefore,itisnotanidealgeneralsolution.
(c)Tomyknowledge,therealoutcomeofthesequenceCVwaspresentedforthe
firsttimebyEdgertoninarticles(1934,1943,1962)thatsoughttogeneralizeSieverss
Law for the liquids Neogr. *l and *r. Comparing Sieverss scansions iy and uw to
Neogr. *l and *r, Edgerton quoted the following Rig-Vedic forms requiring threesyllabicscansion:
RV.ndra-
RV.rudr-




(m.)derGottdesLichthimmels(WbRV.213-4)526
(m.)derVaterdesMaruts(WbRV.1174)

Edgertons(1934:259)interpretationwascorrectinrejectingGrassmanns nd(a)ra-
and rud(a)r-, because the bracketed PIIr. *a (or any other vowel in that position)
couldnothavedisappearedinIndo-Iranian.Therefore,itistheliquidthathastobe
syllabic,whichinturnispossibleonlyifitwasoriginallyfollowedby PIE*.Thus,in
order to explain the three-syllabic scansion of the Rig-Vedic meter, the following
Proto-Indo-Iranianprototypeshavetobereconstructed:
RV.nda-RPIIr.*nda-

RV.rud-RPIIr.*rud-.

These formulas contain the true (regular) development of liquid C+ before a
vowel,namely:
PIE*CLaV*CaV

PIIr.*CVRRVM.CV

RV.CrV.

In other words, RV. ndura- does not exist, and the sequence CLV (in PIIr.
*nda-etc.)doesnotproducesvarabhaktiuinSanskrit.Insteadthelaryngealwas
lost(RV.nda-)andtheliquidbecameaconsonantinthevocalicenvironment(RV.
ndra-).527ConsequentlytheNeogrammarianphoneme*L
 Neogr.*CTV(RLT*CHV)

RV.CuLV,Gr.C4LV,etc.

is not well-defined and the development noted by Edgerton should replace it in
reconstruction.
6.Asforthelongsyllabicliquids(inenvironmentCC),oneshouldobservethat:
(a) The Neogrammarians assumed the phoneme Neogr. * from the hypothetical
Sanskrit-roots(cf.OInd.p-fill,t-cross,etc.)andgeneralizedtheconceptfor
Neogr.*.528Inadditiontotheirinternalreconstruction,thelongsyllabicliquidswere
considered diphonemic by definition (Neogr. * R *T and Neogr. * R *T), and

526

RV.ndra-isderivedfromRV.in-(a.)wirksam,mchtig,stark(hufigvonIndra,WbRV2112)andLyd.ina-(pret.)machen(LydWb.132,inal[3pers]).Similarly,RV.rudr-
(m.) Rudra
belongs to the root PIE lu- (*lu-, *leu-, *lou-; see Pyysalo 2011), which is best known for its
extensions(e.g.luk-(P.687-690,i.luk-(vb1A.)hellwerden,tagen,leuchten,znden,HEG2:65ff.
i.lu-uk-zi[3sg]).
527

ThelackofsvarabhaktivowelisacommonIndo-Iranianfeature(cf.RV.ndra-RLAv.indra-(m.)
NameeinesDavaAIWb.367-8).

528

Burrow(1979:8)adds:[...]tr-crossed,p%r-full;tirsacross,pursinfront[...].Forsuch
rootstheancientIndiangrammarianssetuphypotheticalweakformswithlongsonant--,aconcept
whichwasbroughtintoIndo-EuropeanbyBrugmannandhiscolleagues.

246

thereforetheywerebuiltuponunderlyingformsforwhichthepresenceofschwawas
neverproven.
(b) In the laryngeal theory, the long syllabic liquids are represented by the rules
CHxC and CHxC. 529Regarding their interpretation in Sanskrit, one may cite
Burrowsreview(1949:36):
BeginningwithtH-,aperfectlyregularreducedform,wemustassumeadevelopmentto
tirH-,thevocalicinthispositiondevelopingintoaslightvowelr:whencetirHna>tr-;
similarlyp%r-<pulHn-<pHn-.

(c)TheseearlydevelopmentssuggestedforthesequencesCHCandCHCarenow
contradictedbythedata.Thesituationismanifest,forinstance,inthe SUBSETIIIof
FortunatovsLawIIwheretheshapeCLTappearswithoutlengtheningorintrusion
ofasvarabhaktivowel:
PIE*prat(h)-



Gr.C|;B-,LAv.pTana-

In other words, the outcome of *CLC is zero, not a (compensatory lengthened)
vddhi or any other vowel. Greek has instead preserved PIE * (accented) and
AvestanlostPIE*a(unaccented).Similarly,inexamplessuchas


PIE*dr-:*dra- 

Gr.7C|=B-:RV.d-

Greek has preserved PIE *, while Indo-Iranian lost PIE *a without any svarabhakti
vowelsemergingintheprocess.Thus,insteadofproducinglongvowels(andOInd.i,
u),PIE*waslostinCCasinallotherenvironments.
(d) According to the converse of Fortunatovs Law II, the preserved Indo-Iranian
sequences*LThadnolaryngeal.Thisisincontradictionwiththeearlyrule
 Neogr.CLTC(LTCHxC)



OInd.Ci/uLCvs.Gr.CLV:C,etc.

because the liquid has not been lost in RV. p%r-, tr-, etc. Therefore, as the
svarabhakti vowels are not explained by the laryngeal or schwa, they have to be
accountedfordifferently.Withtheextendeddataathand,thisdoesnotconstitutea
reconstructive problem, because the svarabhakti vowels are paralleled and hence
reflecttherespectiveoriginalvowels:
 PIE*tahiltho- R
 PIE*pulno- R

RV.trth-=Li.tlta-=Thrac.F<>F<4-
RV.p%r-=ORus.p&ln&-=Go.full-

Since the alleged svarabhakti vowels can be proven to be original by means of
comparison,theproblemsoftheearlyruleCLTC(LTCLHxC)arefullysolvable.



529

 On Mllers adoption of Saussures structural analysis of long syllabic liquids, see already Mller
(1880:502):[...]pAn[o]-ingerm.fulla-,lit.plna-etc.=sankr.p%r-.

247

3 .3.4 Neogr.*r(consonantaltrill)
0.TheconsonantaltrillPIE*rwasproperlyreconstructedalreadybySchleicher,who
positedPaleogr.*r(RNeogr.*rRPIE*r).
1.BrugmannsexamplesofNeogr.*rincludedthecorrespondences:
(a)Neogr.*reudh-rotsein(Grundr21:424)forgr.bCG;C-Dlat.ruberair.ruadgot.
rau-slit.ra$da-saksl.r&dr&ai.rudhir-srot.
(b) Neogr. *her- warm(Grundr2 1:424) for arm. Werm gr. ;8C?-D lat. formu-s
warm,preuss.gormeHitzeai.gharm-sGlut.
(c)Neogr.*tre-esdrei(Grundr21:424)forgr.FC8D,alb.tre,lat.trs,air.tr,got.
reis,lit.trsaksl.trjetrije,ai.tryas.
ThemorerecentdevelopmentsrelatedtoPIE*rcanbesummarizedasfollows:
2.AsforthevocalprothesisPIE*er-*or-,whichoftenappearbeforeinitialPIE*r-in
severalIndo-Europeanlanguages,notethefollowing:
(a) The absence of Hittite words beginning with r- was noted already by Hrozn
(1917:1886): In den mir zugnglichen Texten findet sich kein wort, das mit ranlautenwrde.530
(b) In the laryngeal theory, this phenomenon  shared to a degree by Greek and
Armenian  has been generalized into a conjecture according to which the (pre)proto-language did not have roots beginning with PIE *r531 because the prothetic
vowelsreflectoriginallaryngeals,asindicatedin:
 Neogr.*er-RLT**H1er-

Neogr.*or-RLT**H3er-.

Thisviewofprotheticvowelscannotbecorrect,however,forthefollowingreasons:
1. As mentioned by Tischler (1972:269), roots *r- without laryngeal and/or
protheticvowelexistdefacto:
Ein Blick in ein Wrterbuch der verschiedenen indogermanischen Einzelsprachen
(ausgenommen das Griechische und Armenische, und natrlich auch das Hethitische)
zeigt,welcheFllevonWrternmitanlautendenr-esindiesenSprachenundsomitauch
inderGrundsprachegibt.532

2.AcounterexamplewithoutaprotheticvowelisattestedinGreek:
PIE*rea-rten,farben,dye(P.854)





Gr.}9K

Gr.ICGEBC46}E-
AV.rjya-

AV.rajaya- 

(pr.)dye(SchwyzerGrGr.1:310)
(a.)=ICGEB54H}D(GEW2:647-8)
(pr.)sichfrben,sichrten,rotsein(KEWA3:35-6)
(cs.)frben,rten(KEWA3:35,WbRV.1133)


530

ForprotheticvowelsPIE*eobeforeinitialPIE*rinHittite,seeTischler(1972:267-86).

531

Theconjecturethattherewerenorootsbeginningwith*rinProto-Indo-Europeanisusuallytraced
back to Lehmann (1951:13-17), but one may point already to Petersens ideas dating back to 1937
(apudTischler1972:267).

532

 Note that OAnat. arC- can represent PIE C with an unmarked syllabic trill, owing to the
impossibilityofexpressing*incuneiformscript.

248

3.AcounterexamplewithoutaprotheticvowelexistsinAnatolian:
PIE*ru-Rua






HLu.rua-

i.nairua- 
Kil.CK9CG?8C<-
HLu.ruan

Kil.CK@9CG?8C<-

(Ic.)Rua-(CHLu.10.9.1,NOMS.1069,ru-wa/i-s)
(mc.)PN(NOMS.843,na-i-ru-ua-a#(-#a)[sgN])
(c.)PN(Sundwall1913:97,CK9CG?8C<D[sgN])
(adv.)formerly(CHLu.1.1.33,r-wa/i-na[adv.])
(c.)PN(Sundwall1913:97,CK@9CG?8C<D[sgN])

(c) In general, when PIE * is not involved, the vowels before PIE *r- belong to the
protheticvowels PIE*eo.Whetheranalyzedasprefixes(PIE*eo
)533orablautbasesoftheroots(PIE*er-r-r-or-r-),thepresenceofsuchvowels
isalexicalproblem,notarootconstraint.
3.RhotacismofdentalstopshasbeensuggestedfortheHieroglyphicLuwian:534
V+PIE*tthddh+V 

HLu.VrV.

ThisruleisbasedontheinternalcomparisonofthepairsHLu.t:HLu.r(cf.HLu.
lada- prosper : HLu. lara- id. etc.), as well as on some external data that shows
HLu.rallegedlymatchingadentalintherestofthegroup.Theestablishmentofsuch
a sound law would be premature, however, as the complete external evidence
contains both dental and trill extensions, indicating that the alternation depends on
derivationalvariationinsteadofphonologicalchange.Rootvariantswithdentaland
trillextensions,confirmedbytwowitnesses,areattestedfortheallegedexamplesof
HieroglyphicLuwianrhotacismasfollows:
(a)ldh-,ldh-fruit,prosperity(P)






HLu.ARHAlada-
OIcl.l-

Lyc.lada-

Rus.lda

Rus.ldi-


(vb.)prosper(?)(CHLu.10.16.1,ARHAla-t-ta)
(f.n.)Ertrag,Frucht(ANEtWb.362,l[sgN])
(c.)Frau(Pedersen1945:15-6,lada[sgN])
(c.)Gemahl(in)(REW2:5,lda[sgN])
(vb.)passen,stimmen,usw.(LiEtWb.328,ladit[inf])

The alternative extension with a trill, PIE lr-, lr- fruit, prosperity (P. ), is
confirmedbytwowitnessesin:





HLu.ARHAlara-
TochB.l
re- 
TochB.lare- 
TochB.laraue

(vb.)flourish(CHLu.10.14.6,ARHA-la+ra/i-ta)
(a.)beloved,dear(DTochB.548)
(a.)beloved,dear,friendly(DTochB.548)
(m.sg.)love,affliction(DTochB.545)


533

 A rule for a-prothesis(a counterpart of the Greek-Armenian e-prothesis) was outlined for
AnatolianbyTischler(1972:271):Dasbedeutetdochwohl,daderVokalaberdurchschnittlichoft
dann im Anlaut auftritt, wenn der erste Folgekonsonant ein r is, was fr die Vermutung spricht,
ursprnglichmitr-anlautendeWrterhtteneinena-Vorschlagbekommen.
534
Foramorerecentstatementonthis,seeArbeitman&Ayala1981:Thephenomenonofrhotacism
ofanintervocalicdentalstopiswellknowninHieroglyphicLuwian.

249

RhotacismisoutofquestioninTocharian,wheretwodifferentextensions, PIE*lr-
andPIE*ldh-,areimpliedbythecomparativemethod.
(b)PIE*melit-,*molit-Honig(P.723-4):
 Gr.?}><F-

 i.mlit-

 CLu.malita- 

(n.)Honig(GEW2:200,?}><[N],?}><FBD[G])
(n.)Honig(HEG2:207,mi-li-it[sgN])
(n.)Honig(DLL66,ma-al-li-(i)-ta-a-ti[sgI])

Theparallelextensionwithatrillhasbeenpreservedin:
PIE*melir-*molir-Honig

 Arm.mer- 
 HLu.malirimi-

(sb.)Honig(ArmGr.1:473,mer[sgN])
(pt.a.)honeyed(CHLu.4.4.1.,ma-li-ri+i-mi-i-s)

RhotacismbeingexcludedinArmenian,thetrillisoriginalinHieroglyphicLuwian.
(c)PIE*ped-*pod-Fu(P.790-792)
 HLu.pada-
 CLu.pada-
 i.pada-





(c.)foot(CHLu.1.1.22,(PES)pa-t-za[plD])
(c.)Fu(DLL81,pa-a-ta-an-za[plD])
(c.)foot(CHDP:231f.,pa-ta-a-an[plG])

AnoriginalPIE*risexternallyparalleledforHLu.para-footin
PIE*per-*por-Fu,Feder:treiben,jagen,folgen;eilig:







HLu.para- 
CLu.para- 
RV.purv
par-
Lat.propero-
OCS.pero 

(sb.)foot(CHLu.10.14.9,(PES)pa+ra/i-za)
(vb.)treiben,jagen(DLL.77,pa-ra-ad-du[3sg])
(a.)nachfolgend(WbRV.846-7)
(a.)eilig(WH2:372-3,properus[sgN])
(n.)Feder,Schwinge(Sadnik639)

(d)Therootmeaningessen,fresseniswidelyattestedinAnatolian:





i.ed-

i.ad-

Pal.ad-

HLu.ARHAada-

(vb.)essen(HEG1:117-119,e-te-ir[3pl])
(vb.)essen,fressen(HEG1:91,a-da-an-zi[3pl])
(vb.)essen(DPal.52,a-ta-a-an-ti[3pl])
(vb.)eatup(CHLu.10.14.33ARHA-t-tu-u)

Inaddition,astemwithallegedrhotacismappearsin


HLu.aru-

(vb.)toeat(10.11.16,(EDERE)-ru-na).

However,intermsofthelatter,onemustobservetheisogloss:
PIE*suer-*suor-*sur-sweet








TochA.sw
r 
TochB.sw
re 
TochB.sware-
LAv.arTzi#ta-
TochA.sw
rsa-
TochB.swaraue

(a.)dulcis(Poucha389,sw
r[m.sgN])
(a.)sweet(DTochB.725-6,sw
re)
(a.)sweet(DTochB.726,sware)
(sup.)derssseste,schmackhafteste(AIWb.1874)
(M.)seplaire,jouir(LeTokh.447,sw
rsantr[3pl])
(sb.)sweetness(DTochB.726,swaraue)

250

This root can be analyzed as *suor- (see the parallel PIE *suad-sweet =
*well+eat, P. 1039-40, *s
d-) and directly compared to HLu. aru- (cf. especially
TochB.swaraue),originallywithPIE*r.
(e)Ingeneral,anoriginalPIE*risamoreeconomicalsolutionintermsofpostulated
sound laws. It implies twice the number of correspondences (i.e. both those with
dental and trill) and it does not violate the principle of regularity of sound change
with double outcomes (HLu. lada- : HLu. lara-). Simultaneously, parallels can be
providedfortheallegedexamplesofrhotacisminHieroglyphicLuwian.535Allthese
being the case, I recommend refraining from further use of  the sound law until a
comprehensivecheckhasbeenaccomplished.
4.Hbschmann(ArmGr.420)mentionsaquestionablesoundlaw PIE*sr-OArm.
, which was accepted, however, by Brugmann (Grundr2 1:432) and others later on.
Though the sound change PIE *rs O Arm.  is certain, there are clear
counterexamplesoftheallegeddevelopment*sr-OArm.(Hbschmann,ArmGr.
409),including:
PIE*hasr-Blut,Saft(P.343)






OLat.aser
Arm.arean-
Arm.ariun
Latv.asin-






(n.)Blut(WH1:72) 
(sb.obl.)Blut(ArmGr.1:424)
(sb.)Blut(ArmGr.1:424)
(.)Blut(WH1:72,Latv.asins[sgN],asinis[plN])

Since the assumption PIE *sr- O Arm.  is not consistent with the material, it is
recommendedtoreplaceitwiththesecurerule PIE*srOArm.r,whichisbackedup
bymeansofcomparison.


3 .3.5 Neogr.*(anteconsonantalsyllabictrill)
0.PIE*,thevocalicallophoneofPIE*rinanteconsonantalposition,waspostulated
for the Proto-Indo-European by Osthoff (= Neogr. *). Osthoffs part is correctly
recognizedbySzemernyi(1996:46):
Osthoffwasthefirst,in1876,toputforwardtheideathat,astherelationshipoftheSkt.
dat.s.pitretothefathertotheloc.pl.pitusuggested,thesamer-soundcouldfunctionat
one time as a consonant, at another (between consonants) as a vowel; further, that this
syllabic or sonant  was retained only in Aryan and that there was an obvious
correspondencebetweenitandthesequenceC4inGr.4FC|E<.536

1. Brugmann (Grundr2 1:452) developed Osthoffs initiative into a full theory
summarizingtheRegelmssigeVertretungdesuridg.asfollows:

535

 Thus, for instance, the endings HLu. ra [3sg], ri [3sg] do not necessarily reflect i. ta [3sg], zi
[3sg]asmuchasthemediumPIE*Qro*Qriandsoforth.

536

Osthoff(1876:52)writes:Dasgriech.C4in4FC|-E<[...]stelleichunmitttelbardemsanskr.von
pit-ugleich.

251

Uridg. Ai.
+C 

Av.
Tr

Arm. Gr. Alb.


arra 4CC4 ri

Ital.
or

Kelt. Germ. Balt. Abulg.


ri
urru i
r,r&

2.AsthegeneralproblemsoftheNeogrammarianreconstructionhavealreadybeen
discussed,asurveyofthemostcriticalpointswillsufficehere:
(a) Fortunatovs Law II and Sievers-Edgertons Law for liquids contain provable
counterexamples of syllabic * in PIE *C *(C)C *(C)V not producing
svarabhaktivowels(e.g.Gr.4C,OInd.ur,Li.ir,Lat.or,OIr.ri,etc.).Instead, PIE *
turnsintosimplePIE*rafterthelossofPIE*.
(b)ThatNeogr.*(= PIE *)doesnotproducethesvarabhaktivowelsIEaeiouis
notamajorproblembecausetheitemscanbecomparativelyverifiedbyatleasttwo
witnesses(FicksRule).
ThetruthofthesepointscanbeseenfromthecomparativetreatmentofBrugmanns
examples.
3.Brugmann(Grundr21:455)reconstructed*m-sterbenforai.mt-gestorben
mti-Tod,Arm.mardMensch,lat.mortuo-smors,ahd.mordMord,lit.mirti-s
aksl.s&-mrtTodlit.mitisterben;av.miryeiteerstirbtfrmTiryeite,lat.morior
(vgl.  514), lit. musi-miris ms-miris, Gen. mirio, Fliegenpilz (Fliegentter).
Thismaterialcontainsseveralderivationalvariants,eachconfirmedbytwobranches:
(a) PIE*mto-gestorben.Anoriginalsyllabic PIE*isconfirmedbytheabsenceof
Av.(theconverseofFortunatovsLawII)in:
 RV.mt- 
 LAv.mTrTta- 
 gAv.amTrTtat
t-

(pt.)derTodte(WbRV.1054)
(pt.)gestorben(AIWb.1142,mTrTt[sgN])
(f.)Unsterblichkeit,Ewigkeit(AIWb.143)

(b) Arm. mard- (sb.) Mensch (EDArm. 452-3). Here the PCelt. *a = Arm. a and
Indo-Iranian/confirmPIE*mearto-(FortunatovsLawII):






OIr.mart-

gAv.maa- 
gAv.amTa- 
AV.maama-
OInd.maaka-

(m.)tuerie,massacre,victime(LEIAM-21)
(m.)Sterblicher,Mensch(AIWb.1164)
(a.)unsterblich(AIWb.145-6)
(m.)einbestimmterDmon(KEWA2:554)
(m.)Leichnam(KEWA2:553)

(c)PIE*mort-withanoriginalPIE*oisconfirmedbynumerousparallels:






Lat.mort-
Gr.?BCF-
RV.mrta-
gAv.marTta-
Lat.mort
li-







(f.)Tod,Erlschen(WH2:112).
(a.)^@;CKBD,;:@FD,Hes.(LSJ.1147)
(m.)Sterblicher,Mensch(WbRV.1008-9)
(m.)Sterblicher,Mensch(AIWb.1148)
(a.)sterblich(c.)Sterblicher(WH2:112)

The absence of Av.  and RV.  implies a formation without a laryngeal (the
converseofFortunatovsLawII).
(d) PIE*murto-withanoriginal PIE*u(cf.OHG.mord)isconfirmedbyGermanic
andIranian,whichpreservetherootinPIE*u:

252

 OEng.mor- 
 OIcl.mor- 
 Pahl.murtak-

(m.)death,destruction,murder(ASaxD.698)
(n.)Tot,Mord(ANEtWb.392)
(a.)dead(sb.pl.)thedead(MPahl.2:134)

PIE*mur-sterben,theunextendedroot,ispreservedinIndo-Iranian:

 RV.mur-
 RV.mr-
 Pahl.mur-





(ao.)sterben (WbRV.1054,murya[opt1sg])
(m.)Verderber,Feind(WbRV.1051,mras)
(vb.)todie(MPahl.2:134,murtan[inf.])

(e) Li. mirt-s (OCS. s&mrt Tod). Within this group, two root variants can be
reconstructed,bothofwhichareparalleledbyIranian.537First,therootPIE*mir-with
ashortvowelisconfirmedbytwobranchesin:






Li.mi-

OCS.mro- 
LAv.ava.mirya-
LAv.framirya-
Latv.mirin- 

(vb.)sterben(LiEtWb.457-9,miti[inf.])
(pr.)sterben,erschpftsein(Sadnik500,mrV[1sg])
(pr.)sterben,umkommen(AIWb.1142,avamiryete)
(pr.)sterben,umkommen(AIWB.1142)538
(vb.)sterbenlassen(LiEtWb.458,mirint)

Inaddition,theroot PIE*mir-(withPIIr.*,PBSl.*= PIE*i)isconfirmedby


twobranchesin:





ModPers.mra-
OCS.umira- 
Li.mri-

LAv.ava.mrya-

(vb.)sterben (Gntert1916:95,mrad[3sg])
(vb.)sterben,imSterbenliegen(Sadnik500,umirati)
(2)Sterben,Tod,Beerdigung(LiEtWb.457)
(pr.)sterben,umkommen(AIWb.1142,ava.mry
ite)

(f)OLat.mor-sterben(WH2:112,OLat.morr[inf.])isparalleledin
PIE*mori(.)-:





i.mari-

Gr.?C<B- 
OCS.izmor-
Pal.mari#- 

(vb1.)zerstckeln,-kleinern(HEG2:129,mar-ri-it-ta)
(a.)ofburial(LSJ.1146)
(vb.)tten(Sadnik500,izmorti[inf.])
(vb2.)zerstckeln(?)(Carrub.64,ma-ri-i#-#i[3sg])

4.Brugmann(Grundr21:455)reconstructedNeogr.*bhti-forai.bht-Tragen,
Pflege, Unterhalt, lat. fors, forte, air. brith Tragen, got. ga-baurs ahd. gi-burt
Geburt.Herethefollowingcorrespondencesaresecuredbycomparison:
(a)Neogr.*bhti-,thezero-graderoot,isonlypreservedinIndo-Iranian:
 RV.bht-

 LAv.a#.bTrTti-

(f.)Pflege,Unterhalt,usw.(WbRV.964)
(a.)reichlicheDarbietung(AIWb.264)


537

An*e/o-graderoothaspossiblybeenpreservedinLAv.mirs-(AIWb.1176),iftheformbelongs
here.ThusBartholomaessuggestion(Vermutlichausmahrk%#-verderbt)isnotnecessary.
538

Brugmann(Grundr21:835)backsupBartholomaesreconstructionbywritingTirywurdeiry,z.B.
miryeite, s.  504,3. However, this would be the only example of such a change and ultimately
unnecessaryowingtothedirectparallelismofi-vocalisms(FicksRule).

253

Despitethelackofdirectparallels,anoriginalsyllabicresonantPIE*iscertaininthe
absenceofAv.(theconverseofFortunatovsLawII).
(b)PIE*bhort-,an*o-grade,isconfirmedbytheidentityofvocalismsin:





Lat.fort-
Gr.HCFB-
Gr.HBCF-
Lat.fort%n
-






(f.)blinderZufall,Ungefhr(WH1:534,forsferet)
(m.)Last,Ladung(GEW2:1004,HCFBD[sgN])
(f.)Lastschiff(GEW2:1004,HBCFD[sgN])
(f.)Zufall,Geschick,(Un)Glck(WH1:534)

Owingtothecommon PIE*o,asyllabicresonantNeogr.*isunnecessaryforLatin
(Occamsrazor).
(c)Neogr.*bhri-,the*i-extensionofthezero-graderoot PIE*bhr-,isconfirmedby
twowitnesses:
 RV.babhr- 
(a.)tragend(WbRV.899)
 RV.n(...)bhriya- (pr.P.)herabkommenvon[Abl.](WbRV.960)
 OIr.brith-

(vn.f.)faitdeporter(LEIAB-86-87,brith)
An original PIE *i is required by both Celtic and Sanskrit, and Neogr. * is not
necessaryforCeltic.
(d)OHG.giburt(f.)birthhasanoriginalPIE*uimpliedbythreesubgroups:






LAv.frabavar-
Pahl.bur-

Lat.f%r-

Go.gabaur-
Lat.f%rti-


(pf.)zu-,bertragen,bringen(AIWb.490,frabavara)
(vb.)carry,bring,bear,procure,remove(MPahl.2:50)
(m.)Dieb(WH1:569)
(f.)birth,descent,race(GoEtD.134)
(adv.)diebischerweise,heimlich(WH1:569,f%rtim)

Neogr.*isunmotivatedintheexplanationofGermanicvocalism,becausetwoother
subgroupsrequireagenuinePIE*uaswell.
5.Brugmann(Grundr21:462,464)reconstructedNeogr.*o-forArm.arWBr:
ai. ka-s, gr. ^C=FB-D. This example is of particular interest because the Old
Anatolian laryngeal has resulted in an upgrade of the reconstruction traditionally
basedonsyllabicsonants:
art.-Br;verletzend(HEG1:188-9)





i.artaga-
RV.ka-
LAv.ar#a-
Gr.^C=FB-






(c.)einRaubtier(HHand.44,ar-tg-ga-a#[sgN])
(m.)derBr(a.)verletzend(WbRV.277)
(m.)Br(AIWb.203,ar#[sgN])
(m.)Br(f.)Brin(GEW1:141-2,^C=FBD[sgN])

Forthiscorrespondenceset,*h2(= PIE*ae)isnowreconstructedinthelaryngeal
theory instead of the elimination of Indo-European /a/ by a secondary svarabhakti
vowel emerging from Neogr. *. By way of generalization, PIE * can also be
reconstructedfortheisoglosseswithoutadirectOldAnatolianparallel.

254

6.Brugmann(Grundr21:462)reconstructedNeogr.*to-forArm.ardargerecht:
ai.t-spassend,recht.OwingtoArm.a=Gr.4andAv.(FortunatovsLawII),
PIE*(i.e.alaryngealroot)ispostulated:
PIE*art-wahr,recht,usw.

 gAv.aa-
 Gr.^CF<B-
 Gr.^CE<B-





(n.)Wahrheit(AIWb.229-238)
(a.)angemessen,richtig,bereit(GEW2:155)
(a.)just,fair(IE&IE710,es.^CE<B@:7=4<B@)

7. Brugmann (Grundr2 1:462) reconstructed Neogr. *ipo- Adler for Arm.
arciv,arcuiAdler:ai.jipy-sichstreckend,imFlugausgreifend.Theunextended
rootisnowattestedinOldAnatolian,confirmingthelaryngealininitialposition:
PIE*aor-Adler(P.325-6)

 i.ara-
 Pal.ara-




(c.)Adler(HEG1:170f.,a-a-ra-a#[sgN])
(c.)Adler(?)(DPal.54,a-ra-a-a#[sgN])

Thenasalextensionhasbeenbuiltonthis,asindicatedin:
PIE*aron,*arn-Adler,Aar,Vogel







i.aran-
Go.aran-
CLu.arani-
i.arani-
Gr.rC@8B-







(c.obl.)Adler(HEG1:170f.,a-a-ra-na-an[sgA])
(m.)Aar,Adler(GoEtD.40,arans[plN])
(c.)abird(HEG1:170f.,ar-ra-ni-en-za)
(c.)einOrakelvogel(EHS222,ar-ra-ni-i#[sgN])
(n.)Vogel(GEW2:421-2,rC@8B@)

PIE*ari-Adler(P.854-5),analternativeextension,appearsin:







Maced.\C6<BG7-
OInd.jipya- 
LAv.TrTzifya-
Arm.arciv- 
Arm.arcui- 

(m.)=Gr.\8FD(LSJ235,\C6<BGD[sgN])
(a.)BWvon!yen-Adler,Falke.(Beitr.2:827)
(m.)Adler(AIWb.354)
(sb.)Adler:eagle(EtDiArm.139)
(sb.)Adler:eagle(EtDiArm.139)

Maced. \ = Arm. a reflects PIE *a attached to PIE *, not a svarabhakti vowel
emergingfromNeogr.*.
8. Brugmann (Grundr2 1:465) reconstructed Alb. krimp (krimb-i) Wurm : ai.
kmi-air.cruimnkymr.pryfWurm(urkelt.krimi-s)lit.kirmlWurm.(P.649)
(a)NoevidenceforthedevelopmentNeogr.*OIr.ri,Alb.riisavailablebecause
Neogr.*krim-Wurmappearsinseveralbranches,includingIndo-Iranian:
 OInd.krmi- 
 ModCymr.pryf-
 Alb.krimb- 

(m.)Wurm,Made(EWA1:394)
(.)ver:Wurm(LEIAC-252,OIr.cruim)
(m.)worm(AlbEtD.197,krimb[sg],krimba[pl])

(b)ThedevelopmentNeogr.*BSl.irdidnotoccureither,sincetheBalto-Slavic
/i/isalsoattestedinIndo-Iranian(FicksRule):
 ModPers.kirm-


(sb.)Wurm(Gntert1916:95,REW3:318)
255







Li.kirm-
Latv.cirmi-
ORus.rv-
Rus.erv-
OCS.rv-







(m.f.)Wurm,Schlange(LiEtWb.257,kirms[sgN])
(m.)Wurm,Schlange(LiEtWb.257,cirmis[sgN])
(m.)Wurm(REW2:318) 
(m.)Wurm(REW3:318)
(m.)Wurm(Sadnik128)

9. Brugmann (Grundr2 1:470) reconstructed Neogr. *tn- for Go. aurnu-s, ahd.
dornas.thorn,ags.orn,aisl.ornDorn:ai.ta-mGrashalm,aksl.trn&Dorn.
Despitethis,thereareseveralcomparativelyattestedrootsinthedata:
(a)TheGermanicformsbelongtoroot PIEturwithacommonIndo-European*u
confirmedbytwowitnesses:





RV.tr-
OIcl.ura-
RV.turaya-
Go.aurnu-






(a.)(durch)vordringend(WbRV.541,tram[sgA])
(f.)Pfeil(Beitr.2:479,956)
(cs.)krftigvordringen(WbRV.541,turayante[3pl])
(m.)thorn(plant)(GoEtD.357)

(b)OCS.trn&-(m.)Dorn(Sadnik998)isderivedfromanunextendedroot
PIEtir-reiben,usw.,whichisalsosupportedbytwowitnesses:







OCS.tro-

AV.til-

OCS.prtira-
AV.tiry-


AV.tail-

(vb.)reiben(Sadnik992,trV[1sg])
(m.)Sesamumindicum(KEWA1:504,til[sgN])
(vb.)(zer)sgen(Sadnik992,prtirati[inf.])
(a.)ausSesamkrnerbereitet(KEWA1:504)
(n.)Sesaml,l(KEWA1:526,tailm[sgNA])

PIE *i (OCS. tr-, AV. til-) has ablaut variants OCS. tir- and AV. tail-, which
confirmtheglidebeyonddoubt.
(c)Thethirdrootvariant PIEtern-(ablaut PIE*trn-*tern-*torn-*trn-*trn-)is
alsoexternallyconfirmedbytwowitnesses:






RV.ta-
Khot.tarra-
OInd.t
ra
Gr.F}C@4=-






(n.)grass(MonWil.453)
(sb.)Gras(KEWA1:522)
(a.)madeofgrass(MonWil.444)
(c.)FD=|=FBGFBHGFB=4G>@(GEW2:881)

10. Brugmann (Grundr2 1:470) posited Neogr. *n- for Got. haurn ahd. horn
Horn : ai. !ga-m Horn [...] gr. =|C@B-D Hornvieh. Instead of a uniformroot
withNeogr.*,twoindependentrootsareconfirmed:
(a)OHG.horn PIE*u(notfromNeogr.*)isprovenbyarootwithderivatesin
fourbranches:








Gr.=CK
Lat.curi-
Gr.=GC9K
Gr.=C@4-
Go.haurn-
HLu.surni-








(pr.)stoen,erreichen,treffen,eintreffen(GEW2:56)
(f.)Lanze(WH1:315)
(pr.)mitdenHrnerstoen(GEW2:54)
(n.pl.)cornusmas(Hes.=C@4)=C4@4,LSJ.1014)
(n.)=}C4D=Horn(GoEtD.180)
(n.)horn(CHLu.11.1.f36,(CORNU)s+ra/i-ni)
256

(b)Brugmannscomparisonoftheitems(cf.P.574-7)
 RV.!ga-
 Gr.=|C@B-




(n.)Horn(WbRV.1412)
(m.)5E=:?4,C54FB@(GEW1:790)

remains possible since it is possible to reconstruct RV. ! = Neogr. hn- N PIE
*arn-wherePIE*aisconfirmedbyacommonIndo-European/a/inPIE*ear-:
 Hom.=|C- 
 LAv.urvsara-

(n.)Kopf(LSJ.877,GEW1:784,=|C=4CD)
(a.)mitspitzzulaudendemKopf(AIWb.1546)

NoexampleofNeogr.*Gr.4Cisavailable,however.
11. Brugmann (Grundr2 1:470) compared Go. fruma der Erste : gr. C|?B-D
Forderster,Fhrer,zugr.C?B-D,umbr.promom.,allegedlyfromNeogr.*pmo-.
Basedontheextendeddata,thecomparativemethodimpliesdistinctisoglosses:
(a)PIE*pru-berhinaus,durchhin(P.810f.)







Gr.CF4@<-
OEng.frum- 
Go.fruma- 
Gr.CG?@- 
Gr.7<4CE<B@
TochA.pruccamo-

(m.)Obmann,Prytan(GEW2:606)
(a.)original,first,primitive(ASaxD.341)
(sup.a.)derErste(GoEtD.129)
(a.)usserst,hinterst,letzt(GEW2:606)
(adv.)weithindringend,durchdringend(GEW1:386)
(a.)primus,optimus(Poucha261)

(b)PIE*preamo-*proamo-Vorkmpfer,Fhrer






Hom.C?B- 
Umbr.promo-
Gr.C|?B- 
OEng.fram- 
Go.fram-


(m.)Vorkmpfer(GEW2:600)
(adv.)primum(GEW1:588)
(m.)Vorkmpfer,Fhrer(GEW1:588)
(a.)valiant,stout:strenuus(ASaxD.330)
(prepD.)\4C|ub(GoEtD.124)

TheablautGr.4:BrepresentsPIE*e/oa,notNeogr.*.
12.Brugmann(Grundr21:455)reconstructedNeogr.*d-sehen(P.276)forai.
d!-F.Anblickd-sgesehen,gr.7C4=8@sehen,alb.dritF.Licht,air.drech
F. Gesicht, ahd. zoraht as. torht hell, klar. The comparative method implies the
followingbasesasattested:
(a)Gr.4isparalleledbyCelticain:
PIE*dra-*drea-ansehen,blicken,usw.











Gr.u7C4(=)-
RV.upad!- 
Gr.7C4=- 
MidIr.airdrach
Gr.u7C4A 
MidIr.ardracht-
OIr.andracht-
RV.v!vada-

(adv.)vonuntenherblickend(GEW2:972,u7C4)
(f.)Anblick,Aussehen(WbRV.255)
(ao.)ansehen,blicken(GEW1:368,7C4=8@)
(sb.)spirit,phantom(DIL.24)
(adv.)vonuntenherblickend(GEW2:972,u7C4A)
(a.)solus:clair(LEIAA-76)
(a.)obscur,somber,laid(LEIAA-76)
(pr.)vonallengesehen(WbRV.1301)
257

In other words, the loss of unaccented PIE *a resulted in the emergence of a
secondarysyllabicliquidinRV.d!-.
(b)PIE*adu-glnzen;sehen,arootbeginningwithalaryngeal,isattestedin
 

adu-

 AV.pr
du-
 





adur-

RV.
duri- 
OEng.torht- 
OSax.torht 
OHG.zoraht-

 

(adv.)insight,forth(KEWA2:377,pr
du[adv.])

(a.)achtsam(WbRV.177,
dure[sgV])
(a.)bright,splendid,bright,glorious(ASaxD.1003)
(a.)hell,klar(ASaxD.1003)
(a.)clear,evident(ASaxD.1003)

aduti-

 K
h.up
dtya-

(a.)anzuznden(EWA1:707)539

(c) PIE*adr-light,alsofromtheroot PIEad-(cf.adu-above),isimpliedfor


theforms
 Umbr.adro- 
 Maced.\7C44-
 Alb.drit


(a.)schwarz,dunkel,finster,unheilvoll(WH1:75)
(f.)4k;C4,Hes.(LSJ.24)540
(f.)light,luster,pupil(ofaneye)(AlbEtD.75)

13.Brugmann(Grundr21:455)reconstructedNeogr.*fortheitemsAi.pcch-ti
av. pTrTsaiti er fragt apers. Conj. p(a)rs
tiy er soll fragen : arm. haranem ich
frage, lat. posc aus por[c]sc, ahd. forsca Forschung, Frage, lit. pi#ti fr Jem.
freien,vonW.pre-.Brugmann(Grundr21:461)alsoaddsnpers.pursaderfragt
[...].Asfortheformation,notethat:
1. Already Wood (1912: 316f.) had suggested that that the root *per- fragen
(P.821)isacompoundofprefixesbelongingtotheitemsLat.per,pr,etc.541Wood
didnotprovehissegmentation,andhisproposalwasconsequentlyrejectedbyWalde
andHoffmann(seeWH2:347).Today,however,Waldesviewshavebeenshownto
beerroneousbyaparallelformationprovingWoodssegmentation:542
 OHG.forsc-
 OHG.forsp-

(pr.)forschen(Grundr21:470,forscn[inf.])
(pr.)sichfragen,berlegungenanstellen(Beitr.317)

Atthesametime,therootmorphemePIE*-appearsbothfreeandprefixedin:

539

NoteBrugmannsLawIIin*proadus-(AV.pr
du)and*upoadutio-(K
h.up
dtya-)asthe
prefix*upodoesnothavealongvariantup/up.
540

 For Gr. 4k;C4, of unknown meaning, compare Gr. CB8A4<;C<|9K first expose to the air(LSJ.
1473).

541

Wood(1912)writes:42.Posco,prex,precor,procus,etc.arereferredtoaroot*pere-ask,beg,
on which see Walde2 s.v. posco. I see no reason why *pere- may not be an outgrowth of the root
*pere-pressforward,goforwardinLat.per,pro,portus,etc.
542
InthisconnectionIalsocreditLehmann(GoEtD.123)forhisrecognitionthattherootispossibly
anextensionofPIE[*]per-takeacross.

258







RV.!- 

Lat.prec- 
Lat.proc- 
Go.frah-

TochB.prek-

(ao.)gern,mitliebebetreiben(WbRV.1227,!masi)543
(f.)Gebet,Bitte(WH2:346,Beitr.560,prex[sgN])
(f.)bonavox(WH2:346)
(pret.)question(GoEtD.122,frah[3sg])
(prA.)ask,question(DTochB.372,preku[1sg])

IdenticalprefixlessandprefixedformationsreappearinextensionPIE*s-:
 TochA.ks- 
 TochA.praks-
 gAv.fTras
h-

(vb.)interrogare(Poucha172,ksm
r[1sg])
(prM.)interrogare(Poucha172,praksm
r[1sg])
(f.)Bitte,Wunsch,Hoffnung(AIWb.1002)

2. The prefixes of the root PIE *-, which appear mostly in the short and
extendedforms(adding*s),areconfirmedbytwowitnesses,asindicatedbelow:
(a1)PIE*pe/or(fortheprefix,cf.Lat.per,por)
 TochB.park-
 TochA.prk-
 Li.per#a-


(vb.)ask,question(DTochB.372,parktsi[inf.])
(M.)interrogare(Poucha172,prkm
r[1sg])
(pr.)jmd.einMdchenzufreien(LiEtWb.598,per#)

(a2)PIE*pe/ors-(fortheprefix,cf.Arm.hei-(a.)entfernt,fern,ArmGr.1:466)
 RV.pch-

 Umbr.persclu-

(inf.bs.)fragen(WbRV.853,pch[inf.])
(sb.)supplic
tione(WH2:346)

(b1)PIE*pre/o(fortheprefix,cf.Gr.C,Lat.pre)
 Lat.prec-
 Lat.proc-
 Go.frah-





(f.)Gebet,Bitte(WH2:346,Beitr.560,prex[sgN])
(f.)bonavox(WH2:346,prox[N],procis,[G])
(pret.)question(GoEtD.122,frah[3sg])

(b2)PIE*pre/os(fortheprefix,cf.Gr.CE,C}E)
 YV.paprch- 

(pf.)fragen,begehren,bitten(EWA2:183,papracha)

(c1)PIE*pear-(fortheprefix,cf.Gr.|C)






OIr.immchomarc-
Cymr.archa- 
Arm.harsn- 
Arm.harsin- 
Osc.comparakini-

(vb.)fragen(LEIAA-86,immchomairc[3sg])
(pr.)bitten(VGK1:44,archam[1sg])
(sb.obl.)Braut(ArmGr.464,harsn[sgN])
(sb.obl.)Braut(ArmGr.464,harsin[sgG])
(sb.)consili(WH2:347,comparakines[plN])

(c2)PIE*pears-(fortheprefix,cf.Gr.|CBD)
 Arm.har- 
(ao.)fragen(ArmGr.464,ehar[3sg])
 Arm.har- 
(sb.)Frage,Untersuchung(ArmGr.464,hari[G])
 Osc.comparascus- (2fut.)cnsultare(WH2:347,comparascuster[3sg])
(d1/2)PIE*pir-(orPIE*pirs-(?);fortheprefix,cf.OPr.pirschauvor)

543

ForRV.!masi[1pl,RV.2.31.31],seealsoBurrow(1979:5).

259

 Li.pi#-
 Li.pir#l-
 Latv.pirsli-





(pr.)jmd.einMdchenzufreien(LiEtWb.598,pi#ti)
(f.)Heiratsvermittler,Freiwerber(LiEtWb.599)
(f.)Freiwerber(LiEtWb.599,pirslis[sgN])

(e1)PIE*pur-(fortheprefix,cf.Go.faur,RV.pur,etc.)
 Umbr.pepurkus-
 Pahl.purs- 

(fut.)poposcerint(WbOU.530,pepurkurent[3pl])
(vb.)fragen(MPahl.2:163,purstan[inf.])

(e2)PIE*purs-forschen(fortheprefix,cf.OHG.forsp-)
 OHG.forsc
-
 OHG.forsc-

(f.)Forschung,Frage(WH2:346,forsca[sgN])
(pr.)forschen(Grundr21:470,forscn[inf.])

14.OnthepropertiesofPIE*inSystemPIE,notethat:
(a) The syllabic trill PIE * is directly continued only in Indo-Iranian, confirming its
originalcharacterthroughtheimpossibilityofanyothervocalicelementinexamples
like RV. bht- : LAv. a#.bTrTti- or RV. mt- : LAv. mTrTta- (the converse of
Fortunatovs Law II). Owing to this, it is allowed to postulate PIE * for the protolanguagebasedontheprincipleoffamilyconsistency(seeTrask,DHCL120).
(b) The availability of PIE * for reconstruction reveals that the outcome of the
syllabictrillwasidenticalinalldialects:
 PIE* O

RV./r,Av.Tr/r,Lat.*(inLat.r),Li.*(inLi.r),etc.

PIE*(in PIE**)didnotproducesvarabhaktivowels,withthephonemeinstead
turningintosimplePIE*rafterthelossofPIE*.
(c)Bysuccessiveapplicationsofthecomparativemethod,thesvarabhaktivowelscan
beparalleledintheIndo-Europeanbranchesandreconstructedregularlyonthebasis
oftwowitnesses(FicksRule).


3 .3.6 Neogr.* r (antevocalicsyllabictrill)


0. Following the introduction of Neogr. * in anteconsonatal position, Osthoff
(1879a:421, 1879b:14-16) had to admit that the syllabic resonants occurred in
antevocalicpositionaswell.Forthese,Saussure(1879:257-9)introducedthenotation
*r. After initially being doubted by Brugmann, it was then accepted in his
Grundriss.544
1.Brugmann(Grundr21:452)summarizedtheRegelmssigeVertretungdesuridg.
asfollows:
Uridg. Ai.
Av. Arm. Gr. Alb.
r
arra 4CC4 ir
+V ir,ur ar


Ital.
ar

544

Kelt. Germ. Balt. Abulg.


ar
ur
ir
r

 As Brugmanns theory became more abstract, his and Osthoffs paths separated, with the latter
turning back to genuine vowels. As an indication of this, Gntert (1916:vii) refers to Osthoff as the
fatherofthetheoryofnebentonigenTiefstufeinLat.magnus(MUVI:209ff.).Forfurtherdetails,see
Gntert (1916:20): Schon Osthoff MU. VI, 212 ff. behauptete, nach Liquiden und Nasalen sei der
reduzierteVokalvielmehr4gewesen[...].SeealsoSturtevant(1943:293)andGntert(1916:19[wL]).

260

Historically speaking, Neogr. *r was never a phoneme proper, since already
Brugmann (Grundr2 1:456) identified an environment schwa for the item (in Lat.
graui-,illustratedinthefollowingquote):
HinterConsonantenentsprichtderWechselr:r,l:ldemvomi:,u:,n:n,s.282
S.264f.Z.B.ai.gur-s.ai.gru-mu-schwereHandvoll,lat.graui-s(193S.171).

Structurally speaking, Neogr. *r(V) stood for the pre-proto-form Neogr. **TV,
where *r assumedly arose according to the pattern of glides and schwa (compare
Neogr.*i+TVOIEiVandNeogr.*u+TOIEuV).InSaussuresnotation,Neogr.
*rVwaswritten**AV.ThelaryngealtheoryagreeswithBrugmannandOsthoffin
termsoftheoutcomesoftheruleNeogr.*rVRLT*(C)HV;therefore,itneedsno
separatediscussion.
2.Thekeyproblemsoftherule*(C)r(V)canbesummarizedasfollows:
(a) Sievers-Edgertons Law for liquids contains examples of the actual behaviour of
thesequence PIE*(C)VRNeogr.*rVRLT*(C)HV,whichagainstcommon
consensusdonotproducesvarabhaktivowels(OInd.irur)inSanskrit.Instead PIE
*turnsintosimplePIE*rafterthelossofPIE*:
PIIr.*nda-ORV.nda-

PIIr.*rud-ORV.rud-.

Thesituationisnotlimitedtothese,buttheyapplytothedataingeneral.Toquote
anotherpieceofdata,however,theextensionPIE*pra-in
RV.ktipr- 

(a.)dieVlkerdurchdringend(WbRV.349)

(forthelaryngeal,cf.CLu.para-jagen)hasaweakstem PIE*pra-(cf.i.par-
jagen). Instead of the ghost form Neogr. kipuras [sgG], the attested genitive is
RV. kiprs without the svarabhakti vowel /u/ (i.e. the sequence CV (= PIE
*CraV,*CaV)doesnotdevelopsvarabhaktivowels).
(b)Thesvarabhaktivowelsassumedtobecharacteristicofthenon-Aryangroupare
also externally paralleled and therefore genuine (Ficks Rule), with the result that
Neogr.*rdidnotproduceepentheticvowelsinanygroup.Comparatively,thisdoes
not constitute a major problem, because the svarabhakti vowels are externally
paralleledandthereforederivablefromtheproto-language.
(c)AlreadySaussure(Mm.271)noticedthat*r,thezerogradeoftheantevocalic
syllabicliquids(a.k.a.laryngealbases)CAVshouldgiveGr.C4CV.Thisisoftennot
the case, however (see Anttila 1969:5). Consequently, theories that include the rule
Neogr. *rV R LT *HV overgenerate unattested reconstructions while
simultaneouslyfailingtocovertheattestedforms.
3.Brugmann(Grundr21:456)reconstructedNeogr.*r-sschwer(= LT*h2u,
cf. EWA 1:490-1) for ai. gur-, gr. 54C-D, got. kauru-s. (See P. 476-477, *er-.)
Insteadofauniformprototype,fourbasesareattested:

261






PIE*ar-

:
PIE*r-
:
PIE*ear- :
PIE*oar- :

OInd.grumu-,Lat.graui-s,Go.kauru-s545
RV.gur-(a.)schwer,AVP.gurv-(a.f.)id.
Gr.54C-,LAv.gouru-schwer(Grundr21:460)
Gr.5C:-toweight,depress(Aiol.=C5C:F4<)

4.Brugmann(Grundr21:460)reconstructedNeogr.*trV-(=LT.*th2V)forAi.
tirsAv.tarapers.tarah-durchhin,hinber,ai.tir-titur-tierdringthindurch,
Caus.ai.turya-tiapers.ataray
mah:arm.tarfremdesLandtara-trans,aksl.trV
tero.Withinthisgroup,severalexternallyconfirmedrootsappear:
(a)PIE*til-ber(withacommonIndo-EuropeanPIE*i):





CLu.puatil- 
Thrac.F<>8- 
RV.d(...)tira-
RV.tirs


(n.)(le)pass:ver-gangen,frher(DLL.83)
(ao.)aufheben,wegheben,entfernen(WH2:688,F<>8)
(pr6A.)erhhen,steigern(WbRV.525,dtir
masi)
(prep.)durch,darber,hinweg,ber(WbRV.536)

(b)PIE*ter*tor*tr-(ablaut*e:o:)in:





OPers.vitaraya-
Go.airh

OEng.erh 
OHG.derh- 

(cs.)putacross(OldP.186,viyatarayam[1sg])
(prep.)through(GoEtD.354)
(prep.)through,during,bymeansof(GoEtD.354)
(a.)pertusus:durchgebohrt(GoEtWb.354)

(c) PIE *teahr- cross, above with the voiceless laryngeal PIE *h (see Chapter 4) is
attestedin:
 OIr.tar

 LAv.tar

 OPers.tarah 

(prepA.)berhinaus:over(LEIAT:25-6,GOI:531)
(prepA.)durchhin,berhin,hinaus(AIWb.641)
(prepA.)through(OldP.186,tara)

(d) PIE*deaYr-beyond,fern,fremd,ausseristhevoicedvariantoftheaboveroot
withthevoicedlaryngealPIE*Y(seeChapter4)in:






OIr.dar

Arm.tar-

Arm.taraka-
Arm.tara(am-
Arm.taragir 

(prep.)beyond(GOI531)
(sb.)fremdesLand(ArmGr.496)
(a.)vonfern(ArmGr.496)
(adv.)ausserderZeit(ArmGr.496)
(a.)ausgeschlossen(ArmGr.496)

5. Brugmann (Grundr2 1:462) reconstructed Arm. sar, Gen. saroy, Hhe, Gipfel,
Abhang:ai.!ras-av.sarah-Haupt,gr.=|C4@B-@Haupt.Twodistinctprototypes
areimpliedbythecomparativemethod:
(a) PIE*ear-Hhe,Gipfel,Kopf(P.574f.).AcommonIndo-European/a/= PIE
*eaisconfirmedbythreegroups:
 Hom.=|C-

(n.)Kopf(LSJ.877,GEW1:784,=|C=4CD)


545

Go.kauru-withoutaninitiallabiovelarprovesthattheinitialsyllablewasaccentedas/kru-/,dueto
which the following unaccented PIE *a was lost. See Peeters (1974:32): [P]IE. *gw- is expected to
yield*qaur-,i.e.*qaurusinGothicandnot*kaurus.

262







Arm.sar-

LAv.urvsara-
LAv.sarah- 
Gr.=|C4h- 
Gr.=|C4@B- 

(sb.)Hhe,Gipfel,Abhang(EtDiArm.570)
(a.)mitspitzzulaufendemKopf(AIWb.1546)
(n.)Kopf(AIWb.1565)
(n.)Kopf(GEW1:784,inAtt.=|C4=Ion.=|C:)
(n.)Haupt(Grundr21:462,=|C4@B@[sgNA])

(b) PIE*ir-(or PIE*air-?)Hhe,Gipfel,Kopf,usw.,arootwithanoriginal PIE


*i,isimpliedby:









RV.!ras-

TochB.!i!ri- 
Lyd.sirma- 
RV.!r-

Latv.sirsi-

RV.!rn- 
Li.#ir#e-

RV.!rn!ran

(n.)Haupt,Kopf(WbRV.1395)
(sb.)acumen,cuspis(DTochB.324,!i!ri[sgN])
(c.)Tempel(LydWb.196,syrma![sgN],sirma>[DL])
(n.)Haupt,Kopf(WbRV.1398,!r[du])
(m.)grosseWespe(LiEtWb.988,sirsis[sgN])
(n.)Haupt,Kopf(WbRV.1398)
(.)Wespenart,Hornisse,vespa(LiEtWb.988)
(adv.)jedesHaupt,jedesWesen(WbRV.1398)

ThevowelRV.iRLi.iRLyd.i(N PIE*i)recursinTocharian(withpalatalization),
leaving no doubt of the etymological origin of the phoneme.546 Simultaneously the
preservationofRV.rNPIE*rsimpliesthatthisclusterwasnotprecededbyPIE*a
(theconverseofFortunatovsLawII).
6.Brugmann(Grundr21:467)reconstructedNeogr.*kr-forLat.car,umbr.karu
parskartudistribuitoauskaretd:gr.=4C@4<Aor.zu=8CKichschere,schneide
ab.Thecomparativemethodimplies,however,twodistinctroots:
(a) PIE *kr- *ker- *kor- (Gr. =8CK) is widely attested in Indo-European, forming
variousalternativeextensions.Ofparticularinterestisthedentalonein:
 

PIE*kort-*krt-*kert-

 i.karta-

 RV.isukt- 
 RV.v(...)cakrt-

(vb1.)abschneiden,beseitigen(HEG1:523)
(a.)wieeinPfeilverwundent(WbRV.227)
(pf.)zerspalten,-schneiden(WbRV.346,cakart
)

Taken together, Old Anatolian and Indo-Iranian prove that this root had no
laryngeal;therefore,theparadigmaticrelationbetweenGr.=8CK(without PIE*a)
andGr.=4C@4<(withPIE*a)issuppletive.
(b) PIE*ar-.TheItalo-Greeka-vocalism(Neogr.*a
R PIE*ea*a)isproven
to contain a palatal (Neogr. *) by the dental extension with palatovelar and a
laryngealbymeansofFortunatovsLawIIin:
 

PIE*ear-*ar

 Hes.=|C-
 Gr.=}=4C-




(f.)Tod(GEW,Hes.=|C);|@4FBD,Alkm.=C<)
(pf.)abschneiden,abmhen,aufzehren(GEW1:810)


546

TochB.!i!riNNeogr.*iiri-(withalossofPIE*iinthemidmostsyllable)isrequiredtoexplain
thepalatalizationofTochB.!i(!)ri-.

263

 

PIE*earn-

 Lat.car(n)- 
 Umbr.karn- 
 Gr.=|C@B- 
 

(f.)Fleisch(WH1:170)
(f.)TeileinesOpfertieres(WbOU.372-373,caru)
(m.)=H;8C(GEW1:790)

PIE*earnd-

 OInd.!aa- 
(prM.)tohurt(MonWil.1048,!aate[3sg])
 YV.!a- 
(m.)NameeinesDmons(EWA2:605)
 OInd.!a
mrkau (m.du.)twodemons!.andm.(MonWil.1048)
7. Brugmann (Grundr2 1:467) reconstructed Neogr. *pr (R LT. *ph2V) for Lat.
parns,zulit.periichbrte,vgl.pari514,3.Inordertoaccountforthedata,
thederivationrequirestwostartingpoints,namely:
(a)PIE*pear-gebren,usw.isimpliedbythecommonIndo-European/a/in
 Langob.fara- 
 Lat.parent- 
 Gr.4C;}@B-

(sb.)Geschlecht(WP2:7)
(m.)Vater(f.)Mutter(WH2:252f.)
(f.)Jungfrau,Mdchen,jungeFrau(GEW2:474)

(b) PIE*paer-gebren,usw.,theschwebeablautvariantofthepreviousexample,is
requiredbythesimultaneouslackofa-vocalisminBalticandthetenuisaspiratain
Indo-Iranian547:
 Li.pra-

 Li.peria-

 RV.prapharv-

(m.)Fruchtkeim,Keim(pl.)Brut(LiEtWb.573)
(vb.)brten,aufdenEiernsitzen(LiEtWb.573)
(f.)wollstigesMdchen(WbRV.876)

8. Brugmann (Grundr2 1:465) compared Alb. bir Sohn: Got. baur aisl. bur-r
Sohngotbauran-sgeboren[]and(Grundr21:471)Got.bauran-sahd.gi-boran
aisl. borenn Part. zu got. bairan tragen []. Several externally paralleled root
variantscanbeconfirmedforProto-Indo-European(Ficksrule):
(a)PIE*bhir-nehmen,tragen,bringen(P.128)isconfirmedbytwobranches:
 Alb.bir-
 OCS.bra-




(m.)Sohn(AlbEtD.26,WH2:504)
(vb.)sammeln,lesen,whlen,nehmen(Sadnik33)

HencethecommonIndo-European/i/reflectsagenuinevowelPIE*i.
(b)Neogr.*bhur-containsagenuinePIE*uwithvaryingablautvowels*e/oin:







LAv.frabavar-
Pahl.bur-

Lat.f%r-

OIcl.bur-

Go.unbauran-
Lat.f%rti-


(pf.)zu-,bertragen,bringen(AIWb.490,frabavara)
(vb.)carry,bring,bear,procure,remove(MPahl.2:50)
(m.)Dieb(WH1:569)
(m.)Sohn(ANEtWb.65,burr[sgN])
(pt.)notbearing(GoEtDi.57)
(adv.)diebischerweise,heimlich(WH1:569,f%rtim)


547

 Note how examples of this type imply that laryngeal bases(LT *ph2V, etc.) are not the proper
strategytoexplainthesvarabhaktivowelsoftherootsyllable.

264

(c)PIE*bher-tragen,bren,usw.





Gr.H}CK
Go.baira-
Arm.bere-
gAv.bara-






(pr.)(er-,weg)tragen,usw.(GEW2:1003)
(vb.)carry,endure,givebirth(GoEtD.57)
(pr.)bren,tragen(ArmGr.429,berem[1sg])
(pr.)(insich)tragen,besitzen,enthalten(AIWb.933)

9. Brugmann postulated (Grundr2 1:471) Neogr. *pr- (LT *ph2V) for ai. pur
pursav.paraparvor,gr.|CBDvorn,vorher,got.faurfauravor.Twodistinct
isoglossesare,however,impliedbythecomparativemethod:
(a)PIE*pur-vor,fr,etc.isconfirmedbymultiplebranchesagreeinginPIE*u:







Go.faur

RV.pur

RV.purs 
Go.fauri- 
TochA.purccamo-
TochA.purcomo-

(adv.prep.)4C|CG}C:vor,fr(GoEtD.110)
(adv.)frher,vonAltersher,vonjeher(WbRV.826)
(adv.)vor,vorne,andervorderenSeite(WbRV.825)
(adv.)CFB@,CF8CB@(GoEtD.112,fauris)
(a.)primus,optimus(Poucha201)
(a.)primus,optimus(Poucha201)

(b)PIE*pear-vor(her),usw.isconfirmedbyseveralbranches:






Gr.|CBD 
LAv.par 
gAv.par

OGaul.aremorica-

OIr.air

(adv.)vorher,frher,vorn(prepG)vor(GEW2:476)
(adv.)ante,vorn,hervor,vor,vonSeiten(AIWb.857)
(prep.)ausser,abgesehenvon[A](AIWb.857)
(GN.)in-front-of-sea-nymphs(GoEtD.111)
(prep.)for,infrontof(LEIAA:37-8)

Thustwoprototypes,PIE*pear-andPIE*pur-,areattestedinthedata.
10.Brugmann(Grundr21:473)reconstructedNeogr.*strV(=LT.stHV)foraksl.
strVichstrecke:ai.Perf.tistireristhingestreutworden.
(a)PIE*stir-ausbreitenisdirectlyconfirmedbySanskritandSlavonic:
 RV.tiir-

 OCS.prostro-
 RV.str- 

(pf.)hinstreuen,ausbreiten(WbRV.1588,tiir)
(vb.)ausstrecken,-breiten,-dehnen(Sadnik889)
(pret.pt.)gebreitet(WbRV.1589)

Sincetheparticiplehasnocerebral(theconverseofFortunatovsLawII),anoriginal
PIE*iwithoutlaryngealremainsthesolereconstructivepossibility.Inthisregard,it

shouldalsobenotedthatPIE*irecursinanalternativeextension:
(b)PIE*stil-ausbreiten,usw.548
 OCS.stla- 
 OCS.postla-
 OCS.postila-

(vb.)ausbreiten,unterbreiten(Sadnik876,stlati)
(vb.)aufbreiten,ausbreiten(Sadnik876,postlati)
(vb.)aus-,unterbreiten(Sadnik876,postilati)549


548

Thealternationstil-:stir-isparalleledbyvariantsster-:stel-withsimilarmeaningpresentin
Slavonic(cf.Meillet-Vaillant19342:37).
549

Notetheoriginal*e-gradePIE*steil-inOCS.stil-.

265

Owingtothemixtureof PIE*l*rinSanskrit,itispossiblethatsomeSanskritforms
actuallyreflectthisroot.
11.AsforNeogr.*r=(C)HVinSystemPIE,notethefollowing:
(a)Afterthelossofthelaryngeal,theactualoutcomeofthesequencePIE*(C)Vis
(C)rV in the Indo-European languages. No svarabhakti vowels developed from the
syllabic sonants. Accordingly, the early rule Neogr. *(C)r = LT (C)HV should be
replacedwiththecomparativeone.
(b) The resulting lacuna in the explanation of the svarabhakti vowels can be
compensated for by means of the comparative method, which finds parallels of the
vowelsinquestionandimpliestherespectivePIEprototypes.


3 .3.7 Neogr.*(anteconsonantallongsyllabictrill)
0. Neogr. *, assumedly a long syllabic trill,was generalized into proto-language
basedonOInd.inordertoexplainthesvarabhaktivowelsdetailedbelow.
1. According to Brugmann (Grundr2 1:473ff.), the developments of the Neogr. *
standasfollows:
Uridg. Ai.
+C ur

Av.
ir

Arm. Gr. Alb.


arra CC ar

Ital.
ar

Kelt. Germ. Balt. Abulg.


ar
ur
ir,ur r

Neogr. * R (C)TC, with its alternative before a vowel being Neogr. *r R (C)TV,
wasstructurallydefinedbyBrugmann(Grundr21:473),writing*stno-stratus=ai.
str-sstelltsichzuai.stari-tav
i,wieai.stta-szustr-tave.Withablaut*e/o:
andthealternationofextensionNeogr.-/*T-,thisSanskrito-centricreconstruction
canbesummarizedwiththetable:
 

*e/o-grade:

 Neogr.*ster(OInd.strtave)
 Neogr.*ster+T(OInd.staritav
i)

-grade:

Neogr.*st-(OInd.stt-)
Neogr.*str+T(OInd.str-)550

The analysis of an underlying Neogr. * R **r+T was subsequently accepted by
Saussureandthelaryngealtheory,withLT*CHC-nowbeingwritten.
2.ThemainreconstructiveproblemsofNeogr.*areasfollows:
(a)ForIndo-Iranian,thekeyproblemisthatthesvarabhaktivowelsassociatedwith
the Neogr. * did not emerge. This can be seen, for instance, from the examples of
SUBSET III *CraT- and *CraT- of Fortunatovs Law II. Following the loss of *
there are no svarabhakti vowels, and Indo-Iranian has zero grade instead. The
situationisidenticalwiththenon-dentalextensions*CraC-and*CraC-,andasitis

550

Inthisregard,itisworthnotingthatBrugmannsanalysis*sterTC-:*strTCisstructural/internal,
andthereforeisnotnecessarilytrue.ThisiscausedbytheambiguityofOInd.staritu-(MonWil.1260)
withOInd.iRNeogr.*iorNeogr.*T,whichwasleftuntreatedbyBrugmann.Insuchcasesitisusually
possibletoconfirmPIE*i-insteadofNeogr.*T(e.g.Lat.storea-(f.)DeckeausStroh(WH1:600)
andLAv.frastairya-(a.)zuspreiten(AIWb.1002,barTsman)).

266

simultaneouslypossibletoconfirmthesvarabhaktivowelsbyexternalparallels(Ficks
Rule)thetraditionalviewishardlydefendableinthepost-Anatolianworld.
(b) The assumed outcomes of Neogr. * in the non-Aryan group are ambiguous
(passim).ThesvarabhaktivowelslikethoseinGreek
Neogr.*(=Neogr.**rT=LT**h2)Do.C(Att.C:),etc.
canbeconfirmedbyexternalcomparisontoreflectoriginalquantities.
ThisbasicsituationcanbeseentoholdtrueinBrugmannsexamples:
3. Brugmann (Grundr2 1:474-475) reconstructed Neogr. *mo- for ai. rm-s av.
arTm Arm, arm. armukn Ellenbogen, Bug, lat. armu-s, got. arm-s Arm, preuss.
irmo Arm, aksl. ramo und ram Schulter [...]. Regarding Neogr. *mo-, two
distinctrootsareprovenbymeansofexternalcomparison:
(a) PIE*air-mouere.Along//appearsintwosubgroups,regardlesswhetheritis
followedbyavowelorconsonant,withtheresultthatNeogr.*isnotfeasiblein:






RV.r-
gAv.ra-
gAv.ra-
RV.rm
OPr.irmo-







(prM.)inBewegungsetzen(WbRV.234,rate[3pl])
(pr.)hingelangenlassen,bringenber(AIWb.183)
(n.)Anlauf,Angriff,Energie,Tatkraft(AIWb.372)
(adv.)bereit,zurHand(WbRV.235)
(f.)Arm(APrS.347+OsthoffsLaw)

BasedonacommonIndo-European//, PIE*ir-istobereconstructedinsteadofa
longsyllabicsonant.
(b)PIE*aermo-Arm(P.58).AcommonIndo-European/a/RPIE*aeappearsin:






Lat.armo- 
'em.arma 
LAv.av.arma-
OCS.ramo- 
Arm.armukn-

(m.)Schulterblatt,Vorderbug(WH1:69,armus)
(m.pl.)VorderarmamWagen(LiEtWb.16,arma)
(a.)einarmig(AIWb.24)
(n.)Schulter(Sadnik737)
(sb.)Ellenbogen:elbow(EtDiArm.141)

4. Brugmann (Grundr2 1:474) reconstructed Neogr. stn/t- for Ai. str-s
hingestreutav.starTta-belegt,bedeckt,gr.EFCKF-DstratusEFC@G?<sterno,lat.
str
tu-s, nkymr. sarn stratum, pavimentum, aksl. strana Seite, Gegend [...]. The
comparativemethodimpliesfourrootsconfirmedbyFicksRule:
(a)PIE*stir-hasalreadybeenshowntocontainanoriginalPIE*iin:





OCS.prostrV
RV.tiir-

RV.sastr- 
RV.str- 

(vb.)ausstrecken,-breiten,-dehnen(Sadnik889)
(pf.)hinstreuen,ausbreiten(WbRV.1588,tiir)
(a.)zusammenstrebend(WbRV.1439)
(pp.)gebreitet(WbRV.1589)

(b)PIE*stear-isprovenbythecommonEuropean/a/RPIE*eain:
 Cret.EF4CFB-
 OIr.cossair- 
 ModCymr.sarn-

(m.)eineUnterabteilungderPhyle(GEW2:806)
(sb.)lacouche:Bett(LEIAC-217,P.1029)
(sb.)stratum,pavimentum(Grundr21:474)

267

(c)PIE*stor-isattestedin:





OCS.strana 
(f.)Seite,Land,fremdeGegend(Sadnik889)
Rus.storon 
(f.)Seite,Land,fremdeGegend(REW3:20)
Gr.EFC@G- 
(pr.)sternere(GEW2:802,EFC@G?<[1sg])
LAv.ni#tarTt.spaya- (a.)mithingebreitetenKissen(AIWb.1087)

Being unaffected by Fortunatovs Law II, Avestan does not include the otherwise
possiblePIE*stoar-,thusconfirmingPIE*owithoutalaryngeal.
(d)PIEstra-,thezerograderootPIE*str-withalaryngealextension,survivesin:
 Gr.EFCKF- 
 Lat.str
to- 

(pt.)ausgebreitet(GEW2:802)NPIE*strato-
(n.)Decke(WH2:590)NPIE*strato-

5.Brugmann(Grundr21:474)reconstructedNeogr.*pCfortheitems:Ai.prva-s
av.paurvdervordere,frhere,ai.p%rviy-sprimusgthav.paourvmprimum,gr.
CFB-D dor CFB-D primus aus *CK-4FB-D, dor. C|@ vordem aus *CK4-@,
att. CK:@ krzlich aus *CK<4-@, alb. par primus aus *paro-s, dagegen mit
Suffix-mo-lit.pirma-sprimus.
SeveralrootsarecomparativelysecuredbyFicksRule:
(a)PIE*puruandPIE*pouru-frher,etc.
 RV.prva- 
 gAv.paourvm

(a.)frher,stlig,vorzglich,alt(WbRV.845)
(adv.)zuerst,zuAnfang,beiBeginn(AIWb.873-4)

belongtotherootPIE*pur-vor,whichisproventobeoriginalby:





Go.faur

RV.pur

Go.fauri- 
TochA.purccamo-

(adv.prep.)4C|CG}Cvor,fr(GoEtD.110)
(adv.)frher,vonAltersher,vonjeher(WbRV.826)
(adv.)CFB@,CF8CB@(GoEtD.112,fauris)
(a.)primus,optimus(Poucha201)

(b)PIE*pra-pro-(P.810f.).ThebasesPIE*pra-andPIE*pra-arerequiredin
ordertoaccountfortheablaut:Kin:
 Hom.CFB- 
 Boiot.CFB- 

(a.)dervorderste,dererste(GEW2:609)
(a.)dervorderste,dererste(GEW2:609)

(c) PIE*pear-(cf.Gr.|C,|CBDabove)isthestartingpointoftheextension PIE


*pearuo-erst(er),whichiswidelyattestedinIndo-Europeanlanguages:






LAv.pouru- 
Alb.par

u
LAv.pa rva- 
TochB.parwe-
OPers.parva- 

(adv.bs.)erst(AIWb.870-2,pourum[sgA=adv.])
(a.)erster(AlbEtDi.311,par[sgN])
(a.)dervordere,dererstere,sdlich(AIWb.870)
(a.)(the)first(year)(MA399,DTochB.360)
(adv.)beingbefore(OldP.196,paruvam[sgNA])

(d)pir-vor(der),erst(er),u.s.w.andtherespective*e/o-grade(cf.PIE*poir-*peir-
inLatvian)appearswithalternativeextensionsin:
 Latv.pere

(f.)Vorderseite,Stirn(LiEtWb.573,pere[sgN])

268







Li.prma-
OPr.pirma-
ORus.prv&
OCS.prv&
Rus.prvyj







(a.)erster(LiEtWb.597-8,prmas[sgN])
(a.)erster(APrS.399)
(a.)erster(REV2:336-7)
(a.)erster(REV2:336-7)
(a.)erster(REV2:336-7)

The vocalisms of PBalt. *pirma- and PSlav. *pirua- are uncontested due to the
correspondingdiphthonginLatv.pere.551
6. Brugmann (Grundr2 1:474) reconstructed Neogr. *kd for Ai. k%rda-ti er
springt, hpft, gr. =C74A ein Tanz, vgl. =C47|K ich schwinge, schwenke [...].
When tested against the extended data, three different roots are implied by the
comparativemethod:
(a)Neogr.*k%rd-quadruswithPIE*u(nottracedbacktoNeogr.*),appearingin:
 OInd.krda- 
 TochA.kurtsru

(vb.)hpfen,springen(KEWA1:254-5)
(plObl.)millepassus(Poucha79,kurtsru=yojana)

(b)Neogr.*Kerd-*Kard-*Kord-werfen,tanzen(P.934)in:
 OIr.focerd- 
 OIr.focard- 
 Gr.=C74=- 

(vb.)werfen,usw.(LEIAC-72-3,focheird)
(pret.)werfen(LEIAC-72-3,fochaird)
(m.)N.einesTanzes(GEW1:917-8)


(c)Neogr.*Krad-(P.934),whichisattestedinGreekandinGermanic:
 OIcl.hrata- 
 Gr.=C47|B- 

(vb.)schwanken,eilen,fallen,strzen(ANEtWb.252)
(prM.)schwanken,zittern(GEW2:1-2,=C47|B?4<)

7.Brugmann(Grundr21:475)reconstructed[Ai.]t%rt-seiligaust%rta-s(327,
2S.301f.),av.Zw
aeiligausZwarta-(469,3S.431),zuai.tvra-teereilt[],
positingarootNeogr.*ter-.Thebasesimpliedbythecomparativemethodare:
(a)PIEtur-(vb.)eilen,laufen,usw.(a.)rasch,eilig(num.)fourth








RV.tur-
RV.turya-
OIcl.yrja-
LAv.t%irya-
OInd.t%rt-
RV.atrta-
Gr.FGCF4B-









(a.)rasch(EWA1:656,WbRV.541)
(ord.)dervierte(KEWA1:515,WbRV.542)
(vb.)schnellfahren,laufen(ANEtWb.630)
(ord.)dervierte(AIWb.656)
(a.)eilig(EWA1:629f.,Grundr21:475)
(n.)derunberschritteneRaum(WbRV.29)
(Im.)Vierter(?)(GEW2:918)

Intheabsenceofaretroflexbeforethedentalextension,thisroothadnolaryngeal
(theconverseofFortunatovsLawII).ThewidelyattestednumeralNeogr.*ketur-
vier (P. 642-644) is a compound based on the root PIE *tur-with additional
connectedforms:

551

i.pi-e-ra-aninfront(CHDP:291f.)mayalsobelonghere,asonecandefendPIE*ibasedona
parallelextensioni.pi-an=i.pi-e-ra-an.OwingtotheconfusionbetweenOAnat.e:i:ei,etc.,this
remainsuncertain,however.

269






Umbr.peturpurso-
RV.catr- 
LAv.atur- 
Li.ketur- 

(sb.)quadrupes,Vierfler(WbOU.551)
(a.)vier(WbRV.433,catra[plA])
(num.)vier(AIWb.577,atur[plA],atura[plNA])
(num.coll.)vier(LiEtWb.247f.)

(b) PIE *tuar- eilen (P. 1100). The Sanskrit verbal and nominal forms are well
known:
 Br.tvra-

 AV.tvar-

 AV.tvarya- 

(vb.)eilen(KEWA1:539,tvrate[3sg])
(f.)Eile(EWA1:684-5)
(cs.)beleben,eilenlassen(EWA1:684-5tvaryati)

ForthisrootPIE*isimpliedbyAv.in:
 LAv.Zw
a- 
(a.)eilig,rasch(AIWb.787)
 LAv.Zw
a.g
man- (a.)eiligschreitend,raschenSchritts(AIWb.788)
The confirmation for the laryngeal is provided by the prefixed variant of the root
Neogr.*ketar-(PIE*ketear-)withGr.4=PCelt.*a:







LAv.aZwar-
MidCymr.petgwar-
Boiot.}FF4C-
Hom.F}EE4C-
TochA.!twar
OGaul.petuaria-

(num.)vier(AIWb.557,aZwarasa[plN])
(num.)vier(ACSS.2:982,petgwared)
(num.)vier(GEW2:883,}FF4C8D)
(num.)vier(GEW2:883,F}EE4C8D[plN])
(num.)vier(Poucha330,!twar)
(ON.num.f.)vierte(ACSS.982)

8. Brugmann (Grundr2 1:475) reconstructed Ai. tr-s berschritten,


durchgemacht,trth-mFurt,Trnke,apers.fra-tarta-hvorwrtsgegangen,zuai.
tra-ti tir-ti, W. ter-, assumedly from Neogr. *tC. As already pointed out above,
therearetwoexternallyconfirmedroots:
(a)PIE*ter-,tor-,tr-ber,durch(P.1074-5)






RV.tra-

HLu.tari-

LAv.tit
raya- 
OPers.vitaraya-
Go.airh


(m.)dasbersetzen,berfahrt(WbRV.529)
(vb.)rise(CHLu.10.12.8,tax-ri+i-tax)
(cs.)berwinden,bewltigen(AIWb.639)
(cs.)putacross(OldP.186,viyatarayam[1sg])
(prep.)through,etc. (GoEtD.354)

(b)PIE*til-erheben(P.1074-5)
 Thrac.F<>8/B- 
 RV.d(...)tira-

(ao.)auf-,wegheben,entfernen(WH2:688,F<>8)
(pr6A.)erhhen,steigern(WbRV.525,dtir
masi)

9.Brugmann(Grundr21:475)comparedAi.r-sinBewegunggesetzt,erhoben
[...]gr.@}BCFBDneuentstanden,=B@<-BCFDErregungvonStaubrC@G?<icherrege,
streauf.Yetagain,theenricheddatarevealstwodistinctroots:
(a)PIE*air-(or*ir-?).TheSanskrit//coincideswithGr.<in:
 Br.r-

 Hes.b<C@F<B-


(pt.)inBewegunggesetzt,erhoben(EWA1:106)
(a.)b<C@F<BD)98Db@=C~F(GEW2:423)
270

An original PIE *i is in agreement with the lack of cerebralization in Sanskrit not
allowingalaryngealfollowingaliquidinIndo-Iranian(theconverseofFortunatovs
LawII).
(b)PIE*or-*r-*er-sichregen,erheben,usw.isattestedin:







Gr.rC-

Gr.bC-

i.ara-

Gr.rC@G-

gr.@}()BCFB-
Gr.=B@<BCF-

(ao.)sichregen/erheben,eilen(GEW2:426-,rCFB)
(ao.)sichregen/erregen(GEW2:422,dC8FB)yC?~;:)
(vb2.)to(a)rise,lift,raise(HEG1:52,a-ra-i[3sg])
(.)sichregen/erregen,eilen(GEW2:423,rC@G?<)
(a.)neuerstanden(GEW2:423,@}BCFBD[sgN])
(m.)ErregungvonStaub(GEW2:423,=B@<-BCFD)

10.Brugmann(Grundr21:479)reconstructedNeogr.*fortheitems:Av.TrTzatTm Silber, gr. ^C6GCB-D \C6~D (neben ai. rajat-m, vgl. Wackernagel Ai. Gr. I 12)
weisenaufuridg.*-,welchesauchinarm.arcatenthaltenseinkann.DasItal.und
dasKelt.habenarg-:lat.argentu-mosk.aragetudargento,air.argatnkymr.ariant
bret.archant.MansetztfrdieseWorteruridg.*-voraus[...].
The traditional reconstruction has been outdated by the emergence of the Old
Anatolianlaryngeal,whichallowsfortheregulartreatmentofItalo-Celtic/a/withPIE
*a(*a)insteadofNeogr.*:
ar-weiss,glnzend;Silber(P.64)
 i.argi-

 Gr.\C6<=}C4G@B-
 LAv.TrTzata-

(a.)wei,hell(HEG1:177,ar-ki-i#[sgN])
(a.)mitglnzendemDonnerkeil(GEW1:134)
(n.)Silber(AIWb.352,TrTzatTm[sgNA])

11. Brugmann (Grundr2 1:479) reconstructed Lat. arduo-s : air. ard hoch, gross,
gall.arduenna,aisl.Vrug-rsteilurgerm.ara-,Gf.*dho-do-,vgl.av.TrTdwa
aufrecht, erhaben. Here, as in the previous example, all theories containing the
laryngealnowreconstructthelaryngeal:
ardu-hoch,steil,gross,usw.





Lat.arduo- 
OIr.ard

OGaul.arduenna-
LAv.TrTdva- 

(a.)hoch,steil,schwierig(WH1:64-5)
(a.)haut,grand:hoch,gross(LEIAA-87)
(ONf.)Ardennes(LEIAA-87)
(a.)auf,nachoben,indieHhegerichtet(AIWb.350)

12.ThekeyissuesconcerningNeogr.*R(C)HCcanbesummarizedasfollows:
(a)TheactualoutcomeofthesequencePIE*(C)CinAryanlanguagesaftertheloss
ofthelaryngealis(C)C(RV.d!-,etc.).Thisistosay,svarabhaktivowelshavenot
developedfromsyllabicsonants.
(b) Both in Aryan and non-Aryan languages the svarabhakti vowels traditionally
derivedfromNeogr.*areexternallyparalleled,andthereforereflecttheiroriginal
PIEcounterparts.


271

3 .3.8 Neogr.*l(consonantallateral)
0. Neogr. *l R PIE *l, a lateral liquid, was felt to be problematic by the SanskritocentricPaleogrammariansbecauseonly/r/wassecurelyattestedinIndo-Iranian.The
systematicappearanceof PIE*lintherestofgroupallowedtheNeogrammariansto
directlyestablishPIE*lbeyonddoubtwiththesoundlawPIE*lOPIIr.*r.
1.BrugmannprovidedanumberofexamplesofNeogr.*l:
(a) Brugmann (Grundr2 1:424) reconstructed leik- lassen for arm. lkane-m gr.
>8K lat. linqu ich lasse, got. leiSa ich leiheLit. liek ich lasseaksl. ot&-lk&
berbleibsel,ai.rik-tierlsst,lsstlos,rumtein.
(b) Brugmann (Grundr2 1:424) reconstructed mel- for Gr. ?}>4D (F. ?}>4<@4)
schwarz,nbret.melencroccus,lett.meln-sschwarzlit.mlyna-sblau,ai.malin-s
schmutzig,dunkelfarbig,schwarz.
(c) Brugmann (Grundr2 1:424) quotes Gr. \>H8@ verdienen, erwerben, lit. alg
Lohn,ai.argh-sWert,Preis.
2.AsforAnatolian, PIE*lhasbeenthoroughlypreservedandonlyminorissuesare
worthnotinginthisconnection:
(a) Hawkins (= CHLu.) would prefer to replace the earlier reading of the syllable
HLu.lawithHLu.la/i/u,asignwiththreepossibleinterpretations,HLu.la,liorlu.
TheideaisbasedonexampleslikeHLu.(FLAMMAE(?))la/i/u-s-la/i/u-s-ta(CHLu.
9.1.11),whichHawkinsreadsas/lusalusa-/,basedonthecomparisonwith PIEluk-
glnzen = i. luk- id. with palatalization in Hieroglyphic Luwian. However, the
traditionalreadingHLu.laisquitesatisfactory,owingtothecomparativeexistenceof
theroot:
PIEles-,los-glnzen(P.)

 HLu.la#ala#a-
 OInd.lasa- 
 i.le#ala-


(vb.)glnzen(?)(FLAMMAE(?))la/i/u-s-la/i/u-s-ta)
(a.)shining(MonWil.899,lasas[sgN])
(MULc.)Komet(HEG2:54,le-e#-#al-la-a#[sgN])

Similarly,theotheralternativereadingsforla/i/ulackcomparativecontent.Forthis
reason,IfeelthatHawkinsssuggestionmaybeanunnecessarycomplicationofthe
notation.
(b) In Lydian there are two laterals, Lyd. l and Lyd. >. It has been suggested
(Gusmani, LydWb. 33) that Lyd. > represents a palatal due to the presence of the
glide in the comparative evidence (see, for instance, Lyd. a>a- = Lat. alio- alius).
Additional examples of PIE *l, li O Lyd. > can now be identified in the data, for
instance,in:
 CLu.lali-
 Lyd.la>-




(c.)Wort,Rede(HEG2:20,DLL.62,la-li-i#)
(vb.)aussprechen(LydWb.158,la>n![pt.sgN])

HereGusmanisLawisconfirmed.
3.Apalatalizedlateral/>/isalsoattestedinTocharian/ly/,constitutingaphoneme
inbothdialects(Adams1988:10).AsimilaretymologicalorigintothatofLydiancan


272

established for both dialects A and B, except that the Tocharian also includes nonorganicexamplesoflyhavinggainedthepalatalfromthefollowingPIE*(cf.TochB.
klyomo (a.) nobleDTochB. 231 : Go. hliuma (m.) Gehr (pl.) Ohren GoEtD.
188).


3 .3.9 Neogr.*(anteconsonantalsyllabiclateral)
0. PIE*,thevocaliccounterpartof PIE*l,waspostulatedbyOsthoffasthelateral
counterpartof PIE*.Like PIE*,thesyllabic PIE*isonlyattestedinIndo-Iranian,
butintherestofthegroupthesvarabhaktivowelsareexternallyparalleledwiththe
resultthattheNeogrammariantheoryneedstobescaledbackinthisrespect.
1.AccordingtoBrugmannssynthesis(Grundr21:452),theoutcomesofNeogr.*in
thecognatesareexpressedinthetable:
Uridg. Ai.
+C 

Av.
Tr

Arm. Gr. Alb.


al,la 4>>4 li

Ital.
ol

Kelt. Germ. Balt. Abulg.


li
ul,lu il
l,l&

2. The problems of Neogr. * are identical with those of Neogr. *. Brugmanns
alleged examples can be proven to contain vowels proper instead of svarabhaktis
emergingfromsyllabic*,asdetailedbelow.
3. Brugmann (Grundr2 1:456) reconstructed Neogr. *p- for Ai. pip-ms gr.
?>4-?8@ wir fllen (II S. 935). The material contains, however, two separate
stems:
(a) PIE *pel- *pol-, the unextended root, is confirmed by the absence of
cerebralization(theconverseofFortunatovsLawII)inSanskrit:
PIE*pel-fllen,usw.

 TochB.pl-
 RV.ppar-




(vb.)drip(DTochB.379,pltsi[inf.])
(pr.)fllen,anfllen(WbRV.775,pparti[3sg])

(b) PIE*plea-,thelaryngealextensionoftheroot,isconfirmedbyRig-Vedichiatus
andGreek4coincidingin:
 RV.pr-

 RV.kakiapr-
 Gr.?>4- 

(ao.)fllen,anfllen(WbRV.886,pras[2sgConj])
(a.)denLeibgurtfllend(WbRV.309,pram[A])
(pr.)fllen(GEW1:537-8,?>4?8@[1pl])

Thus,aroot PIE*pl-anditsextension PIE*pla-areattestedinsteadofasingleroot


withNeogr.*.
4.Brugmann(Grundr21:457)comparedtheitemsAi.pth-av.pTrTZu-#breit,
ai. pthiv Erde : Arm. lain breit, air. lethan breit [] and (Grundr2 1:468)
akymr. litan breit gall. Smertu-litanus Litu-gena [...], which are all derived from
Neogr.*pt(h)-.Thenowenrichedmaterialimplies,however,aroot PIEpl-breit,
weitwithalternativeextensions:
(a)PIE*plai-(a.)breit,weit(CHDP:66)

273






i.pali-

Arm.lain-

OGaul.litanobriga-
OCymr.litan- 

(a.)breit,weit(HHand.117,pal-i[NA])
(a.)breit(Grundr21:457,PIE*pleaino-)
(ON.)Breitburg(ACSS.2:243,PIE*plaito-)
(a.)breit(ACSS.2:242,Grundr21:468)

(b) PIE *pthu-,arootwithoutalaryngealsuffix,issecuredbytheabsenceofgAv.


(theconverseofFortunatovsLawII)in:
 gAv.pTrTZu- 
 RV.pth- 

(a.)weit,breit(AIWb.892-3)
(a.)breit,weitsichaustreckend(WbRV.857)552

5. Brugmann (Grundr2 1:464) reconstructed Neogr *h- for Gr. \>H~
Arbeitslohn(ai.Pf.
n-hr:rha-tieristwerth,verdient),fallslit.algLohnmit
elgiosichfhreeinenLebenswandel,betragemichzusammenstellenist.Forthis
root,thefollowingbasesareimpliedbythecomparativemethod:
(a)Neogr.*alh-(PIE*aelh-)erwerben(P.32-3,HEG1:134)






i.algue#ar-
RV.sahasraargh-
Gr.\>H~-

Li.alg-

OPr.
lga-


(n.)Ernte,Erstlingsgabe(HHand.36,al-ku-e#-#ar)
(a.)tausendfachenWerthabend(WbRV.1504)
(f.)Erwerb(GEW1:81,\>H~[sgN])
(f.)Lohn,Sold(LiEtWb.7)
(f.)Lohn(APrS.298,
lgas[sgG])

The root with a common Indo-European /a/ is confirmed by the Old Anatolian
laryngeal, Rig-Vedic hiatus and Greek \-. Owing to the presence of i. ,
vocalizationssuchasGr.\>H-shouldnolongerbeexplainedwithNeogr.*butwith
thevowelPIE*a(formerly*h2)accompanyingPIE*.
(b)Neogr *h (= PIE *alh-), the zero-grade root, appears only in Indo-Iranian
andisofsecondaryorigin.Neogr.*tooksyllabicityafterthelossofPIE*ain:
 OInd.
nh- 

(pf.)wertsein(Whitney19558:282,
nhs).

(c)PIE*ealh-,thezero-graderootwithaprotheticvowel,appearsinBaltic:
 Li.eg-
 Latv.elg-




(vb.)sichbenehmen,sichbetragen(LiEtWb.7)
(vb.)sichaufdrngen,aushalten,usw.(LiEtWb.7)

6. Brugmann (Grundr2 1:468) reconstructs Neogr. *mto- for Mir. blith Inf. zu
[air.]melim molo. The comparative method implies, however, two derivationally
distinctroots:
(a)PIE*mel-*mol-(rootPIEml-)areattestedin:
 i.mala-
 OIr.meli-




(vb.)mahlen,zerkleinern(CHDLN:125-6,ma-al-la-i)
(vb.).i.molmoudre,craser(LEIAM-32,melim)

(b) PIE mli- mahlen (P. 716), the *i-extension, is attested in PIE mlit- mahlen,
usw.

ItispossibletocomparegAv.pTrTZu-withOAnat. mpaltupatita-(NOMS.917,pa-al-du--ba?-a?ti-it-ta-a#). As we are dealing with a personal name and the meaning of patita- is unknown, the
comparisonremainsuncertain.

552

274







OIr.mlith- 
Gr.5>FB-

Gr.5><F|-

OInd.mritya-
OInd.asammletya-

(vn.f.)moudre,craser,ruiner,frotter(LEIAM-32)
(n.)Melde:despatch(GEW1:245)
(f.)altesWeib(GEW1:245)
(pr.)zerfallen,sichauflsen(KEWA2:695)
(a.)ohnezuzerkauen(KEWA2:695)

ThreewitnessesconfirmPCelt.*liN PIE*li,notNeogr.*,whichisplacedbeyond
doubtbytheablautingextensionPIE*mloit-,mleit-inOInd.mlet-.
7.Brugmann(Grundr21:470)comparesGo.lustu-s,ahd.lustLust,wahrscheinlich
zuai.l
laa-sbegieriggr.><>4B?4<ichbegehreaus*><->4EB-(294S.273).For
this,thecomparativemethodimpliestwoexternallyparalleledroots,onewithNeogr.
*aandanotherwithNeogr.*u:
(a)PIE*lus-Lust(withNeogr.*u)isconfirmedbytwowitnesses:
 OInd.luabha-
 Go.lustu- 

(m.)brnstigerElephant(KEWA3:109,luabha)
(.)Lust(GoEtD.238)

(b)PIE*leas-begehren,verlangen(withNeogr.*a)isevidentin:
 OInd.l
lasa- 
 Gr.><>4B- 

(a.int.)heftigverlangendnach(KEWA2:99-100)
(prM.)heftigbegehren,verlangen(GEW2:123)

Tothelatterbelongsthecerebralizedstem(originallyareduplication)PIE*lelaso-


OInd.la-

(pr.)begehren,Verlangenhabennach(KEWA3:95),

wherethelaryngealimpliedbyGr4isconfirmedbyFortunatovsLawII.
8.AsforthePIE*inSystemPIE,notethefollowinggeneralremarks:
(a) The syllabic lateral PIE * is directly continued only in Indo-Iranian (possibly
having turned into ). Its Proto-Indo-European origin is confirmed by the
impossibilityofthelossofanyvocalicelementinexampleslikegAv.pTrTZu-=RV.
pth-,whicharenotaffectedbyFortunatovsLawII.Owingtothis,itispossibleto
postulate PIE * based on the principle of family consistency (Trask DHCL 120).
Accordingly, the core of the Neogrammarian theory is sound in terms of its key
assertion,theexistenceofsyllabicPIE*intheproto-language.
(b) Through the availability of PIE * in reconstruction, it can be shown that the
outcomeofthesyllabiclateralwasasimplelateralinalldialects.Thisisbecause*(in
PIE * and *) did not produce svarabhakti vowels, but turned into simple PIE *l
followingthelossofPIE*:
 PIE* O

RV./r,Av.Tr/r,Lat.*(inLat.l),Li.*(inLi.l),etc.

(c)Sincethesvarabhaktivowelscanbeexternallyconfirmedbyparallelstorepresent
originalPIEitemsbyatleasttwowitnesses(FicksRule),scalingbackthetraditional
outcomesofNeogr.*presentsnotheoreticalorpracticaldifficulties.


275

3 .3.10

Neogr.* l (antevocalicsyllabiclateral)

0. As the Neogrammarians noticed that the svarabhakti vowels associated with
syllabicsonantsappearedinantevocalicpositionaswell,Neogr.*lwasintroducedas
thecounterpartofNeogr.*rtoaccountforthesituation.
1. According to Brugmann (Grundr2 1:452), Neogr. *l resulted in in svarabhakti
vowelsidenticaltothoseassociatedwithNeogr.*r:
Uridg. Ai.
Av.
+V ir,ur ar

Arm. Gr.
al
al

Alb.
il

Ital.
al

Kelt. Germ. Balt. Abulg.


al
ul
il
l

2. The problems of Neogr. *l match those of Neogr. *r. For this proto-phoneme,
Brugmannsexamplesofsvarabhaktivowelscanbecomparativelyprovenasoriginal
inthefollowingmanner:
3.Brugmann(Grundr21:456)reconstructedNeogr.*tl-heben,tragenforai.tula
Gewicht, Wage, gr. F|>4D duldend, lat. 2. Sg. at-tul
s, got. ulai er duldet.
Neogr.*llackssupport,owingtoseveralexternallyconfirmedcorrespondences:
(a) PIE *tul- tragen is attested in three subgroups, including Indo-Iranian, and
thereforecarriesanoriginalPIE*uin:






Lat.tul-
OLat.tul
OIcl.ola-
Go.ula-
OInd.tul-







(pf.)tragen,bringen (WH2:68,tulit[3sg])
(pr3.)tragen,bringen(WH2:688)
(vb.)ertragen,dulden(ANEtWb.615)
(vb.)endure,bepatientwith(GoEtD.367,ulan)
(f.)Waage,Waagebalken(EWA1:658)

PIE*uisinternallyconfirmedforIndo-IranianthroughthevariantsPIE*teul-*toul-:




OInd.tolaya- 
OInd.tolana- 

(vb10.)aufheben,aufhalten,wgen(EWA1:658)
(n.)dasAufheben(EWA1:658)

(b) PIE tal- tragen. Greek and Tocharian (lacking palatalization) preserve the
rootformsPIE*teal-andPIE*tal-in:






Gr.F}F4>-

TochB.tle- 
Gr.F4>4()- 
TochA.t
lo- 
TochB.tall
re-

(pfM.)ausproenlassen,hervorbringen(GEW2:870)
(sb.)load,burden(DTochB.296)
(a.)ausdauernd,ertragend,unglcklich(GEW2:848)
(a.)miser:elend(Poucha119)
(sb.)misery(DTochB.282)

4.Brugmann(Grundr21:470)reconstructedNeogr.*l-forAi.kulyamGehuse,
Nest,Lagerstatt,gr.=4><|Htte,Nest,got.hulundiF.Hhle:air.cuilVersteck,
Winkel, mir. cuile Keller, Magazin wegen u zu  499? and (Grundr2 1:456, 465)
Go. hulja ahd. hull(i)u ich hlle, ahd. hull(i)a Hlle, zu ahd. helan hehlen.
Severalrootsare,however,impliedbythecomparativemethod:
(a) PIE *al- cover, deck, etc.. An Indo-European /a/R PIE *ea is confirmed by
Italo-Greek and the laryngeal by cerebralization in Sanskrit in the dental extension
PIE*alto-:

276






Gr.=4><|- 
Lat.calim

Lat.calautica-
OInd.!
a- 

(f.)Htte,Nest(GEW1:764)
(adv.)antiquidicebantproclam(WH1:138)
(f.)KopfbedeckungvornehmerFrauen(WH1:136)
(m.)astripofcloth,akindofskirt(MonWil.1063)

(b)Inzerograde,thebasePIE*al-withunaccentedPIE*ahasresultedinGr.I(=
Neogr.*h)followingthelossofPIE*a,asprovenby:
 Lat.clam

 Aiol.I>|?G- 

(adv.)heimlich,verhohlen,insgeheim(WH1:226-7)
(f.)Oberkleid,Mantel(GEW2:1102,I>|?G@[sgA])

(c)Thepresenceofthe*-gradeisexplainedbyschwebeablautinPIE*ael-*al-
verbergen(=Neogr.*hel-*hl-):
 OIr.celi-
 Lat.cl
-




(pr.)verbergen(LEIAC-53-4,ceilid)
(pr1.)verhehlen,verbergen(WH1:196)

(d)PIEKul-hohl;Keller(withambiguousK)isrequiredbyCentumformslike:






OIcl.hol-

Gr.=>4

i.kuli-

OEng.aholia-
MidIr.cuile 

(a.)hohl(ANEtWb.248,holrsgN)
(n.)HhlungenunterdenAugen(GEW2:46)
(sb.)Loch,Hohlweg(?)(HHand.83,HEG1:)
(vb.)todig(ASaxD.31,aholian[inf.])
(m.)Keller,Magazin(LEIAC-269,Grundr21:456)

Owing to the uniform *u-vocalism and the absence of PIE * (cf. i. kuli- and Gr.
=>4),therootisnotidenticalwithPIEal-.
5.Brugmann(Grundr21:460)reconstructedNeogr.*plVforAi.pur-av.pouru-
(Nom.Pl.parav-)apers.paru-viel:Lit.pilichschtte,giesse,vgl.got.filufiel.
Yet the material confirms several PIE bases implied by isoglosses with a common
Indo-Europeanvocalism:
(a)PIEpul-viel,thezero-graderoot,appearswithunifiedPIE*uin:






RV.pur-
RV.p%ry-
OIr.huile-
Go.full-
OCS.pl&n&-







(ao.)anfllen,reichlichzufllen(WbRV.776,p%rdh)
(prP.)anfllen(WbRV.776,p%rym
amangefllt)
(a.)tout,entire,chacun(LEIAU:17-18)
(a.)>~C:D=voll(GoEtD.131,fulls[sgN])
(a.)voll(Sadnik672)

Additionally,theablautbasesPIE*pe/oul-*p/ul-havebeenpreservedin:
 RV.paur- 
 LAv.paoir- 
 Hom.BG>B7-

(m.)Fller,Zufller,Spender,Mehrer(WbRV.863)
(a.)viel,zahlreich,reichlich(AIWb.855-6,paoiri#)
(m.)polypus(LSJ.1441,BG>B7BD[sgG])

(b)PIE*polu-viel,zahlreichappearsinaperfectmatchbetweenGreek,Iranianand
Armenian:
 Gr.B>-
 gAv.pouru-




(a.)viel,zahlreich,hufig(GEW1:577,B>D[sgN])
(a.)viel,zahlreich,reichlich(AIWb.855-6,pour%#)

277

 OPers.paru- 
 Arm.yolov- 

(a.)much,many(OldP.196,paruv[sgNA])
(a.)viel(Grundr21:510)

(c)PIE*pil(a)-voll,fllenwithPIE*iisconfirmedbymultiplewitnessesin:






Li.pl-
Li.atpila-
RV.r
spir-
OIr.il-
Go.filu-







(vb.)gieen,ausschtten,-fllen(LiEtWb.592,plti)
(m.)Auffllmaterial,Schotter(LiEtWb.592,atpilas)
(a.)geruschvoll(WbRV.1163)
(a.)many,numerous(DIL.380,il[sgNA])
(a.)B>D:much,>4@:very(GoEtD.116)

6. Brugmann (Grundr2 1:462, 467) compared Arm. malem ich zerstosse : umbr.
kumaltu commolito, nkymr. malaf ich mahle, zermalme [...]. Instead of Neogr.
*mlV,thecomparativemethodimpliesarootwithaninternallaryngeal:
(a)PIEmal-(ablautPIE*meal-*mal-)withArm.a=Gr.|=OIr.aisattested
in:





Arm.male-
Gr.?|>8GCB-
OIr.malart
Li.mol






(vb.)zerstossen(EtDiArm.443,malem[1sg])
(n.)Mehl(PNm.)Mller(GEW2:166)
(f.)destruction(LEIAM:14)
(f.)Mahlen,Mahlgut(LiEtWb.463)

HereinparticularthevowelLi.omustreflectPIE*a.Furthermore,
(b)PIE*meals-,the*s-extensionoftheroot,isattestedin:
 AV.mamakaro- (pr.)zuStaubzermalmen(KEWA2:604)
 OInd.maak
raya-(pr.)zuStaubzermalmen(KEWA2:604)
ThecelebralizationinSanskrit(FortunatovsLawII)confirmsthelaryngeal.
7. Brugmann (Grundr2 1:462) compared Arm. kain, Gen. kanoy, Eichel : gr.
5|>4@B-D Eichel, vgl. auch lit. gl preuss. gile Eichel [], proposing Neogr.
*lV-asthestartingpointfortheforms.However,thecomparativedistributionof
theitemsisdifferent.
(a)PIE*eal-Eichel,reflectedincommonIndo-European/a/,isprovenby:
 Arm.kain- 
 gr.5|>4@B- 

(sb.)Eichel(EtDiArm.348,kain,kanoy[G])
(f.)Eichel(GEW1:213)

Thecorrespondingzerograde(PIE*al-)ispreservedin
 OInd.gula-

(m.)theglanspenis,clitoris(MonWil.360).

(b) PIE *ail- Eichel(P. 472) an alternative extension of the root PIE *a-, is
provenbythealternationofquantityinBaltic,requiring*il-and*al-:553
 Li.gl
 OPr.gile
 Li.gyl





(f.)Eichel:acorn(LiEtWb.151)
(f.)echele:Eichel(APrS.338)
(f.)Eichel(LiEtWb.151)


553

Fortheetymological*iinArmeniandialects,seeMartirosyan(EtDiArm.411f.).

278

 Latv.Xla

(f.)Eichel(LiEtWb.151)
2

8. Brugmann (Grundr  1:473) posits Neogr. *tlV- for Lett. tilt tilint flach
ausbreiten, aksl. tlo Boden : nbret tal Stirn gall. cassi-talos, zu lit. tls etc., s. 
521. Several original vocalizations are, however, confirmed for PIE by the
comparativemethod:
(a) PIEtail-ausbreiten,berziehen,bedecken;Boden,arootwith PIE*i,isnow
confirmedbyOldAnatolian,matchingBalto-Slavonicin:






i.teiala-
Latv.til-
i.teialai-
Li.tl-
OCS.tlo







(a.)(qualifiziertLeinen)(HHand.176,HEG3:364)
(vb.)ausgebreitetliegen(LiEtWb.1093,tilt[inf.])
(vb.)bedecken,berziehen(HHand.176,HEG3:364)
(f.)Bodenbretter,Bodenbelag(LiEtWb.1093)
(n.)Boden:ground(Sadnik970)

(b)PIEtal-Flche,Ebene,Gegendisattestedin*e-gradePIE*teal-:
 OInd.tala-
 Arm.ta
 OEng.el-





(n.)Flche,Ebene,Handflche(KEWA1:487)
(sb.)Gegend,Distrikt(P.1061)
(n.)thinpiece,plank,plate(ASaxD.1046)

(c)AsforBrugmannssemanticallyunconvincingcomparisonofCeltic,Iwouldlike
tosuggestaconnectionbetweenGreekandIndo-Iranianinstead:
PIEtal-Kuppel,Stirn,Gaumen

 

tehal-,tohal-

 MidIr.tel

 YV.tlu-

 AVP.t
lavya- 
 






(n.)Stirn(LEIAT-180f.,telaib[plD])
(n.)Gaumen:palatum(EWA1:644)
(a.)zuGaumengehrig(EWA1:644)

thael-,thaol-

Gr.;>B-

Gr.;|>4?B- 
MidIr.taul- 
ModBret.tal 
OGaul.cassitalo-

(f.)Kuppel,rundesGebude(GEW1:677)
(m.)innererRaumdesHauses(GEW1:648)
(n.)Stirn:forehead(LEIAT180f.)
(.)Stirn(P.1061)
(PN.m)Aufrontlgant(ACSS.1:828)

9.ThemainissuesconcerningNeogr.*l=(C)HVcanbesummarizedasfollows:
(a) The actual outcome of the sequence PIE *(C)hV after the loss of laryngeal is
(C)lV. That is to say, svarabhakti vowels did not develop from syllabic sonants, as
suggestedbytheNeogrammarians.
(b) The resulting theoretical vacuum is readily filled as the svarabhakti vowels are
externallyconfirmedbymeansofthecomparativemethodandthereforeshowntobe
original.


279

3 .3.11

Neogr.*(anteconsonantallongsyllabiclateral)

0. Neogr. *, the lateral counterpart of Neogr. *, was generalized for the protolanguage by Brugmann and Osthoff, with the intent of explaining the svarabhakti
vowelsdiscussedbelow.
1. According to Brugmann (Grundr2 1:473ff.), the development of Neogr. *
(identicaltoNeogr.*)canbesummarizedasfollows:
Uridg. Ai.
+C ur

Av.
ir

Arm. Gr. Alb.


alla >> al

Ital.
al

Kelt. Germ. Balt. Abulg.


al
ul
il,ul l

Neogr.*wasstructurallydefinedas**+T(inCTC).Thisviewhasbeeninheritedby
the laryngeal theory as such (LT *CHC), and therefore it requires no separate
discussion.
2. The problems of Neogr. * are identical with those of Neogr. *. Instead of
repeating these, it is possible to proceed directly to an examination of Brugmanns
examples.
3. Brugmann (Grundr2 1:475) compared the items Ai. m%rdhn- Hhe, hchster
Teil, Kopf, gr. 5>K;C-D hochgewachsen, vgl. gr. 5>4EF8@ in die Hhe kommen,
hervorspriessen, keimen, ags. molda Kopf. Despite this, the data requires a
twofoldorganization:
(a)PIEmul-(ormaul-)top,head,usw.andtheextension*muldhon-appearin:
 OIr.mul-

 OEng.molda(n)-
 RV.m%rdhn-

(m.)tte(LEIAM-74,mul[sgN])
(m/f.)thetopofthehead(ASaxD.695)
(m.)Schdel,Oberhaupt,Kopf(WbRV.1053)

ThreelanguagesconfirmPIE*u,whichisnottraceablebacktoNeogr.*.
(b)TheHellenicforms,belongingtoadifferentsemanticfield(keimen,wachsen),
cannotreflectPIE*mul-(OGr.?G>-)andmusthaveadifferentorigin:






Gr.5>K;C-
Gr.5>4EF-
Gr.5>4EF-
Gr.5>|EF:-
Gr.5>4EF|K







(a.)hochgewachsen(GEW1:246,5>K;CD)
(pt.m.)Keim,Spross,Stengel(GEW1:241)
(ao.)keimen,sprossen(GEW1:241,5>4EF8@)
(f.)Ursprung,Geburt(GEW1:241)
(pr.)hervorbringen(GEW1:241)

Intheory,theGreekitemscouldbecomparedwith
 TochA.malto-

(num.ord.)primus(adv.)primum(Poucha214),

butthisremainsuncertainowingtotheslightdifferenceinsemantics,schwebeablaut
andtheambiguityofGr.5(=PIE*m,*bor*).
4.Brugmann(Grundr21:475)reconstructedNeogr.*pno-forAi.p%r-sgefllt,
air.l
nakymr.launvoll,lit.plna-saksl.pl&n&voll,ai.p%rvF.multa,gr.B>>~
multaaus.B>4,lter*B>4-(293,2S.272).Insteadofauniformprototype,
thecomparativemethodimpliesseveralexternallyconfirmedPIEroots:

280

(a)PIEpul-full.TheVerner-rootwithPIE*uappearsin:
 

PIE*pul-

 RV.pur-
 

PIE*pulno-

 RV.p%r- 
 OCS.pl&n&- 
 Rus.polnot- 
 

(ao.)fllen,reichlichzufllen,schenken(WbRV.776)

(pt.)voll,gefllt(WbRV.777,844)
(a.)voll(Grundr21:475)
(f.)Flle,Vollstndigkeit(REW2:394)

PIE*poulu-

 Hom.BG>- 
 LAv.paouru- 

(a.)voll(LSJ.1456,BG>D)
(adv.)reichlich,inreichemMass(AIWb.855)

(b) PIE pil- voll, already proven to contain *i under the respective antevocalic
variant,iswidelyattested:






PIE*pil(a)-

Li.pl-

Li.atpila- 
RV.r
spir- 
OIr.il-


 

PIE*pilano-

 Li.plna-
 OPr.pilna-
 

(vb.)gieen,ausschtten,-fllen(LiEtWb.592,plti)
(m.)Auffllmaterial,Schotter(LiEtWb.592,atpilas)
(a.)geruschvoll(WbRV.1163)
(a.)many,numerous(DIL.380,il[sgNA])




(a.)voll(LiEtWb.591-2,plnas[sgN])
(a.)ganz(APrS.398)

PIE*pilu-

 Go.filu-

(a.)B>D=much,>4@=very(GoEtD.116)

(c)TheprototypePIE*polno-isshownbytwowitnesses:
 Gr.B>>- 
(a.)viel,zahlreich,hufig(GEW1:577,B>>D)
 LAv.parTnahvant- (a.)inFllevorhanden,reichlich(AIWb.870)
TheabsenceofthelaryngealisprovenbytheconverseofFortunatovsLawII.554
(d)ThebaseNeogr.*pl-(RPIE*pl-
*pla-
*pla-)appearsin:
 Gr.?>:- 
 Lat.plno- 
 Umbr.plno- 

(pr.)fllen,vollmachen(GEW1:537,?>:E<)
(a.)voll(stndig),schwanger,stark,satt(WH1:322)
(a.)voll(WH1:322,plener[plDAbl])

(e)Neogr.*plno-(orPIE*plahno-
*plahno-)hasbeenpreservedintheCeltic
 OIr.l
n-

(a.)full(of),filled(with)(DIL.421).555


554

 Brugmanns internal reconstruction of Gr. B>>~ N PGr. *B>4 is unsatisfactory due to the
externalconfirmationofPIE*polno-.

281

5.Brugmann(Grundr21:475)reconstructedNeogr.*n-forAi.r
aus*%r
,
lat.l
naausl
n
,lit.vlnaWolle,gr.Bx>B-DKrausaus*B>@B-D(408,3S.359);
vgl.  451 Anm. ber mir. oland nkymr. gwlan Wolle. The extended material
impliesseveraldistinctionswithinthedata:
(a)PIEaul-isestablishedbyvariousextensions,brieflysummarizedasfollows:
1.PIE*aulo-,thethematicextension,provesPIE*indirectlyinOInd.%:
 OInd.!
m%la-
 Gr.Bx>B-


(n.)wollenesHemd(KEWA1:116,3:652)
(m.)Wolle(GEW2:118&3:146,Bx>BD[sgN])556

2.PIE*aulio-(with*io-suffix)isattestedin:
 i.ulia-

 RV.!
mula-

(c.)Wolle(HEG1:280,u-li-ia-a#[sgN])
(m./n.)wollendesHemde(WbRV.1391)

Herei.directlyreflectstheoriginallaryngeal.
3.PIE*aul(o)n-,thenasalextension,issharedbyseveralbranches:
 i.ulana- 
 RV.ramradas-
 OCS.vl&na 

(c.)Wolle(HEG2:278f.,u-u-la-[n(i)])
(a.)Wollen-weich(WbRV.274)
(f.)Wolle(ANEtWb.633)

4. As for the general context (to my knowledge unrecognized), it is worth
mentioningthattherootaul-woolisa*l-derivateoftheroot
au-sheep






HLu.haua- 
Li.va-

Lat.aububulco-
OIr.ugaire 
Lat.%pili(n)-

(c.)sheep(CHLu.1.1.48,OVIS(ANIMAL)h-ua/i-s)
(m.)Widder(APrS.309,vas[Ju#k.I,179])
(m.)pastorovium(WH1:79)
(m.)shepherd(DIL485[suboegaire],ugaire)
(m.)Schafhirt(WH2:211)

(b)PIE*auilahno-Wolle,usw.,arootwithPIE*iisattestedin:
 Li.vlna-
 Lat.uillo-
 OPr.wilna-





(f.)Wolle(LiEtWb.1253)
(m.)daszottige,wolligeHaarderTiere(WH2:791)
(f.)Rock(LiEtWb.1253)

Baltic i, confirmed by Latin, here reflects an original PIE *i, not Neogr. *. The
segmentationoftheextensionPIE*l-attachstheitemstothemainroot
PIEaui-sheep:

 CLu.aui-
 Gr.r<-
 Lat.oui-





(c.)Schaf(KLuN70,DLL45)
(c.)Schaf(GEW2:367,Arg.r<@D[plA])
(c.)Schaf(WH2:229-30)


555
WhetherOInd.pr
a-(a.)voll(Wack.AiGr.II/2:731,KEWA1:283)andLAv.fr
nayantTma-(a.)
-(?)-(AIWb.1016)belongtoLat.plnusorOIr.l
ncannotbedetermined,owingtothecollisionof
vocalismsinIndo-Iranian.
556

WhetherPIE*aoulo-orPIE*oaulo-istobereconstructedforGr.Bx>B-remainsuncertain.

282

 Li.av-

(4)Schaf(LiEtWb.28,avis[sgN])

(c)PIE*ulan-Wolle(P.1139)isimpliedbytheGreeklackingprothetic\-in:





Gr.>@B-

MidIr.olann 
MidCymr.gwlan
Lat.l
n
-


(m.)Wolle,Wollfaser,-flocke(GEW2:117-8)
(f.)Wolle(DIL.489,olann,oland)
(f.)wool(Schrijver1995:177)
(f.)Wolle(WH1:756-7,l
na[sgN])

TheabsenceoftheinitiallaryngealisconfirmedbyOldAnatolian,wheretherootPIE
ul-appearswithanalternativeextension:
 i.ulii-

((SG)c.)e.KultgegenstandausWolle(HHand.185).

6. Brugmann (Grundr2 1:475) reconstructed Neogr. mC- for Ai. m%r-s
zermalmt,alat.malt
smollesumbr.kumatescomatircommolitis[...]lit.mltaiPl.
Mehl.Asusual,severaldistinctrootsareconfirmedbyexternalcomparison:
(a)PIE*mul-isimpliedbythecommonIndo-European/u/in:





Gr.?>B-

RV.parim%r-
Gr.?>>K

OHG.mulla- 

(m.)Handmhle(GEW2:268-70)
(pret.pt.)verwelkt,altgeworden(WbRV.389)
(vb.)mahlen,zerreiben,zermalmen(GEW2:269)
(vb.)crushtopieces(GoEtD.260,mullan[inf.])

AstheliquidhasbeenpreservedinRig-Vedic,therewasnolaryngealwithintheroot
(theconverseofFortunatovsLawII).
(b)PIE*mal-isconfirmedbymultiplewitnessesin:






Gr.?|>8GCB- 
OIr.malart 
Li.mol

AV.mamakaro-
OLat.malto- 

(n.)Mehl(PNm.)Mller(GEW2:166)
(f.)destruction(LEIAM:14)
(f.)Mahlen,Mahlgut(LiEtWb.463)
(pr.)zuStaubzermalmen(KEWA2:604)
(pt.)malt
s:molles(Grundr21:475)

(c)PIE*mail-(or*mila-?)isattestedinItalicandBaltic:





Lat.milio-
Li.milin-
Li.mlta-
Latv.milt-






(n.)Hirse,Rispenhirse(WH2:87,milium[sgNA])
(f.)HandgriffandderHandmhle(LiEtWb.453)
(1m.pl.)Mehl(LiEtWb.453,mltai[plN])
(vb.)zermahlen,prgeln(LiEtWb.403,miltt[inf.])

7.ThekeyissuesconcerningNeogr.*R(C)HCare:
(a)Afterthelossofthelaryngeal,theactualoutcomeofthesequencePIE*(C)Cin
Aryan languages is (C)/C, rebutting the idea that svarabhakti vowels developed
fromsyllabicsonants.
(b) In both Aryan and non-Aryan languages, the svarabhakti vowels traditionally
derived from Neogr. * are paralleled by at least two witnesses, and therefore are
showntobeoriginal.


283

3 .3.12

LiquidsPIE*l/andPIE*r/inSystemPIE

0.OnlytwoliquidswithconsonantalPIE*l*randvocalicPIE**allophonesareto
be reconstructed for the proto-language, with syllabicity being conditioned by the
environmentC/V.
1.ThecoreNeogrammariantheoryofthesyllabicliquidsPIE**holdstrue,butthe
vocalicallophonesareonlycontinuedinIndo-Iranian.Intheory,someimprovements
couldyetemerge,owingtothescatteredtracesofsyllabicliquidsinLaterAnatolian
andTocharian:
(a)Occasionaltracesofthesyllabicresonant//(writtenr)appearatthesurfacelevel
ofLaterAnatolian.Thus,forexample,thephoneme//isfoundintheenvironment
CCinLycian:
Lyc.prnawa- 
HLu.parnaua- 

(pr.)build(Pedersen1945:30,prnawati[3sg])
(vb.)serve(CHLu.1.1.58,(CRUX)pa+ra/i-na-wa/i-tu4)

Since the Lycian corpus  and, consequently, our knowledge of the language  is
relatively restricted, we cannot reconstruct PIE *pnouo- with certainty. In theory,
syncope (the loss of the counterpart of the vowel /a/ in HLu. parn-) could have
occurred,thusresultinginasecondarysyllabicinLycian.AslongasLaterAnatolian
hasnotbeenfullycomparedwithOldAnatolianandtherestofthegroup,itremains
possiblethatverificationofPIE*and*mayemergefromLaterAnatolian.
(b)Furthermore,sporadicremnantsofsyllabicliquidsalsoappearinTocharianina
few (but clearly attested) instances. Thus, for instance, a surface level // appears in
TocharianB(writtenClC),correspondingtoOInd.in:
 RV.c
kp- 
 TochB.klpor- 
 AV.kpt- 

(pfM.)sichwonachrichten(WbRV.318,c
kpr)
(sb.abstr.)obtaining(DTochB.171,klporsa)557
(pret.pt.)geordnet(EWA1:323-4,kpt-)

TheTocharianmaterialisadmittedlythin,butatleastintheoryexternalconfirmation
fortheIndo-Iraniansyllabicresonantscouldemergefromthisdirectioninthefuture.
2.Noexamplesfor PIE*and*areavailableinthenon-Aryanlanguages,because
the svarabhakti vowels traditionally attached to syllabic sonants are externally
paralleledandthusproventobegenuinebythecomparativemethod.


3.4 NasalsNeogr.*n*m
3.4.1 NasalsintheNeogrammariansystem
0.Schleicher(1861-62)alreadycorrectlyreconstructedthetwonasalsPaleogr.*n(=
PIE*n)andPaleogr.*m(=PIE*m)intheproto-language.

557

Adams(loc.cit.)explainstheformasaloan,butthesuffixisunmistakablyTocharian,andthereis
nosyllabicliquidTochB.aswouldbethecaseiftheformwerealoan.

284

1.In GrundrissBrugmannpresentedhistheoryofsyllabicnasals,consistingoftwo
seriesNeogr.*nnandNeogr.*mmthatcloselyresembleliquids.The
segmentalanalysisoftheitemswasassumedtobeidenticalwiththatofliquids:
 Neogr.*nR**TV;*R**TC;*mR**TV;*R**TC.
2. According to Brugmann, the nasals of the proto-language (written here for the
dentalnasal*nonly)werereflectedinIndo-Europeanasfollows:
Uridg. 
*n

*+C 
*n+V
*+C 

Ar.
n
a
an

Arm.
n
an
an
an

Gr.
@
4
4@
@

Alb.
n
e(i)
?
?

Ital.
n
en
en
en

Urir.
n
in
an
an

Germ. Balt.
n
n
un
in
un
in
un
in

Slav.
n

n
n

TheallegedoutcomesofNeogr.*n**m*areidenticalwithliquids,exceptfor
thetinydifferencesofsvarabhaktivowelsandthetreatmentofNeogr.**,which
assumedlylostthenasalandturnedintothesimplevowels/a/and/
/inIndo-Iranian
and,tosomeextent,Greek.558Thefollowingpreliminaryremarksconcerningthefour
typesofnasalsasitemsoftheinventoryshouldbenoted.
3.Thenon-syllabicconsonantalnasalsNeogr.*n(dental)andNeogr.*m(bilabial)
are attested in the antevocalic environment *nV, mV. The reconstruction of PIE *n
and PIE *m has not substantially changed, and the most relevant subsequent
development concerns Brugmanns (Grundr2 1:342) distinction between four places
ofarticulationforenvironments:
Die idg. Grundsprache hatte vier der Articulationsstelle nach verschiedene Nasale, den
labialen, m,dendentalen, n,denpalatalen ,unddenvelaren, .Diezweiletztenkamen
nurvorpalatalenundvorvelarenConsonantenvor[...].

The existence of conditions for Neogr. * (before palatals) and Neogr. * (before
velars)hasmorecommonlybeeninterpretedasindicatingtheallophonicstatusofthe
palatal(Neogr.*)andvelar(Neogr.*)articulations.Thisviewisnodoubtcorrect,
butneverthelesstheunderlyingproblemisnotwhollyresolvedwithallophones(for
reasonsthatwillbediscussedbelow).Thesurface-levellabialanddentalnasalsofthe
Indo-European languages can also be allophones in environments NK (velar), NP
(labial)andNT(dental),whereanoriginalPIE*norPIE*mcannotbeverifiedowing
totheassimilations:
 PIE*n/mKO*nK

PIE*n/mPOmP

PIE*n/mTOnT.

559

If Brugmanns allophonicreconstruction (*K) is mechanically replaced with a


structuralone(*nK,etc.),theoutcomesarenotnecessarycorrect.because PIE*mK,

558

Becausetheproblemsofthesyllabicliquidsapplytothenasalsandviceversa,allofthearguments
havenotbeenrepeatedhere.
559
 PIE *mT was only preserved in Lithuanian (Li. #itas, etc.), with the result that in practice the
entirecase*nTisambiguous.

285

etc. can also be correct from a comparative point of view. Though this possibility is
usuallynotmentionedinetymologicalcontexts,actuallyacoversymbol*Nshouldbe
usedthroughoutuntilandunlessPIE*morPIE*nhasbeenproven.560
4. In the year marking the appearance of Osthoffs syllabic liquids Neogr. * *,
Brugmann (1876a:285-338 & 1876b:363-406) assumed the existence of the syllabic
nasalsNeogr.**fortheproto-language(Szemernyi1996:46-48).Theseitemsare
now referred to as the short syllabic nasals in anteconsonantal position (i.e. in
environments Neogr. *C and *C).561 According to Brugmann, the syllabic nasals
were not preserved in any Indo-European language as such, and this statement is
generally true in the sense that no language possessed // or // in its phoneme
inventory.562 In order to find evidence for the PIE items, Brugmann assumed a
twofolddevelopment:
(a)InthemajorityoftheIndo-Europeanlanguages,thesyllabicnasalsdevelopedan
epenthetic(svarabhakti)vowel,whichassumedsyllabicityfromitsoriginalcarrier,the
vocalicnasal:
Die nderung bestand gewhnlich darin, dass eine Versptung des Eintritts der
spezifischen Mundstellung des Nasals deutlicheres Hervortreten des schwachen
unsilbischen Stimmgleitlautes bewirkte, der zu dieser Stellung fhrte. Der Gleitlaut zog
danndieFunktiondesSonantenansichundentwickeltesichzueinemStellungslaut.Z.B.
got.munda-ausuridg.mt-.(Brugmann,Grundr21:393)

For the Indo-European languages, the assumed svarabhakti vowels were mostly
identicalwiththoseoftherespectiveliquids.
(b) On the other hand, Brugmann (Grundr2 1:393) suggested that the
anteconsonantal syllabic nasals were lost in Indo-Arian and Greek, where the
outcomewasasvarabhaktivowel/a/only:563
Im Arischen und im Griechischen ging mit dem Erstarken des Gleitlautes der Nasal vor
allenConsonanten[]verloren,z.B.ai.mat-gr.[4tF-]?4FB-=got.munda-.

Historically speaking, the starting point of Brugmanns reconstruction was P


inis
internal reconstruction of the verbal paradigms of Sanskrit, displaying well-known
alternationsofbaseswithandwithoutanasal(likeRV.ga-:gam-gehenandRV.
ha- : han- schlagen). With the newly postulated proto-language and the sound
laws at his disposal, Brugmann (1876a:294) correctly asserted that (P
inis) early
ruleofnasallosswasimpossible:

560

 In practice, the reconstruction of the ambiguous nasal in C0-nNK-, C0-nNP- and C0-nNT-
depends on whether we are able to identify the respective roots C0-nN- without extensions K-, P-
andT-,revealingeitheradental(C0-nn-)oralabialC0-nm-nasal.

561

ThoughBrugmannisnowgenerallycreditedfortheintroductionofthesyllabicnasals,theideahad
occurredtoseveralauthorsbeforehim(seeSzemernyi1996:48,fn1withliterature).
562
SeeBrugmann(Grundr21:393):[DiekurzensonantischenNasale]sind[...]inkeineridg.Sprache
unvernderterhaltengeblieben.

Initsfullform,Brugmannssoundlawinvolvesamulti-phaseddevelopment:Neogr.*O an am


OanamO OIIr.a,Gr.4.

563

286

Est ist durchstehende Regel, dass nach thematischem a vor folgenden Consonant ein
Nasal niemals spurlos wegfllt, dass dagegen ein Nasal nach bindevokalischem a dann
schlechtwegverschwindet,wennseineSilbetieftonigist.

Ineffect,Brugmannskeyideawasthatthenasalwasnotlost,buthadturnedintoa
vowel,asindicatedbytheinternalreconstruction*C-:*Cam-and*C-:Can-of
thesyllabicnasalsfortheparadigmsinquestion.
(c)Brugmannsnasals(Neogr.**)havebeencriticizedbyBurrow(1949:22)for
being [...] reconstructed purely on the basis of theoretical reconsiderations. This
criticism is accurate, because having taken Paninis internal reconstruction as his
starting point, Brugmann implicitly assumed that the Sanskrit paradigms directly
continued those of the proto-language. Consequently, the syllabic nasals were
postulated based on structural and distributive evidence, which did not necessarily
preservethetruth.
(d)Mostimportantly,thesuccessfulreconstructionofthelaryngealPIE*(h2)isa
catalytic event that will revolutionize the reconstruction of the syllabic nasalsin the
future. The laryngeal, by definition, is an obstruent (C). Consequently, hundreds of
examples of *C and *Cof shape CC exist in reconstruction. This allows
definition of the real outcomes of the syllabic nasals  based on their measurable
reflexes in the cognates. Though the situation is not yet generally understood, the
phenomenon has already been recognized for word-initial position by Beekes
(1988:22),whoinhisarticlePIE.RHCinGreekandotherlanguagessuggests:
[]achangeindetailofoneofthewellestablishedlaws.Itconcernsthedevelopmentof
the long resonants, i.e. the sequences of vocalic resonant plus laryngeals when before
consonant(RHC).Onitsdevelopmentthereisageneralagreement.Whennotprecededby
a vowel the resonant in this sequence is now automatically indicated as syllabic (CHC).
Withintheframeworkofthelaryngealtheoryithasnotbeenobserved,asfarasIknown
[sic] that this sequence gives a different development in word initial position, at least in
some languages. It seems that here the laryngeal [RC]was vocalized rather than the
resonant.

Beekes concludes his article by claiming that a vocalization, basically a nonphonemicvowel e,accompaniedthelaryngealin*He eH,thuscreatingenvironments
for the different vocalizations discussed (in a nutshell, HC = HeC and RHC =
ReC).RegardingBeekessimportantarticle,thefollowingissuescanbehighlighted:
1.Beekessvocalizatione(orpropvowel)isnothingbuttheschwasecundum
theanaptyctic/epentheticvowelofO#tir(1913),Kuryowicz(1935:29&fn2,55f.)and
Sturtevant (1941:184)  which functionally corresponds to PIE *a (R Neogr. *T) in
SystemPIE.564
2.Beekesskeyobservation,thatthedataprovesthatthesequence[RHC]gives
a different development than HC (traditionally assumed for long syllabic

564

ForBeekesshighlytentativedistributionbetween eHandHe,see1988:44:InthecaseofCmHCit
isbesttowriteCmeHCasthefirstphoneticdevelopment.FormHC-,wheremeHCisclearlynotwhat
happened,onemightassumemHeC-.Ofcoursewewouldliketofindasetofruleswhichdetermine
wherethispropvoweldeveloped.Itisclearthattherulesarelanguage-specific.

287

resonants), is correct in the sense that the syllabic resonants indeed result in
consonantswithoutsvarabhaktivowels.However,thedevelopmentisnotrestrictedto
word-initial position, but applies to the sequence CHC as well. This is hardly
surprising, since the Neogrammarian theory was formulated without the laryngeal
andthereforenomeasurablesequencesCC(RCH,HC)wereavailable.
3.InordertodemonstratethatBeekesiscorrectinhispositingoftheexistence
of a different development for syllabic resonants, I quote a root with PIE *a
(equalingBeekess*eh2)withthelaryngealconfirmedbyVedichiatusand PIE*aby
thea-vocalism,inexamplessuchas:
PIEnau-Schiff,Boot(P.755-756)

 

PIE*nau-

 RV.nv-
 Hom.@:-
 Lat.n
ui-
 





PIE*neau-

 RV.nu-

 Gr.@4-

 LAv.nav
za-
 

(f.)Schiff,Boot(WbRV.756,nvam[sgA])
(.)Schiff(GEW2:292-3,Hom.@:D,Do.@4D)
(f.)Schiff(WH2:148f.)

(f.)Schiff,Boot(KEWA2:181,ns[sgN])565
(.)Schiff(Gr.@4D[sgN])
(m.)Schiffer (AIWb.1047)

PIE*nau-

 OInd.nu-

(n.)aship(MonWil.567)566

Thestrikingfeatureisthezero-grade PIE*nau-,whichfirstlosttheunaccented PIE


*a, resulting in a syllabic nasal, but then developed into a consonant (OInd. nu-)
ratherthanavowel:
 PIE*nau-

O

*u- 

O

OInd.nu-.

Inotherwords,theoutcomeofthesyllabicnasalwas*OOInd.n(),notOInd.

(as assumed by Brugmann). This outcome,as pointed out already by Beekes
(1988:33),isgeneral.567Thisistosay,itholdstrueforallresonants(PIE*)inall
languages.FornasalPIE*wehaveasimpledevelopment:
 PIE*

O

OInd.n,Av.n,Gr.@,Lat.n,etc.

AsimilarsituationappearswiththelabialnasalPIE*,forinstance,in:
 PIE*mus-(Omus-)
 PIE*maus-(Ous-)




RV.ms-(m.)Maus(WbRV.1054)
RV.mu(inf.)rauben(WbRV.1051)


565

Forthetwo-syllabicscansionCVVC(RV.5.59.2.),seeSzemernyi(1956:185ff.).

566

Fortheform,seeWackernagel(AiGr.3:218).

567

 See Beekes (1988:33): I came upon the matter on the basis of Greek, but it seems that other
languageshavethesamedifference.

288

4. Beekess strategy of explaining the difference between the real and
conventional outcomes of long syllabic resonants with RHe and ReH falls apart,
because it can be demonstrated that the outcomes of both are consonantal, not
vocalic. This is caused by the fact that Beekess RHe = PIE Ra also yielded a
consonantwithoutasvarabhaktivowel:
PIE*mea-Mond

 

PIE*mean-

 OEng.mn- 
 Li.mna-

 Go.mena(n)- 
 

PIE*meas-

 RV.ms-

 LAv.bim
hya-
 Arm.mahik 
 





(.)moon(ASaxD.696)
(m.)Monat,Mond(LiEtWb.435,mnas[sgN])
(m.)E8>~@::moon(GoEtD.251)

(m.)Mond,Monat(WbRV.1036)
(a.)zweiMonatedauernd(AIWb.965)
(sb.)Mondsichel(ArmGr.1:191)

PIE*meau-

El.?8-

OIcl.m%lin- 
OIcl.mlin- 
OIcl.mundilfari-

(.)Mond(LSJ.1093-94)
(m.)Mond(ANEtWb.395)
(m.)NamedesMondes(ANEtWb.397)
(PNm.)N.frdenVaterdesMondes(ANEtWb.395)

OIcl.m%lin= PIE*ul-containsanexampleof PIE*C(in*-),yieldingOIcl.


m (not um, the assumed Neogrammarian outcome). Thus, the distinction between
Rhe and ReH made by Beekes is not sufficient: OInd. mu- rauben lacks a
svarabhaktivowellikeOIcl.m%lin-andallexamplesbelongingtothistype.
5. No mention is made in Beekess article of the true scope of the situation. A
consonantRresultsfromasyllabicresonantinC1C2whenC2isnot PIE*,asseen
inexamplessuchas:
PIE*aen-*aon-erreichen,(zu)Teilwerden,usw.






RV.
n!- 
gAv.fr s-

OIr.ro
nacc-
RV.!a-


(pf.)inBesitzbekommen(WbRV.135,
n!a[3sg])
(ao.)zuteilwerden(AIWb.360,fr #t
[3sg])
(pf.)erreichen(P.317,ro
naic[3sg])
(m.)Anteil,Erbteil,Partei(WbRV.1)

TherespectivezerogradecontainstheconsonantaloutcomeofasyllabicnasalinPIE
*an-Teil:
 RV.pari!- 
(m.)Anteil,Zugeteiltes(WbRV.78).
Thefullderivationoftheformis:
 PIE*an- O*-

O* -

ORV.!-.

Inanidenticalmanner,thesyllabicnasalsdevelopintorespectiveconsonantswithout
svarabhaktivowelsaccordingtotheschemata:

289

 PIE*C1C2

O

IEC1NC2

(withC1orC2=PIE*).

Duetotheregularityofsoundchange,twooutcomesarenotallowedforanidentical
prototype.Usingtheupgradedrulerestorestheconsistencyinreconstruction,andit
is therefore opted for in System PIE and the PIE Lexicon. This results in a
considerable simplification of the reconstruction, because the svarabhakti vowels
OInd. a R Gr. 4 etc. represent original vowels Neogr. *a R PIE *ea/ae, thus
removinganyambiguity.
5.SoonafterthepostulationofNeogr.*(C)Cand*(C)C,itturnedoutthatthe
svarabhakti vowels also appear in antevocalic position. Brugmann and Osthoff
postulatedNeogr.*nand*m(now LT*(C)HVand*(C)HV),butnotwithout
somehesitation:
Wie bei den Krzen, erscheint einzelsprachlich die consonantische Nasalis und Liquida
baldvorbaldhinterdemVokal[...]Woraufberuhtdies?(Brugmann,Grundr21:417)

Brugmanns doubts are understandable, because the conditioning of syllabicity by a
consonantalenvironment,theverycoreofthetheory,waslostwiththepostulationof
Neogr.*(C)Vand*(C)V.
(a)AtheoreticalimprovementwasmadebySaussure,whoreplacedtheschwawith
coefficient *A, subsequently interpreted as a laryngeal *H, such that a syllabic
environment(CRHV)wasrestored(atleastonpaper).
(b) Despite the improvement in the theoretical outlook of the problem, the
consonantal outcomes of RH(V)- are not restricted in word-initial position (see
Beekes1988:22)butgenerallyholdtrueforCRH(V)-.Followingthereconstruction
of the laryngeal, the sequence CNHV is now present, for instance, in examples of
Sievers-Edgertons Law for nasals where the actual developments of the cognates
allow us to infer the outcome of syllabic nasals directly based on the data. As an
exampleofthis,wecanobservetheroot PIE*nea-(Neogr.*n-)wissen(P.376378).
Forthisroot,thelaryngealisimpliedbyVedichiatus:
RV.taj-

(a.)dasGesetzkennend(WbRV.285,tajas[plN]).

The stem with confirmed Neogr. *a appears in the extension PIE *neadh- with
Celtica-vocalismin:
 OIr.ingnad- 
 TochA.
knats-

(a.)strange,wonderful,unusual,etc.(DIL.406)
(a.)unwissend(Poucha16)

PIE*na-,therootwithNeogr.*
(Li.o=Lat.
),ispreservedin:

 Li.ne(n- 
(vb.)nichtwissen(LiEtWb.1310,ne(nti[inf.])
 Lat.gn
ro- 
(a.)havingknowledge;known(OxLatD.768)
 TochB.akn
tsae- (sb.)ignorance(DTochB.3)

290

In the zero grade, the laryngeal stands before the vowel (PIE *naY+V),568 withthe
effectthattheregulardevelopmentofthesequenceCNVhasbeenpreservedin:
RV.jaj- 

(pf.)erkennen,wahrnehmen(WbRV.501,jajs).

Inotherwords,thefollowingphasestookplace:
PIE*naV-




PIE*CNaV-

O
O

PIIr.*V O
PIIr.*CV O

RV.jV,etc.
IE.CNV,etc.

Thesyllabicnasalwasdesyllabicized,yieldingaconsonantalNwithoutsvarabhakti
vowel, exactly as with the corresponding liquids.569 As it has been understood from
the beginning that the traditional theory produces ghost forms instead of attested
ones,itshouldbecorrectedintermsofthisdetail.570
6.ThelongsyllabicnasalsNeogr.*and*beforetheconsonantwerepostulated
byBrugmann,whowasfeelinglessconfidentabouttheirreconstruction,however.571
(a) In the laryngeal theory, the long syllabic nasals were analyzed as standing for
Neogr. * Rdf T Rdf A Rdf LT H (see Saussure, Mm. 269-75), but due to the
abstract nature of the theory the evidence has always been in doubt. A proof for
Neogr.*RdfTinthecorrespondencesinquestionwasneverpresented.
(b)AsfortherealdevelopmentofCC,theexpectedoutcomeisidenticalwiththat
of CV for natural reasons: both CC and CV are of simpler shape C R
C1C2independentlyofthephonemefollowingC2;accordingly,anidenticaloutcome
is expected. Since no sequences C1C2 were preserved in the early material, the
traditional (vocalic) interpretation is understandable. However, as with PIE liquids,
therearescatteredremainsinTocharianandinLaterAnatolianwithaconsonantal
outcomeofthesyllabicnasal,whichcanbeexemplifiedwiththeroot
PIE*na-(er)kennen,wissen(P.376-8)

 

PIE*na-

 Li.ne(n- 
(vb.)nichtwissen(LiEtWb.1310,ne(nti)
 Lat.gn
ro- 
(a.)havingknowledge;known(OxLatD.786)
 TochB.akn
tsae- (sb.)ignorance(DTochB.3)
 

PIE*nea-

 RV.taj- 
 TochA.
knats-

(a.)dasheiligeGesetzkennend(WbRV.285)
(a.)unwissend(Poucha16)


568

Forthevalue*RPIE*Y,basedonthevoicedplosivePIE*,seeChapter4.

569

 As with the liquids, the outcomes of syllabic nasal CNV were erroneously postulated by the
Neogrammariansandthelaryngealists(LTCHV)followingthem.
570
 See already Saussure (Mm. 217 = Rec. 253), who pointed out that prototypes such as *AV
should produce Gr. 64@:-, etc. Instead of metathesis or syncope (see Anttila 1972:5-6), the
explanationofvocalismshouldbesoughtfromtheirPIEorigin.

InBrugmannswords(Grundr21:417):Dassdieidg.UrspracheanteconsonantischundimAuslaut
lange silbische Nasale besessen habe, halte ich nicht fr so sicher, wie dass sie kurze hatte, aber
immerhinfrwahrscheinlich.
571

291

 

PIE*na-

 RV.jaj-

(pf.)erkennen,wahrnehmen(WbRV.501,jajs)
 TochA.
kntsune (sb.)ignorantia,inscientia(DTochB.16)
Inzerograde,onecanreadilyverifythatfollowingthelossofunaccented PIE*athe
prototype PIE *na- resulted in a nasal, both before a vowel V (RV. jajs) and
before an obstruent C (TochA.
kntsune). Thus the development of the
reconstructioncanonlybe:
 PIE*Cna,*Cna

O*C

OTochA.Cn,RV.Cn.

The general absence of the attested shapes CnC may have been caused by a
phonological restriction, according to which such shapes were dropped in usage (or
wereneverformedinthefirstplace?).
(c)Asthesyllabicnasalsresultinrespectiveconsonantswithoutyieldingsvarabhakti
vowels, the latter can no longer be explained by traditional means. This does not,
however, constitute a major reconstructive problem, since the vowels are externally
confirmedatleasttwowitnesses,andthereforerepresentoriginalPIEitems.


3 .4.2 PIE*n(consonantaldental)
0.ThedentalnasalNeogr.*n(PIE*n)hasbeenpreservedinthecognatesassuch,
andonlyafewminorissuesdeserveattention.
1.Brugmanns(Grundr21:344-8)examplesofNeogr.*ninclude:
(a)Neogr.*neo-s,*neo-sneu(Grundr21:344):ai.nva-s,arm.nor(miteinem
r-Suffixerweitert),gr.@}B-D,lat.nouo-s,air.n%e,got.niuju-s,lit.na$ja-s,aksl.nov&.
(b)Neogr.*seno-salt(Grundr21:344):ai.sna-s,arm.hin,gr.e@:(Tagvordem
Neumond),lat.senex,air.sen,got.Superl.sinista,lit.sna-s.
(c) Neogr. *sneih- schneien(Grundr2 1:345): av. sna(
- es soll schneien, gr.
@8H8< es schneit, hom. \6|-@@<HBD sehr beschneit, lat. ninguit nix, mir. snechta
Schnee,got.snaiw-sSchnee,lit.sniga-saksl.sng&Schnee.
2. PIE*nhasbeenpreservedinTocharianwithvelarandpalatalallophones.Thisis
provenbycorrespondenceslike:





Gr.@}()B- 
TochA.u 
TochB.naw
ke
Poln.nowak- 

(a.)neu,jung,usw.(GEW2:306,LinB.ne-wo)
(a.)novus(Poucha111,u[sgN])
(m.sg.)novice(DTochB.331,naw
ke)
(m.)Neuling(LiEtWb.488)

No nasal loss has taken place in Tocharian. Conversely, when there is no nasal in
dialectsAandB,thenasalwasabsentalreadyintheproto-language.
3.PIE*nwasalsopreservedinOldAnatolian,asrevealedby:
 i.neua-

(a.)frisch,neu(HEG2:320,ne-e-ua-an).

292

On the contrary, when Old Anatolian has no nasal, it is also absent in the protolanguage (i.e. no nasal loss has taken place). Note, however, the following minor
exceptions:
(a) PIE*nisnotwritteninconsonantclusters,whichwereimpossibletorepresentin
theOldAnatoliansyllabicscript.Thus,forexample,thepluralofthestem
 i.ning-

(vb1A.)sichsatttrinken,sichbetrinken(HEG2:331f.)

iswritteni.ni-in-kn-zi[3pl]withnasalvisibleafteravowel,butitssingulari.niik-zi [3sg]lacks the nasal after a consonant. In such cases, the nasal was not
historically lost (or assimilated), but left unmarked due to the restrictions of the
cuneiform orthography.572 In such instances, the internal reconstruction of *n/m is
allowed,until/unlessprovenotherwisebycomparison.
(b) In Hieroglyphic Luwian script, the inherited nasals were omitted (or, less likely
thecase,lost)beforeconsonants,asinOldPersian(Kent1953:17-18).Consequently,
the reconstruction of the now absent nasals in Hieroglyphic Luwian depends on
comparison.
4. A nasal infix PIE *n573 has been identified in multiple roots. To quote just one
example,theinfixlessrootform PIE*lik-lassen,usw.(RV.ric-)isaccompaniedby
an infixedone in athematic PIE *linek- (RV. riak-) and in thematic PIE *linko-
(Lat.linquo-)variants.Etymologicallythenasalinfixmorphemeisconnectedwiththe
conjunction PIE*nu-now(RV.n,etc.),whichispreservedinthesentenceparticle
i. n(a)- now (PIE *n(o)- now). Regarding the analysis of the formation, two
dominanttheoriesexist:
(a)Accordingtotheinfixtheory,anasalmorphemewasinsertedwithintheroot.This
viewassumesaprocessofinfixationandderivesthenasalformsfromthebasicroots
withthisauxiliary(e.g.*lik-*li(ne)k-,*li(n)k-).574
(b) According to Persson, the scholar who has gone into Indo-European root
formation in the most depth, the nasal infix forms consist of sequences of suffixed
morphemes.575Thus,Perssonssegmentationresultsinmultiplemorphemeslike*li
k- *linek- and *link-, where the root li- is optionally attached with a  nasal
suffixfollowedbythedeterminativek-.AlreadyPerssonwasabletoproveseveral
segmentationsbydemonstratingthealternationofdeterminativesoftheroots,576and
the material now at our disposal confirms Perssons observations. Indeed, several

572

OntheHittitenasalreduction,seealreadyKronasser(1956:71f.).

573

Forhisviewonnasalinfix,seeBrugmann(Grundr21:452-3).Forliterature,seeAnttila(1969:3839).Forawidearrayofexamples,seethemonographsofKuiper1937,Puhvel1960andStrunk(1967
&1973/4).

574
Onthenasalinfixinthecontextoftypology,seeBybee(1985:97):Infixationwasnotfoundtobean
inflectional process in any of the languages examined, while it was mentioned occasionally as a
derivationalprocess.

 Note Anttilas (1969:38) summary: Persson (WW 991) expresses himself against the general
agreementthatthenasalformsaresecondaryandcutsoutasequenceofsuffixes: spr-e-n-gh-, wr-e-ngh-(cf.Persson589,959).

575

576

SeePerssons(1912:503fn1)owndiscussionon*leikand*leip(lei-).

293

rootspredictedbyPerssonsmethodologyarenowactuallyattested.Forexample,the
unextendedrootimpliedbytheextensions PIE*lik-,*link-,*lip-isnowattested
in:
PIEli-lassen,lsen,frei(mach)en,usw.(*li-*lei-*loi-,HEG2:1ff.)

 i.lai-

(vb1.)lsen,freimachen(HHand.89,la-a-iz-zi[3sg])

Comparatively speaking, Perssons segmentation is methodically superior because it


predicts the segmentation, hence the shortest forms of historical roots, and thus
reveals the maximal portion of the PIE root structure, implying that historically the
nasalinfixformationsarenotrootsproper,butcompounds.577


3 .4.3 Neogr.*(anteconsonantalsyllabicdental)
0.Neogr.*,originallypostulatedbyBrugmannin1876,isthesyllabiccounterpart
of Neogr. *n in the consonantal environment *(C)C. Though syllabic nasal PIE *
doubtlessly existed in the proto-language, the traditional view of its reflexes in the
cognatesisnolongersupportedbythecomparativemethod.
1. According to Brugmann (Grundr2 1:395), the developments of Neogr. * in the
daughterlanguageswereasfollows:
Uridg. 
*+C 

Ar.
a

Arm. Gr.
an
4

Alb.
e(i)

Ital.
en

Urir. Germ. Balt. Slav.


in
un
in


2.BecausethegeneralproblemsoftheNeogrammarianreconstructionhavealready
beendiscussed,Ionlyreferheretothemostcriticalpoints:
(a)ThereconstructionofthelaryngealPIE*resultsinnumerousexamplesofPIE*
inenvironments PIE*C*(C)C*(C)Vthatdonotproducesvarabhaktivowels
inthenon-AryangrouporIndo-Iraniana(=Gr.4).Instead PIE *turnsintosimple
PIE*nafterthelossofPIE*.
(b) While PIE * fails to produce the svarabhakti vowels, the latter can be
comparatively verified as original by two witnesses. Hence, despite the fact that
syllabicnasalsexist,theyhavenotcausedthesvarabhaktivowels.
BothphenomenaarevisibleinBrugmannsexamplesofNeogr.*:
3.Brugmann(Grundr21:394,401)comparedGr.@}B?4<:OInd.sta-mAv.astT-m
Heimataus*s-to-mW.nes-(IIS.216).
(a)PIE*nes-*nos-,the*e/o-graderoot,isconfirmedbeyonddoubt:





Gr.@}(h)B-
Go.ganasja-
Gr.@EFB-
Gr.@}EFKC-






(pr.)glcklichgelangen,zurckkehren(GEW2:304-6)
(vb.)heal,save(GoEtD.263,ganasjan[inf.])
(m.)Rck-,Heimkehr,Fahrt,Ertrag(GEW2:305)
(Im.)der(glcklichwohin)gelangt(GEW2:305) 


577

 Naturally, the number of theroots allowing Perssons segmentation is well documented in the
traditionalmaterial(cf.OInd.yu,yuj,yuj,yunaj,etc.).

294

(b) The structurally assumed zero-grade Neogr. *sto- in RV. sta- (n.) Heimat,
Heimatsttte (adv.) heim(wrts)(WbRV. 157-8) is, however, unparalleled. In
addition,analternativeetymologyispossible,becausethemeaningHeimatappears
inaderivateoftherootsta-stehen(P.1004-1010):
 RV.giristha-

(a.)aufBergenseineHeimathabend(WbRV.401).

ThuswecanreconstructPIE*esto-(orPIE*osto-?)forIndo-Iranian.
4.Brugmann(Grundr21:394,405)comparedOInd.asm-:Lesb.^??8DGr.g?D
Go.unsnebenOInd.ns(IIS.803f.),derivingthesefromNeogr.*s-*nes-*nos-.
Againstthisanalysis,threeidentitiesareconfirmedbyexternalcomparison:
(a)Theroot*n(e/o)-weisattestedinpluralslike:
 RV.nas
 Lat.ns
 i.na#





(plNAD.)uns,wir(WbRV.165)
(plNA.)wir;uns(WH2:175-6)
(encl.pron.1pl.)(to)us,our(CHDLN:396f,na-a#)

Thepluralsarerelatedtotherespectiveduals(Gr.@,RV.n
u)andsingularsin:
 TochB.i

 TochA.n 

(pron.1sg.sgG.)my(DTochB.265)
(pron.1sg.m.)ego(Poucha148-9)578

(b)Theroot PIE*u-1stpersonformedsingularssuchasCLu.ui[1sg.]andTochB.
u [1sg] with a corresponding dual in TochB. wene we both (DTochB. 265). A spluralis attested in TochA. was ns(Poucha 289-90) and a n-plural in i. ueni
[1pl], i. uani [1pl] and CLu. uni [1pl]. The pronouns Go. uns (1pl.pr.pronAD.)
uns,unser(GoEtD.378),OIcl.ossid,etc.withPIE*uns-belongtothisformation.
(c)OIr.arn-our(P.758)N PIE*aesr-m[plG]containsaroot PIE*aes-we,
whichmatchesOInd.asm-:Lesb.^??8D:Gr.g?DfromPIE*aesm-.TherootPIE
*aes-we,inturn,isanoriginalnominativepluralin*esoftherootmeaningI(cf.
HLu.a[1sg],i.i[1sg],etc.).
5.Brugmann(Grundr21:398)reconstructedNeogr.*mt-sPart.,*mti-sF.von
W. men- denken, sinnen : ai. mat-s mat-, gr. 4tF?4FBD freiwillig
(selbsgedacht), lat. com-mentu-s mns menti, air. der-met N. das Vergessen ermitiuhonor,got.munda-ga-mundi-,lit.mita-sat-mint-saksl.pa-mt..Tothese
Brugmann(Grundr21:398)added*m-tai3.Sg.Med.vonW.men-:gr.?4@8F4<
aus *?4@8-F4< er ist verzckt, rast, air. do muiniur ich meine, glaube, aksl. mnjV
ichdenke;nichtganzsicherist,obauchai.mnya-termeinthierhergehrt(IIS.
1061).
Thecomparativemethodimpliesseveralexternallyconfirmedrootforms:
(a)PIEm-beachten,themonoliteralroot,isnowattestedinthereduplication
PIE*mimo-beachten,usw.:

578

 According to Adams (DTochB. 265), The formation of the first person singular pronoun in
Tocharianisasthornyathicketofmorphologyandphonologyasonecanfindthere.Theproblemis
causedbyafalsecomparisonoftheTocharianpronounn-,the-pronounwiththepronounPIE*m-
(OInd.mma),insteadofthepropercognatesbeginningwithPIE*n-(Lat.ns,etc.).

295

 CLu.mima- 
 i.taru+mima-
 i.mimami- 

(vb.)beachten(?)(HHand.106)
(mc.)(grandcuyer)(NOMS.1260,tar-u-mi-ma)
(a.)heldinregard(HEDM-160,HEG2:212)

(b) PIE ma- id, the laryngeal extension of PIE m-, appears in the feminine PIE
*ma-andderivatesinPIE*mea(.)-:
PIE*ma-
 
 OInd.m
-

 LAv.vm
- 

 

PIE*mea-

 RV.ma-
 Gr.?}?4-
 




(ao.)gedenken(WbRV.992,mata[3sg])
(pf.)imSinnehaben,gedenken(GEW2:206)

PIE*mean-

 RV.man-
 Gr.?4@o-
 

(f.)knowledge(MonWil.771,Lex.m
[sgN])
(a.)besorgend(AIWb.1450)




(f.)Eifersucht,Zorn(WbRV.996)
(prM.)rasen,toben,vonSinnensein(GEW2:160)

PIE*meat-

 Gr.4tF?4FB-

(a.)freiwillig:selbsgedacht(Grundr21:398)579

(c)PIE*men-*mon-,thenasalextensionofPIE*me-mo-,includesitemssuchas:






i.men-
Go.man-
Li.mna-
CLu.manaa-
gAv.mainya-







(c.)Gesicht,Wange(HEG2:196,me-nu-u#-#a[plA])
(pf.pr.)meinen,glauben(GoEtD.260,man[1sg])
(m.)Gedchtnis,Verstndnis(LiEtWb.435)
(vb.)schauen(?)(DLL.67-8,ma-na-a-ti[3sg])
(prM.)wissenwollen,bedenken(AIWb.1122)

(d) PIE *min- denken, usw.(P. 714, *mein- *moin-) is confirmed by several
branches,including:







AVP.men-
Li.mi-
OIr.man
OCS.mni-
OSax.mnia-
Li.mint-








(pf.)denken(EWA2:305,men)
(vb.)sicherinnern,gedenken,usw.(LiEtWb.455)
(n.)dsir,objetdedsir(LEIAM-47)
(vb.)meinen,glauben,gedenken(Sadnik506mniti)
(vb.)meinen,denken,sagen,erklren(ASaxD.659)
(4.)Gedanke,Einfall,Idee(LiEtWb.455)

(e) PIE *mun- denken, usw. is implied by the comparative method and based on
severalwitnesses:
 OEng.muna- 
 OIcl.muna- 
 RV.mni- 

(vb.)remember,bemindfulof,think(ASaxD.700)
(vb.)gedenken,sicherinnern(ANEtWb.395)
(m.)einBegeisterter,Verzckter(WbRV.1050)


579

 Based on the correct meaning of Gr. 4tF?4FB- (a.) aus eigenem Antrieb, aus sich selbst
handelnd(GEW1:191),theitemdoesnotbelongtotheroot.

296






OEng.mynia- 
OIr.do()muini-
RV.muneya-
OstLi.muntu-

(vb.)haveastheobjectofdesire,intend(ASaxD.704)
(vb.)ichmeine,glaube(LEIAM-35,muinithir)
(n.)derZustandeinesM,Verzckung(WbRV.1065)
(a.)verstndig,geschickt,tauglich(LiEtWb.409)

(f) PIE *met- *mot-, the dental extension of the stem PIE *me/o-, is implied by the
identities:
 

PIE*met /o-

 Li.metelinga-
 LAv.mata- 
 RV.matv
nt-
 

PIE*moti-

 RV.mat-

 gAv.tarmaiti-
 Alb.msoj- 
 

PIE*metu-

(pt.)gedacht,usw.
(f.)Kenn-,Erkundungszeichen(LiEtWb.446)580
(pt.)gedacht(AIWb.1122)
(a.)dasGedachteverfolgend,achtsam(WbRV.974)
(f.)Andacht,usw.
(f.)Andacht,Absicht,Sinn,Geist(WbRV.974)
(f.)widerstrebendesDenken,Trotz(AIWb.641)
(pr.)toteach,totrain(AlbEtD.262,PAlb.*matj
ja-)
(f.)Gedank,usw.

 Lat.met%-

(f.)Besorgnis,Furcht(WH2:83)
 OGaul.monimetu- (n.)monument(ACSS.2:624,monimetu[sgNA])
 RV.mattha-
(m.)derWeise(derPriester)(WbRV.975)
The three formations PIE *meto- *moti- *metu- are externally confirmed not to
containasyllabicnasal.
6.Brugmann(Grundr21:398)reconstructedNeogr.*-pod-fusslos:ai.-pad-apd- gr. ^-BGD for the attested vowel RV. a = Gr. 4 Neogr. *a. The extended
material satisfies multiple criteria for the absence of the syllabic nasal, thereby
challengingthetraditionalreconstruction:
(a) In Tocharian A, the prefix also appears without nasal TochA. a R TochB. a,
makinganasalintheproto-languageimpossible.Someexamplesofthisare:





RV.deva- 
TochB.at
katte-
TochA.asint
RV.asinv- 

(a.)nichtgttlich,gottlos(WbRV.37-8)
(a.)unfounded,untrue(DTochB.9)
(adv.)insatiabiliter(Poucha13,asint)
(a.)unersttlich(WbRV.154,asinvmvavrm)

(b) The negative prefix RV. a nicht, ohne, -los(cf. RV. deva-) stands in
quantitative ablaut with RV.
 nicht, ohne, -los (RV. deva-). It appears, for
instance,in:
 RV.deva- 
 RV.sat-


(a.)gottlos(WbRV.177)
(a.)nichtseined,unwahr,unheilsam(WbRV.153)581


580

 For the segment Li. linga- Zeichen, see the hitherto problematic OInd. liga- (n.) Merkmal,
Kennzeichnen (KEWA 3:101) and LAv. haptiringa- (a.) mit sieben Merkmalen
(Gestirnbezeichung)(AIWb.1767),thusreflectingPIE*l(vs.PIE*r).

297







RV.artana-
TochA.
kn
ts-
TochB.


OHG.uohaldi
OHG.uozurne-

(a.)Miserntenbringend(WbRV.185)
(a.)foolish,stupid(sb.)fool(DTochB.3)
(vb.pref.)away,down(DTochB.35)
(.)precipice:down-slope(DTochB.35)
(vb.)disdain(DTochB.35,uozurnen[inf.])

(c)The*o-gradevariantoftheprefixisapparentlyattestedinLatin:
 Lat.opico- 
 Lat.opiter- 

(a.)un-gebildet(cf.Lat.pictur
,WH2:211)

(a.)cuiuspateravvivmortuusest(WH2:213)

Fromanexternalpointofview,thenegationprefixPIE*ae/o-*a/-un-,not-,etc.
lacksanasalthroughout,anditistobedifferentiatedfromtheprefix PIE*ne-*no-
*n-no,etc.despitetheidenticalmeaning.
7. Brugmann (Grundr2 1:398, 401) reconstructed: *h--ti 3. Sg. Act von W.
*hen-:ai.hany-terwirdgeschlagen,aksl.(njVichschneideab,ernte(a.O.).
[] Av. Wanynte sie sollen getroffen werden [], (Grundr2 1:498): *ht-s
geschlagen(ai.hat-s)zuhn-ti.,(Grundr21:405):Gr.H4F-Dgettet:ai.hat-s,
W. hen- schlagen. and (Grundr2 1:416): Lit. giti (Vieh) treiben ap-ginti-s
Vertheidigung gi gia-s Streit gikla-s Waffe, aksl. (ti hauen, mhen : ai.
hati- Schlag haty
 Ttung, gr. H4F-D gettet, as. g%ea Kampf (urgerm.
*gun). W. hen- [...] aksl. (injV ich schneide ab, ernte : ai. hanya-t er wird
geschlagen[].
AgainstBrugmannsNeogr.*hen-*h-,severalrootsareconfirmed:
(a)Neogr.*he-schlagen,therootwithoutthenasal,isimpliedbythecomparative
methodowingtotheperfectmatchbetweenHittiteandIndo-Iranian:





i.gue-
RV.ha-
gAv.Wa-
OPers.ja-






(vb.)(er)schlagen,tten(HEG1:604-5,ku-e-mi/-#i)
(pr.)(er)schlagen,tten(WbRV.1642,haths,hats)
(vb.)schlagen,tten (AIWb.603,Waidy
i[inf.])
(pr.)strike,smite,defeat(OldP.185,jadiy[2sg])

The Hittite e = PIE *e is confirmed by the second palatalization in Indo-Iranian,
provingtheabsenceofthenasal.
(b)Neogr.*ho-schlagenwithPIE*oisattestedin:

 HLu.gua-

 OIc.hVggva- 
 OInd.p
igha-
OInd.r
jagha-

(vb.)schlagen(CHLu.6.5.3,CORNU(-)ku-wa/i-ha)
(vb.)tohew,beat(ANEtWb.226)
(m.)strikingwiththehand(MonWil.615)
(m.)slayerofkings(MonWil.873)

Thusadeep-levelnasaldidnotoriginallybelongtoallbasesoftheroot.
(c)PIEha-,theaboverootwithalaryngealextension,isattestedin:

581

 The alternation is independent of laryngeals and unconditioned (cf. RV. deva- (a.) nicht
gttlich, gottlos, den Gttern feindlich, WbRV. 37-8 and RV. sat- (a.) nicht seined, unwahr,
unheilsam,WbRV.153withoutaroot-initiallaryngeal).

298

 

PIE*ha-

 OInd.gh
- 
 Gr.\BH4- 
 Gr.}H4-

 

PIE*halt-

 AV.
gh
- 
 TochA.k
ltak-
 RV.
gh
- 
 






(f.)astroke(MonWil.375)
(ao.M.)die(GEW1:657,Hes.\}H4FB)\};4@8@)
(pf.P.)die(GEW1:657,}H4F4<[3sg])

(m.)Zimbel(EWA1:159,FORTUNATOVII)
(sb.)n.cuiusdaminstrumentimusici(Poucha61)
(c.)CymbelnoderKlappern(WbRV.172)

PIE*hat-(=PGr.*H4F-:HF)

Gr.\C:H4FB-
OInd.jghata-
OInd.gh
ta- 
YV.gogh
t-
Gr.}H:EB- 

(pt.)imKampfgettet(GEW1:657,\C:H4FBD)
(cs.ao.)causetobeslain,puttodeath(MonWil.1287)
(a.)ttend(m.)Schlag,Vernichtung(MonWil.377)
(m.)Kuh-tter(EWA2:800)
(pf.fut.)tten(GEW1:657,8H:E8F4<)582

(d) PIE *hin- schlagen with common Indo-European *i is confirmed by several
witnessesin:







OCS.(n-
Br.hina-
Li.gina-
Arm.Wne-
Li.gikla-
RV.hs-








(vb.)schneiden,ernten(Sadnik214,(ti[inf.])
(prA.)verletzen,schdigen(KEWA3:595,ahinat)
(pr.)wehren,verteidigen(LiEtWb.152,gin[1sg])
(vb.)schlagen(GEW1:657,PArm.*Wine/o-)
(m.)Waffe(LiEtWb.152,giklas[sgN])
(pr.)verletzen,beleidigen(WbRV.1665,hsanti)

(e)PIE*hen-schlagen,tten(HEG1:604-606),thenasalextensionoftherootPIE
*he-(i.gue-,RV.h-),appearsin:
 

PIE*hen-

 i.guen-
 RV.hn-
 






(vb.)(er)schlagen,tten(HHand.81,ku-en-zi[3sg])
(pr.)(er)schlagen,tten(WbRV.1642,hantan
[2pl])

PIE*heni-

 i.gueni-
 Gr.;8@K
 RV.hany-
 








(vb.)erschlagen(HEG1:604f.,ku-e-ni[ipv2sg])
(pr.)(tot)schlagen(GEW1:657,;8@K)
(prP.)erschlagen(WbRV.1645,hanyte[3sg])

PIE*hn-

i.gun-

RV.ghn-

TochA.kua!-
OHG.gundfano

(vb.)(er)schlagen,tten(HEG1:604-5,ku-na-an-zi)
(pr.)(er)schlagen,tten(WbRV.1643,ghnnti[3pl])
(sb.)rixa:Streit,Kampf(Poucha76,kua![sgN])
(.)Kriegsfahne(Grundr21:611,gundfano)


582

Inthisform,Gr.H(vs.;)requiresPGr.*}HFEB-,implyingPGr.*RYV.
.

299

 OEng.g%

(f.)bellum(ASaxD.493,g%[sgN])

(f)Neogr.*h(e)t-,thedentalextension,isattestedinzero-and*e-grades:
 

PIE*ht(o)-

 OIcl.gu-

 OIcl.hVgu- 
 

(f.)Kampf(ANEtWb.195)
(m.)Schwert(ANEtWb.280)

PIE*het(o)-

 RV.saht- 
 RV.hat-

 LAv.Wata-


(f.)dieSchicht(WbRV.1440)
(pf.)geschlagen,gettet,erschlagen(WbRV.1646)
(pf.pt.)geschlagen,gettet(AIWb.602)

8.Brugmann(Grundr21:399)reconstructedai.tanvtenuis,ahd.dunniaisl.unnr
dnn(-nn-aus-n-,376S.335),aksl.tnk&dunnvermutlichaus*tnk&(449),
uridg.t-,nebentnu-,s.432.(Grundr21:407):Lat.tentu-stenti:ai.tat-sgr.
F4F-D gestreckt, gr. F|E<-D Spannung, W. ten-. Brugmann (Grundr2 1:411) also
adds: OIr. tt Saite : nkymr. tant gGf. *ttu-, vgl. ai. tat- gestreckt, W. ten-.
(Grundr2 1: 416) OCS. tn&k& dnn[...] OCS. t&n&k& dnn(russ. tnkij) and
(Grundr2 1:416): Lit. tsti sich recken Li. tsi-s Fischzug : ai. vi-tasti- Spanne,
ahd.gi-dunsangedunsen,zuW.ten-,s.IIS.1020.ContrarytoBrugmannsuniform
rootwithdeep-levelnasal,amonoliteralrootwithmultipleextensionsisattested:
(a) PIE t- strecken, usw., the monoliteral root, is preserved in reduplication PIE
*tet-dehnen,hinstrecken
 RV.tat-

(pfM.)sichhinstrecken,dauern(WbRV.516,tate)

(b) PIEta-dehnen,erstrecken,spannen,usw.,thelaryngealrootwithextensions,
hasbeenpreservedin:
PIE*ta-







RV.t
-

LAv.hupairit
-
Lat.ant
- 
Gr.F}F4-

Br.ta- 


 






PIE*tean-

ModCymr.tant
OIr.tt-

OGaul.tantou-
Gr.F4@-

RV.tan-


 

(f.)Saite(Grundr21:411,VGK1:138)
(f.)cble,corde(LEIAT:55)
(pl.)fides(LEIAT-55)
(prM.)spannen,strecken,ausdehnen(GEW2:853)
(a.)lang,ausgedehnt(WbRV.519)

PIE*teas-

 Czech.tasi- 
 Gr.\F4~E- 

(f.)dieUmfassung,dieRahmen(WbRV.175)
(a.f.)(sich)wohlherumdehnend(AIWb.1826)
(f.pl.)viereckigerWandpfeiler,Pilaster(WH1:52)
(pfM.)sichdehnen,sicherstrecken(GEW2:864)
(ao.)spannen,dehnen,sichausdehnen(EWA1:618)

(vb.)ziehen(REW3:81,tasiti[inf.])
(a.)Hes.\6?@4EFBD(LSJ.267)

300

 Rus.tska

 LAv.vitasti- 
 





(f.)dasZiehen(REW3:81)
(f.)Spanne(alsLngenmass)(AIWb.1440)

PIE*teat-

RV.tat-
Gr.F4F-
OInd.tati-
Gr.F|E<-






(pf.pt.)aufgespannt,aufgezogen(WbRV.517)
(vb.a.)dehnbar(GEW2:864)
(f.)Opferhandlung,Zeremonie(EWA1:618)
(f.)Spannung,Dehnung,usw.(GEW2:864)

(c)PIE*tin-zart,feinisconfirmedbyBalto-SlavonicandCelticin:








Ir.tin- 

Latv.tina-

OCS.tin-

Li.tikla-

OCS.tn&k& 
OGaul.tinnetio(n)-
OBret.tinsi- 

(a.)zart:doux(LEIAT-67,tin[sgN])
(f.)einSetznetz(WP724,Latv.tina)
(f.)Seil,Strick(Sadnik966,OCS.tin)
(m.)Netz,Falle,Schlinge(LiEtWb.1098)
(a.)fein,zart(Sadnik972,tn&k&)
(ON.)Tinzen(ACSS.2:1854,tinnetione)
(vb.)sparsit(VGK2:374,tinsit[3sg],Loth:tinsot!)

(d)PIE*ten-,ten(a)-,thenasalextensionoftheroot,hasbeenpreservedin:





Lat.ten%-
Li.tva-
Lat.tenui-
OIcl.inul-






(pf.)gespannt/besetzt/zurck/an-halten(WH2:664-5)
(a.)schlank,dnn,fein,zart,hoch(LiEtWb.1086)
(a.)dnn,fein,zart,eng,schmal(WH2:666)
(m.)TaudasdasNetzeinfasst(ANEtWb.611)

(e)PIEtun-(OHG.gi-dunsan,etc.)isproventobeoriginalthroughfoursubgroups:
 







PIE*tunu-

Li.tunu-

OIcl.unn- 
Gr.FG@@-

OHG.dunni 
ORus.t&n&k&
Rus.tnkij 

(a.)dnn(LiEtWb.1140)
(a.)dnn,schwach,klar(ANEtWb.627)
(a.)klein,gering(PGEW2:945,Gr.*FG@B-)
(a.)dnn(ANEtWb.627)
(a.)dnn,hager,fein,scharf(REW3:119)
(a.)dnn,fein,schlank(REW3:119)

9.Brugmann(Grundr21:399)reconstructedNeogr.*d-PrsensstammvonW.
den- beissen(ai. d!a-s ahd. zangar): ai. d!a-ti ( 1047,4) gr. d-74=B@ (II S. 921.
994).BrugmannsreconstructionhasalreadybeenshowntobeerroneousbyBurrow
(1979:59),whocorrectlypointedoutthat[...]Skt.da!-isnotfromIE*den-,but
from*dan-.Thisstateofaffairsisundeniableasthematerial(P.201)agreeswith
Gr.74@=-in:
(a)PIE*dean-beien(P.201)





Gr.74@=|@K 
OHG.zangar 
Gr.7|@=B>B- 
RV.dara- 

(pr.)=7|=@K(LSJ.364,746=|@K)
(a.)beissend,scharf(GEW1:344)
(n.)=7C}4@B@(LSJ.364,7|6=B>B@)
(m.)Zahn,Fangzahn(WbRV.569,dara[sgN])

301

 LAv.ti(id stra-

(a.)mitscharfemGebi,Gezhn(AIWb.653)

(b) PIE*dea-beien(P.201).Theabsenceofasyllabicnasalisconfirmedbythe
Europeanaaccompaniedbyquantitativeablaut:






Gr.74=-

RV.d!a-

TochB.ts
ka- 
Gr.7}7:I- 
Lat.daculo- 

(ao.)beien,stechen,verletzen(GEW1:343,d74=@)
(pr1A.)beien(WbRV.569,d!a[2sg])
(vb.)bite(DTochB.731,ts
ka[3sg])583
(pf.)beien,stechen,verletzen(GEW1:343,7}7:I4)
(n.)Sichel(WH1:449,daculum[sgNA])

TherootvariantspointtoanasalinfixrootwithPerssoncut PIE*dean-,nota
syllabicnasalNeogr.d-(seeBurrow).
10.Brugmann(Grundr21:401)reconstructedNeogr.*bhdh-forAi.badhn-tier
bindetbadhy-terwirdgebunden,Part.baddh-av.basta-apers.basta-:vgl.got.
bundan-sgebunden,W.bhendh-and(Grundr21:413):Got.bundumahd.buntum
aisl. bundom wir banden, zu got. bindan binden (II S. 1258). Yet all attested
vocalismsareparalleledbythecomparativemethod.
(a) PIE *bhend(h)- *bhond(h)- binden, the nasal root (P. 127),has never been
contested:






Go.andband-
LAv.band- 
RV.bandh- 
Go.andbinda-
Lat.offendc-

(pret.)unbind,loose(GoEtD.71,andband[3sg])
(vb.)binden,fesseln(AIWb.926,bandy
t[opt])
(m.)Band,Fessel(WbRV.898)
(vb.)unbind,loose(GoEtD.71,andbindan[inf.])
(f.)dasKinnbandanderPriestermtze(WH2:204)

(b) PIE *bhodh- binden. Brugmanns structural derivation RV. badh-  Neogr.
*bhdh-isproventobeerroneousbyOldAnatolian,whichalsolacksthenasalin:
 i.badan- 
 AV.badhn- 
 i.badar-


(GI"n.)TablettausRohr,Korb,Sieb(HHand.127)
(pr.)bindenan/mit[L](WbRV.897,badhn
mi)
(GI"n.)TablettausRohr,Korb,Sieb(CHDP:241f.)

(c)PIE*bhund(h)-bindenisconfirmedbythefollowingexamples:





Lat.fund
- 
Lat.funditr- 
Lat.fundulo- 
Go.bundan- 

(f.)Schleuder,Wurfnetz,Leibbinde(WH1:562)
(m.)Schleuderer(WH1:562)
(m.)Blinddarm(WH1:562,fundulus[sgN])
(pt.)bound(GoEtD.71,bundans[plN])

11. Brugmann (Grundr2 1:401) reconstructed: Ai. !asy-t er wird gelobt apers.
Zahy
mahywirwerdengenannt,Part.ai.!asti-Lobav.sasti-#Lob,Gebot:osk.
an-censto incensa, W. ens- (ai. !sa-ti) and (Grundr2 1: 407): Lat. cnsu-s fr
*cnstu-s[...]osk.an-censtoincensa:ai.!ast-sgesprochen,gepriesen,W.ens-.


583

TheTocharianpalatalizationrequiresPIE*daY-O*dY-OTochB.ts
k-(schwebeablaut).

302

TheinternalreconstructionofSanskrithasbeenexaggeratedatthecostofexternal
comparisonwithoutanasalin:
(a)es-sprechen(P.566)






TochA.k
s- 
Go.hazja-

RV.!asy- 
TochA.ka
ntae-
RV.!ast-


(sb.)reprimand,chastise(DTochB.149,Poucha62)
(wk.vb1.)4k@8@:praise(GoEtDi.181,hazjan)

(prP.)loben,preisen,geloben(WbRV.1366)
(a.)prtngtoreprimand(?)(DTochB.148)
(f.)Lob,Loblied(WbRV.1389)

TheabsenceofasyllabicnasalintheseformsisacommonIndo-Europeanfeature.
(b)ens-sprechen(P.566)
 RV.!s-

 Lat.cnse 
 Osc.ancensto-

(aoM.)feierlichaussprechen,aussagen(WbRV.1366)
(pr.)begutachten,schtzen,meinen(WH1:198-99)
(a.)incensa,nichtgeschtzt(WbOU.102)

Again, a nasal infixroot (Perssons cut PIE *ens-), not a syllabic nasal,accounts
forthealternationRV.!as-:!as-.
12.Brugmann(Grundr21:401)reconstructed:Ai.sat-av.hat-Schwundstf.zus-nt,h-Tnt-seiend,z.B.Gen.sat-shat-Nom.Sg.Femsathaiti:gr.dor.Fem.d4EE4
aus*bE4F-4,got.sunji-swahraus*sund-a=ai.sat-y-wahr.InsteadofNeogr.
*sont- *st- there are several extensions with and without a nasal implied by the
comparativemethod:
(a)PIE*sont-seiendisattestedin:
 RV.snt-
 Gr.(h)r@F-




(pt.m.)(wahr)seiend,usw.(WbRV.151)
(pt.m.)seiend(GEW1:463,r@F8D[plN])

(b)PIE*set(o)-seiendappearsin:584
 RV.st-
 gAv.hat-
 Gr.(h)bFB-





(pt.n.)wahr,seiend,wirklich,usw.(WbRV.151)
(pt.)seiend,usw.(AIWb.266f.,ha[sgNA])
(n.pl.)wahr(GEW1:435,bF|[plNA])

(c)PIE*sotio-wahr,usw.isdocumentedin:585
 Gr.sE<B-

 RV.saty-

 gAv.haiZya- 

(a.)gerecht,gottgefllig(GEW2:435,sE<BD)
(a.)wahr,wirklich(KEWA3:422)
(a.)wahr,echt(AIWb.1760)

(d) PIE *sea-, *sa- sein, the laryngeal extension with an optional prothetic
vowel*e-,isattestedin:
 Lat.er
-
 gAv.h
t-




(pret.)sein,war(WH2:628,er
s[2sg])
(pt.)seiend(AIWb.267,h
t m[plG])


584

ThiswasalreadycorrectlyreconstructedbyFrisk:*s-e-toinbF|(GEW2:435).

585

 See already Frisk (GEW 2:435): [] gewhnlich als <B-Ableitung eines Ptzs. *s-o-to- (von es-
sein)erklrt.Notethat*soto-existsinOIcl.sa-(a.)wahr,schuldig(ANEtWb.462,sar[sgN]).

303

 gAv.h
it-

 Do.d4EE4 
 OIr.saithech 

(pt.f)seiend(Grundr21:797,h
itm)586
(pt.f.)seiend(LSJ.466)
(.)rights,alaw,legalmeasure(DIL.519)

(e)PIEsu-good(P.342)appearswithandwithoutaprotheticvowelin:
PIE*osu-
 
 Hi.a#u-

 Northumbr.aro-

 

(a.)SIG5=gut,ntzlich,angenehm,gtig(HEG1:87)
(pret.)sein(P.340,aron[3pl],PGerm.*azu-)

PIE*esu-

 Gr.b3-

 Gr.f3-

PIE*su-
 

(a.)gut(adv.)wohl(GEW1:594,b3D,b3)
(a.)gut(adv.)wohl(GEW1:594,f3D,f3)







(a.)schn,wohl,gut,recht,usw.(WbRV.1526)
(a.)gesund,heilsam(GEW2:954,u6<~D[sgN])587
(a.)well-bound,fixed(Lindeman1997:106)

(a.)schnverfertigt(WbRV.1566) 
(a.f.)\>:;~D,\>:;<@D=truth(ful)(GoEtD.329)

RV.s
Gr.u6<~E-
i.#umili-
RV.s%mya-
Go.sunja







13.Brugmann(Grundr21:402)reconstructedarootNeogr.*-*en-*on-forai.
a!-n-tiav.a#naoitiererreicht,vgl.ai.
n!a,!a-sAnteil[].Thepostulationof
Neogr. *- to account for all forms is no longer possible due to external
confirmationoftherootlackinganasal:
(a) PIE*a-isrequiredbyformsdisplayingWackernagelsablautOInd.:a:
in
Indo-IranianandTocharianwithNeogr.*aandwithoutanasal:







RV.!-

RV.a!-

gAv.frsya- 
TochB.ekitayam-
TochB.ekae-
TochA.akntsune-

(pf.)erreichen,gelangen(WbRV.135,!a[3sg])
(aoA.)erreichen,gelangen(WbRV.134-5,a!im)
(vb.)erreichen,treffen(AIWb.360,frsy
[3sg])588
(vb.fr.)help(DTochB.76,ekitayamaare)
(f.pl.)possession,equipment(DTochB.75)
(m.)Geld,Besitz:res,pecunia(Poucha1)

(b)PIE*aen-erreichen,usw.,therootwithanasal,hasaninitiallaryngealproven
byCeltic:





RV.
n!- 
OIr.ro
nacc-
Cymr.dianc- 
gAv.fr s-


(pf.)inBesitzbekommen(WbRV.135,
n!a[3sg])
(pf.)erreichen(P.317,ro
naic[3sg])
(vb.)entfliehen(P.317)
(ao.)zuteilwerden(AIWb.360,fr #t
[3sg])


586

Brugmanns(Grundr21:797)analogicalexplanationofgAv.h
itmisthusunnecessary.

587

Bammesberger(1984:38-9)writes:DasFehlenvon8-imAnlautbeigr.u-6<~DistbeiderAnnahme,
dass T1- > 8- gefhrt habe, kaum verstndlich. []Es bleibt somit wohl nur die Annahme, da die
Wurzel fr seinim Anlaut keinen Laryngal aufwies. For a similar analysis, see also Seebold
(1988:505).
588

Fortheprefix,seealsogAv.fr.g
-(a.)voranschreitend(AIWb.1024),etc.

304

 RV.!a-

(m.)Anteil,Erbteil,Partei(WbRV.1)

14. Brugmann reconstructed (Grundr2 1:402): ai. bah- dicht, viel, gross, vgl.
Superl.bhiha-sundav.b zah-Grsse[...],allegedlyreflectingNeogr.*bhh-:
*bhenh-.ThestructurallypostulatedNeogr.*forGr.4(4I-)=RV.a(bah-)is
erroneous,becauseHittiteparallelstherootswithandwithoutanasal:
(a)PIE*bhae/oh-(CHDP:88f.)
 RV.bahv-
 i.bagau-




(a.)dicht(gefllt),viel,zahlreich(WbRV.902)
(c.)multitude,thepeople(CHDP:88,pa-ga-ua-a#)

(b)PIE*bhae/onh-(CHDP:88f.)
 RV.bhia- 
 LAv.b zah- 
 i.bangu- 

(sup.)derfesteste,dichteste,sehrdicht(WbRV.897)
(n.)Hhe,Tiefe(AIWb.962-3)
(a.)gesamt,vereint(HHand.118,pa-an-ku-u#)

15. Brugmann (Grundr2 1:407) reconstructed Neogr. *si- Schwert (P. 771, WP
1:324)forLat.nsi-s:ai.as-Schwert.Theextendedmaterialconfirmstworoots:
(a)PIE*as-schneiden,abschaben,werfen(eineWaffe)(HEG1:199)589








RV.par
(...)s-
i.a#a#a- 
LAv.aha- 
RV.as-

Pal.a#ira- 
RV.sira-

LAv.ahuya- 

(pfA.)verstoen(WbRV.152,par
(...)sa[3sg])
(pr1)abschaben(HHand.46,a-a#-a-a#-#a-an[pt.])
(vb.)werfen(eineWaffe)(AIWb.279,aha[3sg])
(m.)dasSchwert(WbRV.154,EWA2:145,ass[sgN])
(c.)Dolch(DPal.55,a-#i-i-ra-am(-pi)[sgA])
(m.)(Strahlen)Geschoss(WbRV.154,sirena[sgI])
(f.)Schwert(AIWb.110,parahuy
t[sgAbl])

OldAnatolianhas PIE *andagreeswithIndo-Iranianintheabsenceofanasal.In


turn,itisconfirmedbythequantitativeablautRV.a:
.
(b)PIE*ns-ns-abwischen;SchwertisalsopreservedbyOldAnatolian:







i.ana#-

i.an#a#iui- 
Lat.nsi-

i.an#ia-

Lat.nsiculo-
gAv. sta-


(vb.)abwischen(HEG1:33,a-an-a#-ta-at[3sg])
(c.)Leichnam(HEG2:33)
(m.)Schwert(WH1:406)
(vb.)abwischen(EHS507)
(m.dim.)Schwertlein(WH2:406,nsiculus[sgN])
(m.)Hass,Feindschaft,Feindseligkeit(AIWb.361)

Thenasalisconsistentlypreservedandnolaryngealisattested.
16.Brugmann(Grundr21:413)reconstructedNeogr.*dhero-forGo.undarahd.
untar unter : av. a7airi unterai. adhs unten dhara-s der untere. The
traditionalreconstructionwaserroneousfromthebeginning,becauseLat.f(notLat.

nbimo- nbero) confirms a prefix. As for the root without affixes, the following
formationsshouldbenoted:

589

Fortheetymology,seealreadyEichner(1980:127fn30).

305

(a)PIE*dho-unter,themainrootwithoutaprefix,isattestedin:
 gAv.dTb z- 
 gAv.dTb zah-
 gAv.dW.arTta-

(prA.)untersttzen(AIWb.760,dTb zait[conj.3sg])
(n.)Untersttzung,Hilfeleistung(AIWb.761)
(PN.)dasGesetz,Rechtmindernd(AIWb.609)590

Theunextendedrootisdocumentedthroughnumerousextensions,including:
(b)PIE*dhem-*dhom-unterste





RV.adham-
Lat.nfimo- 
TochB.ette
Lat.nfim
- 

(sup.)unterste,niedrigste,geringste(WbRV.43-4)
(a.)derunterste(WH1:698,nfimus[sgN])
(adv.)down(DTochB.81<*dhomo-)
(pr.)erniedrigen(WH1:698,nfim
re[inf.])

(c)PIE*dher-*dhor-untere






RV.dhara- 
Go.undar 
Lat.nfero- 
LAv.a7airi 
TochB.antariye-

(comp.)untere,niedriger,tieferstehen(WbRV.44)
(prep.)=u:under(GoEtD.376)
(a.)deruntere(WH1:698,nferus[sgN])
(prepA.)unter,unterhalb(AIWb.58)
(a.)under/lower(ofgarments)(DTochB.15)

(d)PIE*dhes-*dhos-unten






RV.adhs 
LAv.ad

TochB.ette 
TochB.ette- 
TochB.ettesa

(adv.)unten,nachunten,untermit[A,G](WbRV.44)
(adv.)unten(AIWb.60)
(adv.)down(DTochB.81,MA611)
(a.indecl.)lower(DTochB.81)
(prep.)under(DTochB.81)

Asitisimpossibletoderiveprefixesfromasingleprototype,theformationoffersno
examplesofNeogr.*.
17. Brugmann (Grundr2 1:414) compared Go. kunjis (Nom. Acc. kuni) ahd.
kunn[i]es(Nom.Acc.kunni)Geschlechtes[...]Go.gda-kund-svonguterAbkunft,
W. en- gignere [...] ber das Verhltnis von got. sama-kunjis zu gr. q?6@<BD s. 
282S.265.
Two different roots, a palatal one and a labiovelar one, are implied by the
comparativemethod:
(a)PIE*ean-gignere(P.373-5[en-])







Gr.6}@-

RV.jn-

Gr.6}6B@-

TochB.kan- 
Gr.8><6@- 
RV.jaj
n-


(aoM.)(geboren)werden,entstehen(GEW1:306-8)
(aoMP.)erzeugen,gebren(WbRV.469,jni[3sg])
(pf.)geborenwerden(GEW1:306-8,6}6B@8[3sg])
(vb.)cometopass,berealized(DTochB.160,kantr)
(m.pl.)Bld@7BAB<,5BG>8GF4(GEW2:498)
(pf.)gebren,erzeugen(WbRV.467-8,jaj
na[3sg])


590
 For the respective prefixless forms, cf. RV. bhia- (sup.) der festeste, dichteste, sehr dicht
(WbRV.897)andLAv.W.aa-(PN.)dasGesetz,Rechtmindernd(AIWb.609).

306

 Pahl.zan-

(f.)woman,wife(MPalh.2:228,zan)

(b)PIE*ean-gignere(P.473)








Gr.6G@~-

OIcl.kuna- 
OIcl.kyn-

Go.kuni-

Go.qinakund-
Lyc.qza-

OIcl.
skynd-

(f.)Weib,Frau(GEW1:333-4,6G@~)
(f.)Frau(ANEtWb.334)
(n.)Geschlecht,Familie(ANEtWb.340)
(n.)Geschlecht(GoEtWb.222)
(a.);>GD:female(GoEtD.277)
(c.)Nachkommenschaft(HEG1:196,qza)
(a.)gehrendzumgeschlechtvonA.(ANEtWb.340)

ThelackofpalatalizationinLycian,aSatemlanguage(seeChapter4),indicatesthat
theformationdoesnotreflectthezerogradeofapalatalrootNeogr.*C-.


3 .4.4 Neogr.* n (antevocalicsyllabicdental)


0. Following Osthoffs realization that the svarabhakti vowels also appear in
antevocalic position, Neogr. n was postulated by the Neogrammarians for the
environment*(C)nV=LT*(C)HV.
1.AccordingtoBrugmann(Grundr21:395),thedevelopmentofthesyllabicnasalsin
antevocalicpositionwasidenticalwithNeogr.*+,,asshownin:
Uridg. 
*n+V
*+,

Ar.
an
an

Arm. Gr.
an
4@
an
4@

Alb.
?
?

Ital.
en
en

Urir. Germ. Balt. Slav.


an
un
in
n
an
un
in
n

2.ThekeyproblemsofNeogr.*(C)nVcanbesummarizedasfollows:
(a) Examples of Sievers-Edgertons Law for nasals contain real examples of the
sequencePIE*(C)V.WithinthesePIE*turnedintosimplePIE*nafterthelossof
PIE*withoutproducingthesvarabhaktivowels.
(b)Thesvarabhaktivowelscan,however,beexternallyparalleledandpostulatedto
theproto-languagebyatleasttwowitnesses(FicksRule).Thisstateofaffairscanbe
confirmedbyBrugmannsfollowingexamplesofNeogr.*n:
3. Brugmann (Grundr2 1:399) reconstructed Neogr. *n
- Weib for ved. gn-
arm.Pl.kanaikbot.54@|air.ban-(inCompp.)aisl.kona(daneben*n
-inved.
gn-gr.?@|B?4<etc.).Severaldistinctionspredicatedontheablaut*o::ecanbe
drawnfromthisdata:
(a)PIE*an-,thezero-graderoot,isattestedin:
 OIcl.kuna-
 Gr.6G@~-
 RV.gun-





(f.)Frau(ANEtWb.334)
(f.)Frau,Weib(GEW2:333-4,6G@~)
(f.)Gtterweib,Gttin(zweisilbig,WbRV.415)

(b)PIE*aen-,the*e-graderoot,issharedbytheforms:
 OInd.pa
gan
-


(f.)meretrx(KEWA2:194,EWA2:69)
307

 Boiot.54@|- 
 OIr.ban-

 Arm.kana- 

(f.)Frau,Weib(GEW2:333)
(f.)Frau(GOI291,ban[plG])
(sb.obl.)Frau(ArmGr.1:460,kana[plG])

(c)PIE*oan-,the*o-graderoot,isconfirmedin
 OPhryg.5B@B=-

(f.)Weib(Pedersen,Groupement48,P.473).

(d)PIE*an-Weib,Frau,Herrin,Gttinisattestedin:





RV.gn-
Arm.kna-
OIr.mn
-
Gr.?@|B-






(f.)Gtterweib,Gttin(WbRV.415,onesyllabic)
(sb.obl.)Ehefrau,Weib,Frau(ArmGr.1:460,knav[I])
(f.)Frau(GOI291,mn
[G],mna[D],mn
ib[plD])
(vbM.)umeineFrauwerben,freien(GEW2:240)

Thereconstructionisthuspostulatedwithoutanantevocalicsyllabicnasal.
4.Brugmann(Grundr21:399)positedNeogr.*tn-gestrect,dnnforai.tan-
gr.F4@-6>KEEBDlat.tenuisair.tanaand(Grundr21:412)OIr.tanadnn:corn
tanownbret.tanavdnn,Ai.tan-etc.s.432.Thecomparativederivationofthe
root,alreadydiscussedabove,canbepresentedasfollows:
(a)PIEt-,themonoliteralroot,isattestedintheperfectPIE*tet-preservedin
 RV.tat-

(pfM.)sichhinstrecken,dauern(WbRV.516,tate).

(b) PIE*ta-,thelaryngealextensionof PIEt-,isattestedinthenormal(PIE*tea-)


andlonggrades(PIE*ta-):





Br.ta- 

Gr.F}F4-

RV.t
-

LAv.hupairit
-

(ao.)spannen,dehnen(AIGr.1:8,atata[3sg])
(pfM.)sichdehnen,sicherstrecken(GEW2:864)
(f.)dieUmfassung,dieRahmen(WbRV.175)
(a.)(sich)wohlherumdehnend(AIWb.1826)


(c) PIE*teanu-(*e-grade),the*n-extensionofthepreviousexample,ispreserved
in:
 RV.tan-

(a.)lang,ausgedehnt(WbRV.519)
 Gr.F4@-

(prM.)spannen,strecken,ausdehnen(GEW2:853)
 OIr.tanae 
(a.)mince,fin,troit(LEIAT-26)
(d) PIE *toahn-, the *o-grade of the previous example, is possible (see Brugmanns
LawII)in:





RV.tatn-
Gr.F@B-
RV.utt
n-
gAv.ust
na-






(pfA.)sichausbreiten(WbRV.516,tatna[3sg])
(m.)Spannung,Seil,Saite,Sehne(GEW2:863)
(pt.)ausgestreckt(WbRV.250)
(a.)ausgestreckt(AIWb.633)

(e) PIE*taenu-(=Neogr.*thenu-),theschwebeablautvariantof PIE*teanu-(Gr.


F4@-),provesthelaryngealofthelatterbythetenuisaspiratainIranian:
 LAv.Zanv- 
 LAv.Zanvar- 

(m.)(N.einerPflanze)(AIWb.785,Zanvasa[plA])
(n.)Bogen(AIWb.785,ZanvarTa[sgNA])

308

 LAv.Zanvana-
 OPers.Zanvanya-

(n.)Bogen(AIWb.785,haaZanvan
t)
(m.)bowman(OldP.187,Zanuvaniya[sgN])

(f)PIE*tenau-withacommonIndo-European*eispreservedin:591
 Li.tva-
 Lat.tenui-
 OIcl.inur-





(a.)schlank,dnn,hager,fein(LiEtWb.1086)
(a.)dnn,fein,zart,eng,schmal(WH2:666)
(m.)Tau,Bogenmitte,HartesHolz(ANEtWb.611)

5. Brugmann (Grundr2 1:399) reconstructed Neogr. *mn- Tempusst. von W.
men-sinnen:3sg.gr.b?|@:got.munaiaus*mun[]ii,lit.mnaksl.mnneben
1.Sg.mnch&(IIS.960)and(Grundr21:415)Go.munanags.munanaisl.muna
gedenken zu Ind. man von W. men- : lett. u#-minu ich errate; vgl. got. munai 
432, munjau  446. Against Neogr. *n, the comparative method implies several
confirmedrootvariants:
(a) PIE man- rasen, toben, wten; Zorn is attested with a quantitative ablaut,
confirmingthelaryngealwithintheroot:
 

PIE*mean-

 Gr.?|@:-
 RV.man-
 




(ps.ao.)rasen,toben,wten(GEW2:160)
(f.)Eifersucht,Zorn(WbRV.996)

PIE*mahn-

 Gr.?}?:@- 
 Do.?@<-

 Li.atmny- 

(pf.)rasen,toben,wten(GEW2:160,?}?:@4)
(f.)gerechter,heiligerZorn(GEW2:229,?@<D)
(vb.)rchen,ahnden(LiEtWb.455,atmnyti[inf.])

Inordertoaccountforthebases,PIE*man-insteadofNeogr.*mnV-isrequired.
(b)PIE*min-denken,meinen,usw.(ablautPIE*mein*moin-,P.714)








AVP.men- 
Li.mi-

TochA.onmin-
TochB.onmin-
OIr.man- 
OCS.mni- 
Li.mint-


(pf.)denken(EWA2:305,men)
(vb.)sicherinnern,gedenken(LiEtWb.455,miti)
(sb.)remorse,repentance(DTochB.115,onmi)
(sb.)remorse,repentance(DTochB.115,onmi)
(n.)dsir,objetdedsir(LEIAM-47)
(vb.)meinen,glauben,gedenken(Sadnik506)
(4.)Gedanke,Einfall,Idee(LiEtWb.455)

(c) PIE *mun- denken, usw., an extension with PIE *u, is confirmed by three
branches:
 Go.muna- 
(vb.)meinen,glauben,wollen(GoEtD.260-1)
 RV.mni- 
(m.)einBegeisterter,Verzckter(WbRV.1050)
 RV.muneya-
(n.)Verzckung(WbRV.1065)
 OstLi.muntu-
(a.)verstndig,geschickt,tauglich(LiEtWb.409)

591

 See Gntert (1916:68): In lit. dial. tenvas schlank, lett. tws dass. haben wir doch auch
Normalstufe;aberwenndieseWrterselbstnichtvorhandenwren,soltsichgarnichtsbestreiten,
datenuisVollstufeerhaltenkann.Inthisconnection,alsonotethatPIE*teanu-isequallypossible.

309

 OstLi.munu- 

(a.)verstndig,geschickt,tauglich(LiEtWb.409)

6.Brugmann(Grundr21:399)reconstructedNeogr.*n-un-forai.an-udr-sgr.
^@-G7CB-Dwasserlos.Inaddition,Brugmann(Grundr21:415)comparedtheitems
to the well-known Germanic negation prefix PGerm. *un- (before a vowel) in Go.
un-aiwisksschandlosahd.un-armaherzunbarmherzig:ai.an-etc.,s.432.The
comparativemethodimplies,however,twoidentities:
(a) PIE *aen un-, ohne, -los, an extension of the well-known negative prefix, is
confirmedbythecommonIndo-European/a/in:






Gr.^@G7CB- 
OInd.anudr-
Arm.ankin- 
Osc.antakri- 
OIr.anfis- 

(a.)wasserlos(GEW1:1)
(a.)wasserlos(GEW1:1)
(a.)ohneWeib(sb.)Witwer(Grundr21:403)
(a.)integris(WH1:686,Osc.antakres)
(pref.)ignorance(LEIAA-69)

The prefix PIE *aen- is an extension of PIE *ae not,which was already
reconstructedabove.
(b) PIE *un- nicht, un-, ohne, -los,best known as the Germanic negation prefix, is
nowimpliedbyTochariantocontainagenuinePIE*u:592







Go.unairkn- 
Go.unaiwisk-
TochB.onmi-
TochA.onmi-
TochB.onmie-
TochB.onmissu-

(a.)unheilig,gottlos:\@E<BD(GoEtD.18)
(a.)ohneSchande:\@84EIG@FBD(GoEtD.21)
(sb.)remorse,repentance(DTochB.115)
(m.)paenitentia(Poucha46)
(a.)prtngtoremorse(DTochB.115)
(a.)remorseful(DTochB.115)

Though the negation prefix TochB. on(t) un- (PIE *oun-) appears mostly with
labials,593thedistributionmaybeaccidental,becausethe*o-gradeoftherootisalso
preservedin:
(c)PIE*uon-ohne,usw.





i.uanumia-
Pal.uandanguar-
OIcl.van

Go.wan-


(a.)kinder-,elternlos,alleinstehend(HHand.194)594
(n.)ohneDunkel(HHand.194)595
(pref.)voranetwaszufehlt,zuwenig(ANEtWb.643)
(n.)Mangel(GoEtD.394,Go.wan[sgN])


592

TheTocharianformsrequirePIE*oun-no,-less,etc.withavocalicprefix.

593

Cf.TochB.ont-soyte(a.)insatiable,unsatisfied(DTochB.116),TochB.onkrocce-(a.)immortal
(DTochB. 113-4), TochB. onwae (a.)immortal (DTochB. 114-5) and TochB. onkipe-
(a.)shameless(DTochB.112).
594

Thecompoundi.uanumia-isconnectedtoi.umiant-(pt.)(Attr.vonVogel,etwasklein?;
see HHand. 185), semantically paralleled in Lat. pullus (WH 2:385-6) jung; Tierjunges; Kchlein;
jungerTrieb;HahnandLat.pusillus(WH2:386)etwasklein.
595

 The second half of the Palaic word is an extension of the well-known adjective i. tankua- (a.)
schwarz,dunkel(HEG3:107-111,ta-an-ku-u-#[sgN]).

310

7.Brugmann(Grundr21:405)reconstructedGr.]@Khom.^@G?<ichkommezum
Ziel:ai.san-tiergewinnt,uridg.*s-neu-,*s-nu-,W.sen-(IIS.1007).Instead
of a single root with the syllabic nasal Neogr. *n, several roots are implied by the
comparativemethod:
(a) PIE *sea-, an *e-grade root without nasal, is verified by the exact match of the
OldAnatolianlaryngealandtheRig-Vedichiatusin:
 i.#a-

 RV.ketras-
 RV.sasa-


(vb1.)erstreben,verlangen(HEG2:818,#a-a-u-un)
(a.)Landgewinnend,Ackerverleihend(WbRV.370)
(pf.)erlangen,erbeuten,gewinnen(WbRV.1467)596

(b) PIE*san-(ablaut PIE*soan-*sean-),thenasalextensionofthepreviousroot,


isattestedin:
 RV.sasn-
 Att.]@-
 RV.san-





(pf.)erlangen(WbRV.1466,sasna[3sg])
(pr.)zustandebringen,vollenden(GEW1:11)
(vb.)erlangen,erbeuten,gewinnen(WbRV.1465)

InsteadofNeogr.*sn-,therootPIE*san-isattested.


3 .4.5 Neogr.*(longsyllabicdental)
0.ThelongsyllabicnasalNeogr.*wascharacterizedbyBrugmann(Grundr21:417)
asaclusteroftwophonemes:
IndenmeistenBeispielen,womanlangeNasalissonansansetzt,erscheintdiesealsAblaut
(Schwundstufe) zu einer Gruppe kurzer Vocal + conson. Nasal + T, z. B. *t-s
genitus=ai.j
t-snebenai.jani-tar-[...].

Brugmanns analysis of Neogr. * R **n+T was shared by Saussure, who posited
Neogr.*R*+A(Mm.250),nowLT*+Hinthelaryngealtheory.
1.ThebasicassumptionsoftheNeogrammarianreconstructionareasfollows:
(a)These-forms(RV.sani-)aretobeinterpretedasrepresentingNeogr.*CenT-(=
LT*CenH).
(b) The zero-grade Neogr. *CT of the full-grade Neogr. *CenT- is derived as
describedbyBurrow(1949:36):
ThelongsonantnasalsarereplacedbyHandH[...]SincebecomesainSanskrit,a
*sHt- develops first into *saHt-, and then H disappears with the usual lengthening of
theprecedingvowel.

According to Brugmann (Grundr2 1:417ff.),597 the subsequent developments of


Neogr.*(C)canbesummarizedasfollows:

Brugmannsview(Grundr21:401-2),accordingtowhich[n]ichtlautgesetzlichsindai.sasa-vsPart.
von san- gewinnen [], is outdated due to Old Anatolian and the Vedic hiatus confirming PIE
*sea-withoutanasal.
596

311

Uridg. 
*vorC

Ar.

Arm. Gr. Alb.


an
4@@4 ?

Ital. Urir. Germ. Balt. Slav.


an,na an
un
in
n

In particular, Neogr. * is assumed to yield IIr.


 (i.e. the theory accounts for the
Indo-Iranianvddhibymeansofthelongsyllabicnasal).598
2.Themainreconstructiveproblemsofthistheory,alreadydiscussedabove,arethe
following:
(a)ThesvarabhaktivowelsattachedtoNeogr.*donotemergefromthepostulate.
Thisisnowseenfromtheexamplesof*CnC-where PIE*istobereconstructed,
butyetthenasalresultsinaconsonantthroughout.
(b)ThesvarabhaktivowelsassociatedwithNeogr.*byBrugmann(RV.
,Do.@,
etc.)areconfirmedbyexternalparallels,andthereforetheyaregenuine.
The validity of these statements can be shown by the examination of Brugmanns
examplesofNeogr.*.
3. Brugmann (Grundr2 1:504) reconstructed [ai.]go--s Rinder gewinnend (aus
*-s-s,vgl.Gen.g-aas),u.a.Intheextendedmaterial,bothbasesareexternally
paralleledandconfirmthattheroothadnolongsyllabicnasal:
(a) PIEsa-erlangen,erbeuten,usw.,theunextendedrootwiththeWackernagel
ablautPIE*sa-*sea-*sa-,isattestedinvaryingextensions:
 





PIEsa-

i.#a-

RV.pa!u- 
RV.ketras-
RV.go- 

 

(vb.)verlangen,etc.(HEG2:820,#a-a-u-un[1sg])
(a.)Viehschenkend(WbRV.796,pa!us[sgG])599
(a.)Landgewinnend(WbRV.370,ketrasam[sgA])
(a.)Rindergewinnend/verleihend(WbRV.414)600

PIEsai-







Ved.sy-

OInd.s
ya- 
RV.!atasya-
i.#ai#ki- 
Arm.haie- 

(ao.)erlangen(Burrow1979:24,set[3sg])
(prM.)erlangen,erbeuten(Lex.s
yate[3sg])
(n.)dasErlangenhundertfachenGutes(WbRV.1375)
(vb.iter.)suchen,verlangen(HHand.142)
(vb.)suchen,verlangen,bitten(ArmGr.418)601

PIEsan-


597
 Note that I have compiled this table because Brugmann was never able to present a coherent
summaryofhisviewsconcerningthedevelopment(s)ofNeogr.*.
598
 See Burrow (1979:25): [...] the [long]sonant nasals, producing forms of the type kh
t-, j
t-,
d
nt-,etc.[...].
599

TheshortrootisparalleledbygAv.f#u#-(a.)derViehinseinenBesitzbringt(AIWb.1030,f#u#
[sgG]).

600
ThefullquantitativeablautofPIEsa-(i.#a-)isreflectedinRV.s-(PIE*sa-):RV.sa-
(PIE *seah-) : RV. s
- (PIE *sah-). Naturally some forms may contain PIE *o *, but the details
remainambiguousowingtotheIndo-Iranianmerger.
601

NotethatHittiteandArmeniandefinePIE*a,notPIE*a.

312






RV.sasn-
RV.san-
Att.]@-
Att.]@K

 












(pf.)erlangen(WbRV.1466,sasna[3sg])
(vb.)erlangen,erbeuten,gewinnen(WbRV.1465)
(pr.)zustandebringen,vollenden(GEW1:115)
(pr.)zustandebringen,vollenden(GEW1:115)

PIEsat-(ifwithPIE*sat-,notPIE*st-)

RV.s
t-

RV.g
ti- 
OCS.posti- 
OCS.pristi- 
RV.stu-

OCS.postova-

(pt.)gewonnen(KEWA3:428)
(f.)ErlangungvonRindern(WbRV.414)
(vb.)heim-,besuchen,sehennach(Sadnik800)
(vb.)besuchen(Sadnik800,pristiti[inf.])
(m.)derempfangendeMutterleib(WbRV.1508)
(vb.)besuchen,freien(Sadnik800)602

(b) PIE sen- son-, a nasal alternative to the laryngeal extension PIE sa-, is
confirmedbyOldAnatolian,wherebothunextendedandextendedformsappear:
 

PIEsono-

 HLu.sana-
 

(vb.)toseek(CHLu.p.629,(*69)sa-na-tu)

PIEsona-

 i.#ana-
 

(pr.)(ver)suchen(HEG2:818f.,#a-an-a-mi)

PIEsonai-

 OIr.consn- 
 CLu.#ani#ki-

(vb.)streben(VGK2:633ff.)
(iter.)suchen(DLL.85,#a-an-e-e#-ki-mi[1sg])603

The new evidence implies a monoliteral root PIE *s- suchen, (ver)langen in
extensionsPIE*sea-andPIE*sen-,notlongsyllabicnasal.
4. Brugmann (Grundr2 1:419) reconstructed *- gignere for ai. j
t- geboren,
lat.gn
tu-sn
tu-s,gall.Cintu-gn
tu-sErstgeborner,vgl.ai.jani-tr-genitor.
Tworootswithalternativeextensionsareimpliedbythecomparativemethod:
(a)PIEea-,oa-gebren,usw.
 

PIE*ea-,*oa-(cf.i.#a-=RV.s-)

 LAv.fraza- 
 RV.p%rvaj- 
 Hes.546- 
 

(c.)Nachkommenschaft,Kinder(AIWb.1004)
(a.)inderVorzeitgeboren,uralt(WbRV.846)
(m.)54E<>8D,EFC4F:6D(LSJ.300,546D[sgN])604

PIE*eai-,*oai-(cf.i.#ai-=Arm.hay-)


602

TheidentityOCS.RRV.
impliesthattheoftenquotedprototypewithnasal(Neogr. sti-:LT
sHti-)existedonlyonpaper.

603

 For yet another extension, compare the PIE *senuo- in OHG. sinna- (vb.) streben nach (for the
verbandtheetymology,seeEichman1973).

604

 For the unextended root PIE ea- coinciding with RV. j-, LAv. za-, see also OSerb. dviz (a.)
zweijhrig(P.230).

313






TochB.ap
k!ai-
LAv.zaya- 
OInd.jaya- 
RV.j
y-


 

PIE*eak-gebren

 Pind.686|=-
 Serb.dvz
k 
 

(pf.)geborenwerden(LSJ349,686|=8<@[inf.])606
(m.)zweijhrigerWidder(P.230)

PIE*ean-,*oan-gebren(cf.RV.san-:Gr.]@-)

 Gr.6}@-

 Gr.6}6B@- 
 Gr.8><6@-
 

(adv.)withgenitalsexposed(DTochB.16)
(prM.)geborenwerden(AIWb1658-9)
(pr.)tobeborn(MonWil.410,jayate[3sg])
(f.)Eheweib,Gattin(WbRV.485)605

(ao.)werden(GEW1:306-8,d68@FB[3sg])
(pf.)werden(GEW1:306-8,6}6B@8[3sg])
(m.)8><6@8D)Bld@7BAB<,5BG>8GF4(GEW2:498)607

PIE*eat-,*oat-(cf.OCS.st-RV.s
t-)

 Lat.indiget- 
 Gr.F:>68FB-
 LAv.z
ta- 

(a.)einheimisch,eingeboren(WH1:693,indiges)
(a.)spt-geboren(GEW2:893)
(a.)geboren(AIWb.1689;PIE*/isalsopossible!)

(b) PIE na- gebren (cf. i. #ana-, #an-) is confirmed by the following
vocalizations:





PIE*naV-

Gr.66@B-

(pr.)(geboren)werden,entstehen(GEW1:306)
Gr.@8()B6@-
(a.)neugeboren(GEW1:307)
Lat.gigno- 
(pr3.)erzeugen,hervorbringen(WH1:597-600)

 

PIE*nai-

 TochB.kne- 
 RV.jaji-

 Gr.hB?6@<B-
 

PIE*neaC-,*naC-

 Lat.praegn
t-
 OLat.gn
to- 
 OGaul.gnato-
 

(vb.)fullfill(awish)(DTochB.160,knetr[3sg])
(pfM.)geborenwerden(WbRV.468,jaji[2sg])
(a.)vongleicherAbstammung(GEW1:307)

PIE*naC-

(a.)schwanger,trchtig(WH2:354)
(pret.pt.a.)geboren,alt(m.)Sohn(WH1:598)
(m.)gnatusfiliuslinguaGallica(ACSS.1:2029)



Owingtotheexternalconfirmationofthe*i-extension,Brugmanns(Grundr21:420)analogy(im
Ind. wurde nach j
t- das Prs. jya-ti fr *j
nya-te gebildet, wohl auch p%rva-jvan- in der Vorzeit
geborenstatt*-j
nvan-)isunmotivated.

605

 Brugmanns (19003:327-8) analogy ([n]ach eEF4=4 : eEF4?8@ schuf man 686|=8<@ (Pind.) neben
6}64?8@, wie umgekehrt nach demselben Vorbild fCEF4?8@ (Komiker) neben fCEF:=4 (\C<EF|K)
getretenist)isnotnecessary.
606

607

ByreconstructingPIE*ean-(Gr.6}@-),PIE*oan-(Gr.6B@-)andPIE*an-(Gr.6@-),the
surfacevocalismsareregularlyobtained.

314

 Gr.=4E6@:FB-
 Gr.7<()6@:FB-

(m.)Bruder(SchwyzerGrGr.1:360,GEW1:307)
(PNm.)Diogenes(LSJ.432)

The root Neogr. *en- *n- represents two distinct items PIE *ea(n)- and PIE
*na-gebren,structurallyresemblingPIE*sea-,*sena-suchen.
5. Brugmann (Grundr2 1:405) reconstructed Neogr. *-m- (en-) for Gr.
64?5C- Tochtermann, Schwestermann, Brutigam : vgl. ai. jm
tar- av. z
m
tar-
Tochtermann[].OnlyonebasewithoutNeogr.*isattested,however:
PIE*am-Tochtermann(P.369-370)







Gr.64?5C- 
LAv.z
maoya-
RV.j
m-

LAv.huz
mi-
LAv.z
m
tar-

(m.)Schwiegersohn,Eidam,usw.(GEW1:287)608
(a.)BruderdesSchwiegersohns(AIWb.1689)
(c.)Schwester,Bruder(WbRV.484,j
m[sgN])
(m.)gute,leichteGeburt(AIWb1839)
(m.)Eidam,Schwiegersohn(AIWb.1689)

The extension PIE *am- belongs to the previous root and has been built in a
similarfashionas PIE*ak-(Gr.6=-)and PIE*an-(Gr.6@-),discussed
above.
6.Brugmann(Grundr21:419-20)reconstructedNeogr.*-kennenforai.j
n-ti
er kennt, weiss (av. z
nata [2pl]), lat. gn
ru-s, lit. pa-(nti kennen; vielleicht auch
arm. caneay ich kannte an-can unbekannt auf Grund von *-n-. Based on the
extendedmaterial,thecomparativemethodimpliesthevariants:
(a)PIE*eaen-*eaon-erkennen,wahrnehmen,usw.
 RV.j
n-

 Gr.6}6K@- 
 Arm.can-u-eal-

(aoM.)[A]erkennnen,wahrnehmen(WbRV.501)
(pf.)verknden(GEW1:293,6}6K@4[1sg])
(a.)erkannthabend(ArmGr1:455)

(b) PIE *aen- *aon-, the schwebeablaut variant of the above root with media
aspirata,isattestedin:






OLat.hons- 
i.gane#-

Lat.honesto-
Pael.hanusto-
i.ganu#ta- 

(m.)Anerkennung,Auszeichnung(WH1:655-6)
(vb1.)anerkennen(HEG1:478-80,ga-ne-e#-zi[3sg])
(pf.pt.)anerkennenswert(MachekIII(1959):78)
(pt.)honesta (WH1:665-6,hanustu)
(mc.)Honestus(?)(NOMS.508,ga-nu-u#-ta[abs.])

(c)PIE*eai-*ain-kennenisattestedin:




LAv.zaya-
Latv.zin-
Li.pa(n-





(vb.)kennen(AIWb.1659,zay
[sb3sg])
(vb.)kennen,wissen(LiEtWb.1310,zinu[1sg])
(vb.)(er)kennen,bekanntsein(LiEtWb.1319,pa(nti)


608

ForthedifferenceofquantitybetweenGr.64?-andAv.z
m-,seeOsthoffsLaw.

315

7.Brugmann(Grundr21:419)reconstructedNeogr.*t
forAi.t
-Umfassung,
RahmeneinerThr,arm.dr-andThrpfosten,Thrschwelle,lat.antaviereckiger
Thrpfeiler,Pilaster.Asforthereconstruction,notethefollowing:
(a)AlreadyGrassmannanalyzedRV.t
-correctlyasacompound:
 RV.t
-

(f.)dieUmfassung,dieRahmen(WbRV.175).

TheitemconsistsoftheprefixRV.-um-followedbytheroot PIE*t-stretchand
thefemininesuffixNeogr.*
(=PIE*a).Directlyfromthishasbeenbuilt
(b)PIE*hean-,theextendedformoftheprefixRV.-um:





Lat.amplo- 
Lat.ant
- 
Gr.\?HBC8-
Arm.drand 

(a.)umfangreich,ausgedehnt,weit(WH1:42)
(f.)viereckigerThrpfeiler,Pilaster(WH1:52)
(m.)zweihenkeligerkonischerKrug(GEW1:99)609
(sb.)Thrpfosten,Thrschwelle(ArmGr.419)

Nolongsyllabicnasalisneededforthealternationofprefixes.
8. Brugmann (Grundr2 1:419) reconstructed Neogr. *ti- for ai.
t- ein
Wasservogel,gr.@EE4(urgr.
)Ente,vgl.lat.anasAcc.anitemundanatem(244,
1 S. 221), ahd. anut Ente und lit. nti-s aksl. Vty Ente ( 210 Anm. S. 178). The
overallmatchingmeaningdoesnotconfirmthemorphologicalidentityoftheforms,
because three roots, correctly separated by Walde and Pokorny, are externally
confirmed:
(a)PIE*at-liquid,water,water-animal(P.70)isattested,forinstance,in:







Lat.attilo-
Li.ta-
Li.at-
Oss.acc
RV.
t-
OIcl.-








(m.)einstrhnlichergroerFischimPo(WH1:78)
(m.)gemeineScholle,Steinbutte(LiEtWb.518,tas)
(.)Steinbutte(LiEtWb.21,ats[sgN])
(sb.)Wildante(EWA1:163)
(f.)einWasservogel(WbRV.175,
tyas[pl])
(f.)Eidergans(ANEtWb.681,Ur[sgN])

(b)PIEna-waterappearsinvariousextensions:
 

PIE*nak

 Boiot.@EE4 
 Att.@FF4

 

(f.)Ente(GEW1:317)
(f.)Ente(GEW1:317)

PIE*ne/oat-Wasser;Nsse,na

 Gr.@BF-
 Arm.nay
 

eah-(orPIE*nahea-?)




(m.)Sdwestwind,derNssebringt(GEW2:324)
(a.)na,flssig(GEW2:324,PArm.*nati-)

PIE*nau-ship,boat,water(P.755-756)

 OIcl.n-

(m.)Schiff(ANEtWb.411)


609

Gr.\?HBC8-cannotbeahaplologyduetothesimultaneouspreservationofGr.\?H<HBC8-(m.)
zweihenkeliger konischer Krug (GEW 1:99). Accordingly, the difference must reflect two different
prefixes,Gr.\?-andGr.\?H<-.

316

 OIcl.ntrog-

(.)Wasserkbel(ANEtWb.411).

(c) PIE *an- wasser, liquid. The initial laryngeal is attested in Old Anatolian,
coincidingwiththeIndo-European/a/in:






i.an-
Lat.anat-
Gr.7<4@F-
Li.nti-
Gr.^@F>B-







(vb.)schpfen(HEG1:144-5,a-an-tn[2pl])
(f.)Ente:duck(WH1:44,anas,anatis[G])
(a.)capableofbeingwetted(LSJ.405)
(.)Ente:duck(LiEtWb.11-12,ntis[sgN])
(m.)Schiffsbodenwasser,Kielwasser(GEW1:114)

Thus,BrugmannsunderlyingNeogr.*standsforPIE*an-,PIE*at-andPIE*na-.
9.Brugmann(Grundr21:419)reconstructedNeogr.*-un-neben*-(431,2S.
398): gr. hom. \?-H4E: Sprachlosigkeit, dor. @|-B<@BD straflos hom. @:-=8C7~D
gewinnlos, osk. an-censto incensa. Here two morphologically distinct roots are
confirmed:
(a)PIE*aen-un-,ohne,-los,asalreadyreconstructedabove,hasbeenpreservedby
severallanguagesincluding:






Arm.ananum-
RV.anin- 
gAv.anaoah-
Gr.^@4>FB- 
TochB.anaiktte-

(a.)namenlos(Grundr21:404)
(a.)un-krftig(WbRV.56)
(a.)unfriendlich(AIWb.114)
(a.)unersttlich(GEW1:102,^@4>FBD)
(a.)unknown(DTochB.13)

(b)PIE*na-,thelaryngealextensionofPIE*ne-not,isattestedin:





OIr.na

OIr.n


Do.@|B<@B-
Hom.@~B<@B-

(neg.adv.)no,not(DIL.473)
(neg.adv.)no,not(DIL.473)
(a.)straflos,ungercht(GEW2:573,@|B<@BD[sgN])
(a.)straflos,ungercht(GEW2:573)

Theextensions PIE*aen-unand PIE*na-havebeenderivedfromtherespective


monoliteralrootsPIE*aunandPIE*n-un(seeabove).


3 .4.6 PIE*m(consonantalbilabial)
0. The consonantal bilabial nasal Neogr. *m (= PIE *m), already included in
Schleichersreconstruction,hasbeenpreservedpracticallyunchangedthroughout.
1. Brugmanns (Grundr2 1:342-4 & 348-) examples of Neogr. *m include, for
instance,theitems:
(a)Neogr.*m
ter-Mutter(Grundr21:342):ai.m
tr-,Arm.mair,gr.?~F:C,alb.
motr(Schwester),air.m
thir,ahd.muoter,lit.motWeib,Ehefrau,aksl.mati.
(b) Neogr. *em- vomit (Grundr2 1:342): ai. vmi-ti, vama-ti vomit, gr. b?}K
vomo,lat.uom,lit.vemalaPl.Ausgespienes.

317

(c)Neogr.*hermo-,hormo-(Grundr21:343):ai.ghar-m-sGlut,arm.Wermgr.
;8C?-Dlat.formu-swarm.
2. PIE *m was preserved both in Tocharian and in Anatolian, and no special
commentsarerequired.
3. Brugmann suggested610 an epenthesis of glide and a change in the place of the
articulationofthenasal*mforGreek:
PIE*m



PGr.*@



Gr.<@.

Externally, an original PIE *n now appears in Brugmanns key examples (like PIE
*kn-gemeinsam,usw.):
 Gr.=B<@-

 Gr.=B<@-

 TochB.ank
nmi-

(a.)gemeinsam,usw.(GEW1:892-3)
(n.)Gemeinde,Bund,usw.(GEW1:892-3)
(sb.)commonality(DTochB.5-6)

ThelabialextensionPIE*km-isalsoconfirmedin:
 Lat.cum

(prepAbl.)mit,zusammen/zugleichmit(WH1:251)
 OFrank.hamdii (sb.m.pl.)con-i%r
trs(P.613)
 TochB.ank
mnicce(a.)shared,common(DTochB.5-6)
Inthesecases,thedifferenceofnasalsisexplainedbymeansoftheextensionsNeogr.
*kom-*kon-,bothfromNeogr.*ko-(Lat.co-,OIr.co-,etc.).Thepostulationof
aseparatesoundlawforGreekisunnecessary(Occamsrazor).


3 .4.7 Neogr.*(anteconsonantalsyllabicbilabial)
0.Neogr.*wasassumedtodevelopsvarabhaktivowelsinthecognatesinthesame
mannerasNeogr.*,withtheresultthatthecoreissuesareidentical.
1.AccordingtoBrugmann,thesvarabhaktivowelsassociatedwithNeogr.*were
Uridg. 
+C 

Ar.
a

Arm. Gr.
am
4

Alb.
e(i)

Ital.
em

Urir. Germ. Balt. Slav.


im
um im


2. Because the problems of Neogr. * match those of Neogr. *, they are not
repeatedhere.ThesvarabhaktivowelsofBrugmanncanbeproventobegenuineby
externalcomparison,asfollows:
3.Brugmann(Grundr21:394,404)reconstructedNeogr.*-:*me-forGr.^64@
sehr:?}64-Dgross.Frisksdissatisfaction611isnowsupportedbythecomparative
comfirmationoftwodistinctroots:

SeeBrugmann(Grundr21:358):-@-aus-m-magvorliegenin54@Kichgeheaus*54?-K,woam- aus -- entstanden war (431). Note that also in this example the assumed change *?-  @ is
redundant, because 54@K is derived from 54@-, which is also attested in Sanskrit RV. gn- (vbA.)
kommen, hingehen (WbRV. 381, ganma [1pl]) and secured by TochB. knmas- (vbM.) to come
(DTochB.160,knmastr[3sg]).
610

318

(a)PIE*a-wunder(bar),wrdig,kostbar,usw.isattestedinseveralextensions:
 

1.PIE*aea-

 Gr.^64-

 Gr.\64=>8()~E-
 Gr.^6:-

 

2.PIE*as- 

 LAv.a#.ama- 
 Gr.^A<B-

 Lat.axitiso- 
 

(a.)sehr,besondersstark,krftig(AIWb.241)
(a.)wrdig,wert(GEW1:116,^A<BD[sgN])
(a.)kostspielig,ptzschtig,usw.(WH1:90)

3.PIE*aeasu-

 TochA.k
su- 
 Gr.\64G- 
 TochA.k
swai-
 

(vb.)sichwundern(GEW1:5,^64?4<[1sg])
(a.)mitgroemRuhm(GEW1:5)
(f.)Verwunderung(GEW1:5)

(a.)bonus(sb.)bonum(adv.)bene(Poucha62-3)
(a.)verehrungswert,edel(GEW1:7,\64GD)
(a.poss.)bonus(Poucha64)

4.PIE*aeeadh-

 Gr.\64;- 
 TochA.a!!i 
 TochB.
ktike-

(a.)gut,tchtig,trefflich(GEW1:5)
(ptcl.interrog.)sane?(Poucha11,a!!i)
(a.indecl.)wonderful(DTochB.37,
ktike)

(b)PIE*mea-*mae-gro,usw.(orPIE*mea-?)








OIr.doformag-
Lat.mage

Alb.madi- 
RV.majmn- 
Gr.?}64-

Arm.mec- 
Go.mikil-


(vb.)augere:vermehren(WH2:10)
(adv.)mehr,eher,vielmehr(WH2:10)
(a.)gro(WH2:10)
(m.)Grsse,Macht,Herrlichkeit(WbRV.973)
(a.)gro(GEW2:189-90)
(a.)gro(GEW2:190)
(a.)gro:?}64D,B>D(GoEtD.254)

4.Brugmann(Grundr21:400)reconstructedNeogr.*-forai.gahgthav.gaid
2. Sg. Imper. von W. em- kommen, vgl. 431. Furthermore, he assumed Neogr.
*-o-(Grundr21:407)forLat.ueni[]osk.km-bennesGen.conventus[]
: gr. 54@K ich gehe ai. gamya-m Ort, wohin man gehen soll, Neogr. *-ske-ti
for 5|E=8 Imper. geh : ai. gccha-ti er geht [] (Grundr2 1:404) and Neogr.
*ti- for OInd. gti- Gr. 5|E<-D Got. ga-qums Lat. in-uenti (Grundr2 1:394,
397-8). Instead of a single root Neogr. *-, several morphologically distinct
extensionsareimpliedbythecomparativemethod:
(a) PIE *ea- is confirmed by the Rig-Vedic hiatus accompanied by Greek avocalismin:
 RV.gaa-

(pr.)einenWeg[A,I]gehen(WbRV.392,gaat[3sg])


611

 See Frisk (GEW 1:5): Gewhnlich wird \64 mit ?}64 verbunden; die dabei vorauszusetzende
Grundformidg*(a)-istvenigerfreulich.

319

 Gr.5|-

 gAv.ga-

 RV.(...)ga- 

(vb.)walk,step,etc.(LSJ.302,5|F:@[3du],Gr. )
(vb.)kommen(AIWb.494,gaid[2sg])
(vb.)kommenzu[A](WbRV.380,gath)612

(b)PIE*eam-,the*m-extensionofthepreviousroot,isattestedin:





RV.gam-

gAv.aib.gTm-
TochB.kam-
RV.gma- 

(pr.)kommen,hingehen(WbRV.380,gami
s)
(pr.)hin/herzukommen(AIWb.496,aib.gTman[3pl])
(pretA.)tocome(DTochB.161,kame[3pl])
(a.ao.)kommen,hingehen(WbRV.385,gmadhyai)

(c) PIE*am-,thezerogradeofthepreviousexamplewith PIE*g+Og+in


Go.qum-,isattestedin:
 TochA.kumn-
 TochA.kumsa-
 Go.gaqum-

(prA.)venire(Poucha67,kumn[3sg])
(prA.)venire(Poucha67,kumsam[3sg])
(m.)Zusammenkunft(GoEtD.147,gaqums)

(d) PIE *ean-, *oan-, the parallel *n-extension, is also confirmed by several
subgroups:






RV.gn-

RV.gnigmat-
Gr.54@K 
TochB.knmas-
RV.jaganvns-

(vbA.)kommen,hingehen(WbRV.381,ganma[1pl])
(int.pt.)kommend(WbRV.385,gnigmatam)
(pr.)gehen(GEW1:208,54@K)
(vbM.)tocome(DTochB.160,knmastr[3sg])613
(pf.pt.)gehend(WbRV.384)

(e)PIE*aen-,*an-,theschwebeablautvariantwithPIE*e/,isdocumentedin:






Lat.un-

LAv.fraptTrTW
n-
Lat.uen-

TochB.!anm-
Umbr.benus- 

(pf.)kommen(WH2:747f.,un[1sg])
(a.)imFlugsichbewegend,Vogel(AIWb.984)
(pr4.)kommen(WH2:747f.,uenre[inf.])
(prA.)come(DTochB.161,!anm[3sg])
(2.fut.)kommen(WbOU.143-4,benus)

(f) PIE*easki-gehenwithoutanasalhasacommonIndo-European/a/inthree
subgroups:
 Gr.5|E=K
 RV.gcha-
 Alb.ngah-





(pr.)gehen(GEW1:208,5|E=K[1sg])
(prA.)kommen,gehen(WbRV.382,gchati[3sg])
(pr.)run(AlbEtD.292)614

(g)PIE*eati-Gang,anextensionwithoutanasal,isconfirmedbyfourwitnesses:

612
 Note the zero grade in RV. g- (ao.) gehen, kommen, wandern (WbRV. 392, gus [3pl]) and the
lengthenedgradeinLi.g-(vb.)gehen(LiEtWb.161,gti[inf.]).

NowthatTocharianaswellagreeswithVedicandGreek,Brugmanns(Grundr21:358n1)viewcan
be seen as outdated: Ein uridg. en- neben em- anzusetzen, sehe ich keinen ausreichenden
Grund.

613

614

 Note that the suggested developments have changed. According to Orel (2000:42), PIE *  O
Alb.ainsteadoftheformerNeogr.OAlb.im,in.

320






RV.gti-
Gr.5|E<-
Alb.ngas-
Latv.gate






(f.)derGang(WbRV.376)
(f.)Schritt,Gang(GEW1:209,5|E<D)
(ao.)urge,incite,annoy(AlbEtD.293)
(f.)WegzwischenzweiZunen(LiEtWb.139)615

5. Brugmann (Grundr2 1:397, 400) reconstructed a uniform prototype Neogr.


*tmhundertforabroadspectrumofvowels:ai.!at-m,gr.c-=4F@,lat.centum, air. ct, got. hund, lit. #ita-s. The complete data now at our disposal implies
severalisoglosseswithunifiedvocalismsinsteadofasingleunderlyingsyllabicnasal:
616

PIE*a-10,100(P.191-192)

 

617

PIE*ea-

 Gr.7}=4-
 RV.d!a-
 




(n.)zehn(GEW1:359,7}=4)
(n.)zehn(n.)zehnFinger(WbRV.581,d!a[NA])

PIE*oa-

 Arc.7}=B-
 RV.d!
-
 

(n.)zehn(Grundr21:406)
(n.)zehn(WbRV.582,da!
nm,BRUGMANNII)




618

PIE*aimt-

 Li.#ita-

(m.)centum(LiEtWb.984,#itas[sgN])
 OCS.dest 
(num.)zehn,Dekade(Sadnik139)
 TochA.tary
kici- (num.ord.)tricesimus(Poucha116)
 





PIE*eaNt-

TochA.knt-
Bret.kant-
Cymr.cant-
Gr.m=4@F<-

 






(num.card.)centum(Poucha66-7)
(num.)hundert(WH1:201,kant)
(num.)centum(WH1:201,cant)
(num.)20(Schwyzer,GrGr.1:591)

PIE*aeNto-(=Neogr.*hento-)

 Lat.cento-

(n.sg.)hundert(WH1:200-1,centum)


615

TheLatvianformisnotnecessarilyaloan,becauseNeogr.*a/oispossible.

616

Thenumeralfor10(Latdecem)consistsoftheprefixPIE*dea-unus(ablaut*deae-,*da-)
and the root PIE *ea- (n.pl.) *hands (num.) ten (for the prefix, see Pyysalo 2011). The root
withouttheprefixisacceptedasbelongingwiththenumeralfor100(RV.!at),anassumptionthatis
supported by the segmentation, leaving a common root for items such as Gr. 7}=4FB- (ord.) der
zehnte(GrGr.1:595,GEW1:359),Gr.c=4F-(num.n.)hundert(GEW1:475,c=4F@)andsoforth.
Themeaninghundredisthusderivedthroughthesubstantivizationoftheadjectivetenth,withthe
numeral100beingapproximately(the)tenth(ten)(i.e.thepoweroften).
617

Ontherootshapeingeneral,noteAnttila(1969:159):Itisalsoimpossibletotake*de(9.11)
asoneunextendedrootbecauseofitsshapeCeCR[...].

618

 The meaning handembedded in the numeral for 10is accompanied by the adjective Gr.
7EI<?B- (a.) troublesome, dangerous, fearful (LSJ. 461) with Gr. I N Neogr. *h N PIE *a
provingatenuisaspiratafortheambiguousOInd.!intherelatednounsOInd.!ma-(m.)Zubereiter
(EWA2:637-8)andRV.!m-(f.)Arbeit,Eifer,Werkdienst,Opferdienst(WbRV.1394),etc.

321

 LAv.Zrisant-
 














620

PIE*eato-,*oato-

RV.!at-

TochA.kt- 
Gr.c=4F- 
Arc.c=BF- 
Aiol.7}=BFB-
Att.8m=BE<- 
Aiol.8m=BE<- 
RV.!
tavaneya-

 

(f.)dreissig(AIWb.810,Zris sa[sgN])619


(num.n.)hundert(WbRV.1372,!at[NA])
(num.card.)centum(Poucha66-7,kt[316b7])
(num.n.)hundert(GEW1:475)
(num.n.)hundert(Schwyzer,GrGr.1:592,c=BF@)
(ord.)derzehnte(GEW1:359)
(num.)20(GEW1:453)
(num.)20(GEW1:453)
(a.)zumGeschlechtdes!.gehrig(WbRV.1391)

PIE*aun-(=Neogr.*hun-)

Go.taihun- 
Arm.eresun-
Arm.kaasun-
Go.hunda- 

(num.card.)=7}=4ten(GoEtD.339)
(num.)dreissig(ArmGr.1:491)
(num.)40(ArmGr.1:491)
(n.pl.)hundert(GoEtD.194-5)

6.Brugmann(Grundr21:397,400)reconstructedNeogr.*bhr-forOInd.abhr-
Gewlk, trbes Wetter, gr. \HC-D Schaum, lat. imber (Gen. imbris); Av. awra-
npers. awr Wolke, also adding (Grundr2 1:429) OPers. 45CB=?:D (Herod.).
Contrarytothis,tworootsareimpliedbymeansofthecomparativemethod:
(a)PIE*aebhr-(Neogr.*abhr-)canbereconstructedfor:





Gr.\HC-

Gr.\HC@<FCB-
RV.abhr- 
LAv.awra- 

(m.)Schaum,Geifer(GEW1:197,\HCD[sgN])
(n.)Mauersalz(KVG:242,\HC@<FCB@)
(m.)Wolke,Gewitterwolke(WbRV.88)
(n.)Regenwolke,Wolke,Regen(schauer)(AIWb.99)

(b) PIE*aebh-,theunextendedbaseofthepreviousexample,connectsGreekand
thewell-knownCelticitems(P.1-2)throughacommonIndo-European/a/in:
 Gr.\H@<FCB-
 OGaul.^5B- 

(n.)Mauersalz(KVG:242,\H@<FCB@)
(m.)Flu(ACSS1:5-6,^5BD[sgN])

Here(asinthederivatePIE*aebhr-)Neogr.*aisattested,notasyllabicnasal.
(c) PIE*aembh-Wolke,Regen,Wasser,arootwithanasal,isconfirmedbythree
subgroupsagreeingonacommonIndo-European/a/:
Arm.amb-
Osc.anafr-
RV.ambh-
RV.mbhas-






(sb.)Wolke(o-stem)(ArmGr.1:417)
(m.)Regengottheit(WbOU.95-6,anafrss[plD])
(a.)nebelhaft,feucht(WbRV.96)
(n.)Wasser,Regenwasser(WbRV.96)


619

Alternatively,AvestanbelongstoTocharianandCelticwithanon-palatalizingvowel.

620

NotethatTochA.ktlacksthenasal,andGreekhasablaut4:B,implyingthattherewasnosyllabic
nasalintheproto-form.

322

7.Brugmann(Grundr21:397,404)reconstructedNeogr.*sunusalsPrfixmit,
zusammen : ai. sa-kt einmal, gr. ]->BD einfach, lat. sim-plex, ai. sadhriy-c-
nach einem (demselben) Punkt hin gerichted, vereint, einsam, gr. \-;CB< im
Verein, gesamt. The comparative method implies the following correspondence
sets:
(a) PIE*sea-with,together,etc.ThecommonIndo-European/a/,whichdoesnot
reflectasyllabicnasal,isprovenbythefollowingitems:








Li.s

Latv.sa

TochB.sa 
RV.sartha- 
RV.svara- 
Gr.]>B- 
OInd.sdaka-

(prep.pref.)zusammen(LiEtWb.753)
(prep.)zusammen,usw.(LiEtWb.753)
(end.sgPerl.)with,by,etc.(DTochB.passim)
(a.)aufgleichemWagendfahrend(WbRV.1487)
(a.)gleichesAussehenhabend(WbRV.1492)
(a.)einfach(GEW1:1,]>BD[sgN])
(a.)containingwater(MonWil.1248)

(b)PIE*sa-with,together,etc.,the*-gradeofthepreviousexample,isprovento
beoriginalbytwobranches:







Li.sokalbi- 
Li.suo(in- 
Latv.suvardi-
RV.svari- 
RV.s
km 
RV.srathi- 

(.)agreement(LiEtWb.942)
(f.)conscience(LiEtWb.936)
(c.)Namensvetter(LiEtWb.753)
(m.)ENeinesMannes(WbRV.1513)
(adv.)aufeinmal(EWA2:721-)
(m.)Wagengenosse,Gefhrte(WbRV.1513)

PIE *sa- is to be reconstructed with the position of the laryngeal confirmed by a

Baltic accent.621 The ablaut *e :  is, therefore, accountable for the alternation of
quantityRV.a:
inpairs:





RV.sartha- 
RV.srathi- 
RV.svara- 
RV.svari- 

(a.)aufgleichemWagendfahrend(WbRV.1487)
(m.)Wagengenosse,Gefhrte(WbRV.1513)
(a.)gleichesAussehenhabend(WbRV.1492)
(m.)ENeinesMannes(WbRV.1513)

(c)PIE*sem-ein,zugleichisimpliedfor:
 LinB.h8?- 
 Lat.semel

 OLat.semol 

(pron.m.)one(GEW3:83,DMycGr.392,he-mei[D])
(adv.)einmal,daserstemal(WH2:511)
(adv.)zugleich(WH2:538)

InsteadofasinglerootwithNeogr.*s-:*sem-,thereisamonoliteralroot PIEs-
ein,eins,zusammen,usw.withalternativeextensionsPIE*sea-andPIE*sem-.
8.Brugmann(Grundr21:398)reconstructedNeogr.*dezehnforai.d!a,arm.
tasn, gr. 7}=4, lat. decem, air. deich n-, to which he adds (Grundr2 1:413) Got.
taihunda aisl. tionde zehnte : gr. 7}=4FB-Dand (Grundr2 1:415) Lit. de#ita-s

621

ForadditionalexamplesinBaltic,seealreadyBezzenberger(1888:146-8).

323

preuss. dessmts aksl. dest& zehnter : gr. 7}=4FB-D. As already discussed above,
severalextensionsareimpliedbythecomparativemethod:
(a)PIE*ea-*oa-zehn





Gr.7}=4-
RV.d!a-
Arc.7}=B-
RV.d!
-






(n.)zehn(GEW1:359,7}=4)
(n.)zehn(n.)zehnFinger(WbRV.581,d!a[NA])
(n.)zehn(Grundr21:406)
(n.)zehn(WbRV.582,da!
nm[plG])

The absence of a syllabic nasal is proven by the qualitative alternation Gr. 4 : B,
reflectedasRV.a:
inIndo-Iranian(withBrugmannsLawIIinRV.da!
nm).
(b)PIE*ean-zehn





Arm.tasan- 
OSax.tehan 
TochB.(w)ik
Gr.78=4@- 

(num.)zehn(ArmGr.496,tasn[N],tasan[G])
(num.)zehn(GoEtD.339)
(num.)zwanzig(DTochB.61,ik)
(m.)decurio,Aufseher(GEW1:359)

The forms have in common Indo-European /a/ = Neogr. *a followed by a nasal
extensionPIE*n-.
(c)PIE*ato-zehn,hundertisattestedintheablautgradesPIE*eandPIE*o:
 





Gr.7}=4FB- 
Gr.c=4F- 
RV.!at-

RV.!ata!va-

 





PIE*eato-

(ord.)derzehnte(SchwyzerGrGr.1:595,GEW1:359)
(num.n.)hundert(GEW1:475,c=4F@)
(num.n.)hundert(WbRV.1372,!atm,!atna)
(a.)aushundertRossenbestehend(WbRV.1376)

PIE*koato-

TochA.kt- 
Lesb.7}=BFB-
Arc.c=BF- 
RV.!
tavaneya-

(num.card.)centum(Poucha66-7,kt[316b7])
(ord.)derzehnte(GEW1:359,LSJ.377)
(num.n.)hundert(Schwyzer,GrGr.1:592,c=BF@)
(a.)zumGeschlechtdes!.gehrig(WbRV.1391)

Brugmannsearlyreconstructionisoutdated622becauseGr.4:B(Att.7}=4FBD:Att.
8m=BE<)belongstothestandardablautPIE*ea:*oa(seeChapter2),asillustrated
by:
 PIE*eato- R
 PIE*oato- R

Att.7}=4FB- 
Arc.7}=BFB- 

:
:

RV.!at-
RV.!
ta-623 

(d)PIE*aimt-zehn,hundert

 See Brugmann (Grundr2. 1:406): Nur scheinbar treten im Griech. auch andre Vocale als 4 als
lautliche Fortentwicklung von sonantischen Nasal auf. ber att. ol. 8m=BE< gegenber dor. =4F<,
arkad. 7}=B 7}=BFBD gegenber Att. 7}=4 7}=4FBD u. dgl. s. II S. 490f. 494, Verf. Gr.Gr.2 s. 137,
KretschmerKZ.31,361ff.
622

623

ThestemisbasedonapossiblePIE*o-grade(BrugmannsLawII)inRV.!
tavaneya-(a.)zum
geschlechtdes!atavanigehrig(WbRV.1391)andRV.!
tapant
[du]=!atavat-(?)(WbRV.1391).

324






Li.#ita-

OPr.desimto-
OLi.de#imt-
TochA.tary
kici-

(m.)centum(LiEtWb.984)
(num.)zehn(APrS.320,dessimton)
(num.)Dekade,zehn(LiEtWb.91,d#imtis[sgN])
(num.ord.)tricesimus(Poucha116)

BalticandTocharian(twowitnesses)implyagenuinePIE*i.
(e)PIE*aem-zehn(Neogr.*hem-)





Lat.decem 
OIr.deichN 
Umbr.desenduf
OPr.desempt-

(num.)zehn(WH1:327,decem)
(num.)ten(DIL200,deichn-)
(num.)duo-decim,zwlf(WbOU.169)
(num.)zehn(APrS.320,dessempts[sgN])

(f)PIE*aun-zehn,hundert(Neogr.*hun-)





Go.taihun- 
Arm.eresun-
Go.hunda- 
OIcl.tiond- 

(num.card.)zehn:7}=4(GoEtD.339)
(num.)dreissig(ArmGr.1:491)
(n.pl.)hundert(GoEtD.194-5)
(f.)zehnerTeil(ANEtWb.590)

Armenianu,coincidingwithGermanicu,impliesanoriginalPIE*u.
9.Brugmann(Grundr21:400)reconstructed*se/o-forai.ycha-tierhlt,av.
a-yasa#adumgestandichnehmen,apers.a-yasat
erzogansich,zuai.yama-ti
(II S. 1031). Though the data is mostly Indo-Iranian, the impossibility of syllabic
nasalscanbeprovenwhenthecompletedataisaccountedfor:
(a)PIE*ia-halten,fassen,abaseneglectedbyBrugmann,isattestedin
 gAv.y
-

(f.)Halten,Fassen(AIWb.1264,y m[sgA]).624

(b) PIE *ieam- halten, paaren, bezwingen (P. 505), with a possible laryngeal
revealedbyBrugmannsLawIIinthestrongperfect,hasbeenpreservedin:





RV.yem-

RV.d(...)yay
m-
TochA.yam- 
TochB.yamauki-

(pfM.)sich[D]darbieten/hingeben(WbRV.1093)
(pf.)erheben,emporsteigenlassen(WbRV.1095)625
(sb.)pair(Poucha238)626
(sb.)participant(DTochB.483,yamauki)

(c) PIE*ieas-(or PIE*ies- ?)doesnotcontainanasal,owingtothequantitative


ablautPIIr.*a:*
preservedin:
 gAv.yas-

 RV.ycha- 
 gAv.
yesa- 

(a.)indenBesitzgelangend,teilhaftig(AIWb.1269)
(pr.)darreichen,aus-,vorstrecken(WbRV.1090)
(vb.)herholen,holen(AIWb.1288-9,
yese[3sg])


624

ThefemininePIE*ia-impliesamonoliteralrootPIEi-halten,fassenfromwhichtheattested
derivateshavebeenbuilt.
625
 Note, however, that RV. yay
m- could derive its vrddhi from an original *. Accordingly, a root
withoutlaryngeal(PIE*iem-iom-)isalsopossible.
626
Owingtothepossiblegeneticrelationship,aloanfromRV.yam-(a.)verbunden,verschwistert,
gepaart(WbRV.1096)isunmotivated.

325

 LAv.
(...)y
sa-
 OPers.
yasa-
 LAv.apa(...)y
sa-

(vb.)herholen,holen(AIWb.1288-9)
(pr.)reachoutfor,takeasonesown(OldP.205)
(vb.)wegnehmen(AIWb.1288,apav
y
s
iti)

(d) PIE*ieat-(or PIE*iet- ?)alsodoesnotcontainanasal,owingtothequantitative


ablautPIIr.*a:
in:





RV.yat-
LAv.y
ta-
LAv.y
ta-
RV.y
tya-






(pf.pt.)gezgelt,gelenkt(WbRV.1095)
(n.)Anteil,Besitz(AIWb.1283)
(a.)reichanBesitz,vermgend(AIWb.1283)
(csA.)verbinden,vereinigen(WbRV.1080,y
tayati)

10.Brugmann(Grundr21:400)reconstructedNeogr.*bhri-forai.bhri-Hacke,
Spatenzunabh-bersten.Theproblemsofthereconstructionareinsurmountable:
(a) There are no parallels for OInd. bhri- (KEWA 1:43) as the zero grade of RV.
nbh-(f.)Zerspalter,Zerbrecher(WbRV.708)intherestofthegroup.
(b)TherelatedlonggraderevealsthequantitativeablautOInd.a:
:
 OInd.
bhrik-

(a.)mitderHackearbeitend(KEWA1:43).

HenceNeogr. bh-isimpossible.
(c) It is possible to segment OInd. bhri- instead of Neogr. *bhRi-, attaching the
formstothewell-knownroot
bhri-schneiden,scheren,zerbrckeln(P.182):








OInd.bhri- 
Lat.fri
-


Pahl.br-
RusCS.bri- 
OInd.
bhrik-
RV.bhr- 
LAv.pairi.brna-

(.)Hacke,Spaten(KEWA1:43) 
(vb.)zerreiben,zerbrckeln(WH1:549,fri
re)
(vb.)schneiden(AIWb.972,brtan[inf.])
(sb.)scheren(WH1:549,briti[inf.])
(a.)mitderHackearbeitend(KEWA1:43)
(vb.)zrnen(tr.)strafen(WbRV.967,bhrnti)
(vb.)ringsumschneiden(AIWb.972,brnTnti[3pl])

11. Brugmann (Grundr2 1:404) reconstructed Neogr. *tp- for F|:D Decke,
Teppich : Li. tipti sich recken neben tepti Iter. tampti spannen, W. temp-.
The complete material contains several roots with confirmed Indo-European
vocalisms:
(a) PIE *tap- with ablaut PIE *teap- : *tap- is implied by the following
comparison:
 Gr.F|:F- 
 ModPers.t
p-

(m.)Teppich,Decke(GEW2:854)
(vb.)spinnen,drehen,wenden(GEW2:854,t
ftan)

TherootisanextensionoftherootPIE*tea-*ta-id.,alreadydiscussedabove.
(b) PIE*tin-,hostingtheextension*tinp-(OLi.tip-),isproventobeoriginalby
twowitnesses:
 Latv.tin-
 Ir.tin- 




(vb.)flechten,winden,wickeln(Latv.tinu,tit)
(a.)zart:doux(LEIAT-67)

326








OCS.tin-

Li.tikla-

OGaul.tinnetio(n)-
Li.tip-

OBret.tinsi- 
OCS.tn&k& 

(f.)Seil,Strick(Sadnik966)
(m.)Netz,Fischernetz,Falle,usw.(LiEtWb.1098)
(ON.)Tinzen(ACSS.2:1854,tinnetione)
(vb.)sichrecken(Grundr21:404,tipti[inf.])
(vb.)sparsit(VGK2:374,tinsit[3sg])
(a.)fein,zart(Sadnik972,tn&k&[sgN])

(c) Neogr. *temp- spannen. In addition to the well-known Lithuanian and Latin
forms,aLycianstemmayalsobelongtothisroot:








Li.tep-
Li.tamp- 
Li.i#tempma-
Lyc.tpeimeh
Lat.templo- 
Li.templ- 

(vb.)spannen,ausdehnen,recken(LiEtWb.1079)
(vb.)spannen,dehnen,sichrecken(LiEtWb.1054)
(m.)Anspannen(LiEtWb.1079)
(Ic.)-(?)-(BLyk.4:58,tpeimeh)
(n.)gespanntQuerholz(WH.2:659,templa[plNA])
(f.)Bogensehne,Sehne,Saite(LiEtWb.1079)

Theformation*tenp-isanextensionoftherootNeogr.*ten-in:








RV.tan-

Umbr.anten-
Umbr.enten-
Lat.tnsa- 
OPr.tensei- 
OPr.entenst-
Lat.tento- 

(ao.)weithinstrecken(WbRV.514,tan)
(vb.)intendit(WH2:662,antentu[3sg])
(vb.)intendit(WH2:662,ententu[3sg])
(f.)Prozessions-,Gtterwagen(WH2:666)
(vb.)reizen(APrS.448,nitenseiti[3sg])
(pf.pt.ps.)gefasst(APrS.448,entensts[sgN])
(n.)Spinngewebe(a.)gespannt(WH2:662)

Inthisway,nosvarabhaktivowelsresultingfromNeogr.*areattested.


3 .4.8 Neogr.* m (antevocalicsyllabicbilabial)


0.Neogr.*m,thelabialcounterpartofNeogr.*n,waspostulatedandassumedby
Brugmanntodevelopsimilarlyasthecorrespondingdental.
1.AccordingtoBrugmann,thedevelopmentsofNeogr.wereasfollows:
Uridg. 
Ar.
mvoraetc. am

Arm. Gr.
am
4?

Alb.
?

Ital.
em

Urir. Germ. Balt. Slav.


am
um im
m

2.TheproblemsofNeogr.*mareessentiallyidenticalwiththoseofNeogr.*(to
which I refer in this connection). Brugmanns svarabhakti vowels, assumedly from
Neogr.*m,canbeproventobegenuinebythecomparativemethod(i.e.impliedby
atleasttwowitnesses).
3. Brugmann (Grundr2 1:399) reconstructed Neogr. *smo- irgend einer: ai.
sama- gr. ]?B- got. suma- (Verf. Ausdr. f. d. Totalitt S. 5) and (Grundr2 1:412)
OIr. samail Gleichnis, Bild : nkymr. hafal similis, par, lat. simili-s, gr. _?4

327

zugleich, adding (Grundr2 1:415) Go. sum-s aisl. sum-r irgend ein : ai. sama-
etc..Insteadofauniformroot,thereareseveralparalleledextensions:
(a) PIE*seam-.ThecommonIndo-European/a/(PIE*ea)isconfirmedbyseveral
branches:
 RV.sm

 Gr._?4

 OIr.samail- 

(prepI.)mit(adv.)zugleich(WbRV.1478)
(adv.)zusammen,zugleich(GEW1:83)
(f.)ressemblance(LEIAS-21-2)

TheformationisanextensionPIE*seam-oftherootPIE*sea-(seeabove).
(b)PIE*sem-one,oneself,anextensionoftherootPIE*s-,isattestedin:





OMyc.h8?- 
OLat.semol 
Lat.semper 
Lat.simili- 

(pron.m.)ein(DMycGr.392,he-mei[sgD])
(adv.)zugleich(WH2:538=Lat.simul)
(adv.)immer;jedesmal(WH2:511)
(a.)hnlich(WH2:538)

(c) PIE *sum- some; together627 contains a genuine PIE *u confirmed by three
branches:






Go.sum-
RV.sumd
Aiol.v?B<
Aiol.t?BB-
Go.suman







(indef.prn)anyone,someone,some(GoEtD.328)
(adv.)zusammen,zugleich(WbRV.1545)628
(adv.)=q?B(LSJ.1849)
(a.)=s?B<BD(LSJ.1849)
(adv.)BF}once,formerly(GoEtD.328)

4. Brugmann (Grundr2 1:399) reconstructed Neogr. *m- as Prsensst. von
*em-kommen:ai.gam-t,ahd.comanaisl.koma(IIS.920).Insteadofasingle
prototype, the complete data now reveals two different vocalizations implied by the
comparativemethod:
(a)PIE*eam-kommenisparalleledbyIndo-IranianandTocharianin:
 RV.gma- 
 TochB.kame-

(a.ao.)kommen(WbRV.385,gmadhyai[inf.])
(pretA.)tocome(DTochB.161,kame[3pl])629

Takentogether,theformsimplyPIE*eamo-withoutanantevocalicsyllabicnasal.
(b) PIE*m-(O*m-)venireisparalleledbyTocharianandGermanicand,
therefore,itisshowntobeoriginal:
 Go.qum-

 TochA.kumns-
 TochA.kump
-

(m.)Ankunft(GoEtD.279)630
(prA.)venire(Poucha67,kumnssi[inf.])
(impfA.)venire(Poucha67,kump
r[3pl])


627

PIE*su-,theunextendedstartingpointoftheextensionPIE*sum-,appearsinTochB.su-(dem.pr.)
the;he,she,it(DTochB.693,su)andinLi.su-(pref.)mit,inBegleitungvon[I.](LiEtWb.933).
628

NoteRV.d(postp.)zuparalleledinUmbr.a (postp.A)zu,bei,anandbelongingtoLat.ad
(prep.pref.)ad(WH1:11).

629

Inaddition,aPIE*o-grade(cf.Go.qam-(pret.)kam)ispossibleinTocharian.

630

Thesurface-levelPGerm.*umdidnotresultfromthesyllabicnasalNeogr.*,butfromPIE*m
withPIE*aassimilatedtothelabialcomponentof*.

328

 OHG.chumft-
 TochA.kumsa-
 Go.gaqum-

(f.)dasKommen,Ankunft(Grundr21:413)
(prA.)venire(Poucha67,kumsam)
(m.)Zusammenkunft(GoEtD.147,gaqums)

5. Brugmann (Grundr2 1:399) reconstructed *medhmo- mittelsterfor av.


madTma-, got. miduma F. Mitte, ahd. *metamo mediocris in metamun-schaft
mediocritas(IIS.157).Attemptstoexplainthealternationwithasyllabicnasaldo
notsucceed,becausethevariationofsuffixesisexternallysecured:
(a)PIE*medh-middle(P.706-7),theunextendedroot,appearsin:
 Go.midgardiwaddju-(m.)=EG@87:E<D:consciousness(GoEtD.258)
 LAv.mai7y
irya- (m.)d.GottheitderfnftenJahreszeit(AIWb.1117)
 OIcl.mi-

(n.)Mitte;FischplatzimMeer(ANEtWb.386)
(b)PIE*medhomo-issharedbyAvestanandGermanicin:
 LAv.ma7Tma-
 OEng.meteme-

(a.)inderMittebefindliche,mittlere(AIWb.1114)
(a.)mediocer(ASaxD.677,cf.OHG.metam-)

(c)PIE*medh(e/o)u-appearsinGermanicandCeltic:





Go.miduma- 
OIcl.mjVdm- 
OIr.medn- 
Go.midjungard-

(f.)Mitte:?}EB@(GoEtD.253)
(f.)Hfte,Leibesmitte(ANEtWb.390)
(m.)milieu,centre,partiecentrale(LEIAM-28)
(m.)inhabitedworld(Gr.Bk=B?}@:,GoEtWb.253)

6. Brugmann (Grundr2 1:415) reconstructed Neogr. *mi- for Lit. p-gimis
NaturGen.-gimio,zugitigeborenwerden,nebenPrs.gem..
Theroot PIE*ea-(Neogr.*a-),onlysketchedbyWaldeandPokornyinP.
465,cannowbereconstructedwithfarmoredetails:
(a)PIE*ea-gebren,theunextendedroot,appearsin
 Gr.5|-

(ao.)geborenwerden(GEW1:210,b5|;:[ps.]).

(b) PIE *eai- id. is documented with a schwebeablaut in Avestan, matching Li.
geminPIE*e:
 Gr.544-

 LAv.Wa-

 LAv.Wakar#ta-

(f.)Amme(GEW1:208,544[sgN])
(f.)Weib(AIWb.606,Wa[sgN],Wa#[plA])
(a.)vondenMenschernbewirkt(AIWb.601)

ThisformationisthestartingpointoftheSatemrootgim-preservedinBalticand
Albanian:
(c)PIE*aim-geborenwerden
 Li.gi-

 Alb.preim- 
 OPr.prgima-

(vb.)geborenwerden(LiEtWb.151,giti[inf.])
(sb.)GastmahleinesErstgeborenen(LiEtWb.151)
(m.)Kreature(n)(APrS.395,prgimmans[plA])

(d) PIE *am- geboren werden (P. 465), the labial extension of the root, is
attestedinseveralbranches:

329







OPr.gem-

Li.gema-

OPr.gemia- 
LAv.niW
maya-
TochB.!
mnya-

(vb.)gebren(APrS.336-7,gemton[inf.])
(pr.)geborenwerden,entstehen(LiEtWb.151,gem)
(f.)Hausfrau(APrS.337,gemia[sgN])
(cs.)zuGebrenbringen(AIWb.1081,niW
mayeiti)
(pret.)create(DTochB.621,!
mnyare[3pl])

7. Brugmann (Grundr2 1:417) reconstructed Neogr. *tm- for Aksl. tma
Finsternis,W.tem-dunkelsein(lit.u#-temisVerfinsterungai.tmasN.Dunkel),
vgl. lit. tmsra-s schweissfchsig. In the material, two roots are now confirmed by
Ficksrule:
(a)PIE*tim-dunkel,finsterappearsinBaltic,SlavonicandIndo-Iranian:





OCS.tma

OInd.timir- 
ModPers.timir-
Li.tisra-


(f.)Finsternis(darkness,Sadnik971)
(a.)dunkel,finster(KEWA1:502)
(sb.)Dunkelheit(KEWA1:502)
(a.)bleifarbig,schweifchsig(LiEtWb.1097)

(b) PIE *tema- (or *team- ?) Dunkel, Finsternisswith PIE * implied by the
Lithuanianacuteisattestedinfourgroups:







Li.tm-
RV.tmas-
gAv.tTmah-
OHG.demar
Lat.temere







(vb.)finster/dunkel/Abendwerden(LiEtWb.1080)
(n.)Dunkel,Finsterniss(WbRV.524)
(n.)Finsternis,Dunkel(AIWb.648)
(.)Dmmerung(LiEtWb.1081)
(adv.)blindlings,zufllig,ohneGrund(WH2:656)

3 .4.9 Neogr.*(longsyllabicbilabial)
0. Neogr. *, the labial counterpart of long syllabic Neogr. *, behaves in all
respectsinthesamewayasthecorrespondingdentalnasal.
1.AccordingtoBrugmann(Grundr21:417f.),thedevelopmentsofNeogr.*inthe
daughterlanguageswereasfollows:
Uridg. 
*vorC

Ar.

Arm. Gr. Alb.


an
4@@4 ?

Ital. Urir. Germ. Balt. Slav.


an,na an
un
in
n

2.ThetheoreticalandreconstructiveproblemsofNeogr.*coincidewiththoseof
Neogr. *. In essence, Brugmanns svarabhakti vowels, assumedly from Neogr. *,
arecomparativelyconfirmedbyatleasttwowitnesses(Ficksrule),asshownbelow.
3.Brugmann(Grundr21:419)reconstructedNeogr.*dzhmenforai.dmya-ti
erzhmt,gr.ion.7}7?:?4<,7?:F-D,7?E<-D(urgr.
)und7|?4E<-D\-7|?4FBDvgl.
ai.dami-tr-domitor.Yetagaintwoetymologicallydistinctrootsareattested:
(a) PIE*dam-zhmenwiththeablaut*e/oin PIE*deam-*doam-isimpliedby
thefollowingforms:
 Hom.l74?B-
 OIr.daimi- 


(m.)Rossebndigend(GEW1:346,l74?BD)
(pr.)zhmen(DIL175,daimid[3sg])
330






Lat.dom
-
RV.d
m-
Aiol.7|?@4-
OIr.domna-






(pr1.)zhmen,bndigen(WH1:367,dom
re[inf.])
(f.)Seil(WbRV.595+BrugmannsLawII)
(vb.)bezhmen,bndigen,bewltigen(GEW1:346)
(vb.)festbinden,bndigen(DIL180,domnaid)

(b)PIE*dma-bndigen,usw.





Gr.7}7?:- 
Hom.7?E- 
Hom.\7?~F- 
Gr.^7?:FB- 

(pf.)bndingen,bezhmen,-wltigen(GEW1:346)
(m.)Sklave(Schwyzer,GrGr.1:480,GEW1:403)
(pt.)ungebndigt,unverheiratet(GEW1:346)
(pf.pt.)gebndigt,unverheiratet(GEW1:346)

TheformationhasnoexternalparallelsthatIwouldbeawareof.Despitethisadirect
derivation of (b) from (a) is impossible, because in zero grade the root PIE *dam-
resultedinmediaaspirata:
(c)PIE*dam-binden,anheften,usw.(Neogr.*dhm-)
 Gr.;?<@6- 
 i.daming- 

(f.)Strick,Schnur,Band(GEW1:700)

(vb1A.)anheften,-kleben(?)(HEG3:77-8)

4.Brugmann(Grundr21:419)reconstructedNeogr.*-ermdenforai.!mya-ti
er hrt auf, lsst nach, gr. ion. =}=?:=4 =?:F-D (urgr.
) und =|?4FB-D, vielleicht
auch =|?@K aus n, vgl. ai. Imper. !ami-va.631 Nevertheless, two distinct
correspondencesareimpliedbythecomparativemethod:
(a)PIE*ama-mhen;liegen,Lager(ablautPIE*eam-*am-,P.557)632





Lat.cam


RV.!am
y- 
Gr.\=|?4@F-
Gr.=?4F- 

(f.)kurzes,niedrigesBett,Pritsche(WH1:145)
(dn.)ttigsein,sichMhegeben(WbRV.1380)
(pt.)unermdlich,frisch(GEW1:773)
(n.)tiefe,ruhigerSchlaf(GEW2:61)

(b)PIE*ma-liegen(P.557,KEWA3:381-2)
 AV.!ma!
na-
 Do.=}=?4=- 
 Gr.\=?~F- 

(n.)Fried-hof,Leichen-sttte(EWA2:659)
(pf.)sichmhen,ermatten,sterben(GEW1:773) 
(a.)unermdlich(GEW1:773,\=?~D[sgN])

(c) PIE*o-liegen(Ablaut*-o-e-).Thebaseoftheaboveextensionsandthe
shortest form of the root is revealed by an attribute of the gods Rudra and iva
(AiGr.II/2:81):
 OInd.giri!a- 

(m.)inhabitingmountains(KEWA3:304).

The best-known extension PIE *ei- liegen (P. 539-540) has been built on this
formant.

631

ForGntertsdiscussiononthealternation=|?4FBD)=?:FD,see(1916:115).

632

Accordingtoconventionalunderstanding,theroothastwomeanings,liegenandmhen.These
are, however, ultimately incompatible, and two etymologically distinct roots  one meaning Hand :
mhenandtheothermeaningAcker:liegenactuallyexist.Sincethisdistinctionismorphologically
irrelevant,Ihavenotseparatedtherootshere.

331

3 .4.10

NasalsPIE*m/and*n/inSystemPIE

0. The extended data does not support the postulation of syllabic nasals with the
methodology suggested by Brugmann. The comparative method implies that the
svarabhaktivowelsareparalleledandthusofPIEorigin,notepentheticoutcomesof
syllabicsonants.633Consequently,theNeogrammarianrulesforCCCNHVCNHC
canbesimplifiedintoasingleitemCCOCNC,basedontheactualdevelopmentof
thesyllabicnasals(theprincipleofregularityofsoundchange).
1.Asfor PIE*C1C2,onlyahandfulofformswithC1andC2notrepresentingthe
laryngeal have been preserved in the data, all in languages not available for
Brugmann and his colleagues.634 However, in a special case C1 R PIE *, a syllabic
nasal * * emerged without developing svarabhakti vowels, thus allowing
determinationoftheoutcomeofPIE*C1C2tobetherespectiveconsonantN.
2.PIE*C1V(RNeogr.*m*n)isaspecialcaseofthepreviousexamplewithC2
RPIE*.OwingtotheidentityoftheenvironmentC1=C1C2,onewouldexpect
the syllabic nasal to yield a consonant without a svarabhakti vowel. This is now
implied by the comparative method in examples like PIE na- wissen with a
commonIndo-Europeandevelopment
 PIE*naV- O*V-

O*V-

O*nV-

as,forinstance,in
RV.jaj- 

(pf.)erkennen,wahrnehmen(WbRV.501,jajs).

Nosvarabhaktivowelsemergedintheprocess,andtheresultingnasalisconsonantal.
3. PIE*C1C(RNeogr.*m*n)isanotherspecialcaseofthepreviousexample
with C2 R PIE *. Accordingly, the outcomes are consonantal, as seen in the sole
certainexample:
 TochA.
kntsune


(sb.)ignorantia,inscientia(DTochB.16).

3.5 ResonantsinSystemPIE
3.5.1 Theresonants*iulrmninSystemPIE
0. The main issues concerning the resonants as phonetic items and as part of a
phonologicalsystemcanbesummarizedasfollows:


633

TheexistenceofparallelsofsvarabhaktivowelsisnotrestrictedtoBrugmannsexamples,butholds
truegenerallyfortheentiredata.TherestoftheexampleswillbetreatedinthePIELexicon.

 In Later Anatolian examples like Lyc. sta- 100? or a percent? and Lyc. tpeimeh (Ic.) -(?)-
(BLyk.4:58),thesyllabicnasal(PIE*CC)remainsunprovenowingtothepossibilityofsyncope.

634

332

(a) The existence of the consonantal resonants PIE * l m n r  in Proto-IndoEuropeanisbeyonddoubtandnosubstantialchangesarerequiredinthetraditional
theory.
(b)Theexistenceofthevocalicresonants PIE*iuisequallyprovable,withthe
result that the core of the Neogrammarian theory is sound.635 However, the
svarabhakti vowels allegedly arising from the syllabic sonants Neogr. *    are
comparativelyparalleled,andthereforetheyareestablishedtobegenuine.Inorder
to avoid generating ghost forms from Neogr. *   , the traditional rules must be
replaced with a simpler one stating that the syllabic resonants resulted in the
respectiveconsonants after the loss of surrounding PIE * (the principle of the
regularityofsoundchange).
1. The key developments of the Proto-Indo-European glides PIE *i *u can be
summarizedasfollows:
(a) PIE*i/and PIE*u/continueincognateswithexceptionsregulatedbythesound
lawsofthelanguagesinquestion.
(b) PIE * (Neogr. *) assimilated with PIE *i *u regardless of whether PIE *
precededorfollowedPIE*,accordingtothefollowingrules:
 PIE*+i*i+
 PIE*+u*u+

O
O

RV.,Li.y,Gr. ,OCS.i,etc.
RV.%,Li.%,Gr. ,OCS.y,etc.

(c) Sturtevants idea of a laryngeal and/or schwa being the cause of the two-syllabic
scansionsofSieverssLawcanbeformulatedwithprecisionfortheenvironments
PIE*iV 

*iV 

*uV 

*uV.

These rules should be adopted because counterexamples prevent Sieverss original
(prosodic)explanation.
(d)In PIE*Ki/*Ku/,thesemivowels/glidesresultedinpalato-andlabiovelarswith
well-knownoutcomesinthecognates(seeChapter4).
2. The key developments of the Proto-Indo-European liquids PIE *l/ and PIE *r/
canbesummarizedasfollows:
(a) The syllabic liquids have been preserved in Indo-Iranian, but they are generally
absentinallotherIndo-Europeanlanguages(exceptforpossiblescantyremnantsin
LaterAnatolianandTocharian).
(b)ThepresenceofPIE*constitutesthelong-soughtconditionofFortunatovsLaw:
in the environments (V)LT and (V)LT, the laryngeal and liquid were lost and a
palatalizationensued,resultingincerebralsinSanskritandAvestan.
(c) Actual examples of the development of (C)LV have been preserved (e.g. in
Edgertons samples of Sieverss Law for liquids). RV. ndra- indicates that no


635

 Conversely, Schmitt-Brandts (1967:48) assertion (In der Tat besa das Indogermanische keine
silbischen Liquiden und Nasale.) is too strong. Syllabic sonants existed, but yielded only respective
consonants.

333

svarabhakti vowel emerged, leaving the latter to be explained by means of external
comparison.
(d) The neutrality of the long syllabic resonantsin the environment (C)LC is
indicatedbyRV.d!-(WbRV.255):Gr.7C4=-(GEW1:368):OIr.drach-(DIL.
24, LEIA A-76), in which no svarabhakti vowels emerged. Taken together, the
traditional rules for the Indo-European liquids (C)LC (C)LV (C)LV can be
replacedwithasinglerule.
3. The key developments of the Proto-Indo-European nasals PIE *m *n can be
summarizedasfollows:
(a)Theconsonantalnasals PIE*mand PIE*nhavebeenpreservedforthemostpart
assuchinthecognates.
(b) PIE * and PIE * turned into respective consonants without developing
svarabhakti vowels. The situation was already understood by Brugmann in terms of
the initial sequences *mn-, *mr-, *ml- (with PIE *), but the true scope of the
phenomenon has become apparent only after the reconstruction of PIE *. In the
environments PIECand PIECcontaining PIE**,thelossofthelaryngeal
hasleftPIE*mandPIE*ninthecognateswithoutepentheticvowels.
4.ForProto-Indo-Europeanispostulatedthesimplestsysteminitiallysoughtbythe
Neogrammarians:


PIE

*i/

*/l

*/m */n */r

*u/

(SystemPIE).

Simultaneously,theattachedsoundlawsaregreatlysimplifiedinthemannerdetailed
above.


3 .5.2 TheevaluationoftheSonantentheorie
0. Owing to the existence of the syllabic resonants PIE *    (conditioned by
position)andthegoalofconnectingtherelatedIndo-Europeanforms,thecoreofthe
Neogrammarian theory is sound. However, the decisively extended Indo-European
data and the emergence of PIE * has led to a situation where Brugmann and
Osthoffsreconstructionsnolongerreflectthematerialinaconsistentmanner,anda
transition from the Sanskrito-centric method of reconstruction of the
Neogrammarians to a comparative (external) one is required. The reasons for this
andrelatedissuesarebrieflyanalyzedhere.
1.Despitetheiranti-PaleogrammariantendenciesinthetreatmentofthePIEvowel
system (Neogr. *T     vs. Paleogr. *), Brugmann and Osthoff fell back into
Sanskrito-centrism in their reconstruction of the syllabic sonants. This is apparent
throughoutthereconstruction:
(a) On the level of phonetics, Brugmann adopted the concept of svarabhakti vowel
and syllabic liquids (OInd.  ) from the Sanskrit grammarians, importing and
generalizing these for the proto-language. These preferences can be exemplified by
well-known comparisons like RV. d!- (WbRV. 255) : Gr. 7C4=- (GEW 1:368) and


334

theirallegedprototypeNeogr.*d-.Inthispostulation,anon-trivialassumptionwas
madethatGreekhaddevelopedasvarabhaktivowelGr.4,andthattheIndo-Iranian
zerograde(RV.)representedtheoriginalstateofaffairs.Insodoing,Osthoffand
Brugmann operated not only ex nihilo nihil, but in violation of the principle of
postulation(FicksRule).TheidentityofthevocalismsOIr.drach-(DIL.24,LEIA
A-76) : Gr. 7C4=- (two witnesses) properly implies Indo-Iranian as having
developedasecondarysyllabicresonantRV.d!-afterthelossof PIE*a(=Neogr.
*T).
(b) In terms of morphology, Sanskrito-centrism manifested in a twofold manner.
First,thecounterpartsofthetheoreticalSanskrit-rootsp-t-wereprojectedonto
the proto-language in a vastly generalized form, not only involving liquids (Neogr.
*p-and*t-)butnasals.Secondly,onlytheSanskritrootsoftheHindugrammarians
(e.g.san-,s
-win,gain,obtain)werereconstructed,meaningthatthetheorywas
incompletefromthebeginning.636Inordertoillustratethelatterpoint,Brugmanns
postulation of the root OInd. san- : s
- can be compared with Burrows critique
(1979)637 and the reality of the data. In the traditional reconstruction, the
morphologicalvariationwasaccountedforwiththefollowingschema:
 

*e-grade:

 Neogr.*sen-(san-) 
 Neogr.*senT-(sani-)

zero-grade:

*sC(saC-)
*sTC(s
-) 

*snV()
*snTV()

The critical feature of the reconstruction is the assumed presence of an underlying
nasal Neogr. *n/ in all forms of the root. This was never consistent with the facts,
because roots without the nasal OInd. s-, sa- existed de facto outside the
description of the Sanskrit grammarians.638 When Brugmann excluded the forms
withoutanasal(orexplainedthesebymeansofanalogy),thetheorywasleftwithout
the primary roots. However, for reasons mentioned by Burrow, analogy is not an
acceptableexplanation.639Theabsenceofanunderlyingnasalisalsoimpliedbythe
comparativemethod:


636

 See Brugmann (1879b:273): Delbrck stellt diese


-formen vb. 93 mit j
t- von jan, kh
t- von
khanundmtavavonmanzusammen,recurriertzurerklrungderselbenaufparallelwurzelns
,v
,j
,
kh
,m
[].

637

 See Burrow (1979:24) Another Hittite root terminating in - which has been mentioned in this
connectionis#an-tostrive,seek.ThisHittiteverbhasbeenconnectedwiththeSanskritrootsan-to
win,gain,obtain[].
638

Burrow(1979:24)writes:Onecouldthenassumethat,onthebasisofthisrootstemanalogically
produced,theform!atasya-isderivedontheanalogyofratnadhya.Suchahistoryisnotaltogether
convincing even for these forms, preserved in the Veda, set (3 sg. active aor. inj.) and smahi, which
accordingtoK.Hoffmann(MSS22,pp.26ff.)isanoptative1pl.mid.derivedfromthisroot.
639

 Burrow (1979:24) adds: It is not possible to account for the root s
-/s- in these forms as having
arisenanalogicallyinthemannerdescribedabove.Weareforcedtotheconclusionthattherootform
present in these cases is ancient and original, and if so, the same obviously applies in v
ja-s-, etc.
whicharealsodifficulttoaccountforotherwise.Ifthisrootwasoriginallys
-,thenthepresentsanti
canbeanalyzedassa-n-ti,afifthclassformationwiththereducedgradeofthisroot.

335

 






PIEsa-

i.#a-

RV.go- 
RV.ketras-
RV.pa!u- 
gAv.f#u#- 

 

PIEsai-







Ved.sy-

OInd.s
ya- 
RV.!atasya-
i.#ai#ki- 
Arm.haie- 






RV.sasn-
RV.san-
Att.]@-
Att.]@K

 







(vb.)verlangen,etc.(HEG2:820,#a-a-u-un[1sg])
(a.)Rindergewinnend/verleihend(WbRV.414)640
(a.)Landgewinnend(WbRV.370,ketrasam[sgA])
(a.)Viehschenkend(WbRV.796,pa!us[sgG])
(a.)derViehinseinenBesitzbringt(AIWb.1030)

(ao.)erlangen(Burrow1979:24,set[3sg])
(prM.)erlangen,erbeuten(Gramm.s
yate[3sg])
(n.)dasErlangenhundertfachenGutes(WbRV.1375)
(vb.iter.)suchen,verlangen(HHand.142)
(vb.)suchen,verlangen,bitten(ArmGr.418)

PIEsan-






(pf.)erlangen(WbRV.1466,sasna[3sg])
(vb.)erlangen,erbeuten,gewinnen(WbRV.1465)
(pr.)zustandebringen,vollenden(GEW1:115)
(pr.)zustandebringen,vollenden(GEW1:115)

PIEsat-

RV.s
t-

RV.g
ti- 
OCS.posti- 
OCS.pristi- 
RV.stu-

OCS.postova-

(pt.)gewonnen(KEWA3:428)
(f.)ErlangungvonRindern(WbRV.414)
(vb.)heim-,besuchen,sehennach(Sadnik800)
(vb.)besuchen(Sadnik800,pristiti[inf.])641
(m.)derempfangendeMutterleib(WbRV.1508)
(vb.)besuchen,freien(Sadnik800)

(c)Atthegrammaticallevel,BrugmannassumedthattheSanskritparadigmsdirectly
reflectedthoseoftheproto-language.Therefore,accordingtohim,thealternationof
paradigms like RV. hanti : RV. hatha had to contain a common deep-level root.
Brugmanns (1879c:287) structural mode of reasoning is illustrated by the following
quote:
Ichgehevoneinemmeineserachtensganzsicherenfallaus.Dassdaspraesensbadhnti
bindet sich zum perfect babndha ebenso verhlt wie mdhnti zu mamrda, tpnti zu
tatrpa, dhti zu dadhra und demgemss auf ein *bdhnti zurckzufhren ist, wird
wolniemandbestreiten,derdieentstehungvontat-aus*tt-u.s.w.zugibt.


640
Burrows(1979:24)skepticism(Itismorediffuculttoseehowtherootstem-s
-(inv
ja-s-and
!ata-s-,nom.sg.v
jas,!atas,acc.sg.v
jasm)couldbederivedfromsuchabase[=*sH-].)is
completelyjustified:i.#a-=RV.sa-,s-.
641

ThetheoreticalderivationreferredtobyBurrowisfalsifiedbyOCS.st-fromPIE*sat-without
anasal.SeeBurrow(1979:24):Fromsuchabasetheparticiples
t-andtheactionnouns
t-could
beeasilyderivedasrepresenting*sHto-and*sHti-.

336

Despite this, owing to the enriched data, Brugmanns internal reconstructions have
nowbeencastintodoubt.Asarule,whenexternalparallelsareavailable,thenasalis
alsoabsent.Thus,thereisnonasalin:
 i.badan- 
 AV.badhn- 

(GI"n.)TablettausRohr,Korb,Sieb(CHDP:241f.)
(pr.)bindenan/mit[L](WbRV.897,badhn
mi[1sg])

Identically,theshortrootformRV.ha-didnotcontainthenasalthatispresentin
RV.han-(=i.guen-),becausethevowelreflectsPIE*e:



i.gue-
RV.ha-
 gAv.Wa-





(vb.)(er)schlagen,tten(HEG1:604-5,ku-e-mi/-#i)
(pr.)(er)schlagen,tten(WbRV.1642,haths,hats)
(vb.)schlagen,tten (AIWb.603,Waidy
i[inf.]).

In this regard, one should mention the questionable part played by analogy in
Brugmanns(1879c:290)thought:
In wurzeln wie bhandh binden, skand steigenu.a. ist der nasal, nach allem, was wir
wissen, ein ebenso wesentlicher bestandtheil wie das r in wurzeln wie dark sehen, vart
wendenu.s.w.Wennerfehlt,soisterentwederauf lautgesetzlichemweggeschwunden,
wie in badhnti und baddh-, oder es hat eine neubildung nach der analogie von
unnasaliertenwurzelnstattgefunden,wiebeibedhsnach!eksundhnl.

However, yet a third explanation is possible, which is not based on sound laws or
analogy(thetwoprivilegedagendasoftheNeogrammarians).ThisistheProto-IndoEuropean derivation, now externally confirmed as the true cause of the difference
RV.ha-:han-=i.gue-:guen-andothersimilaralternations.
2. As a second factor contributing to the problems of the Sonantentheorie, it is
necessary to mention the incompleteness of the Neogrammarian data, sound law
systemandphonemeinventory.Intermsofthesevulnerabilities,thefollowingmaybe
observed:
(a)RegardingthedatausedbytheNeogrammarians:
1.Brugmanndidnotusealloftheavailabledatainhistheoryformation,which
left the theory incomplete. Using the concurrent Sanskrito-centric (internal)
approach had consequences, because multiple alleged svarabhakti vowelsof the
individualsubgroups(Baltic,Celtic,etc.)couldhavebeenexternallyconfirmedfrom
thebeginning.Asanexample,onemayciteBrugmann(1879b:276):
Dagegenhabenwirandenverwandtensprachenfr
-wurzelnkeinenirgendgengenden
anhaltbeis
,fernerbeij
inj
t-,j
yte,j
-(kind,geschpf),beit
int
yteundbeidem
obennochnichtgenanntengh
-ingh
t-adj.schlagend,subst.m.schlag,tdtungneben
hntihat-haty-.Hieristvorsichtgebotenundzuzusehen,obdiedifferenznichterstauf
demeinzelsprachlichengebietentstandenist.

Against this analysis, the roots in question were actually attested already in the
traditionalmaterial,asrevealedbythefollowingexamples:
 OInd.gh
ta- 
 YV.gogh
t-

(m.)Schlag,Ttung,Vernichtung(MonWil.377)
(m.)Kuh-tter(EWA2:800)

337

 OInd.gh
taya-
 Gr.}H:EB- 

(cs.)ttenlassen,tten(KEWA3:576)
(pf.fut.P.)tten(GEW1:657,8H:E8F4<)






(f.)Kampf(ANEtWb.195)
(f.)dieSchicht(WbRV.1440)
(pf.)geschlagen,gettet,erschlagen(WbRV.1646)
(pf.pt.)geschlagen,gettet(AIWb.602)

and
OIcl.gu-

RV.samht- 
RV.hat-

LAv.Wata-


Thus there were already defects in the Neogrammarian theory before the Old
Anatolianand/orTochariandataappeared.Accountingonlyforanincompletesetof
itemswithabstractprototypesratherthanactualparallels(Do.HF-,OIcl.gut-),
thetheorywasagamble.
2. Though it would be inappropriate to criticize the Neogrammarians for not
usingdatathatwasunavailabletothem,itshouldbenotedthatthecontrastbetween
the abstractness of the Neogrammarian reconstruction and the concreteness of the
data has considerably increased since the emergence of Old Anatolian and
Tocharian.Neithergrouphasatendencytocharacteristicsvarabhaktivowels,andin
particularTocharianpreservessynchronicallynumerousalternativevowels:
PIE*ea-*oa-decem,centum(P.191-192)

 






PIE*ea-*oa-

Gr.7}=4-
RV.d!a-
TochB.!ak
Arc.7}=B-
RV.d!
-

 







(n.)zehn(GEW1:359,7}=4)
(n.)zehn(n.)zehnFinger(WbRV.581,d!a[NA])
(num.)ten:zehn(DTochB.619,!ak[N])
(n.)zehn(Grundr21:406)
(n.)zehn(WbRV.582,da!
nm,BRUGMANNII)

PIE*aimt-

 Li.#ita-

(m.)centum(LiEtWb.984,#itas[sgN])
 OCS.dest 
(num.)zehn,Dekade(Sadnik139)
 TochA.tary
kici- (num.ord.)tricesimus(Poucha116)
 

PIE*eant-*oant-

 TochB.kante-
 Gr.FC<|=B@F4
 Gr.m=4@F<- 
 






(num.)centum(MA.405,DTochB.139) 
(num.)dreissig(LSJ.1815,Schwyzer,GrGr.1:592)
(num.)20(Schwyzer,GrGr.1:591,m=4@F<@)

PIE*eato-,*oato-

RV.!at-

Gr.c=4F- 
Arc.c=BF- 
Aiol.7}=BFB-
TochA.kt- 

(num.n.)hundert(WbRV.1372,!at[NA])
(num.n.)hundert(GEW1:475)
(num.n.)hundert(Schwyzer,GrGr.1:592,c=BF@)
(ord.)derzehnte(GEW1:359)
(num.card.)centum(Poucha66-7,kt[316b7])

338

The identities of the svarabhakti vowels Toch. kint- = Li. #it-, Toch. kant- =
Gr.=4@F-,Toch.kt-=RV.!at-aredecisive,leavingonetowonderwhetherthe
theorywouldneverhavebeensuggestedhadBrugmannhadtheTochariandataathis
disposal.
(b) By and large the incompleteness of the Neogrammarian sound law system was
causedbytheabsenceof PIE*,andthereislittlepointincriticizingthepioneersfor
that. However, the Neogrammarians overproduced sound laws by setting forth
abstractunderlyingformsforderivationsinexampleslike
Neogr.*prV-(RLT*pHV) 

O

OInd.pur-forth

withoutfirstcheckingthepossibilityofanexternal(comparative)match(i.e.common
Indo-European vowels traced back to Proto-Indo-European). Had this been done,
themoreeconomicalsolution642mighthaveemergedacenturyearlierthroughsuch
correspondencesasthefollowing:
PIEpur-vor,fr,usw.









Go.faur

Umbr.purdoui-
ModPers.pul-
RV.pur

LAv.paoirya 
Go.fauris 
TochA.purcomo-

(adv.prep.)vor,fr(GoEtD.110)
(vb.)porricit(WbOU.612,purdouitu[3sg])
(sb.)Brcke(Gntert1916:95)
(adv.)frher,zuvor,usw.(WbRV.826)
(adv.)zuAnfang(dererstenWelt)(AIWb.874)
(adv.)CFB@,CF8CB@before,earlier(GoEtD.112)
(a.)primus,optimus(Poucha201)

(c) The incompleteness of the traditional phoneme inventory was perhaps not
sufficiently understood by Brugmann and Osthoff, the key theoreticians. Saussures
segmentalanalysisNeogr.*
ReAandMllersgutturalinterpretationof*A,though
admittedly not adequately formulated, were revolutionary indeed. Unfortunately,
SaussureandMllerwerenotrewardedwithaproperresponse(i.e.positiveattempts
to develop the ablaut theory of Neogr. *T a
 and to check the possibility of the
existenceofasegmentallaryngealNeogr.*h).HadtheNeogrammariansstudiedthe
ideas more fully, they might have been able to eliminate some of Saussures and
Mllers early mistakes before the appearance of the first interpretations of Old
Anatolian.
3. As a final problem, I would like to discuss the so-called (absolute) uniform
hypothesissharedbyseveralproponentsoftheNeogrammariantheory.
(a)AsmentionedbyDyen(1969:502),Brugmannsupportedthe(absolute)uniform
hypothesis:
Brugmann did regard the Ursprache as having a relatively high degree of uniformity, if
oneistojudgebythefollowing(1897:22):Inderfrheren,engerenUrheimatmgendie


642

 Campbell (2004:133) writes: What is meant by the criterion of economy is that when multiple
alternativesareavailable,theonewhichrequiresthefewestindependentchangesismostlikelytobe
right.

339

IndogermaneneineSprachegeredethaben,dienochetwaindemSinneeinheitlichwar,in
demwirheuteeinedeutscheMundartwiediebairischealseineEinheitbezeichnen.643

ThetypologyofthemodernIndo-Europeanlanguages(andtheirdialectalvariation)
as the model of the reconstruction of the proto-language is recognizably present in
the Neogrammarian theory of syllabic sonants. In practice, a single (uniform)
prototypewasassumedforameaning(e.g.100)andthesoundlawswerepostulated
fromthis(absolute)uniformstartingpoint,accordingtothepattern:
 Neogr.*to-ORV.!at-,Li.#ita-,Lat.cento-,Gr.c=4F-,Go.hunda,
Simultaneously,theincompatiblesurpluswasexplainedasdialectalvariation,inthis
caserepresentedbytheSlavonicstem
 OCS.s&to-

(num.)hundert(Sadnik917,s&to[sgNA]).644

(b) This absolute uniformity negatively affected the acceptability of the
Neogrammariantheory645forreasonsneatlydetailedbyTwaddell(1948:139):
The[]purposeofreconstructionistoestablishasingleformulawhichcanberegarded
asastartingpointforsubsequentevolutions.Thispurposeinvolvesnecessarilyanemphasis
onmaximumsimplicityandanintentionalneglectofnon-uniformities.

Concerningthissituation,Burrow(1949:32)hasthefollowingtosay:
[...]afewexamplesaresufficienttoillustrate,ontheonehand,theverygreatvariabilityof
theIndo-Europeanlanguagesinthematterofword-formation,andontheotherhandthe
factthatthisfeatureisfrequentlynotgivenadequateattentionbycomparativists.

Thus,accordingtoBurrows(1949:32)interpretation:
TherehasbeenanerrorofmethodinconceivingoftheIndo-Europeanparentlanguageas
asingleandunitedformofspeechafterthemannerofLatin.Attemptstoreconstructthis
singleoriginalhavefrequentlyresultedinviolencebeingdonetothefactsoftheindividual
languages.

Burrow(1949:32)concludes:
The truth is that at no period which can be reached by comparison is such a simplified
stateofaffairstobefound.Theevidencepointsrathertoacontinuumofvaryingdialectsof
the same language, manifesting differences in the matter of morphology which are often
veryconsiderable.

Themorematerialthatemerges,theeasieritistoagreewithNyman(1978:39):
To quote Hall (1960:203): Ever since the beginning of the comparative method, it has
been evident that [] every proto-language has to be reconstructed as non-uniform, i.e.
showingdialectalvariations.


643

SeealsoBrugmann(1904:503).

644

 See Brugmann (Grundr2 1:415): Die Ansicht von Meillet Mm. 8,236, dass im Slav. auch &
Vertretervonuridg.Nasalissonanssei,z.B.ins&tohunderthalteichfrverfehlt.
645

SeeespeciallyKatii (1970:116):Itwastheabsoluteunityoftheproto-languagethatwasformany
linguistsandhistoriansdifficulttoaccept.

340

(c) In a further criticism of the absolute uniform hypothesis, note the remarks of
Dyen(1969:506):
Not only does the [absolute]uniformity assumption specify a characteristic not found in
normalobservedlanguages,butinterestinglyenoughitalsocontradictstheresultsobtained
by the comparative method, for the application of the comparative method does not
necessarilyproduceauniformprotolanguage.

The existence of variation was naturally understood also by Brugmann (1879b:274),
accordingtowhomitcouldbetolerated,ifstrictlybasedoncomparison:
Beidemgegenwrtigenstanddervergleichendensprachwissenschaftkommenwirvielfach
ber den ansatz von parallelwurzeln nicht hinaus. Wir finden oft formationen
nebeneinander,derenwurzeltheileoffenkundigetymologischnaheverwandtsindunddoch
lautlichnichtzueinereinheitlichenformcombiniertwerdenknnen.Indessnurdannsollte
man von parallel wurzeln redden, wenn die verschiedenheit der nicht zu trennenden
kernhaftenworttheilesichschonalseineurindogermanischeherausstellt.

In other words, the uniform hypothesis is sustainable in its non-absolute form
allowing variation when implied by two witnesses (Ficks rule).646 The over-strong
hypothesisofabsoluteuniformityoftheproto-languagecanbeavoidedandvariation
meaningfullydealtwith;theabsoluteuniformityofcorrespondencesisupheld,butas
manycorrespondencesarepostulatedasthecomparativemethoddemands.
(d) With the enriched data at our disposal, Indo-European linguistics now has the
opportunity to shift from absolute uniformity to the real parent language with
derivationaldiversity.Thedifferencebetweenthetwoapproachescanbeillustrated
with the modern counterpart of the Neogrammarian reconstruction, in which the
following derivational variants (confirmed by two witnesses) are implied by the
comparativemethod:
PIE*a-10,100

 





Gr.7}=4-
RV.d!a-
Arc.7}=B-
RV.d!
-

 





PIE*ea-,*oa-






(n.)zehn(GEW1:359,7}=4)
(n.)zehn(n.)zehnFinger(WbRV.581,d!a[NA])
(n.)zehn(Grundr21:406)
(n.)zehn(WbRV.582,da!
nm,BRUGMANNII)

PIE*eaiNt-

OPr.desimto-
OLi.de#imt-
OCS.dest 
TochA.tary
kici-

(num.)zehn(APrS.320,dessimton)
(num.)Dekade,zehn(LiEtWb.91,d#imtis[sgN])
(num.)zehn,Dekade(Sadnik139)
(num.ord.)tricesimus(Poucha116)



646

 Compare Katii  (1970:117): What we want to stress here is that by reconstructing a protolanguagenothingissaidabout[]howmuchvarietyisencompassedbyitsunity.

341

 






PIE*eant-*oant-

Bret.kant- 
Cymr.cant- 
TochA.knt- 
Gr.m=4@F<- 
Gr.FC<|=B@F4

 

PIE*eat-*oat-










RV.!at-

TochA.kt- 
Gr.c=4F- 
Arc.c=BF- 
Aiol.7}=BFB-
Att.8m=BE<- 
Aiol.8m=BE<- 
RV.!
tavaneya-







Go.taihun- 
Arm.eresun-
Arm.kaasun-
Go.hunda 
Go.taihunda 

 

(num.)hundert(WH1:201,kant)
(num.)centum(WH1:201,cant)
(num.card.)centum(Poucha66-7)
(num.)20(Schwyzer,GrGr.1:591)
(num.)dreissig(LSJ.1815,Schwyzer,GrGr.1:592)

(num.n.)hundert(WbRV.1372,!at[NA])
(num.card.)centum(Poucha66-7,kt[316b7])
(num.n.)hundert(GEW1:475)
(num.n.)hundert(Schwyzer,GrGr.1:592,c=BF@)
(ord.)derzehnte(GEW1:359)
(num.)20(GEW1:453)
(num.)20(GEW1:453)
(a.)zumGeschlechtdes!.gehrig(WbRV.1391)

PIE*aun-

(num.card.)=7}=4:ten(GoEtD.339)
(num.)dreissig(ArmGr.1:491)
(num.)40(ArmGr.1:491)
(n.pl.)hundert(GoEtD.194-5)
(num.ord.)tenth(GoEtD.339)

PIE*aut-

 OCS.s&to

 OCS.s&tn& 
 RV.!utudr- 

(num.)hundert(Sadnik917,s&to[sgNA])
(a.num.m.)derhundertste(Sadnik917)
(IDf.)FlussimFnfstromland(WbRV.1403)647

Intermsofthereconstruction,itisimportanttonotethat:
1. All nodes of the matrix are supported by at least by two witnesses, due to
which their reconstruction for the proto-language is legitimate and based on the
comparativemethod,alsoaccordingtoBrugmannsmoremoderateview.
2.Thenodesofthematrix(orisoglosses)donotappearintheaxisofregularvs.
dialectal but in that of derivational variation. In the traditional theory, OCS. s&to-
wasconsidereddialectalbecausetheformcouldnotbederivedfromsyllabicsonants.
Duetotheparallel(RV.!utudr-),thissituationhasnowchanged.Sincethereisno
Indo-SlavicdialectbutanIndo-Slavicisogloss,thistypeofvariationisbestreferred
toasderivational.648

647

AspointedoutbyMayrhofer(EWA2:646),theformsRV.!utudr-andOInd.!atadr%-referto
thesameriver,implyingRV.!utu-=RV.!ata-hundred.
648

Inmyopinion,weareabletoinfermorethanDyens(1969:506)observation:Incaseslikethese
[]thecomparativemethod[]showsusirreconcilablydifferentforms,whoserelationasalternants
orasdialectalvariants,itdoesnotreveal.

342

3. All nodes of the matrix (isoglosses) are perfectly regular and uniform. The
comparativemethodimpliesreconstructionsfortheroot PIEa-anditsderivates
PIE aimt-, ant- at-, aun- and aut-. Consequently, the
comparative method accounts for the derivational diversity in a manner that has
alreadybeennotedbytheleadingroottheoreticianslikePerssonandWalde.Inthis
way,itshouldfurtherbenoted,thecomparativemethodalsopostulatestheexplicit
structureoftheproto-language,allowingitsstudyinthefuture.649
4.Thefollowinggeneralremarksandrecommendationsarecriticalforthetheoryof
syllabicsonants:
(a) Due to the existence of the syllabic sonants PIE *    and the overall goal of
explaining the links between the etymologically connected Indo-European data, the
substance of the Neogrammarian theory and etymology remains largely unchanged.
ThetraditionalsoundlawsconcerningtheoutcomesofNeogr.*arenolonger
inharmonywiththeenvironmentPIE*,implyingconsonantaloutcomes/m//n//l//r/
intheIndo-Europeanlanguages.Inparticular,thesvarabhaktivowelsareexternally
paralleledandultimatelycausedbymorphologicalvariation(derivation)oftheprotolanguage.
(b) The absolute uniform view of the structure of the proto-language should be
replaced with a more realist view that allows for a derivational variation of ProtoIndo-European as implied by the comparative method. The comparative method
accounts for variation and indicates the relative positions of the roots and their
extensions,thusprovidingastableplatformfortheclassificationandpresentationof
thedata.Inthisregard,owingtotherequirementsofthedata,ashiftfromthemostly
biliteralNeogrammarianrootstothemonoliteraloneswillbenecessary.


649

ThusitispossibletoavoidthecriticismmentionedbyKatii (1970:146):Traditionalcomparative
linguistics has often been criticized as foreign to the fundamental idea of structure its main interest
beingconcentratedonthecomparisonoftheisolatedwordsandforms.

343

344




4 PIE*andthePIEobstruentsystem
4.1 Introduction
0. The Proto-Indo-European obstruent system consists of plosives and fricatives,
whicharediscussedandanalyzedinthischapter.ExceptfortheabsenceofPIE*and
agenerallyexaggeratedfricativesystem,theNeogrammarianproto-phonemesystem
is correctly postulated and suitable as the starting point of the comparative
reconstructionassuch.


4.1.1 TheNeogrammarianobstruentinventory
0. The Neogrammarian obstruent system can be approached through the natural
classificationofthephonemespostulated.
1.Initsfullform,theNeogrammarianplosivesystemconsistedoftwentyphonemes:









I
II
III
IV

1.

*p
*ph
*b
*bh








2.

*t
*th
*d
*dh








3.

*k
*kh
*g
*gh








4.

*k
*kh
*
*h








5.

*
*h
*
*h

Theproblemsoftheplosivesystemaredividedintotwosubsets:
(a) Columns 13 represent the so-called Decem-Taihun isogloss, reflecting the
problemofthefourmannersofarticulation(theseriesT:Th:D:Dh)intheprotolanguage.
(b) Columns 35 represent the so-called Centum-Satem isogloss, representing the
problemofthethreevelarplacesofarticulation(theseriesK:K:K)intheprotolanguage.
2. The Neogrammarian system of fricatives consisted of two main categories,
sibilants(Neogr.*sshzzh)andthorn(Neogr.*hh),butlackedthedefinitively
establishedlaryngealimpliedbyi.andindirectfeaturesintherestofthecognates.


4.1.2 Neogr.*TThDDh(Decem-Taihunisogloss)
0. The term Decem-Taihun isogloss650 refers to a division of Indo-European
languages:theTaihungroup,whichwentthroughasoundshiftofthesystemNeogr.

650

Forthecoiningoftheterm,seeHopper1981.

345

*T : Th : D : Dh (Germanic and Armenian), and the Decem group, which did not
undergothatshift.
1. The Germanic sound shift (Lautverschiebung, otherwise known as Grimms
Law)wasinessencegraspedalreadybyRask(1818),exceptfor PIE*b(forwhichhe
lacked examples)651 and for the series Th,652 which would be discovered later on
(Szemernyi1996:55).Initsfullform,theGermanicsoundshiftstandsasfollows:







Labials


*p

*ph 
*b

*bh 



f
f
p
b








Dentals


*t

*th 
*d

*dh 





t
d








Velars


*k

*kh 

*g
*gh 

h
h
k
g

2.Exceptionally,thesoundlawitselfisgenerallyunproblematic,whilethetermused
foritisnot:
(a)ThetermsoundshiftwascoinedbeforeGrassmannsclassicaldemonstrationof
theexistenceofthefourthseriesTh(tenuesaspiratae).Owingtothecollisionofthe
seriesTandTh,bothyieldingProto-Germanic*fI,thesoundchangewasnolonger
apropershift(unlike,forinstance,theOldHighGermansoundshift)(Szemernyi
1996:55).
(b)Ontheotherhand,thealternativetermGrimmsLawwasalreadycriticizedby
Pedersen, who considered it Rasks Law, a view that has recently gained greater
traction.653 Thus, according to Fox (1995:21): The term [Grimms Law]itself is a
misnomer, as Grimm was certainly not the discoverer of this law; predecessors,
especially Rasmus Rask, deserve much of the credit for its discovery. Similarly
Collinge (1995:28) writes: The dependence of Grimm on Rask in phonology (the
1822 version of the first volume of Grimms grammar was revised by 596 Raskinspiredpages)ledPedersentosuggestthatthelawbesuitablyrenamed(Pedersen
1916:59).SupportcamefromJespersen.
3.InArmenian,averysimilarbutmorecompleteshifttookplace:







Labials


*p

*ph 
*b

*bh 



/v
p
p
b








Dentals


*t

*th 
*d

*dh 



/t
t
t
d








Velars


*k

*kh 
*g

*gh 

k
x
k
g


651

 The gap left by Rask regarding *b was immediately filled by Jakob Bredsdorff (1821:21-22). See
Collinge(1985:63)fordetails.

652

TheseriesThwasprovenbyGrassmannin1863.

653

 As reported by Collinge (1985:64), Pedersen (PedS 261) saw no progress [in Grimm 1822] over
Rasksresults,andlessinsight.

346

4. Other cognates, not having gone through a similar shift, are called Decem
languages (except for Tocharian and Anatolian, which in my opinion are better left
outsidetheisogloss).
5.InTochariantheoppositionsofvoiceandaspiration,manifestedintheseriesT:
Th:D:Dh,werelostaltogether.TheuniquedevelopmentofTocharianmakesita
mergergroup of its own rather than a Decem or a Taihun language. In particular,
Taihunlanguagewouldbeamisnomer,becausedespitethecommondevelopments
DhDand*DT,theseriesTdidnotshift(unlikeinGermanicandArmenian).
6.ConcerningtheAnatoliangroup,oneshouldnotethefollowing:
(a)TheoppositionsT:Th:D:DhwerenotmarkedinOldAnatoliancuneiformand
hieroglyphic script, as a result of which our knowledge of the developments of the
fouroriginalseriesdependonexternalcomparisons.654
(b)InLaterAnatolian,especiallyinLycianandinLydian,thereareobstruentsbased
onanidenticalplaceofarticulationbutalternatingintermsofvoice(e.g.Lyd.f:Lyd.
b).Itislikely,therefore,thatatleastsomeoftheoppositionsT:Th:D:Dhwere
alsopreservedinOldAnatolian,whichintheabsenceofanyrealdistinctionsshould
notbeidentifiedwithTocharian.655
(c)InHittite,tworeflexesofpalatalizeddentalsappear,namelyi.#(e.g.ini.#iu-
god)andi.z(e.g.ini.za-).Thetwooutcomescanonlybeunderstoodifthere
was a difference between voiceless and voiced stops in Old Anatolian (i.e. i. # N
*t(h)andi.zN*d(h)).656


4 .1.3 Neogr.*K:K :K (Centum-Satemisogloss)


0.ThedefinitionoftheCentum-Satemisoglossistwofold:
(a) The series Neogr. *  h resulted in palatals in the Satem group (the first
palatalization),butcollidedwiththeplainvelarsNeogr.*kgghintheCentumgroup.
(b)TheseriesNeogr.*khwascontinuedintheCentumgroupwithwell-known
subsequent developments, but the labial component was neutralized in the Satem
group,resultinginacollisionwiththeseriesNeogr.*kggh(plainvelars).
1. Though the traditional theory has prevailed for over a century, there is now
relevant new data and interpretations. Accordingly, the problem is dealt with in a
separatechapterbelow.

654

AgainstSturtevantsgeminaterule,seeKronasser(EHS1:13-18)withcounterexamplessuchasi.
me-ek-ki:RV.mahi-,etc.

655

 Similarly, most of the oppositions were not marked in Linear B and in Cyprian syllabary (Buck
1955:210),butthisdoesnotjustifyinferringthattheyhadbeenlostintherespectivelanguages.
656

TheendingsHi.-zi[3sg]andHi.-nzi[3pl]would,therefore,implyNeogr.*-dhiand*-ndhi.Thiscan
bebackedbythematerial,sinceinthesingularbothvoicelessandvoicedendingsappearinOIr.-tand
OIr. d. Similarly, voiceless endings appear for the plural in Greek, as pointed out by Grassmann
(1863:103):dieboot.endung-K@;<neben-BGE<,dor.-B@F<,z.b.dIK@;<[...],withthevoiceconfirmed
byGo.-nd[3pl].

347

4 .2 TheoriesofthefourplosiveseriesTThDDh
0.InordertoexplainthefourplosiveseriesofProto-Indo-European(ortheDecemTaihunisogloss),fourtheorieshaveemerged:
(a)TheNeogrammarian(ortraditional)theorywithT:Th:D:Dh.
(b)TherootconstrainttheoryofMeilletandMagnusson.
(c)ThelaryngealtheorywiththreeseriesT:D:Dh.
(d)Theglottalictheory,arevisedlaryngealtheorywiththreeseriesT(h):T:D(h).
Inthischapter,thetheoriesareevaluatedagainstthedata.


4.2.1 NeogrammariansystemTThDDh
0. The comparative work of the Neogrammarian school resulted in the classical
reconstructionoftheplosivesystem(Szemernyi1996:54-56):
*p
*ph
*b
*bh






*t
*th
*d
*dh






*k
*kh
*g
*gh











(tenues)
(tenuesaspiratae)
(mediae)
(mediaeaspiratae)

1. The Neogrammarian plosive system distinguishes between three places of
articulation (labial, dental and velar) and four manners of articulation: tenues (T),
tenuesaspiratae(Th),mediae(D)andmediaeaspiratae(Dh).
2. The Neogrammarian reconstruction is comparative (obtained through external
comparison)andcomplete(nofurtheritemsexist).Therefore,itisacceptableasthe
basisforfurtheranalysisandreconstruction.


4.2.2 MeilletsandMagnussonsrootconstrainttheory
0.BasedonobservationsoftheexistingProto-Indo-Europeanrootshapes,Meillet
(1937:173-4)657 presented a theory of root constraints that applies to roots with two
successiveplosivesTT.
1. According to Meillet, the following root shapes were allowed in the protolanguage:
 TT 
 DhDh




TD 
DDh




DT 
DhD

2.Incontrast,accordingtoMeillet,thefollowingrootshapeswerenon-existent:
 TDh

DD

DhT


657
 For Meillets root constraints with a discussion, see Szemernyi (1996:99-100) and Mayrhofer
(1986:95n19).

348

Regardingtherootconstraints,oneshouldnotethefollowingadditionalconditions:
3.Vaan(1999:1)writes:The[...]combination[TDh]isadmittedifprecededby
#s-(smobileincluded),forinstance*steigh-.658
4.Miller(1977a:367)adds:[...]theconstraintappliesonlytomorphemesandnotto
whole words (cf. *gher+to- milk butter(Pokorny 446), *bh+t- (act of) carrying
(Pokorny128),etc.).659
5. In his article Complementary Distributions among the Root Patterns of ProtoIndo-European, Magnusson (1967:19) further develops Meillets root constraints,
first excluding pure patterns (roots with two successive plosives belonging to the
sameseries):
 TT 

:

(DD)

:

DhDh.

6.Afterthis,Magnusson(1967:24-5)statesthatrootswithD(=Neogr.*bdg)
are in complementary distribution, because the two unattested root shapes TDh
andDhTcanbeusedtoderiveexistingpatterns,accordingtotheschemata:
 TD 
DT 




(TDh)
(DhT)







DDh
DhD




As pointed out by Magnusson (1967:19), in this framework one may explain all 2occludentpatternsintermsofonlytwooriginaloccludentseries[i.e.TandDh].660
7.DespitethepartialsuccessofMeilletandMagnusson,thetheoryisincomplete(it
applies to roots with two successive plosives only) and outdated in terms of the
segmentallaryngealnowreconstructedforProto-Indo-European.


4 .2.3 ThetypologyTDDhofthelaryngealtheory
0.SaussuresearlysegmentalanalysisNeogr.*th=t+A(1891)wasgeneralizedby
Kuryowicz (1935:46) for the series tenues aspiratae as a whole (= T+h2), a move
which ultimately led to the elimination of the series in the laryngeal theory by
Lehmann(1952).

658

Ifthisruleisaccepted,itsconversemustapplyaswell(i.e.theshapesTDdoesnotimplysT
Dh).

659
Conversely,iftherootisoftheshapeTDh,itmustcontainanaffix.Accordingly,gAv.frad-and
Gr.>:;-areaffixedderivatesoftherootpl-fill.Forcounterexamples,seeMiller(1976:59).
660

Immediatelyafterthiscorrectgeneralization,Magnussonpresentsachainoffallaciousinferences
summarized by Miller (1976) as follows: Magnusson arbitrarily arranges IE stops in the following
hierarchy(weakesttostrongest):labiovelarsdentalspalatalslabials.(1976:55);[...]thestrength
assignmentsarearbitrary,andalloftheserulesareimpossible.(1976:57);Magnussonstheoryfails
to distinguish accidental gaps from genuine constraints, and quasi-complementary distributions in
roots that appear for reasons that obviously have nothing to do with hierarchies. (1976:58); If
anything,[Magnusson]hasmuddledtheissuewithamorearbitraryandtypologicallydubioussolution
[...]. (1976:60). See also Mayrhofer (1986:105fn42). It is abundantly clear that there is no need to
discuss Magnussons errors any further, and I will restrict the treatment here to his correct initial
observationanditsconsequences.

349

1. In the mainstream laryngeal theory, the elimination of the tenues aspiratae has
ledtothereplacementofthefourseriesoftheNeogrammarianswiththreeseries,as
indicatedin:
*p
*b
*bh

*t
*d
*dh





*k
*g
*gh









(tenues)
(mediae)
(mediaeaspiratae)

2. Soon after Lehmanns proposal, Jakobson (1958:23) declared the laryngealist
remodelingtobetypologicallydeviant:
To my knowledge no language adds to the pair /t/  /d/ a voiced aspirate /dh/ without
having its voiceless counterpart /th/, while /t/, /d/, and /th/ frequently occur without the
comparatively rare /dh/, and such stratification is easily explainable (cf. Jakobson-Halle);
therefore theories operating with the three phonemes /t/  /d/  /dh/ in Proto-IE must
reconsiderthequestionoftheirphonemicessence.661

In connection with his demand for typological realism, Jakobson interpreted662 the
laryngealistplosivesystemasquestionable.663


4 .2.4 Theglottalictheory(GamkrelidzeandIvanov)
0.Hopper(1973)andGamkrelidze&Ivanov(1973)reactedtoJakobsonschallenge
withanewtypologicalproposal,namelytheexistenceofejectivestopsin(Pre-)ProtoIndo-European. The slightly different ejective models, which nonetheless share
commonhypotheses,664arenowcalledtheglottalictheory.665
1.Toavoidtheproblemofadeviantsystemwiththreeseries,theejectivemodelof
GamkrelidzeandIvanov(1973=GI)666attemptsthefollowingsuccessivesteps:667
(a) The voiced (unaspirated) stops D668 were replaced with a series of glottalized
(ejective)stopsT.

661

ForadiscussionofJakobsonsUniversal,seeBarrack(2003:1-2).

662

SeeJakobson(1958:23):Aconflictbetweenthereconstructedstateofalanguageandthegeneral
lawswhichtypologydiscoversmakesthereconstructionquestionable.

663
 Against Jakobsons typology, it should be now noted that there are some languages that actually
containthethreeseriesT:D:Dh(seeMayrhofer1986:93fn14).
664

Forasummaryofvariousejectivemodels,seeCollinge(1985:260).

665

 For the glottalic theory, see Hopper 1973, Gamkrelidze & Ivanov 1973 and 1995, Szemernyi
(1996:151-3)andMayrhofer(1986:92-98).

666

Thedetailsoftheglottalictheoriesvarysomewhat.Gamkrelidze&Ivanov(1973:152)positTh:T:
DhandHopper(1973:152)positsT:T:(whereisalaryngealizedsound).Hopper(1981:133)
writes simply T : T : Dh. A recent summary of the varieties of the glottalic theory is provided by
Kmmel(2012:293)

667
Theglottalistapproachisbasedonthethreeseriesoflaryngealtheory.SeeGamkrelidze&Ivanov
(1973:151): Das System der indogermanischen Verschlulaute wird traditionell in Form von drei
Serienrekonstruiert.Similarly,accordingtoHopper(1981:135-6):Comparativeevidence[...]leads
ustopositathree-foldobstruentsystemforthewholeofIndo-European.
668
Pedersen(1951:10f.)hadalreadyassertedthatPIE*bdghadarisenfromearlier**ptk.Seealso
Szemernyi(1996:145)andMayrhofer(1986:94).

350

(b)Thevoiceless(unaspirated)stopsTwerereplacedwithseriesThappearinginfree
variationT~Th.
(c)Thevoiced(aspirated)stopsDhwerereplacedwithseriesDinfreevariationD~
Dh.
2. From a phonological point of view, Gamkrelidze and Ivanovs glottalic theory
(GI)canbeunderstoodasthelaryngealistversionofMeilletandMagnussonstheory,
in the sense that it attempts to explain the same distributions of the PIE roots by
slightlydifferentmeans:
(a) GI explains the absence of the traditional roots DD (rewritten TT) by an
extension of Grassmanns Law, which allegedly applies to roots that originally had
twosuccessiveglottalstops(Gamkrelidze&Ivanov1973:152):
Das [...] Nichtvorhandensein der Wurzeln vom Typus *ged- (Media + Media) im
IndogermanischenwirdleichtdurchUnvereinbarkeitvonzweiheterorganenglottalisierten
LautenineinerWurzelerklrt(also*ket-).

DerivationallythisissynonymouswiththeideathatthetraditionalrootswithTD
andDTarederivedfromDD.
(b)GIexplainstheabsenceofthetraditionalrootsTDh,DhTbyrewritingthese
in aspirated form ThDh, DhTh and then applying Grassmanns Law. Thus,
accordingtoGamkrelidzeandIvanov(1973:153):
[]das Nichtvorhandensein der Wurzeln vom Typus *ghet- oder *tegh- [...] wird durch
die Unvereinbarkeit von zwei durch Stimmbeteiligung unterschiedenen aspirierten
PhonemenineinerWurzelerklrt(also*gheth-oder*thegh-).

3.Seriousobjectionshavebeenpresentedagainsttheglottalictheory,whichmaybe
discussedinconnectionwiththerelateddata.669Forthesakeofbackgroundcontext,
however,Imustexpressasinglepreliminaryreservationconcerningthefoundations
of the theory. In his immediate comment to Jacobsons typology, Ivanov (apud
Jacobson1958:26)madethefollowingremark:
In mathematics two systems are called isomorphic if we can establish a one-to-one
correspondence between them while preserving the relations between the elements. [...]
Thisconceptcanbeappliedtotwocognatelanguagesasstudiedbythemethodofinternal
reconstruction.

A comparison of the laryngeal theory and the move of Gamkrelidze and Ivanov in
1973 leaves no doubt that just such an isomorphism was presented. Though not
usuallymentioned,thisisproblematic,sincebyaninconsistentplatformbeingchosen
asthestartingpoint,theoddsaregoodthatanotherinconsistenttheorywascreated.


4 .2.5 OverviewofthetheoriesofthePIEplosivesystem
0.Thefollowingtablepresentsanoverviewoftherivaltheories:

669

Forhisthreepointsagainsttheglottalictheory,seeSzemernyi(1996:152).

351






Neogr.
MM 
LT

GI


T
T
T
T(h)






Th

(Th)670





D
[D]
D
T






Dh
Dh
Dh
D(h)

Noneofthesystemsarecompletelyacceptable,duetothereasonsdetailedbelow.
1.Thoughcomparativelyflawless,theNeogrammariansystemhasbecomeoutdated
aftertheappearanceoftheOldAnatolianlaryngeal.AsJakobson(1958:23)already
pointedout,languagespossessingthepairsvoiced-voiceless,aspiratenonaspirate
have also phoneme /h/, and in general the relationship between the PIE laryngeal
andtheNeogrammarianplosivesystemrequiressystematicclarification.
2. Despite its empirical content, Meillet and Magnussons root constraint theory
remainsincomplete.TherootconstraintagainsttheseriesD(voicedmediae)applies
only to the roots with two plosive stops, and the issue of segmental laryngeal is left
untreated. In order to win acceptance, the theory needs to be modernized and
generalized.
3. The mainstream laryngeal theory with elimination of series Th is typologically
questionable(Jakobson).ThoughafewlanguageswithTDDhdoexist,linkingthem
with the Indo-European group is not tempting because typologically the IndoEuropean languages require four series (like Sanskrit), with the result that a
simplersystemwiththreeseriesisnotaproperparallel.671
4.GamkrelidzeandIvanovsglottalictheoryisatypologicalisolateitself,asrecently
pointedoutbyBarrack(2003:7-9):[...]notriseriallanguagecontainsbothvoiceless
ejectives (/T/) and voiced aspirated stops (/DH/). Therefore, as concluded by
Barrack (2003:14): [...] the Glottalic Theory compels us to reexamine not only the
adequacyoftheStandardModel[=Mayrhofer1986:98]buttotakeacloserlookat
the typologically superior quadraserial configuration that preceded it:
Neogrammarian*T*D*TH*DH.
5.Noneoftheexistingtheoriesarecapableofexplainingtheproblematictypology,
and consequently there is a vacuum in this area of the Proto-Indo-European
reconstructiontheory,whichneedstobeexaminedinconnectionwiththefourseries
TDTh*Dh.



670

MeilletandMagnussondonotaccountfortheseriestenuesaspiratae.

671

SeeBarrack(2003:11):Whatisnotrecognized[byMayrhofer],however,isamoresubtlebiasin
favorofthetriserialovertheNeogrammarianquadraserialconfiguration:theunexaminedbiasonthe
partoflinguisticstowardformallysimplersystems.

352

4 .3 TenuesNeogr.*k,p,t
4.3.1 MaterialofNeogr.*k,p,t
0.Theunaspiratedtenues PIE*k*p*taretheleastproblematicitemsoftheProtoIndo-Europeanobstruentsystem.AsalreadyincludedinSchleichersreconstruction,
andessentiallyunchangedeversince,onlyabriefexcursionshallsufficehere.
1.Neogr.*k.Someexamplesofthephoneme(Grundr21:571-2)are:
(a)Neogr.*kru-Fleisch(P.621-622)





Gr.=C}4D

Lat.cruento- 
RV.kravyd-
gAv.xr%ra- 

(n.)Fleisch,Fleischstck(GEW2:11)
(a.)blutig,blutbespritzt,grausam(WH1:294)
(a.)Leichnameverzehrend(WbRV.359)
(a.)blutig,grausig(AIWb.539)

(b)Neogr.*kark-(P.531-532)






Gr.=}=4C=- 
OInd.karka- 
Gr.=4C=@B- 
TochB.karkar-
OInd.karkaa-

(pf.)tocut(LSJ.935,=}=4C=4[1sg])
(m.)Krabbe(KEWA1:171,Lex.karkas[sgN])
(m.)Krabstier,Krabbe(GEW1:789)
(sb.)cancer(DTochB.144)
(m.)Krebs,Krabbe(KEWA1:169)

(c)Neogr.*kel-*kol-Spitze,usw.(P.544)






Li.kl-

Gr.=B>BHK@-
OCS.elo

Li.klna-

RV.cala- 

(vb.)aufsteigen,sicherheben(LiEtWb.237-8)
(m.)Gipfel,Spitze,Hhepunkt(GEW2:904)
(n.)Stirn,Front(Sadnik102,elo[sgNA])
(m2.)Berg(LiEtWb.209,klnas[sgN])
(m.)derKnaufderOpfersule(WbRV.443)672

(d)Neogr.*k
u-*kTu-schlagen,usw.(P.535)





Li.ku-
TochA.k
w-
TochB.kau-
Li.kji-






(vb.)schlagen,hauen,vernichten(LiEtWb.232) 
(vb.)occidere,necare(Poucha85,k
we[3pl])
(vb.)=Skt.vadh
ya-(DTochB.208,kautsi-![inf.])
(f.)schwererSchmiedehammer(LiEtWb.232,kjis)

(e)Neogr.*kes-*kos-kmmen,scharren,graben,usw.(P.585)







Li.ks-

i.ke#-

OCS.esa- 
Li.kas-

Gr.=8E=}B- 
OInd.kacch-

(vb.)graben,scharren(LiEtWb.226,ksti)
(vb.)kmmen(HEG1:587f.,ki-i#-zi)
(vb.)kmmen,abstreifen(vonFrchten)(Sadnik105)
(f.)Haarflechte,Zopf(LiEtWb.226,kas[sgN])
(n.)Werg(GEW1:834,=8E=}B@)
(f.)Krtze(KEWA1:139)


672

RV.calavant-(a.)miteinemKnaufeversehen(WbRV.443)withPIE*ecorrespondstoPIE*o
in Go. hals- (m.) Hals (GoEtWb. 175). The Rig-Vedic retroflex suggests a laryngeal (Fortunatovs
LawII),whichisinturnconfirmedbytheLithuanianaccent(Li.,).

353

 i.ke#ri-

(SGc.)etwasausWolle,Handschuh?(HHand.80)

2.Neogr.*p.Someexamplesofthelabialplosive(Grundr21:507)are:
(a)Neogr.*pet-,*pot-Schutzer,Herr(Grundr21:513)






RV.pti-

Lat.pot-

Lat.poti-

OLi.pat-

Go.hundafa-

(m.)Schutzer,Herr,Gebieter,Behter(WbRV.765)
(vb.)teilhaftigmachen,bemchtigen(WH2:350)
(a.)vermgend,mchtig(WH2:350)
(m.)Ehemann,Gatte,Gemahl(LiEtWb.551)
(m.)Befehlshaberber100mann(GoEtD.194-5)

(b)Neogr.*spe-sehen,sphen(P.984)





RV.sp!-

LAv.spas-

Lat.speci 
TochA.spakt
n-

(m.)Spher,Beschauer(WbRV.1608,sp[sgN])
(m.)Spher,Wchter(AIWb.1614-5,spa#[N])
(pr.)sehen(WH2:570-1)
(sb.n.)servitium,ministerium(Poucha384)

(c)Neogr.*sup-schlafen(P.1048-9,HEG2:1175)







i.#up-

RV.n(...)suup-
OCS.s&pa- 
Gr.w@B-

Gr.^6CG@B-
gAv.afna- 

(vbM.)schlafen(HHand.155,#uptari[3sg])
(pf.)entschlafen,sterben(WbRV.1625)
(vb.)schlafen(Sadnik915,s&pati[inf.])
(m.)Schlaf(GEW1:970,w@BD)
(a.)wakeful,keepingawake(LSJ.16,^6CG@BD)
(n.)Schlaf,Schlfrigkeit(AIWb.1863)

3.Neogr.*t.Someexamplesofthephoneme(Grundr21:521-2)are:
(a)Neogr.*ten-dehnen(P.1065-6)





RV.tan-
Gr.F8@K
Li.tva-
Lat.tenui-






(ao.)weithinstrecken(WbRV.514)
(vb.)spannen,indieLngeziehen(GEW2:863f.)
(a.)schlank,dnn,fein,zart,hoch(LiEtWb.1086)
(a.)dnn,fein,zart,eng,schmal,niedrig(WH2:666)

(b)Neogr.*trei-drei(P.1090-2)





RV.tr-
TochA.tri-
TochB.trai-
Gr.FC}(i)-






(num.)drei(WbRV.555,trn[plA])
(f.)tres(Poucha135,tri)
(num.m.)three(Poucha319,trai[NA])
(num.pl.)drei(GEW2:621,Gortyn.FC}8D[plN])

(c)Neogr.*pet-fliegen(P.825-6)







i.pet-

(vb1.)laufen,fliegen(CHDP:352f,pd-da-an-zi)
Lat.praepet- 
(a.)imFlugevorauseilend,gnstig(WH2:354)
AV.vnu(...)pap
t-(pf.)durchfliegen(WbRV.761,vnupap
ta[3sg])
RV.pta-

(pr1.)fliegen(WbRV.761,ptasi[2sg])
Gr.}FB-

(vb.)fliegen(GEW2:521-2,}FB?4<[1sg])

354

4 .3.2 TheoreticalapproachestoseriesT(tenues)
0.Untilrecently,theseriesT(unaspiratedtenues)hasnotbeencontested.However,
thefewattemptstochallengethegeneralconsensuscanbrieflybediscussedhere.
1. In order to explain Meillets root constraints against TDh and DhT,
Gamkrelidze and Ivanov (1973) claimed that the PIE voiceless unaspirated plosives
were originally aspirated (i.e. Neogr. T R GI Th). This would mean that the nonaspirated series did not exist in Proto-Indo-European, but the series Th became
deaspiratedinalldialects(GamkrelidzeandIvanov1973:154).
2.Inhisbooks Proto-Indo-EuropeanLabiovelars(1978)and Proto-Indo-European
Laryngeals and Ablaut (1984), Speirs uses the term labiovelar to designate an
underlyingsuperphonemeofthepre-proto-language,whichhe(1978:47)describesas
concealinga:
[...]hithertooverlookedcorrelationbetweenvelar,labialanddentalocclusives,suchthat
theyappeartobeinterchangeableinroot-initialandroot-finalposition,orasextensionsto
roots.

According to Speirs (1978:47), the changes appear to be identical with those of
Greek:
[...] it must be concluded that at some earlier period, which we call the PIE period,
labiovelarsunderwentthesameshiftsastheyunderwentagaininGreek.


4.3.3 SolutionstotheseriesT(PIE*k*p*t)
0.Despiteitssimplicity,theseries PIE*k*p*tformstheminimalcoreoftheProtoIndo-European plosive system, from which all other items can be derived. In this
sense the series is fundamental. In particular, the following points should be noted
regardingtheseries:
1.TheglottalicreplacementoftheseriesTwithThrevealsaninconsistencyinthe
foundationsofGamkrelidzeandIvanovsejectivemodel:IfthedefinitionNeogr.*T
R **Th is accepted, then the glottalic equation Neogr. *D = **T is no longer
possible, because typologically **T presupposes *T. This contradicts Gamkrelidze
and Ivanovs claim that the series T did not exist,673 suggesting that the glottalic
theoryisindeedinconsistent.
2.SpeirssideasconcerninglabiovelarshavebeenshunnedbyIndo-Europeanists674
forreasonsthatcanbereadilyunderstood:theunderlyingsuperphonemesallegedly

673

 Another set of solid counter-arguments against the equation T = Th in Gamkrelizde & Ivanovs
glottalictheoryispresentedbyMiller(1977a:382-4).

674

 See, for example, Mayrhofer (1986:109): Das [] Buch von A. G. E. Speirs, The Proto-IndoEuropean Labiovelars (Amsterdam 1978) kann auf den derzeitigen Stand nocht nicht beurteilt
werden.

355

yielding velars, labials and dentals  would violate the principle of the regularity of
sound change. On the contrary, it must be concluded that the places of articulation
PIE *k  p  t are irreducible and the oppositions are distinctive. Any attempt to
derivetheseitemsfromotherplacesofarticulationisdoomedtofailure.
3.Inwhatfollows,itwillbeshownthatthethreefundamentalobstruents PIE*k*p
*taresufficientfortheentireplosivesystemtobederived.


4 .4 TenuesaspirataeNeogr.*kh,ph,th
4.4.1 Generalremarksontenuesaspiratae
0. After  an initial postulation of the tenues aspiratae in the 19th century, the
discussionofthe20thand21stcenturieshasbeendominatedbyasegmentalanalysis
of the series. As the laryngealist elimination of the series was not performed in a
flawless manner,  a detailed analysis and improvements to the series will defend its
place.
1. After the failures of Schleicher and others, finally Grassmann (1863:96-98)675
successfullypostulatedtheseriestenuesaspirataeNeogr.*kh*ph*thfortheprotolanguage.676 This opened the path for Grassmanns Law, which offers a general
solutionfortheproblemofthedifferencesoftheaspiratedstops,especiallyinIndoIranianandGreek.AftertheIndo-EuropeancharacterofArmenianwasrecognized,
thatlanguagehasalsobeenaddedtotheevidenceoftheseriesTh.677
2. The reflects of the series Th in languages preserving this phoneme can be
summarizedasfollows:
Neogr.
 

 *kh 
 *ph 
 *th 







OInd. 


kh

ph

th


Av.

x
f








Gr.

I
H
;







Arm.

x
p
t678

3.Inaddition,atraceofthetenuesaspirataehasbeenpreservedinSlavonic(Meillet
&Vendryes,19342:22-26),wheretheaspiratedvoicelessvelariscontinued:
 Neogr*kh




OCS.ch,Rus.ch,etc.679


675

ForGrassmannsinitiativeinthepostulationoftenuesaspiratae,seePedersen(1983:65).Ontenues
aspiratae,seeHiersche1964,Szemernyi(1996:68-9&fn1)andSzemernyi(1996:56fn1).
676

 On tenues aspiratae (with discussion and literature), see Szemernyi (1996:68fn1), Sturtevant
(1941b:3fn12),Frisk1936:3-50,Mayrhofer(1986:91-92),andMeillet(1935:109-120).

677

OnArmenianasanIndo-Europeanlanguage,seeSchmitt(1975:3-30).

678

Arm.tfromNeogr.*thispreservedinallpositions(alsoVthV)inArmenian.

679

 OCS. ch has multiple origins, including PIE *s O ch in the ruki-rule. Therefore, it requires an
externalconfirmation.

356

4 .4.2 MaterialofNeogr.*kh,ph,th
0.TheseriesNeogr.*kh*ph*thwaspostulatedbyGrassmanninhisfamousarticle
of1863onthetreatmentofrootswithtwosuccessiveaspiratesinGreekandSanskrit.
1.TheevidenceforNeogr.*kh(Grundr21:571)isplentiful,anditsufficestochoose
afewcorrespondencestoillustratetheproto-phoneme:
(a)Neogr.onkh-Muschel(P.614)
 Gr.=6IB- 
 AV.!akh- 
 Latv.sence 

(m.)Muschel(schale),Hohlma(GEW1:889-90)
(m.)Muschel,Schlfe(EWA3:290)
(f.)Muschel(P.614)

(b)Neogr.*khakh-(P.634)






OInd.kkha- 
Arm.xaxan- 
Gr.=4I|9K 
OCS.chochota-
Li.kakno-


(vb.)lachen(KEWA1:136,Lex.kkhati)
(sb.)lautesGelchter(ArmGr.1:455,xaxank[pl])
(vb.)lautlauchen(GEW1:804)
(vb.)lautlauchen(GEW1:804,chochotati[inf.])
(vb.)lautauflauchen(LiEtWb.206)

(c)Neogr.*khor-Esel(P.)





LAv.xara-
OInd.khra-
LAv.xar

Alb.krr






(m.)Esel(AIWb.532)
(m.)Esel:donkey(KEWA1:302)
(f.)Eselstute(AIWb.532)
(.)donkey,ass,foal,gray(CHGAlb.67)

(d)Neogr.*khaid-schlagen(P.917)





Lat.caed

RV.ni(...)khida-
RV.sm(...)khida-
Go.dulgahaitja(n)-

(vb.)hauen,(er)schlagen(WH1:129)
(pr.)niederdrcken(WbRV.374,ni(...)khida[2sg])
(pr.)zusammenschlagen(WbRV.374)
(m.)creditor(GoEtD.97)

(e)Neogr.*khad-zerbeissen,verzehren(P.634)





RV.
(...)cakhd-
LAv.vxa7a- 
RV.khadir- 
Arm.xacane- 

(pf.)zerbeissen,essen,verzehren(WbRV.373)
(vb.)auseinanderquetschen(AIWb.531)
(m.)Acaxiacatechu(WbRV.372)
(pr.)bite,sting(EtDiArm.323,xacanem[1sg])

(f)Neogr.*mahulKh-dumm;schweigend(P.719)






Li.mlk-

OInd.m%rkh-
Li.mlki-

ORus.m&la- 
OCS.ml&a- 

(vb.)dummwerden(LiEtWb.471,mlkti[inf.])
(a.)blde,Tor(KEWA2:664)
(m.)Dummkopf,Tropf,Tor,Trottel(LiEtWb.471)
(vb.)schweigen(REW2:153)
(vb.)E<K@:schweigen(Sadnik529)

(g)Neogr.*kh-Ast,Zweig,Stock,Stab(P.523,Szemernyi1996:68)

357







RV.d!a!
kha-
RV.!kh
- 
OCS.posocha-
Go.hoha(n)- 
TochB.!ak
tai-

(a.)zehnFingerhabend(Hand)(WbRV.582)
(f.)Ast,Zweig(WbRV.1391,KEWA3:321)
(f.)Stock,Stab(Sadnik857)
(m.)Pflug:plow(GoEtWb.189,hohan[sgA])
(sb.obl.)stick,club(DTochB.619,!ak
taisa[Perl])680

2.TheexamplesofNeogr.*ph(Grundr21:507)include:
(a)Neogr.*phoi-Feim,Schaum(P.1001)






OHG.feim-
OEng.f
m
RV.phna-
OCS.pna
OCS.pni-







(m.)Feim,Schaum(Grundr21:696)
(m.)Schaum,Feim(GoEtD.123)
(m.)Schaum,Feim(WbRV.897,phnam[sgA])
(f.)Schaum,Speichel(Sadnik643,Grundr21:716)
(vb.)schumen,aufbrausen(Sadnik643,peniti)

(b)Neogr.*oph-Huf(P.530)





RV.!aph-
LAv.safa-
OHG.huof-
OEng.hf-






(m.)Huf,Klaue,Achtel(WbRV.1378) 
(m.)Huf,Hufstck(AIWb.1557-7,safTm[sgA])
(.)Huf(Grundr21:696)
(.)ungula:hoof(ASaxD.548)

(c)Neogr.*phelg-(P.)
 RV.phalga- 
(a.)gering,schwchlich(WbRV.896)
 Gr.H8>6@K 
(pr.)\EG@8F8,>:C8(GEW2:1000)
 Gr.\H8>6@BGE4- (pt.)Hes.==4=BE4(LSJ.287)
(d)Neogr.spho-gedeihen(P.983-4)







i.i#pa-
LAv.hupairisp
-
OInd.pasph
y-
i.#piningatar-
RV.sphir- 

(vb1.)sichsattessen(HEG1:408,i#-pa-a-i[3sg])
(a.)ringsumwohlgedeihend(?)(AIWb.1826)
(pf.)feistwurdensein(MonWil.1270,pasph
ye)
(n.)SttingunganSpeisundTrank(HHand.66)
(a.)feist(WbRV.1612)

(e)Neogr.*sphur-Fu:schnellen,usw.(P.992-3,Grundr21:689)





RV.apasphr-
RV.sphur- 
Gr.EHGC- 
OEng.spor- 

(a.)wegstoend,fortschnellend(WbRV.74)
(pr6.)mitdemFuewegstoen(WbRV.1612)
(n.)Fuknchel,Fugelenk(GEW2:835,EHGC@)
(n.)trace,track,spoor(ASaxD.903)

(f)Neogr.*oph-or*oph-cyprinus:Karpfenart(P.614)





Rus.spa

OInd.!aphara-
Li.#pala-

Latv.sapal- 

(f.)Barbe,Cyprinusballerus(REW2:578)
(m.)Cyprinussaphore(KEWA3:296)
(m.)Leuciscosdobula,Dbel(LiEtWb.963)
(m.)Dnakarpfen(LiEtWb.963,sapals[sgN])


680

NotetheTocharianpalatalization,whichimpliesPIE*efortheroot.

358

3.TheexamplesofNeogr.*th(Grundr21:522)include:
(a)Neogr.*menth-rhren,wirren(P.732)






Li.mt-

OCS.mt- 
RV.manth- 
RV.nis(...)mntha-
Li.mentr- 

(vb.)umrhren(Mehl)(LiEtWb.442,msti)
(vb.)F4C|FF8<@,turbare(REW2:189,msti)
(m.)Gebru,Rhrtrank(WbRV.1000)
(pr1.)zuschtteln(WbRV.976)
(f.)Quirl,Kelle(LiEtWb.437)

(b)PIE*ath-wisdom(P.)





i.ata-

i.ata-

Do.\;|@4 
Lyc.tneguri-

(vb.)denken,berlegen,klugsein(HEG1:214,219)
(cs.)verstndig,klugmachen(HEG1:217)
(f.)Athene(GEW1:28,Do.\;|@4,Att.\;~@:)
(c.)A;:@46C4D(LuPG5)

(c)Neogr.*skth,skTthschaden(Szemernyi1996:69,P.950)





LAv.skat- 
Gr.\E=:;~E-
OIr.scatha- 
Go.gaskaja-

(f.)Heuschrecke(AIWb.1586,skaitm[sgA])
(a.)unversehrt,wohlbehalten(GEW1:164)
(pr.)verstmmeln,lhmen(LEIAS-53,scathaid[3sg])
(vb.)harm,damage(GoEtD.309,gaskajan[inf.])

(d)Neogr.*roth-Rad,Kreis,Wagen(P.866)







RV.rtha- 
Lat.biroto- 
OGaul.rotomagos-
Li.rta-

Lat.rot
-

Lat.rot
-


(m.)raschfahrendeStreitwagen(WbRV.1137)
(a.)zweirdig(WH2:444,birotus[sgN])
(ON.)Rouen(ACSS.2:1079f.,rotomagos[sgN])
(m1.)Rad,Kreis(ring)(LiEtWb.705)
(f.)Rad,Rolle,Wagen,Kreisel(WH.2:443-4)
(vb.)imKreisherumdrehen(WH2:443,rot
re)

(e)Neogr.*kenth-Leid:leiden(P.641)






Gr.}@;BE-
Li.knt-
Gr.}B@;-
Li.kantr-
OIr.csa-







(n.)Leid,Trauer(GEW2:478)
(vb.)leiden,ertragen,erdulden(LiEtWb.246,ksti)
(pf.)leiden,erdulden(GEW2:478,}B@;4[1sg])
(f.)Geduld,Langmut(LiEtWb.246)
(vb.)souffrir,endurer(LEIAC-79f.,csaid[3sg])

(f)Neogr.*usth-,Tusth-Mund,Lippe(P.784-5)







RV.ha-
LAv.ao#ta-
OCS.usta-
OPr.austa-
i.u#tai-
i.u#tei#k-








(m.)dieOberlippe,dieLippe(WbRV.306)
(m.)Oberlippe(du.)diebeidenLippen(AIWb.44)
(n.pl.)Mund,Maul,Rachen(Sadnik1033,usta)
(n.pl)Mund(APrS.308,austa)
(vb1.)(Stimme)dampfen(HEG1:317)
(vb.iter.)(Stimme)dampfen(HHand.57)

(g)Neogr.*st(h)
-stehen(P.1004ff.)

359






LAv.hi#ta- 
Lat.sist

RV.sth-

LAv.upast
- 

(pr.)stehen,dastehen(AIWb.1600,hi#taiti[3sg])
(pr3.)stehen,usw.(WH2:596f.)
(a.)stehend(WbRV.1603)
(f.)Beistand,Hilfe(AIWb.396)

4.Despiteitssecurecomparativebasis,theseriesThisstatisticallyrarecomparedto
theseriesDh.


4 .4.3 TheoreticalapproachestotheseriesTh
0. The Neogrammarians accepted the series *Th without further interpretation.
That would change in the subsequent discussion of the 20th century, which was
dominated by segmental analysis made possible by Saussures *A and the statistical
rarityoftheseries.
1.TheoriginalformulationofSiebssLaw(1904)allowsavoicedaspiratefollowing
*stobecomevoicelessornon-aspirated.Withinthetraditionaltheory,thisopeneda
derivationalmechanismfortheeliminationoftheseriesTh.Theattemptculminated
inHiersches(1964)comprehensivework,whichsuggestedthatthetenuesaspiratae
were secondary and developed in combination with s-mobile after the sibilant was
lost.681
2.However,themaineffortofquestioningthephonemicstatusoftenuesaspiratae
datesbacktoSaussure(1891=Rec.603),accordingtowhomNeogr.*thconsistedof
*t+A(written*t+)682inexamples683suchas:
 RV.pth-
 RV.tih
-

:
:

Neogr.*pth-
Neogr.*tihe/o-

:
:

DS.ptu-
DS.tie/o-

3.WithoutAnatolianevidence,Saussurewasunabletodefendhisideaagainstthe
Neogrammarian critics,684 and the issue was stalemated until Kuryowicz (1927)
extended Saussures analysis to voiceless aspirates in general (see also Kuryowicz
1935:46-54and1956:375-82).
4.Theglottalictheoryisanextremeformofthelaryngealtheoryinwhichsegmental
analysis of the series *Th is understood to imply  non-existence (and elimination).
Referring to Jakobson (1958), Gamkrelidze & Ivanov (1995:12) underlined the
contradiction of the absence of the Th series in the laryngeal theory, but little

681

 Note, however, that Miller (1977a:366) is correct in saying that Hiersches theory [...] must be
rejectedonthegroundsofphoneticimplausibility.

682

 See Saussure (Mm. 603): M. de Saussure apporte comme contribution  lhistoire des aspires
sourdes(kh,h,h,th,ph)dusanscritunesriedexemplesdestinestablirloriginedecertainsth
dans les racines et les suffixes. Ces th proviendraient de t indo-europen suivi du phonme T
rgulirementliddevantvoyelle.

683

ForotherexamplesofsegmentalT+h,seeBurrow(1949:58-59,1979:26-30).

684

 Note, for instance, Brugmanns now outdated denial of Saussures analysis. See Brugmann
(Grundr21:632-3).

360

understood that adopting the very same triserial system meant adopting the
contradictionaswell(seebelow).


4 .4.4 ComparativesolutionoftheseriesTh
0. The segmental analysis of the series *T+A as put forth by Saussure (and,
following him, the laryngeal theory) is vulnerable to criticism from two main
directions:
(a)TheanalysisNeogr.*ThRT+A(=T+h2)leavesmuchtobehopedforinterms
ofthedetailsofthereconstruction(seeexamplesbelow).
(b)TheeliminationoftheseriesNeogr.*Thleadstothequestionabletypologyofthe
threeseriesT:D:Dh(seeJakobsonsremarkabove).
In order to make the laryngealist ideas acceptable, it is necessary to develop the
theoryinamannerthatovercomesthesedifficulties.
1. The laryngealist analysis Neogr. *Th R *T+h2 continues to have persistent
problems,suchasa-colouring(oritsabsence),andthesimultaneousalternationsof
environmentslikeablautNeogr.*i:,*u:%and*T:Ththatareunaccountedfor.
Theseproblemscanbebestillustratedwithexamples:
(a)Thelackofa-colouringinLat.sist(pr3.)stehen,usw.,an*e/o-stem,standsin
contrast with the a-colouring in Lat. st
-. The problem can be solved by positing
PIE *a instead of *A [= h2] in PIE *sta-stehen(P. 1004f.). Consequently, the
alternationofa-colouringcanberegularlytreatedwithprototypessuchas:
 I-A
 I-B

*stea-
*stae/o-




Gr.EF4FD=Lat.statusid.(Neogr.*sta-/stT-)
Lat.siste/o-=Av.hi#ta-id.(Neogr.*sthe/o-)

Inotherwords,theoverstatedcolouringruleofthelaryngealtheory,demandingh2
to colour all surrounding vowels, can be fixed with the postulation of PIE *a a
instead.
(b) Another laryngealist problem is manifest in the group P. 951-53, including the
items:






OIcl.h%s-

CrimGo.h%s- 
Go.gudh%s- 
Pahl.k%#k

Arm.xu


(n.)Haus(ANEtWb.268)
(n.)domus(GoEtD.161,hus[sgN])
(n.)Tempel(GoEtD.161,gudhusa[sgD])
(sb.)partofabuilding(DTochB.206,kw#k)
(sb.)Stube(Persson1912:420;Arm.Ns)

The long quantity here is usually explained in the laryngeal theory as laryngeal
metathesis(Mayrhofer1986:174-5),butstrictlyspeakingthisisimpossible,owingto
itsabsenceinArm.xu(withNeogr.*kh-).Insteadof LT*k+h2,thereconstruction
requiresPIE*k+a,asindicatedintheequations:
 I-A
 I-B

*kus.-
*kas.-




*kus.-
*ks.-

361




OIcl.h%s,Pahl.k%#k,etc.
Arm.xuStube

(c) Sturtevant685 sought to explain some examples of the alternation Neogr. T : Th,
such as LAv. kanTnti they dig : OInd. khnati digs, as analogical generalizations.
Thedifficultiesheencountered(Sturtevant1941:10-11)arecausedbyanoverstated
compensatory lengthening rule. By simply abandoning this assumption, the
alternationcanbereconstructedregularly:
 I-A
 I-B

*keano-
*kaono-




LAv.kana-dig(AIWb.437-8)
RV.khna-dig(WbRV.372)




(d)skhal-(P.928).Aschwebeablautwithdiphonemic*aappearsin
 I-A
 I-B

*skeal-
*skael-




Gr.E=}>BDSchenkel,Bein(GEW2:723)
OInd.skhala-,Arm.sxalem(Grundr21:587)

2. The examination of the data of tenues aspiratae reveals that the series is to be
reconstructedwithavoicelessvalueofthecoversymbol*RPIE*h:
 RV.kh,gAv.x,Gr.I,Arm.x,etc. R
 RV.ph,gAv.f,Gr.H,Arm.p,etc. R
 RV.th,gAv.Z,Gr.;,Arm.t,etc. R

PIE*kah
*kha(RNeogr.*kh)
PIE*pah
*pha(RNeogr.*ph)
PIE*tah
*tha(RNeogr.*th)

These modifications allow us to account for all irregularities of the laryngealist
segmentalanalysis.
3.SeveralrootswithNeogr.*Tharecurrentlyexplainedasbeingsporadic(see,for
instance,theinitial*(s)p(h)-ofPokornysdictionary,P.980ff.).Withsegmental PIE
*a *a at our disposal, the examples can be reconstructed regularly without any
referencetosporadicalternation.
4. According to the current practice, roots are reconstructed by default with
unaspirated tenues Neogr. *T when aspirated tenues Neogr. *Th are also possible.
ThesenotuncommoncircumstancesappearwhennoIndo-Iranian,Greek,Armenian
or Slavonic parallels are available. Thus, for instance, the well-known root P. 796,
*peisk-*pisk-(Lat.piscisfish,Go.fisks,OEng.fisk-fish(ASaxD.289,fisca[plG]),
etc.) is reconstructed with an unaspirated labial, although both Neogr. *pis- and
*phis-areactuallypossible.686
5.TheschwebeablautoftenconcealsvoicelessaspiratesreflectedinalternationT:
Th.687 Some examples of tenues aspiratae belonging to this category have been
preservedinthefollowingequations:
(a)par-gebren,usw.(P.818)


685

 See Sturtevant (1941:3): There are, however, cases in which Sanskrit has generalized the nonaspirateattheexpenseoftheaspirate.

686
 Owing to the existence of the root Neogr. *phi- (P. 1001, cf. OEng. f
m-, RV. phna-, etc.), the
groupGo.fisk-couldbeconnectedhereifthegroupLat.pisci-:Go.fisk-,etc.containsaninitialtenuis
aspirata(notethatthisremainsunproven,however).
687

ForthealternationT:Th,seeBrugmann(Grundr21:632-3).

362

 






Fal.pepar- 
Lat.pepar- 
Langob.fara 
Lat.parent- 
Gr.4C;}@B-

 





I-A: *pear-

(pf.)hervorbringen,darbringen(WH2:255)
(pf.)hervorbringen,erzeugen(WH2:255)
(.)Geschlecht(WP2:7)
(m.)Vater(f.)Mutter(WH2:252f.)
(f.)Jungfrau,Mdchen,jungeFrau(GEW2:474)

I-B: *paer-


Li.pra-
Li.per-

RV.phrvara-
RV.prapharv-

(m.)Fruchtkeim,Keim(pl.)Brut(LiEtWb.573)
(vb.)(aus)brten,aufdenEiernsitzen(LiEtWb.573)
(m.)Ser,Semann(WbRV.896)
(f.)wollstigesMdchen(WbRV.876)

(b)taur-Stier(P.1083)
 I-A
 I-B

*teauro-
*taeuro-




Lat.tauro-Stier(WH2:650)
OIcl.jr-(m.)Stier(ANEtWb.614)

When Saussures *A is replaced with PIE *a or PIE *a, the alternation of the
aspirates and the non-aspirates can be reconstructed exactly in the manner
mentionedbySturtevant(1941:7):
If de Saussures theory is correct, we should expect to find independent evidence of the
presenceoflaryngealsinsomeatleastofthemorphemesconcerned,andweshouldbeable
to reconstruct plausible forms justifying the aspirates and also the alternating nonaspirates.

Owing to the simultaneous alternations of aspiration and the a-colouring,only
diphonemic PIE *ha and *ah can account for the attested variants, thus confirming
theanalysisNeogr.*ThRPIE*Tah
*Tha.
6. In languages which went through a second palatalization, the following
developmentofvelarstookplacebeforefrontvowelsandglide:
 PSatem*k,*kh



RV.c,gAv.,OCS.,Latv.c,etc.

Insuchcases,thesecondpalatalizationmasksavoicelessaspirate.Forinstance,one
finds:
 RV.coda-

 RV.codya- 

(pr.)antreiben(WbRV.456,codata[2pl])
(cs.)schrfen,wetzen(WbRV.457)

Etymologicallytheformisconnectedwith
 RV.khud-

(vb.)hineinstossen(WbRV.374,khudta),

implying PIE *kaheudo- for RV. coda- (compare PIE *keahud- with the
schwebeablautinLat.caudex).
7.GrassmannsLawdoesnotapplyonlytotwosuccessivevoicedaspiratesDhDh,
buttorootswithvoicelessaspiratesaswell.

363

(a)TherootsThThwithtwovoicelessaspiratedstopsloseoneoftheaspirates,as
indicatedbytherootNeogr.*khakh-lachen,Gelchter(P.634):





OInd.kkha- 
Arm.xaxan- 
OCS.chochota-
Gr.=4I|9K 

(vb.)lachen(KEWA1:136,Gramm.kkhati)
(sb.)lautesGelchter(ArmGr.455,xaxank[pl])
(vb.)lautlauchen(GEW1:804,chochotati[inf.])
(vb.)lautlauchen(GEW1:804)

(b)Themixedrootswithvoiceless(Th)andvoicedaspirates(Dh)wereaffectedby
GrassmannsLaw,asprovenbythecorrespondence:





LAv.xumba- 
RV.kumbh- 
LAv.xumbya- 
RV.kumbhn-

(f.)Topf,topfhnlicheVorrichtung(AIWb.532)
(m.)Topf,Krug(WbRV.329)
(PNm.)EN.einesGlubigen(AIWb.533)
(a.)miteinemKrugeversehen(WbRV.329)

Since only Armenian, Slavonic and Avestan can preserve the original Th-series in
examples belonging to this type, it is virtually certain that the material contains
unidentifiedspecimensoftenuesaspiratae.688
8.BartholomaesLaw,usuallyassociatedtothevoicedaspirates,alsoappliedtothe
voiceless aspirates. By a stroke of luck, we can now compare Indo-Iranian and Old
Anatolianin:





LAv.haxa-
i.#akuta-
gAv.haxti-
RV.skthi-






(n.)Fussohle(AIWb.1744,haxTm[sgA])
(n.)Hften,Oberschenkel(HHand.139,HEG2:743)
(n.)derinnereTeildesOberschenkels(AIWb.1745)
(n.)derSchenkel,dasDickbein(AIWb.1440,skhti)

Fromthiscomparison,wemayderivethefollowingconclusions:
(a)LAv.haxa-provesthattheroot-finalplosiveAv.x,notthesuffix(PIE*to-,ti-),
wasoriginallyaspirated.TheaspirationofPIIr.*skhti-hasmovedintothesuffixin
Sanskrit(>RV.skthi-),accordingtoBartholomaesLaw,andthereforeappliesto
thevoicelessaspiratesaswell.
(b) Bartholomaes Law consists of two separate developments: the assimilation of
voice (unless already identical) and the transfer (metathesis) of aspirate (except in
the case of voiceless stops in Avestan, where the transfer was prevented by
fricativization).
9. During the last century, several authors have rejected the series *Th and, with
that,manysolidIndo-Europeanetymologies(see,forinstance,P.633).Inaddition,
extreme versions of the laryngeal theory have preferred to eliminate the series or
explain it as done by Kuryowicz as secondary.689 Such claims are

688

 This was already understood by Brugmann, who correctly refers to a possible Neogr. *h- in Gr.
=6IB-:AV.!akh-.

689

 A different, but equally immature view is expressed by Kuryowicz (1956:375-82), according to
whom the tenues aspiratae are explicable as local innovations developed independently in IndoIranian (see also already Kuryowicz 1935:46-72). This makes no sense, because the series Th is

364

counterproductive, because comparative reconstruction actually requires voiceless


aspiratesinconnectionwithseveraletymologicallydifficultitemslike:
(a)PIE*thaeah-schnell;Schnellen,Fknchel,Wrfel(P.250[diff.])







Gr.F|I4
Gr.;|EEB@
Lat.taxillo-
Lat.t
lo-
Lat.t
litro-
Gr.F4I-








(adv.)schnell,leicht,vielleicht(GEW2:861)
(comp.adv.)schneller(GEW2:861)
(dim.)kleinerWrfel/Klotz(WH2:645) 
(m.)Fuknchel,Spielwrfel(WH2:645)
(n.)SchnellenmitdenFingern(WH2:644)
(a.)schnell,geschwind(GEW2:861,F4ID)

(b)PIE*thaelm-Auge;heat(P.)690
 Gr.pH;4>?-
 Gr.pH;4>?}K
 OEng.elma 

(m.)Auge(GEW2:452,pH;4>?D[sgN])
(pr.)beugeln,anschielen(GEW2:452,pH;4>?}K)
(m.)heat(ASaxD.1046)

(c)PIE*tahi-(or*thai-?)Herde(P.)





P
.ajathya- 
P
.avithya- 
LAv.gavaiZya-
Go.awei- 

(sb.)HerdevonZiegen(Frisk1936:3)
(sb.)herdofsheep(Frisk1936:3)
(n.)Rinderherde(Frisk1936:3)
(m.)B?:@:herdofsheep(GoEtD.52)

(d)PIE*thau-sitzen(subP.235-239,dh-)







OPers.g
Zu-
Sogd.gdwk- 
Gr.;|4=B- 
Gr.;44=}K 
Gr.;()K=B-
Gr.;B()|9K

(m.)Thron(OldP.183,Frisk1936:34)
(sb.)Thron(Frisk1936:34)
(m.)Sitzung,Sitz,Stuhl(GEW1:647,in;|54=BD)
(vb.)sitzen(GEW1:647,in;454=}K)
(m.)Sitzung,Sitz,Stuhl(GEW1:647,;K=BD)
(vb.)sitzen(GEW1:676,;B|9K[1sg])


10.IntermsofthegeneralityoftheanalysisPIE*Tah
*ThaRNeogr.*Th,onecan
noteJakobsons(1958:23)typology:
Thesurmisedcoexistenceofaphonemeaspiratedstopandagroupoftwophonemes
stop+ /h/ or another laryngeal consonantis very doubtful in the light of phonological
typology.

Under such circumstances, the assumption of a non-segmental series *Th would
create more problems than it would solve, and the segmental approach PIE *Tah

*Thaistobegeneralized.


revealedasacommonIndo-EuropeanentitybycorrespondencesalreadyquotedbyGrassmanninhis
pivotalarticle(1863).
690
 For the semantics, compare pairs like OIr. s%il- Auge (P. 881-2, 1045) : OEng. swlig-
(n.)burning,heat(a.)sultry(ASaxD.961),etc.

365

11.Ontheotherhand,itshouldbenotedthattheabsoluteeliminationoftheseries
Th would summon Jakobsons argument against the typology T D Dh. In order to
avoidthis,Irecommendthefollowing:
(a)AccordingtoSzemernyi(1967:95):[...]itseemspointlesstotrytoeliminatethe
TenuesAspirataewheretheyarefound.Fromthecomparativepointofview,thisis
certainly true. If the elimination of the series Th means abandoning the quest for
finding correspondences with tenues aspiratae,the only consequence is a loss of
results.Asnooutcomecouldbemoreundesirable,theNeogrammarianseriestenues
aspiratae,despiteitsanalyticalnature,isupheldasapracticalapproximation.
(b) In addition, Szemernyi (1996:144) asserted that the existence of unvoiced
aspiratesinIndo-Europeancannotbedenied.Thisisalsotrueinthesensethatthe
clusters PIE *tha *kha *pha contained diphonemic PIE *th *kh *ph from the
beginning and PIE *tah *kah *pah yielded *th *kh *ph after the loss of unaccented
PIE *a. In this sense, the elimination of tenues aspiratae does not obviate the
clustersPIE*thkhphanymorethanothersequences(say*tror*ip).
(c)TheeliminationoftheTh-serieshasledtheglottalictheorytoanimpassewhere
theexistingcorrespondencesetswithvoicelessaspirates
 PIE*tah,tha 



RV.th,gAv.Z,Gr.;,Arm.t,Lat.t,etc.

arerejectedandthenon-aspiratedseriesTisclaimedtobeaspirated,despitethefact
that no aspirate is present in the examples. Suffice it to say, Grassmann (1863)691
alreadyprovedthedistinctionbetweenvoicelessunaspiratedandvoicelessaspirated
plosives,certainlynotinfreevariation.


4 .5 MediaeNeogr.*g*b*d
4.5.1 MaterialofNeogr.*g,b,d
0. Already Schleicher, followed by the Neogrammarians, reconstructed the voiced
unaspiratedplosivesPIE*bdg(mediae)fortheproto-language.
1.BrugmannsexamplesofNeogr.*g(Grundr21:572)include:
(a)Neogr.*steg-Dach;verhllen,verbergen(Grundr21:573,P.1013-14)






Gr.EF}6BE- 
Li.stga-

OInd.sthga- 
OInd.sthagya-
OPr.stogi- 

(n.)Dach,Haus(GEW2:780)
(m.)Dach,Heim,Wohnsttte(LiEtWb.911)
(prA.)cover,hide(MonWil.1261,sthagati[3sg])
(cs.)verhllen,verbergen(KEWA3:523)
(m.)Dach(APrS.438)

(b)Neogr.*ag-Schuld,Snde(P.8)

691

SeeGrassmann(1863:107):Derendung-thader2.sing.perf.entsprichtgot.,altn.-t,woauchdas
griech.-;4dieursprnglichkeitdesskt.thbesttigt.

366







RV.n
ga-
Gr.^6BE-
RV.gas-
RV.n
gas-
Gr.b@46~E-







(a.)schuldlos,sndlos(WbRV.54)
(n.)(Blut)schuld,Fluch,Shne(GEW1:14)
(n.)Snde,Unrecht(WbRV.172)
(a.)schuldlos,sndlos(WbRV.54)
(a.)fluch-,schuldbeladen(GEW1:14)

(c)Neogr.*gel-Eis,Frost,Klte(P.365-6)






OEng.cl-
Lat.gelo-
Li.glmeni-
Go.kald-
RV.jhav-







(pret.)be(come)cold,cool(ASaxD.143,cl)
(n.)Eisklte,Frost,Eis(WH1:585-6,gelum)
(f.)strenge,prickelndeKlte(WH1:586,glmenis)
(a.)cold(GoEtD.214,kalds[sgN])
(a.)stumpfsinnig(WbRV.465,RV.jhavas8.61.11)

(d)Neogr.*aug-wachsen(P.84-5)






Li.ug-

Go.anaaiauk-
RV.ugr-

Gr.4vAK

i.ugatar/n-

(vb.)wachsen,grerwerden(LiEtWb.24,ugti)
(pret.)sichmehren(GoEtD.50,anaaiauk[3sg])
(a.)krftig,mchtig,gewaltig(WbRV.245-6)
(pr.)mehren,frdern,wachsen(GEW1:187)
(n.)Haufen,Getreidesilo(?)(HHand.52,HEG1:264)

2.Neogr.*b(Grundr21:507)isattestedinexampleslike:692
(a)Neogr.*bel-Kraft(P.96)






RV.bla-
Lat.debili-
OCS.bolje
Gr.58>FK@-
Gr.5}>F8CB-







(n.)Kraft,Leibeskraft,Strke(WbRV.901)
(a.)kraftlos,schwach(WH1:362,debilis[sgN])
(adv.)besser,grsser(Sadnik58)
(comp.)better(GEW1:232,58>FK@)
(comp.)better(GEW1:232,5}>F8CBD)

(b)Neogr.*trab-Baum,Balken,Haus(P.1090)







Lat.trab-

Li.trob-

MidIr.treb- 
Osc.trb-

Umbr.trebno-
LAv.avara.Zrabah-

(f.)Balken,Schiff,Baum,Dach,Haus(WH2:696)
(3f.)Haus,Gebude(LiEtWb.1127)
(f.)habitation,exploitationagricole(LEIAT-126f.)
(f.)Haus(WbOU.765f.,trbm[A],trbud[Abl])
(m/n.?)tabern
culum(WbOU.761,tremnu[sgAbl])
(m.)ENeinesGlubigen(AIWb.176-7)

(c)Neogr.*bal-,*bol-eilen(P.93)






Umbr.ambol-
Lat.amb&l
- 
OInd.balbal-
Lat.ball
-

Gr.54>>9K 

(pr4.)herumlaufen(WbOU.84,amboltu[Ipv.])
(pr1.)(umher)gehen,reisen,spazieren(WH1:38)
(prA.)wirbeln(KEWA2:421,balbalti[3sg])
(vb.)tanzen(WH1:95,ball
re)
(pr.)tanzen(GEW1:215)


692

ForalistofPIE*bbasedonseveralsources,seeMayrhofer(1983:146fn98).

367

(d)Neogr.*amb-(P.316,Grundr21:511)








Arm.amp- 
OGaul.ambe-
RV.ambara-
Gr.r?5CB- 
OSpan.ombri-
RV.kiymbu-
gAv.vy
mbura-

(sb.)Wolke(ArmGr.1:417,*o-stem)
(sb.)rivo(LIAA:4-5)
(m.)Nachkommedesvagir-(WbRV.96)
(m.)Regen:thunderstorm(GrGr.1:333,r?5CBD)
(a.)umbrisch(WbOU.796)
(n.)Bez.einerWasserpflanze(WbRV.326)
(a.)demWasserfeindlich(AIWb.1478)

(e)Neogr.*slab-schlafen,schlaff(P.655)





Li.slb-
Go.saislep-
OIcl.sl
p-
OCS.slab&






(vb.)schwachwerden(LiEtWb.833,slbti[inf.])
(vb.)schlafen:sleep(GoEtD.315,saislep[3sg])
(m.)Faulpelz(ANEtWb.513,sl
pr[sgN])
(a.)schwach,schlaff(Sadnik832,slab&[sgN])

(f)Neogr.*bel-hhlen,graben,schneiden:Kluft(P.96=PIE*beal-) 
 Arm.pele- 
 MidIr.belach-
 AV.ba- 

(vb.)hhlen,graben(P.96,pelem[1sg])693
(n.)Kluft,Pass,Weg(LEIAB-29)
(a.)verstmmelt,verkrppelt(EWA2:206)

3.Neogr.*d(Grundr21:522)appears,forinstance,in:
(a)Neogr.*de-zehn(P.192,Grundr2.1:522=PIE*deaea-)






Gr.7}=4
RV.d!a
TochA.!k-
OSax.tehan
Arm.tasan-







(n.)zehn(GEW1:359,7}=4)
(n.)zehn(n.)zehnFinger(WbRV.581,d!a[NA])
(num.card.)decem(Poucha320)
(num.)zehn(GoEtD.339,tehan)
(num.)zehn(ArmGr.496,tasn[N],tasan[G])

(b)Neogr.*eid-wissen(P.1025f.)







Li.vd-
gAv.vd-
Gr.()B7-
Go.wait-
Li.vida-
OCS.vid-








(vb.)erblicken,wahrnehmen(LiEtWb.1265)
(pf.)wissen(AIWb.1316,vdy
t[opt3sg])
(pf.)wissen(GEW1:451,Bo74[1sg])
(pret.pr.)wissen(GoEtD.406,wait[1sg])
(3m.)Anlitz,Aussehen,usw.(LiEtWb.1212-3,vidas)
(vb.)sehen,wahrnehmen(Sadnik1079,vidti[inf.])

(c)Neogr.*ud-Wasser(P.78f.=PIE*Yaud-)






RV.d-
RV.da-
Hom.w74F-
Li.dra-
OCS.vydra-







(f.)Woge,Wasser(WbRV.252,ud[sgI])
(pr1.)quellen,wallen(WbRV.251,indat[pt.f.])
(n.)Wasser(GEW2:957,w74FBDwith inIl.21.300)
(m.)Fischotter(LiEtWb.1157,dras[sgN])
(f.)Fischotter(GEW2:957)


693

Arm.pelem,quotedbyWaldein(WP2:110),doesnotappearinArmGr.orEtDiArm.

368

(d)Neogr.*sed-(P.884f.=PIE*seYad-,*sYaed-)






Li.sd-

Latv.sd-

Li.sod-

OIr.saidi-

OGaul.sado(n)-

(vb.)sichsetzen(LiEtWb.777,sstis[inf.])
(vb.)sichsetzen(LiEtWb.777,sstis[inf.])
(f.)Dorf,Ansiedlung(LiEtWb.854-5)
(pr.)sasseoir,treassis(LEIAS-7f.,GOI354,saidid)
(ON.)Saze,dpGard,arr.Uzs(ACSS.2:1283,sado)

(e)Neogr.*do-geben,schenken,gewhren(P.223-226=PIE*daY-,deaY-)










Lat.da-
Arm.ta-
gAv.da-
Lat.d
-
Gr.7-
Li.don-
Latv.dva-
Li.dovan-










(pr.)geben,gewhren(WH1:360f.,damus[1pl])
(vb.)geben(ArmGr.496,tam[1sg],tamk[1pl])
(vb.)geben(AIWb.678,daidy
i[inf.])
(vb.)geben(WH1:360,d
[2sg],d
s[2sg])
(aoM.)geben(GEW1:388-9,b7?:@[1sg])
(f.)Zins,Steuer,Tribut(LiEtWb.99)
(vb.)anbieten,schenken(LiEtWb.112,dvat[inf.])
(f.)Gabe(LiEtWb.112,dovan[sgN])

4 .5.2 Theoreticalapproachestotheseriesmediae
0. The central problem of the Taihun-Decem isogloss during the 20th century has
been the voiced unaspirated series D (mediae), treated both by Meillet and
Magnussonandbytheglottalictheory.694
1. In the Neogrammarian system, the unaspirated voiced plosives *g b d (mediae)
werereconstructedoncomparativegroundswithoutfurtheranalysis.
2. Within the laryngeal theory, Kuryowicz (1935:54-55) reconstructed for the
variants of the traditional root P. p- trinken (= LT *peT3-) the following
alternation:
 LT*peT3C- 
 LT*pipT3V- 

OInd.p
-(Gr.K-id.)
OInd.pibatidrinks(OIr.ibidid.)

AccordingtoKuryowicz,theo-colouringlaryngealT3wasvoicedandaccountsfor
thevoiceofOInd.b**pT3(assimilation).695
3. The glottalicist idea of deriving the series mediae from the earlier cluster of
tenuis+ejectiveDRTcanbeunderstoodasageneralizationofKuryowiczsanalysis
p+T3withthevalueT3Rattachedfortheentireseries:
 b*R**p

*dR**t

*gR**k

(GI).696


694

StatisticallythedistributionofPIE*b*d*gisuneven.WhereasPIE*dand*garecommonplace,
PIE*bisrare.

695

 Compare Sturtevants attempt to distinguish the single (i. ) and double writings (i. ) by
associatingthesewithvoicedandvoicelesslaryngeals.SeealsoHendriksen(1941:38).

369

4. Based on the remarks of Aulus Gellius (Noctes Atticae 9.6. & 12.3), Lachmann
(1850)suggestedthefollowingruleforLatin:iftherootendsinavoicedstop,then
theroot-syllablevowelislengthenedintheparticiple.697Thisconjecture,nowknown
asLachmannsLaw(seeCollinge1985:105),comeswithonlyafewcounterexamples:
(a)WithinthePIE*to-participles,onlyLat.strcto-straff(WH2:604,toLat.string
schnren) with an apparent root-final *g- inferred from Lat. strigula has a short
rootvowelLat.,thisformbeingthesolecounterexampleofthiscategory.
(b)Ontheotherhand,LachmannsLawdoesnotapplytothe*)so-participle(cf.Lat.
so-, uso-, c
so-, fisso-, fosso-, sesso-, presso-, etc.). In this formation, a long root
vowelisfollowedbyasinglesibilantLat.s,ashortvowelbyageminateLat.ss(see
alreadySommer1914:122).
The renewed interest in Lachmanns Law can be credited to Gamkrelidze and
Ivanov(1995:61),accordingtowhomthelengtheningofLachmannsLawwascaused
by an earlier ejective resulting in compensatory lengthening: GI *athos  PItal.
*
ktos.
5.In1978,accordingtoSzemernyi(1996:153),WernerWinter
[...]voicedtheconjecturethatthelongvowelwhichappearsinanumberofcasesinBaltoSlavic in contrast to the short vowel in other languages is conditioned by a following
unaspirated voiced stop: cf. Lith. du I eat sdti sit, bgti run : Lat. ed, sede, Gr.
H}5B?4<.698

Winters conjecture, assumedly accounting for the long quantity of Li. pdas
footstep,vdarasbelly,ostitosmell,nogasnaked,ogaberry,etc.hasbeen
accepted by Kortlandt (1988), interpreting the Balto-Slavonic long grade as the
glottaliccounterpartofLachmannsLaw.
6. Magnussons (1967) elimination of the series D applies only to those roots with
two plosives, but no satisfactory treatment has been offered for the roots with only
one media D. In Millers (1976:57) words, Magnussons analysis is thus highly
artificialsincehewouldhaveunderlyingsimplestopsonlyinrootslike*ed-eator
leid-play(Pokorny666)withvoicedaspirateselsewhere[...].


4 .5.3 Solutionstotheproblemsoftheseriesmediae
0.Theproblemsandthecomparativesolutionsoftheseriesmediaearediscussedin
thischapter.

696

 Collinges analysis (1985:265) of another glottalist, Hopper, is revealing: Hopper (1977a:50,
1978:70,1982:133)workswiththesequences/pe?/,/p?/,beinghappywithasegmentalglottalstopin
PIE;andhesees/p?/reanalyzedas/p/andthenlaryngealizedsoastoreflectasvoiced/b/.

697

Lachmannsoriginalversionisubiinpraesentimediaest,participiaproducuntur.

698

 Winter (1978:439) writes: In Baltic and Slavic languages, the Proto-Indo-European sequence of
shortvowelplusvoicedstopwasreflectedbylengthenedvowelplusvoicedstop,whileshortvowelplus
aspiratedevelopedintoshortvowelplusvoicedstop.

370

1.RegardingLachmannsLaw,thefollowingshouldbeobserved:
(a) The theme Lat. string, strx, strictus can be reconstructed with PIE *gh, if it is
compared to OEng. string line, cord (OxEngEt. 876) instead of Lat. strigula. This
wouldeliminatethesolecounterexampleandleavethesoundlawflawless.
(b)LachmannsoriginalformulationdidnotaccountforthefactthatinLatinthere
aretwopastparticiples,onein PIE*so-andanotherin PIE*to-.WhenLachmanns
Lawisrestrictedtothe*to-participleonly,thelawhasnoexceptionsatall.
(c) In the Osthoff-Kent-Kuryowicz-Watkins formulation (so dubbed by Collinge
1985:110),noconditionisadmittedforLachmannsLaw,andthequantitiesofLatin
are understood as original. Despite the high accuracy of Lachmanns Law, I am
sympathetic towards this view because of its higher comparative content (lectio
difficilior)andeconomy.Furthermore,inspiteofLachmannsLaw,itmakessenseto
accept the Latin quantities without any assumption of lengthening, because the
quantitiesareisusuallyparalleled.Thus,wemaypositastem
 Lat.
g-

(pret.)agere(inLat.
ctus[pt.sgN])

becausethequantitycoincideswith:
PIE*a-agere







Lat.amb
g- 
LAv.nav
za-
RV.
jamha-
TochA.
ke- 
TochB.
kemane-

(f.)Umgang,Umlauf,Winkelzge(WH1:37)
(m.)Schiffer(AIWb.1047)
(m.)Abkmmlingdesajamha-(WbRV.173)
(prA.)vehere(Poucha14,
kec[3pl+encl.])
(ptM.)leading(DTochB.36,
kemane)

2. Several counterarguments have been presented against Winters rule, and I will
mentionhereonlythemostcriticalones,whichshouldsufficetodemonstratethatthe
proposalcannotbeacceptedasanIndo-Europeansoundlaw.
(a) As pointed out by Szemernyi (1996:153): [...] a number of exceptions cannot
easilybereconciledwithhisinterpretation[...]Lith.padassoleoffootorshoe,Russ.
podground[...]Slav.vodawater[...].
(b)Balto-Slavicdisplaysquantitativeablautbeforetheseriesmediaeinexampleslike:
 Li.ga-

 Li.oga-

 OCS.agoda- 

(vb.)wachsen(Grundr21:211,gu[1sg])
(f.)Beere,Kirsche(LiEtWb.1165)
(f.)Frucht,Beere(Sadnik4A)699

HadWinterslengtheningtakenplace,theshortrootforms(andquantitativeablaut
ingeneral)wouldnotexist.
(c) Finally, a point understood by Winter (but missed by his critics) should be
mentionedhere.Winterbeginshisarticlebynoting:
Calvert Watkins (1969:31-32) agrees with Jerzy Kuryowicz (1956:305-306) in assuming
that the lengthening in, e.g., Lith. bgu, R. begu : Gk. H}5B?4< was a special Balto-Slavic


699

Forthevddhi,itshouldbenotedthatOIr.
s-(n.m.)croissance(LEIAA-92-93)canbeattached
hereinsteadoftheusualetymology(P.787)withinferiorsemantics.

371

development (to be kept apart from the apparent parallel in Lat. st he is eating: edere
eat).

Such an assumption runs counter to the facts, because as a rule the Balto-Slavic
quantity matches the common Indo-European one in the following examples of the
rule:






Neogr.*d- 
Neogr.*sd- 
Neogr.*pd- 
Neogr.*d- 
Neogr.*bhg-

Li.d-,Lat.d,OIcl.
t-,Gr.87:7D(P.287-8)
Li.sd-,Lat.sd-,Go.andaset-(P.884f.)
Li.pd-,Gr.:7|K,Lat.ps(P.790f.)
Li.od-,Gr.r7K74,Arm.hrutGC78D(P.772-3)
Li.bg-,Hind.bh
g-<*bh
gg-(P.116)

Thetraditionalexplanation,theProto-Indo-Europeanvddhi,sufficestoexplainthe
phenomenonwithoutproducinganyinconsistenciesresultingfromanassumptionof
lengtheninginBalto-Slavonic.
3. Magnusson concludes his article by admitting the problem of roots with one
voicedplosive.Inhisopinion,threepossibilitiesmightaccountfortherootsNeogr.
*D,butnoneofthesearepossibleassuch(seeMagnusson1967:24-25).Despitethis,
IagreewithMagnussons(1967:25)generalconclusion,accordingtowhich:
It would seem more in accordance with a scientific attitude, however, for one to be
interested in an eventual endeavour to explain the origin of the three orders in oneoccludentpatterns.

4.Magnusson(1967)doesnotfullyclarifythefactthathisandMeilletsobservations
concerning the PIE root constraints were never unambiguous, owing to the
incompleteness of the phoneme inventory at their disposal.700 In particular, the
segmental laryngeal PIE * has not been studied in connection with the root
constraintand,inparticular,Magnussons(1967:24)observationonthevoicedstops
inone-plosiveroots:
[...]one-occludentpatternsinsomecasesrepresentreductionsof2-occludentpatternsby
lossofoneoccludent[...].

Becausethearray PIE*kptrepresentstheminimalsetofplacesofarticulation,the
lossofaphonemewithinthearrayT:Th:D:Dhisimpossibleintheframeworkof
Proto-Indo-European. However, a phoneme belonging to a different category
(namely the laryngeal fricative PIE *) was indeed lost. Its potential effects on the
plosivesystemhavenotbeenstudiedsofar.
5.IntermsoftheeffectsofthecoversymbolPIE*,thekeyconjecturecanbestated
as follows: The Neogrammarian roots with one unaspirated voiced plosive D also
containPIE*Y(i.e.thevoicedvalueofthecoversymbolPIE*).

700

Magnussonsmainsources(1967:20fn8),theetymologicaldictionariesofPokorny(P.)andWalde
(WP.),donotaccountforPIE*anditsproperties.

372

TheconjectureisprovableduetothefollowingcriterionbeingsatisfiedfortheIndoEuropean material in question: The Neogrammarian roots D with one unaspirated
voicedplosivealsocontainatleastonefeatureimplyingPIE*RPIE*Y.701
Thisstatementreadilyholdstruefortheexamplesoftheseriesmediaequotedabove,
allofwhichimplyPIE*(R*Y).Thus:
(a)Neogr.*bel-RPIE*beYal-wachsen;Kraft(P.96)
 RV.bla-

 Lat.debili- 
 Gr.58>FK@- 

(n.)Kraft,Leibeskraft,Strke(WbRV.901)
(a.)kraftlos,schwach(WH1:362)
(comp.)better(GEW1:232,58>FK@)

PIE*isprovenfortherootbyFortunatovsLawII,asseeninthedentalextension

 RV.bakya- 

(a.)ausgewachsen(vomKalb)(EWA2:219).

(b)Neogr.*gel-RPIE*geYal-Klte,Frost,Eis(P.365-6)
 OEng.cl-
 Lat.gelo-




(pret.)be(come)cold,cool(ASaxD.143,cl)
(n.)Eisklte,Frost,Eis(WH1:585-6,gelum)

PIE*YaisprovenbytheLithuanianacuteandFortunatovsLawIIin:

 Li.glmeni- 
 RV.jhav- 

(f.)strenge,prickelndeKlte(WH1:586,glmenis)
(a.)stumpfsinnig(WbRV.465,RV.jhavas8.61.11)

(c)Neogr.*de-RPIE*deYaeah-ten(P.191-2)
 Gr.7}=4

 RV.d!a

 TochA.!k- 

(n.)zehn(GEW1:359)
(n.)zehn(n.)zehnFinger(WbRV.581,d!a[NA])
(num.card.)decem(Poucha320)

PIE*Yisrevealedbythea-colouringoftheprefix(PIE*deYaeeahn-)inArmenian:

 Arm.tasan- 

(num.)zehn(ArmGr.496,tasn[N],tasan[G]).

(d)Neogr.*eid-RPIE*uYaid-sehen,wissen(P.1025f.)
 Gr.()B7-
 Go.wait-
 OIr.fad





(pf.)wissen(GEW1:451,Bo74[1sg])
(pret.pr.)wissen(GoEtD.406,wait[1sg])
(prepD.)coram(DIL303,fad)

PIE*YisrevealedbyLithuanianacuteandlongglideNeogr.*in:

 Li.vida-
 Li.vd-
 gAv.vd-





(3m.)Anlitz,Aussehen,usw.(LiEtWb.1212-3,vidas)
(vb.)erblicken,wahrnehmen(LiEtWb.1265)
(pf.)wissen(AIWb.1316,vdy
t[opt3sg])

(e)Neogr.*sed-RPIE*seYad-sichsetzen(P.884f.)
 Li.sd-

(vb.)sichsetzen(LiEtWb.777,sstis[inf.])


701

Bysuchfeatures,ImeanpropertiesindicatingthepresenceofPIE*,includingtheOldAnatolian
laryngeal (i. ), a-colouring, Lithuanian acute, Indo-Iranian retroflex, lengthening of semivowels,
Rig-Vedichiatus,andsoforth(asdiscussedthroughoutthisstudy).

373

 Latv.sd-

(vb.)sichsetzen(LiEtWb.777,sstis[inf.])

PIE*YisimpliedbyaccentLi.=Latv.andNeogr.*a/
(schwebeablaut)in:

 OIr.sad-

 OGaul.sado(n)-
 Li.sod-


(pr.)tosit(GOI354,saidid[3sg])
(ON.)Saze,dpGard,arr.Uzs(ACSS.2:1283,sado)
(f.)Dorf,Ansiedlung(LiEtWb.854-5)

Similarly the one-plosive roots D can be proven to contain PIE *Y through the
presenceofadditionalcriteriathatimplythelaryngeal.
TheNeogrammarianrootsDcanbesplitintoClassI,consistingoftherootsY
D,andClassII,consistingoftherootsDY.Bothclassesarebrieflyoutlinedbelow.
C lassI(rootsYD).Someexamplesofthisclassare:
6.C
(a)Yaisd-Bein(P.)
 Oi.i#daia- 
 OInd.e%ka-

(.)Beinhaus(HEG1:237-8,i-i#-ta-a-a#)
(m.)charnel-house,reliquary(KEWA1:127)

Thedirectlypreservedi.wasvoiced(PIE*Y),basedonOInd..
(b)Yaid-(*Yaeid-*Yaoid-)Wange,Geschwlst,Eiter(P.744)






Arm.ait-
Gr.Bk7B-
Gr.Bk7}K
Gr.B7BE-
OIcl.eitr-







(sb.)Wange(ArmGr.1:418,ait)
(Im.)Oidipus(GEW2:358,Bk7BD[sgN])
(pr.)schwellen(GEW2:357)
(n.)Geschwulst(GEW2:357,B7BD[NA])
(n.)Eiter,Raserei(ANEtWb.98,eitr)

Arm.a-confirmsalaryngealintheroot-initialpositionwithvalue PIE*Y,basedon
Gr.7.
(c)Yalig-klein,gering,armselig,schlecht(P.667)
 Gr.p>6B-

 Arm.akak 

(a.)klein,gering,wenig(GEW1:376)
(a.)gering,armselig,drftig,schlecht(P.310[diff.])

Arm.a-impliesPIE*Y(forvoice,cf.Gr.6=Arm.k).
(d)Yan-Salbe,Butter;salben(P.779)







Lat.ungu 
Gr.;C4?5BD
RV.jas- 
OPr.ancta- 
Bret.amann- 
Corn.amenen-

(pr3.)salben(WH2:819,unguere[inf.])
(.)SalbendesFeigenbaums(Stber1997:84)702
(n.)Salbe,Mischung(WbRV.25-6)
(n.)Butter(APrS.300,anctan)
(.)Salbe(Stber1997:84,PCelt.*amban-)
(.)Salbe(Stber1997:84)

Celtic/a/impliesPIE*Y(forvoice,cf.Lat.gu=Gr.5,etc.).
(e)Yar-wei,glnzend(P.64)
 Gr.\C6-

(a.)weiglnzend(GEW1:132-3,\C6D[sgN])


702

FortheinterpretationofGreek,seeStber(1997:84),withareferencetoJanda.

374






i.argi-

TochB.arkwa-
RV.rjua- 
RV.jti-


(a.)wei,hell(HEG1:177,ar-ki-i#[sgN])
(a.f.)white(DTochB.23,arkwaa)
(a.)weiss,silberfarben(WbRV.112-3,EWA1:116)
(a.)glhend,strahlend(WbRV.279)

TheOldAnatolianlaryngealisaccompaniedbyGr.4,implyingtherootYD.
(f)Yar-eilen(P.64)







Gr.\C6-

RV.jiant- 
Gr.\C6BG7-
i.arganau- 
RV.jr
!va- 
LAv.TrTzr
spa-

(a.)schnellbeweglich(GEW1:132)
(pt.)vordringend,vorwrtsschieend(WbRV.280)
(a.)schnellfig(Perrson,Beitr.828)
(c./n.)Sohle?,Ferse?(HHand.42,HEG1:176)
(PNm.)dessenRossegeradeauseilen(WbRV.280)
(PNm.)EN.einesGlubigen(AIWb.355)

TheOldAnatolianlaryngealisaccompaniedbyGr.4,implyingtherootYD.
(g)Yar-Adler(P.854-5)





OInd.jipy- 
LAv.TrTzifya-
Arm.arciw- 
Maced.\C6<BG-

(a.)epith.ofOInd.!yen-=Adler(Beitr.827)
(m.)Adler(AIWb.354)
(sb.)Adler:eagle(EtDiArm.139)
(m.)Hes.\8FD(LSJ.235,\C6<BGD[sgN])

PIE*YisimpliedbyArm.a-RMaced.\-withvoiceinMaced.6RAv.z.Bycutting

theextension*-,themainrootisobtained:
PIE*ar-(P.325-6):

 i.ara-
 Pal.ara-




(c.)Adler(HHand.41,a-a-ra-a#[sgN])
(c.)Adler?(DPal.54,a-ra-a-a#[sgN])

YetanotherextensionPIE*ar(o)n-isattestedin:





i.aran-
Go.aran-
CLu.arani-
Gr.rC@8B-






(c.obl.)Adler(HEG1:170f.a-ra-na-a#[G])
(m.)Aar,Adler(GoEtD.40,arans[plN])
(c.)abird(HEG1:170f.,ar-ra-ni-en-za)
(n.)Vogel(GEW2:421-2,rC@8B@)

(h)Yard-Schmutz;feucht,na(P.334)





Gr.^C74-
Gr.\C74>K
RV.
rdr-
OIcl.ertla-






(f.)Schmutz(GEW1:134,^C74[sgN])
(vb.)beschmutzen(GEW1:134,\C74>K)
(a.)feucht,na,wogend(EWA1:117-8)
(f.)Bachstelze,MotacillaFusca(ANEtWb.105)

Gr.4alsodirectlymatchesi.intheunextendedroot:
PIE*Yar-idem

 i.ar-
 Gr.^CB-




(vb.)verunreinigen(HEG.1:169,HHand.41)
(m.)F{><5|7<4(LSJ.245,^CBGD)F{><5|7<4)

(i)Yasd-branch,twig,usw.(P.782)


375






i.a#duir-
Gr.r9B-
OEng.st-
Arm.ost-






((GI")n.)Zweige,Reisig,Bast,Hcksel(HEG1:206)
(m.)Ast,Zweig,Schling(GEW2:353,r9BD)
(m?.)knot,knob(ASaxD.768)
(sb.)branch,twig(ArmGr1:482)

Dominatingtheextension,thevocalismGr.r-RArm.o-reflects PIE*ao-(not LT


h3e-),becausei.matcheswithLat.aintherootwithoutextension:703






i.a#-
Li.as-
Gr.
hL4-
Lat.arist
-






(n.)Spano..(HEG1:194-5)
(f.)Schlachtelhalm(LiEtWb.124,ass[sgN])
(n.pl.)Spreu,Getreidehalme(GEW1:625,
L4, 4)
(f.)Granne,hre,Borsten(WH1:67,arista)

(j)Yad-essen(P.289)






RV.madhud-
i.adar-

Lat.adr-

Gr.\7|AB- 
Arm.atamn- 

(a.)Ssses,ssseFruchtessend(WbRV.990)
(n.)einerArtGetreide(HEG1:220,a-at-tar[NA])
(n.)einerArtGetreide,Spelt(WH1:14,ador[NA])
(pr.)p7|AK:FBDp7BE<7|=@8<(GEW2:348)
(sb.)Zahn(ArmGr.422,atamn[N])

PIE*YisconfirmedbyRig-Vedichiatus,agreeingwithi.andLat.aRArm.a.
(k)PIE*ieYa-knnen,vermgen(P.503)







Latv.jg-
Li.pajg-
Li.jg-
Do.h54-
Aiol.^54-







(vb.)begreifen,verstehen(LiEtWb.192,jgt[inf.])
(vb.)imstandesein,knnen,vermgen(LiEtWb.192)
(4f.)Kraft,Strke,Macht(LiEtWb.192,jg)
(f.)Jugendkraft,jugendlichesAlter(GEW1:62)
(f.)Jugendkraft,jugendlichesAlter(GEW1:620)

PIE*YisconfirmedbyAiol.andLi.gRGr.5.

(l)laYb-lip,lick(P.651)







Lat.labio-
OEng.lapia-
OIcl.lepia-
Lat.labello-
Lat.labro-
OCS.lob&za-








(m.)Lippe,Rand(WH1:738,labium)
(vb.)lap,lick(ASaxD.621,lapian[inf.])
(vb.)schlrfendlecken(ASaxD.621,ANEtWb.)
(n.dim.)Lippchen(WH1:738,labellum[sgNA]) 
(n.)Lippe,Rand(WH1:738,labrum[sgNA])
(vb.)kssen(Sadnik471,lob&zati[inf.])

PIE*YisimpliedbyLat.awithvoiceinLat.bROEng.p.
(m)maY-drcken,kneten,abstreichen,reinigen,salben(P.696)






Gr.?46-
OCS.maza-
Rus.mza-
Gr.?46?-






(ao.)drcken,kneten,abstreichen(GEW2:180)
(vb.)salben,schmieren(Sadnik493,mazati[inf.])
(pr.)bestreichen,beschmieren,salben(REW2:87)
(m/n.?)Hes.=F=4;|CE<B@(GEW2:181)


703

Therootetymology*2osd-(toP.*sed-sit)isthuserroneous.

376

 RV.kharamajr-

(a.)scharf(=khara-)reinigend(S
y.)(WbRV.372)

TheunambiguousGr.4impliesPIE*YwithvoiceinGr.6RRV.j.
(n)maYnd-verweilen,bleiben,wohnen,Wohnsitz,Stall(P.699)







OCS.mVdi- 
OInd.mandir-
OIr.mainder- 
Gr.?|@7C4- 
Lex.mandup
la-
OInd.mandur-

(vb.)zgern,verharren,verweilen(Sadnik542A)
(n.)Wohnsitz,Haus,Palast,Tempel(KEWA2:582)
(f.)enclos(pourlebtail),lieuferm(LEIAM-10)
(f.)Pferch,Hrde,Stall,Kloster(GEW2:169)
(m.)groom(KEWA2:582)
(f.)Pferdestall(KEWA2:582)

Gr.4andGr.7ROInd.dimplyPIE*Y.
(o)maYd-trinken(P.694-5)
 gAv.mada-
 Lat.made
 Gr.?47|K





(m.)Rauschtrank(AIWb.1114,madahy
[sgG])
(pr.)nasein,triefen,reif/voll/trunkensein(WH2:6)
(pr.)vonNssetriefen,zerflieen(GEW2:157)

GreekandLatinagreein/a/,withthevoicedstopLat.dRGr.7implyingPIE*Y.
(p)suYad-sweet(P.1039-40)





RV.suda- 
RV.havyasd-
OGaul.su
durg-
El.(h)7- 

(pr.)angenehm,genussreichmachen(WbRV.1622)
(a.)dieOpfertrnkesssigmachend(WbRV.1657)
(PNm.)Suknig(ACSS.2:1644,suadurix[sgN])
(a.)s(GEW1:623,El.47D,Do.]7D,Att.g7D)

PIE*YisconfirmedbyhiatusinRig-Veda,thelongglideRV.%N*uandDo..

7. C lass II (roots DY). Roots beginning with media followed by the voiced
laryngealincludethefollowingwell-knownexamples:
(a)deaYns-zeigen,unterrichten,usw.(P.201-2)






RV.dasya- 
gAv.d hi#ta- 
RV.dsas- 
Hes.\74@}E-
Gr.7~@8E- 

(cs.)zchtigen(WbRV.569)
(sup.)bestunterrichtete(AIWb.746)
(n.)wunderliche,herrlicheTat(WbRV.570)
(a.)\CB@:FB@(GEW1:382)
(n.)Ratschlge,Anschlge(GEW1:382,7~@84[pl])

Gr.7,4implyPIE*Y.
(b)deaYs-lehren(P.201-2)







Gr.74h-

Hom.7}74h- 
gAv.ddaiha-
Gr.7<7|E=K 
RV.dasr- 
gAv.dagra- 

(vb.)lehren(GEW1:382,748[ipv2sg])
(ao.)lehren(GEW1:384,7}748[3sg])
(futMP.)unterwiesenwerden(AIWb.746,ddaihe)
(vb.)unterrichten,lehren(GEW1:338)
(a.)wunderthtig(WbRV.585,EWA1:712)
(a.)weise,kundig,geschickt(AIWb.681)

Gr.7,4implyPIE*Y.
(c)diaY-Himmel,Zeus(P.183-7)


377

 Do.9|-
 RV.di-




(m.)Zeus(GrGr.1:576f.,GEW1:610,9|D,9|@)
(m.)Himmel(WbRV.601-4,RV.dim=Lat.diem)

PIE*YwithvoiceinRV.disconfirmedbyDo.|andRig-Vedichiatus.

(d)uaYs-kosten,whlen,erproben,usw.(P.399,*eus-)






Gr.68hB-
Go.kiusa-
RV.saj-
Khot.ys%-
OIr.asag%-







(pr.)kosten(GEW1:302,68B?4<)
(vb.)kiesen,prfen,whlen,erproben(GoEtD.219)
(prepI.)vereint,zusammen,zugleich(WbRV.1449)
(vb.)schtzen(P.399,ys%-)
(.)erwnsche(VGK2:549,asag%[3sg])

PIE*YwithvoiceinGr.6isprovenbyIndo-European%N PIE*uYintwobranches
(RV.=OIr.%).
(e)PIE*aY-gehen(P.463-5)









RV.g-
gAv.ga-
Gr.5|-
RV.gaa-
RV.g-
Li.g- 
Do.5-









(ao.)gehen,kommen,wandern(WbRV.392,gus)
(vb.)kommen(AIWb.494,gaid[2sg])
(vb.)walk,step,etc.(LSJ.302,5|F:@[3du],Gr./ /)
(pr.)einenWeg[A,I]gehen(WbRV.392,gaat[3sg])
(pr.)gehen,kommen,wandern(WbRV.391,gs)
(vb.)gehen(LiEtWb.161,gti[inf.])
(ao.)sichaufmachen,gehen(GEW1:208,5;<)

PIE*YwithvoiceinGr.5isprovenbyGr.|=RV.a,Do.=Li.andRig-Vedic

hiatus.
(f)PIE*graYs-fressen(P.404,MA.175)







Gr.6C|E-
RV.jagras-
RV.grsa-
Gr.6C|K
OIcl.kr
s-
Lat.gr
men-








(ao.)gnaw,eat(LSJ.360,inCypr.6C|E;<)
(pf.)fressen,hinwegnehmen(WbRV.418)
(prM.)fressen,ohneObj.(WbRV.418,grsete[3du])
(pr.)nagen,fressen(GEW.1:326)
(f.)Leckerbissen,Futter(ANEtWb.329)
(n.)GrassalsFutterkraut(WH1:616-7)

PIE*YwithvoiceinGr.6isimpliedbyGr.|andLat.
(NPIt.*as).

(g)aYl-triefeln,gieen(P.471-2,el-)








OInd.gala- 
OInd.galana- 
Gr.54>4@8- 
Gr.54>4@8()B-
OInd.g
lana- 
Gr.\?5B>|7:@
OHG.quall- 

(vb1.)drip,drop,etc.(MonWil.350,galati)
(a.)trufelnd(EWA1:476)
(m.)Bader(GEW1:212,54>4@8D)
(n.)warmesBad(GEW1:212,54>4@8B@)
(n.)dasAbtropfenlassen,Seihen(GEW1:476)
(adv.)aufsprudelnd,vomWasser(LSJ.79)
(pret.)hervorquellen,schwellen(P.472) 

Gr.4,implyingPIE*Y,isdirectlyattested.
(h)eaYl-sterben,verschwinden(P.470f.,1.el-)

378

 OInd.gla- 
 OIr.atball- 

(vb1.)verschwinden(MonWil350,glati[3sg])
(pr.)sterben(LEIAA-98,atbaill[3sg])

OIr.aimpliesPIE*Y.
(i)laYin-shine,pure,clean(P.366-7)





Gr.6>4<@- 
OHG.kleini- 
OEng.clUne 
OEng.clUnsia-

(m.pl.)star-shapedornament(LSJ.350)
(a.)subtilis(ASaxD.157)
(a.)pure,clean(ASaxD.157)
(vb.)purify,cleanse(ASaxD.157)

Gr.4impliesPIE*.
(j)aYr-singen,klagen,rufen(P.352;WH1:583)







Oss.zar-

OIr.fogar- 
Gr.64C64C~D 
OIr.fogor- 
OHG.kara- 
Go.kara-


(sb.)Gesang(WP1:537,GoEtD.215)
(m.)Ton,Laut:sound(DIL.319)
(m.)Hes.=;CG5BD(LSJ.339)
(m.)Ton,Laut:sound(DIL.319)
(f.)mourning(GoEtD.215)
(f.)Sorge(GoEtD.215)

Gr.4=OIr.aimpliesPIE*Y(forvoice,seeGr.6).
8. According to ex nihilo nihil, we expect a measurable cause to exist for the
distributionoftherootsDandD.Thesolepossiblefactoristhecoversymbol
*,standingforavoicedlaryngealfricativePIE*YinenvironmentD.Theexistenceof
PIE*Yisprovenbythecontaminationofvoicefromthelaryngealtothesurrounding
plosives.Thisistosay,fortherootsNeogr.Dcontainingoneplosiveweobtainthe
rules
 YT O

YD 

&

TY O

DY.

9.Thatvoicewasnotanoriginalpropertyoftheplosives,butafeatureof PIE*Yis
proven by roots containing a laryngeal but alternating in terms of the voice of the
plosives C1 and C2.704 An example of the alternation C1 G2 : G1 C2 is
found,forinstance,in:
(a)praYug-Heuschrecke,Frosch;laufen(P.845-6)705





Rus.pryg-
Rus.prga-
OIcl.frauki-
Rus.prgnu-






(m.)Heuschrecke,locusta(REW2:450,pryg)
(f.)Sprungfeder(REW2:450)
(m.)Frosch(ANEtWb.141)
(vb.)einenSprung,einenSatzmachen(P.845-6)

(b)braYuk-Hinterfu,Heuschrecke,laufen(P.103)706

704

Phoneticallytheconnectionisnatural,sincetheplacesofarticulationoftheglottalfricativeandthe
featurevoicecoincideinthelarynx.
705

LaryngealPIE*praug-(or*praug?)isconfirmedbythequantityofRus.pryg.

706

Theroot-middlelaryngeal*brauk-(or*brauk?)isprovenbyGr.5C4=B-(witha-vocalism)and
Rus.bryk-(withlengthening).

379






Gr.5C4=B-
Gr.5CB=B-
Gr.5C=B-
Rus.bryk-






(m.)ArtHeuschrecke(GEW2:271;*breaYuk-)
(m.)ArtHeuschrecke(GEW2:271;*broaYuk-)
(m.)ArtHeuschrecke(GEW2:271;*braYuk-)
(vb.)mitdenHinterfenausschlagen(REW1:127)

Thefeaturevoicewasnotanecessarypropertyoftheroot-final*praYug-(RTY
D) or root-initial *braYuk- (R DYT) plosive. The ability for voice to be absent
from both of the plosives indicates that it had to be a feature of the remaining
candidate,thelaryngealPIE*Y.
10. As a generalization of the above lemmas, we may postulate the following
inductive hypothesis: From the roots Neogr. *D it is allowed to infer to a root PIE
*DorarootPIE*D.
This rule is of considerable comparative importance because thereby it becomes
possible to recover a significant number of lost laryngeals implied by mediae. An
exampleoftheapplicationoftheruleisthetraditionallyreconstructedroot
Neogr.*eru-Pfahl,Stachel(P.479):





Go.qairu-
Lat.uer%-
OIr.biur-
Umbr.berva-






(n.)Pfahl,Stachel(GoEtD.275)
(n.)Spie(WH2:766,uer%[sgNA])
(n.)Speer,Spie:broche:pieu(LEIAB-51-2)
(f.)=Lat.uerua(WbOU.145)

TherootcontainsavoicedplosiveNeogr.*,withtheresultthatitalsocontains PIE
*Y. The open question concerning the position of the laryngeal  either *(Y)er,
e(Y)rorer(Y)issettledbythedatapointingtothelaryngealwithintheroot:
 Gr.54C-

 TochA.krw- 
 TochB.karwa-

(c.)7}@7C4(LSJ.307,Hes.54C8D)7}@7C4)
(sb.)arundo,calamus(Poucha92,krwm[sgL])
(sb.pl.)reeds(MA.480,DTochB.145,karwats)

11.TheseriesmediaePIE*gbd,obtainingitsvoicefromPIE*Y,isderivedfromthe
unaspiratedtenues PIE*kpt(theprimaryseries).Consequentlytheseriesmediaeis,
strictlyspeaking,secondaryalsoforrootscontainingonlyoneplosive.Confirmation
ofthisisreadilyavailableinexamplesofalternationT:D,seenbelow:707
(a)PIElahu-:laYu-hren:gehrt(Ruhm,Ehre,usw.)
 






lhau-

Gr.=>-

OIr.cl%

RV.!r%-

Li.#lov

Phok.=>}BE-

 

(vb.)hren(GEW1:877,=>;<[2sg])
(n.)renomme,clebrit,rumeur(LEIAC-125f.,cl)
(ao.)hren(WbRV.1428,!r%ys[prec3sg])
(3f.)Ehre,Ruhm,Herrlichkeit(LiEtWb.1009)
(n.)Gercht,Ruf,Ruhm(GEW1:869,=>}BD[NA])

lYau-


707

 For the alternation, see Brugmann (Grundr2 1:629-632), Szemernyi (1964:106-7fn3) and Stang
1967.

380

 Lat.glri
- 
 Cret.\646>FK

(f.)Ruhm,Ehre(WH1:609-10)
(PN.)=\64=>FK(KVG:239)

(b)PIEha-:Ya-Wort,sagen,befehlen(P.290-1)
 
a-
 Arm.as-

 Arm.asa- 
 

(sb.)Wort(e)(ArmGr.421,as-k,asi[plG])
(ao.)sagen(ArmGr.421,asai)

a-

 Gr.^@K6- 
 Lat.adagio- 
 Gr.\@K6- 

(pf.pr.)befehlen(GEW1:115,^@K64)
(n.)Sprichwort(WH1:12,adagium)
(f.)Befehl(GEW1:115)

(c)PIEhak-:Ya-Auge(P.775-777,ok-)
 
hak-
 Gr.r-

 Gr.\JB@

 





(f.)theeye,face(LSJ1282,r4)
(n.)=FCEKB@:face(LSJ.299)

Ya-

AV.alaj-
Arm.a-
OPr.agin-
Arm.akan-






(f.)Einzndung[al-]desAuges(EWA1:125)708
(sb.)Auge(ArmGr.413,ak[plN])
(m.)Auge(APrS.296,agins[sgN])
(sb.)Auge(ArmGr.413,akan[sgG])

(d)PIEsehat-:seYad-sitzen(P.884f.*sed-)
 

sehat-

 OSax.sethal- 
 OHG.sedal- 
 

(sb.)Sitz,Wohnsitz(Grundr21:635)
(sb.)Sitz,Wohnsitz(Grundr21:635)

sYaed-

 OIr.saidi-

 OGaul.sado- 
 Li.sod-


(pr.)tosit(GOI,354,saidid[3sg])
(ON.)j.Saze,dpGard,arr.Uzs(ACSS.2:1283)
(f.)Dorf,Ansiedlung(LiEtWb.854-5)

(e)PIElahk-:laYg-lecken,saufen(P.653)
 
lahk-
 Li.lk-

 Rus.laka-

 

(vb.)auflecken,leckendfressen(LiEtWb.337,lkti)
(vb.)lecken,saufen(REW2:55,lakat[inf.])

laYg-

 Arm.lake-

(vb.)lecken(P.653,lakem[1sg])709


708

Fortheinitialsegment,seeOSwed.ala-(vb.)lodern,flammensubP.28[4.al-].

709

Meillets(1910/11:242)adhocsoundlawArm.lakem(k,sansdoutede*kk)isnolongerrequired
toexplainthevoice.

381

 Arm.lakan- 

(sb.)Schssel(ArmGr.1:351)

(f)PIEuhaip-:uYaib-drehen,schwingendbewegen(P.1131-2)






uYaip-
RV.vpa-

(prM.)inzitternderBewegungsein(WbRV.1283)
LAv.par
vaepaya- (pr.)abwenden(AIWb.1323,par
avaepaya)
OIcl.veifa- 
(vb.)schwingen,werfen(ANEtWb.651)

 

uYaib-

 Latv.vib-
 Li.vbur-
 Lat.uibr
-





(vb.refl.)sichdrehen,usw.(LiEtWb.1236,vibtis)
(vb.)schwingen,herumdrehen,usw.(LiEtWb.1236)
(pr1.)sichzitterndbewegen,usw.(WH2:780)

(g)PIEpahit-:baYit-Kleidung,Gewand,Rock,Mantel(P.92-3)
 

pahit-

 Alb.petk-
 

(m.)Kleidung,Gewand(EtDiAlb.317)

baYit-

 Gr.54F:-
 OEng.p
d-
 Go.paida-





(f.)ZeltoderRockaus(Ziegen)Fell(GEW1:210)
(f.)coat,cloak,outergarment(ASaxD.771,p
d)
(f.)Leibrock,Unterkleid(GoEtD.271,paida)

(h)PIEspeha-:speYa-betrachten(P.984+981)
 





speha-sphen,usw.

RV.sp!-

Lat.haruspec-
Arm.spas- 
RV.sp
!ya- 

 

(ao.)betrachten,erwgen,achtenauf(WbRV.1608)
(m.)Wahrsager(WH1:634-6,haruspex[sgN])
(sb.)Aufwartung,Dienst(ArmGr.1:492)710
(cs.)ersphen(WbRV.1608,sp
!yasva[2sg])

speYa-weise,usw.

 OIcl.spak- 
 OIcl.spekja 

(a.)klug,erfahren(ANEtWb.531,spakr[sgN])
(vb.)weisemachen,besnftigen(ANEtWb.533)711

(i)PIEkahl-:gaYl-kahl,bloss,nackt,haarlos
 

kahl- kahl(P.554)

 Lat.caluo- 
 LAv.kaurva- 
 OInd.k
lv
lkta-
 

(a.)kahl(geschoren)(WH1:144)
(a.)kahl,unbehaart(AIWb.456)
(a.)kahlgemacht(KEWA1:204)

gaYl-kahl,nackt,bloss(P.349)


710

SeeGntert(1916:91).

711

 The root Neogr. *spe- had a laryngal based on three properties: the Armenian a-colouring,
BrugmannsLawIIandthealternationNeogr.*:.

382

 OCS.gol&- 
 OEng.calu- 
 OHG.chalo 

(a.)nackt,bloss(Sadnik238)
(a.)callow,bold,withouthair(ASaxD.144)
(a.)kahl(ASaxD.144)

(j)PIEkla-:gla-schlagen,brechen(P.545-7,kl
-)
 

klaYd-

 Gr.=>474C- 
 Lat.cl
di- 
 OIr.claideb- 

(a.)gebrechlich(GEW1:864)
(f.)Verletzung,Beschdigung,Schaden(WH1:225)
(m.)machera,gladius:pe(LEIAC-110-1)

 

glaYd-

 Lat.gladio- 
 Lat.gladi
tr-

(m.)messerfrmigesSchwert(WH1:603)
(m.)gladiator(WH1:603)

(k)PIElahi-:laYi-See,Meer
 

lahi-

 OIcl.hl-
 Li.#lk-
 




laYi-

 RV.up(...)jraya-
 RV.pthujrya-
 LAv.zrayah- 

(P.607lei-)

(m.)Meer(ANEtWb.237,hlr[sgN])
(vb.)tropfen,flieen,usw.(LiEtWb.1005)


(P.401lei-) 

(vb1.)hinzueilen(WbRV.506)
(a.)weitlaufend(KEWA1:449)
(n.)See,Meer(AIWb.1701)

(l)PIEshak-:sYag-still,leise,langsam,usw.(P.896,Grundr21:680)
 

shak-

 Gr.j=4(F)

 TochA.s
kt 
 

(adv.)still,leise,langsam,einwenig(GEW1:627)
(adv.)tacite,quiete(Poucha362) 

sYag-

 Lat.sgni-

 Lat.sgnios- 

(a.)langsam,schlfrig,trge(WH2:510) 
(a.comp.)oftinnon/nihilosegnius(WH2:510)

(m)PIEshaup-:sYaub-OBER(P.1107)
 
shaup-
 Osc.supro- 
 Lat.supr


 

(a.)oberer(WbOU.722,supru)
(adv.)obendarauf,usw.(WH2:613)

sYaub-

 OGaul.subro-
 Umbr.subra 

(n.)oberer(?)(ACSS.2:1652,subron[sgA])
(adv.)oberhalb(prepA.)oben(WbOU.706-7)

(n)PIEhatr-:hadr-Feuer;schwarz
 

hatr-

383

 gAv.
tar-

 Lat.
ter-

 OPers.
ina- 
 

(m.)Feuer(AIWb.312f.)
(a.)schwarz,dunkel,finster,unheilvoll(WH1:75)



(Im.)Elamiterebel(OldP.167)

Yadr-

 Umbr.adro 
 Maced.\7C44-
 OItal.adria- 

(a.)schwarz,dunkel,finster,unheilvoll(WH1:75)
(f.)Hes.4k;C4<cf.CB8A4<;C<|9K>(LSJ.24)
(ON.)Adria(WH1:75)

(o)PIEtah-:daY-geben,schenken(P.223-226)






tah-
Gr.F-

Att.\HCBF7:-
Phryg.FB8- 

 

(pr.)geben(Grundr21:654,FFKdato)
(f.)=Gr.\HCB7F4(KVG:249;PIE*th-i-daY-)
(vb.)geben(Phryg.138,8FB8D)

daY-

 Gr.7-

 Gr.\HCB7F4-
 Cypr.7B}- 

(pr.)geben(GEW1:388-9,b7?:@[1sg])
(f.)Aphrodite(KVG:249,PIE*dh-i-tah-)
(vb.)geben(GEW1:389,7B}@4<[inf.])

(p)PIEuhat-:uYad-(P.1104-1105,Grundr21:636)
 
uhat-
 Lat.utero- 
 






(m.)Unter/Mutterleib,Bauch(WP1:191)

uYad-

RV.udra- 
OInd.an%dara-
Li.vdera- 
Li.vdara- 
Hes.()s78CB-

(n.)Bauch(WbRV.253),Mutterleib(EWA1:216)
(a.)bauchlos(EWA1:216)
(m.)Eingeweide,Magen,Unterleib(LiEtWb.1210)
(m.)Eingeweide,Magen,Unterleib(LiEtWb.1210)
(c.)Bauch,Mutterleib(GEW2:956)

(q)PIEplahu-:blaYu-Floh(P.102)
 





OHG.flh-
OEng.fla-
Arm.lu-
RV.pli-

 





plahu-





(m.)aflea(ASaxD.291)
(m.)aflea,pulex(ASaxD.291)
(sb.)Floh(EtDiArm.315)
(f.)einschdlichesInsekt(WbRV.895)

blaYu-

Li.blus-

OPr.bluskaym-
ORus.bl&cha-
Rus.bloch- 

(f.)Floh(LiEtWb.51)
(ON.)Floh-Dorf(APrON.21)
(f.)Floh(REW1:94)
(f.)Floh,pulex(REW1:94)

(r)PIEa-:a-treiben(P.4ff.)

384

 

a-

 Osc.ac-






Ya-
Lat.ago-

LAv.aza-

RV.ja-


(vb.)treiben(WbOU.78-9,acum[inf.])
(prA.)treiben,fhren,hetzen,verhandeln(WH1:23)
(prM.)(weg)treiben,wegschleppen(AIWb.223)
(prA.)(an)treiben,vorwrtsbewegen(WbRV.18)

(s)PIEtun-:dunaY-might,power,ability,strength(P.218[diff.])
 

tun-

 OPers.tunvant-
 

(a.)powerful(OldP.186,tunuvantam[sgA])

dunaY-

 Gr.7@4-
 Gr.7@4?<-




(pr.)tobeable/strong(LSJ.452,7@4?4<)
(m.)Kraft,Macht(GEW1:423-4) 

12.AsforthealternationT:D,noteinparticularthat:
(a) The alternation T : D is attested in all Indo-European languages except
Tocharian,wherethefeaturevoicewaslost,andinOldAnatolian,wherethefeature
voice was (mostly) unmarked. The alternation is abundant, both internally and
externally,712 and as its dimensions are not fully understood there is a largely
unexploreddomainofcomparisonthatmayenableustoconnectseeminglyisolated
roots with a well-defined methodology.713 In order to illustrate this, I quote the
traditionalrootNeogr.*od-riechen(P.773-4,Lat.odor),nowwritten h3ed-inthe
laryngealtheory.Thecomparativereconstructionoftherootcanbeestablishedthus.
Startingfromtherule
 Neogr.D

O

PIEYD

PIEDY,

wemayconcludethat PIEDYisexcluded,becausetherootNeogr.*od-wasnot
followed by the laryngeal. Hence the root shape was PIE YD, and we may
postulate:
PIEYad-Wind,Atem,Geruch(P.773-4,ablautPIE*Yaod,*Yad-)

 Li.od-

 Il.p7K7~-

 OLat.ods- 

(vb.)riechen,spren,wahrnehmen(LiEtWb.1167-8)
(f.)Geruch(GEW2:354)
(n.)Geruch(WH2:203f.,ods[NA])


712

 In addition to such well-known internal alternations as RV. !kman- (n.) Kraft, Geschick, Werk,
Arbeit (WbRV. 1371) vs. RV. !agm- (a.) vermgend, stark, krftig (WbRV. 1371), there is an
unknown number of unidentified alternations. Exemplii gratia, I quote Gr. ]4>- (a.) zart, weich
(GEW 1:117-8) and Gr. ]5C- (a.) zart, weichlich, fein, ppig (GEW 1:4), both of which lack an
acceptableexternaletymologybutclearlybelongtogether.
713

Thoughitwouldbeprematuretopresentexactfigures,accordingtomypreliminaryestimatethere
aremoreunidentifieddoubletsthanidentifiedones,suggestingaconsiderablefigurealtogether.

385

The laryngeal is implied by the Lithuanian acute, and its voiced value PIE *Y is
providedbythevoicedobstruentGr.7=Lat.d=Li.d.Thevoicelesscounterpartof
therootisobtainedfromtheruleYDOhT,resultinginamatchwiththedata
PIEhat-Hauch,Wind,Rauch,usw.;atmen(P.345,*t-):






LAv.
t-
Ir.athach-
Gr.\F?-
RV.
tmn-






(vb.)atmen(AIWb.317,LAv.
tT[inf.])
(f.)Hauch,Wind(LEIAA-99-100)
(m.)Dampf,Dunst,Rauch(GEW1:179\F?D[sgN])
(n.)Hauch,Atem,Odem,Lebenshauch(WbRV.175)

Inthismanner,Proto-Indo-EuropeanhadasinglerootPIEHAT-withvoiceless(PIE
hat-,P.345)andvoiced(PIE*Yad-,P.773-4)variants.Sincethevoicelessrootcan
be understood as primary, in theory every voiced root can have a voiceless
counterpart.Conversely,everyvoicelessrootwithlaryngealcanhaveformedavoiced
variant, though all variants may not have been preserved (or formed in the first
place).714
(b)ThelossofvoiceinTocharianAandBiscompensatedtosomeextent,owingto
thesecondarycharacterofthevoice.Atthispointweareunabletodecidewhether
theforms
 TochB.wp-
 TochB.wipske-

(vb.)shake(TochB.603,wp[m])
(prMP.)shake(DTochB.603,wipskemane[pt.])

reflectthevoiceless PIE*uhaip-(RV.vip-)orthevoicedroot PIE*uYaib-(Lat.uib-),


butasbothhaveacommonetymologicaloriginthedistinctionwasoflesserrelevance
alreadyintheproto-language.715
(c)Thephoneticexplanationforthealternationofvoice,beingregularandgeneral,
canbeusedtoreplaceearlyattemptsthatutilizedinferiormethodologieslikeanalogy
andadhocsoundlaws.716
13.Thevoicedlaryngeal PIE*YnecessitatesanimportantrestrictionofMeilletand
Magnussonstheoryintermsoftheapplicationoftherules717
 TD 

TDY

(and) 

DT 

DYT.

In particular, the existence of PIE *Y reveals the ambiguity of the shapes TD and
DT,becauseasegmental PIE*Ymayalsoaccountforthevoiceofplosivesinother

714

Owingtotheunutilizedprospects,Iforeseesignificantpossibilitiesforfutureresearchfocusingon
theidentificationofvoicelessandvoicedrootvariants.
715

ThelossofvoiceinTocharianiseasiertounderstandinthelightofthefactthatthealternationPIE
*h:Ywasnotdistinctive(inthestrictestsenseoftheterm).

716
 See, for instance, Brugmanns (Grundr2 1:652) explanation: Zuweilen Media fr Tenuis durch
Analogiewirkung, z.B.mess.=8=>85Dzu=>8-stehlen [...]. However,PIE *h is confirmedbyavocalisminGr.=>|:-(ps.ao.)stehlen(i.e.Mess.=>85-containedPIE*Y).
717

SeeMagnusson(1967:19):Atleastonemayassumethatoccurrencesareduetospecialconditions
andthatoriginallybwasidenticalwithoneortheotheroftheconsonantsrepresentedmostlybypor
bh.

386

positionsthanimmediatelyafterD.Inordertocoverallthepossibilities,Meilletand
Magnussonsrulesshouldbereplacedwiththedisjunctions:
TD
DT







YTD
YDT

TYD
DYT

TDY
DTY

In each case, the position of the laryngeal PIE *Y must be confirmed by the
measurablepropertiesofthematerialratherthanthroughamechanicalapplication
ofonlyMagnussonsrules.718
14.Thecoversymbolforthelaryngealhastwovalues,voicelessandvoiced:
 PIE*

R

PIE*h 



PIE*Y.

Thevalueofthecoversymbolcanbedeterminediftheroothasanobstruent: PIE*h
appearsintheenvironmentPIE*kptandPIE*YintheenvironmentPIE*gbd.
15.Theexistenceofthevoicelesslaryngeal PIE*hisprovenbytheroots*hTand
*Thwithasingleunaspiratedvoicelessplosive.Sincethevoiceofthelaryngealhas
not assimilated to the plosive, the laryngealis voiceless. Some examples of the
voicelesslaryngealare:
(a)PIEhap-Hand,Macht,(vor)handensein(P.780,HEG1:157f.)
 i.ap-

 Lat.op-

 LAv.
para- 

(vb1.)reichlichvorhandensein(HHand.40)
(f.)Macht,Vermgen,Reichtum(WH2:215,ops)
(a.)segensreich,-bringend(AIWb187,
par m)

(b)PIE*hap-schlagen,brechen(HEG1:163-4)
 Gr.f874@-
 i.apadeia-
 Lat.pedier
- 

(a.)schwach,gebrechlich(GEW1:639-40)
(vb.)schlagen,verletzen,tten(HHand.40)
(pr1.)falschschwren(WH2:274,peier
re)

(c)PIE*pah-schtzen(P.839)
 i.pa#-

 RV.pri(...)p
s-
 TochA.p
s- 

(vbM.)schtzen,verteidigen,verwahren(CHDP:2f.)
(s.ao.)ringsschtzen(WbRV.800,prip
sati[conj.])
(vbM.)custodire,tueri(Poucha168,p
santr[3pl])

(d)PIE*pahi-schlagen(P.827)
 i.pai-

 Gr.4(h)K 
 i.pai#kiuar-

(c.)somethingharmful(CHDP:1,pa-a-i-in)
(pr.)schlagen,hauen,stoen(GEW2:464)
(n.)eineFeindseligeHandlung(HHand.115)

16.TheexamplesofPIE*handPIE*YdiscussedaboveincludeproofthatbothIE*h
and*YwerepreservedinOldAnatolianandareuniformlyreflectedasi.=Pal.
=CLu.=HLu..Conversely,whenthelaryngealisnotattestedinOldAnatolian,

718

 Thus, for example, we are to posit *eaYd- fall (P. 516), not adh, according to Magnussons
distribution. This is because Lat. cad (pr3.) fallen (WH 1:128) and OInd. !a!d- (pf.) ausfallen,
abfallenimplyPIE*aYwithintheroot,basedonthea-vocalism.

387

no laryngeal is to be reconstructed for the proto-language. Szemernyis Rule
(19904:147=19701:131),accordingtowhichEinhethes-sein[]beweistalsoein
idg. *es- [] ohne Laryngal [...], allows (or enforces) drawing reconstructive
distinctionswhenthelaryngealsrequiredbyOldAnatolianandtherestofthegroup
donotmatch.Onemayrefertothefollowingpairofexamples:719
(a)PIEYadeat(P.287-289),arootwithalaryngeal,iscontainedin:








Li.d- 
i.adar
Lat.adr-
Gr.\7|AB-
Arm.atamn-
Gr.p7|A
Lat.dent-









(vb.)fressen(LiEtWb.124,sti)
(n.)einerArtGetreide(HEG1:220,a-at-tar[NA])
(n.)einerArtGetreide,Spelt(WH1:14,ador[NA])
(.)=p7|AK(=FBDp7BE<7|=@8<,GEW2:348)
(sb.)Zahn(ArmGr.422,atamn[N])
(adv.)mitdenZhnen(GEW2:348,p7|A)
(m.)Zahn(WH1:340-1)

(b)PIEdaY-eat720,anotherrootwithoutalaryngeal,isattestedin:
 i.ed-

 i.ad-

 TochB.ts
k- 

(vb.)essen(EG1:117-9,e-te-ir[3pl],PIE*edaY)
(vb.)essen(EG1:91f.,a-da-an-zi,PIE*odaY)
(vb.)bite(DTochB.731,PIE*daY-,cf.P.201)721

These items are to be separated from the group (a), because no initial PIE * is
attestedinOldAnatolian(i.e.wearedealingwithtworoots).
17. Among others, Gamkrelidze and Ivanov (1973:151) have insisted that the
absence of *b (das Fehlen von b) resulted in a gap (Lcke) in the series
mediae.722 However, occurrences of the correspondence set PIE *b are common
enough to demonstrate that there is no gap (see Szemernyi 1996:57), while the
statistical rarity of PIE *b  as has been pointed out by Barrack (2002, 2003) does
notmeanitsnon-existence.723
18.Barrackchallengestheglottalicistsbyshowingthatthereisno/p/gapinsystems
with glottal stops, concluding (2002:81) that [...] the Gl[ottalic]Theory does not
provide a credible explanation [f]or the labial gap. It is however possible that the
relative rarity of PIE *b could be understood as a phonetically motivated feature
caused by the maximal distance between the lips and the glottis, the place of
articulation of voice. The distance from the glottis could have made the voice

719

ForobservationsconcerningthematerialLi.d-andsoforth,seeMiller(1976:57).

720

ThevoicelesscounterpartoftheroothasbeenpreservedinOInd.tha-(m.)eating(MonWil.464,
Lex.thas[sgN]).
721
 Note the PIE *deaY.- with the voiced laryngeal in Gr. 7|=@K (pr.) beien, stechen, verletzen
(GEW1:343).
722

Forsimilarreferencesofabsenceorrarityof*b,seeHopper(1981:134).Suchargumentsarenot
entirelynew.Forinstance,alreadyPedersen1951spokeofitsabsenceintheproto-language.

723

 The methods used by Gamkrelizde and Ivanov in their quasi-elimination of PIE *b are unsound.
Thus, for instance, denying correspondence sets for being areally restricted (1995:5-6) means
nothing,becausepracticallyallcomparisonsbelongtothiscategory.

388

contaminationof PIE*Ymoreproblematicwiththelabial PIE*pthanwith PIE*tand


*k.Somehintsofthismaybecontainedinthedata,illustratedherebyanunextended
rootanditsnon-labialvs.labialextensions:
ueal-wollen,whlen(P.1137-8,2.el-)
 Li.vl-

 LAv.fraQvai- 

(vb.)wollen,erlauben(LiEtWb.1220,vlti)
(f.)Wahlentscheidung(AIWb.992-5)

Here the laryngeal is implied by the Lithuanian acute and Av.  (Fortunatovs Law
II).Thedentalextension(PIE*uealQd-)hasavoiceddeterminativein
 Gr.()d>7B- 

(prM.)sichsehnen,verlangennach(d>7B?4<[1sg]).

Despitethevalue*R PIE*Y,impliedbyGr.7,thelabialextension(PIE*uealQp)
wasnotvoiced:





Gr.()d()B>-
Gr.()d>B- 
Gr.()\>4>}B-
Gr.d()4>@B-

(pfA.)erwarten,hoffen(GEW1:502,dB>4[1sg])
(prM.)erwarten,hoffen(GEW1:502-3)
(a.)erwnscht,reizend(GEW1:78)
(a.)erwnscht,reizend(GEW1:78)

19. Possibly owing to the long-lasting uncertainty concerning PIE *b, the phoneme
hasbeensomewhatneglectedincomparativestudy.Consequently,itisstillpossible
toidentifynewcorrespondencesinvolving PIE*b.Inordertoillustratethispotential,
Imentionthefollowingcomparisonscurrentlywithoutanetymology:
(a)PIE*blYas-harm,injure724





Gr.5>4EH:?B-
Gr.5>4EH:?}K
RV.bsaya- 
RV.bsaya- 

(a.)lsternd,verumleumdend(GEW1:241-2)
(pr.)schmhen,lstern,verumleumden(GEW1:241)
(m.)etwaZauberer(WbRV.910,KEWA2:445)
(m.)BezeichnungeinesDmons(WbRV.910)

(b)PIE*buYas-dicht,enge
 RV.bus-

 Gr.59:@

 Gr.5G9|@F<B- 

(n.)viell.dasDichte,dasDunkel(WbRV.910)
(adv.)dichtgedrngt,enganeinander(GEW1:277)
(ONn.)5G9|@F<B@,acolonyofMegara(GEW1:277)

(c)PIE*biYar-(orbiaYr?)Hhle,Loch(P.)





RV.bla-
Alb.bir-
OInd.bla-
Dh
tup.bila-






(n.)Hhle(WbRV.906,blam[sgNA])
(.)Loch:hole(AlbEtD.26,bir,bira[pl])
(n.)Loch,ffnung(WbRV.906)
(pr1A.)split,cleave,break(MonWil.732)

20. Gamkrelidze and Ivanov (1973:152) strongly suggest the non-existence of the
roots (Nichtvorhandensein der Wurzeln) Media + Media (shape DD).725

724

Fortherootwithanalternativeextension,seeGr.5>|FK(GEW2:239).

725

SeealsoHopper(1981:134-5).AlreadyGrassmannhadmentionedtheabsenceoftherootsDD
in Greek (Grassmann 1863:115): [...] im griechischen keine wurzel mit zwei medien und einem

389

AccordingtoGamkrelidzeandIvanov(1995:17),thegapisexplainedbyGrassmanns
Law,whichallegedlyappliestotwosuccessiveejectivestops(TT).Inthisregard,
Barrack (2002:82) is the first to correctly underline that [t]here is no convincing
statisticalevidenceforsuchaconstraintinPIE.Barracksremarkcanbesupported
bymultipleexamplesofcomparativelysecuredrootsDD:
(a)baYd-gelb,rot,braun(P.92)
 Lat.badio- 
(a.)kastanienbraun(WH1:92)
 OIr.buide 
(a.)jaune:gelb(LEIAB-113)
 OGaul.bodiocasses (VN.)auxbouclesblondes(LEIAB-113,bodiocasses)
(b)diaY-zeichen,lehren(P.290,Grundr21:630)






Gr.7}78<6- 
Lat.prdigio-
OEng.tUca- 
Lat.digno- 
Go.taikn-


(pf.)zeigen(GEW1:355-6,7}78<6?4<)
(n.)Wunderzeichen(WH2:368)
(vb.)show,offeraview,present(ASaxD.967,tUcan)
(a.)wrdig,wert,passend,geziemend(WH1:351)
(n.)token,miracle(GoEtD.340)

(c)glaY-zwitschern,usw.(P.350-1[glag-])
 OIcl.klaka- 
 Gr.6>|9K 
 Lat.glci 

(vb.)zwitchern,gackern(ANEtWb.313)
(vb.)erklingenlassen(GEW1:309,6>|9K)
(pr4.)glucken,vonderHenne(WH1:606)

(d)gaYr-Furchterregend,grausig,wild(P.353)






Arm.karce-
Gr.6BC6-
Gr.6BC6-
OIr.garg-
Arm.karcr-







(vb.)ichfrchte,glaube(P.353,karcem[1sg])
(a.)furchtbar,schrecklich(GEW1:321)
(f.)Schreckgespenst,Gorgo(GEW1:321)
(a.)rough,blunt,fierce(DIL356) 
(a.)hart(ArmGr.459)

(e)baYlb-stammeln,lallen(P.90)





Lat.balbo- 
OInd.balbal
-
OInd.balbal
karo-
Lat.balb%t- 

(a.)stammelnd,lallend(WH1:94,balbus)
(f.)chatter,babble(KEWA2:421)
(pr.)stammeln(KEWA2:421,balbal
karoti)
(pr4.)stammeln(WH1:94)

(f)aYb-sehen,usw.(P.349)





OIcl.kpa- 
OEng.cpa- 
Rus.zabta- 
ORus.zobota-

(vb.)angaffen,starren,gaffen(ANEtWb.326)

(pr.)observe,keep,regard,etc.(ASaxD.152)
(f.)Sorge(REW1:436,zabta=ORus.zabota)
(f.)Sorge(REW1:436)


dazwischenstehenden einfachen oder durch einen nasal vermehrten vokal giebt. Also note
Szemerenyi (1996:100). This idea was generalized for Indo-European as a whole by Meillet
(1934:173ff.).

390

(g)geYag-,goYag-Kuchen,Kopf(P.349)







ModIcl.kaka- 
OEng.cicel- 
Li.gog

Li.gg

OHG.kuocho-
OIcl.kVkukorn-

(f.)Kuchen(ANEtWb.297)
(m.)cake,morsel,littlemouthful(ASaxD.153)
(f.)Kohlkopf,Kopf,Dickschdel(LiEtWb.175)
(f.)Kopf(LiEtWb.175)
(.)RundesBrot,Kuchen(ANEtWb.297)
(dim.)kleinerKuchen(ANEtWb.297)

(h)geYang-goYang-Hohn(P.352)





OInd.gaja- 
OEng.gecanc-
OEng.cancetta-
OEng.cincung-

(.)Verachtung,Hohn(KEWA1:315)
(n.)Spott,Hohn:mock,gibe(ASaxD.379)
(vb.)laughaloud(ASaxD.144)
(f.)loudorcacklinglaughter(ASaxD.155)

(i)deYag-nehmen(P.189[diff.])






Gr.7}6-
Go.taitok-
OIcl.tak-
Go.teka-
OIcl.taka-







(ao.)annehmen(GEW1:373,b7}6?:@[1sg])
(pret.)berhren:touch(GoEtD.342,taitok[3sg])
(n.)Nehmen,Greifen(ANEtWb.580)
(pr.)berhren:touch(GoEtD.342,teki[3sg])
(vb.)nehmen,whlen,kosten(ANEtWb.580)

The number of roots DD is satisfactory, due to which Meillets early constraint
against the root should be reconsidered. Consequently, no application of
GrassmannsLawlaglottalictheoryisrequiredtoeliminatetheattestedroots.726
21. Explaining the relative scarcity of roots DD, Barrack (2002:84) suggests,
Under the assumption of a constraint in PIE. against *DVD roots, linguists have
been reluctant to suggest any candidates. Indeed, there may be a seed of truth in
this,becauseitisnotdifficulttoidentifymorecandidatesbelongingtothetype:
(a)PIE*aYd-sprechen(P.480-1)
 OInd.gada- 
 OInd.gadana-
 Gr.b@Q6G|9K@

(pr.)sagen(KEWA1:319,gadati[3sg])
(n.)dasHersagen(EWA1:460)
(pt.m.)Hes.=\@F<HK@@(LSJ.468)

(b)PIE*braYb-errichten,usw.(P.)





RV.bbdQuktha-
RV.bb-

Gr.5C458- 
Gr.5C458K 

(a.)hochzupreisen(WbRV.910)
(m.)ENeinesMannes(WbRV.910)
(m.)Kampfrichter,Richter,Anfhrer(GEW1:261-2)
(vb.)richten,entscheiden(GEW1:261-2)


726

 For a more positive estimation of glottalic ideas, see Miller (1977a:377): The
Hopper/Gamkrelidze-Ivanov system explains very neatly the constraint against *deg (two voiced
stops), since in reality it would be the typologically widespread constraint against two checked
(glottalized)stopsinthesameroot.Italsojustifiesthe(near)absenceoftheplainvoicedseriesfrom
inflectionalsuffixesandthescarcityofIE*b.

391

 RV.bb%ka- 

(a.)BWdesNebels(WbRV.910)

(c)PIE*aYld-Kugel,Ballen,usw.(Persson,Beitr.68fn3,P.357-8)






OInd.gau- 
OInd.gu- 
Norw.kult- 
Swed.kult- 
Swed.rorkult-

(m.)Auswuchs,Buckel(KEWA1:316)
(m.)Kugel(KEWA1:337)
(sb.)rundeFigur,Bergkuppe(NDEtWb.593)
(sb.)kleinerHgel(Persson,Beitr.68)
(sb.)Ruderstock(Persson,Beitr.68)

22. Finally, the glottalic analysis Neogr. D R T has been criticized by Barrack
(2002:86)onthebasisofacriticalphoneticproblem:
[...] putative *T did not simply deglottalize [...], but also voiced (*T O *D). Many [...]
considerthistobethemainweaknessofthetheory.727

This lack of realism can now be supplemented with the following critical remark:
though the glottal theory correctly attempts to explain the Proto-Indo-European
voice,itdoessowiththewrongpre-proto-segment.Insteadof pelo-forRV.bla-,
thevoiceoftheplosiveiscausedbythevoicedlaryngealin PIE*beYal-(with PIE*Y
provenbyRV.bakya-ausgewachsen(EWA2:219)viaFortunatovsLawII).
23.Intermsofthecoversymbol PIE*(=i.),whichappearsintheallophones
PIE*hand*Y,notethefollowing:

(a) In order to establish the allophones PIE *h : *Y in a strict sense, the complete
conditionsofvoicingwillberequiredinthefuture.Thoughtheyarenotyetavailable,
oncetherootvariantscontainingthealternationhavebeenlexicallyreconstructed,it
will be possible to turn the focus to the causes of the phenomenon and formulate
conditions,ifany.
(b)Thetransferofvoicefrom PIE*Yto PIE*kptPIE*bdgmeansthattheseries
mediae can be eliminatedfrom the proto-language. The postulation of a simple set
(PIE*kpt)suffices,sincetheseriesDcanbederivedfromYT,TY,butasthe
explicit conditions for the voicing remain unidentified both here and in the PIE
Lexicon,theattestedvoice(PIE*gbd)isgiven.
24.Despitethepossibilityofelimination,theseriesmediaeremainsanessentialtool
for comparison. Whereas it is possible to reconstruct PIE *Yat- and to derive PIE
*Yad- by the voicing rule, the actual rule extends well beyond simple assimilation,
and its description is likely to require considerable effort. Some indications of the
complexityofthesituationarecontainedinthefollowingexamples:
(a) In the root-initial position, an alternation between YTD and YDT
appearsin:
 

PIEYatu-

(P.,shapeYTD)


727

Theweakness,notedbyCollinge(1985:263),isobvious:Greenberghaspointedout(e.g.1970:125)
thataglottalizedstopisrarelyvoiced;certainlytheheavilyglottalicplosivesofLondonEnglishnever
are.

392

 i.atugi- 
 Gr.\F9B-

 OInd.tujya- 
 

PIEYadu-

 Gr.p77GE- 
 Gr.p7EEB- 
 CrimGo.atochta-

(a.)fruchtbar,schrecklich(HEG1:227-229)
(prM.)erschrecken(GEW1:183,\F9B?4<)
(vb.)erschrecktfliehen(KEWA1:509,tujyte)
(P.773,shapeYDT)
(pf.)zrnen,grollen(p77GEF4<)
(prM.)zrnen,grollen(Gr.p7EEB?4<)
(a.)malum:bad(GoEtD.46)

(b)AlternationbetweenThT,TYDandDYTisattestedin:
 

PIEkrah-

 Lat.cracents 
 Li.kr#-

 Li.kr#-

 





PIEkraY-

Shetl.rak-

Fr.rak-

OIcl.hrak- 
ModIcl.hrak- 

 

PIEgraY-

 Lat.gracili-

(shapeThT)
(a.)=gr
cils:mager,schlank,drr(WH1:284)
(vb.)vertrocken(LiEtWb.223-4)
(vb.)vertrocknen(LiEtWb.223-4)
(shapeTYD)
(sb.)mageres,armesTier(ANEtWb.251)
(sb.)magerheit(ANEtWb.251)
(n.)wertlosesDing;Schimpwort(ANEtWb.251)
(n.)wertlosesDing,Schimpwort(ANEtWb.251)
(shapeTYD)
(a.)mager,schlank,drr(WH1:284)

(c)AlternationbetweenThT,TYDandDYD728isattestedin:
 

PIEkahpr-

 Gr.=|CB-
 Lat.caper-
 




PIEkaYbr-

 Umbr.kabro- 
 Umbr.cabrino-
 

PIEgaYbr-

(shapeThT)
(m.)Eber:wildboar,sea-fish(LSJ.876)
(m.)Ziegenbock,Bock(WH1:157f.)
(shapeTYD)
(m.)goat(WbOU.368kabru[sgA])
(a.)vonderZiege,caprn(WbOU.359)
(shapeDYD)

 OGaul.gabromagos-(ON.n.)Geifeld(ACSS.1:1511)
 Illyr.645CF4-
(f.)Geiwald(ACSS.1:1510,645CF4w>:)
 OIr.gabor

(m.)Bock(f.)Ziege(DIL351,gabor)


728

TherootshapeDYDrevealsthatasinglePIE*Ycouldcontaminatetwosurroundingvoiceless
plosives (note the voiceless starting point in ThT). This example (and similar one) prove that
MeilletsconstraintagainsttherootDDiserroneous.Inawidercontext,thecontaminationoftwo
plosives is quite acceptable (as the phenomenon also occurs, for example, in Bartholomaes Law
(shapeDDY)).

393

Similar alternations with yet other distributions of plosives are documented,
suggestingthatthediscoveryoftheentiresetofrulesmightturnouttobearelatively
complicatedmatter.729
25. In terms of the instances of Neogr. *aformerly accounted for with syllabic
sonants,notethatthesimultaneouspresenceofavoicedplosiveconfirms PIE*YaaY
instead of Neogr. *   . Thus, for instance, the alternation PIE *ah : *aY is
containedin:
PIE*eaht-,*eaYd-

 Do.h<Q=|F-
 Gr.78Q=|7-




(.)20 (Schwyzer,GrGr.1:591,Ther.Thess.h<=|D)
(.)Dekade,Zehnergruppe(GrGr.1:498,596-7) 

The early reconstruction Neogr. *t- *d-, which cannot explain the alternation
ofvoice(exnihilonihil),canthusbereplacedwithPIE*ah/aY.
26.InafewexamplesoftherootNeogr.*D,aconfirmationfor PIE*Y(exceptthe
voicedplosiveitself)isapparentlymissing.However,aswehavenotyetreachedthe
limitsofcomparison,itisnotimpossiblethatformswithoutetymologymaycontain
thedesiredconfirmation.Asanexampleoftheexpected PIE*Y,Irefertotheusually
quoteddataforavoicedrootwithoutanycriterionforthelaryngeal(inadditionto
voiceitself):
Neogr.*egr-wake(P.390ger-,grei-),
 Gr.b6CB-

 LAv.fragr
raya-

(aoM.)wecken,anregen(GEW1:437,d6C8FB)
(cs.)aufzuwecken(AIWb.977,fragr
ray[inf.])

Insteadofblindpostulationofaroot-initiallaryngeal(LT h1ger-),weshouldaddthe
followingitems,provinganinitialPIE*Yfortheroot,tothecomparison:
PIE*Yagr-(a)wake

 Gr.^6CG@B-
 Gr.\6CG@}K

(a.)wakeful,keepingawake(LSJ.16,^6CG@BD)730
(pr.)lieawake(LSJ.16,\6CG@}K)

Consequently,thetraditionalrootNeogr.*egr-isPIE*eYagr-,notLTh1egr-.
Unhandled material often allows similar suppletion of the laryngeal through
some measurable feature, with the result that the number of examples of roots D
without PIE *Y virtually drops to nothing, thus effectively proving the induction
hypothesis.



729
 Because I am unwilling to propose any premature rules governing the alternation in this study, I
hopetorevisittheprobleminthePIELexicononcethereissufficientmaterial.
730
ForGreek,comparetheverysimilarcompoundRV.j
gratsvapn-(a.)imWachenZustandeund
imSchlafevorkommend(WbRV.482)toPIE*YagYagr-.

394

4 .6 MediaeAspirataeNeogr.*dh*bh*gh
4.6.1 MaterialofNeogr.*dh,bh,gh
0. The series mediae aspiratae was already included in Schleichers reconstruction
and accepted by the Neogrammarians postulating Neogr. *gh bh dh. Over the next
century,thefollowingdevelopmentsinparticularareworthnoting:
1. During the 20th century, a segmental analysis of the series Dh = D+h was
presentedbyCuny,whowasfollowedinthisbythemonolaryngealistSzemernyi.
2.Jakobsonarguedontypologicalgroundsthatnoknownnaturallanguagehas
voicedaspirateswithoutvoicelessones(1958),thusraisingthetypologicalproblemof
theseriesDh.
These and other key issues related to the series Dh will be discussed in this
chapter.
1.BrugmannsexamplesofNeogr.*gh(Grundr21:571)include:
(a)Neogr.*ghos-Verbeugung,Besuch,Gast(P.452,HEG1:34)







CLu.ga#-

CLu.ga#i-

OLat.hosti- 
ORun.saligasti-
Go.gast-

OCS.gost 

(vn.bs.)besuchen:visit(?)(DLL54,ka-#i-i[inf.])
(c.)Verbeugung,Besuch(?)(HHand.75,DLL.54)
(m.)Fremdling,Feind(WH1:662-3)
(m.)FremderinderHalle(ANEtWb.461,saligastiR)
(m.)stranger(GoEtD.149,gasts[sgN])
(m.)Gast,Genosse,Freund(Sadnik244)

(b)Neogr.*steigh-steigen(P.1017-8)







Gr.EFI-

OInd.atigh-
Gr.EF8IK 
Go.steiga- 
Alb.shteg- 
Li.staig-


(f.)Glied(er),Reihe(n)(GEW2:783,EF<ID,EF<I}D)
(vb.)bersteigen(EWA2:761,atigham[inf.])
(vb.)marschieren,steigen,ziehen(GEW2:783)
(vb.)climb(GoEtD.324,steigi[3sg])
(m.)path,road(AlbEtDi.437,shteg)
(pr.int.)eilen(LiEtWb.892,staigtis[inf.])

(c)Neogr.*meigh-(P.713)







LAv.mae6a- 
RV.megh- 
Arm.mg- 
RV.nimgham
na-
Li.migl-

Gr.pQ?I>:- 

(n.)Wolke(AIWb.1104-5)
(m.)Wolke(WbRV.1062)
(sb.)Nebel(ArmGr.1:474,EtDiArm.466)
(ptM.)sichvollgieend(WbRV.1043)
(f.)Nebel(LiEtWb.451)
(f.)Nebel(GEW2:387,GrGr.411-2,433)

2.BrugmannsexamplesofNeogr.*bh(Grundr21:507-8)include:
(a)Neogr.*bher-tragen(P.128f.)
 Gr.H}C-
 Lat.fer-
 RV.bhr-





(ao.)(er-,weg)tragen(GEW2:1003)
(pr5.)tragen,hervorbringen(WH1:483,ferre)
(pr2.)tragen(WbRV.960,bhrti[3sg])

395

 Go.bar-
 Arm.bere-




(pret.)carry,endure,givebirth(GoEtD.57)
(pr.)bring,bear,givefruit(EtDiArm.176)

(b)Neogr.*nebh-Wasser,Wolke,Nebel(P.315-6)






RV.nbh-
RV.nbhas-
Gr.@}HBE-
OCS.nebos-
Lat.nebula-







(f.)Wolke(WbRV.722)
(n.)Nass,Wasser,Wolke,Nebel(WbRV.709)
(n.)Wolke,Nebel(GEW2:313,@}HBD)
(n.)Himmel (Sadnik570,nebo[sgNA])
(f.)Dunst,Nebel,Dampf,Wolke(WH2:151)

(c)Neogr.*bhars-(Grundr21:514,MA.51,CHDP:183)






Lat.farr-
Gr.H|CEB-
i.bar#a-
OCS.bra#no
Rus.bro#no







(n.)Dinkel,Spelt,Schrot,Mehl(WH1:455-6)
(n.)Stck,Teil(GEW2:994-5,H|CEBD)
(c.)Stck,Brochstck,Broken(HHand.124)
(n.)Speise,Nahrung(Sadnik64)
(n.)Roggenmehl(REW1:110)

3.BrugmannsexamplesofNeogr.*dh(Grundr21:522-3)include:
(a)Neogr.*dh-setzen,stellen,legen(P.235f.)





OCS.d-

Li.d- 

Gr.\@|Q;:?4-
Go.missade-

(vb.)legen,setzen,stellen(Sadnik146,dti[inf.])
(vb.)setzen,stellen,legen,pflanzen(LiEtWb.91,dti)
(n.)Aufstellung,Weihgeschenk(GEW2:897-8)
(f.)misdeed(GoEtD.136)

(b)Neogr.*rudh-rot,rtlich,rten(P.872-3)








Gr.bQC8;K 
OGaul.roudio-
RV.rudhiQkr-
AV.rudhir- 
LAv.raoi7ita-
Gr.bQCG;C- 
Umbr.rufro- 

(vb.)rten,rotfrben(GEW1:555)
(PN.a.)rot(ACSS.2:1235,roudius[sgN])
(m.)Bez.einesDmons(WbRV.1176)
(a.)blutig,blutrot(WbRV.1176)
(pt.a.)rot,rtlich(AIWb.1495)
(a.)rot(GEW1:567,bCG;CD[sgN])
(a.)rot(WbOU.637)

(c)Neogr.*bhendh-*bhondh-binden(P.127)






Go.andband-
RV.bandh- 
LAv.banda- 
Gr.8@;8C- 
Li.bedra- 

(pret.)unbind,loose(GoEtD.71,andband[3sg])
(m.)Band,Fessel(WbRV.898)
(m.)Bande,Fessel(AIWb.926,bandTm[sgA])
(m.)Schwiegervater (Grundr21:345,8@;8CD)
(m.)Teilhaber,Genosse(Grundr21:345)

(d)Neogr.*medhu-,modhu-(Grundr21:523)[P.707]






Gr.?};G-

OEng.medu- 
Li.med-

CLu.madu- 

(n.)Rauschtrank,Wein(LSJ.1091,GEW2:191)
(m.)mead(ASaxD.676)
(m.)Honig(LiEtWb.425,meds[sgN])
(n.)Traubenschaft,Honigwein(HEG2:165)
396

 RV.mdhu- 


(n.)Honig,Met,Milch,Soma(WbRV.984)

4 .6.2 Historicalapproachestothemediaeaspiratae
0. Voiced aspirates have been preserved as such only in the Indo-Aryan branch.731
Exceptionally the study of the origin of the series in the proto-language must be
started with their traditional transcription, OInd. bh dh h gh jh, which was
generalizedforProto-Indo-Europeanaswell.
1.Brugmann(Grundr21:76)describedtheaspiratesofSanskritasfollows:
DasaltindischeAlfabet(inTransscription)istfolgendes:[...] [...] kkhggh[...] tthddh
[...]pphbbh[...]h.[...](visarjanya,visarga)undhsprichtmanbeidewieunserdeutsches
haus.DieseAusspracheistfr richtig, hdagegenwarnachdemausdrcklichenZeugniss
derPr
ti!
khyeneinstimmhafterHauch(vgl.SieversPhon.428).

Regardingmediaeaspiratae,Brugmann(Grundr.21:76)added:
Dagegen[ai.]ghjhhdhbhalsstimmhafteMediae+h;dochistnichtsicher,wiesievon
den alten Indern ausgesprochen wurden, s. Meringer und Hoffory a. O., Sievers Phon.4
157f.,WackernagelAi.Gr.114f.

Onthebasisofthetraditionalcorrespondencesetsandsoundlaws,theseriesmediae
aspiratae Neogr. *gh *bh *dh were reconstructed in a comparatively acceptable
manner by the Neogrammarians, though no further analysis of the series was ever
suggestedorsought.732
2.AnewphaseintheanalysisofthemediaeaspirataebeganwithCuny(1912),who
suggested that at least some voiced aspirates might be understood as consisting of
unaspirated mediae D followed by the laryngeal *A (= H2). Some alleged
examples733ofthiswouldbe:
 Gr.b6
 Gr.?}64

*eoH2 :
*meH2- :

RV.ahm
*eH2-
RV.mahnt- *meH2-

ThekeyproblemofCunysanalysisisexplainedbySzemernyi(1967:94-5):
[...]ithasoftenbeenheldthatMediaeAspirataecanrepresentcombinationsofMedia+
LaryngealbutonlywhensomediscrepancybetweenvariousIElanguagesistobeexplained
(e.g.Skt.aham:Latego).Thereseemshowevernogroundforadistinctionoftwokindsof
MediaeAspirataeonthediachronicplane.


731

 On the allegedly preserved voiced aspirates in Old Armenian, see Szemernyi (1996:142fn1).
WhetherOldAnatolianpreservedvoicelessaspirateshasnotbeenproven,duetothelimitationsofthe
presentationofthedata.
732

 However, as pointed out by Collinge (1985:259), already Hirt (1931:80) was doubtful as to what
sortofphoneticcreaturetorecognizein[Neogr.*bh,dh,gh].
733

ForothersuggestionsofsegmentalD+h,seeBurrow(1949:58-59,1979:26-30).

397

SzemernyisargumentisinharmonywithJakobsonstypologicalremarkmentioned
above, due to which Cunys treatment should not be accepted without necessary
improvements.734
3. For his part, Szemernyi (1996:144) suggested the generalization of Cunys idea
accordingtothefollowinglines:
Since according to our conclusions the laryngeal was a glottal spirant h, it is also clear
that the unvoiced and voiced aspirates originally represented the combinations unvoiced
stop+handvoicedstop+h,whichinIndo-Europeancountedasmonophonematic.

Thus, according to Szemernyi, the entire series Dh would be polyphonematic (=
D+h)inexactlythesamemannerasTh(=T+h).Szemernyisviewisdelightfully
economical,butproblemsremaininitsdetails:
(a) As shown in connection with the series mediae, the cover symbol *had two
values, PIE*h(voiceless)and PIE*Y(voiced).Inthesecases,itisobligatorytoderive
Neogr.*Dhfrom*D+YinsteadofD+h(Szemernyi),astateofaffairsthatcanbe
readilyprovenasthetraditionalnotationDhisamisnomerforDY.
(b)Ifthesegmentalanalysis*DhRD+Yisaccepted,whatcanbesaidoftheoriginof
thefeaturevoiceoftheplosiveD?
4. In the glottalic theory, two different approaches towards the series Dh have
emerged. Hopper (1973) satisfies himself by claiming that breathy voicewould
account for the mediae aspiratae. More radically, Gamkrelidze and Ivanov (1973,
1995) advocated a view according to which the series Dh was actually made up of
variant-pairsD:Dh.ThisassumptionisrelatedtothePIErootconstraintsthrough
anallegedextensionofGrassmannsLaw.AccordingtoGamkrelidzeandIvanov,the
rootsDhDhmayberealizedasDDh(SanskritandGreek)orDhD(Italic).


4 .6.3 Criticalcorrectionsandsolutions
0.Theproblemsoftheseriesmediaeaspirataebeganinthe19thcenturywhenthe
voicedaspiratesoftheDevan
garalphabetweretranscribedasOInd.hghbhdhjh
h. This notation not only prevailed in traditional presentations of Sanskrit, but
slippedintoProto-Indo-EuropeanreconstructionthroughNeogr.*bhdhghhh.
1. The traditional Romanization of Sanskrit is mistaken because the mediae
aspiratae are clearly described by k-Prtikhya (xiii.4-6) as (single) phonemes
accompaniedbybreathandvoice:
Breathisemittedforthevoicelesssoundandvoiceforothers,exceptforvoicedfricative
(h)andthevoicedaspirates,wherebothbreathandvoiceareemitted.735


734

Jakobsonsclaim(1958:23)aboutthecoexistenceofaspiratedstopandalaryngealconsonantcanbe
repeatedfortherespectivevoiceditems.

398

Inparticular,thefeaturevoicemustalsohavebeenapropertyoftheaspirate(i.e.
thecorrecttranscriptionofSanskritisOInd.YbYdYgYjYh).736Historicallythistiny
error originated in the transcription of the voiceless glottal /h/ with OInd. 
(visarga). Consequently, the phoneme /h/ was represented in two ways, Lat. h and
OInd..Simultaneously,boththevoiceless/h/andvoiced/Y/glottalswerereferredto
byasinglephoneme,Lat.handOInd.h.737
2.Theinitialtranscriptionfailureof PIE*bYdYgYmisledJakobson,amongothers.
Asaresult,duetothelackofdistinctionbetweenvoicedandvoicelessaspirates,his
famousPIEtypologiesaremoregeneralthantheirformulation.738Differentiatingh
Yisastepinthedirectionofsolvingtheproblems,aswillbeshownbelow.
3.SzemernyistypologiesbasedonJakobsoncanbesupplementedintermsofthe
voiced laryngeal PIE *Y [with my additions marked with corner brackets] in such a
mannerthattheseserveastruetypologiesforvoicedaspirates:
(a)Butwhilethey[=Th,DY]exist,theirexistenceis,sotospeak,tiedupwiththe
existenceofanindependentphoneme/h/[and/Y/].(Szemernyi1967:89.)
(b)Wedoneedalaryngeal[Y]not[...]toaccountforthe[P]IElongvowels[...]but
[...]fortheaspiratedstopsb[Y],d[Y],etc.(Szemernyi1967:92.)
(c)Iftheso-calledMediaeAspirataepresupposetheexistenceofaphoneme[Y],we
can conversely say that they are combinations of unaspirated voiced stops with this
phoneme.(Szemernyi1967:94.)
4.Inshort,theexistenceofthesegmentalvoicedlaryngeal PIE*Yallowsustodeal
with the series Neogr. *dh *gh *bh in an identical manner as the series tenues
aspiratae,739asdefinedin:
 RV.bh,Gr.H,Go.b,...
 RV.dh,Gr.;,Go.d,...
 RV.gh,Gr.I,Go.g,...

R
R
R

PIE*bYa
*baY
PIE*dYa
*daY
PIE*gYa
*gaY

(RNeogr.*bh)
(=Neogr.*dh)
(=Neogr.*gh)

5.Concerningthese,notethefollowingissues:
(a) Jakobsons challenge against the set T D DY has been answered. The series
Neogr. *DY can be analyzed in exactly the same manner as the series Neogr. *Th.
TogetherthisleavesonlytwoseriesTandD,ofwhicheventhelatterishasgainedits
voicefromPIE*Y.

735

Allenstranslation(1953:34)correspondswith k-prtikhyaswording,somoma
ghoin

!v
san
dau(bothbreathandvoicearepropertiesofvoicedaspirates).

736
Thus,theanswerisaffirmativetoCollinges(1985:259)pondering,Indeedwastheaspirationalso
voiced(/bh/)?Freestanding/h/inSanskritisso.
737

 I am pleased to see that the notation DYis currently gaining ground (for example, see Kmmel
2012).
 Thus, for instance, the unfounded notation /bh/ /dh/ /gh/, originally taken over from Sanskrit
transliteration,stillappearsinthephoneticalphabetofIPA.

738

739

 See Szemernyi (1967:95): At an earlier stage (...) the Mediae Aspiratae were probably
diphonemic.InsteadofdiphonemicPIE,however,*DaYand*DYaweretriphonemic.

399

(b) As with the series Neogr. *Th, the reconstructive choice between PIE *DaY and
*DYa has to be decided individually for each correspondence, based on the
measurablepropertiesofthematerial.
(c) The main criterion for choosing between PIE *DaY and PIE *DYa is the avocalismoftherootoritsabsence,inpracticeequalinge-vocalism.Othermeans
such as Balto-Slavonic accent are also occasionally available and if so, these are
takenintoaccountinordertosecurethecorrectreconstruction.
6. The existence of PIE *gYa bYa dYa is readily proven, because the examples
coincidewiththeclassofproblematicrootswitha-vocalism,possiblyinablautwith
Neogr.*o.Someexamplesillustratingthereconstructioncanbequotedhere.
(a)PIE*gYa-appears,forexample,in:
PIE*gYagaY-(P.424)krmmen,biegen(ablaut:PIE*gYaogaY-*gYagaY-)






OIcl.gagQhals-
Norw.gag- 
Arm.gog-

Li.gga-


(a.)mitzrckgebogenemHals(ANEtWb.152)
(a.)rckwrtsgebogen(ANEtWb.152gagr[sgN])
(sb.)Hhlung,Schoss,Bauch(ANEtWb.152)
(m.)WiderristdesPferdes(LiEtWb.160)

(b)PIE*bYa-appears,forinstance,in:
740

PIE*bYal-*bYael-strong(P.120)







OIr.balc

Cymr.balch 
OInd.bh!a- 
OInd.bh!
ya-
OInd.bhra!iman-

(a.)fort,puissant(LEIAB-12,Burrow:103)
(a.)hardi,fort(LEIAB-12)
(a.)strong,vehement,mighty(MonWil.765-6)
(vbM.)tobecomepowerful,strong (MonWil.766)
(m.)potence,vehemence,strength(MonWil.766)

(c)PIE*dYa-appears,forinstance,in:
PIE*dYaen-death;die

 Maced.7|@B- 
 Gr.;|@B-

 Gr.;|@4FB- 

(m.)death(GEW3:103,7|@BD[sgN])
(ao.)die(GEW1:653,d;4@B@[1sg])
(m.)Tod(GEW1:652-3,;|@4FBD[sgN])

InPIE*dYan-,therespectivezerograde,theunaccentedrootvowelPIE*awaslost:
 Gr.F};@4-

(pf.)sterben(GEW1:653,F};@4?8@[1pl])
 Aiol.;@4E=K
(pr.)todie(GEW1:653)
 OPhryg.8[]<;@<BG- (vb.)todie(Phryg.104,8[.]<;@<BG?8@BD)
7.Inthisconnection,notethat:
(a)Mechanicalinferencefromthea-colouringto PIE*gYabYadYaissusceptibleto
error, because there are also roots with laryngeal extension PIE *DYea. Within

740

 For the unextended root, see OIr. adbal- (a.) fort, grande, vaste (LEIA A-16). The root PIE
*bYael-isaschwebeablautalternativeofRV.bla-(n.)Kraft,Leibeskraft,Strke(WbRV.901),etc.
withPIE*beYal-.

400

these,thevowelattachedtothesecondlaryngeal(ratherthanthefirst)isresponsible
forthevocalismoftheroot.741
(b) Proof of the triphonemic character of PIE *gaY baY daY is contained in
schwebeablaut alternatives with PIE *geaY beaY deaY and the voiceless variants PIE
*keaYpeaYteaY,discussedseparatelybelow.
8.TherootconstraintsofMeilletandMagnussonwiththephoneticallyproperDY
replacingNeogr.Dhcanbeexpressedasfollows:
 TDY
 DYT







TD 
DT 

DDY
DYD

(a)TheexistenceoftherootsDDleavesTDYandDYTastheonlytwononattested shapes. As already understood by Magnusson, the shapes TD, DDY,
DT,DYDcanbederivedfromthesebytwosimplerules,thelossoflaryngeal(
TD and DT) and the contamination of voice ( DDY and DYD), which
formtherootconstraintproper.
(b) Miller (1977a:367) is unhappy about the lack of explanation for the PIE root
constraint, which he would like to see as a special case of Bartholomaes Law.742
Though the root constraints differ from Bartholomaes Law in some respects, the
coreofMillersideawillbeshownbelowtobecorrect.
(c)Intherootconstraintsproper,eitherthevoiceofPIE*Ywascontaminatedforthe
entireroot(DDY,DYD)or PIE*Ywaslost(TD,DT).Bothofthese
featuresreflectageneralconstraintagainstthesimultaneouspresenceofPIE*Yanda
voicelessobstruent*Twithinaroot.Inessence,thisistheveryphenomenonthathas
turnedtherootsYTandTYintoYDandDY,resultingintheemergenceof
theseriesmediaeandtheseriesmediaeaspiratae:TaYTYaODaYDYaODY.
9.AnactualprooffortherootconstraintsagainstTDYandDYTiscontained
followingdata:
(a)pet-,pot-posse(P.842+453)Hausherr,Herr;Gatte







i.pat
Li.pt 
Latv.pat
Lat.hospet-
OLi.pat-
RV.pti-








(ptcl.)eben(so),auch,vielmehr(udA77f.)
(indecl.ptcl.)selbst,sogar,gerade(LiEtWb.551)
(indecl.ptcl.)selbst,sogar,gerade(LiEtWb.551)
(m.)Gastfreund(WH1:660-1)
(m.)Ehemann,Gatte,Mahlin(LiEtWb.551)
(m.)Schutzer,Herr,Gebieter,Behter(WbRV.765)


741

 Such an extension is attested in PIE *baYeaY- (cf. RV. bhas- (n.) Licht, Schein, WbRV. 934),
alternating with PIE *baYel- (cf. OCS. bl&- (a.)weiss, Sadnik 38 and OIcl. b
l- (n.) Feuer,
Scheiterhaufen,ANEtWb.23)withoutthelaryngealextension.

742

 Miller (1977a:367) writes: What neither Hoppers nor anyone elses analysis [...] explains to my
satisfactionistheconstraintagainst*teghand*ghet[...]theoperationofBLwasresponsibleforthis
particularconstraint[...].

401

OldAnatoliandoesnothavealaryngeal,andSanskrithastwosuccessiveunaspirated
tenues(RV.pt),duetowhichtherootisprovablyoftheformTT.Thelaryngeal
extensionPIE*petah-andPIE*potah-appearsin:
 Lat.hospit
- 
 Gr.78EF4-

(f.)Gastfreundin,Fremde,Wirtin(WH1:660)
(m.)HerrdesHauses(GEW1:370)

The suffixes have the diagnostic Indo-European /


/, but the voice has not been
contaminated,implyingavalue PIE*handshapeTTh.Followingthelossof PIE
*ainzero-grade PIE*petah-*potah-,thelaryngealisconfirmedthroughavoiceless
aspirateinIndo-Iranian(rootrootTTh):
 LAv.paZi- 
 LAv.paZaya- 

(pr.)potiri,inBesitzsein(AIWb.844)
(pr.)potiri,inBesitzsein(AIWb.844)

Ontheotherhand,theroot-finaldentalisvoicedintheextensionPIE*podaY:
 OCS.gospoda

(f.)Herberge(Sadnik243),

with the result that the root shape is TDY. In zero grade of the suffix (PIE
*podaY),asimpleunaspiratedmediaprovenbyGreek9appearsin
PIE*podaYi-herr,herrschen:






OCS.gospod-
LAv.pai7i- 
Gr.78E9K 
OCS.gospo(da

(m.)Herr(Sadnik243)
(pr.)potiri,inBesitzseinvon(AIWb.844)
(pr.)herrschen(GEW1:371,78E9K[1sg])
(f.)Herrin(Sadnik243)

Therefore, an unbroken chain of proof has been established for the root constraint
TDYTD.
(b) PIE*pah-trinken(P.839-40).743Thelaryngealextension PIE*peah-,formedas
PIE*potahabove,isattestedin:
 Fal.pa-
 Fal.pipa-




(vb.)bibere(WH1:103,pafo[1sg])
(vb.)bibere(WH1:103,pipafo[fut1sg])

In the corresponding zero grade PIE *pibaY- appears with unaspirated rather than
aspiratedmediaasinPIE*podaY-:
 RV.pba-

 OIr.ibi-

 OCymr.ibe- 

(vb.)trinken,bibere(WbRV.801,pbati[3sg])
(vb.)trinken(DIL378,ibid[3sg])
(vb.)trinken(WH1:103,iben[1pl]:bibimus)

WhenthisdevelopmentiscomparedtothealternativePIE*bibaY-in
 Lat.bib-
 Lat.bibo-




(pf.)trinken(WH1:103,bib[1sg])
(pr3.)trinken(WH1:103,bibere[inf.])

itisreadilyseenthatthealternationsfittherootconstraintexactly:

743

TheunextendedrootwithoutlaryngealPIE*pip-appearsinRVpip-(pr.)pibere,attestedinRV.
viQpip
n-vonSaftdurchtrnkt(WbRV.803).

402

 TDY
 PIE*pibaY




TD 

IEpib-(RV.pba-)

DDY

IEbibY-(Lat.bibo-)

Thoughwearenot(yet)inpossessionofrulesenablingustopredictwhenTDor
DDY (or both) result, the root constraint is the sole possibility dealing with the
problemregularly,andthereforesoundintermsofitscontent.
10.Thekeyissuesconcerningtherootconstraintcanbesummarizedasfollows:
(a)Withoutthesegmentallaryngeal PIE*h/Yathisdisposal,Magnusson(1967)was
notawareoftheambiguityoftherootformsTDandDT,forwhichhecouldonly
offerthestartingpointsTDhandDhT.Consequently,Magnussonsrulesrequire
questionablederivations,aspointedoutbyMiller.744Someexamplesofthisare:
1.erdhfromNeogr.*ard-,ord-(Lat.cord-heart,P.579-580).Magnussons
rulefails,becausethereisanunaccountedlaryngealintheroot(Gr.=4C7<4  PIE
*eaYrd-).AsPIE*Y,thevoicelesslaryngealimpliedbythea-vocalismandrootfinal
media (Gr. 7), is confirmed by PIE *aYrd- O RV. hd- (Av. zTrTd-), the laryngeal
withintherootisproveninsteadofMagnussonserdh.
2. tehfromNeogr.*teg(Gr.F}6BD,P.1013-4).Leavingasidethelabiovelar
based on Magnussons hierarchies  the root was PIE *teYag-, not tegaY. This is
impliedbythevoicedvariantoftherootPIE*deYak-preservedin
 Ion-Att.78=F~-

(f.)I>4@4,I>4@D(GEW1:360,P.189).745

(b)ItisallowedtoapplyMagnussonsrootconstraintsonlyifalaryngealinanyother
position is excluded. Thus, for example, we may reconstruct PIE *pedaY- *podaY-
footfor Neogr. *ped- pod-) owing to the lack of laryngeal in i. pada- (c.)
foot(Lat.ped-id),allowingapplicationoftheruleTDYTD.746
(c)SomeexamplesoftherootshapesTDYandDYTareattestedinspiteofthe
rootconstraint.Forexample,theshapeisfoundin:
Neogr.*bho-flammen,brennen(P.162)
 Lat.foco-

 Arm.bosor- 

(m.)Feuersttte,Herd(WH1:521,focus[sgN])
(a.)bloodred,crimson(EtDiArm.187,bosor[sgN])


744

 In Millers (1976:56) words: Because of alleged complementary distribution and the absence of
rootsofthestructureTDh,Magnussonwouldhavetoderive*erd-heartfrom*/erdh-/,*dhw

tonguefrom*/thw
/,*teg-coverfrom*/teh-/,*terg-(soPokorny1073)scowlfrom*/terh-/,
etc.

745

 Note that this comparison (see Frisk 1:360) was already presented by Blumenthal: Nach
BlumenthalHesychst.25A.Idurchdissimilationaus*F8=F~,zulat.tego,toga.Thoughcalledganz
unwahrscheinlichby Frisk, he was not aware of Meillet and Magnussons constraint allowing the
regulartreatmentofthealternationofvoice.

746

Thediagnostica-vocalism(PIE*bdeaY)isrevealedbyGr.d<574(f.)TagnachdemFest(GEW
1:536),RV.upabd-(m.)Gerusch,Gepolter(WbRV.255)andotherformationsbelonginghere,all
withtherootshapeDDY.

403

Under no circumstances should such roots be considered as non-PIE due to the
ostensible violation of the root constraint747 nor interpreted as invalidating the root
constraint. In such data segmentation, leaving a compound (compare to Gr. >:Q;-,
gAv.frad-)actuallyconveysvaluableinformationabouttheformationsinquestion.
Regardless of how Neogr. *bho- is to be analyzed, it is not a primary root, but a
compound.
(d)Kuryowiczs postulation of a voiced, o-colouring laryngealT3 (= h3) is
fallacious.Inthesoleexample,theassumedo-colouringiscausedbythevowelPIE*o
in Gr. FB- (m.) Trinken, Trank (N PIE *poahto-) and the voiced media of RV.
pba-(OIr.ibi-)bytherootconstraint(N PIE*pibaY),alsoaccountingforthelossof
aspiration. In such circumstances, PIE *b is not to be equated with LT **p+T3. As
KuryowiczsanalysisisthebasisoftheconjectureD=T,thesameargumentapplies
totheglottalictheory.
11. The alternation T : DY, already identified by Brugmann (Grundr2 1:634-5),748
consistsoftwomaingroups:
1.RootsendingwithT-alternatingwithextendedrootsinDYa-orDaY-.
2. Roots beginning with T- in alternation with DaY- or DYa-, consequently
revealingalaryngealwithintheroot.
BothtypesareaccountedforbyPIE*aYand*Yaasdetailednext.
12.ExamplesoftherootsendingwithT-are:
(a)Anunextendedroot PIE*deYaK-appearsinDo.7}=B?4<annehmen,extended
as PIE *deYaGaY- in Gr. 7}IB?4< annehmen.749 Similar alternations are
commonplaceinGreekandneednofurthercomment.
(b)PIE*rut-rot,rtlich,usw.,theunextendedroot,isattestedin:





Lat.rutilo-
Lat.rutlio-
Illyr.rutlio-
Illyr.rutulo-






(a.)rtlich(WH2:456)
(m.)N.einerRmischengens(WH2:456,rutlius)
(VN.)rtlich(WH2:456,rutlius)
(VN.)rtlich(WH2:456,rutulus)

PIE*rudaY-,the*aY-extensionoftheprevious,isfarbetterknown:

 Go.raud-
 OCS.ruda




(a.)rot(GoEtD.282,raudai[sgD])
(f.)Erz,Bergwerk(Sadnik772)


747

Tomentionfurtherirregularities,Millers(incomplete)listofcounterexamplesincludestheroots
P. 516 (kadh), P. 518 (kagh, Lat. coh), P. 518 (kaghlo), P. 542 (eigh, eibh), P. 560 (kenTbh) Gr.
=@}H4>>B-6@H4>>B-=@|H4>B-,P.563(knudh),P.579(erdh),P.590(keubh),P.592(kumbh),P.
594(eubh),P.594(*eudh),P.608(kneih),P.617(rebh),P.623(kreudh),P.625(kseubh),P.627
(udh).P.631(endhro),P.806(pldh),P.1062(teleh),P.1067(tengh),P.1073(terh),P.1073
(treugh),P.1080(tubh),P.1089(tragh),andP.1099(tenh).

748
AlreadyGrassmann(1863:96),enabledbyhisidentificationoftheseriesThandthepostulationof
hislaw,understoodthatanalternationT:DY:(Th)wasrequiredtoexplaintheentirephenomenon:
Imgriechischennunfindenwireinenhufigenwechselzwischentenuisundaspirate.

Asforthealternationsofthiscategory,seeBrugmanns(Grundr21:652)nowoutdatedanalogical
explanation:OftisdurchAnalogiewirkungTen.asp.fr.Teneingetreten[...]in7}IB?4<ichnehme
an,nebenion.dor.lesb.7}=B?4<,indenPerfektawie7}78<I4,zu78=@G?<ichzeige.S.IIS.1230.

749

404

 AV.rudhir- 
 LAv.raoi7ita- 

(a.)blutig,blutrot(WbRV.1176)
(pt.a.)rot,rtlich(AIWb.1495)

(c)PIE*lup-lieben,begehren,usw.,theunextendedroot,appearsin:
 Go.liuf-

 OInd.lolupa-

(a.)\64:FD:beloved(GoEtD.235)
(a.)begehrlich,verlangend(KEWA3:117)

PIE*lubaY-,the*aYextensionofthepreviousexample,dominatesthematerialwith
mediaeaspirataeinmostoftheIndo-Europeandata:

 Go.gudilub- 
 OInd.lolubha-

(PNm.)god-lovedorgod-loving(GoEtD.162)
(a.)begehrlich,verlangend(KEWA3:117)

Similaralternations(OIcl.rl-Diener:OHG.drigil-id.,etc.;seeGrundr21:690,
etc.) are attested practically in every language, and can be regularly accounted for
withPIE*Y.
13. The more interesting type reveals a voiceless laryngeal TehC in schwebeablaut
withvoicedrootDYeCinexamplessuchas:
PIEpahu(P.842-3)+baYu(P.146-150)

Att.4DKind,Sohn,H<>4-(GEW2:462-3)
 PIE*p(e)ahu- 
RV.bhv-(ao.)sein,usw.(WbRV.948)
 PIE*baY(e)u- 
This type of alternation is also well documented, and further examples will be
providedbelow.
14. The alternation *Th : DY was also correctly identified by the Neogrammarians
(Brugmann,Grundr21:632).ThealternationofvoicereflectsthatofthelaryngealPIE
*h:Yunderunknownconditions.Someexamplesofthealternationare:
(a)hantah-:YandaY-brennen,gebrannt,usw.(P.41)
 

PIE*hantah-

 Arm.antel- 
 Gr.^@;C4=- 
 Arm.antroc-
 






(sb.)hotcoal,ember(EtDiArm.85)
(m.)Glutkohle(GEW1:109f.,^@;C4=8D[plN])
(sb.)hotcoal,ember(EtDiArm.85)

PIE*YandaY-

OIr.and-

RV.andh- 
OGaul.andabata-
i.andai#- 
i.anzana- 

(vb.)allumer,enflammer(LEIAA-75,andud[inf.])
(a.)blind,dunkel(EWA1:78,WP2:182)
(m.)Blindkmpfer(ACSS1:148,WH1:46)
(n.)Hitze,Wrme(HEG1:154,a-an-da-i#[sgNA])
(a.)schwarz(HEG1:157,a-an-za-na-a#[sgG])

(b)noPa-Nabe,Nabel,Nachkomme,usw.(P.314*enebh-)
 

PIE*nopah-

 LAv.n
fa-
 LAv.n
fa-





(m.)Nabel(AIWb.1062)
(m.)Verwandtschaft,Familie(AIWb.1062)

405

 OHG.naba- 
 OIcl.nVf-

 

(.)Radnabe(KEWA2:135)
(f.)Nabe(ANEtWb.414)

PIE*nobaY-

 RV.nbhi-
 OPr.nabi-




(f.)Nabe(l),Ursprung,Verwandtschaft(WbRV.723)
(m.)Nabe,Nabel(KEWA2:135,APrS.381)

(c)nahKa-Nagel,Kralle,Klaue,Fu(P.780)
 






RV.nakh- 
OInd.nakh- 
Li.nkabi- 
Arm.noxaz- 
MidPers.n
xun-

 






PIE*nakah-

(m.n.)Nagel,Kralle(WbRV.705)
(m.n.)Klaue(EWA2:4)
(m.)Teufel(LiEtWb.480)
(sb.)Ziegenbock(I?4CBD,FC|6BD,ArmGr.207)
(sb.)Fingernagel(EWA2:4)

PIE*nagaY-

Li.nga-

AV.nagham
r-
OCS.noga- 
Latv.nagu- 
Go.ganaglja-

(m4.)Nagel,Klaue,Kralle(LiEtWb.478,ngas)
(a.)Krtze(?)vertilgend(WbRV.705)
(f.)Fuss:foot,leg(Sadnik581)
(vb.)raschgehen,eilen(LiEtWb.478,nagut[inf.])
(vb.)CBE:>B@:nailon(GoEtD.145)

(d)paln-fallen(P.851,Grundr21:669)
 

PIE*phal-

 Arm.plani- 
 OHG.falla- 
 OHG.falla 
 

(vb.)einfallen(WH1:449,planim[1sg])
(vb.)fallen(WH1:449)
(.)Falle,decipula(WH1:449)750

PIE*bhal-

 Gr.H:>-
 Do.H4>K
 Lat.fallo-





(pr.)betrgerisch,tuschend(WH1:447,H:>D)
(pr.)betrgen(WH1:447)
(vb.)tuschen,betrgen(WH1:447)

(e)tahnu-,dahnu-biegen,bogen(P.234)
 

PIE*tahe/onu-

 LAv.Zanvana-
 OPers.Zanvanya-
 LAv.Zanvar- 
 

(n.)Bogen(AIWb.785)
(m.)bowman(OldP.187)
(n.)Bogen(pl.)Schiegert(AIWb.785)

PIE*daYonu- 

 i.danau-

(HEG3:102)

(sb.)einBaum,derNutzholzliefert(HHand.164)751


750

NotethattheBalticacuteinLi.polu[1sg]requiresPIE*phal-(i.e.arootwithoutinitialtenuis
aspirata,connectedtothesebyschwebeablaut).

406

 RV.dhanv
sh-
 RV.dhnvan-

(m.)Bogentrger(WbRV.657)
(n.)Bogen:bow(WbRV.657,KEWA2:90)

15. The alternation DY : D, also identified by the Neogrammarians (Brugmann,
Grundr21:633-4),issimilartothealternationT:DY,andaccordinglytherearetwo
types:
1. Roots beginning with D- in alternation with DY- (schwebeablaut), thus
revealingPIE*Ywithintheroot.
2. Roots ending with -D in alternation with extensions -DaY and -DYa, thus
revealingasuffixPIE*Y.
16.Someexamplesofthefirstcategoryare:
(a)daY-geben(P.223f.,d,dT).Theablautbasesoftherootarefullypreservedin:





PIE*daY-
PIE*deaY-
PIE*doaY-
PIE*daY-






Lat.d
-,Li.dovana,etc.
Lat.da-,gAv.da-,Arm.da-
Gr.7B8@4<,Umbr.purdoui-
Gr.77K?<,Li.doti,etc.

Inthezerograde(PIE*daY-),thelossof PIE*aresultedinavoicedaspirateattested
informssuchas:
 RV.ddhi-
 RV.dhi-




(a.)gebend,verleihend(WbRV.574)
(ds.a.f.)Lustzugeben,usw.(WbRV.683,dhi[sgI])

(b)PIE*baYrdaY-beard.Therootwithinitialmedia,vocalizedas
 PIE*beaYr(z)daY-



Lat.barba(f.)Bart,Kinn(WH1:96),

standsinoppositiontotherootwithinitialmediaaspirata(schwebeablaut):752
 PIE*baYordaY-



OEng.beard-(m.)beard(ASaxD.72).

(c)PIE*gaYl-turtle(P.435)appearsintwovocalizations:
 PIE*geaYl-
 PIE*gaYel-







Lat.galapago-Schildkrte(WH1:614)
Gr.I}>G-Schildkrte(GEW2:1086)

(d)aYnu-Knie,Ecke,Winkel(P.380-1).Inthisroot, PIE*Yissuggestedbythe
voicedmedia(palatovelar)andBrugmannsLawII,implyingPIE*oaYnu-for:
 Gr.6@G-

 RV.jnu-

 TochA.kanu- 

(n.)knee(GEW1:321,6@G[sgNA])
(n.)knee(WbRV.483)
(m.)Knie(Poucha51,kanwe[duN])

In the respective zero grade and schwebeablaut forms of Old Anatolian, a voiced
aspirateisrevealed:

751

BasedonOHG.tannefir,severalscholars(e.g.Adams,MA.202)havesuggestedtheidentification
ofHittiteitemswiththistree.Thisisquitepossible,ofcourse.
752

 Thus irregular explanations, such as Szemernyis (1996:58) Lat. barba (from *farb
 by
assimilation),arenolongerrequired.

407

PIE*aYnu-*aYenu-*aYonu-Knie






Gr.CI@G- 
i.ganu-

i.genu-

Pal.genukat-

(adv.)knielings,aufdenKnien(GEW2:605,CI@G)
(n.)Knie(HEG1:552,ga-nu-ut[sgI])
(n.)Knie(HEG1:552,gi-e-nu)
(n.)einFleisch-oderKrperteil(DPal.59)

17.Intermsofthesealternations,thefollowingshouldbeobserved:
(a)Theearlyclaimsofanalogy(inthebroadsense)areoutdatedduetotheexistence
ofregulartreatmentforthealternationbymeansofPIE*D+aY,*D+Ya.753
(b) In general, the alternations must not be reconstructed mechanically, but the
comparativefactsshouldalwaystobetakenintoaccount.Anexampleofaviolation
ofthedataisincludedinCunys(1912:119-120)earlyreconstruction:
 *meA-
 *meA-

Gr.?}64-
RV.mh-

(a.)gross(GEW2:189-90,?}64)
(a.)gross(WbRV.1013)

Acloseinspectionrevealsseveraldefectsintheanalysis,however:
1.TheGreekderivatives(includingGr.?}68;BD,Ion.?}9K@,andGr.?}6<EFBD)
implyNeogr.*me-(notmegA-),arootofgeneralshapeD.TherootsD,inturn,are
of the form YD or DY, the former being implied by Italo-Celtic (cf. Lat. magis
WH2:10,OGaul.magio-rg-gro-Knig,etc.)withNeogr.*a.
2.Containing PIE*Y,therootmaY-(Gr.?}6-N*maYeandLat.magN
*meaY-)istobeseparatedfromRV.mh-,becausethelatterisnowparalleledby
OldAnatolian(wherenolaryngealappears):
meY-gro,zahlreich,viel
 Oi.meg-
 RV.mh-
 gAv.maz-





(a.)viel,zahlreich(HEG2:181,me-e-ik[sgNA])
(inf.bs.)herrlich,glcklick,frohsein(WbRV.1011)
(a.)gross(AIWb.1156,maz[sgG])

HittitealsocoincideswithIndo-Iranianintheparalleledextensions*i-and*n-:






i.megi-
RV.mhi-
gAv.mazi-
RV.mahn-
i.magnu-







(a.)gro(HEG2:181f.,me-ik-ki)
(a.)gross,sehr,hoch,heftig,krftig(WbWV.1019)
(adv.)magnopere,mitNachdruck(AIWb.1156)
(n.)Grsse,Macht,Reichlichkeit(WbRV.1017)
(vb1.)vermerhren,anhufen(HEG2:99)

The set i. g = RV. h = gAv. z defines PIE *meY-, *moY-. This is a root to be
separatedfrommaY-(Lat.mag-),basedonthedifferenceofthephoneticshapes.
Thus,RV.mah-cannotbedirectlyderivedfromGr.?86-withtheextensionPIE*Y,
assuggestedbyCuny.Thisisshownbytheexistenceofthemonoliteralroot


753

 See, for example, Brugmann (Grundr2 1:655): Durch Analogiebildung kam die Ten. asp. an die
StellederMediainFormenwiePerf.iI4zu^6K,F}FC<H4,zuFC5K.

408

m-viel;wachsen(ablaut:PIE*mo-*me-):
 HLu.ma-
 i.ma-




(a.)viel(HEG2:181,ma-pa-wa/iundviel)
(vb2A.)wachsen,gedeihen,reifen(HEG2:91,166)

In other words, PIE meaY and meaY were built on the root matrix PIE m-
insteadofreflectingasingleprototype.
18. In terms of the treatment of the series Neogr. *DY in the glottalic theory of
GamkrelidzeandIvanov(GI),notethefollowing:
(a) According to the glottalic theory, the series DY has aspirated and unaspirated
allophones D and Dh in free alternation. This basic idea of the glottalic theory is
falsified by alternations like Neogr. *bel- (P. 96) and Neogr. *bhal- (P. 120),
connectedbyaschwebeablautasindicatedin:
 PIE*beYal.-
 PIE*bYal.- 
 PIE*bYael.- 

Gr.58>FK@-,RV.bakya-,RV.bla-,etc.
OInd.bh!a-,etc.
OIr.adbal-,OIr.balc-,etc.

Numerous similar alternations imply that the alternation, conditioned by the
(schwebe)ablaut,isnotfree.
(b)TheglottalictheoryclaimsthatintheItalicgroupthenon-aspiratedallophoneD
prevails non-initially (e.g. Lat. medius). Again, there are multiple issues falsifying
suchaconjecture:
1.Miller(1977a:384)correctlyobservesthatinsuchcases[...]thedialectforms
aredifficulttomotivateinanynon-ad-hocway(Osc.loc.sg.f.mefia).
2. Szemernyi (1996:44) points out that Lat. medius is trisyllabic, a property
which can be accounted for by positing PIE *medYo-  PItal. *medo-  Lat.
medius. A regular explanation for the alternation Osc. f : Lat. d and the trisyllabic
scansionofLat.mediusthusexists,asaresultofwhichthereisnoreasontoaccept
thespeculationsoftheglottalicists.
3.AsLat.mediusandsimilarexamplescanbeaccountedforwith PIE*d(+aY),
the traditional sound law requiring non-initial *dY O Lat. b (Umbr. uerfale : Lat.
uerbale;seeBrugmannGrundr21:535-7)needsnotbecontested.


4 .6.4 GrassmannsLawanditsexceptions
0.In1863,Grassmannpresentedthefamoussoundlawnowbearinghisname.Itis
outlinedandbrieflydiscussedbelow.754
1. Grassmanns Law, the deaspiration of one of two adjacent aspirates in Sanskrit
andGreek,consistsofimplications:
 ThTh



OInd.TTh
ThT

Gr.TTh
ThT755


754

 According to Collinge (1985:47), the research history of Grassmanns Law starts from Raumer
(1837:74) [who] may actually have been the first to speculate, as least as to Sanskrit. See also
Mayrhofer(1986:112fn58).

409

 DYDY



OInd.DDY
DYD

Gr.TTh
ThT756

As pointed out, for instance, by Brugmann, the sound law applies not only to the
mediaeaspiratae,buttothetenuesaspiratae757(aswellasmixedrootswithThDY
(OInd.kumbhs:Av.xumba-)758andDYTh).
2. The considerable number of instances in which Grassmanns Law has operated
perfectly secures the sound law beyond doubt. On the other hand, there exists a
handful of exceptions requiring corrections in order to establish the complete
regularityofthelaw.Themethodologyusedintheidentificationoftheexceptionsis
theconverseofGrassmannsLaw,statingthatthatifthereisarootformnotofthe
shapeTThorThT,thentheoriginalwasnotThTheither.759
3. Counterexamples failing to be of form TTh or ThT are particularly
commonplace in Greek. Since a properly formulated sound law does not allow
exceptions,theirregularitiesmustbereplacedwithetymologiescontainingonlyone
aspirate(shapesTTh,ThT,DDY,DYD).
4. The key examples violating Grassmanns Law and alternative etymologies are
detailedbelow.
(a) Gr. G@;|@K erfragen, usw.(GEW 2:625) has been compared to RV. budh-,
bhud-woraufmerken,achten(P.150f.)eversinceGrassmann(1863:120).Despite
this Gr. EF<D does not have an initial aspirate whence the PIE root underlying
Greekdidnotcontaintwoaspirates.Consequentlyanalternativeetymologyistobe
sought,inthiscasefromtheroot
PIEpu-rechnen,denken,fragen(P.827*peu-)

 

PIEpu-

 i.gapua- 
 Hi.gapuai- 
 Gr.@~()<B-
 

(vb.)abzhlen,denken,usw.(HEG1:493-5)
(vb.)rechnen,denken,usw.(HEG1:493-5)
(a.)unverstndig,kindisch(GrGr.1:696,@~<BD)

PIEpun-

 Gr.G@;|@K 
 i.punu#- 

(pr.)erfragen,erforschen,vernehmen(GEW2:625)
(vb1.)(er)fragen,erforschen(CHDP.377f.)



755

Forthesakeofsimplicity,onlytheseriesThThandDYDYareprovidedhere.

756

Fortheoriginalformulationofthelaw,seeGrassmann(1863:110-111).

Brugmann(Grundr21:641)writes:TenuesundMediaeaspirataeverlorenihreAspiration,wenn
aufsieimAuslautderselbenSilbeoderimAnfangdernchstenSilbeeineAspiratafolgte.Forsome
examples,seeBrugmann(Grundr21:641-2).
757

758
Sturtevant(1941b:10)writes:Skt.kumbhspotisshownbyAv.xumba-pottocomefromIndoIran.khumbhsbydissimilationofaspirates;itcannotbecognatewithGk.=?5BDcup.
759

 For exceptions of Grassmanns Law in Greek, requiring thorough re-examination, see Brugmann
(Grundr21:652).

410

 

PIEputah-

 Lat.put
-
 Gr.G;-
 




(vb.)berechnen,vermuten,denken,usw.(WH2:393)
(vb.)erfragen,erforschen,vernehmen(GEW2:625)

PIEputi-

 LinB.@4GF<B-
 Gr.@:F<B- 

(a.)unverstndig,kindisch(GEW3:157,na-pu-ti-o)
(a.)unverstndig,kindisch(GEW1:2:315,@:F<BD)

(b)Gr.8E?4(n.)Tau,Seil(GEW2:492)hasbeencomparedtoRV.bandh:OInd.
bhand- (Gr. 8@;8C-) ever since Grassmann (1863:120). Here again the lack of
initialaspirateinGreekwouldresultinaviolationofGrassmannsLaw,andonedoes
betterbycomparingtheGreektoaformationwithoutaninitialaspirate:
PIE*phant-binden(P.988*(s)pen(d)-)

 Li.pnti-
 OPr.panto
 OCS.pVto





(f.)Koppelstrick,Spannstrick,Fessel(LiEtWb.537)760
(f.)Fessel(APrS.389)
(n.)}7::Fessel,Strick(Sadnik641)

(c)Gr.8;B-(prM.)(ver)trauen,sichverlassen,gehorschen(GEW2:487)hasalso
beencomparedwithLat.fd(ver)trauen(P.117)eversinceGrassmann(1863:120).
However,thereisnotraceofaninitialaspirateinGr.<EFD(seealsoGr.}8<E;<)
and the etymology does not satisfy the requirement of regularity. Unsurprisingly an
alternativeetymologycanbepresentedforGreek:
pi-trust,believe
PIEpih-
 
 Lat.po-

 Lat.p
-


 










PIEpir-

TochA.per
k-
TochB.per
k-
Sogd.pyrk- 
OIr.hires-


 

(a.)pflichtgemhandelnd,fromm,usw.(WH2:311)
(vb.)reinigen,shnen,besnftigen,ehren(WH2:311)

(a.)pius,credulus(Poucha188)
(a.)faithful,trusting(DTochB.395)
(a.)believing(DTochB.395)
(.)Glaube(GOI19,69)

PIEpitah-

Gr.<;-
Gr.8<;B-
Gr.}B<;-
Gr.<EF-






(ao.)(ver)trauen,sichverlassen(...)(GEW2:487)
(ao.)(ver)trauen,sichverlassen(...)(GEW2:487)
(pf.)(ver)trauen,sichverlassen(...)(GEW2:487)
(a.)treu,verlssig,glaubwrdig(GEW2:487)761

(d)Finally,aseparatetreatmentmustbepresentedforthestem

760

TheacuteofLi.pnti-impliesPIE*pohanti-,suggestingPIE*pehant-fortheGreek.

761

 Yet another extension of the root (perfect in =) appears in Gr. }8<=- (pf.tr.) berreden,
berzeugen(GEW2:487,}8<=4[1sg]).

411

 Gr.4I-

(a.)dick,feist,wohlgenhrt,dicht(GEW2:484).

SinceGrassmann(1863:121),theitemhasbeendirectlycomparedto
 RV.bah-

(a.)dicht(gefllt),viel,zahlreich(WbRV.902).

Here Gr. 4 and RV. a assumedly reflect Neogr. *, a syllabic nasal (cf. P. 127
*bhengh-),structurallyinferredfromtherootvariantwithnasal:
 RV.bhia-
 i.bangu- 

(sup.)derfesteste,dichteste,sehrdicht(WbRV.897)
(a.)gesamt,vereint,allgemein(HHand.118)

Theproblemofthetraditionalreconstructionistwofold.First,theitems
 i.bagau-
 RV.bahv-




(c.)multitude,thepeople,assembly,etc.(CHDP:88f.)
(a.)viel,reichlich,zahlreich(WbRV.902,bahve[D])

implyPIE*ofortherootwithoutnasal.Secondly,thecomparativeofGr.4I-
 Gr.|EEK@ 

(comp.a.)dicker(GEW2:484,|EEB@4[sgA])

lacksinitialaspiration,provingthatGr.-isnotidenticalwithRV.bh-(theconverse
of Grassmanns Law). This which leaves PIE *peahh as the sole reconstructive
possibilityforGreek,thereforestandinginschwebeablautrelationto
 Neogr.*bhohou-

R

i.bagau-=RV.bahv-.

5.SanskritandGreekpreserveahandfulofformswithtwosuccessiveaspirates,and
thusaretrueexceptionstoGrassmannsLaw.762Theseremnantscanbeunderstood
as a direct confirmation of the original existence of two-aspirated roots, illustrated
hereby:
Neogr.*steigh-(P.1017-1018)
 Gr.EFI-

 OInd.atigh-
 Gr.EF8IK 

(f.)Glied(er),Reihe(n)(GEW2:783,EF<ID,EF<I}D)
(vb.)berschreiten(EWA2:761,atigham[inf.])
(vb.)marschieren,steigen,ziehen(GEW2:783)

Withthisdata,GreekandSanskritaretheonlylanguagespreservingthedistinction
between Neogr. *t and *th after *s. Furthermore, both can be seen to have been
affected by Grassmanns Law (i.e. the traditional reconstruction is ambiguous). In
addition to Neogr. *steigh-, also Neogr. *stheigh- is possible. The latter is actually
confirmedbytheinitialaspirateofthestem:
 OInd.atihgh-

(vb.)berschreiten(Hiersche1964:46).

Thisform(andthosesimilartoit)withtwosuccessiveaspiratesapparentlydatesback
to a form of language preceding Grassmanns Law (or to a dialect that avoided it)
withoutchallengingthelawasawhole.


762

Thus,forinstance,Gr.;GH>DblindcontainsPGr.*ThTh.Forthisandsomeotherexamplesin
Greek,seeMayrhofer(1986:115),includingliterature.

412

6. For the incompability of the glottalic hypothesis and Grassmanns Law, see the
discussionandliteraturepresentedbyCollinge(1985:263-4).


4 .6.5 BartholomaesLawanditsgeneralization
0.TheinternalanalysisoftheparticipletypeOInd.labdha-wasunderstoodalready
by the Sanskrit grammarians, but Bartholomaes demonstration of a similar
developmentinG
th
-AvestangavethesoundchangethestatusofanIndo-Iranian
sound law.763 Though the sound law itself is flawless, Millers remarks claiming a
connectionbetweenBartholomaesLawandMeilletsrootconstraintdeservecloser
attention. With a careful analysis of both, it is possible to formulate a generalized
versionofBartholomaesLaw(II)thatappliestoallcognatessimultaneously.
1.AccordingtoBartholomaesLawofaspiratesinSanskritandinG
tha-Avestan,764
[...] wenn in der wortbildung oder flexion ein tnender aspirirter mit einem tonlosen
geruschlaut zusammentrifft, so wird letzterer tnend und unternimmt des ersten
aspiration.

IntermsofattemptstogeneralizethedevelopmentofBartholomaesLaw(formally
DYTODYDODDY)765fortherestoftheIndo-Europeanlanguages,itsufficesto
quote Szemernyi (1996:102), who still correctly writes, There are no convincing
examplesoutsideAryan.766
2.ThemostnoteworthyissuesrelatedtoBartholomaesLawarelistedbelow.767
(a) As correctly mentioned by Bartholomae, the sound change underlying the law
(DYT)consistsoftwoparts:
1.Thecontamination(orprogressiveassimilation)ofvoicefromDYTtoDYD.
2.TheprogressivetransferofaspirationfromDYDtoDDY.768
(b)Thetransferoflaryngealalsotookplaceinvoicelessaspirates(fromThTtoTTh
inSanskrit),butnotinIranianduetofricativization.
(c) By accounting for the lost unaccented PIE *a, the full development of
BartholomaesLawcanbewrittenasfollows:

763

Forexample,Grassmann(1863:119)contrastedSanskritwithGreek:skt.lab-dhsauslabh+ta-s,
griech.6C4F-Daus6C4H+FB-D[...].

764

Forthelaw,seeBartholomae(1882,1883:48,124,1885:206)andCollinge1985:7.

765

SeeMiller(1977a:365):WhenBartholomaepublishedhisfamousarticlein1885,Indo-European
scholarsimmediatelysetouttofindmoreexamplesfromotherIElanguages,amongthemGermanic
(cf.Brugmann1897:1.625).
766
 For various attempts to generalize Bartholomaes Law (e.g. Bennett 1966), see Collinge (1985:711).
767

 Thus, against Ejerheds (1981:146) suggestion, Bartholomaes Law involves more than just a
movementof/h/.SeeCollinge(1985:9).

768

SeeCollinges(1985:264)interestinganalysis:[...]wecouldputtogethertheIndianphoneticians
analysisof/dh/etc.ashavingvoiceplusbreathandtheirconceptofabhinidh
na(non-releaseofprior
segmentsinclusters);forthen[ddh]isjusttheoutcomeweexpect(cf.Allen1953:34-35,71-72).

413

 ThaT TahT 
 DYaT DaYT 




ThT 
DYT 

ThT 
DYD 

TTh
DDY

3. Miller (1977a) interprets Bartholomaes Law as a special case of Meillets root
constraint. The correctness of this view can be seen in the context of a general
formulation of Bartholomaes Law for all cognates. Thus, if the starting point of
BartholomaesLaw(DYT)iswritteninarootconstraintform(DYT),thereare
twooutcomesintheIndo-Europeanlanguages:
(a) DYT  DYD. With the transfer of the aspirate ( DDY), this
reflects the classical formulation of Bartholomaes Law for Sanskrit and G
th
Avestan(e.g.inOInd.lubdha-(pt.)gierig,habschtig(KEWA3:107)).
(b) DYT  DT. With the loss of the voiced aspirate, this reflects the
typicaloutcomeofthestartingpointofBartholomaesLawintherestofthegroup
(TT)(e.g.Gr.>GF|-(pf.pt.)cF4C4,C@:(GEW2:146)).
Beingthus,thedevelopments(a)and(b)canbecombinedintoasingleformulation,
BartholomaesLawII,thatunitesallbranchesinasingledevelopment,asindicated
inthetablebelow:


 
PIE*DYTRDYT
 






DYD


DT 
 P 


P
DDY 
(Indo-European)TT

(RV.andgAv.) 

(Gr.,Lat.etc.)

(phaseI)

(phaseII)
(phaseIII)

Bartholomaes Law can be understood as the counterpart of the root constraint for
DYT,owingtotheidentityofthepatternsbeforethetransferoftheaspiration:
 PIE*DYT
 PIE*DYT




DYD 


DYD(DDY)


DT (rootconstraint)
DT (BartholomaesLaw)

4. In contrast to Millers valuable ideas, the glottalic theory is incompatible with
Bartholomaes Law (Collinge 1985:263-264). The assumed free variation of Neogr.
*Dh R *D(h) : D results in reconstructive chaos as the comparatively inferred
aspiration is left without any proper prototype (see Gamkrelidze and Ivanov 1995
passim).


4 .7 SummaryoftheDecem-Taihunisogloss
4.7.1 SummaryoftheseriesT:Th:D:DYinSystemPIE
0.Theabsenceofthesegmentallaryngeal PIE*intheNeogrammariansystemand
thefailureofitsphoneticinterpretation(R PIE*h/Y)inthelaryngealtheorydidnot
supportasolutioninanyofthehistoricaltheoriesoftheproblemofthefourplosive
seriesT:Th:D:DY.Withtheinterpretationofthecoversymbol PIE*R PIE*h/Y,

414

the origin of the series T : Th : D : DY can be inferred based on the comparative
method.
1. The Proto-Indo-European plosives *k  *p  *t occupied the velar, labial and
dentalplacesofarticulation. PIE*h,thevoicelessallophoneofthecoversymbol PIE
*,hadnoeffectonthevoiceoftheplosivesPIE*k*p*t.
2.Fromtheseries*kpt,theseriestenuesaspirataeThRNeogr.*khphthemerged
whenfollowedbydiphonemicPIE*ahandPIE*ha:
 PIE*kah*kha

PIE*pah*pha

PIE*tah*tha.

Though the series Neogr. Th is segmentally analyzable, it also has comparative
content since correspondences with Th are actually attested in the Indo-European
languages.
3. PIE *Y, the voiced allophone of the cover symbol PIE *, yielded the series
(unaspirated)mediaeDR PIE*gbdfrom PIE*kptintheenvironmentsindicated
in:
 PIE*Yg*gY

PIE*Yb*bY

PIE*Yd*dY.

Though the series D, appearing only in YD and DY, is strictly speaking also
secondary, the conditions for the alternation PIE *h : Y remain to be identified.
Accordingly,thetraditionalnotationPIE*gbdremainsmeaningful,notleastbecause
itistheoneattestedinIndo-European.
4.TheseriesmediaeaspirataeDYRNeogr.*ghbhdhemergedfromtheseries PIE
*kpt(andPIE*gbd)whenfollowedbydiphonemicPIE*aYYa:
 PIE*gaY*gYa 

PIE*baY*bYa

PIE*daY*dYa.

5. Taken together, the sole items required for the reconstruction of the
Neogrammarianfour-termplosivesystemT:Th:D:DYaretheunaspiratedseries
PIE *k p t and diphonemic PIE *a a with voiceless (PIE *h) and voiced (PIE *Y)
valuesofthelaryngeal,assummarizedbelow:





Neogr.*kpt 
Neogr.*khphth
Neogr.*gbd 
Neogr.*ghbhdh

PIE
PIE
PIE
PIE

*k 
*kah*kha
*Yk*kY
*kaY*kYa

*p 
*pah*pha
*Yp*pY
*paY*pYa

*t
*tah*tha
*Yt*tY
*taY*tYa

Ingeneral,therefore,theproblemofthefourseriesT:Th:D:DYcanbesimplified
totheemergenceofthevoicedPIE*YfromitsvoicelesscounterpartPIE*h.
Though the conditions of the alternation PIE *h : Y remain unknown, the
alternation is well documented. It is reflected in full variation T : Th : D : DY, for
instance,in:
(a)TheroothT(inPIE*meahsto-)
 Gr.?4EF- 
 ModPers.m
st-

(m.)Brustwarze(GEW2:183,?4EFD)
(sb.)saureMilch(P.694)

415

(b)TherootYD(inPIE*meaYzdo-)
 Gr.?4E7- 
 RV.mdya- 

(m.)Brustwarze(GEW2:183,?4E7D)
(pr4.)fettwerden(WbRV.1042,mdyantu[3pl])

(c)TheroothTh(inPIE*meahstah-)and/orYDY(inPIE*meaYzdaY-)
 Gr.?4E;-

(m.)Brustwarze(GEW2:183,?4E;D)769

Such variants are directly measurable, and it is possible that we will be capable of
identifyingtheconditionsforvoicingofthelaryngealinthefuture.
6.Finally,Iwouldliketonotethatthesegmentalanalysisofthefourseriesshould
not be understood as suggesting that the early concepts tenues, tenues aspiratae,
mediae and mediae aspiratae are erroneous or non-existent.The Indo-European
material requires four series as outcomes of the earlier proto-forms. Owing to this
comparativecontent,thefourserieswillcontinuetohaveakeyroleinthepostulation
ofcorrespondences.


4 .7.2 EvaluationoftheDecem-Taihuntheories
0. Regarding the evaluation of the theoretical approaches to the Decem-Taihun
isogloss,Iwouldliketomakethefollowingconcludingremarks.
1. Owing to the absence of the Old Anatolian laryngeal (i. ), as well as its
comparativeinterpretationas PIE*h/Y,theNeogrammarianslackedthepropertools
forsolvingtheproblemofthefourseriesT:Th:D:DY.
2.ThepromisingsegmentalstartofSaussure(OInd.th=*t+)wassidetrackedby
the multiplication of laryngeals E A O, which misdirected the study from the
propertiesofi.anditsreconstruction PIE*h:*Ytosecondarydeductions.After
i.wasinterpretedasasinglephoneme(A=h2),usuallyunderstoodasavoiceless
velarfricative,andthefeaturevoicewasassociatedbyKuryowiczwith O(= h3),it
wasnolongerpossibletoconceivethatthealternationsofvoicecouldbetracedback
toasingleitemPIE*h/Yappearinginetymologicallyconnectedwords.
3. In terms of the glottalic theory, the problem does not lie in the sound laws, but
MurphysLaw,accordingtowhichEverythingthatcangowrong,willgowrong.By
projecting an isomorphic alternative of an inconsistent theory, another inconsistent
theory was produced. From a broader perspective, the critics such as Back (1979),
whopointedoutthelossofcontactbetweenthetypologicalspeculationsandthedata,
and Dunkel (1981), who demanded that typology should follow reconstruction, are
correct.Inaddition,theglottalictheoryisdisappointingforitslackofinsightintothe
real phenomena underlying Meillets root constraints, the Proto-Indo-European

769

Anotherexampleofthealternation,butexclusivelywithavoicedlaryngeal(PIE*Y)ispreservedin
*teYanYu- (OIr. tenge), *deYanYu- (Lat. dingua) and *dYaenYu- (Osc. fangua), all with the
identicalmeaningoftongue.

416

voiceandaspiration.Theoutcomeisreconstructivechaos,resultingfromthelossof
therelationbetweenthereconstructionandthedata.
4. In contrast, the root constraint theory of Meillet and Magnusson, further
developedbyMiller,leadstoacompletesolutionoftheDecem-Taihunisoglosswhen
strengthened with the segmental laryngeal PIE *h : *Y. The earlier conjectures
concerning the root constraint and Bartholomaes Law can be confirmed and
completeregularityinthedataensues.Accordingly,thisoptionwillbecomethebasis
ofcoherentIndo-Europeanreconstructiontheoriesinthefuture.


4 .8 Centum-Satemisoglossorthethreevelarseries
4.8.1 GeneralremarksontheCentum-Satemisogloss
0.ThreeplacesofarticulationforProto-Indo-Europeanvelarswereprovenbythe
Neogrammarians: the plain velars *k, etc. (Grundr2 1:569-586); the labiovelars *k,
etc.(Grundr21:586-622);andthepalatovelars*,etc.(Grundr21:542-569).770Inthe
20thcentury,progresswasmadeinthestudyofthevelarsystembyvariousresearchers
whoseachievementsarecombinedintoaunifiedtheoryinthischapter.
1. The reconstruction of the PIE velars begins with Schleicher, who postulated a
singleseries(forexample,seeMayrhofer2004:43)forallthreevariants.However,as
mentioned by Allen (1978:87), Schleicher (1866:162ff.) [...] attempted, and
inevitablyfailed,toformulate[Satemvs.Centum]rules[...],andthuswasforcedto
leavethedevelopmentofthereconstructiontotheNeogrammarians.
2. There is a general agreement that the comprehensive solution to the CentumSatem problem was finally presented by Bezzenberger in his article, Die
indogermanischen Gutturalreihen (1890:234-260).771 Tischler credits Bezzenberger
not only for the formulation of the theory but for an adequate preliminary
presentation of the material,772 establishing the three series (the plain velars, the
labiovelars and the palatovelars)773 and distinguishing between the Centum and
Satemlanguages.774

770

 The PIE velars are also referred to as gutturals, dorsalsand tectals (for terminology, see
Szemernyi1996:58).ThoughIfavortheunambiguoustermtectal,forreasonsofresearchhistoryit
feltmorenaturalheretousetheconventionallabiovelars(insteadoflabiotectalsandsoforth).

771

 See Allen (1978:89) and Tischler (1990:65-66), and note the contemporaneous contributions of
Wharton,Bugge,OsthoffandvonBradke.

772

 Tischler (1990:65) writes: Das Hauptverdienst kommt dabei zweifellos A. Bezzenberger zu, der
nichtnurdieTheorieformuliert,sondernauchdaseinschlgigeMaterialausfhrlichdiskutiert.
773

Bezzenberger(1890:244)writes:[...]esbestandenindergemeinsamengrundlageallersprachen
mitlabialisierungnebenderalten-reicheeineq-undeinek-reihe[...].Forhisownsummaryofthe
developments,seeBezzenberger(1890:259).

774

Bezzenberger(1890:260)continues:Indenarischensprachen,demLitu-Slavischen,Phrygischen,
Armenischen und Albanischen sind also die k- und die q-reihe, in den brigen indogermanischen
sprachendie-unddiek-reihezusammengefallen.

417

3. Bezzenbergers reconstruction was accepted by Brugmann, who postulated the
classicalsystemoftwelvevelarsinthesecondeditionofGrundriss(1897):
 

purevelars
labiovelars
palatovelars

T:

TA:

*k
*k
*





*kh 
*kh 
*h 

M:

MA:

*g
*
*





*gh 
*h 
*h 

4.ThesubsequentdevelopmentsofthevelarsintheIndo-Europeanlanguagesare
wellknown,anditsufficestoexemplifythesewiththevoicelessunaspiratedseries:
 CLu. OInd.
 

*k
k
k/c
*k ku
k/c
775
*
z  !

Av.

k/
k/
s

Li.

k
k
#

Arm.

k/
k/
s

i.

k
ku
k

Gr.

=
/F
=

Go.

h
hw
h

OIr.

c
c
c

Lat.

c
qu
c

The entire body of Indo-European material results from this array of protophonemeswithtwosetsofsoundlaws(calledthefirstandsecondpalatalization).776
5. The law of palatals (das Palatalgesetz)777 or the second palatalization was
floating in the air, thanks to conditions created by the reinvigorated study of the
Proto-Indo-EuropeanvowelsysteminitiatedbytheNeogrammarians.778Accordingto
thislaw,theplainvelarsandlabiovelarsNeogr.*k,*k,etc.becameaffricates(RV.c,
gAv. , etc.) before front vowels Neogr. *e, , etc. in languages belonging to its
domain. The discovery would constitute a key part of the wider shift from the
Paleogrammarian Sanskrito-centric paradigm to the Neogrammarian one.
Historically, a number of authors (including Thomsen, Verner, Schmidt, Tegner,
Saussure,andCollitz)claimedtheauthorshipofthelaw.779Formysake,Iagreewith
thecontemporarytestimonyofVerner(apudCollinge1985:135),accordingtowhom
thelawwasanoverripefruit.Accordingly,thequestionofPriorittsrechtneedsnot
concernushere.780
6.Thefewirregularitiesofthesecondpalatalizationcanbesplitintotwocategories:
thoselackingtheexpectedpalatalizationandthosewithanunexpectedone.Bothare
brieflysketchedbelow.

775

TheaffricateCLu.zcorrespondstoHLu.sinLuwian.

776

InTocharian,alreadyrecognizedasaCentumlanguagebyPedersen(1931:318),thefourseriesand
three rows collided together. The sole outcome, PToch. *k, was subsequently preserved unless
followedbyapalatal.

777

Onthelawofpalatals,seeSzemernyi(1967:68fn1).

778

 Already Benfey (1837:911) had preferred the Greek vowel system as more original. Certainly,
Amelungs(1871)claimthat/e/and/a/hadmergedinSkt.acouldnothavebeenwithoutimpactfor
thegenesisofthelaw.
779

 On the disputed authorship and the second palatalization, see Szemernyi (1967:68, 1996:38n2)
andCollingewithdetaileddiscussion(1985:133-142).
780

ForaninfluentialcontemporaryaccountofPalatalgesetz,seeOsthoff1886.

418

(a) Contrary to expectations, PIIr. *ki, *gi, *ghi have been preserved in some
examples.
1.Someapparentexceptionscanberegularlytreatedwith PIE*(=Neogr.*T)
colliding with PIE *i in Indo-Iranian, except for being neutral in the second
palatalization.See,forexample,OInd.kia-=Lat.callo-fromPIE*khlno-.
2.Inanotherclassofcounterexamples, PIE*a,a+ PIE*ihasneutralizedthe
palatalinSanskrit,butnotinAvestan:
 PIE*Kai,KaiOOInd.ki,Av.i.
In both cases, the exceptions are regular and simultaneously provide an additional
criterionforthereconstructionofPIE*aandPIE*a.
(b) An unexpected palatalization (OInd. c, etc.) occasionally appears in a nonpalatalizingenvironmentinSanskrit.SomeexamplesofthisareOInd.c%r-feiner
Staub, Mehl and OInd. y
c
- (f.) Bitte with the apparent outcome of second
palatalizationbeforeanon-frontphoneme.Tomyknowledge,noexplanationexists
intheframeworkofestablishedsoundlaws.
7. The first palatalization of the palatovelars Neogr. * h  h was clarified by
BezzenbergerandvonBradke(1890:63f.,107f.),781withthelattercoiningtheterms
CentumandSatem(forasummaryofdevelopments,seeGrundr21:542).According
toBrugmann(Grundr21:543),theisoglossconsistsofthefactthat:
[]schoninuridg.ZeitzweiAussprachweisender-Lautenebeneinanderstanden,dass
dieseineinemTeiledesuridg.SprachgebietesalsreineVerschlusslaute,ineinemandern
alsSpirantenoderalsAffricataegesprochenwurden.

8.DirectsupportfortheexistenceofthreevelarseriesinProto-Indo-Europeanhas
beenpointedoutonthebasisofAlbanian,ArmenianandAnatolian.
(a)AccordingtoPedersen,thethreevelarserieshavesurvivedbeforefrontvowelsin
Albanian.782Pedersenssproof,toquoteAllen(1978:91),consistsofaruleaccording
towhich:
[]inAlbaniangenerally(asinthesatemlanguages)*kandkwmergeask,and*>th
[]:butbeforeafrontvowel*kwisapparentlypalatalizedtogiveafricatives,whereas*k
hereretainsaplosiveoraffricatevalueasq[c()].

Pedersenssuggestion(seeTischler1990:73)wasacceptedbyBrugmann(1904:157f.)
andcontinuestobesupportedbyOrel(2000:66),thussuggestingthatthelabiovelars
didnotcompletelymergewithplainvelarsinAlbanian,andtherebyalsopointingto
threeoriginalserieswithintheSatemgroup.
(b)Pisani(1950:165-193)suggeststhatthreeserieshavebeenpreservedinArmenian
in Arm. sirt (Li. #ird-): Arm. kerem (Gr. =8CK), and Arm. ork vier.783 The

781

OnvonBradkesCentum-Satemisogloss,seeSzemernyi(1996:59).

782

Pedersen(1900:306)writes:Besondershervorzuhebenistaber,dassdasAlbanesischedieeinzige
indogermanischespracheist,welchealledreigutturalreihenauseinanderhlt.
783

ForawidersetofArmenianexamples,seeTischler(1990:77-78).

419

correctness of Pisanis conjecture can be proven, because especially in the series
mediaeaspirataethereisnootherchoicebuttoreconstructArm.gjWNNeogr.*gh
hh.
(c)Mostimportantly,however,thethreeseriesarenowsynchronicallypreservedin
Anatolian,especiallyinLuwian(bothCuneiformandHieroglyphic)withoppositions
k:ku:z,butalsoinLycian(bothAandB),andpossiblyinLydianaswell.
9.SeveralresearchershaveclaimedtheexistenceofSatemlanguagesinAnatolian:
Thus, already according to Meriggi (1936:257f.) and Bonfante & Gelb (1944:169ff.)
Lycian and Hieroglyphic Luvian are Satem languages.784 These views, recently
rigorously defended by Melchert (1989) and Tischler (1990), are based on reliable
comparativeevidence,includingseveralwell-knownIndo-Europeanroots:
(a)HLu.suani-dog(seeMelchert1989:201-andTischler1990:83)iscomparedwith
root P. 632-3, including an identical *i-extension in OPr. suni- (m.)Hund (APrS.
441).
(b)HLu.surni-horn(seeMelchert1989:201-2andTischler1990:83-4)isidentical
with ORun. horna- (n.) horn, Go. haurnja- (vb.) blow a horn (GoEtD. 180) and
relatedforms,allwiththepalatovelar(P.574-577).
(c)CLu.azua-Pferde,HLu.asua-horseandLyc.esbeid.(seeMelchert1989:201202andTischler1990:83-4)belongtoLat.equo-horse,RV.!va-id.,etc.,oneof
thebest-knownpalatovelarrootsinexistence(P.301-2).
(d) CLu. zarpi- ein bel das den Menschen befllt,i. karpi-Groll, Wut, Zorn
(Tischler1990:88).ThoughnocognatesoutsideOldAnatolianhavebeenidentified,
Tischlerscomparison(HEG1:515f.)isacceptablebothformallyandsemantically.
(e) CLu. zarza liver or heart (?). Depending on the translation, we may compare
either i. karat- innards (Melchert 1989:196-7), HLu. zarzaheart, or both
(Tischler HEG 1:499f., HHand. 73). Thus, at least the Hieroglyphic Luwian form
matcheswithIndo-Iranian*i-stemin:
 RV.hrdi- 
 RV.hdi!p!-
 HLu.zarza- 

(n.)Herz,Eingeweide,Bauch(WbRV.1661,hrdi)
(a.)dasHerzberhrend,erfreuend(WbRV.1679)
(n.)heart(CHLu.10.20.11,za+ra/i-za)

(f)CLu.zia-lie,beplaced(Melchert1989:195-6)andLyc.siyei(Tischler1990:85,
87)correspondwiththewell-knownrootP.539f.,including:
 Pal.kei-
 i.kei-
 LAv.say-





(vb.)liegen(DPal.59,ki-i-ta-ar[3sg])
(vb.)liegen,gelegtsein(HEG1:568-9,ki-it-ta-ri[3sg])
(aoM.)(da)liegen(AIWb.1571,sate[3sg])

(g) The figura etymologica HLu. uazana uazihana [1pl] request a request (see
Melchert1989:198andTischler1990:87)belongstotherootP.1135*e-
 i.uek-

(vb1.)wnschen,erbitten,verlangen(HHand.200)


784

OntheresearchhistoryofSatemelementsinAnatolian,seeGusmani(1969:281ff.)andMelchert
1989.

420

 RV.v!-
 Gr.8=@F-




(pr2.)wnschen,verlangen,wollen(WbRV.1226-7)
(ao.pt.)freiwillig(GEW1:479,Locr.8=@[sgN])

(h)HLu.uaza-(vb.)carry,drive,transport(bychariot)(CHLu.2.11.7, PES2(-)wa/iza-ha[1sg])cancomparedtotheroot*ueh-(P.1118-20),includingtheitems:
 Pamph.}IB-
 RV.vha-


(vb1.)hintragen,darbringen(GEW2:604)
(prA.)fahren,herbeifahren,bringen(WbRV.1240)

(i) i. karauar Horn= CLu. zarwani id. is compared by Tischler (1990:84,88) to
theitemsbelongingtotherootPIE*rou-Horn






LAv.srav-

(sb.)Horn(AIWb.1647,srav[plA])
Gr.7=CB()B-
(a.)forked,cloven(LSJ.430)
TochA.kro!e
(sb.)apis(Poucha92)
TochA.krorr-
(sb.)lunaefalx(Poucha93,krorr)
OGaul.sucrraripin-(PN.)goodhorn(?)(ACSS.2:1654)

(j)Lyc.stahundert(forthemeaning,seeTischler1990:85)isconnectedto:






LAv.Zrisant-
Lat.cento- 
TochB.kante-
Gr.FC<|=B@F4-
Gr.m=4@F<- 

(f.)dreissig(AIWb.810,Zris sa[sgN])
(n.sg.)hundert(WH1:200-1,centum[sgNA])
(num.)centum(MA.405,DTochB.139) 
(num.)dreissig(LSJ.1815,Schwyzer,GrGr.1:592)
(num.)20(Schwyzer,GrGr.1:591,m=4@F<@)

(k)Lyc.sidiEhemann:CLu.ziti-MannwithLyc.s=CLu.zcanimply PIE*ina
formationbelongingtotherootP.*ei-liegen(seeTischler1990:85fn91),thoughin
theabsenceofadirectparallelthesemanticsremainsuncertain.
(l)CLu.za-(dem.pr.):HLu.za-:i.ka-thisandCLu.zi-(dem.pr.):HLu.zi-:i.
ki-this(Tischler1990:87)arerelatedtotheIndo-Europeandemonstratives,suchas
Li.#-dieser(P.609-10)and/orLat.ho-dieser,etc.
10.EvidencefortheAnatolianSatemlanguagesisgainingmoresubstantiationwith
the progress of comparison, and I would like to contribute to the effort with some
additionalcomparisons:
(a)CLu.zar#ia-Geleitbrief,alreadycomparedtoi.kar#i-gut,richtig,zutreffend
byTischler(1990:88),canbefurthercomparedto:
 TochA.krs- 
 TochA.!rs- 
 TochB.karsa- 

(prA.)scire(Poucha70,krsic[optA])
(pretA.)scire(Poucha70,!rs
)
(prA.)=Skt.
j
tum(DTochB.166,karsatsi[inf.])

(b)HLu.a#aza-speak(cf.Melchert1989:198-9,Tischler1990:87)785revealsavoiced
and aspirated palatovelar Neogr. *seh-, *soh-, based on Germanic and Iranian
cognates(cf.P.897f.):

785

CLu.a-a-a#-#a-Mundbelongswithi.aie#-(n.)Mund(Obl.i#-).BothrootshadanoriginalPIE
*i(cf.Lat.peQier
-),whichisthereforetobedistinguishedfromHLu.a#aza-(vb.)sprechen.

421







Fr.siga-

HLu.a#aza- 
OIcl.saga- 
OPers.haz
na-
OIcl.segja- 

(vb.)sagen,mitteilen(ANEtWb.459)
(vb.)speak(Melchert1989:198-9,Tischler1990:87)
(f.)Erzhlung,Bericht,Saga(ANEtWb.459)
(sb.)tongue(OldP.214-5,haz
nam[sgA])
(vb.)sagen,mitteilen(ANEtWb.467,segjan[inf.])

(c) HLu. za#ali- (a.) angry (see Melchert 1989:199, HLu. IRA(-)za-sa-li-s) can be
comparedtoaSlavonicformationwithoutetymology:
 OCS.u(as&- 
 OCS.u(asa- 
 OCS.pr(asa-

(m.)Furcht,Schrecken(Sadnik1155)
(vb.)erschrecken,verwirren(Sadnik1155)
(vb.)bestrztmachen,erschrecken(Sadnik1155)

Both formations have a regular derivation: OCS. (as&- N PSlav. *zjaso- N Neogr.
*hso-,andHLu.za#ali-NNeogr.*hsli-.786
(d)CLu.zaria-(a.)strmisch(HEG1:509,za-ar-ri-ia-an-zaDME"-an-za[plA])has
been compared to i. garit- floodalready by Tischler (HEG K:281; see also
Melchert1989:190).AfurtherconnectionwiththeBalto-Slavonicformation






Li.(era-
OCS.jezer&-
Li.(era-
Rus.zero
OPr.asara-







(m.)See(LiEtWb.125)
(m.)See(LiEtWb.125)
(m.)See(LiEtWb.125)
(n.)See(APrS.304)
(n.)See(APrS.304,assaran)

ispossible,becauseaprotheticprefixPIE*e*ocanbepostulatedfortheitems.
11.Melchert(1989:204)summarizesthesituationofOldAnatolianreflexesofvelars
asfollows:
It is obvious that by the strict tenets of the comparative method Luvian requires
reconstructingthreesetsofvelars[=k:ku:z]forPIE,supportingevidencefromAlbanian
andArmenian[...].

MelchertsviewissupportedbyMayrhoferandothers,787andastheresultscoincide
withtheclassical(Neogrammarian)theory,788thisisthemostsuitablestartingpoint
inexplainingthefacts(seeTischler).789
12.Despitetheactualexistenceofthreevelarseries,doubtshavebeencastonevery
oneofthetrioNeogr.*kk,790andtherespectiveeliminationsattemptedthrough

786
 For OCS. ( from PSlav. *zj, cf. OCS. (uplu- (m.) Schwefel and OCS. (upel& id. and their
respective*e/o-gradesOCS.zjupl&id.andOCS.zupel&id.(Sadnik1179),etc.
787

SeeMayrhofer(1989[Lg.65]:138):IwouldpreferthishypothesisofthreereflexesfromthreePIE
dorsals(seeMayrhofer1986:105f.,andthereferencesthere.)ThustherejectionofSatemforms(1st
palatalization)inAnatolian(seeSzemernyi1996:148)cannotbesustained.
788

Fortheclassicalmodelanditswidesupport,seeTischler(1990:67-69&fn24-25).

789

 Tischler (1990:93): Das klassischeVerschlulautmodell mit seinem Ansatz von drei


grundsprachlichen Gutturalreihen Velare, Palatale und Labiovelare  ist am besten zur Erklrung
derbelegtenFaktengeeignet.
790

Thus,forexample,Hirt(1906:388)deniesthethreeseriesinAlbanian.

422

allpossibledistributions(PIE*kk, PIE*k,and PIE*,k).791Iofferabriefsurvey


ofeachattemptinconnectionwiththerespectivevelar,thoughIreadilyagreewith
Cavoto(2001:50-51):
[] we should be clear that nobody has been able to devise a system, based on two
phonemic realization of each series, complete with rules determining the phonetic
realizationofeachseriesineverycontext,thatwouldaccountforallthedata.

13.EversinceLarochespreliminaryremarks(1954:123&1963:77ff.),apossibleloss
ofvelarsinLuwianhasoccasionallybeenmentioned.792Todaytheimprovedlevelof
thematerialallowsustosettlethematteronceandforall,astheallegedlostvelars
can be compared to Indo-European forms also lacking velars. A brief survey of the
allegedlossofvelarsincludes:
(a)CLu.i#ari-Hand(DLL.52-3,Lyc.izreHand,BLyk1:71)hasbeencomparedto
i. ge#ar- ((UZU)c.) Hand (HEG 1:558f., HHand. 78, 80, ki-e#-#ar [N]). The
etymologyhastobeabandoned,becauseLyc.zdoesnotpermit PIE*s,whichinturn
is certain in i. ge#ar (cf. Gr. I8C Hand, etc., P. 447).793 Furthermore, PIE *i- is
possible for Lycian and Luwian, which we may compare to OIcl. ija- do = HLu.
izia-do,makewithintheframeworkoftheestablishedsoundlaws.
(b) CLu. imara#i- (a.) of field (DLL 52-53)has been compared with i. gimara-
openfield(Li.(m,P.414-6).However,thisdoesnotprovealossofvelarbecause
Luwian may be compared withLat. mo- (sup.) der unterste (WH 1:685-6), Lat.
mitus(adv.)ausdemGrunde,whichalsoiswithoutvelar.794
(c)CLu.paraia-(a.)high(DLL.78,pr-ra-ia-an-za[plA])hasbeencomparedtoi.
parga- (a.)high, lofty, tall, elevated. A loss of velar in Luwian remains unproven,
becauseitisalsoabsentintheCeltic*i-extension,similartoLuwian:
 OGaul.5C<4- 
 OGaul.sadobria-

(f.)Berg(ACSS.1:530)
(f.)cf.sodo-brig
(ACSS.2:1283,sadobria[sgN])

Thus,arootwithalternativeextensionsisattestedinsteadofasingleitem.
(d) CLu. deiami- earth (DLL 97, ti-ia-am-mi-i# [sgN]) has been compared to i.
degan (HEG 3:292-300). However, we may connect Luwian with Alb. dhe- (m.f.n.)
earth,land(AlbEtD.80),wherethelossofvelarisimpossible:
 PIE*daYoio- 
 PIE*daYeiomi-

O
O

Alb.dhe-(m.f.n.)earth,land
CLu.deiami-(c.)earth


791

TheerroneousmotivationfortheeliminationissummarizedbyAllen(1978:91):Theabsenceof
more than two reflexes in any one languages is expressly cited as one objection to the triadic
reconstructionbyBurrow(1955:75)andKuryowicz(1956:356;1973:64).

792

Forasummarydiscussionandthesuggestedrestrictionofthelossallegedlyapplyingtothevoiced
velarsPIE*g(h)*(h),seeMelchert(1989:184-187).

793

Cf.Lyc.z=i.zinLyc.hrzzi-upper:i.#arazia-idfromPIE*da-or*da-.

794

NotealsothatinLi.lydma-(m.)Rodeland(LiEtWb.364),Li.lyd-Rodeappearswithasuffix
Li.ma-Land.

423

(e) CLu. maia- (a.) gro, viel, zahlreich (HEG 2:92, ma-ia-a# [sgN]) has been
compared with i. megi- gross (cf. RV. mahi-). This conclusion is not obligatory,
becauseaparallelextensionappearsinRV.nabhasmya-(a.)wasserreich(WbRV.
709). This is compatible with the fact that the shortest form of the root has no
extensionatall:
PIEmo-viel;wachsen

 HLu.ma-
 i.ma-




(a.)viel(HEG2:181,ma-pa-wa/iundviel)
(vb2A.)wachsen,gedeihen,reifen(HEG2:91,166)

(f)i.egu-agu-trinken(Lat.brio-trunken,Gr.@~HK)hasbeencomparedwith
CLu.u-trinken.795ThisisuncertainduetothepossibleconnectionofLuwianand
theformationillustratedhere:
 i.uet-
 i.uatar-
 Pal.uatan-





(.)Wasser(HHand.203,uiti[L])
(n.)Wasser(HHand.199)
(n.)Wasser(DPal.79,ua-at-ta-na[sgDL])

(g) Finally, against the assumption of the loss of velars in Luwian, one should note
that the velars are preserved in Luwian. Accordingly, the loss would violate the
principleoftheregularityofsoundchange.796


4 .8.2 TheplainvelarsNeogr.*kkhggh
0. The plain velar series (Neogr. *k kh g gh, Grundr2 1:569-586) has already been
discussedinconnectionwithotherplosives.Theseriesisanalyzablelikedentalsand
labials,andafewremarksconcerningtheseriesasasystemwillbemadebelow.
1.Neogr.*kisattestedinexamplessuchas:
(a)PIE*kehak-,*kohak-verhhnen(P.634*k
k-)
 OHG.huoh-
 Gr.=:=|7- 
 Gr.=:=|9K 

(vb.)Spott,Hohn(GEW1:837)
(a.)schmchtend,hhnend(GEW1:837)
(vb.)verhhnen,schmhen(GEW1:837)

(b)PIE*keahl-,*koahl-call(P.548-550)
 Lat.cal
-

 OInd.kala- 
 Aiol.=|>:- 

(pr1.)aus-,zusammenrufen(WH1:141)
(vb.)tosound,tocount(MonWil.260)
(pr.)(herbei)rufen,nennen(P.548-550)

(c)PIE*keahn-,*koahn-schlagen,tten,graben,usw.(P.559+634)
 OPers.nikan-

(ao.)destroy,obliterate(OldP.178,nikantu[3sg])


795

 Note that Tischler provides an ambiguous stem CLu. uti- (sb.) Trankor (vb.) trinken (HHand.
189,uti#[sgN]or[2pers]).

796
Cf.HLu.uaza-:Lat.Ueh,etc.SeealsoMelchert(1989:186):[...]theconditioningforvelarlossin
Luvianisnotyetentirelyclear[...].

424







LAv.kana- 
Gr.=4@B-


Gr.=4@K
Gr.=}=B@- 
LAv.vk
naya-

(pr.)(ein,ver)graben(AIWb.437-8,kanTnti[3pl.])
(ao.)tten(GEW1:755,=4@8@)
(pr.)tten(GEW1:755)
(pf.)tten(GEW1:755,=}=B@4)
(cs.)zerstren,abtragen(AIWb.437-8,vk
nay
t)

2.Neogr.*kh(forBrugmannsexamples,see,Grundr21:571)isattestedin:
(a)PIE*khaek(h)-,khoak(h)lachen(P.634)





OInd.cak
kh-
Lat.cachinn
-
Gr.=4I|9K 
Arm.xaxan- 

(pf.)lachen(KEWA1:136,cak
kha)
(vb1.)hellauflauchen(WH1:126,cachinn)
(vb.)lautlauchen(GEW1:804)
(sb.)lautesGelchter(ArmGr.1:455,xaxank[pl])

(b)PIE*kahel-,*kahol-[notattested/identified,seebelow]
(c)PIE*kahen-,*kahon-graben(P.634fn&554*ken-)
 RV.khna- 
 LAv.x nya- 
 RV.khanitr- 

(pr.)graben(KEWA1:301,WbRV.372,khn
mi)
(a.)fontanus(AIWb.532)
(m.)derGrber(derPflanzenausgrbt)(WbRV.372)

3.Neogr.*g(forBrugmannsexamples,seeGrundr21:571)isattestedin:
(a)PIE*geaYl-,*goaYl-stimme,usw.(P.350-351[2.gal-])







OIr.gol-

OCS.glagola- 
RV.grgara- 
Lat.gallo-

MidIr.gall- 
OIcl.kall-


(m.)weeping,wailing(DIL.367)
(vb.)reden,sprechen(Sadnik217)
(m.)Laute,Harfe(WbRV.387)
(m.)Hahn(WH1:580)
(m.)Hahn,Schwan(DIL.356)
(n.)Ruf,Name(ANEtWb.298)

(b)PIE*gehag-,*goYag-lachen(P.634)





OHG.chachazze-
Dh
tup.gggha-
ModHG.kicher-
OEng.ceahheta-

(vb.)lautlachen(ASaxD.147)
(vb.)lachen:laugh(KEWA1:313)
(vb.)kichern(Kluge1975:368)
(vb.)laughloud(ASaxD.147)

(c)PIE*geaYn-,*goaYn-destroy,etc.(P.)
 Gr.b@64@- 
 Gr.b@6~@4>B<

(vb.)Hes.b664@F4<)7<}H;4CF4<(LSJ.467)
(m.pl.)Hes.=uB6C|??4FB<(LSJ.467)

4.Neogr.*gh(forBrugmannsexamples,seeGrundr21:571)isattestedin:
(a)PIE*gYaeggYa-lachen(P.637)
 OInd.ghggha-
 Gr.=4=I|9K 

(vb.)lachen(KEWA1:355,ghagghati[3sg])
(pr.)lautlachen(GEW1:804)

(b)PIE*gaYel-*gaYol-(P.428f.ghel-,HEG1:465f.)
 OIcl.gala-

(pret.)schreien,singen(ANEtWb.153,gala[inf.])

425

 Syrac.=<I~>4-
 Gr.I8><7@ 
 i.gali#-


(f.)Drossel(GEW1:862)
(a.)Schwalbe(GEW2:1084)
(vb1.)rufen,schreien,anlocken(HHand.70)

(c)*gaYn.-nagen(P.436.ghen-)





OIcl.gnaga- 
OEng.gnaga- 
Gr.I@K

LAv.aiwi.6nixta-

(vb.)nagen(ANEtWb.177)
(vb.)gnaw,bite(ASaxD.482,gnagan)
(vb.)abnagen(GEW2:1106)
(pp.)angenagt,angefressen(AIWb.89)

5. Etymologically, the data of the rows (a), (b) and (c) of 1- 4 belong together,
formingthevariationT:Th:D:DYinamannerexpressedinthesummarytable:
(a)

 PIE*h:
 PIE*Y:
(b)

 PIE*h:
 PIE*Y:
(c)

 PIE*h:
 PIE*Y:

CeaC:




PIE*khaek(ha)-(P.634)

PIE*gehag-(P.634)

PIE*kehak-(P.634)

CeaC:

PIE*keahl-(P.548)

CaeC:

PIE*gYaeg(gYa)-(P.637)

CaeC:


PIE*geaYl-(P.350) 

[notattested(?)]
PIE*gaYel-(P.428f.)

PIE*kahen-(P.634)

CeaC:

PIE*keahn-(P.559)

CaeC:

PIE*geaYn-(P.,Gr.64@) PIE*gaY(e)n-(P.436)

6. The attempt to eliminate the plain velar series can be traced back to an early
distributionalideaofMeillet(1894a:278),accordingtowhom:
lexistence de k3 [= *k]nest suppose que pour expliquer la correspondance 45 [=
Satemk:Centumk].Silonrussitrendrecomptede45[Satemk:Centumk]pardes
loisdedtail,luniqueraisonquifaitposerk3[*k],svanouit.

Meillet (1937:93-94) referred to the (alleged) relative rarity of the series *k, and
claimedadistributionaccordingtowhichtheplainvelarseriesoccursmostlybefore
*a and *r and after *s, and at the end of root (particularly after *u, but not before
*l).797 If such distribution existed, Neogr. *k and * could be understood as
allophones of a single phoneme, and the PIE velar system would consist only of *
andk.798
7.Steensland(1973)attemptedtodemonstratestatisticallythatpurevelarsappear
in Meillets complementary distribution, but the reality is different. Actually Neogr.


797

OnMeilletssuggestionfor:k,see1894.SeealsoMeillet(1937:91-5),Tischler(1990:69),Miller
(1976:47),Allen(1978:96)andShields(1981:210).

798

 More recently, Kortlandt (1978:237) has claimed that a typological parallel for the system  k
(without k) appears in the Caucasus (Circassian, Ubykh) and on the Canadian Pacific Coast
(Kwakiutl,Heiltsuk).

426

* appears in a position where we would expect *k, were Meillets condition to be
true.Afewcounterexamplesinvolvingwell-attestedcorrespondencessufficehere:
(a)PIE*rahd-glauben(P.580)
 Lat.crdo- 
 RV.a!raddh-
 OIr.creti-


(pr.)vertrauen,usw.(WH1:286,crd[1sg])
(a.)unglubig(WbRV.139)
(vb.)glauben(LEIAC-228,cretim[1sg])

(b)PIE*ahd-fall(P.516)






OInd.!a!
d-
Lat.cecad-
Lat.cad
AV.!atsy-
OIr.casar







(pf.)ausfallen,abfallen(EWA2:607,!a!
da)
(pf.)fallen(WH1:127)
(pr3.)(ab-,aus-)fallen,sinken(WH1:128)
(fut.)abfallen,ausfallenwerden(EWA2:607)
(f.)Hagel,Blitz(LEIAC-46)

No real distribution is achieved through Meillets condition as result of which the
assumptionleadingtonumerousinconsistenciesisnothelpful.
8.Theexistenceofaprefix PIE*k(o)-(orseveralsuchitems)ispossible.Theusual
candidates,quotedherefromSzemernyi(1996:95-6),are:
(a)Theroot*kost-(P.616),includingOCS.kost(f.)Knochen,Bein(Sadnik368)
andLat.costa(f.)Rippe(WH1:281),canbecomparedwithi.a#tai-bone,etc.
withaprefixPIE*kohast-(cf.Lat.co-,OIr.co-,etc.).
(b)Theroot*koo-(P.517-8),includingOCS.koza-(f.)Ziege(Sadnik377),Alb.
kedh-kid(IE&IE501,keth,kedhi)andGo.hakul-(m.)Mantel(GoEtDi.173),has
beencomparedtoRV.aj-(m.)Ziegenbock(WbRV.19),Li.o(-(f.)Ziegenbock
(P.6-7)withtheprefixPIE*ko-.
(c) To these I would like to add a possible comparison of two otherwise isolated
forms:
 LAv.kamTrT7a-
 Gr.=?}>8;CB-


(n.)Kopf(AIWb.440)799
(n.pl.)Stubendecke,Balken(GEW1:879)800

4 .8.3 ThelabiovelarsNeogr.*k *k h**h


0.TheresearchsituationofthelabiovelarsNeogr.*k*kh**h(Grundr21:586622)801 is more complicated than that of the plain velars, owing to the segmental
natureoftheseries.Notonlyareaspirationandvoicesegmentallyanalyzable,butthe
labial constituent is as well. In essence, the segmental solution was proposed by
Reichelt;hispresentation,however,requiresslightcriticalimprovements.


799

 Though Bartholomaes explanation of the meaning of the prefix (AIWb. 440) is unconfirmed ,his
segmentation,LAv.kamTrT7a-iscertainlycorrect.
800

AccordingtoFrisk(GEW1:879):Diehnlichkeitmit?}>4;CB@(s.d.)kannkaumzflligsein.

801

SeealsoSzemernyi(1996:145)andMayrhofer(1986:108-9).

427

1.OriginallyBrugmannhadconsideredtheseriesKtobelabialized,asdescribed
byAllen(1978:88):
InthefirsteditionofBrugmannsGrundriss(1886)wefindabasicsystemoftwoseries,
symbolized as * etc. (Palatal) and *q etc. (velar) the symbols *k etc. being used only
wheretheattributioninaparticularcaseisdoubtful(262).Thedifferentdevelopmentsof
*q in the centum and satTm languages (e.g. Latin qu versus Sanskrit k) led Brugmann to
characterizetheseaslanguageswithandwithoutlabializationrespectively(307ff.).Hedid
not yet find it possible to determine whether the labialization was an original feature of
these sounds lost by the satTm languages, or was an innovation of the centum languages
(343).

After the appearance of Bezzenbergers article (1890) and other contemporary
contributions, Brugmann (Grundr2 1:586-622) revised his views and accepted the
labiovelarsNeogr.*kkhghasphonemesoftheproto-language.802
2.Neogr.*k(seeBrugmann,Grundr21:587-9)appearsinexampleslike:
(a)Neogr.*sek-folgen(Grundr21:587,P.896-7)
 Lat.sequ-

 RV.pr(...)sc-
 Gr.eB-


(pf.)(ver)folgen,begleiten,gehorchen(WH2:519)
(vb.)vorangehen(WbRV.1445,pr(...)skv
)
(prM.)folgen(GEW1:544,eB?4<[1sg])

(b)Neogr.*kin-poena(Grundr21:588,P.636-7)
 MidIr.cin- 
 gAv.kan
- 
 Gr.B<@~-


(m.)guilt,crime,paymentdue(LEIAC-101,cin)
(f.)Strafe,Vergeltung,Rache(AIWb.429)
(f.)Busse,Wergelt,Rache,Strafe(GEW2:573)

(c)Neogr.*ok-Auge(Grundr21:589,P.775-777)





Gr.r-
OPr.aki-
Gr.rJ<-
Gr.\JB-






(f.)theeye,face(LSJ1282,r4)
(f.)Auge(APrS.297,ackis[plN])
(f.)appearance(LSJ1282-3,rJ<D,rJ8KD)
(n.)face,etc.(LSJ299,\JB@)FCEKB@)

(d)Neogr.*kri-kaufen(Grundr21:589,P.648)






Gr.C4-

OIr.nicria- 
ORus.krnu- 
TochA.kuryr-
Bret.prena- 

(pr.)buy(GEW2:594-5,C4FB=LinB.qi-ri-a-to)
(pr.)acheter(LEIAC-229-230,nicria[conj.])
(vb.)kaufen(REW1:660,krnuti[inf.])
(sb.)Kauf,Handel:commercium(Poucha79)
(pr.)acheter,racheter(LEIAC-230,prena)

(e)Neogr.*ki-who,which,what(P.644f.,HEG1:611ff.)
 i.kui-
 CLu.kui-




(rel.pron.)wer,was,welche(r/s)(HHand.82,ku-i#)
(rel.pron.)wer,was;welche(r/s)(HHand.82)



 According to Brugmann (Grundr2 1:93), labiovelars were phonemes, not combinations of velars
followed by the labial semivowel: Anm. 4. k,  sind nich k, g mit nachgeschlagenem , sondern
Verschlusslaute, bei denen gleichzeitig mit der velaren Zungenthtigkeit eine den akustischen
EindruckmodificierendeLippenrundungstattfand.
802

428







Lat.qui-
Lyd.qi-
Osc.pi-
Gr.F- 
RV.ci-







(rel.pron.)wer,was,(WH2:410,quis,quid)
(rel.pron.)wer,was,(LydWb.185,qis,qys,qid)
(rel.pron.)who,which(WbOU.558-9,pis,pd)
(rel.pron.)wer,waswelcher(GEW2:903-4)
(rel.pron.)wer?(WbRV.444,cid)

3.Withalimitedamountofcomparisonsathisdisposal,Brugmann(Grundr21:587)
was unable to provide an acceptable example of the voiceless aspirated labiovelar
Neogr.*kh.803Thisgapcanbefilled,however,withcomparisonssuchas:
(a)*(h)oskhu-(P.783)
 LAv.asu-
 Gr.pEH-




(m.)Unterschenkel,Wade(AIWb.211)
(f.)Hfte,Lende(GEW2:439,pEHD[sgN])

(b)*kh-Auge:sehen(*okh,*kh;subP.775f.*ok-)
 

kh-

 Gr.pH;4>?-
 Gr.pH;4>?}K
 

(m.)Auge(GEW2:452,pH;4>?D[sgN])
(pr.)beugeln,anschielen(GEW2:452)

khahi-

 RV.nu(...)cakhi- (pf.)nachblicken(WbRV.375,cakhyathus)
 RV.(...)khya-
(vb.)anschauen(WbRV.375,(...)akhyat[3sg])
 

khahiah-

 RV.abhikhy-
 RV.abhikhyya
 Gr.=4F:H<|K

(f.)Lichtschein,gndigesAnblicken(WbRV.83)
(absol.)erblicken(WbRV.375)
(vb.)sichschmen(GEW1:801)

4. Neogr. * (Grundr2 1:587ff.) is the voiced counterpart of Neogr. *k in the
environmentsPIE*YandPIE*Y.SomeexamplesofNeogr.*are:
(a)PIE*eaYski-(Grundr21:590,P.465*
-em-)
 RV.gcha-
 Gr.5|E=B-
 Alb.ngah-





(prA.)kommen,gehen(WbRV.382,gchati)
(pr.)gehen(GEW1:208,5|E=8[2sg])
(pr.)run(AlbEtD.292)

(b)PIE*Yaen-*Yaon-salben,Butter(P.779,on-)
 RV.aj-

(pr.)fett,sssmachen(WbRV.24,ajnti[3pl])
 OHG.anco- 
(sb.)Butter(P.779,anco,ancho)
 Bret.amann- 
(.)Salbe(Stber1997:84,PCelt.*amban-)
 Corn.amenen-
(.)Salbe(Stber1997:84)
 Lat.unguen- 
(n.)Salbe(WH2:819)
 RV.jas- 
(n.)Salbe,Mischung(WbRV.25-6)
 OPr.ancta- 
(n.)Butter(APrS.300,anctan)

803

 Brugmanns only example, the Gr. EH|>>B?4< : OInd. skhalate (Arm. sxalem) mentioned with
hesitation,doesnotwork,becausetheGreekformismorelikelytobelongtoLat.fall.

429

Bret.a-=Corn.aimpliesPIE*Ya.
(c)PIE*eYar-*oYar-swallow;drink,eat(P.474-5,er-)





Li.gr-
RV.jagr-
Gr.5BC-
Lat.uor
-






(vb.)trinken(LiEtWb.148,grti)
(pf.)verschlingen(WbRV.399,jagra[3sg])
(a.)gefrig(GEW1:251,5BCD)
(vb1.)gierigessen,verschlingen(WH2:836,uor
re)

(d)PIE*aYn-Frau,Weib;Geburt(P.473,*en-)








Gr.6G@~-

OIcl.kuna

OIr.ban-

Boiot.54@|- 
OInd.pa
gan
-
Arm.kana- 
NeoPhryg.54@8=BD

(f.)Weib,Frau(GEW1:333-4,6G@~)
(f.)Frau(ANEtWb.334)
(f.)Frau(GOI291,ban[plG])
(f.)Frau(GEW1:333,54@|[sgN])
(f.)C@::meretrx(KEWA2:194,EWA2:69)
(sb.obl.)Ehefrau,Weib,Frau(ArmGr.1:460,kana)
(f.)Weib(P.473)

(e)PIE*guaYr-schwer,hart(P.476-477)






Go.kaurja- 
OInd.gariman-
RV.gur-

Gr.54C-

u
LAv.go ru.zaoZra-

(vb.)beschweren(GoEtD.217)
(m.)Schwere(EWA1:490)
(a.)schwer(drckend),heftig,hart(WbRV.403)
(a.)schwer(wiegend);vomTontief(GEW1:221-2)
(a.)desWeihgsseschwersind(AIWb.524)

5. The examples of Neogr. *h (see Brugmann, Grundr2 1:587-8), the voiced
aspirate,arerelativelyfewbutcredibleenough:
(a)Neogr.*her*horwarm(P.493-5)
 Gr.;8C?- 
 Arm.Werm

 Phryg.6}C?:- 

(a.)warm(GEW1:664)
(a.)warm(Grundr21:432)
(ON.)cf.above(Grundr21:586)

(b)Neogr.*hen-*hon-schlagen,tten(P.490-3)
 Gr.H@B-

 RV.ghan- 
 ORus.gon&- 

(m.)Totschlag,Mord(blut)(GEW2:1035,H@BD)
(m.)Zermalmer,Vernichter(WbRV.421)
(m.)Ackerstck(REW1:292)

(c)Neogr.*()alh-Erwerb,Lohn,Ernte(P.32-3,HEG1:176)





Gr.\>H~-

OPr.
lga-

i.algue#ar-
RV.sahasraargh-

(f.)Erwerb(GEW1:81,\>H~[sgN]
(f.)Lohn(APrS.298,
lgas[sgG])
(n.)Ernte,Erstlingsgabe(HHand.36,al-ku-e#-#ar)
(a.)tausendfachenWerthabend(WbRV.1504) 

(d)Neogr.*haid-hell:Himmel,usw.(P.488)
 Gr.H4<7C- 
 Li.gaidr-


(a.)hell,klar,heiter,frhlich,vergngt(GEW2:981)
(f.)Himmel,heiteresWetter(LiEtWb.128)

430

6. The attempts to eliminate the labiovelars can be traced back to Kuryowicz
(1935:1-26; 1956:356-366; 1973:66f.),804 according to whom the series *K came to
existastheresultofapartialfallingtogetherofvelarsandvelars+wwhenapalatal
vowelimmediatelyfollowedintheCentumlanguages.805Kuryowiczssolution,the
emergenceof*kafterthemergerof*and*k,hasremainedlesswidelyaccepted
(seeAllen1978:97)forthereasonneatlyexplainedbySzemernyi(1996:67):
TheinfinitiveofOCS(enV([P]IE*gwhen-)isg&nati,inwhich&canbeexplainedonlyasa
reflex of the labial element of the [P]IE labiovelar. These instances, few as they are, are
sufficienttorefutethethesisthatlabiovelarshadneverexistedinthesatemlanguages.

Furthermore,aspointedoutbySzemernyi(1996:61):
There can be no doubt that here the centum type represents the original articulation,
which in the satem languages lost the w-element as did Latin qu in the Romance
languages.806

7. The segmental analysis of the labiovelars as sequences of velars and labials
(Neogr. *k = *k+, etc.) was first championed by Reichelt (1922:81).807 The idea
hasfoundseveralsupporters,includingHirt(1927:228f.),Sturtevant(1951:38,55)and
Szemernyi(1964:401f.),accordingtowhomthesecondarynatureofthelabiovelars
isprovenbythealternationNeogr.*k:*ku.808Theoft-quotedexamplesinclude:
(a)PIE*kur-Handel(P.648,krei-)
 TochA.kuryr-
 Gr.C4-

 TochB.karyor-

(sb.)commercium:Handel,Kauf(Poucha79)
(pr.)buy(GEW2:594-5,C4FB)
(sb.)buying,businessnegotiation(DTochB.144)

(b)PIE*naYgu-naked(P.769)






OSwed.nakuer-
OEng.nacod- 
Go.naqa- 
Li.noga-

RV.nagn- 

(a.)naked(ReicheltIF40:41)
(a.)nudus:naked,bare(ASaxD.706)
(a.)nackt:6G?@D(GoEtD.263)
(3a.)nackt,bloss,kahlt(LiEtWb.511,nogas)
(a.)nackt(EWA2:5,WbRV.705)


804

 See, however, also Szemernyis (1996:145n1) view, according to which the elimination of
labiovelarsbeganwithJohannesSchmidt(1881[KZ25]:134).
805

Kuryowicz(1935:3)writes:[l]agensedeslabiovlairesdansleslanguescentumestsimplement
duelaconcidence,danscegroupedelangues,desvlairespuresaveclesgroupesvlaires+,sous
certainesconditions.Ilestfacilededfinircesconditions:caractrepalataldelavoyellesuivante.

806
FortheSatemlanguages,seealsoSzemernyi(1996:62):[...]thelabiovelars[...]generallylosethe
labialelementandthusfalltogetherwithplainvelars.
807

Inadditiontohisbasicanalysis,accordingtowhichlabiovelarsarosebyassimilationofpurevelars
tolabials,Reicheltusesmixedmethodologies,someofwhichsatisfyscientificstandards.

808

 Szemernyi (1996:145-6) writes: Although the labiovelars are to be posited for the IE period as
unitaryphonemes(see4.7.8.),theymusthavearisenfromthegroupskw,gw,ghw;thisisindicatedby
thefactthatbesideafullgradekweazerogradekuisoftenfound.Asimilarargumentwasalready
presented by Hirt (1927:231): [...] die Labiovelare haben in einer Reihe von Fllen deutlich eine
Schwundstufemitunebensich.

431

(c)PIE*guaYn-birth,woman(P.473)





Gr.6G@~-
OIcl.kuna-
OIr.ban-
Boiot.54@|-






(f.)Frau(GEW1:333-4,6G@~)
(f.)Frau(ANEtWb.334)
(f.)Frau(GOI291,ban[plG])
(f.)Frau(GEW1:333,54@|[sgN])

(d)PIE*guYm-gehen(P.464)






Go.qum-

OEng.cuma- 
Go.quman- 
TochA.kumn-
TochA.kumsa-

(m.)Ankunft(GoEtD.279,qums[sgN])
(vb.)come,go,happen(ASaxD.173)809
(pt.)come(GoEtD.276)
(prA.)venire:kommen(Poucha67,kumn)
(prA.)venire(Poucha67,kumsam)

(e)guaYt-Harz,Gummi,Lack,Kitt,usw.(P.480)





OEng.cudu- 
OEng.cwidu- 
OInd.jtu- 
MidIr.beithe- 

(n?.)cud,whatischewed(ASaxD.173)
(n.)cud,whatischewed,gummi(ASaxD.181)
(n.)Lack,Gummi(KEWA1:415)
(m.)bouleauoubuis?:buxus(LEIAB-28)

(f)gueYal-stechen,usw.(P.470-471[1.gel-])





OPr.gulseni- 
Li.gl-

OIr.atball- 
OEng.cwela- 

(m.)Schmerz(APrS.344,gulsennien[sgA])
(vb.)stechen,weihtun(LiEtWb.145,glti[inf.])
(vb.)mourir(LEIAB-12-13,atbaill[3sg])
(vb.)mori:die(ASaxD.177,cwelan[inf.])

(g)guaYl-water,drip(P.471-2)
 OInd.gala- 
 Gr.54>4@8- 
 OEng.collen-

(vb1.)drip,drop,etc.(MonWil.350,galati)
(m.)Bader(GEW1:212,54>4@8D)
(pt.)geschwollen(ASaxD.165)

(h)guaYsp-verflechten;Quast(P.480)
 RV.gupita- 
 Lat.uespec- 
 MidLG.quispel-

(a.)verflochten,verschlungen(WbRV.403)
(f.)dichtesGestruch(WH2:771)
(.)Quast,Wedel(P.480,quispel)

(i)guaYski-Bschel,Bund(P.386)
 OInd.guccha-
 Arm.ku-


(m.)Bschel,Bund(KEWA1:337)
(sb.)Handvoll(Persson,Beitr.316,336)

(j)guaYl-Hand,nehmen,fassen,ergreifen(P.397)
 Lat.uola-

 Gr.b@6G4>9K

(f.)diehohleHand(WH2:825)
(vb.)einhndigen(GEW1:330)


809

 Note the Germanic loss of labiovelar before a following the Germanic o/u (OIcl. koma, OEng.
cuman),exceptinGothic(Go.qum-,etc.).

432

 Arm.kalu-

(pr.)nehmen,fassen,ergreifen(GEW1:330)

(k)guaYd-sagen,sprechen(P.480-481)810
 OInd.ni()gada-
 Gr.b@6G|9K@

(pr.)hersagen,aussprechen(EWA1:460,nigadati)
(pt.)Hes.=\@F<HK@@(LSJ.468)

8. The PIE accent on the labial prevented the emergence of a labiovelar. Such
circumstancesareconfirmedfortheSatemlanguages,forexample,in:
 i.gun-
 Li.gny-




(vb.)schlagen,erschlagen,tten(HEG1:604-5)
(vb.)verscheuchen(LiEtWb.gnyti[inf.])

9. The preservation of PIE *u after velar (or the non-emergence of the labiovelar)
alsohappenedwhen PIE*a,aoccuredintheenvironmentK+u+a/a.Herethe
vowel PIE*a(ratherthanthelabial)wassyncoped,thuspreventingtheemergenceof
alabiovelar.ThepresenceofPIE*followingthelabialisprovenbyseveralexamples
withFortunatovsLawIIinIndo-Iranian:
(a)PIE*guaYld-jung(P.358,gel-t-,gel-d)811
 OEng.colt-
 OInd.gai-




(m.)pullus:JungesvonTieren(ASaxD.165)
(m.)jungerStier(KEWA1:316,Beitr.69)

(b)kual-Holz,Wald(P.545-7)
 

kuaYld-

 OEng.holt- 
 OIcl.holt-

 OHG.holz- 
 

(m.n.)holt,wood,grove,copse(ASaxD.551)
(n.)kleinerWald(ANEtWb.249)
(m.)nemus,silva,saltus,arbor,lignum(ASaxD.551)

kuahltah-

 OInd.kuha- 
 OInd.kuh
ru-

(m.)atree(KEWA1:221,223,Lex.kuhas[sgN])
(m.)atree(MonWil.289,Lex.kuh
rus[sgN])

(c)kuahl-Bach,Flu,Strom(P.546-7)
 RV.kuli-

 OHG.huliwa-

(f.)Bach,Flu,Strom(WbRV.330,KEWA1:224)
(f.)uligo,sordeslimiuelaquae(P.547-548)

Theunrealizedlabiovelar,implying PIE*kual-,issupportedbythedentalextension
PIE*kualto-withretroflexinSanskrit(FortunatovsLawII):

 OInd.kaa-

(vb.)torain(MonWil.243).

(d)kual-Tierjunge,jungerHund(P.550).Theunextendedroot

810

Pokorny(480)includestheSanskrititemundertheroot2.et-,notingAi.gadatisagt(fallsdurch
analog. Einfl aus *gatati). Owing to the Greek parallel and the regular treatment now available
throughPIE*Y,noanalogyisneeded.
811

 This root, skillfully postulated by Persson (Beitr. 69), is an alternative extension of Gr. \78>HD
(RV. grbha-, P. 473). The root-initial media points to PIE *Y, which is confirmed by Gr. 74>HB =
78>HB(schwebeablaut).

433

 Li.kl-

 Alb.klysh- 

(f.)Hndin(LiEtWb.208)
(m.)Tierjunges,bes.jungerHund(AlbEtD.176)

hasadentalextension*n-withanunrealizedlabiovelarandFortunatovsLawIIin:
PIE*kualn-(KEWA1:224)

 Gr.=>>4- 
 OInd.kuaka-

(f.)=E=>4AHndchen,jungerHund(GEW2:741)
(m.)ayounganimaljustborn(MonWil.289)

(e)kual-sonare(P.550).Therootinnormalgrade(PIE*e/o)isattestedin:
 TochA.kln- 
 OIcl.hvell- 
 TochB.kalne-

(prM.)(re)sonare(Poucha71)
(a.)lauttnend(ANEtWb.271,hvellr[sgN])
(pr.)resound(DTochB.171,kalne[3pl])

PIE*,impliedbyanunrealizedlabiovelarinTocharianandSanskrit,isaccompanied

byFortunatovsLawIIintherespectivezerograde:





TochB.kula- 
Dh
tup.kua-
Dh
tup.kuaya-
OInd.kuinda-

(sb.)bell(DTochB.185,kulantse)
(vbA.)tosound(MonWil.289,kuati[3sg])
(csA.)toconversewith,address,invite(MonWil.289)
(m.)sound(MonWil.289)

(f) kual- lame, crippled contains an unrealized labiovelar accompanied by
FortunatovsLawIIintwodentalextensions:
 

kualn-

 Br.kui-

 Gr.=G>>- 
 RV.k
ru- 
 


(a.)lameinthearm(Hirt1927:205,Br.kui-)
(a.)crippled,lameinhandorfoot(GEW2:47)
(a.)=ahastm:armlahm(WbRV.328)

kualt(h)-(KEWA1:225)

 OInd.koaya- 
 OInd.kuh
ra-
 Lat.culter


(cs.)todivide,breakasunder(MonWil.288)
(.)axe(Hirt1927:205)
(m.)knife:Messer(WH1:304,culter,cultris)

(g)kuahr-biegen(P.935).UnrealizedlabiovelarsappearwithFortunatovsLawII
indentalextensionsofSanskrit:






Gr.=GCF-
OInd.kua-
OInd.kuila-
OInd.ka-
Lat.curuo-







(a.)gewlbt,gerundet,bauchig,buckelig(GEW2:55)
(pr1.)becomecrooked,curved(MonWil.288,kuati)
(a.)bent,crooked,curved,round(MonWil.288)
(n.)acrookedsword,sabre,scimitar(MonWil.244)
(a.)gekrmmt,gewlbt(WH1:317)

Insuchpairs,thesimultaneouseffectofFortunatovsLawIIandthepreservationof
thelabial*ubeforeavelarconfirmPIE*aabymeansoftwofeatures.
10.Afurtherargumentforthecombinatorynatureofthelabiovelarsisbasedonthe
schwebeablautalternationKue/o:Ke/ou:

434

(a)PIE*sekou-:*sekuo-folgen(P.846)812.Thebasesareconfirmedbyalternation
 Lat.sec%-
 Lat.sequo-




(pf.)folgen(WH2:519,sec%tus[sgN]N*sekou-)
(pr.)folgen(WH2:519,sequor[1sg]N*sekuo-)

No irregular explanation like Pokornys analog. sol%tus fr lterer *sectos = Gr.
*hepts,lit.t.at-sektas.isthereforerequired.
(b) PIE*haku-(*hakeu-*hakou-)Auge.ThelabiovelarrootNeogr.*(h)ok-Auge
(P.775-777)iswellknown:





Gr.r-
Gr.\JB@
RV.nka-
Lat.aliqu






(f.)theeye,face(LSJ1282,r4NPIE*haoku-)
(n.)faceLSJ.299,FCEKB@NPIE*haekusio-)
(n.)Angesicht(WbRV.57,NPIE*haku-)
(adv.)inanderenHinsicht(WH1:29f.,PIE*hakuo-)

Thesegmentalcharacterofthelabiovelarisprovenbytheschwebeablautvariant
PIE*akeu-*akou-(cf.P.587keu-):







Do.b|=B()B-
Cypr.\=8K 
OCS.u-

gAv.Tvi#- 
OCS.ujstvo

(m.)witness(toatransaction)(LSJ.620)
(vb.)beobachten,usw.(LSJ.49,\=88<)F:C8)
(vb.)empfinden,wahrnehmen(Sadnik129,uti)
(ao.)sichversehen,erhoffen(AIWb.442)

(n.)Gefhl:sensation,feeling(Sadnik129)

(c) PIE *orku- *erku- *rku- (P. 340) singen, beten, bitten is reflected in Old
AnatolianandIndo-Aryan:





RV.k-
i.arku-
RV.kvan-
i.arkuar-






(f.)Lied(KEWA1:50,118,WbRV.278)
(vb.)beten,bitten(HEG1:60-61,ar-ku-ut-ta[3sg])
(m.)Snger(a.)singend,jubelnd(WbRV.277)
(n.)Gebet(HEG1:61,ar-ku-ua-ar[sgNA])

AschwebeablautvariantofthetypeLat.sec%to-appearsin
 i.arkeui-

(.)Betraum,Kapelle(EHS415,472,HEG1:60),

suggestingthatthemeaningoftheformhasbeencorrectlyinferred.
(d)AsimilarphenomenonrecursinthezerogradeoftherootP.640*keklo-,etc.
withaccentonPIE*:
 Gr.==>B- 
 TochA.kukl-

(m.)Kreis(pl.)Rder(GEW2:44)
(m.)vehiculum(Poucha76,kukl[sgN])

Theformsareaccompaniedbyrespectivefullgrades:
PIE*keukl-,*koukl-wheel(s),wagon,chariot

 OIcl.hjl-

 TochB.kokale-

(n.)Rad(ANEtWb.232)
(m.)cart,wagon,chariot(DTochB.200)


ForBrugmannscommentsonLat.socius:sequor,seeGrundr21:280.

812

435

Yetagain,segmentaloriginisimpliedfortheroot-initiallabiovelar.
11. A third feature advocating segmental analysis can be found in the historical
notationoftheaspiratedlabiovelarsNeogr.*khand*h,linearlyconsistingofthe
sequences *k++h and *g++h. An implicit criticism of this convention has been
presented by Szemernyi (1996:145-6) observing that [...] the labiovelars [...] must
have arisen from the groups kw, gw, ghw [...]. Not only Szemernyis segmental
approach here, but his linear arrangement g+h+w (instead of the conventional
g+w+h)isnoteworthy.813Szemernyisinterpretationcanbeshowntobecorrectby
thefollowingfactors:
(a)Theaspiratedlabiovelarsdonotdisplayaspiration(i.)afterOldAnatolianku,
gu(whichshouldbethecase,hadtheaspiratefollowedthelabialasimpliedbythe
notation *h = g++h). There is no laryngeal after the labial in Old Anatolian
exampleslike
PIE*haelgYu-Ernte,Erwerb,Wert(P.32-3):

 Gr.\>H~-

(f.)Erwerb(GEW1:81,\>H~[sgN])
 i.algue#ar-
(n.)Ernte,Erstlingsgabe(HHand.36,al-ku-e#-#ar)
 RV.sahasraargh- (a.)tausendfachenWerthabend(WbRV.1504) 
provingthattheaspiratedlabiovelarswereactuallyoftheform*gYwinsteadofgwY.
(b) The sequences PIE *kuh *guY never yield aspirated labiovelars, because the
aspiration was prevented by the intermediating labial. The non-existence of root
variantswithaspiratedlabiovelarsfurtherimpliesthatthelossof PIE*h/Ytookplace
beforelabiovelarsemerged.Thisisconfirmedbytherootsbeginningwithk+h-and
+Y, which do not alternate with Neogr. *kh and *h. Thus, for instance, all
variants of the root PIE eaY- gehen(shape +Y) are unaspirated, especially in
thezerograde:
 PIE*aY-
 PIE*eaY-
 PIE*aY-

O
O
O

RV.g-
RV.gaa-
RV.g-

(ao.)gehen,usw.(WbRV.392,gus)
(pr.)gehen(WbRV.392,gaat[3sg])
(pr.)gehen(WbRV.391,gs)814

Thefullderivationofthezero-gradePIE*aY-O*Y-O*-ORV.g-provesthat
theaspiratedrootvariantsY-(from PIE*+Y)resultedin*,withtheresultthat
Neogr. h- actually contains a sequence *gY just (as correctly observed by
Szemernyi).
12.Inaddition,theaspiratedlabiovelarsNeogr.*kh*h(i.e.*khand*gY-)are
ambiguousintermsofthepositionofthevowel PIE*a,asexpressedinthefollowing
definitions:

813

AnobviouscandidatethatcouldliebehindSzemernyisobservationisOIr.laigiu(comp.)minor
(Grundr21:606).Inthisgroupthesequenceg-h-uisobviouslybasedonGr.b>4I-(GEW1:484):AV.
lagh- (a.) gering, unschwer, leicht (KEWA 3:31). From these forms, the aspirated labiovelar is
produced(cf.Gr.b>4HC-leicht,behind,schnell,gering,GEW1:484).AsSzemernyidoesnotcite
specificdata,theexactoriginofhisidearemainsunproven.

814

Foralaryngealconfirmedbyaccent,cf.Li.g-(vb.)gehen(LiEtWb.161,gti).

436

 Neogr.*kh R
 Neogr.*h R

PIE*kahu
khau
PIE*gaYu
gYau

(withunaccentedPIE*aand*u)
(withunaccentedPIE*aand*u)

The choice between PIE *kahu


 khau and PIE *gaYu
 gYau must be made
comparativelyforeverycorrespondencewithNeogr.*khand*h.Inthisprocedure,
theschwebeablaut,zerogradeandalternation PIE*h:Yplaysignificantroles.Some
examplesofthechoicebetweenthealternativesPIE*aandPIE*aare:
(a)Neogr.*kh-Auge:sehen(*okh,*kh;subP.775f.*ok-)





Gr.pH;4>?-
RV.nu(...)cakhi-
RV.abhikhyya
Gr.=4F:H<|K

(m.)Auge(GEW2:452,pH;4>?D[sgN])
(pf.)nachblicken(WbRV.375,cakhyathus)
(absol.)erblicken(WbRV.375,KEWA1:33)
(vb.)sichschmen(GEW1:801)

Of the two theoretically possible alternatives, PIE *khau or PIE *kahu, the latter is
provencorrectbythe*e/o-gradeoftherootin:
PIE*keahu*koahu(P.587-8)

 Lat.caue

 RV.kav-

 Gr.=B()}K 

(pr.)sichinachtnehmen,sichvorsehen(WH1:186f.)
(a.)weise,sinnig(m.)derWeise(WbRV.318)815
(pr.)bemerken,vernehmen,hren(GEW1:891)

(b)PIEkahu-schlagen(P.535,k
u-,kTu-)canbereconstructedonthebasisofthe
followingformations:






kahu-
Li.ku-

TochB.kau- 
OCS.kovo- 

 

kahui-

 Li.kvia-
 Li.kja-
 

(vb.)schlagen,hauen,usw.(LiEtWb.232,kuti[inf.])
(vb.)Skt.vadh
ya=tten(DTochB.208,kautsi-!)
(pr.)schmieden,verfertigen(Sadnik374,kovV[1sg])




(pret.)schlagen,hauen,usw.(LiEtWb.232,kviau)
(f.)Stelze(LiEtWb.232,kjawithLi.NPIE*hu)

kahun-

 Li.kuna-

 Latv.kana- 

(pr.)schlagen,vernichten,usw.(LiEtWb.232)
(pr.)schlagen,hauen,usw.(LiEtWb.232)

ThevoicedcounterpartoftherootPIE*kahun-isPIE*gaYun-withPIE*aY(notYa),
betterknownastheroot
Neogr.*hen-*hn-schlagen,tten,treiben(P.491-2)
 i.gun-
 i.guen-
 RV.hn-





(vb.)schlagen,erschlagen,tten(HEG1:604-5)
(vb.)(er)schlagen,tten(HHand.81,ku-en-zi)
(pr.)schlagen,tten,usw.(WbRV.1642,hnti[3sg])


815

NoteespeciallythatintheabsenceofBrugmannsLawII,RV.kav-muststandforPIE*keahi-,
thusmatchingLat.cau-intermsoftherootvocalism.

437

 Gr.;}@B-

(ao.)schlagen,totschlagen,tten(GEW1:657)816

13.SequencesofK+areoccasionallypreservedintheSatemlanguages(e.g.OInd.
kvtha-:OCS.kvas&,P.627-8).Ithasbeenarguedthatthisphenomenoncouldprove
thedifferencebetweenlabiovelarsproper(*K)andsecondaryclusters*K+.Owing
to the reconstruction of the segmental laryngeal, however, one can observe the
following distribution:When the unrealized labiovelars K+/Ku appear in Satem
languages, a following PIE *a a is also implied for the proto-root by at least one
measurablecriterion.
Fromthephoneticandphonologicalpointofview,theunrealizedlabiovelarsKand
Kuarecausedeitherbytheblockingactionofthelaryngeal PIE*and/orthevowel
PIE*a(possiblyfurtherassimilatedinto/u/).Thisdistributionissupportedbythekey
examplesofSatemK+,allofwhichareaccompaniedbyindependentcriteriaforPIE
*aafollowingtheunrealizedlabiovelar:
(a)Neogr.*haizd(h)-Stern





OCS.Xvzda 
Poln.gwiazda 
Rus.zvezd 
OCS.Xvzdozrc-

(f.)Stern(Sadnik1152,Xvzda[sgN])
(f.)Stern(REW1:447)
(f.)Stern(REW1:447)
(m.)Sterndeuter,Astrolog(Sadnik1152)

WhetherthestartingpointofOCS.XvzdaisNeogr.*haid-(P.488)
 Gr.H4<7C- 
 Li.gaidr-


(a.)hell,klar,heiter,frhlich,vergngt(GEW2:981)
(f.)Himmel,heiteresWetter(LiEtWb.128)

orNeogr.*hais-glnzen(P.488)
 Gr.H4<D
 Li.gasa-




(a.)(dunkel)grau,schwrzlich(GEW2:984)
(m.)Lichtschein,RteamHimmel(LiEtWb.128)

theformsbelongtotherootNeogr.*hai-,forwhichPIE*isimpliedbyGr.4.
(b)PIE*gual-Lager,Regio(P.402[1.gol-])





Li.gvali-
Arm.kaa-
Arm.kom-
Li.guli-






(f.)LagereinesTieres(Beitr.578)
(sb.)LagerwilderTiere(Beitr.578)
(sb.)side,region(EtDiArm.369)
(.)Lagersttte,Schlafsttte(LiEtWb.161)

PIE*isimpliedbyArm.ainsidetherootandtheroot-initialvoicedvelar(Neogr.

DOPIEDY).
(c)PIE*kuahtah-brennen,kochen;sauer(P.627-8)





OInd.kvtha-
OInd.kvatha- 
OInd.kv
tha- 
Go.Saja- 

(pr1.)sieden,kochen(EWA1:420)
(m.)decoction,extract(MonWil.324)
(m.)boiling(MonWil.324)
(vb.)schumen:foam(GoEtD.199)


816

 This pair of roots and all related items will be fully dealt with in the PIE Lexicon demo
(http://pielexicon.hum.helsinki.fi).

438






Go.Sao(n)- 
OCS.kvas& 
Latv.ks- 
OCS.kysl& 

(f.)Schaum(GoEtD.199,Saon[sgD])
(m.)Sauerteig,suerlichesGetrnk(Sadnik437)
(vb.)seethe(GoEtD.199,kst[inf.])
(a.)sauer(Sadnik437)

PIE*aisimpliedbythelongglide(OCS.y)andPIE*bythebrokentoneinLatv..

(d)skhua-Spalt,Kluft;schlachten(P.)







Gr.7<4EH|6-
OCS.skvoz 
OCS.skvz 
Gr.EH46

Gr.EH|9K 
OCS.skvo(a

(f.)Riss,Spalt,Felsenkluft(GEW2:826)
(adv.prep.)durch(Sadnik830)
(adv.prep.)durch(Sadnik830,schwebeablaut)
(f.)Schlacht-,Opfermesser(GEW2:825)
(pr.)schlachten,tten,opfern(GEW2:825)
(f.)Kluft(Sadnik830)

Gr.4impliesPIE*a.
(e)kuahit-blhen;Blume,Weizen(P.628-29)








OCS.cvt&
OCS.cvit-
Czech.kvit-
Latv.kvit-
Li.kviet-
Latv.kvesi-
Gr.EFB-









(m.)Blume,Blte,Lilie(Sadnik97)
(vb.)blhen(Sadnik97,cvisti[inf.])
(vb.)blhen(REW3:284,kvisti[inf.])
(vb.)flimmern,glnzen(REW3:284,kvitt[inf.])
(.)Weizenkorn(pl.)Weizen(LiEtWb.326)817
(.)Weizenpflanze,-staude,Weizen(LiEtWb.326)
(m.)Weizen,Getreide,Brot,Speise(GEW2:711)

The laryngeal is implied by the long vowel Gr.  = OCS. i and the existence of the
voicedvariantoftheroot(OPIE*Y)in:
kuaYid-Weizen(P.628-9)
 Go.Saitei- 
 OIcl.hveiti 
 OEng.hwUte 

(m.)EFBD:Weizen:wheat(GoEtD.197,Saiteis)
(n.)Weizen(ANEtWb.270)
(m.)triticum:wheat(ASaxD.571)

Instead of proving the labiovelar series to be original, the sequences K+ thus
provide a regular criterion for the reconstruction of PIE *a a within the Satem
languages.
14. In his early presentation, Brugmann (Grundr2 1:618) accounted for the special
developmentoflabiovelarsinAvestan,accordingtowhich
 Av.#NNeogr.*k 

and

Av.(NNeogr.*h.

HereAv.#,(appearinsteadoftheregularreflexesbeforefrontvowels(Av.,W).In
addition, Brugmann (1900:98) compared these developments to similar ones in
Greek:

817

OwingtotheGreekparallel,Li.kvietsisnotnecessarilyborrowedfromGermanic(assuggestedby
Fraenkel).

439

 Gr.-EE-=Att.-FF-(initiallyE-,F-) 

N

Neogr.*k*kh*h.

Some common isoglosses of Avestan and Greek (with Latin indicating the original
labiovelar)are:
 *kt-
 *kut-
 *ohi-

O
O
O

Av.#y
ta-
:
Av.#yaoZna- :
Av.a(i-
:

Lat.quit- (P.638)
Gr.F8GF|9K (P.539)
Gr.rH<-
(P.44)

WaldeandPokorny(bothinWP.andinP.passim)areunawareofsuchdistinctions
withinthevelarsystem.Thus,forexample,WaldeandPokornyreconstructedarootfinalplainvelarfortheroot*euk-P.597:
 RV.!ca-
 gAv.suxra-




(pr1.)leuchten,strahlen,glnzen(WbRV.1400) 
(a.)rot(vomFeuer)(AIWb.1582)

based on an alleged Centum parallel with an assumed original meaning *der
Weie:818
 Gr.==@B-

(m.)Schwan(GEW2:45).

NofurtherlightwasshedonthematterbyanotherpossibleCentumcognate
 TochB.kok- 

(f.)countenance,appearance(DTochB.200),

owingtothegeneralcollisionofvelarsinTocharian.However,Av.#isunambiguous
inimplyingaroot-finallabiovelarfor
 LAv.sao#yant-

(pt.)derflammendenFeuer(AIWb.1552).819

In this manner, Avestan also supports the original existence of labiovelars in the
Satemgroup,andthedevelopmentcanbeusedtoinfertheoriginallabiovelars.
15.ThegeneralissuesconcerningthelabiovelarshistoricallyandinSystemPIEcan
besummarizedasfollows:
(a) Segmental analysis of the labiovelars is recommended for a number of reasons,
including the schwebeablaut alternation (*Ke/ou : Kue/o), the preservation of the
accentedlabial(*K)andotherfactorsdiscussedabove.Thesegmentalcharacterof
labiovelars is provable through examples in which the velar component has been
confirmedbyparallels,generallyoftheform:
hen-schlagen,tten,treiben(P.491-3)





i.gun-

(vb.)erschlagen,tten(HEG1:604-5.ku-na-an-zi)
Li.gny-

(vb.)verscheuchen(LiEtWb.gnyti[inf.])
(sb.)rixa:Streit,Kampf(Poucha76,kua!)
TochA.kua!-
OHG.gundfano(n)- (m.)Kriegsfahne(P.492)


818

Thissemanticsuppositionremainsunproven,sincethemeaningswancouldalsopointtosing(er),
as is the case in the root P. 1046-7 (cf. OIcl. svan- (m.) Schwan, ANEtWb. 564 : RV. svan- (m.)
Rauschen,Brausen,Donner,Toben,WbRV.1625).

819

Asisreadilyunderstood,theAvestandevelopmentconfirmsthattheSatemgrouphaddeveloped
labiovelars.ThisfalsifiesthecontraryideaadvancedbyKuryowicz.

440

It is possible and correct to analyze the labiovelars (Neogr. *k etc.) segmentally as

PIE *ku, etc., whereas the delabialization of Neogr. *k  is not phonetically credible:
the labiovelarization was caused by the absence of accent in the labial component.
The segmental analysis of labiovelars will be necessary in the future, as it contains
vitalinformationonthePIEaccent.
(b)Szemernyi(1964:401f.,1970:138)opinesthatwhilePIE*kisaunitaryphoneme,
itistobederivedfromanearlierdiphonemic**k.Regardingthispoint,Iwouldlike
to underline that Szemernyis segmental analysis, though correct, is formulated in
termsoftheuntenabledoctrineofatwo-phasedproto-language.Theonlypossibility
of avoiding this is to posit PIE *ku/k for the proto-language and then derive the
labiovelars(Lat.qu=LinB.q=Ogam.q,etc.)andtheirsubsequentsuccessors(Gr.
F/,OIr.c,etc.)fromtheproto-language.
(c)ThefollowingdefinitionsholdtrueforthetraditionallabiovelarsinSystemPIE:





i.ku,LinB.q,Gr.F/,RV.k/c,...
i.gu,LinB.q,Gr.7/5,RV.g/j,...
i.ku,LinB.q,Gr.;/H,RV.kh/c,...
i.gu,LinB.q,Gr.;/H,RV.gh/h,...

RPIE*ku

RPIE*gu

RPIE*kahu
khau
RPIE*gaYu
gYau

(RNeogr.*k)
(RNeogr.*)
(RNeogr.*kh)
(RNeogr.*h)

Despite the fact that the parent language did not originally contain labiovelars as
segmental phonemes, the labiovelars preserve their position in comparative
reconstructions based on distinctions between the labio-, palato- and plain velars
attestedinIndo-Europeanlanguages.


4 .8.4 ThepalatovelarsNeogr.*hh
0. The phonetic character of the first palatalization820 is straightforward, and the
sound laws of the cognates are well known. Nevertheless, the theory can be further
developed by means of a segmental analysis of the palatovelars in the manner first
suggested by Szemernyi (Neogr. * R PIE *ki), allowing for all of the distinctions
presentinthedata.
1. The palatovelars, absent in Schleichers reconstruction, were established by the
Neogrammarians,postulatingtheseriesNeogr.*hh(Grundr21:542-569).
2. Neogr. * (Grundr2 1:547-8), the voiceless unaspirated palatovelar, is widely
attested,andsomeofBrugmannsexamplesofthephonemearereferredtohere:
(a)Neogr.*t-mhundert(P.192)
 Lat.cento-
 Lyc.sta




(n.sg.)hundert(WH1:200-1,centum)
(num.)centum(VLFH230)


820
 The immediate reflect of palatalization (PSatem * , approximately /tsh/) can be inferred from its
dentalreflexesinAlbanianth,dhandinOldPersianZ,daswellasfromnominativessuchasRV.v
[sgN].SeeMeillet(1894a:284).Ontheotherhand,thesibilantcomponentiswell-attestedinRV.!,Av.
s,Arm.s,etc.

441






TochB.kante
RV.!at-
LAv.sata-
Li.#ita-






(num.)centum(DTochB.139,kante[NA])
(num.n.)hundert(WbRV.1372)
(n.)hundert(AIWb.1555,satTm)
(m.)centum(LiEtWb.984,#itas[sgN])

(b)Neogr.*a-spitz(P.18f.)







TochB.
k

Lat.ace

Gr.\=?;8FB-
RV.!macakra-
Gr.^=?K@ 
Li.#men-


(sb.)earofgrain(DTochB.35)
(pr.)sauersein(WH1:6,acre)
(n.)UntersatzdesAmbosses(GEW1:54)
(a.)dessenRadderPresssteinist(WbRV.138)
(m.)Ambo:anvil(GEW1:54)
(m.pl.)Scharfe,Schneide(LiEtWb.19,smens)

(c)Neogr.*ot(u)acht(P.775)





LAv.a#ta-
RV.a
Gr.p=F
Lat.oct






(num.indecl.)acht(AIWb.260)
(num.)acht(WbRV.144-5)
(num.)acht(GEW2:374-5,p=F)
(num.)eight(WH2:199-200,oct)

(d)Neogr.*des-recht,dexter(P.190)








RV.dka-
RV.dkia-
LAv.da#ina-
Li.d#ina-
Gr.78A<F8C-
Alb.djatht
Lat.dexter









(prA.)esjemand[D.]rechtmachen(WbRV.570)
(a.)sdlichgelegen,usw.(WbRV.572)
(a.)recht,dexter(AIWb.703-4)
(a.)rechts(LiEtWb.91)
(a.)zurRechtenbefindlich(GEW1:366)
(a.)right(AlbEtD.67)
(a.)rechts,glckbringend,gnstig(WH1:346)

3. Brugmann (Grundr2 1:548) did not offer a single example of Neogr. *h. The
voiceless aspirated palatovelar was postulated merely as a place-filler (
Systemzwang).821 Despite this, the correspondence set *h can be defined in a
meaningful manner. The Hellenic aspirate Gr. I corresponds to RV. ! : Lat. c, etc.
(i.e.Neogr.*hhascollidedwithNeogr.*intherestofthegroup).Someexamples
are:
(a)Neogr.*hr-blassgelb,glnzend,schn(P.618,Grundr21:677)





OLat.polcher-
Gr.B>>4IC-
Gr.yIC- 
LAv.sray-


(a.)schn,hbsch,herrlich,usw.(WH2:384)822
(a.)B>>4IC@)=4>@(WH2:384)
(a.)blassgelb,blass,bleich(GEW2:1153-4)
(f.)Schnheit(AIWb.1645,sraya[sgI])


821

BrugmannscomparisonbetweenRV.!kh
-Ast,Zweig(WbRV.1391):Arm.ax-freshbranch
withleaves(EtDiArm.619)failsbecauseArm.requires*sor*s(Meillet1936:36).Thelatteris
proventobecorrectbyModPers.#
x(sb.)Zweig.

822
ThecorrespondencewasproperlypostulatedalreadybyJuret(1937:78).ItispossiblethatLatinch
representshereanarchaismratherthananinnovation.

442






Gr.B>ICBB-
(a.)many-coloured,variegated(LSJ.1446)
Lat.pulchrimo-
(sup.)schnst(WH2:384)
gAv.srra-

(a.)schnanzusehen,schn(AIWb.1645)
Lat.pulchrit%d(n)- (f.)Schnheit(WH2:384)

(b)Neogr.*hlam-bergen,verhllen(P.553-4)
 Lat.clam

 Lat.clamdstno-
 Gr.I>4?- 

(adv.prepA)heimlich,verhohlen(WH1:226-7)
(a.)geheim,verborgen(WH1:226-7,clandestnus)
(f.)Oberkleid,Mantel(GEW2:1102,I>4?G@)

(c)Neogr.*hlTi-hei,warm(P.551)
 Gr.I><|-

 Gr.I>K

 MidCymr.clayar

(f.)Wrme(GEW2:1103)
(vb.)warmoderweichwerden(GEW2:1103)
(a.)lau:warm(Beitr.794,VGK1:66)

Intheseexamples,theaspiratedpalatovelaristheanalyticaloutcomeofthevelarand
afollowing PIE*.ThusI>4?-isderivedfromarootwithEuropeana,asproven
byLat.calim(adv.)antiquidicebantproclam(WH1:138),similartoGr.I><|toPIE
eal-hei,warmin:
 Lat.cale

 TochB.kalla- 

(vb2.)hei,warmsein,glhen(WH1:137,cale)
(a.)warm,hei(DTochB.kallona)

The defective postulation of Neogr. *h has resulted in a reconstructive gap, which
offers some prospects of comparison. Even if other etymological possibilities are
exhausted,itremainspossiblethatGr.ImatchesRV.!,Lat.c,etc.823
4. Neogr. *, the voiced variant of Neogr. * in environments *Y and *Y, is
presentinarichcollectionofexamples(Grundr21:548):
(a)PIEYa-treiben(P.4f.).Botha-colouringandvoice(via*)areconfirmedin





RV.nirj-
Arm.ace-
Lat.ag
Gr.^6K






(ao.)austreiben;Obj.Khe(WbRV.19,nirje[inf.])
(ao.)bring,lead,move,beat,etc.(EtDiArm.16)
(pr3.)(be)treiben,fhren,hetzen(WH1:23-4)
(pr.)treiben,leiten,fhren,gehen(GEW1:18)

(b)PIEYar-Acker,Feld,Trift,Flur,usw.





Lat.ager
Gr.^6CB-
Go.akr-
RV.jra-






(m.)Acker,Feld,Flur(WH1:22,ager,agr)
(m.)Feld,Acker(GEW1:16,^6CBD[sgN])
(m.)Acker:field(GoEtD.24,akrs[sgN])
(m.)diebewachseneEbene,dieFlur(WbRV.23)

(c)PIEnaYkennen(P.376-8,ablautPIE*naY-*neaY-*naY-):
 RV.jaj-

(pf.)erkennen,wahrnehmen(WbRV.501,jajs)
 RV.taj- 
(a.)dasGesetzkennend(WbRV.285,tajas)

823

ThecollisionofNeogr.*and*himpliesthat,inprinciple,everycorrespondencelackingaGreek
parallelisambiguous.

443

 OIr.ingnad 
 Li.ne(n- 
 Lat.gn
ro- 

(a.)strange,wonderful,unusual(DIL.406)
(vb.)nichtwissen(LiEtWb.1310,ne(nti[inf.])
(a.)havingknowledge,known(OxLatD.786)

(d)PIEeYan-gebren(P.373-5en-)






Gr.8><6@- 
Gr.6}6B@-

RV.jaj
n-

Gr.8><6@- 
Li.(nta-


(m.pl.)6}CB@F8D,Blb@F<?4D(GEW2:498)
(pf.)geborenwerden(GEW1:306-8,6}6B@8[3sg])
(pf.)gebren,erzeugen,schaffen(WbRV.467-8)
(m.pl.)Bld@7BAB<,5BG>8GF4(GEW2:498)
(m.)Schwiegersohn,Schwager(LiEtWb.1301)

The laryngeal is implied by Gr. , the Lithuanian acute, and possibly also the
lengtheningofRV.jaj
na[3sg](BrugmannsLawII).
5.ThevoicedaspirateNeogr.*h(Grundr21:548-9)hasbeenpreservedinexamples
like:
(a)Neogr.*hei(m)-Winter(P.425-6)





i.giem-
gAv.zim-
RV.hm-
Gr.I8?4F-






(c?.)Winter(HEG1:571f,gi-e-mi[sgD])
(f.)Winter(AIWb.1700,zim[sgG])
(f.)Klte,Frost(WbRV.1665,hm
[sgI])
(n.)Winter(GEW2:1079f.,I8?4[sgNA])

(b)Neogr.*eh-vehere(P.1118-20)





RV.vah-

Lat.ueh

Pamph.}IB- 
HLu.uaza- 

(ao.)fahren,zudenGtterbringen(WbRV.1243)
(pr3.)fahren,fhren,tragen,bringen(WH2:742)
(vb1.)hintragen,darbringen(GEW2:604,8I}FK)
(vb.)carry(CHLu.2.11.7,PES2(-)wa/i-za-ha[1sg])

(c)Neogr.*anh-beengen(P.42-43)





RV.h-
Gr.^@IK
LAv. za-
Lat.ang






(f.)Enge,Bedrngniss(WbRV.3,has[Abl])
(pr.)zu(sammen)schnren,erdroeln(GEW1:17)
(vb.)bedrngen,inNotbringen(AIWb.362, zah)
(pr.3)beengen,zuschnren[WH1:47]

(d)Neogr.*leih-(be)lecken,liebkosen(P.668-9)







RV.rh-
Gr.>8IK
Go.bilaigo-
Arm.lize-
OIr.ligi-
Li.li(-








(ao.)belecken,liebkosen(WbRV.1168-9,rihat[3pl]
(pr.)lecken(GEW2:102)
(vb.)lick(GoEtD.70,bilaigodedun[pret3pl])
(vb.)lecken(EtDiArm.398,lizem[1sg])824
(vb.)lecken(GEW2:102,DIL434,ligim[1sg])
(vb.)fterseinweniglecken(LiEtWb.369,li(ti)


824

Accordingtothewell-knownrule,Arm.zstandsbetweenvowelsforArm.j(elsewhere).Without
contestingthis,IremainuneasybecauseofcounterexamplessuchasArm.awji-k(sb.)Halsband(Gr.
4tI~@-Nacken,Hals).

444

6.TheattempttoeliminatetheseriesNeogr.*hh825isbasedonahypothesis
according to which the plain velars became palatals before front vowels (especially
826
PIE*e,)intheSatemgroup. Inthisargument,itisclaimedthatthepalatovelars
wereanalogicallygeneralizedtotheenvironmentbefore PIE*o*(viaablaut*e/o).
The supporters of the idea include Hirt (1898:224) and, more recently, Lehmann
(1952:8 & 100-102) and some other scholars. The problems with this view are
overwhelming,however:
(a) The assumption of only the two velars PIE *k and *k is difficult, since as
mentioned by Miller (1976:47) [...] Hirts discussion fails to explain how the velars
cametobepalatalizedinotherenvironments,asexemplifiedby*ekwo-(Lat.equus;
Skt.!va-horse,Lith.a!vMare).827
(b)Theassumedanalogicalemergenceofpalatovelarsbefore*o,lacksrigourdue
totheexistenceofrootswith*e/o-ablautwithoutthefirstpalatalizationbefore*e
and*o.Thisisthecase,forinstance,in:
PIE*kes-,*kos-kmmen,scharren(P.585)






i.ke#-
Li.ks-
CLu.ke#a-
OCS.esa-






(vb.)tocomb,card(HEG1:587,ki-i#-zi)
(vb.)scharren,graben(LiEtWb.226,ksti[inf.])
(vb.)kmmen:peigner,carder(DLL.55)
(vb.)kmmen,abstreifen(Sadnik105)

(c)Theideathatplainvelarsbecamepalatals(OInd.!,etc.)beforefrontvowels PIE
*e,intheSatemgroupviolatestheprincipleofregularityofsoundchange,because
the plain velars before front vowels resulted in the second palatalization with wellknownoutcomesOInd.c,Av.,OCS.,Latv.c,etc.
(d) The claim of a complete absence of lacking palatal articulation in the Centum
group828 is inaccurate. The existence of the palatovelars (Neogr. *, etc.) in the
Centum group is confirmed by Greek, where Neogr. * h  h followed by PIE *
yieldedGr.EE9E.829AnidenticaldevelopmentisnowattestedinTocharian,830with
the result that palatovelars are proven for the Centum group. As palatovelars are
secured both for the Satem group and the Centum group, the attempt to eliminate
themleadsnowhere.

825

Foranaccountofthisattemptedelimination,seeTischler(1990:70).

826

InSihlers(1995:152)words,thesatemgroupFRONTEDplainvelarstops.

827

Similarly,Allen(1978:97)writes:[...]exceptionshavebeencitedbyotherscholarsasadisproofof
itsvaliditye.g.byPisani(1963:51)theoccurrenceofLat.octo:Sktaau<*ot(u),wherethereis
neither the phonetic environment nor any analogy to account for the palatal: cf. also Kuryowicz
1956:357f.

828

 See Sihler (1995:152), referring to [...] the total lack of evidence pointing to specifically palatal
articulationof*,*,and*hinANYcentumlanguage.

829

SeeBrugmann(19003:38).

830

ForanisoglosscontainingbothGreekandTocharian,seePIEaYu-inGr.b@9|()K(vb.)live
in(LSJ565):TochA.!
w-(vbA.)vivere(Poucha326,!
wi[opt3sg])andTochB.!awe-(vb.)live
(DTochB.627,!awe[3pl]).

445

7. The main contribution to the segmental analysis of the Proto-Indo-European
palatovelars has been presented by Szemernyi (1996:148), The preconsonantal
palatals[...]owetheirorigin,atleastinpart,toalostpalatalvowel.Thedetailsof
thepalatalization,supportedbytypology,831areprovidedbySzemernyi(1964:400)in
hisrelatedcomment:
Palatalization is impossible before another stop. We must therefore infer that eightat
onetimehadapalatalizingvowelbetweenkandtwhichwaslaterlost.[...]Iwouldsimply
statethatthemostlikelyformseems*okit.

Szemernyisidentificationof PIE*iasthephoneticoriginofthefirstpalatalization
(Neogr.*RPIE*ki)iscorrect,becausethefrontvowelsPIE*e,arethemaincause
ofthesecondpalatalization,andarethereforenotcapableofaccountingforthefirst
one.Inotherwords,thefirstpalatalizationisessentiallyani-palatalizationandthe
secondpalatalizationisane-palatalization.Szemernyisideamakesperfectsense,
because the palatovelars Neogr. *, ,  contain *i and are, therefore, capable of
appearing in all environments.832 Accordingly, Szemernyis treatment of the first
palatalization can be generalized by setting the definitions for the non-aspirated
items:
 Neogr.*

Rdf

PIE*ki

Neogr.*

Rdf

PIE*gi

833



withanunaccentedPIE*i(O*).834
8.Szemernyisoutstandingworkisnotrestrictedtotheconjecture,butincludesa
sketchofaproof.Thus,accordingtoSzemernyi(1996:146):
Most scholars see themselves rather as forced to the conclusion that the palatals arose
secondarily from fronted velars [...]. Since on this supposition the development of
palatalization depends on certain conditions [] the survival of some non-palatalized
formsisinprincipletobeexpected.

Szemernyis suggestion, involving a preserved PIE * and/or schwebeablaut (i.e. a


velarrootwithpalataldiphthongalternatingwithapalatovelarroot),canindeedbe
supported by the material to a degree. Thus, for instance, we may reconstruct PIE
*koiuo-horsefortheitems:
 OPr.kaywe- 
 LAv.kava- 

(f.)kobeled.h.Stute(APrS.351,kaywe[sgN])
(m.)ENeinesGlubigen(AIWb.429)


831

SeealsoMiller(1976:48):[]typologicallyspeaking,languagesdonotgenerallyhavepalatalized
velarsexceptasaresultofapalatalizationprocess.

832

 Thus, the palatovelar appears before Neogr. *a in RV. !ad- (Lat. cad-), before Neogr. *r in RV.
!ma!ru-,beforeNeogr.*inRV.!va!r%-,beforeNeogr.*minRV.a!man-,beforeNeogr.*linRV.
!ru-,etc.
833

PIE*giinenvironments*Ygiand*giY.

834

 Thus, PIE *haekim- is reconstructed for Neogr. *(h)am- (Gr. ^=?K@), PIE *gieYan- for Neogr.
*en-(Gr.68@-),andsoforth.

446

Though its meaning is unknown, the lineage of the Avestan name (LAv. frnaspahe
kaevahea#aon)cancontainafiguraetymologica(i.e.pointtoadirectconnection)
betweenLAv.kava-andLAv.aspa-throughschwebeablaut PIE*ekiuo-:*koiuo-.835
The proof sought from this direction faces, however, the usual ambiguity problems
caused by the three-term nature of the the velar series. Here the loss of the
labiovelarsintheSatemgroupmeansthataninitialNeogr.*kisequallypossiblefor
OPr.kaywe-:LAv.kava-unlessamatchwiththeCentumgroupprovingotherwiseis
found.836
9. The true factor necessitating the segmental analysis of the palatovelars with
Szemernyis methodology is not the unaspirated palatals, but the aspirated ones,
becausetheirtraditionalwritingNeogr.*h*hdoesnotcovertheactualdistinctions
ofthedata.ThisiscausedbythefactthatthecoversymbolsNeogr.*h*hstandfor
fourdistinctivestartingpointsoftheproto-language,asexpressedbythedefinitions:
 Gr.I:RV.!:Av.s RdfPIE*kiah
*kiha
*kahi
*khai(=Neogr.*h)
 Gr.I:RV.h:Av.z RdfPIE*giaY
*giYa
*gaYi
*gYai(=Neogr.*h)
BecauseevidenceforthevoicelessaspirateNeogr.*hisscarce,Iwillillustratethe
segmental analysis with roots now marked with Neogr. *h. Some examples of the
differentsegmentalstartingpointsofNeogr.*hare:
(a)Neogr.*hRdfPIE*giaYiscontained,forexample,in:
PIE*giaYem-Erde(P.414-6)

 OCS.zemja 
 Li.(m


(f.)earth(Sadnik1132) 
(f.)Erde,Boden,Acker,Land(LiEtWb.1299)

The voiceless alternative of the root PIE *kieahm- liegen, Lager (Pyysalo 2011)
revealstheexpectedvocalismLat.ain:
 Gr.=?:-
 Lat.cam
-
 Gr.=?4F-





(f.)Dorf,Quartier,VierteleinerStadt(GEW2:61-2)
(f.)kurzes,niedrigesBett,Pritsche(WH1:145)
(n.)tiefe,ruhigerSchlaf(GEW2:61)

(b)Neogr.*hRdfPIE*giYaisispreserved,forexample,in:
PIE*giYaer-*giYaor-age,old(P.)






Gr.I|CK@

OInd.jharjharita-
Av.azarT#ant-
LAv.zarTta- 

(m.)anoldman(IE&IE724)
(a.)zerschlagen,welk,verdorben(KEWA1:422)
(a.)nichtalternd(AIWb.225)
(pp.)altersschwach(AIWb.1682)


835

 For a lively discussion on etymologically related names in the Indo-European lineage (in Greek)
with a remark on the habit of giving the son a component of his fathers name, see Palmer
(1980:34ff.).

836

 Certainly, however, Pedersens (1900:293) pessimism regarding the possibilities of the analysis is
exaggerated:Zwaristessehrgutmglichdaalledreireihenaufeinereihezurckgehen,aberirgend
eine spur von dieser entstehung in den uns erreichbaren sprachforme finden zu vollen ist eine
unternehmen,dasmeineransichtnachnurmisslingenkann.

447

This root  with PIE *Ya proven by Gr. |  is related to the well-known root PIE
*gieYar-oldage(P.390-391):





RV.jra-
Arm.cer
RV.jra-
Gr.6:C|E-






(pr.)aufreiben,gebrechlich/altmachen(WbRV.479)
(sb.)Greis:old,elder(Grundr21:116)
(a.)alternd(WbRV.485,PIE*gioYaro-837)
(n.)Alter(GEW1:304)

(c)PIE*gaYeir-Geier,Begierde838
 OHG.gr-

 OHG.gra- 
 OHG.grheit-

(m.)Geier(AhdEW.G-57)
(f.)Begierde,Habgier(AhdEW.G-57)
(f.)Gier,Begierde,Habsucht(AhdEW.G-59)

Therootwitharespectivepalatovelarisattestedin:
gaYier-begehren,gernhaben(P.440-1,her)






OHG.ger
gAv.zara-
RV.hrya-
OHG.giri-
Osc.heriio-







(a.)begehrend,verlangend(AhdEW.G-14)
(m.)Ziel,Streben(?)(AIWb.1670)
(pr.)gernhaben(KEWA3:583)
(a.)begierig,habgierig(AhdEW.G-59)
(vb.)wollen(WbOU.321-2,heriiad[conj3sg])

10. In the alternations of voice and (schwebe)ablaut, the palatovelars behave
similarlyastheotherplosives(i.e.formvariantsT:Th:D:DY).Thevariationcanbe
exemplifiedwiththerootPIE*kiahu-,*giaYu-KraftStrke:
(a)PIE*kihur,therootwithunaspiratedtenuisT,appearsin





RV.!ura-
RV.!ra-
gAv.as%ra-
Gr.=CBE-






(m.)derStarke,derHeld(WbRV.1411)839
(a.)stark,heldenhaft(WbRV.1411)
(a.)unstark,unvermgend(AIWb.211)
(n.)Bekrftigung,Rechtskraft(GEW2:53-4)

(b)PIE*kiahur,therootwithaspiratedtenuisTh,appearsin
 RV.!urdh- 
 RV.!urdh- 

(m.)derStarke,derHeld(WbRV.1407)
(f.)strkenderTrank(WbRV.1407)

followingthelossofPIE*a.
(c)PIE*gieaYur/s,therootwithunaspiratedmediaD,appearsin





LAv.z
var-
Gr.64CB-
MidIr.g%aire
gAv.zavah-






(n.)(physiche)Kraft,Strke(AIWb.1689,z
varT)
(a.)stolz,bermutig (GEWI:292)
(a.)edel(WH1:535)
(n.)Kraft,Strke(AIWb.1669)


837

UnlessweareabletoprovePIE*ostructurally,thequantityofRV.jra-remainsambiguousowing
toitspossibleidentitywithGr.6:C|K(pr.)altern,reifen.

838

ForAhdEW.G,seewww.indogermanistik.uni-jena.de/dokumente/PDF/G-Woerter.pdf.

839

Thethree-syllabicRig-VedicscansionprovesPIIr.* hura-PIE*huro-.

448

(d)PIE*aYur/s-,therootwithaspiratedmediaDY,appearsin






LAv.vzv
rant-
MidIr.guss 
Gr.EG@I}B- 
Gr.IB-


(a.)tchtig,geschickt(AIWb.1472)
(.)Kraft,Heftigkeit,Zorn(P.448[diff.])
(vbM.)zrnen,unwilligzein(GEW2:1125)
(vbM.)zrnen,unwilligzein(GEW2:1125,IB?4<)

4 .8.5 Proto-Indo-EuropeanvelarsinSystemPIE
0. The key facts concerning the Proto-Indo-European velar system can be
summarizedasfollows:
(a)Aconsistentreconstructiontheoryrequiresallthreeplacesofarticulationofthe
classicaltheoryNeogr.*k::k,etc.(Bezzenberger,Brugmann,Tischler,etc.)with
thefourvariantsT:Th:D:DY.Theoppositionsareindependentofenvironment,
withtheresultthatattemptstoeliminateanyseriesarenotrecommended.
(b)ThepostulationofasingleplainvelarPIE*ksufficesforthereconstructionofthe
entireclassicalvelarsystem:
1.ThevoicedvelarPIE*gappearsinenvironmentPIE*Y.
2.FollowedbyPIE*u,PIE*kisthestartingpointofthelabiovelarsNeogr.*k=
PIE*k+u,etc.(Reichelt).
3.FollowedbyPIE*i,PIE*kisthestartingpointofthepalatovelarsNeogr.*=
840
PIE*k+i,etc.(Szemernyi). 
1.Startingfomtheminimalsetofonevelar(tectal) PIE*k,thefollowingdefinitions
equaltheclassicalarrayoftheNeogrammarians:













Gr.=:OInd.k/c
Gr.I:RV.kh/c
Gr.6:RV.g/j 
Gr.I:RV.gh/h
Gr.F/:RV.k/c
Gr.H/;:RV.kh/c
Gr.5/7:RV.g/j
Gr.H/;:RV.gh/h
Gr.=:RV.!:Av.s
Gr.I:RV.!:Av.s
Gr.6:RV.j:Av.z
Gr.I:RV.h:Av.z




RPIE*k
RPIE*kah
kha



RPIE*g(inYg,gY)


RPIE*gaY
gYa
RPIE*ku




RPIE*kahu
khau 
RPIE*gu(inYgu,guY) 
RPIE*gaYu
gYau 




RPIE*ki
RPIE*kiah
kiha
kahi
khai
RPIE*gi(inYgi,giY) 
RPIE*giaY
giYa
gaYi
gYai

(Neogr.*k)
(Neogr.*kh)
(Neogr.*g)
(Neogr.*gh)
(Neogr.*k)
(Neogr.*kh)
(Neogr.*)
(Neogr.*h)
(Neogr.*)
(Neogr.*h)
(Neogr.*)
(Neogr.*h)

RequiringonlyasingleitemPIE*k,thisisthemosteconomicalexistingsolution.
2.AnalternationofthepalatovelarsNeogr.*hhandplainvelarsNeogr.*kkh
g gh has been proposed for some examples of the data.841 The incomplete

840
 Steensland (1973:93) writes: Es ist daher vollig klar, da die verstellung der gutturale in
irgendeinerweisemitdemwurzelvokalismuszusammenhngt.

SeeBrugmann(Grundr21:544-547),Tischler(1990:80)andSteensland(1973:101ff.).

841

449

satemization (for this terminology, see Szemernyi 1996:146n1) is, however,


unacceptable.842 Sound changes do not allow exceptions, and consequently the
comparisons of phonetically incompatible palatalized and unpalatalized roots must
be erroneous. The solution lies in the vast Indo-European vocabulary, as a rule
containing palatalized and unpalatalized roots confirmed by two witnesses (Ficks
Rule). Some examples of distinct roots with and without palatovelars are discussed
next.
(a)Thealternation*k:.Inthistype,mostformsareattestedwithaplainvelar,but
anoccasionalpalatovelarappears.Thisisthecase,forexample,withtheroot
PIEluk-Morgen:tagen(P.687-690):

 i.luk-

 Gr.>G=4G6~E-
 RV.rk-


(vb1A/M)hellwerden,tagen(HEG2:65-)
(a.)morgendgrauend(GEW2:149)
(f.)Glanz,Licht,Ansehen(WbRV.1172)

Inaddition,arootformwithpalatal(seeHirt1927:239-40)appearsinRV.r!ant-
(pt.) leuchtend, hell, licht (WbRV. 1177). This is not an indication of irregularity,
becausethepalatalrootisalsoexternallyparalleled:
PIEluki-Morgen,Glanz;hellwerden,tagen(Neogr.*lu-)






Arm.lus-

RV.aru!ahn-
RV.r!ant- 
Arm.lusavor 

(sb.obl.)Licht(ArmGr.453,lusoy[sgG])
(a.)dunkle(Wolke)schlagend(WbRV.10)
(pt.)leuchtend,hell,licht(WbRV.1177)
(sb.)lichtbringend,leuchtend(ArmGr.429)

Inthiscase,therootNeogr.lu-isaderivativeof PIE*luk-,theprimaryrootwitha
plainvelar.
(b) The root P. 444 gherdh-, ostensibly reconstructed with a plain velar, masks a
labiovelarandapalatovelarroot,bothexternallyconfirmed:843
1.Neogr.*hordh-(PIE*gaYu(o)rdaY-)encirclement,castle(HEG1:658f.)







i.gurda-

LAv.gTrT7a- 
Li.gada-

Alb.gardh- 
OCS.grad& 
Phryg.manegordu-

(()c.)Burg,Akropolis,Zitadelle(HHand.86)
(m.)HhlealsBehausung(AIWb.522-3)
(m.)Pferch(LiEtWb.135)
(m.)fence(AlbEtD.110,garth,gardhe[plN)
(m.)Stadt(Sadnik253)
(ON.)Mannes-Stad(P.444)


842

 Note that while Szemernyi uses the term incomplete satemization, his (1990:155 = 7.2.2.2)
explanation of the issue is practically identical with one favoured here: Da bei dieses Annahme die
EntwicklungderPalatalisierungangewisseBedingungengebundenistvorallemaneinfolgendese,i
odery-,istauchdasWeiterlebenvonnichtpalatalisiertenFormenprinzipiellzuerwarten.Forthefull
discussion,seeSzemernyi(1990:154-159).

843

 For the emergence of such doublets in etymology, observe Pokornys shortcut (1969:5): Bei der
Anordnung der Lemmata habe ich, im Gegensatz zu W.-P., bei den Gutturalen nur Palatale, reine
gutturaleundLabiovelareunterschieden,undanStelledesunsicherenFllenverwendetenqeinfachk
geschrieben.

450

 OCS.ogradi-

(vb.)fencein,enclose(Sadnik235,ogradi[ipv2sg])

2.PIE*giYardaY-id.(Neogr.*hordh-,P.442,444)
 Go.gard-

(m.)house,court(GoEtD.147,gards[sgN])
 Li.(adi-

(m.)umzunterWeideplatz(LiEtWb.1290)
 Phryg.manezordu- (ON.)Mannes-Stad(P.444)
Therootisaderivativeofthefollowingformation.
3.PIE*giYart-Gehege,Hof,usw.(P.442,444)






Osc.hort-
Lat.cohort-
Gr.ICFB-
Cymr.garth
TochB.kerc







(f?.)Hain(WbOU.334,Osc.hrz,hrtm)
(f.)eingezunterHofraum,Viehhof(WH1:242)
(m.)Gehege,Hof(GEW2:1112,ICFBD)
(.)Pferch,Hrde,Gehege,Hofraum(WbOU.335)
(m.pl.)palace(DTochB.196)

Similar examples are not uncommon and the variation is explained through an
etymologicaldifferenceratherthanincompletesatemization.844
(c)Fromthemorphologicalperspective,thesegmentalanalysisofpalatovelarsmeans
a shift towards a more flexible idea of Proto-Indo-European root formation. Thus,
examples of a detailed derivation of Neogr. *h, contained in the etymology of the
rootNeogr.*dheih-(P.244-5),canbeshownin:
 

PIE*daYik-

 Osc.fificus- 
 OFal.fifike- 
 





PIE*daYig-

Gr.;<6-
Lat.figulo-
Lat.fig%r
-
Go.gadikis-

 






(Neogr.*dhik-=DYT)

(2fut.)ausgedachthabenwerden(WbOU.279,fificus)
(vb.)finxit(WbOU.279,fifiked[3sg])845


(Neogr.*dhig-=DYD)846

(ao.)mitderHandberhren,antasten(GEW1:674-5)
(m.)Tpfer(WH1:502)
(f.)Bildung,Gestaltung,Figur(WH1:502)
(n.)Gr.>|E?4moldedfigure(GoEtD.90)

PIE*daYigaY-

 OInd.samdgh-
 OInd.sadegh-
 

(Neogr.*dhigh-=DYDY)

(ao.)smear,cover(MonWil.1143,sadegdhi)
(m.)conglomeration(MonWil.1143)

PIE*daYigaYi-

(Neogr.*dhih-=DYDY)

 RV.dih-

(vb.)bestreichen,verkitten(WbRV.608,dih
n[pt])
 LAv.uzdiz- 
(pt.)aufhufen,-schichten,-mauern(AIWb.673-4)
 RV.pri()dh- (ao.)berziehen,bedecken(WbRV.608,pridhat)

844
 Cf. also Neogr. *hel- (Lat. fel-, Li. geta-, Lat. folus) vs. Neogr. hel- (Lat. helus vegetables,
greens)andsoforth.
845

Note,however,thatWaldestranslationsareuncertain.Soaretheattestedforms(Osc.fif[icus],Fal.
f[if]iquod,fificed);seeUntermann(WbOU.279).
846

ApparentlyderivedfromPIE*daYik-withtherootconstraintDYTODYD.

451

 LAv.pairidaza-

(m.)Umwallung,Ummauerung(AIWb.865)

Consequently, it is possible to account regularly in System PIE for the formerly
problematicalternationsinvolvingincompletesatemizationinNeogr.*dhik-:*dhig-:
*dhigh-:*dhih-.847
3. The Old Anatolian Satem languages (to wit, Luwian) have undergone the first
palatalization (viz. the affricativization of the palatovelars), and they preserve the
labiovelarseriesasawhole.Thesefeatureshaveturnedacornerinthestudyofthe
Centum-Satem isogloss. Simultaneously, they have caused some confusion, as the
earlydefinitionwasbasedontheassibilationofNeogr.*hhandthemergerof
Neogr.*kkhhandNeogr.*kkhgghintheSatemgroup.848Thisviewisnow
outdatedbythedata,becausetherearetwoindependentvariables,thetreatmentof
thepalatalsandthetreatmentoflabiovelars,withthetwoaxesactuallydefiningfour
types of languages instead of two (Satem vs. Centum). All four types are actually
attested,ascanbeseenfromthemodernizedclassification:
(a) +Palatalized and +Labiovelar languages. This group consists of the Anatolian
Satemlanguagescontinuingbothseries(e.g.cuneiformLuwianandLycian).
(b) +Palatalized and Labiovelar languages. This group consists of the traditional
Satemlanguagesindirectlypreservingthepalatovelars,buthavinglostthelabiovelars
(e.g.LithuanianandAvestan).
(c) Palatalized and +Labiovelar languages. This group consists of the traditional
Centumlanguageshavinglostpalatovelars,butpreservinglabiovelarsasdistinctfrom
theplainseries(e.g.LatinandGreek).
(d) Palatalized and Labiovelar languages. This group consists of the Centum
languagesthathavelostpalatovelarsandmergedthelabiovelarswiththeplainvelar
series.ThegroupconsistsofTocharianandIrish(exceptforNeogr.*OOIr.b).


4 .9 Proto-Indo-Europeanfricatives
4.9.1 Generalremarksonthehistoricalfricativesystems
0. Two series of fricatives were postulated for the proto-language by the
Neogrammarians:
 Neogr.*sshzzh(sibilants) 

Neogr.*hh(interdentals).

Incontrastwiththetwoabundantarraysofsibilantsandinterdentals,nosegmental
laryngealwasincludedinthetraditionalphonemeinventory.Thesefactorsmakethe
fricative system the weakest link of the Neogrammarian reconstruction, and it
requiredconsiderablemodifications.

847

 The other alternations of aspirated stops Neogr. *gh : h (cf. OInd. drogh- : drohar-) are to be
explainedsimilarly(i.e.withasuffix*i-).

848

 See Melchert (1989:204): In conclusion, I wish to stress one point regarding centum/satem in
Anatolian.[...]Luvian(CLuvian,HLuvian,Lycian)isneithercentumnorsatem,sinceitwouldshow
neitheramerger,k>knork,kw>k,butathree-waycontrast.

452

1.Proto-Indo-Europeanhadonlytwo(dental/alveovelar)sibilants,PIE*sandPIE*z.
ThetypologicallypostulateditemsNeogr. sh zhdonotexist,exceptfortheclusters
ofPIE*s+handPIE*z+YwiththesegmentallaryngealsPIE*handPIE*Y.
2.TheseriesNeogr.*hh(thorn)waspostulatedthroughthecomparisonof
etymologically differing proto-phonemes IIr. s : Gr. F/; in a similar manner as the
syllabicsonantsofBrugmannandOsthoff.Whenthecompletedataisaccountedfor,
sibilantsanddentalscanbeexternallyparalleled.Therefore,abandoningtheseriesis
recommended(seeChapter1).
3. As already discovered by the monolaryngealist school (Zgusta, etc.), a single
segmental laryngeal PIE * is implied for the proto-language by the comparative
method of reconstruction, a result independently confirmed in this study. For this
phoneme, a glottal fricative articulation (Szemernyi) with voiceless and voiced
valuesPIE*h/Y(Pyysalo)canbesecured.


4 .9.2 ThesibilantsPIE*sand*z
0.Theparentlanguagehadasinglecoronalsibilant, PIE*s(RNeogr.*s),withthe
voicedallophone PIE*z(RNeogr.*z)conditionedbytheenvironmentz+D(Y).The
placeofarticulationofthefricative PIE *sremainsuncertain(whetheritisdentalor
alveolar),butasnooppositionexistsbetweenthealternativestheexactpronunciation
remainsamatteroflesserimportance.
1.TheexamplesofPIE*s(Grundr21:722-89,Szemernyi1996:51-2)include:
(a)PIE*sept-seven(P.909,Grundr21:722,HEG2:1061f.)







RV.sapt- 
Gr.cF|-

RV.s
pt- 
Lat.septem 
Cpd.#aptamaniga-
i.#eptamia- 

(ord.)sieben (WbRV.1474)
(num.)sieben(GEW1:545)
(n.)Siebengespann(WbRV.1512)
(num.)sieben(WH2:517)
(fc.)7th(NOMS.1111,#a-p-ta-ma-ni-ga)
(n.)Flssigkeit(HHand.152,#i-ip-ta-mi-ia)

(b)PIE*srehau-stream,flood(P.1003,sreu-,Grundr21:722)





RV.srva-
Gr.}()B-
Li.srov-
OIr.sr%aim-






(pr.)strmen,fliessen(WbRV.1618,srvanti[3pl])
(pr.)flieen,strmen(GEW2:650f.,8[3sg])
(4f.)Strme(LiEtWb.888)
(n.)flot,grandequantite(LEIAS-188)

(c)PIE*ues-kleiden(P.1172-3,Grundr21:722)







RV.vs-

i.ue#-

CLu.ua#-

Go.wasja-

Lesb.()}??4-

(aoM.)sichanziehen,kleidenin(WbRV.1231,vste)
(vb1.)gekleidetsein,angezogensein(HHand.201)
(iA)bekleiden,anziehen(DLL108,ua-a#-a[1sg])
(vb.)dress,bedressed(GoEtD.395,wasjan[inf.])
(n.)Kleid(GEW1:521,()}??4[sgNA])
453

 Lat.uesti-

(f.)Kleid,Gewand(WH2:773,uestis[sgN])

2. According to the Indo-Iranian ruki-rule849 and its Balto-Slavonic counterpart
(also known as Pedersens Law), the sibilant of the proto-language was retracted in
thesoundchange
 PIE*s

O

Av.#(OInd.),Li.#(OCS.ch),etc. (RUKI)

after *r u K i in Indo-Iranian and Slavonic (but in Lithuanian only after *r). The
soundlawisbeyonddoubt,butthereisasetofhithertounexplainedexceptions,both
inIndo-IranianandinSlavonic:
(a)SeveralVediccounterexamplesaretheearliestpossible:
 RV.kst-
 AV.bsa-
 AV.ssa-





(m.)Snger,Dichter(WbRV.328,KEWA1:217)
(n.)Wurzelschoss(derLotuspflanze)(WbRV.907)850
(n.)Blei(Burrow1976:33,EWA1:734,EWA3:478)

Theseancientexceptionsareaccompaniedbydozensofsimilarexceptionsinthelater
language,manyofwhichhavebeenaccountedforbyBurrow:







OInd.k
ssa- 
OInd.kisara- 
OInd.kisalaya-
OInd.psya- 
OInd.psuka-
OInd.avimarsa-

(sb.)greenvitriol/sulphateofiron(Burrow1976:33)
(sb.)anaromaticsubstance(Burrow1976:33)
(sb.)leaf-bud,sprout,shoot(Burrow1976:33)
(pr.)stretch,expand(Burrow1976:33)
(a.)expanding(Burrow1976:33)
(sb.)sheep-milk(Burrow1976:33)

(b)Theetymologies,whenavailable,speakfortheProto-Indo-Europeancharacterof
theformations.851Thus,aPIErootcanbepostulatedforanexceptionoftheruki-rule
in:
PIEal-Hhlung;tief

 

PIEalb-

 RV.bsa-
 

(.)aholeintheearth(Burrow1976:33,KEWA1:124)

PIEalu-

 i.alu-

 OInd.arva- 

(a.)tief(sb.)Hhlung(HEG1:135-6)
(.)aholefromwhichvapoursarise(Burrow1976:33)

Therefore, an explanation that can be traced back to Proto-Indo-European
phonologyisneeded.852

849

SeeCollinge(1985:143-5)andSzemernyi(1996:51-2).

850

RV.bisakh-(m.)derWurzelschosseausgrbt,W.ausgrabend(WbRV.907).

851

NotethatBurrowscatalogueofthecounterexamplesoftheruki-ruleimpliesthattheIndo-Iranian
exceptionsoccuronlyafterPIIr.*rui,butneverafter*K(notethatthesameappliestoSlavonicas
well).

852
 Note the rare, but existing Slavonic counterexamples restricted to Neogr. *us %s O OCS. &s, ys,
confirmingthePIEoriginofthephenomenon.

454

3. Some comparatively secure conclusions can be drawn, based on the
counterexamplesoftheruki-rule:
(a)ThestemRV.kst-requiresthree-syllabicscansionwithhiatusRV.N PIE*
andanextravowelRV.2NPIE*a,thusrepresentingafullform:
 RV.k2st- 

(m.)Snger,Dichter(WbRV.328)853

Theproto-formPIIr.*Kast-contains PIE*ifollowedby PIE*abefore PIE*s.In


other words, the diphonemic PIE *a between the semi-vowel and the sibilant has
preventedtheruki-rulefromoccurring.Bygeneralizingthisbehaviourto PIE*uand
PIE*r,theexceptionsoftheruki-rulecanbeconditionedbytheruihas-ruleinthe
environment
 PIE*rui+a+s

O

IErui+s

(where*RPIE*h
*Y).854

(b)Accordingtotheinductionhypothesis,wecanpostulateadiphonemicPIE*afor
theexceptionsoftheruki-ruleinexampleslike:
1.PIE*buYas-dicht,Dichte(P.,KEWA2:440f.)
 RV.bus-
 Gr.59:@




(n.)viell.dasDichte,dasDunkel(WbRV.910)
(adv.)dichtgedrngt,engaineinander(GEW1:277)

Thelaryngeal PIE*Yisthusimpliedbytwowitnesses,thevoicedobstruentGr.5=
RV.bandtheruihas-rule.
2.PIE*blYas-lstern,schmhen,zaubern(P.719)855





RV.bsaya- 
RV.bsaya- 
Gr.5>4EH:?B-
Gr.5>4EH:?}K

(m.)etwaZauberer(WbRV.910)
(m.)BezeichnungeinesDmons(WbRV.910)
(a.)lsternd,verumleumdend(GEW1:241-2)
(pr.)schmhen,lstern,verumleumden(GEW1:241)

ThelaryngealisimpliedbyGr.4,thevoicedvaluebyGr.5=RV.b,anddiphonemic
PIE*Ya(vs. PIE*aY)bytheruihas-rule.Inthismanner,theruihas-ruleiscompatible

withtheothersoundlawsandprovidesanadditionalcriterionforreconstructionof
thelaryngealandameansofchoosingbetweenthealternativesPIE*aand*a.Due
to the limited number of comparative etymologies, the sound law needs to be
extensivelytested.
(c)Ontheotherhand,ifarootwithPIE*r/u/iisfollowedbyPIE*andPIE*sandthe
ruki-rulehastakeneffect,thenPIE*rui+a+sistobereconstructed(theprincipleof
theregularityofsoundchange).Asanexample,Iquotetheroot
PIE*giuaYs-kosten,wnschen,usw.(Neogr.*eus-us-,P.399):

856


853

 Here PIE *ha (not *ah) is required by the hiatus (= RV. kst-) and the following vowel,
necessitatingPIE*aintheabsenceofanyothervowelcapableofbeinglost.

854

 As the sequences PIE *ras *uas *ias were immune to the ruki-rule, I will call the principle
governingthecounterexamplestheruihas-rule.

855

Pokorny,assuminganoriginalmeaning*alsVerfehltes,UnpassendessagendconnectstheGreek
itemswiththeroot2.mel-(cf.Li.mla-Lge).Thisisproblematic,however,owingtothedifference
inmeaningandschwebeablaut.

455






RV.saj-
OIr.asag%-
LAv.zu#-
Gr.68(h)B-






(prpI.)vereint,zusammen,zugleich(WbRV.1449)
(.)erwnsche(VGK2:549,asag%[3sg])
(a.)gefllig,anmutig,entzckend(AIWb.1698)
(pr.)kosten,kostenlassen(GEW1:302,68B?4<)

PIE*aisimpliedbythequantityRV.ROIr.%,thevoicedlaryngeal PIE*Ybythe

root-initialvoicedvelar(RV.jRGr.6),andPIE*aYbytheruki-rule(RV.=Av.#).
4. PIE *z, the voiced counterpart of PIE *s, is generally attested only before the
voicedmediaeandmediaeaspiratae(i.e.intheenvironmentzD(Y)).Thedistribution
reflectsaregressiveassimilationofvoice PIEin*sD(Y)OzD(Y),857duetowhich PIE
*zisusuallynotreconstructedinexamplessuchas:
(a)PIE*Yasd-Ast(P.782)





Gr.r9B-
OEng.st
Arm.ost
i.a#duir






(m.)Ast,Zweig,Schling(GEW2:353,r9BD)
(m?.)knot,knob(ASaxD.768)
(sb.)branch,twig(ArmGr.482)
((GI")n.pl.)Zweige,Reisig,Bast(HEG1:206)

(b)PIE*misdaY-Lohn,Sold,Miete,Gewinn(P.746)







Gr.?<E;-

LAv.mi(da- 
RV.mh- 
OCS.mzda- 
Go.mizd- 
OEng.meard-

(m.)Lohn,Sold,Miete,Tagelohn(GEW2:244)
(n.)Lohn,Gewinn,Vorteil(AIWb.1188)
(n.)Kampf,Wettkampf(WbRV.1046)
(f.)Lohn(Sadnik525)
(f.)Lohn(GoEtWb.259)
(f.)reward,pay(ASaxD.679)

5.Inafewexamples,however, PIE*zappearsasasegmentalphonemewithoutan
immediately following voiced plosive D(Y). The rare occurrences of this PIE *z in
alternationwithPIE*sinclude,forinstance,thefollowing:
(a)PIE*seYad*zeYad-sedere(P.884f.)858






Lat.sedent- 
Umbr.ze ent-
Li.sedlu-

Li.zedlu-

Lat.sellula- 

(pt.)sitzend(WH2:507,sedentis[sgG])
(pt.)sedens(WbOU.659,ze ef[sgN])859
(.)saddle(LiEtWb.769,sedlus[sgN])
(.)=sedlus(Fraenkel1931:413)860
(f.dim.)Stuhl,Sessel(WH2:507,OxLatD.1729)


856

Thelaryngealisimpliedbythevoiceofthepalatovelarandthequantityoftheglide(FicksRule).

857

SeeSzemernyi(1996:51):ForIndo-Europeanonlyonespirantcanbeestablishedwithcertainty,
voicelesss.Voicedzalsooccurs,butonlyasanallophoneofsbeforevoicedstops.

858

 The a-vocalism (OIr. saidid [3sg]) added with the Lithuanian acute (Li. sda-) and the voiced
mediae(Lat.d=Li.detc.)implyPIE*Yafortheroot.

859

BrugmannsclaimofUmbriandevelopment(Grundr21:372n1)isinsufficient,becauseanidentical
developmentisattestedinLithuanian.

860

 According to Fraenkel, Li. zedlu- is aus poln. zedel, zydel Sitzbock, Pritsche, Sesselentlehnt.
However,thesuffixesdonotmatch.AsitisconceivableintheorythatLi.ziscausedbyPIE*Y,Iuse
theoccasiontomentionthispossibility.

456

(b)PIE*sehar*zeYar-beobachten(Brugmann,Grundr21:372)
 

PIE*sYari-*zeYari-

 Umbr.seri- 
 Umbr.anzeria-
 

(pr.)beobachten(OUD.669-670,seritu[3sg])
(pr.)Vgelbeobachten(WbOU.103-5,anzeriato)

PIE*sYarg-*sYarg-

 OLi.srg-
 Li.srga-
 Lat.sergio-





(vb.)behten,bewahren(LiEtWb.776,srgmi[1sg])
(3m.)Wchter,Hter(LiEtWb.762-3,srgas[sgN])
(PN.)Sergio(WH2:527,sergius[sgN])861

Intheabsenceofanyotherfactoraccountingforthevoiceof*zeYad-(Umbr.ze =
Li. zed-) and *zeYar- (Umbr. zer-), as well as the voice of the extensions *searg
and*saerd,itcanonlybeconcludedthatthefricative PIE*swasassimilatedtothe
voiceof PIE*Y,resultingin PIE*z(compare PIE*kOg, PIE*pOb, PIE*tOdin
environment*Y).Sincethevoicedlaryngeal*Yaccountsforthevoiced PIE*zandD
in*YzDand*zDY,thisalternationisultimatelyalsocausedbyPIE*Y.
6.Szemernyi(1996:104-105)writesthatSiebs,inhisarticleof1904,[]inferred
thatinIndo-Europeanavoicedstopbecameunvoicedandavoicedaspiratebecame
anunvoicedaspirateornon-aspiratewhenans,presumablyaprefix,camebeforeit.
AsforSiebssLaw,862formallycomprisedofthreeseparaterules
 s+D-OsT- 

s+DY-OsTh-

s+DY-OsT-,

oneshouldobservethefollowing:
(a) PIE*steYag(withalaryngeal)issecuredfortherootNeogr.*steg-(Gr.EF}6K,P.
1013-14)bymultiplecriteriathatimplyPIE*Y:






Gr.EF}6BE- 
Li.stga-

OInd.sthga- 
OInd.sthagya-
OPr.stogi- 

(n.)Dach,Haus(GEW2:780)
(m.)Dach,Heim,Wohnsttte(LiEtWb.911)
(prA.)cover,hide(MonWil.1261,sthagati[3sg])
(cs.)verhllen,verbergen(KEWA3:523)
(m.)Dach(APrS.438)

PIE *a is implied by the vocalism of Li. stga- and the laryngeal by the Lithuanian
acuteandOInd.sthag-requiring PIE*steag-(schwebeablaut).Finally,thevoiced
laryngeal PIE *Y is implied by the root-final PIE *g-, yielding PIE *steYag-. In PIE
*stYaeg-, the laryngeal lost its voice, yielding OInd. sthag-. Accordingly, an actual
exampleofSiebssLawexists.
(b)SiebssLawdidnotaffect*zdzdY,whenthesibilant*swasnotfunctioningassmobile(prefix).863Hencetheexamplesliketheonebelowareregular:

861

 The presence of PIE *Y tallies with the Lithuanian acute and the voiced extension. Furthermore,
the a-colouring is revealed by schwebeablaut in yet another voiced extension: PIE *sYaerd in Lat.
sard
-(vb.)intellegere(WH2:479,sard
re[inf.]).

862

ForSiebssLaw,seeCollinge(1985:155-158),Szemernyi(1996:104-5,143-4)andSeebold(1972).

863

SzemernyirejectsSiebssLaw,citinggAv.zdbe!(PIIr.*sdYi)ashiscounterexample(cf.OInd.
edh<PIIr.*asdYi),butstrictlyspeakings-mobileisnotinvolved.

457

 Gr.?<E;-

 LAv.mi(da- 
 RV.mh- 

(m.)Lohn,Sold,Miete,Tagelohn(GEW2:244)
(n.)Lohn,Gewinn,Vorteil(AIWb.1188)
(n.)Kampf,Wettkampf(WbRV.1046)

Inthesecases,SiebssLawisgenuineanditsinitialdescriptioncanbeupgradedwith
segmental PIE*h:Yinordertoeliminatethesporadicemergenceofanaspirateof
theoriginalformulation.864
7.PIE*s-mobile(ormovable*s)865referstotheprefix*sattestedinseveralrootsas
appearing side by side with respective prefixless items. As for this, the following
shouldbenoted:
(a) The number of examples of *s-mobile is satisfactory (i.e. the existence of the
formantisbeyonddoubt).Anoft-quotedexampleistheroot
PIE*steYag-cover(P.1013-14)







OPr.stogi- 
Gr.EF}6BE- 
Li.stga-

OInd.sthga- 
OInd.sthagya-

(m.)Dach(APrS.438,stogis[sgN])
(n.)Dach,Haus(GEW2:780)
(m.)Dach,Heim,Wohnsttte(LiEtWb.911)
(prA.)cover,hide(MonWil.1261,sthagati[3sg])
(cs.)verhllen,verbergen(KEWA3:523)

Theitemsbelongtoarootwithout*s-mobile:
PIE*teYag*toYagcover(P.1013-14)

 OIcl.ak-

 Lat.tog
-

 Hom.F}6BE- 

(n.)Dach,Decke,Dachmaterial(ANEtWb.605)
(f.)Gewand,Toga(WH2:654)
(n.)Dach,Haus(GEW2:780-1)

(b)Followingtheemergenceof PIE*,thetraditionalexamplesof*s-mobilerequire
confirmationintermsofthepossibilityofaroot-initiallaryngeal.Thereasonscanbe
illustratedwiththeroot
Neogr.*ster-star(P.1027-8):





i.a#tert-
Gr.\EF}C-
LAv.star-
RV.st-






(c.)star(HEG1:204-,a-a#-te-er-za[sgN])
(m.)star(GEW1:170-1,\EF~C,\EF}CBD[sgG])
(m.)Stern(AIWb.1598,starasa)
(f?.)Stern(EWA2:755-,stbh[plI])

TheinitiallaryngealofPIE*haster-,absentinthetraditionalreconstruction,prevents
ahistoricalinterpretationoftherootasthe*s-mobilevariantoftheroot
PIE*ter-Stern:

 RV.tr-

(m.)Stern(EWA1:755-,tra[plN])
 OInd.t-

(m.)Strahl(KEWA1:524,tbhis[plI])

864

Regardingtheglottalicaspecthere,seeCollinge(1985:262):IfSiebsiscorrectonthealternations,
theglottalicistsareonshakyground.

865

On*s-mobile,seeHirt(1927:329-333),Szemernyi(1996:93-4)andSouthern1999.

458

 AV.trak
- 
 OInd.tar- 
 Gr.F8C84- 

(f.)Stern(KEWA1:497)
(f.)Sternbild,Fixstern(KEWA1:497)
(f.)Vor-,Wahrzeichen,Wunder(GEW2:878)

(c) The explanations of *s-mobile range from prefix to analogy, but as forms both
with and without *s-mobile are synchronically attested, the s-mobileis a prefix by
definition.866


4 .9.3 PIE*h/Yandthepropertiesofthelaryngeal
0.ThepropertiesofthecoversymbolPIE*,thecriteriaforitsreconstructionbased
on the measurable features of the Indo-European data, and its behaviour in all
environmentsaresummarizedinthisparagraph.
1. The laryngeal fricative has been preserved as a segmental phoneme in Old
Anatolian(i.,Pal.,CLu.,HLu.),allowingthereconstructionof PIE*based
on the principle of family consistency. Despite the loss of the segmental PIE * in
other subgroups, they preserve multiple criteria that can be correlated with PIE *,
makingreconstructionpossibleevenwithoutOldAnatolianparallels.
2. The cover symbol PIE *stands for a voiceless (PIE *h) and a voiced (PIE *Y)
laryngeal,butconditionsofalternationwillremainunknownuntilpreconditionsfora
comprehensive induction hypothesis have been created by the advancement of
comparisonandlexicography.
(a) The existence of a voiceless laryngeal PIE *h is implied by the traditional series
tenuesaspirataeTh(=T+*h)andconfirmedbytherootswithalaryngealandtenuis
PIE*hT,and*Th),wherethelackofthevoiceofTimpliesthevoicelessPIE*h.
(b) The existence of the voiced laryngeal PIE *Y is implied by the traditional series
mediae aspiratae (Dh = T+Y) and the Neogrammarian roots with one media D,
actuallyoftheshapePIE*YDor*DY,withPIE*Yaccountingforthevoiceofthe
mediae. A voiced laryngeal may have been preserved in i. tarunda#i- (OHP.
1:446f.),aderivateoftheOldAnatolianwordforweather-god,sinceitscounterpart
intheUgaritic(RasShamra)alphabethasavoicedlaryngeal(Ugar.trnds).867
(c)BothPIE*handPIE*Yhavebeenpreservedasi.RPal.RCLu.RHLu.
inOldAnatolian,shownbypairssuchas:
 PIE*hast-Knochen 

 PIE*Yasd-Ast

O
O

i.a#tai-Gr.pEF}B-,etc.
i.a#duir,Gr.r9BD,etc.


866

 In this connection, note that instead of a single s-mobile it is likely that there are several
semantically and etymologically separate prefixes PIE *s1, *s2  *sn, but as a lexical matter no
furtherinvestigationonthemattercanmadeintheframeworkofthisstudy.

867

Astheexamplesknowntomearelimitedtothisform,weonlyhavethinsupportfortheplaceof
articulationatthistime.Inthisconnection,notealsothevelararticulationofthelaryngealUgar.=
i..

459

(d) The existence of voiced and voiceless root variants in etymologically connected
morphemeslike
 *hT(Av.
t-atmen,P.345)

*YD(Lat.d-riechen,P.773)

impliesthat PIE*hand*Yultimatelybelongtothesamephoneme,whichisreferred
to in this study with the cover symbol PIE *.868 The alternations of voice remain
unexploredinthelexicon,butitislikely(exnihilonihil)thatacomprehensivestudy
willprovidetheconditionsforthealternationPIE*h:*Yinthefuture.869
(e)Theplaceofarticulationofthelaryngeal PIE*h/Y,voice(afeatureproducedby
vocal chords),and tone/pitch accent coincide in glottis.870 It is possible that these
phenomenaareboundtogetherbyacurrentlyunknownrule,whichmayalsogovern
thealternation PIE*h:Y.Insuchcase,asolutiontothePIEaccentproblemmaybe
requiredbeforetheconditionsforPIE*h:Ycanbeidentified.
3.WithregardtotheplaceofarticulationofPIE*,notethefollowing:
(a)Thevoicelessandvoicedvariantsofthecoversymbol PIE*excludetheglottal
stop as a possible phonetic interpretation, because the phoneme has no voiced
counterpart.871 Phonetically and phonologically, the cover symbol PIE * can
representthreeplacesofarticulationinparticular:
1.Larynx,producingthelaryngealproper(i.e.theglottalfricativewithvoiceless
/handvoiced/Y/variants).
2.Pharynx,producingtheemphaticpharyngealfricativearticulatedbytheback
ofthetonguewithvoiceless//andvoiced//(ayn)variants.
3.Uvula(orvelum),producingtheuvularfricativewithvoiceless/x/andvoiced
//variants.
Concerningthesealternatives,wecansecurelyinferthefollowing:
(b) Szemernyi (1996:140) has presented the following argument in favour of the
glottalfricativearticulation:
Weknow,moreover,that,asR.Jakobsonformulatedit,languageswhichhavethepairs
voicedvoiceless,aspiratedunaspiratedalsohavethephoneme/h/.Itseemstofollowfrom
this that the laryngeal which we have just accepted was none other than h, the normal
glottalspirant.Withitshthe[P]IEsystemwassimilartothatofLatin.

This interpretation is compatible with k-prtikhya (i.39-40), according to which
(Allen 1953:48) in Sanskrit, The fricatives h [i.e. /Y/]and - [i.e. /h/] are glottal
(kahya), or as some say, pulmonic (urasya). Also from the phonological point of

868

Fromaphonologicalpointofview,PIE*YconsistsofthefeaturelessbasicphonemePIE*handthe
featurevoice.
869

Onthebasisofthe exnihilonihilprinciple,thefeaturevoicethatcausesthealternationPIE*h:
*Yhastohavebeenconditionedbysomemeasurablecriterion(orcriteria).

870

Furthermore,accordingtok-prtikhya(i.38),thevowelaisglottal(Allen1953:59).Following
this (Allen 1953:60), k-prtikhya (iii.15) adds, Some say that the voice of voiced consonants
consistsofa.

871

CompareHock(1991:14):Theglottalstopcomesonlyinonevarietyvoiceless.Thereasonseems
tobethatthevocalcordscannotsimultaneouslyproduceastopandthevibrationofvoicing.

460

view,theideathattheemergingsecondarylaryngeals(PIE*s,*Y,etc.OInd.h)
took the place of articulation of the formerly existing phonemes PIE *h Y is highly
satisfactory.Basedonthis,itisacceptablethatthecoversymbol PIE*hadatleast
glottalarticulationwithvoiceless(PIE*h)andvoiced(PIE*Y)variants.872
(c)Inadditiontothevalues PIE*R*h:*Y,thepharynxanduvula(orvelum)also
remain possible places of articulation covered by Old Anatolian . This cannot
verified or falsified based on Indo-European data, but an answer could be found in
SemitictransliterationsofOldAnatolian,whichpotentiallycontainsfurtherclues.To
mention just a couple examples, OEg. t#r (i. atu#ili-) appears with a voiceless
velarfricative//(seePuhvel1965:83).TheexampleUgar.trnds(=i. Itar-u-unti-i#-#a (?), NOMS. 1272) appears with a voiced velar fricative (Ugar.  = /g/). The
exampleHebr.ittiHittite(Gr.I8FFB<)appearswithavoicelesspharyngeal,whereas
Ugar.tyHittite(seePuhvel1965:83)hasavelarfricativeinstead.Studiesthatseek
aninterpretationofthecoversymbol PIE*basedonSemitic(orotherlanguagesin
general)shouldnotethefollowing:
1. PIE * regardless of its phonetic interpretation  could have allophones in
OldAnatolian,writtenasi.butunderstood(andwritten)asdistinctphonemesby
the speakers of the Semitic languages. The fact that they had a wide array of
laryngealsintheirnativephonemeinventorymeansthatderivingsecureconclusions
mightproveproblematic.
2.AsoundchangemayhaveaffectedthephonemePIE*h/Y,forinstanceyielding
a fricative // in Old Anatolian, which also adds to the problems of using Semitic
transliterations.
4.Functionallyspeaking,thelaryngealfricative PIE*h/Yappearsinconnectionwith
PIE*aindiphonemic PIE*a*a.Withthevoicelessandvoicedvaluesofthecover
symbol,asolutiontotheProto-Indo-Europeanlaryngealproblemcanbefoundinthe
equations
 PIE*aRPIE*ha
*Ya

&

PIE*aRPIE*ah
*aY.

(a)Thediphonemic PIE*aand*ahavesyllabicstatus,duetotheattachedvowel
PIE*a.Accordingly,theyformasystemthatisnotcompletelyunlikethatenvisioned
bySaussurewithhiscoefficient*A.
(b)ThediphonemicconnectionbetweenthesegmentallaryngealandPIE*afurnishes
uswithakeycriterionforthereconstructionof PIE*basedoncognatespreserving
Neogr. *T, a,
. The diphonemic connection functions in both directions, with the
resultthatthefollowingrulesofinferencearevalid:
 PIE*OPIE*a(inNeogr.*T,a,
) &PIE*a(inNeogr.*T,a,
)OPIE*.
(c)ItisdesirablethatatypologicalparallelbefoundforasystemofphonemesPIE*a
andPIE*choosingeachother(strictphonotacticalselection)indiphonemicPIE*a

872

Thegeneralagreementwithinthelaryngealtheorythatthesecondlaryngealwasavoicelessvelar
fricative /x/, is unwarranted. See Lehmann (1952:85-89, 103-8), Polom 1965 and Beekes (1972:
44n2.).

461

: *a. My knowledge of the languages of the world is not sufficient, however, to
provide such a parallel. Assuming that such a system has been preserved in some
language,thesituationmayyetchange.
(d)DespitethediphonemicdistributionofPIE*a*a,thelaryngealPIE*Y/handPIE
*aweredistinctphonemes.Therefore,thepossibilityoftheirindependentexistence
mustbementioned.Thequestionoftheexistenceofindependentitemsintheprotolanguage can be reduced to a lexical problem, depending on whether
correspondenceswith PIE*aand PIE*withouteachotherexistornot.If PIE*aand
PIE*canbecomparativelyproventoappearindependently,theymustbepostulated
as such.873 If, however, PIE * and *a are shown to be connected throughout, the
diphonemic hypothesis is proven in a strong sense. Either way the diphonemic
hypothesisallowsustoapproachtheprobleminasystematicmanner,allthewayto
thebottomofthematerial,therebyinevitablyleadingtoasolution.
5.TheVedic(andolderAvestan)meteroccasionallyrequiresatwo-syllabicscansion
forasinglevowelattestedinthetext.Intheabsenceofanyotherregularexplanation,
thehiatusreflectsalostlaryngeal,asalreadydiscoveredbyKuryowicz(1927,1935).
Asarule,thehiatuscanbeconfirmedbysomeothercriterionimplyingthelaryngeal
aswell.Thus,forinstance,PIE*impliedbytheVedicscansion
 RV.g-
 Do.5-




(m.f.)Stier,Rind,Kuh(WbRV.408,gam[sgA])
(c.)Rind,Kuh,Ochse(GEW1:260,5@[sgA])

is confirmed by the root-initial voiced stop (RV. g = Do. 5), proving that the
laryngealinquestionwasvoicedPIE*Y.ThepotentialoftheRig-Vedichiatushasnot
to date been fully exhausted, and the study of Indo-Iranian meter will remain
criticallyimportantuntilalltheevidencehasbeengatheredandstudied.
6.BrugmannsLawII(i.e.thelengtheningofPIE*oCVOIIr.
VC)impliesPIE*.
Unlike most other criteria for PIE * (e.g. OAnat. , etc.), which allow the
reconstruction of PIE * as such, Brugmanns Law II is ambiguous due to PIE *
and/or*alsoyieldingIIr.
.Forthisreason,thelawalwaysrequiresaconfirmation
throughanothercriterionimplyingPIE*.
7.TheabsenceofthesecondpalatalizationinIndo-Iranianexampleslike
 OInd.kia-
 Lat.callo-




(m.)Schwiele(KEWA1:208,EWA3:90,kia)
(n.)Schwiele,dickeHaut(WH1:139,callum[sgNA])

pointstoanoriginalPIE*a,thusalsoimplyingPIE*.
8. The Lithuanian acute (Li.    , , etc.), corresponding to the Latvian broken
tone(Latv.,,etc.),correlateswiththefollowingPIE*.SincebothCVRorCVR
aretheoreticallypossible,thepositionof PIE*isambiguous,anditmustbesettled
onthebasisofthematerial.SomeexamplesofPIE*beforeandafteraresonantare:

873

 Note that a theoretical framework for independent PIE * and PIE *a already exists. This view
coincides with classical monolaryngealism, assuming no connection whatsoever between the items in
itsstrongestform.

462

(a)PIE*gieYan-geborenwerden,usw.(P.373-5,*en-)
 Gr.6}@-

 Gr.8><6@- 
 Li.(nta-


(aoM.)geborenwerden(GEW1:306-8,d68@FB)
(m.pl.)Bld@7BAB<,5BG>8GF4(GEW2:498)
(m.)Schwiegersohn,Tochtermann(LiEtWb.1301)

(b)PIE*seYar-behten,beobachten,bewahren(P.910,Neogr.*ser-)





OLi.srg-

Lat.sergio- 
Lat.seru
- 
LAv.ni#haurva-

(vb.)behten,bewahren(LiEtWb.776,srgmi[1sg])
(PN.)Sergio(WH2:527,sergius[sgN])
(pr1.)beobachten,erretten(WH2:525-6)
(vb.)sichbehten,bewahren(AIWb.1787)

(c)PIE*baYerahn-bear(P.128f.)






Gr.HBC|-

Ligur.porcobera
Ligur.gandobera-
OLi.brna- 
Gr.HBC|7- 

(f.)dasTragen,Last,Abtragen,usw.(GEW2:1003)
(IDf.)Fisch-fhrend(P.129)
(IDf.)Gerll-fhrend(P.129)
(m.)Bursche,Knabe,Knecht(LiEtWb.40)
(f.)trchtigeStute(GEW2:1004)

9.TheGreekexceptionstoOsthoffsLawimply PIE*,andsimilardiscoveriesmay
yetappearinconnectionwithotherlanguages.874
10.Neogr.*and*%,thelongsemi-vowels,areassimilationsofaccented PIE*and
PIE*i*u(unlessrepresentingoriginalPIE*i+iandPIE*u+u):


PIE*i*i*i*i(Neogr.*)

PIE*u*u*u*u(Neogr.*%).

The Indo-European long semi-vowels thus provide an additional criterion for the
reconstructionof PIE*,thoughconfirmationforthepositionof PIE*and PIE*ais
required.
11. The Vedic scansions of Sieverss Law, involving OInd. i and OInd. u before a
vowel,canbedemonstratedtooccurinpositionswhere PIE*aand PIE*aarealso
present.Thisbehaviouryieldsyetanothercriterionforthereconstructionof PIE*.
Sincethediphonemic PIE*a,*acanoccurintwoways(bothbeforeandafter PIE
*i,*u),itspositionmustalsobedecidedthroughcomparison.
12. Fortunatovs Law II, which applies in the environments VLT and VLT in
Indo-Iranian, provides a criterion for the reconstruction of PIE *. It does require,
however,confirmationintermsofthepositionofthelaryngeal.
13.GrassmannsseriestenuesaspirataeNeogr.*Th(RPIE*Tah
*Tha)consistsof
clusters of unaspirated tenues T and PIE *ah *ha, providing numerous examples of
voicelesslaryngealPIE*hinIndo-Iranian,GreekandArmenian.


874

Thus,forinstance,therootPIE*halt-GoldhasashortdiphthonginOstLi.(eta-(a.)golden,
goldgelb,blond(LiEtWb.1296-7,(etas),buttheThraciancounterparthasalongoneinThrac.9:>F4
(f.)Gold(?)(P.429,9:>F4),justlikeinGreek.

463

14. The series mediae aspiratae Neogr. *Dh (R PIE *DaY
*DYa) consists of
clusters of unaspirated tenues and mediae followed by PIE *aY and *Ya, providing
severalexamplesofPIE*YinSanskrit(andindirectlyelsewhere).
15. Unless caused by an accent in PIE *, the clusters *Ku, K of the Satem and
Centum groups imply PIE *a *a following the labial, thus providing yet another
criterionforthereconstructionofPIE*.
16.Itispossiblethatyetothercriteriaforthelaryngealnotpresentedinthisstudy
willbeidentifiedinthefuture,thusincreasingourcapabilitiesofreconstruction.

464

5 ThereconstructiontheorySystemPIE
5.1 SystemPIEandPIELexicon
0. System PIE, the Proto-Indo-European reconstruction theory presented in this
study,consistsinitsextendedformoffivemainparts:
(a) The primary phoneme inventory for Proto-Indo-European (as presented in
Chapters2,3and4ofthisstudy).
(b)TheaxiomatizationanddigitalizationofSystemPIE(Chapters1and5).
(c)TheformulationoftheupgradedsoundlawsystemforProto-Indo-European,to
bedigitalizedinthefuture.
(d)ThedecisionmethodforIndo-Europeanetymology,basedonSchleicherssketch
andthephonemeinventoryofSystemPIE.
(e) The PIE Lexicon, the Indo-European morpheme inventory consisting of the
internal and external etymology of the Indo-European languages in reconstructed
form.
Thischapterpresentssomeconcludingremarksoneachofthesefiveparts.


5.1.1 ThephonemeinventoryofSystemPIE
0. The comparative and segmental analysis of this study results in the primary
phonemeinventoryforProto-Indo-European,comprisedofaminimalarrayofprotophonemesthatarenolongeranalyzableintermsofitemsoftheinventory.
1.TheprimaryphonemeinventoryofSystemPIEconsistsoffourteenfunctionally
defineditems:
V 
R 
C 

*a:
? *e: *o: 



*i: *u: *l: *r: *n: *m:
*k:g *p:b *t:d 
*s:z *h:Y 

(Chapter2)
(Chapter3)
(Chapter4)

AsforthephonemesystemPIE,notethefollowinggeneralphonologicalfeatures:
(a) The typological simplicity of the PIE phoneme inventory gives it a truly archaic
look,asonlythebasicplacesofarticulationareimpliedforProto-Indo-Europeanby
thecomparativemethodofreconstruction.
(b) No further segmental analysis of the proven places of articulation is possible. It
makes no sense to derive the phonemes of System PIE from anything other than
themselves.Inadditionitisnotpossibletoaddphonemestotheinventory,exceptfor
the possible pharyngeal and velar places of articulation for the laryngeal.
ConsequentlySystemPIEisminimalintermsofthecurrentIndo-Europeandata.
(c)Eachphonemeappearswithtwofunctionalvariants:vowelsalternateinquantity,
resonantsinsyllabicity,andobstruentsinvoice.Thevariantsappearinetymologically

465

connectedwordsandaredealtwithsimultaneouslyinthealphabeticalorderofPIE
Lexicon.875
Regarding the individual proto-phonemes of System PIE, the following brief
characterizationsshouldbenoted:
2. PIE *a and PIE *
? are spelled in the range /a  /, possibly under allophonic
conditionsthatarenolongeridentifiable,owingtotherespectivedistinctionsinthe
data.
(a) PIE*aisthecoversymbolforaphoneme/a/,correspondingtoNeogr.*Tofthe
traditionalreconstruction,*AofSaussureand*h2ofthelaryngealtheory.
1.Theaccented PIE*waspreservedinmostlanguagesassuch(Lat.a,OIr.a,
Gr. 4, etc.), but turned into a front vowel in Indo-Iranian (R RV. i, gAv. i, etc.)
throughPIIr.*/T/,asrevealedbyitsneutralityinthesecondpalatalization.
2. The unaccented PIE *a was lost in all languages except for the possible
protheticainGreek,Armenian,MacedonianandPhrygian.Thisruleresemblesthe
earlierlossofschwa,buthasawiderscopethanfoundintraditionalreconstruction.
3. Functionally PIE *a appears in the diphonemic pairs PIE *a a and PIE *a,
thus accounting for the syllabic status of Saussures coefficient sonantique *A.876
Despite the considerable amount of archaic data handled in the PIE Lexicon, no
provable example of PIE *a without PIE * (or vice versa) has emerged as of yet.
However,aslongasthematerialhasnotbeencompletelyanalyzed,acounterexample
remainspossible.
(b) PIE *
?, a long counterpart of PIE *a, is of uncertain existence like its historical
counterpart Neogr. *, postulated as Systemzwang by the Neogrammarians. Since
structuralpostulationisnotallowedinSystemPIE,theexistenceof PIE*
depends
onacomparativeproof.UntilnowIhavebeenunabletoverify(orfalsify)phoneme
?
PIE *
 due to an ambiguity caused by the emergence of the secondary IndoEuropean
 (Neogr. *
) from PIE *a+, *+a O IE *
. Identifying a criterion that
canrevealadistinctionbetweenanoriginalPIE*
?andtheattestedIE
ispractically
impossible,thoughanalysisatthesuprasegmentallevelcouldstillleadtoasolutionof
theprobleminthefuture.877
3. PIE*eand PIE*arespelledintherange IPA/e8/possiblyunderallophonic
conditionsthatwilllikelyremainunknownintheabsenceofdistinctionsintheIndoEuropeandata.
(a) PIE*estandsforafrontvowelrevealedbyitsdirectsuccessorsinlanguagesthat
preservethevowel(Lat.e,Arm.e,Li.e,etc.)andthesecondpalatalizationinIndoAryan(andTocharian).


875

InotherwordsthealphabetsofPIELexiconarearrangedaspairsPIE*o/*e/*a/
?*h/Y*i/*k/g
*l/*m/*n/*p/b*r/*s/z*t/d*u/.

876

AsfarasIcansee,thisfeatureisthemaincontributionofSaussuretoIndo-Europeanlinguistics.

877

UnlessourunderstandingofthestructuralpropertiesofPIEquantitydoesnotdecisivelyimprove,
thisstateofaffairsmayturnouttobepermanent.

466

(b) PIE*,thelongcounterpartof PIE*e,isproblematiconlyintermsoftheproper


notation,PIE*orPIE*ee.ThedifferencecouldturnouttoberelevantsincePIE*ee
(R*e+e)allowsmoredistinctionsofaccentuation(e.g./e/vs./e/,etc.)thanPIE*,
withtheresultthatachangeofconventionmaybenecessaryinthefuture.
4. PIE*oand PIE*arespelledintherange IPA/o... /,possiblyunderallophonic
conditionsthatwilllikelyremainunknownintheabsenceofrespectivedistinctionsin
thedata.
(a) PIE*ostandsforanon-frontvowelrevealedbyitsdirectsuccessorsinlanguages
thatpreservetheplaceofarticulation(Lat.o,Arm.o,Gr.B,etc.)anditsneutralityin
thesecondpalatalizationinIndo-IranianandinTocharian.
(b)PIE*,thelongcounterpartofPIE*o,isproblematiconlyintermsofwhetherPIE
*orPIE*ooshouldbereconstructed(seePIE*above).
5.PIE*handPIE*YrepresentthephoneticvaluesofthecoversymbolPIE*:
(a) For the cover symbol PIE *, at least the articulation +glottal and +fricative
with voiceless PIE *h and voiced PIE *Y variants can be confirmed (i.e. at least the
laryngeal proper (IPA /h/, /Y/) existed in the proto-language). Other places of
articulation, especially the pharynx and velum, remain theoretically possible,
Currently, however, the issue depends on relatively few and problematic Semitic
transliterations.
(b) The conditions of the alternation of voice PIE *h : *Y remain unknown. The
alternation of voice is reflected in the plosives surrounding PIE *Y. Since dozens of
etymologicallyconnectedrootswithalternation PIE*h: PIE*Yexist,itislikelythat
theconditionscanbeidentifiedinthefuture,whenthemainbulkofdatahasbeen
gathered and analyzed. Such a task is beyond the scope of this study, owing to its
potentialconnectionwiththeaccentoftheproto-language,buttheconditionsforthe
studywillbeestablishedinthePIELexicon.
(c) PIE*(R PIE*h/Y)appearsinconnectionwith PIE*aindiphonemic PIE*aand
PIE *a. No examples of PIE * independent of PIE *a have emerged so far, but in
theoryitremainspossiblethatbothsegmentsalsoappearedindependently.
6.PIE*iand*,thepalatalcontinuants,standforIPA/i/and/j/.
(a)PIE*iisafrontvowelpreservedinmostlanguagesassuch(Lat.i,RV.i,etc.)and
PIE*astherespectivepalatalglide,theconsonantalcounterpartofPIE*i.
(b) In environments PIE *+i and PIE *i+, the front vowel resulted through
assimilationofPIE*andcontractionintherespectivelongvowel.
(c)AftervelarKtheunaccented PIE*i/resultedinthepalatovelarsNeogr.*,h,,
h.TheseturnedintopalatalsintheSatemgroup,butcollidedwithplainvelarsinthe
Centumgroup(exceptforthespecialtreatmentsofGreekandTocharian).
7.PIE*uand*,thevelarcontinuants,standforIPA/u/and/w/.
(a) PIE*ustandsforabackvowelpreservedinmostpositionsassuch(Lat.u,RV.u,
etc.)andPIE*asitsconsonantalcounterpart.
(b) In environments PIE *+u and PIE *u+, the back vowel resulted through
assimilationofPIE*andcontractionintherespectivelongvowel.


467

(c) After velar K the unaccented PIE *u/ resulted in the intermediate labiovelars
Neogr.*kkhhintheCentumgroup(directlyattestedinLatinandLinearB),
butlostthelabialcomponentinSatemlanguages(exceptforthespecialtreatmentsof
Luwian,Lycian,Albanian,ArmenianandAvestan).
8. PIE *l and PIE *, the lateral with consonantal and vocalic (syllabic) variants,
existedintheproto-languageconditionedbytheenvironments*lVand*C.
(a)TheconsonantallateralPIE*lhasbeenpreservedassuch,exceptforIndo-Iranian
(andLinearB)withthecollisionofPIE*landPIE*r.
(b)IntheenvironmentsVlTandVlT,thelateralwaslostinIndo-Iranian,leading
tothepalatalizationofFortunatovsLawII.
(c)Contrarytothetraditionalview,thesyllabiclateralPIE*didnotyieldsvarabhakti
vowels of the cognates. It was preserved only in a few forms of Sanskrit, though
scattered traces of such a phoneme remain possible in Tocharian and in Later
Anatolian.
9. PIE*rand PIE*,thetrillwithconsonantalandvocalic(syllabic)variants,existed
intheproto-languageconditionedbytheenvironments*rVand*C.
(a)TheconsonantaltrillPIE*rhasbeenpreservedassuchinmostofthelanguages.
(b)InenvironmentsVrTandVrT,thetrillwaslostinIndo-Iranian,leadingtothe
palatalizationofFortunatovsLawII.
(c)Contrarytothetraditionalview,thesyllabictrill PIE*didnotyieldsvarabhakti
vowels of the cognates, and was preserved only in Indo-Iranian, though some
scatteredtracesremainpossibleinTocharianandinLaterAnatolian.
10.PIE*mand*,thebilabialnasalwithconsonantalandvocalic(syllabic)variants,
existedintheproto-languageconditionedbyenvironments*mVand*C.
(a)PIE*mwaspreservedassuchinmostofthelanguages.
(b) The outcome of PIE * wasconsonantal, as now revealed by the clusters PIE
*C and C preserving the original PIE *. The process did not yield the
svarabhaktivowelsoftheNeogrammarians,butresultedinIndo-EuropeanmC,Cm
afterthelossofthelaryngeal.
11. PIE *n and PIE *, the dental/alveovelar nasal with consonantal and vocalic
(syllabic) variants, existed in the proto-language conditioned by environments *nV
and*C.
(a)PIE*nwaspreservedassuchinmostofthelanguages.
(b)TheoutcomeofPIE*wasconsonantal,asnowrevealedbytheclustersPIE*C
and C preserving the original PIE *. The process did not yield the svarabhakti
vowelsoftheNeogrammarians,butresultedinIndo-EuropeannC,Cnaftertheloss
ofthelaryngeal.
12. PIE *s and PIE *z, the oral dental/alveolar fricatives, existed in the protolanguage. The voiced variant PIE *z gained its voice from the environment *sD(Y),
wherethevoiceofDreflectstheenvironmentofPIE*Y.

468

13. PIE *k, the velar plosive, existed in the proto-language. This phoneme
participatedincombinatorysoundchangeswithPIE*h/Y,a,*i/and*u/thatresulted
intwelvecoversymbolsoftheNeogrammarians,summarizedinthefollowingtable:













Gr.=:OInd.k/c
Gr.I:RV.kh/c
Gr.6:RV.g/j 
Gr.I:RV.gh/h
Gr.F/:RV.k/c
Gr.H/;:RV.kh/c
Gr.5/7:RV.g/j
Gr.H/;:RV.gh/h
Gr.=:RV.!:Av.s
Gr.I:RV.!:Av.s
Gr.6:RV.j:Av.z
Gr.I:RV.h:Av.z

RPIE*k





RPIE*kah
kha
RPIE*g(inYg,gY)



RPIE*gaY
gYa



RPIE*ku
RPIE*kahu
khau 

RPIE*gu(inYgu,guY) 

RPIE*gaYu
gYau 
RPIE*ki



RPIE*kiah
kiha
kahi
khai
RPIE*gi(inYgi,giY) 
RPIE*giaY
giYa
gaYi
gYai

(Neogr.*k)
(Neogr.*kh)
(Neogr.*g)
(Neogr.*gh)
(Neogr.*k)
(Neogr.*kh) 
(Neogr.*)
(Neogr.*h)
(Neogr.*)
(Neogr.*h)
(Neogr.*)
(Neogr.*h)

14. PIE*p,thebilabialplosive,existedintheproto-language.Inconnectionwith PIE


*h/Y and PIE *a, the four proto-phonemes of the Neogrammarians emerged, as
summarizedinthefollowingtable:





Gr.:RV.p 
Gr.H:RV.ph
Gr.5:RV.b 
Gr.H:RV.bh



RPIE*p

RPIE*pah
pha
RPIE*b(inYb,bY)

RPIE*baY
bYa






(Neogr.*p)
(Neogr.*ph)
(Neogr.*b)
(Neogr.*bh)

15. PIE *t, the dental or alveovelar plosive, existed in the proto-language. In
connection with PIE *h/Y and PIE *a, the four proto-phonemes of the
Neogrammariansemerged,assummarizedinthefollowingtable:





Gr.F:RV.t 
Gr.;:RV.th 
Gr.7:RV.d 
Gr.;:RV.dh



RPIE*t
RPIE*tah
tha

RPIE*d(inYd,dY)

RPIE*daY
dYa






(Neogr.*t)
(Neogr.*th)
(Neogr.*d)
(Neogr.*dh)

16.Exceptforthetheoreticalpossibilityofadditionalplacesofarticulationmasked
by the Old Anatolian , the primary Proto-Indo-European phoneme inventory of
SystemPIEisminimal(i.e.itcontainsallitemsnecessaryforthereconstructionofthe
entireIndo-Europeandata,butnoanalyzablephonemes).


5 .1.2 TheaxiomatizationofSystemPIE
0.Basedontheprinciplesofnaturalscience,SystemPIEcanbeembeddedassuch
in axiomatic predicate calculus. As allowing a further translation of the system into
modern digital programming languages, the underlying calculus will be briefly

469

sketched here in terms of its basic propositions, axioms, rules of inference and
definitions.878
1. For propositions, connectives, variables and quantifiers, the following
abbreviationsareused:
(a)Thepropositions(symbol:p,q,r,)areexpressionswithatruthvalue,usually
functionsofpredicatecalculusoftheform(x1,x2,...,xn)=y,attheprimarylevel
expressing the definitions of the strings of phonemes and their translations
(meanings). From the propositions, further expressions can be built with logical
connectivesandquantifiers,asdetailedbelow.
(b) Negation (symbol:  not, it is not the case that...) expresses the opposite of
propositionp(notp).Withnegation,additionalauxiliaryfunctionscanbedefined,
especiallyincludingthefollowing:
 ab 
 p 

df
df

(a=b)
p


(aandbarenotidentical)
(itisnotthecasethatnotp)

(c) The other logical connectives are disjunction (symbol:


 or), conjunction
(symbol: & and), implication (symbol:  if ... then ...) and equivalence  (... is
equivalentto...,ifandonlyif).Withtheseconnectives,anytwopropositionsp
andqformanewpropositon(e.g.pqifpthenq).Withnegationanddisjunction,
therestoftheconnectivescandefinedasfollows:
 pq 
 p&q 
 pq 

df
df
df

p
q
(p
q)
(p
q)&(q
p)

(d)Theexistencequantifier x(thereisx)bindsconstantsandfreevariableswitha
boundvariable(symbol:x,y,z,...).Theexistenceformula x(x)thereisanx,such
that(x)isdefinedasthedisjunction
 x(x) 

df

(a1)
(a2)
...
(an).

Inordertoinfertheexistenceofx,atleastoneofobjectsa1,a2,...,anmustsatisfythe
function  (where a1, a2, ...,an is the domain of the variable x). The universal
quantifier x (for all x) is defined by negation and an existence quantifier as
follows:
 x(x)

Rdf

x(x).

Furthermore,theuniversalquantifierisequaltoaconjunction
 x(x)

Rdf

(a1)&(a2)&...&(an)

(i.e.forauniversalstatementx(x)tobevalid,itisnecessarythatissatisfiedby
allobjectsa1,a2,...anbelongingtothedomainofthevariablex).

878

DifferentformulationsofpredicatecalculushavebeenpresentedbyWhiteheadandRussel1962,
Hilbert and Ackermann 1949, Herbrand 1930 and Genzen 1934-35. For a set theory of predicate
calculusinlinguistics,seeParteeet.al1990.

470

2. The logical apparatus of System PIE consists of axioms and rules of inference
preservingthetruthofaxiomsininductivetransformationsofthedata,thusallowing
for the reconstruction of implicit information embedded in the data based on
identities.
InSystemPIE,thefollowingaxiomsandrulesofinferenceareaccepted:
(a)Theaxiomofidentity
 x=x 

(AX1)

holdstrueforallobjects x.Iftheoppositeistrue,theformula x xisprovableand


thetheoryisinconsistent.879
(b) The following Peano axioms for proposition calculus880 hold true for all
propositionsp,qandr:





(p
p)p 


p(p
q) 


(p
q)(q
p)


(pq)[(r
p)(r
q)]
















(AX2)
(AX3)
(AX4)
(AX5)

Fromtheseaxioms,theotherlogicallytruepropositionsfollow.
(c) For predicate calculus, axioms of quantification regulate the elimination (elim.)
andintroduction(intr.)ofquantifiers:
 x(x)
 (a) 




(a) 
x(x) 










(-elim.)881
( -intr.)882

Totheseareaddedrulesof-introductionand -elimination:
 Ifp(x)istruethensoispx(x)

(-intr.)

 If(a)pistruethensois x(x)p

( -elim.)883

(d)Theruleofsubstitution:Iftheargumentsofanaxiomareisomorphicallyreplaced
withothers,thenthepropositionobtainedisalsoatrueformula. 
Thus, for instance, the proposition PIE *p  xPIE(x) is directly obtained from a
substitutiontotheaxiomof -introductionandisthereforetrue.
(e)Theruleofinference(modusponens)follows:
 Ifpropositionspand(pq)aretrue,thensoisq 

(MP).

3. Definitions of any level, typical of Indo-European linguistics, can be readily
formulatedbymeansofpredicatecalculus.Afulllistofdefinitionswillbeappended
tothePIELexicon;henceIonlyofferheresomesimpleexamples:


879

Inaninconsistenttheory,anythingcanbeproven,equalingitstriviality.

880

FortheHilbert-Axiomsusedinthispresentation,seeHilbertandAckermann(1949:59-61).

881

Read:Ifforallx,(x),thenforanya,(a).

882

Read:Ifforsomea,(a),thenthereisanxsuchthat(x).

883

Notetherestrictionthatthevariablexmustnotappearfreeinp.

471

(a)xisaIndo-Europeanlanguageisexpressedbyanextensivedefinitionconsisting
ofadisjunctionofcognates:
 IE(x) 

Alb(x)
Arm(x)
Av(x)
etc.

(b) x is a PIE phoneme is functionally defined for V R C and  (zero) by the
disjunction:
 PHON(x)

VOW(x)
RES(x)
CONS(x)
(x).

(c)xisanablautvowel(ofSystemPIE)consistsof
 ABL(x)

(x=*)
(x=*o)
(x=)
(x=*e)
(x=*).

(d)xisa(P)IEmorphemeisexpressedbyasomewhatcomplexformula:
 Morph(x)

 y1-n z(Phon(y1y2...yn)&Transl(z)&x=(y1y2...yn=z).

(e) x is the phoneme /p/ (and other similar statements) can be defined as a
conjunctionofdistinctivefeatures(laTrubetskoy,Jakobsonandothers):
 Phon/p/(x)

Labial(x)&Plos(x)&Voice(x).

(f) x is a primary phoneme reflects the situation where there are no phonemes
y1y2...yn,suchthattheirsequenceisx(exceptxitself):
 Prim(x)

 y1y2...ynPIE(*y1,y2,..,yn)&*x=PIE(*y1,y2,..,yn).

Thenegationofthisformuladefinesnon-primaryphonemesasconsistingofmultiple
segments:
 PRIM(*x)

 y1y2...ynPIE(y1,y2,..,yn)&*x=PIE(*y1+y2+..+yn).

Thus,forinstance,Neogr.*isnotprimary,owingtotheprovabilityoftheformula
 PRIM(*)

 y1y2PIE(y1=*k&y2=*i&*=PIE(*k+i).

Ingeneral,aphonemeinventoryisminimalifandonlyifitconsistsonlyofprimary
phonemes:
 MINIM(*x)

y1,y2,..,yn(PRIM(y1,y2,..,yn&*x=y1,y2,..,yn).

4. Similarly, the entire set of Indo-European data, its mutual relations,
reconstruction and the theory language can be expressed by means of predicate
calculusanditsdigitalextensions.Sinceinanaxiomaticsystemthetruepropositions
aremechanicallyobtainedfromaxiomsanddefinitionsbyanapplicationoftherule
ofinference,SystemPIEisthefirstfullyempiricallyformulatedreconstructiontheory
inIndo-Europeanlinguistics.


5 .1.3 ThesoundlawsofSystemPIE
0.Thesound(orphonological)lawsthatdescribethesoundchangesrepresentthe
conversedirectionofthereconstructionIEpPIE*q.Thusthesoundlawsconsistof
theformsmarkedwithasterisksasthestartingpointsoftheimplications:

472

 PIE*qOIEp

(thedeltafunction7).

In natural science, such implications are called delta (or change) functions, and if
proventruebymeasurablefeaturesofthedata,theyareacceptedastruepropositions
andaddedtotheaxiomsystemas(empirical)auxiliaryhypotheses.Togetherwiththe
phonemeinventory,thesoundlawsprovidetheindividualqualityofnaturalscience
forIndo-Europeanlinguistics.
1.TheProto-Indo-Europeansoundlawsareinductivegeneralizationsthatdescribe
thedevelopmentoftheproto-phonemesoftheindividualIndo-Europeanlanguages
in all environments. As such, the sound laws can also be expressed in predicate
calculus and consequently in chosen programming languages. Usually several
languages share the same sound laws, due to which these can be defined for other
Indo-European languages sharing the sound law. I am currently in the process of
formulating the PIE sound law system for the predicate calculus governing the
reconstructionofthePIELexicon.Thedigitalizedsoundlawswillbepublishedboth
as part of the derivation as well as an independent set of rules. Owing to the
importance of the sound laws for the study, I present a brief sketch of the
formalization of the sound laws in System PIE in order to illustrate the general
procedure.
(a)Thefirstkindofsoundlawsexpressidentitiesofthe1stClass(i.e.preservationof
a PIE phoneme in cognates as such). The sound laws belonging to this type,
exemplified here by the preservation of PIE *p in most cognates, are of the general
form:
 x(Celt(x)&Arm(x)&Germ(x)



PIE*pIEp),

readforalllanguagesx,ifxisnotCeltic,ArmenianorGermanic,then PIE*p IE


p.884 The direct preservation of PIE phonemes can be set as the basic assumption;
accordingly,inpracticeitsufficestoformulatethesoundlawsforthechangedprotophonemesofthecognates.
(b) The identities of the 2nd Class involve sound changes leading from the protolanguageto a cognate, exemplifiedbelowwith some changes concerning PIE *k pt.
The sound laws can be formulated without scope and thus the (unconditional)
fricativizationofPIE*kptiswritten
 PIE*k,p,tO*x,f, 

ThefricativizationofseriesT

(1).

Tosuchsoundlaws,individuallanguagescanbeattachedastheirdomain:
1.Thegeneralfricativization(asapartofthefirstsoundshift)oftheseriesTin
theGermaniclanguagesiswritten
 x(Germ(x) 

O

PIE*k,p,tOPGerm.*x,f,).


884
Tothemainrules,minorexceptionscanbeaddedaccordingtotherequirementsofthedata(e.g.
thelossofroot-final*p-inGreek,etc.).

473

2. On the other hand, by adding the environment before resonant R, one
obtains
 PIE*kpt+ROxf+R

ThefricativizationbeforeR.

ThispropositionisvalidnotonlyintheGermanicbutintheIranianbranch:
 x(Germ(x)
Ir(x) 

O

PIE*kpt+ROxf+R).

3. In the environment between vowels, the proposition becomes true for the
GermanicandtheCeltic(cf.OldIrishlenition)branches:
 x(Germ(x)
Celt(x)

O

PIE*VkptVOVxfV).

Similarly,bycompilingacatalogueofallchangesinvolving PIE *kptinalllanguages


andallenvironments,includingthewell-knownrestrictions,thesoundlawsforPIE*k
ptwillbefullyformalized.Byrepeatingthisprocedureforeveryiteminthephoneme
inventoryofSystemPIE,theentiresystemofPIEsoundlawscanbeexplicated.885
2.InthePIELexicon,thelexicaldatabankofSystemPIE,thegenerationofIEdata
fromPIEreconstructionthroughsoundlawstypicallyinvolvesobjectslike:
 PIE*kahu-

O

Li.ku-

(vb.)schlagen

(LiEtWb.232).

Inordertoobtainthestem(Li.ku-)fromitsreconstruction(PIE*kahu-),achainof
successive sound laws s1, s2, , sn yielding the attested data must be explicated.
Exempliigratia,thederivationofLi.ku-isexpressedbythesoundlawchains1&s2
&s3&s4:
 PIE*kahu- Li.ku-

(vb.)schlagen

s1.PIE*a
s2.PIE*H
s3.PIE*VH
s4.PIE*V:RC

Theassimilationof*+a
TheLithuanianacuterule
Thelossof*HbeforeV
OsthoffsLaw


OIE*

OLi.H
OV 
OVRC

(LiEtWb.232)
(O*khu-)
(O*khu-)
(O*ku-)
(OLi.kuti)

Similarly,afinitechainofsoundlawswillbeassociatedtoeveryreconstructionofthe
PIE Lexicon, thus yielding a digital proof for reconstruction and the sound laws of
SystemPIE.
3.InahistoricalperspectivetheNeogrammarianconceptofmechanicalderivation
canbedefinedastheexistenceofachainofsoundlawsyieldingregularlytheattested
datawhenappliedtothePIEreconstruction:
 PIE*(x1,x2,,xn)OIE(y1,y2,,yn)
 
Rdf s1s2sn(PIE*(s1,s2,,sn)&PIE*(x1,x2,,xn)OIE(y1,y2,,yn))
4.TheProto-Indo-Europeansoundlawsrevisedininthisstudycanbedigitalized,
forinstance,usingthefinite-statetransductorsof FOMA(MnsHulden)tocompute

885

Forthesakeofcomparison,inarithmetictheaxiomofinductionhastheformIf(1) AND(n)
(n+1),aretrue,thensoisx(x).

474

thesoundlawchains.886Though FOMAinitscurrentformonlyallowsthetreatment
ofexactmatches(excludingvariationstypicalofProto-Indo-European,suchasablaut
and accent), in principle the method is the equivalent of predicate calculus.
Therefore,eitherbydevelopingFOMAorcreatinganindependentprogrammingcode
for this purpose, the reconstruction of the material can be managed digitally in the
SystemPIEframeworkinthefuture.887


5 .1.4 ThedecisionmethodofIndo-Europeanetymology
0. The decision method of Indo-European etymology, the crown jewel of the
comparativemethod,wasunderstoodanddescribedalreadybySchleicher(1852b:ivv),quotedhereinKoerners(1982:24)translation:
When comparing the linguistic forms of two related languages, I firstly try to trace the
formstobecomparedbacktotheirprobablebaseforms,i.e.,thatstructure[gestalt]which
they must have [had], excepting phonetic laws [lautgesetze] which became effective at a
later time, or at least I try to establish identical phonetic situations in historical terms for
bothofthem.

1. The decision method, intuitively known to practicing etymologists through the
historyofthestudy,canbeformalizedbymeansofpredicatecalculus,thusproviding
apreciseexplicationforSchleicherssketch:888
(a)Schleichersfirstoperation,totracetheformstobecomparedtotheirprobable
baseforms,isequaltothepostulationofadisjunctionofthetheoreticallypossible
proto-phonemes for each member x of the function /IE(x1, x2,  , xn). The
postulation of a maximal disjunction, consisting of all theoretically possible
prototypesoftheform,doesnotrequireexternalorinternalcomparison,exceptfor
the information contained in the postulation of the phoneme inventory and sound
laws.ThePIEmaximaldisjunctioncanbegenerallyformulatedasfollows:letIE(x1,
x2,  , xn) = ybe any morpheme of an Indo-European language . Then the
maximal disjunction of (x1, x2,, xn) consists of disjunctions of x1, x2, , xn , each
specifyingthepossibleproto-phonemesofxasindicatedin:





x1 
x2

xn

=
=

*a1
a1

an
*b1
b2

bn




=

*n1
n2

nn


886

Forfinite-statemorphologyingeneral,seeBeesley&Karttunen2003.

887

Afterthedigitalizedsoundlawshavebeenformulated,wewillbeabletoapplythedecisionmethod
totheentirematerial.

888

 In his probable base forms (i.e. reconstructions), Schleicher implicitly assumes a phoneme
inventory of the proto-language. For this purpose, System PIE (instead of Schleichers Sanskrit) is
chosenbelow.

475

The PIE expansion of Indo-European morphemes IE(x1, x2, , xn) is, therefore, of
thefollowinggeneralform:
 PIE(*a1
a1

an)&(*b1
b2

bn)&.&(*n1
n2

nn).
ThusSchleichersearlyintuitiveaccounthasbeenreplacedwithanexactformulaof
predicatecalculus.Inordertoillustratethemaximaldisjunctioninpractice,wemay
examinethestemRV(x1,x2)=y,definedas
 RV.s-

(prA.)(da,vorhanden)sein,usw.(WbRV.146,sti).

Regardless of the phonemes appearing in the related Indo-European forms, the
maximalexpansionoftheRig-VedicstemaccordingtotherulesofSystemPIEis
 PIE*es-
*aes-
*eas-
*eas-
*aes-
*os-
*aos-
*aos-.
Assuch,thedisjunctioncontainsalltheoreticallypossibleprototypesofthestem.
(b) Next Schleicher advises to establish identical phonetic situations in historical
terms for both of them (understood here as an independent step rather than an
alternative one). Formally, a Proto-Indo-European etymology exists if and only if
there is an intersection of the two maximal disjunctions being compared. For this
purpose,amaximaldisjunctionofanotherlanguageisneeded;forthiswecanchoose
Greek:
 Gr.bh-

R

PIE*es-
*eas-
*aes-.

WhencomparedtotheSanskritdisjunction
 PIE*es-
*aes-
*eas-
*eas-
*aes-
*os-
*aos-
*aos-,
an intersection consisting of three terms (viz. PIE *es-
 *eas-
 *aes-) results.
Finally,whenthisdisjunctioniscomparedtoathirdone,thatofHittite
 Gr.bh-
 i.e#- 

R
R

PIE*es-
*eas-
*aes-
PIE*es-
*eti-
*ethi-

only one identical phonetic situation remains possible, namely the comparative
reconstruction:
PIE*es-

RV.as-RGr.bh-Ri.e#-.

Inbrief,thedecisionmethodofIndo-Europeanetymologyconsistsofthegeneration
ofthemaximaldisjunctionsforthepossible PIEprototypes,includingpotentiallylost
phonemes, choosing common terms (intersections) and eliminating the impossible.
Wheneliminationisnolongerpossible,thecommonstartingpoint(here PIE*es-)is
postulatedonthebasisoftheaxiomofidentity(RV.as-RGr.bh-Ri.e#-).Thus
consisting of a finite number of operations, the decision method of Indo-European

476

etymologyismechanicalandindependent,andthereforeallowstestingofetymology
inanobjectivemanner.889
2. The decision method and the formulation of System PIE in predicate calculus
imply that the comparative method of reconstruction can be implemented as an
algorithm for testing and generating the Indo-European etymologies mechanically;
thistaskwillbeundertakeninthePIELexicon.890Asthetranslationofthedecision
methodintoprogrammingcodeisfarlessproblematicthanthatofthesoundlaws,we
willsoonbeinpossessionofanalgorithmassociatingamaximaldisjunctiontoevery
Indo-European morpheme, comparing these to each other, finding, verifying and
falsifyingetymologiesinanobjective,systematicmanner,enablingustoovercomethe
long-standingstagnationofthestudy.891


5 .1.5 Proto-Indo-European(PIE)Lexicon
0.Owingtolimitationsofspace,onlyrepresentativeextractsofthedatahavebeen
dealt with in this study. No such restrictions are imposed, however, for the ProtoIndo-European Lexicon (PIE Lexicon), the data bank of System PIE and nextgenerationetymologicaldictionaryofIndo-Europeanlanguagesonadigitalplatform.
The PIE Lexicon Project is a research program designed to present the IndoEuropeandata,itsreconstructionandthesoundlawswithfullinductiveproofofthe
conjecturesofSystemPIE.Itcanbefoundonlineat:
 http://pielexicon.hum.helsinki.fi

(PIELexicon).

A brief introduction to the scope of material, reconstruction, articles, digitalization
andotherrelevantfeaturesofthePIELexiconwillbepresentedhere.
1. The phoneme inventory and the sound laws of System PIE are used in the PIE
Lexicon,furthercorrectedandimprovedaccordingtoadvancementsincomparative
work. The phoneme inventory and the sound laws of System PIE, in turn, will be
verified by the complete Indo-European data generated from the reconstruction
throughthesoundlaws.
2. Another immediate goal of the PIE Lexicon is the completion of the PIE
morpheme inventory, based on the hundred (or so) most ancient Indo-European
languages. In practice, every Indo-European morpheme  ranging from the most
archaictotheclassicalphaseofthelanguagewillbeultimatelycoveredinthePIE

889

InasenseSzemernyis(1977:292)call(Whatis neededtodayisabodyofprincipleswhichwillso
guide the researcher as to reach a solution in a methodical fashion.) has already been answered by
Schleicher.
890
 Note that the decision method is also restricted by the set of (verified) sound laws (and the
phoneme paradigm) in the sense that if the PIE prototype of the phoneme IE xn is unknown, the
expansionofmaximaldisjunctionfails.
891

 Note, however, that the decision method must be equipped with an advanced theory of semantic
fieldsbeforethetreatmentofthesemanticdatainafullymechanicalmannercanbecomepossible.

477

Lexicon.ForOldAnatolian,forinstance,thismeansthatseveralmajorsourceswill
becompiledandcompared,initiallyincludinginparticular:
(a)Hittite(andOldAnatolian)etymologybyTischler(HEG)andPuhvel(HED)
(b)ThenamesoftheOldAnatoliangodsbyvanGeissel(OHP)
(c)TheOldAnatolianpersonalnamesbyLaroche(NOMS)
(d)TheOldAnatolianplacenamesbydelMonteandTischler(OGH)
(e)TheHieroglyphicLuwiantextsbyHawkins(CHLu.)
(f)TheremnantsofCuneiformLuwianbyLaroche(DLL)
(g)TheremnantsofPalaicbyCarruba(DPal.)
(h)TheHurrianvocabularybyLaroche(GlHur.)
In addition to this core material, standard dictionaries (CHD, HED, etc.),
supplements, corrigenda and other literature (especially books, monographs and
articles) will be consulted for the sake of making improvements. Defined thus, the
most ancient data provides reasonable chronological depth, but in essence it is
governedbyasinglesetofsoundlawswithonlyminorpotentialexceptions(likethe
presence of hiatus in Rig-Vedic meter). In this manner, the foundation of the PIE
LexiconiscomprisedoftheworkofthemostcapableexpertsintheIndo-European
languages, such as Liddell and Scott, Grassmann, Bartholomae, Holder, Walde,
Lejeune,Fraenkel,Frisk,Laroche,Tischlerandothers,maximizingthestabilityofthe
etymologyfromtheoutset.Graduallyaddingnewlycodedmaterialtothiscoredata
setwilleventuallyresultinacompletereconstructionofthedata,ultimatelymaking
allIndo-Europeandataavailableonasingledigitalplatform.
3.ThepresentationofthematerialinthePIELexiconfollowsthestandardofthis
study(i.e.theIndo-Europeanmorphemesandstemsarechosenasthebasiclevelof
observation). The morphemes and stems will be presented in a somewhat extended
form, illustrated here with the following (slightly compressed) extract from the PIE
Lexicon:
gaYu-schlagen,usw.
 

gaYue-

 PIE*gaYue- i.gue-
 PIE*gaYue- RV.ha-

(vb.)schlagen(HEG1:604-5,guemi[1sg])
(vb.)schlagen(WbRV.1642-3,haths[2du])

ThePIELexiconrootmatricesconsistofmultiplefunctions,whichexpressdifferent
propertiesandcontents,includingespecially:
(a) The root (gaYu- schlagen, usw.) and its extensions (gaYue-), morphemes
arranged under a root matrix expressing the PIE root structure. From these nodes,
therulesofthePIEderivationwillbeextractedinthefuture.
(b)Thereconstructedproto-stems(PIE*gaYue-etc.)ascomparativelyobtainedfrom
the data and  by turning the process around  yielding it regularly by successive
applicationsofsoundlaws.892

892

Thereconstructionisdisplayedastherightmostcolumn,addedtotheIndo-Europeanstemsandthe
otherdata.Forasimilarsolution,seeLIV2(Rixetalii2001).

478

(c) The IE functions (i., RV., etc.), which express the language of a stem. This
variable allows not only typological statements, but defines the subgroups and the
scopeofthesoundlaws.
(d)TheIEdata(e.g.gue-,ha-,etc.)presentedasstems,cutintomorphemesdirectly
obtainedfromthedatabytheremovalofinflectionalendings,encliticsandaffixes,all
storedinthePIELexiconasindependententries.
(e)Thegrammaticalanalysisoftheattestedstems(e.g.pr.,etc.).
(f)Themeaning(orthetranslation)ofthestems:(e.g.schlagen,etc.).
(g)Thereference(e.g.HEG1:604-5,WbRV.1642-3),basicallyaquotepointingtoa
primary scientific source serving as authentication of the stem and attendant
discussion.
(h) The attested IE forms (e.g. i. guemi, RV. haths, etc.), bringing in syntax and
semantics when the respective Indo-European data becomes published on the
InternetorisaddedtothePIELexicon.
(i)Theinflectionalanalysisofthequotedforms(e.g.[1sg],[2du],etc.).
3. With its roots in philology and the comparative method, the PIE Lexicon is
designedtobeabletoprovideascholarlyarticleforeveryIEstemstoredtherein.893
Thoughnotimmediatelyavailable,hyperlinkedarticleswillcontainexactdetailsand
the analysis of stems with a discussion of related philological and comparative
issues:894
(a)Thelocus(andthetextualcontext)oftheformsbelongingtothestem,including
the possible philological problems concerning the interpretation of the attested
form(s)andotherrelevantphilologicalandinternaldetails(inabroadsense).
(b) The external (comparative) discussion concerning the reconstruction and the
etymology of the entry. The original presenter of the etymology will be credited,
failedsuggestionsaccountedfor,andsoforth.895
(c) The general scientific discussion concerning the entry with bibliographical
referenceswillbeprovided.Initially,themostconservativeandreliabledictionaries
will be used as the starting point of the PIE Lexicon, but changes, upgrades and
corrections will incorporated into the data in order to eliminate mistakes of earlier
input.Thus,forinstance,GrassmannsWrterbuchzumRig-Veda(19966)willserve
as the starting point of the Rig-Vedic data. However, Grassmanns early
interpretation
 RV.kkay
tu-

(m.)KoboldinGestalteinesKukuks(WbRV.352)


893

 In order to grasp the general idea of what is meant by PIE Lexicon articles, see the item Der
Artikelaufbau am Beispiel von althochdeutsch haso Hase online at www.indogermanistik.unijena.de/dokumente/Artikelaufbau.pdf.
894
 Owing to the hundreds of thousands of Indo-European stems and vast discussion involved the
compilationofthePIELexicon,articleswillobviouslybealong-termenterpriserequiringnumerous
editors and involving an ongoing process of digitalization of scientific data. For this purpose, I am
currentlyformingthePIELexiconProjectteam.
895

 Naturally an evaluation of the presented etymologies will be based on the decision method,
consistingofanobjectivefiniteprocedure.

479

is replaced with the improved translation of Mayrhofer, supported by an internal
comparison,asfollows:
 OInd.kka- 
 RV.kkay
tu-

(m.)Wolf:wolf(KEWA1:268)
(m.)KoboldinGestalteinesWolfes(WbRV.352)

Thus, while it is possible to postulate the entire Indo-European data on a single
digitalized platform, the data can be extended and improved gradually until the
vocabularyhasbeenaccountedforinanoptimalmanner.
4. The key novelty of the PIE Lexicon in the spirit of Schleicher is the explicit
reconstructionofallIndo-Europeanformsandtheirgenerationbymechanizedsound
lawsintheextendedversionofSystemPIE.Intermsofthesefeatures,thefollowing
remarksareparticularlynoteworthy:
(a) Being fully inductive, System PIE establishes a logical equivalence between the
Indo-Europeandata*anditscomparativereconstruction*[.Thus,forinstance,the
root
gaYue-schlagen
 PIE*gaYe- i.gue-
 PIE*gaYe- RV.Ya-

(vb.)schlagen(HEG1:604-5:guemi[1sg])
(vb.)schlagen(WbRV.1642-3,haths[2du])

isoftheform:
 PIE*[IE*

(PIE*gaYe-RV.Ya-Ri.gue-).

The logical identity of reconstruction and the data is explained by reconstruction
beingafunction,primarilychoosingthepreservedphonemesofthe1stClass:
 

1.

2.

3.

4.

5.

 i. g
 RV. 





Y

u


e
(a)

 

P

P

P

P

P

 PIE

*g

(a)

*Y

*

*e

-
-

-

(b) In addition, the PIE sound laws required to generate the IE data will be fully
explicated in the PIE Lexicon as the coding of the material progresses. Thus, the
derivationofthequotedIndo-Iranianstemconsistsoffivesuccessivesoundlawsthat
canbeexpressedinformofdirectsubstitutionfunctions,asfollows:
 PIE*gaYue- O






1.PIE+V
2.PIE*a
3.PIE*gYe
4.PIE*WY
5.PIE*e







RV.ha-

(pr.)(er)schlagen,etc(WbRV.1642-3)

ORV 
OIE
OWYe
OWY 
O*a 













O*gaYe-
O*gYe-
O*WYe-
O*WYe-
ORV.ha-

Thechainofderivationleadingtothedataiscompleteandregular.

480

5. As an open source project, the PIE Lexicon will be connected to other digital
projectsontheInternetbymeansofsearchengines.Thiswillbeofconsequenceboth
for the PIE Lexicon and other digital databanks. There are several such projects
currently ongoing. Here I limit myself to mentioning one of the most important
projects for Indo-European linguistics, the TITUS Program, publishing the oldest
Indo-European texts on the Internet. The PIE Lexicon uses the Titus Cyberbit
Unicode Font of TITUS, and consequently the trusted written sources of the PIE
Lexicon can be tested against the new digital data of the TITUS program. Similar
connections are bound to emerge with other digital platforms, such as the IndoEuropeanEtymologicalDictionariesOnline(IEDOnline)ofLeidenandindividual
dictionaries(e.g.Liddell-Scott-Jones),digitaljournals,articlesandothersources.In
thisway,thePIELexiconcanbesupplementedwiththemostrecentdata.NaturallyI
amkeentofindpartnersandco-operatewithpartiescontributingtothecompletion
ofthebasicresearchanddigitalizationoftheIndo-Europeandata.
6.ThereconstructionofthePIEmorphemeinventoryinawaythatfullymatchesthe
data promises to have remarkable consequences for the so-called (internal)
reconstruction of the proto-language (i.e. Proto-Indo-European as [] structure
considreenelle-mme[](seeSaussureMm.283andKoerner1985:329).The
reconstruction of the Proto-Indo-European morpheme inventory determines the
structureofProto-Indo-EuropeaninamannersketchedoutbyKatii (1970:90):
In fact, it is a search for the morphological system of the proto-language which is coded
into the correspondence relations among the morphological system of genetically related
languages.

In other words, the internal reconstruction of proto-language is an unavoidable
consequenceoftheexternalpostulationofproto-language,reflectingitsstructurein
theformofthePIErootmatrices.Inthissense,theconceptsofreconstructionand
synchronic metalanguage coincide in a purely external (empirical) form.896 As the
formulas of this metalanguage equal the data, it is legitimate to take the
reconstructionastheobjectofthestudyassuch.897Consequently,thesettingsofthe
PIELexiconcanbeoptimizedtolimitthedisplayofthedatatotheproto-languageby
replacingthedatasequenceswiththeirreconstructivecounterpartsoftheform
 PIE*gaYe- 

(pr.)(er)schlagen,etc.(=i.gue-+RV.ha-).

The reconstructive metalanguage, when it is available, greatly simplifies the task of
internal reconstruction of the proto-language, because it is possible to work with a
uniform language without historical changes (except for a handful of yet unsolved

896

 Korhonen (1974:124) writes: Nun kann die Frage erhoben werden, ob nicht durch innere
RekonstruktionundVergleichunggewonneneGrundspracheundihreFormeneherzumBegriffgreifs
dersynchroneMetasprachegesehenwerden,aufwelchedieEigenschaftenderverwandtenSprachen
projiziertwerden.

897
 For the possibilities here, see Hock (1991:570-1): [] through reconstruction we can recover
morphophonemicalternationswhichrequiresynchronicruleswithintheancestrallanguage.

481

problems).898Therefore,itisnaturalthatanexplicationoftherulesgeneratingPIE
morphologicalvariationshouldbeincludedamongthefuturetasksofIndo-European
linguistics.899 When the preconditions have been satisfied, this dimension of
morphological analysis can also be added to PIE root theory studied in an
experimentalenvironmentdesignedforthispurpose(i.e.thePIELexicon).Assoon
as this goal has been achieved, we will witness whether the attitude of philologists
towardsthereconstruction,referredtobyMatthews(1991:3),canbereversed:
Philologistshavelonggivenupthehope(expressedsoseductivelyinMaxMllersOxford
lecturesof1889)thatbystudyingtheevolutionofwordsinIndo-European,andtheirfour
orfivehundredbasicrootsinparticular,theworld-oldriddleoftheoriginoflanguagecan
besolved.

7. As I write these concluding remarks, the PIE Lexicon is operational and the
uploadingofreconstructedIEdatahasalreadybegun.Thoughtheexactdetailsmay
change,Icanofferaninitialtentativetimetable:
(a)The PIELexiconDemowillbepublishedconcurrentlywiththisdissertation.The
demo has been built to contain all key conjectures of System PIE, thus offering a
proof for the reconstructive system through a limited but complete segment of the
data. The PIE Lexicon root chosen for this purpose is PIE KAHU- schlagen,
appearingwithavoicelessPIE*kahu-(P.535,k
u-,kTu-)andavoicedPIE*gaYu-(P.
491-3ghen-)variant.900
(b) PIE Lexicon *m-, the first initial to be published, contains a comprehensive
segment of the morpheme inventory. It will appear as soon as it is ready for
publication.Atthispoint,theetymologyofthemostancientdataofPIE*m-hasbeen
almost completed, and the manuscript requires only corrections, additions and the
reconstructionofthevocalismsoftheindividualforms.Followingthis,therestofthe
initialswillbepublished.
8. With the culmination of the contributions of hundreds of scholars in the 19th
century,theemergenceofAnatoliandataanditsmonolaryngealistinterpretationin
the 20th century, the new millennium begins with new hope for Indo-European
linguistics.Systematicapplicationsofthecomparativemethodpresentedinthisstudy
constitute a major breakthrough in the segmental phonology of Proto-IndoEuropean,startingwithasolutionofthelaryngealproblemandleadingtoacomplete
revision of both the PIE phoneme inventory and the sound law system. When the
Neogrammarianstooksimilarstepsforward,morethanahundredyearsago,itledto
a general revitalization of the study. Such progress can be expected for IndoEuropeanlinguisticsinthefuture.Withgreatlyimprovedempiricalauxiliarydevices,

898

Asreadilyseen,thetaskisrelativelymodestifcomparedtothatfacedbythepioneers(likeRask,
Bopp,Schleicher,andBrugmannandhisNeogrammarians).

899

 In this connection, it should be noted that it is not only the production of reconstruction, but
securingthereconstructionthatconstitutestheproblem.

900
 Regarding the size of the PIE Lexicon Feature Presentation file, the proof sheet comprises some
600stemsrequiringc.110soundlawsfortheirderivation.

482

phonology, morphology, typology and digital technology now available, the


comparative method is reaching the necessary critical momentum to solve the main
bulkoftheremainingproblemsofProto-Indo-Europeanreconstruction.Throughthe
cooperation of philologists, lexicographers and comparative linguists, it will be
possible to deliver the entire body of Indo-European material, etymologized and
reconstructed,bymeansofadigitalplatformandprovidethestudywithafreshstart.

483

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499

7 Abbreviations
a. 

adjective
A

accusative
A.

active
Abl

ablative
absol.

absolutive
abstr.

abstract
ACSS.

Holder1896-1904
adv.

adverb
Aigin.

Aeginan(Greek)
AiGr.

Wackernagel(etal.)1896ff.
Aiol.

Aeolian(Greek)
AIWb.

Bartholomae1904
Akd.

Akkadian
Alb.

Albanian
Alkm.

Alcman
AlbEtD. 
Orel1998
ANEtWb. 
Vries1961
ao.

aorist
APrS.

Trautmann1910
Arc.

Arcadian(Greek)
Arg.

Argos(Greek)
Arm.

Armenian
ArmGr. 
Hbschmann(1897)
ASaxD. 
Bosworth&Toller1882-98
Att.

Attic(Greek)
Av.

Avesta(n)
AV.

Atharva-Veda
BB

[Bezzenbergers]
Beitrge
zurKundederindogermanischenSprachen
Beitr.

Persson1912
BLyk.

Neumann1961-75
Boiot.

Boeotian(Greek)
Br.

Brahmani(Sanskrit)
Bret.

Breton
bs.

base
BSl.

Balto-Slav(on)ic
BSL

Bulletin de la Socit de
LinguistiquedeParis
BSOAS 
Bulletin of the School of
OrientalandAfricanStudies
c.

genuscommunis
C

consonant(C*p,k,t,s...)
Car.

Carian
card.

cardinalnumber
CHD

Hoffner, Harry A. and
GterbockHansG.1989ff.(eds)

CHGAlb. 
CHLu.

Cil.

CLu.

CLuLex. 
comp.

Comp1.-3. 
conj.

Corn.

Cos.

cpd.

[

Cret.

CrimGo. 
cs.

Cymr.

Cypr.

Czech.

D

*

deict.

DELG

Dh
tup. 
DHCL 
dial.

diff.

DIL

dim.

DLL

DLLAdd. 
DMycGr. 
dn.

Do.

DPal.

DPhPh. 
ds.

DS

DTochB. 
du


EFL2
EHS

El.

encl.

end.

EngStud. 
EtDiArm. 

500

Orel2000
Hawkins2000
Cilicean
CuneiformLuwian
Melchert1993
comparative
Laroche1957-67
conjunctive
Cornish
Cos(Greek)
compound
Comparativereconstruction
Cretan(Greek)
CrimeanGothic
causative
Welsh
Cypriot(Greek)
Czech
dative
rootdeterminative
deictic
Chantraine(1968-80)
Dh
tupatha(ofP
ini)
Trask2000
dialectal
differently
Marstranderetal.(1913)
diminutive
Laroche1959
Laroche1965
Ventris&Chadwick1956
denominative
Dorian(Greek)
Carruba1970
Trask1996
desiderative
deSaussure
Adams(1999)
dual
Winter1965ed
Kronasser1962-66
Elean(Greek)
enclitic
ending
EnglischeStudien
Martirosyan2009

EWA

Mayrhofer(1986-2000)
f. 

feminine
Fal.

Faliscan
Fr.

FaroeIcelandic
FSJakobson
To Honor Roman Jakobson
I-III(JanuaLinguarum,SeriesMaior32)The
Hague:Mouton.1967.
FSKrause 
Indogermanica. Festschrift
frWolfgangKrausezum65.Geburtstageam
18.September1960.Heidelberg:Winter1960
FSPagliaro2
Studia classica et orientalia
Antonio Pagliaro oblata II, Roma: Herder
1969.
fut.

future
G

genetive
gAv.

g
Z
-Avestan
Germ.

Germanic
GEW

Frisk(1960-19722)
GI

The glottalic theory of
Gamkrelidze&Ivanov1977&1995
Glotta

Zeitschrift fr griechische
undlateinischeSprache
GN

god-name(Gttername)
Go.

Gothic
GoEtD. 
Lehmann1986
GOI

Thurneysen1993
Gortyn. 
Gortynan(Greek)
Gr.

Greek
GrGr.

Schwyzer1939
Brugmann1895ff.
Grundr2 
HED

Puhvel1984ff.
HEG

Tischler1977ff.
Hes.

Hesychius
HHand. 
Tischler2001
i.

Hittite
HIL.

Kloekhorst2008
Hind.

Hindi
HLu.

HieroglyphicLuwian
Hom.

Homeric(Greek)
HS

HistorischeSprachforschung
(HistoricalLinguistics)
I 

instrumental
IBS

Innsbrucker Beitrge zur
Sprachwissenschaft
IE

Indo-European
IE&IE 
Gamkrelidze&Ivanov1995
IF

Indogermanische
Forschungen. Zeitschrift fr Indogermanistik
undallgemeineSprachwissenschaft.
Il.

Iliad(Greek)
Illyr.

Illyrian

impf.

imperfect
indecl.

indeclinable
indef.

indefinite
inf.

infinitive
int.

intensive
intj.

interjection
interrog. 
interrogative
intr.

intransitive
Ion.

Ionian
IPA

InternationalPhonetic 
Alphabet
ipv.

imperative
Ital.

Italic
iter.

iterative
JAOS

JournaloftheAmerican 
OrientalSociety
JIES

JournalofIndo-European
Studies
KEWA

Mayrhofer1956-1980
Khot.

KhotaneseSaka
KLuN.

Starke1990
Cpd.

Cappadocian
KVG

Brugmann1904
KZ

[Kuhns]Zeitschriftfr 
vergleichendeSprachforschung
L

locative
LAnat. 
LaterAnatolian
Langob. 
Langobard
Lat.

Latin
Latv.

Latvian
LAv.

LaterAvestan
LEIA

Vendryes(etal.)1959
Lesb.

Lesbian(Greek)
Lex.

Lexical(grammarian)form
Li.

Lithuanian
LiEtWb. 
Fraenkel1962-1965
Ligur.

Ligurian
LinB.

LinearB(OldMycenaeanGreek)
LIV

Rixetal.2001
Locr.

Locrian(Greek)
LSJ.

Liddel-Scott-Jones1940
LT

laryngealtheory
LuPG.

Cate1961
Lyc.

Lycian
Lyd.

Lydian
LydWb. 
Gusmani1964
m.

masculine
M.

medium
MA.

Mallory-Adams1997
Maced.

Macedonian

501

MlGrgoireII
Mlanges Henri Grgoire III (Annuaire de linstitut de philologie et
dhistorie orientales et slaves, Tome 10.)
Bruxelles,Secrtariatdes.d.delinstitut,1950
Mm.

Saussure1922
Mess.

Messapian(orMessapic)
MidCymr. 
MiddleWelsh
MidHG. 
MiddleHighGerman
MidIr.

MiddleIrish
MidLG. 
MiddleLowGerman
MidPers. 
MiddlePersian
ModBret. 
ModernBreton
ModHG. 
ModernHighGerman
ModIcl. 
ModernIcelandic
ModIr. 
ModernIrish
ModNorw.
ModernNorwegian
ModPers. 
ModernPersian(Farsi)
MonWil. 
Monier-Williams1993
MPahl. 
Nyberg1974
MSL

Mmoires de la Socit de
LinquistiquedeParis
MSS

MnchenerStudienzur 
Sprachwissenschaft
MU

Morphologische
UntersuchungenaufdemGebieteder

indogermanischenSprachen
n.

neuter

nominative
N
N.act.

nomenactionis
neg.

negation
Neogr.

Neogrammarian
NOMS. 
Laroche1966
Northumbr.
Northumberland
Norw.

Norwegian
num.

numeral
OAnat.

OldAnatolian
obl.

oblique
OBret.

OldBreton
OCS.

OldChurchSlav(on)ic
OCymr. 
OldWelsh
OEng.

OldEnglish
OFal.

OldFaliscan
OFrank. 
OldFrankish
Ogam.

Ogam
OGaul.

OldGaul(ish)
OGH.

Monte&Tischler1978
OHG.

OldHighGerman
Oi.

OldHittite
OHP.

vanGessel1998
OIcl.

OldIcelandic
OInd.

Sanskrit

OIr.

OldIrish
OLat.

OldLatin
OldP.

Kent1953
ON

nameofaplace(Ortsname)
OLi.

OldLithuanian
OPers.

OldPersian
OPr.

OldPrussian
opt.

optative
ord.

ordinal
ORun.

OldRunic(Scandinavian)

OldRussian
ORus.
OSax.

OldSaxon
Osc.

Oscan
OSpan.

OldSpanish
Oss.

Ossetic
OSwed. 
OldSwedish
OxEngEt. 
Onions1966ed
OxLatD. 
Glare1982
P 

passive
P.

Pokorny1959


prefix
Pael.

Paeligni
Pahl.

Pahlavi
Pal.

Palaic
Paleogr. 
Paleogrammarian
Pamph. 
Pamphylian(Greek)
P
.

P
ini
PBB

[PaulsundBraunes]

Beitrge zur Geschichte der dt. Sprache und
Literatur
PCelt.

Proto-Celtic
Perl.

Perlative
pf.

perfect
PGerm. 
Proto-Germanic
PGr.

Proto-Greek
Phok.

Phokis(Greek)
Phonetica 
Phonetica.Internationale 
ZeitschriftfrPhonetik
Phryg.

Phrygian
PIE

Proto-Indo-European
PIIr.

Proto-Indo-Iranian
Pind.

Pindaros(Greek)
Pis.

Pisidi
PItal.

Proto-Italic
pl

plural
PLi.

Proto-Lithuanian
PN

nameofaperson(Personenname)
Poln.

Polish
poss.

possessive
postp.

postposition

502

Poucha
pr.
prec.
pref.
prep.
pret.
pron.
pt.
ptcl.
R

Rec.
red.
refl.
rel.
REW
RHA
Roots
Rus.
RV.
 
E 
Sadnik
S
y.
sb.
SCr.
Serb.
sg
Shetl.
Sid.
Sogd.
st.
StBoT
Texten
Suid.




































Poucha1955
present
precative
prefix
preposition
preterite
pronoun
participle
particle
resonant(*l,r,m,n,i,u)
root
Saussure1922
reduplication
reflexive
relative
Vasmer1950-58
Revuehittiteetasianique
Whitney1885
Russian
Rig-Veda
(derivational)suffix
(inflectional)suffix
Sadnik&Aitzetmller1955
S
yaa
substantive
Serbo-Croat(ian)
Serbian
singular
Shetland
Sidetic
Sogdian
strong
Studien zu den Boazky-

Su(i)da

Sum.

Sumerian
sup.

superlative
SV.

S
ma-Veda
Swed.

Swedish
Syrac.

Syracusan(Greek)
TAPA

Transactionsofthe

AmericanPhilologicalAssociation
Tarent.

Tarentum
Ther.

Thera(Greek)
Thess.

Thessalian(Greek)
Thrac.

Thracian
TochA. 
TocharianA
TochB. 
TocharianB
TPS

Transactionsofthe

PhilologicalSociety
tr.

transitive
Tu.

Turner1966
Ugar.

Ugaritic
Umbr. 
Umbrian
V

vocative
V

vowel
vb.

verb
Ven.

Venetic
VGK

Pedersen1909-13
VLFH

Kronasser1956
vn.

verbalnoun
VN.

nameofapeople
(Volksname)
WbOU. 
Untermann2000
WbRV. 
Grassmann1996
WH.

Walde-Hofmann1938
wk.

weak
WP.

Walde-Pokorny(1927-32)
YV.

Yajur-Veda
'em.

'emait(Lithuanian)

503

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