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Federal Register / Vol. 70, No.

152 / Tuesday, August 9, 2005 / Proposed Rules 46345

DEPARTMENT OF LABOR our Web site at http://www.msha.gov. II. Background


The public docket may be viewed at our A. Rulemaking History
Mine Safety and Health Administration Office of Standards, Regulations, and
Variances, 1100 Wilson Blvd., Room The Federal Mine Safety and Health
30 CFR Parts 5, 15, 18, 19, 20, 22, 23, 2350, Arlington, Virginia. Act of 1977 (the Mine Act) (Pub. L. 91–
27, 28, 33, 35, and 36 173, as amended by Pub. L. 95–164)
FOR FURTHER INFORMATION CONTACT: gives the Mine Safety and Health
RIN 1219–AB38 Rebecca J. Smith, Acting Director, Office Administration responsibility for
Fees for Testing, Evaluation, and of Standards, Regulations, and prescribing the technical design,
Approval of Mining Products Variances at 202–693–9440 (voice), construction, and evaluation criteria for
202–693–9441 (fax), or certain products used in underground
AGENCY: Mine Safety and Health smith.rebecca@dol.gov (e-mail). mines and for testing and approving
Administration (MSHA), Labor. these products so that the products will
SUPPLEMENTARY INFORMATION:
ACTION: Proposed rule. not cause a mine fire explosion or a
I. Direct Final Rule and Concurrent, mine fire. Most of the Mine Act’s
SUMMARY: We are proposing to amend Identical Proposed Rule regulations for testing and approving
our regulations to reflect established these products relate to ‘‘permissible’’
policy and procedures for administering We have determined that the subject equipment. The Mine Act’s
fees for testing, evaluation, and approval of this rulemaking is suitable for a direct implementing regulations at Title 30 of
of equipment and materials final rule. Since the rule requirements the Code of Federal Regulations (30
manufactured for use in the mining are not controversial and primarily CFR), parts 6 through 36 contain
industry. This proposed rule would concern agency procedures, no procedures by which applicants may
eliminate the application fee, allow significant adverse comments are apply for and have equipment approved
applicants to pre-authorize expenditures anticipated. Therefore, concurrent with as ‘‘permissible,’’ as defined in section
for processing applications, allow this proposed rule, a separate, identical 318 of the Mine Act, 30 U.S.C. 878, for
outside organizations conducting part direct final rule is published in today’s use in mines.
15 testing (explosives and sheathed issue of the Federal Register. The On May 8, 1987, we published a final
explosive units) on our behalf to set fees rule (52 FR 17506) adding 30 CFR part
duplicate direct final rule will speed
for this testing, incorporate changes 5 (Fees for testing, evaluation, and
notice and comment rulemaking in the
concerning our programs and approval of mining products). This rule
event we receive no significant adverse
organization, and make non-substantive created a uniform method for
comments to this proposed rule. All calculating fees and established specific
conforming changes to related interested parties should comment at
regulations. procedures for administering the fee
this time because we will not initiate an program. Since our initial
DATES: Comments must be received by additional comment period. If no implementation of part 5, changes to
October 11, 2005. significant adverse comments to this agency policies and procedures have
ADDRESSES: Comments must include proposed rule are received on or before significantly increased the efficiency of
Regulation Identifier Number (RIN) October 11, 2005, the direct final rule the approval process and the
1219–AB38 and may be submitted by will become effective November 7, 2005, administration of the fee program. In
any of the following methods: without further notice. particular, we have eliminated the
• Federal eRulemaking Portal: http:// If significant adverse comments are application fee, allowed applicants to
www.regulations.gov. Follow the received, we will publish a timely pre-authorize expenditures, and
instructions for submitting comments. notice in the Federal Register restructured existing programs for
• E-mail to comments@zzmsha.gov. expediting requests for changes to
withdrawing the direct final rule, and
Please include RIN 1219–AB38 in the previously approved mining products.
will then proceed with the rulemaking
subject line of the message. This proposed rule would update part 5
by addressing the comments and
If you are unable to submit comments to reflect these initiatives.
by e-mail or through the Federal developing a final rule from this
proposed rule. For purposes of Additionally, this proposed rule
eRulemaking portal, please identify would remove a number of references to
your comments by RIN 1219–AB38 and withdrawing the direct final rule, a
significant adverse comment is one that the Department of the Interior’s former
submit them by any of the following Bureau of Mines, which was dissolved
methods: explains (1) why the direct final rule is
in 1996 (Pub. L. 104–99). Prior to that
• Facsimile: (202) 693–9441. inappropriate, including challenges to
time, the Bureau of Mines conducted
• Regular Mail or Hand Delivery: the rule’s underlying premise or
part 15 testing on our behalf. NIOSH has
MSHA, Office of Standards, approach; or (2) why the direct final
assisted us with part 15 testing;
Regulations, and Variances, 1100 rule will be ineffective or unacceptable
however, NIOSH no longer has the
Wilson Blvd., Room 2313, Arlington, without a change. In determining resources to conduct these tests. This
Virginia 22201–3939. whether a significant adverse comment proposed rule would allow us to use
Access to Docket: We post all necessitates withdrawal of the other organizations to conduct part 15
comments received without change, accompanying direct final rule, we will testing.
including any personal information consider whether the comment raises an
provided, at http://www.msha.gov at the issue serious enough to warrant a B. Scope of Approval Activities
‘‘Rules & Regs’’ link. Additionally, we substantive response through the notice The mining products that we approve
post this document, our Program Policy and comment process. A comment range from small electronic devices to
Manual, and all Program Information recommending an addition to the rule large complex mining systems. Our
Bulletins, Standard Administrative will not be considered significant and Approval and Certification Center
Procedures, and Program Policy Letters adverse unless the comment explains (Center) evaluates and tests these
discussed in the SUPPLEMENTARY how this rule would be ineffective mining products and issues, among
INFORMATION section of this preamble on without the addition. other things, ‘‘approvals,’’

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46346 Federal Register / Vol. 70, No. 152 / Tuesday, August 9, 2005 / Proposed Rules

‘‘certifications,’’ ‘‘acceptances,’’ equipment designed to non-MSHA B. Section 5.20 Effective Date


‘‘extensions,’’ and ‘‘field modifications.’’ product safety standards once we have Existing section 5.20 established the
Under the narrow definition of determined that the standard(s) can effective date of the 1987 rule. Such a
‘‘approval,’’ approvals are issued to a provide at least the same degree of notice is not needed at this time because
completely assembled machine or protection or can be modified to provide the Federal Register document
system or to an explosive. Under this at least the same degree of protection as containing the final rule would provide
definition, approval of a mining product 30 CFR requirements. Part 7 allows the the effective date for the rule. For this
constitutes a license authorizing the applicant or a third party to test certain reason, this proposed rule would delete
approval-holder to build and distribute products for which the testing existing § 5.20, which established the
the product for use in underground requirements are objective in nature and effective date of the 1987 rule.
mines, and to advertise the product as
can be routinely conducted by
‘‘MSHA-approved.’’ The approval- C. Section 5.30 Fee Calculation
personnel knowledgeable in the
holder accepts the responsibility for Existing paragraph 5.30(a) imposes a
constructing or formulating the product particular product line or category. We
retain the responsibility for evaluating non-refundable application fee. This fee
in exact accordance with all drawings was intended to recover costs for initial
and specifications that accompany the the test results and issuing the approval
for all products tested and evaluated review and administrative processing of
approval.
under parts 6 and 7. the application in the event the
A ‘‘certification’’ is issued to a
component or sub-system of a applicant cancelled the action prior to
C. The Approval Process commencement of the technical
completely assembled machine or
system. An ‘‘acceptance’’ is issued for evaluation. Upon completion of the
The approval process begins with the evaluation and testing, this payment
materials and certain other products. An filing of an application. Parts 6 through
‘‘extension’’ of an approval or was credited against the total charges
36 provide instructions for preparing billed to the applicant.
certification allows the applicant to and filing applications, which can vary
make design modifications to the Paying and processing this fee placed
with the type of mining product and an additional administrative burden on
product. A ‘‘field modification’’ allows type of approval requested. We
the owner of an MSHA approved piece the applicants and on us, and delayed
administratively review each new the approval process. The applicant
of equipment to make specific changes application, and upon determination
to approved electrical equipment. incurred the burden of remitting two
that the application is in order, prepare payments during the application
A ‘‘certification’’ is issued to a
component or sub-system of a a fee estimate, if one is required. Our process, and we expended resources to
completely assembled machine or technical experts then thoroughly process both payments. The technical
system. An ‘‘acceptance’’ is issued for investigate, test, and evaluate the evaluation could not begin until our
materials and certain other products. An product. finance office confirmed that the
‘‘extension’’ of an approval or Following successful completion of payment for the application fee had
certification allows the applicant to the evaluation and testing, we provide been posted. After reviewing this
make design modifications to the the applicant with a written notice that activity, we issued Program Policy
product. A ‘‘field modification’’ allows the product meets all the applicable Letter (PPL) No. 96–II–1, ‘‘Waiver of the
the owner of an MSHA approved piece requirements. $100 Application Fee for Testing,
of equipment to make specific changes Evaluation, and Approval of Mining
to approved electrical equipment. III. Section-by-Section Analysis Products,’’ effective January 1, 1996.
Additionally, we administer a number This policy is now incorporated into our
A. Section 5.10 Purpose and Scope
of voluntary programs which are Program Policy Manual. In proposed
covered by this regulation to evaluate Existing section 5.10 sets out the paragraph 5.30(a), the requirement for
products to determine conformance to purpose and scope of part 5. Revised an application fee would be removed to
safety requirements of 30 CFR parts 56, section 5.10 remains substantially reflect our elimination of this fee.
57, 75, and 77, or to determine the unchanged from the existing regulation. Proposed paragraph 5.30(a) would
product’s suitability for specific mining The term ‘‘testing, evaluation and also incorporate and revise provisions
applications. For example, we use these approval’’ in existing paragraph 5.10(a) from existing paragraphs 5.30(b) and (e).
voluntary programs to evaluate ground The provision from revised paragraph
would be changed to ‘‘services provided
wire monitors, lighting systems, sealants 5.30(b), which lists criteria for
under this subchapter.’’ This change
and stopping systems, conveyor belt determining hourly fees, would contain
would more clearly convey that part 5
lagging material, belt wipers, and three revisions. First, the term ‘‘testing,
applies to all services which the Center evaluation and approval’’ would be in
hydraulic hose and fire suppression provides and for which a fee is charged.
agents and systems. existing paragraph 5.30(b) is changed to
These services include ‘‘approvals’’ as ‘‘services provided under this
Except where stated otherwise, we
use the term ‘‘approval’’ in this defined in both the narrow and broad subchapter’’ and moved to revised
preamble and regulation in a broad sense as explained earlier in Part II B, paragraph 5.30(b). Second, the existing
sense to represent our formal ‘‘Scope of Approval Activities.’’ The language concerning direct and indirect
recognition of products that are term ‘‘Except as provided in section costs that is repeated from Section
approved, certified, or otherwise 5.30(a)’’ would be added to the 5.10(b)(1) would be omitted to eliminate
formally accepted for use in mining beginning of 5.10(b) to clarify that redundancy. Third, since these criteria
operations. outside organizations conducting part for determining hourly fees also apply
Our regulations also allow other 15 testing on our behalf may set the fees to any flat rate fees that we would
parties to perform product testing under for this testing. These outside establish, the term ‘‘hourly fees’’ would
certain circumstances. Part 6 of 30 CFR organizations will likely be government be changed to ‘‘fees.’’ As noted earlier,
allows independent laboratories to test agencies or non-government when the existing rule was
and evaluate certain mining products. It organizations with laboratory facilities promulgated, we charged flat rate fees
also permits MSHA to approve capable of performing part 15 tests. for certain services for which

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Federal Register / Vol. 70, No. 152 / Tuesday, August 9, 2005 / Proposed Rules 46347

turnaround time was predictable and paragraph 5.30(b) would contain the technical evaluation using the following
stable. The shift to the current system of provision from existing paragraph guidelines:
hourly fees was driven partially by 5.30(c) concerning our maximum fee No pre-authorization statement: We
concerns about the equitable estimate. prepare a maximum fee estimate which
distribution of costs among applicants. Under existing paragraph 5.30(c), we the applicant must authorize before the
As mentioned above, the provision in prepare an estimate of the maximum technical evaluation begins.
existing paragraph 5.30(e), concerning fees that would be incurred during Pre-authorized maximum
fees for tests conducted for MSHA by evaluation of the product. The preamble expenditure: The applicant provides us
the former Bureau of Mines under part to the existing rule, at 52 FR 17509, with a maximum pre-authorized
15 (Requirements for approval of indicates our intent to provide this amount. We prepare a maximum fee
explosives and sheathed explosive estimate to the applicant before estimate and at the same time forward
units) would be incorporated into beginning the technical evaluation ‘‘to the application for the technical
revised paragraph 5.30(a) and provide the applicant the opportunity to evaluation. If no other applications are
substantially revised. The existing discuss the estimate or withdraw the waiting in the queue, the technical
paragraph provides that ‘‘Tests application.’’ Existing paragraph 5.30(c) evaluation may begin immediately.
conducted by the Bureau of Mines for further provides that if unforeseen Where our estimate exceeds the pre-
MSHA under part 15 are flat rate items.’’ circumstances are discovered during the authorized amount, the applicant has
When the existing rule was evaluation that would result in the the choice of canceling the action and
promulgated, the former Bureau of actual fees exceeding this estimate, the paying for all work done up to the time
Mines conducted these tests on our applicant has the choice of canceling of the cancellation, or approving our
behalf. After the Bureau was dissolved, the action and paying for all work done estimated maximum amount.
its facility for conducting explosives up to the time of the cancellation, or Pre-authorized expenditure with no
testing was transferred first to the approving our estimated maximum stated maximum: The applicant pre-
Department of Energy and subsequently amount. If the estimate exceeds the authorizes an expenditure with no
to NIOSH as a purely research function actual fees, the applicant is charged the stated maximum amount. We forward
(30 U.S.C. 1 note). lesser amount. An exception to this the application immediately for the
In January 1996 we received one provision exists for applications that technical evaluation, and the applicant
application for the full range of part 15 were submitted under our two former receives no estimated maximum fee
tests. Since then we have received six flat rate fee programs. These services estimate.
part 15 applications, all for minor tests. were charged a predetermined amount The revised paragraph would modify
During this time we relied on NIOSH to and therefore no estimate was provided. provisions in existing paragraph 5.30(c)
conduct part 15 tests; however, NIOSH These two programs are outlined in
to provide exceptions for pre-authorized
did not have the facilities for detail below in the discussion of
fees and flat rate programs. Paragraph
conducting part 15 chemical analysis existing paragraph 5.30(d).
tests, and contracted another In 1991, we revised our Program 5.30(b)(1) would be added to reflect our
organization to conduct these tests. That Policy Manual to allow applicants policy of allowing applicants the option
organization subsequently ceased doing seeking approval of longwall equipment of pre-authorizing fees.
chemical analysis tests. NIOSH recently the option of pre-authorizing fees for Paragraph 5.30(b)(2) would be added
informed us that they no longer have the testing and evaluation. The pre- to reflect our policy of requiring a
resources to perform all the part 15 authorization statement, submitted as specific pre-authorized expenditure for
tests. Since we do not have the facilities part of the application, allowed the applications submitted under the
to conduct these tests, we must contract technical evaluation to begin Revised Application Modification
with other organizations to do any immediately. At the request of Program (RAMP). This program is
future part 5 testing. Revised paragraph applicants seeking testing and discussed in the narrative for § 5.30(d).
5.30(a) would allow organizations evaluation of other products, we Finally, the existing rule uses the term
conducting part 15 testing on our behalf expanded the policy to allow a pre- ‘‘estimated maximum fee (cap).’’ For a
to set the fees for these tests. Since we authorization option for all products number of reasons, including
cannot predict what fees the outside submitted for approval. We published continuity, we no longer use the term
organizations will charge for any of this policy in Program Policy Letter No. ‘‘cap’’ to refer to this amount. The
these tests, the regularly published fee 92–II–3, ‘‘30 CFR Part 5 Fee Pre- proposed rule would replace this term
schedule, required under paragraph Authorization,’’ effective June 1, 1992. wherever it appears in the rule with the
5.50, would no longer specify the fees Under this policy, which is currently term ‘‘maximum fee estimate.’’
for part 15 testing. incorporated into our Program Policy The provisions of existing paragraph
Proposed paragraph 5.30(a) would Manual, applicants, other than those 5.30(c) address:
remove the term ‘‘Bureau of Mines’’ as seeking modifications under our (1) Our determination of a maximum
well as the requirement to charge flat program for expedited modifications, fee estimate prior to the start of
rate fees for part 15 testing. The may elect to pre-authorize an technical evaluation;
proposed paragraph would provide that expenditure for fees by submitting a pre- (2) Unforeseen circumstances during
‘‘part 15 fees for services provided to authorization statement with the the technical evaluation which could
MSHA by other organizations may be application. The applicant must either result in the actual cost exceeding the
set by those organizations.’’ That is, the specify a maximum authorized maximum fee estimate; and
proposed rule language would allow us expenditure for fees, or authorize an (3) The situation where the maximum
to pass on the cost of services provided expenditure with no maximum amount. fee estimate exceeds the actual cost.
to MSHA by other organizations so that The latter option authorizes us to The first provision would be moved to
these costs could be billed to the perform all testing and evaluation paragraph 5.30(b), and is discussed
applicant. services that we deem necessary. above. The second provision would
Existing paragraph 5.30(b), as Under existing policy, we determine remain in paragraph 5.30(c), and third
explained above, would also be moved whether or not to prepare a maximum provisions would be moved to
to revised paragraph 5.30(a). Revised fee estimate and when to begin the paragraph 5.30(d).

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46348 Federal Register / Vol. 70, No. 152 / Tuesday, August 9, 2005 / Proposed Rules

The second provision, involving submitting a letter of application contain specific payment instructions.
unforeseen circumstances during the describing the changes, along with Our current regulations in 30 CFR Parts
technical evaluation that could result in drawings and specifications that fully 18 through 36 allow payment for part 5
the actual cost exceeding the maximum describe each change. Services provided fees only by check, bank draft, or money
fee estimate, requires us to provide the under RAMP are charged an hourly fee, order.
applicant with a revised maximum fee and the letter of application must Proposed section 5.40 would apply
estimate for completing the evaluation. contain a statement authorizing a the billing procedures in existing
The applicant may then either cancel minimum dollar amount set by the paragraph 5.40(c) to all fees
the evaluation or authorize the revised Agency. A discussion of RAMP was administered under part 5, and would
fee estimate. Under our policy, if the included in the notice of fee inform applicants that invoices will
applicant chooses to cancel the adjustments, published on December 18, contain specific payment instructions,
evaluation, fees will be charged for work 1998 (63 FR 70163), and in Standard including the address to mail payments
performed up to the cancellation. If the Application Procedure ASAP1005, and authorized methods of payment.
applicant authorizes the new maximum ‘‘Revised Approval Modification Applicants had informally requested
fee estimate, we will continue testing Program (RAMP) Application that MSHA allow payment by credit
and evaluating the product. Procedure’’ published on March 28, card as a means of expediting the
Proposed paragraph 5.30(c) would 2000. payment process and decreasing
leave this provision substantially Revised paragraph 5.30(d) would administrative costs to applicants.
unchanged, but the concept would remove the SNAP and SRA MSHA determined that this option can
applied to any expenditure approved by requirements, and would retain the benefit both the applicant and the
the applicant, whether that expenditure provision in existing paragraph 5.30(c) government, and recently began
is the estimated maximum fee or the concerning applications for which the accepting payments by credit card.
applicant’s pre-authorized expenditure. estimated maximum fee exceeds the Proposed paragraph 5.40 would allow
This provision is not applicable where actual hourly fee. The existing provision MSHA the flexibility to accept credit
the pre-authorized expenditure has no requires us to charge the actual fee. card payment as an authorized method
stated maximum. Additionally, the term Proposed paragraph 5.30(d) leaves this of payment. The remaining provisions
‘‘cap’’ would be changed to ‘‘maximum provision substantially unchanged; of existing paragraph 5.40(c) would be
fee estimate.’’ however, the scope would be expanded substantially unchanged.
Existing paragraph 5.30(d) addresses to include instances where the actual
the former Stamped Notification hourly fee exceeds any expenditure E. Overview of Conforming Changes
Acceptance Program (SNAP) and approved by the applicant, whether that Parts 18, 19, 20, 22, 23, 27, 28, 33, 35,
Stamped Revision Acceptance (SRA) expenditure is the estimated maximum and 36 contain detailed instructions for
program. These programs were fee or the applicant’s pre-authorized submitting applications for approvals
developed to expedite the acceptance of expenditure. and certifications. Each part instructs
certain minor changes to previously Existing paragraph 5.30(e) addresses the applicant to send a check, bank
approved products, and required only a fees for testing under part 15. The draft, or money order with the
few documents to be submitted with the proposed rule would move this application. The proposed rule would
application. SNAP addressed provision to paragraph 5.30(a) and remove this instruction, and any other
acceptance of single changes to an would delete paragraph 5.30(e) entirely. reference to payments submitted with
approved product, including changes The proposed revisions to part 15 fees applications, to allow these sections to
that pertained to the technical are discussed in the narrative for conform to the proposed part 5
requirements of an approved product proposed paragraph 5.30(a). provisions concerning application fees
without adversely affecting and payment of fees, and to reflect our
D. 5.40 Fee Administration
permissibility. SRA addressed current policy, as stated in the Program
acceptance of single or multiple changes Existing paragraph 5.40(a) provides Policy Manual. Additionally, the
to an approved product, provided the applicants with detailed instructions for proposed rule would update the
change(s) did not affect the technical submitting the application fee. Existing Center’s address and would remove
requirements. The Center charged a flat paragraph (b) concerns the method of outdated references to the former
rate fee for services provided under paying for services provided under Bureau of Mines.
these programs. SNAP and SRA. Since the application
Over time, using and administering fee, SNAP, and SRA have been F. Section 15.3 Observers at Tests and
both of these programs created eliminated, as discussed above, these Evaluations
inefficiency and unnecessary paragraphs are removed. The term ‘‘Bureau of Mines, U.S.
duplication. Applicants were often Existing paragraph 5.40(a) provides Department of the Interior’’ would be
uncertain which program (e.g., SNAP, applicants with detailed instructions for replaced with the term ‘‘designees of
SRA, or an extension of approval) to use submitting the application fee. Existing MSHA.’’ As explained in the discussion
for requesting changes in the design of paragraph 5.40(b) concerns the method of revised paragraph 5.30(a), the Bureau
approved products. This confusion of paying for services provided under of Mines no longer exists.
often led to administrative errors and SNAP and SRA. Since the application
the need to re-submit the application. fee, SNAP, and SRA have been G. Section 18.6 Applications
Further, since SNAP applied to single eliminated, as discussed above, these In paragraph 18.6(a)(1), the term
changes to approved products, a paragraphs are removed. Existing ‘‘accompanied by a check, bank draft, or
separate application was required for paragraph 5.40(c) addresses billing money order, payable to the U.S. Mine
each specific proposed change. In 1998, procedures for services which are billed Safety and Health Administration to
both programs were replaced with the at an hourly rate. The existing paragraph cover the fees,’’ would be removed from
Revised Approval Modification Program provides that applicants are billed when the application instructions to reflect
(RAMP). Under RAMP, requests for processing of the application is our policy of waiving the application
acceptance of minor changes to complete; any actual travel expenses are fee. Additionally, language would be
approved products are made by included in the bill; and the invoice will added to specify that the procedures for

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Federal Register / Vol. 70, No. 152 / Tuesday, August 9, 2005 / Proposed Rules 46349

payment of fees are found in § 5.40 of payment of fees are found in § 5.40 of Q. Section 35.6 Applications
the proposed rule. the proposed rule.
In paragraph (a)(1), the term
H. Section 19.3 Applications M. Section 27.9 Date for Conducting ‘‘accompanied by a check, bank draft, or
In paragraph (a), the term Tests money order, payable to the U.S. Mine
‘‘accompanied by a check, bank draft, or Safety and Health Administration, to
The existing section lists the cover the fees;’’ would be removed from
money order, payable to U.S. Mine
‘‘application, payment of necessary fees, the application instructions to reflect
Safety and Health Administration, to
and submission of required material’’ as our policy of waiving the application
cover all the necessary fees,’’ would be
criteria for determining the order of fee. Additionally, language would be
removed from the application
testing when more than one application added to specify that the procedures for
instructions to reflect our policy of
is pending. The proposed section would payment of fees are found in § 5.40 of
waiving the application fee.
remove the reference to payment of fees the proposed rule.
Additionally, language would be added
and would revise the sentence to
to specify that the procedures for R. Section 36.6 Applications
conform to similar provisions in
payment of fees are found in § 5.40 of
existing § 18.8 (Date for conducting
the proposed rule. In paragraph (a)(1), the term
investigation and tests). The proposed
I. Section 20.3 Applications sentence would read: ‘‘The date of ‘‘accompanied by a check, bank draft, or
receipt of an application will determine money order, payable to the U.S. Mine
In paragraph (a), the term Safety and Health Administration, to
‘‘accompanied by a check, bank draft, or the order of precedence for investigation
and testing.’’ The proposed section cover the fees;’’ would be removed from
money order, payable to the U.S. Mine the application instructions to reflect
Safety and Health Administration, to would reflect our policy of waiving the
application fee. our policy of waiving the application
cover all the necessary fees,’’ would be fee. Additionally, language would be
removed from the application N. Section 28.10 Application added to specify that the procedures for
instructions to reflect our policy of Procedures payment of fees are found in § 5.40 of
waiving the application fee. the proposed rule.
Additionally, language would be added Existing § 28.10 requires applicants
to specify that the procedures for seeking approval of certain fuses to S. Derivation and Distribution Tables
payment of fees are found in § 5.40 of submit the fuses to a nationally
recognized independent testing The following derivation table lists
the proposed rule.
laboratory for examination, inspection, each section number of the final rule
J. Section 22.4 Applications and testing prior to submitting an and the section number of the existing
In paragraph (a), the term approval application to the Center. standard from which the section is
‘‘accompanied by a check, bank draft, or Paragraph 28.10(c) contains instructions derived.
money order, payable to the U.S. Mine for submitting these laboratory data and
Safety and Health Administration, to results to the Center, and includes a DERIVATION TABLE
cover all the necessary fees,’’ would be requirement that payment for the
removed from the application Existing
application fee accompany these Final rule section
instructions to reflect our policy of documents. Proposed paragraph
waiving the application fee. 28.10(c) would remove the requirement Removed ................................. 5.20.
Additionally, language would be added to send a payment with the laboratory Removed ................................. 5.30(a).
to specify that the procedures for documents. This proposed change 5.30(a) ..................................... 5.30(b).
payment of fees are found in § 5.40 of corresponds to the elimination of the 5.30(b) ..................................... 5.30(c).
the proposed rule. application fee. Additionally, language 5.30(c) ..................................... 5.30(c).
would be added to specify that the 5.30(d) ..................................... 5.30(c).
K. Section 23.3 Applications Removed ................................. 5.30(e).
procedures for payment of fees are
In paragraph (a), the term found in § 5.40 of the proposed rule. 5.40 ......................................... 5.40(c).
‘‘accompanied by a check, bank draft, or
money order, payable to the U.S. Mine O. Section 33.3 Consultation The following distribution table lists
Safety and Health Administration, to each section number of the existing
This section contains an outdated
cover all the necessary fees,’’ would be standards, and the section number of
address for the Center and a reference to
removed from the application the final rule which contains provisions
the former Bureau of Mines. The
instructions to reflect our policy of derived from the corresponding existing
proposed section would update the
waiving the application fee. section.
Center’s address and would replace the
Additionally, language would be added
term ‘‘Bureau’’ with ‘‘MSHA.’’
to specify that the procedures for DISTRIBUTION TABLE
payment of fees are found in § 5.40 of P. Section 33.6 Applications
the proposed rule. Existing section Final rule
In paragraph 33.6(a)(1), the term
L. Section 27.4 Applications ‘‘accompanied by a check, bank draft, or 5.20(a) ..................................... Removed.
In paragraph (a)(1), the term ‘‘and also money order, payable to the U.S. Mine 5.30(a) ..................................... Removed.
a check, bank draft, or money order Safety and Health Administration, to 5.30(b) ..................................... 5.30(a).
payable to the U.S. Mine Safety and cover the fees;’’ would be removed from 5.30(c) ..................................... 5.30(b), (c),
Health Administration, to cover the the application instructions to reflect and (d).
fees’’ would be removed from the our policy of waiving the application 5.30(d) ..................................... Removed.
5.30(e) ..................................... Removed.
application instructions to reflect our fee. Additionally, language would be
5.40(a) ..................................... Removed.
policy of waiving the application fee. added to specify that the procedures for 5.40(b) ..................................... Removed.
Additionally, language would be added payment of fees are found in § 5.40 of 5.40(c) ..................................... 5.40.
to specify that the procedures for the proposed rule.

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46350 Federal Register / Vol. 70, No. 152 / Tuesday, August 9, 2005 / Proposed Rules

IV. Regulatory Impact Analysis Furthermore, no provision in this Section 654 of the Treasury and General
rulemaking would diminish the health Government Appropriations Act of 1999
A. Executive Order 12866 Regulatory
or safety of U.S. miners. (5 U.S.C. 601 note) requires no further
Planning and Review
agency action, analysis, or assessment.
B. Regulatory Flexibility Act and Small
Compliance Costs Business Regulatory Enforcement C. Executive Order 12630 Government
Executive Order 12866, as amended Fairness Act Actions and Interference With
by Executive Order 13258, requires that The Regulatory Flexibility Act (RFA) Constitutionally Protected Property
regulatory agencies assess both the costs requires regulatory agencies to consider Rights
and benefits of intended regulations. We a rule’s economic impact on small This proposed rule would not
have satisfied the requirement of entities. Under the RFA, we must use implement a policy with takings
Executive Order 12866 for this proposed the Small Business Administration’s implications. Accordingly, Executive
rule and determined that the proposed (SBA’s) criterion for a small entity in Order 12630, Governmental Actions and
rule would not have an annual effect of determining a rule’s economic impact Interference With Constitutionally
$100 million or more on the economy. unless, after consultation with the SBA Protected Property Rights, requires no
Therefore, the proposed rule is not an Office of Advocacy, we established an further agency action or analysis.
economically significant regulatory alternative definition for a small entity
action pursuant to § 3(f)(1) of Executive and publish that definition in the D. Executive Order 12988 Civil Justice
Order 12866. Federal Register for notice and Reform
The proposed rule affects applicants comment. This proposed rule would This proposed rule was drafted and
who request approval for products used apply to persons or entities applying for reviewed in accordance with Executive
in the mining industry. The proposed approval of products used in the mining Order 12988, Civil Justice Reform. The
rule would not result in any cost industry. These applicants operate in proposed rule was written to provide a
increases or savings to these applicants. industries involved in measurement, clear legal standard for affected conduct
As noted earlier, existing § 5.30(a) analysis, or controlling instruments; and was carefully reviewed to eliminate
imposes a non-refundable standard photographic instruments; commercial drafting errors and ambiguities, so as to
application fee on each initial and industrial lighting fixtures; minimize litigation and undue burden
application. Since we eliminated this conveyors; or mining equipment. SBA’s on the Federal court system. We have
application fee in 1996, deleting the definition of a small business for these determined that this proposed rule
application fee language from existing industries is 500 or fewer employees. would meet the applicable standards
§ 5.30(a) would not cause applicants to Therefore, we examined the impact on provided in Section 3 of Executive
incur any costs or cost savings. applicants which have 500 or fewer Order 12988.
employees and seek MSHA approval for
Benefits mining products. E. Executive Order 13045 Protection of
Children From Environmental Health
The proposed rule would change our C. Factual Basis for Certification Risks and Safety Risks
existing regulatory language to be Using SBA’s definition of a small
consistent with our current practices This proposed rule would have no
entity, there are no annual cost adverse impact on children.
and will continue to allow us to process increases or savings to applicants
applications in a timely and efficient Accordingly, Executive Order 13045,
affected by this rulemaking. Therefore, Protection of Children From
manner. Thus, new and improved we concluded that this proposed rule
products that enhance the safety of the Environmental Health Risks and Safety
would not have a significant economic Risks, as amended by Executive Orders
miner will be allowed to enter the mine impact on a substantial number of small
as soon as possible. 13229 and 13296, requires no further
entities. agency action or analysis.
The application fee discussed above
was intended to offset administrative V. Other Regulatory Matters F. Executive Order 13132 Federalism
review costs in the event that the A. Unfunded Mandates Reform Act of This proposed rule does not have
applicant cancelled an application prior 1995 ‘‘federalism implications’’ because it
to commencement of the technical This proposed rule does not include does not ‘‘have substantial direct effects
evaluation. We eliminated this fee any Federal mandate that may result in on the States, on the relationship
because it tended to lengthen the increased expenditures by State, local, between the national government and
approval and certification process and or tribal governments, nor does it the States, or on the distribution of
placed unnecessary burdens on us and increase private sector expenditures by power and responsibilities among the
the applicant. This proposed rule would more than $100 million annually, nor various levels of government.’’
eliminate the outdated application fee does it significantly or uniquely affect Accordingly, Executive Order 13132,
language in the existing regulation. small governments. Accordingly, the Federalism, requires no further agency
Also as noted earlier, since 1992, we Unfunded Mandates Reform Act of 1995 action or analysis.
have allowed the applicant to pre- (2 U.S.C. 1501 et seq.) requires no
authorize an expenditure for the testing G. Executive Order 13175 Consultation
further agency action or analysis.
and evaluation that is associated with and Coordination With Indian Tribal
an application. This permits us to begin B. Treasury And General Government Governments
immediate evaluation work if no other Appropriations Act of 1999, Assessment This proposed rule does not have
applications are awaiting initial actions. of Federal Regulations and Policies on ‘‘tribal implications’’ because it does not
This rulemaking would add regulatory Families ‘‘have substantial direct effects on one
language that continues to allow This proposed rule would have no or more Indian tribes, on the
applicants the option to pre-authorize effect on family well-being or stability, relationship between the Federal
an expenditure for testing and marital commitment, parental rights or government and Indian tribes, or on the
evaluation that is associated with an authority, or income or poverty of distribution of power and
application. families and children. Accordingly, responsibilities between the Federal

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Federal Register / Vol. 70, No. 152 / Tuesday, August 9, 2005 / Proposed Rules 46351

government and Indian tribes.’’ PART 5—FEES FOR TESTING, authorize a fixed dollar amount, set by
Accordingly, Executive Order 13175, EVALUATION, AND APPROVAL OF MSHA, for processing the application.
Consultation and Coordination With MINING PRODUCTS (c) If unforeseen circumstances are
Indian Tribal Governments, requires no discovered during the evaluation, and
further agency action or analysis. 1. The authority citation for part 5 MSHA determines that these
continues to read as follows: circumstances would result in the actual
H. Executive Order 13211 Actions Authority: 30 U.S.C. 957. costs exceeding either the pre-
Concerning Regulations That
2. Section 5.10 is amended by revising authorized expenditure or the
Significantly Affect Energy Supply,
paragraph (a) to read as follows: authorized maximum fee estimate, as
Distribution, or Use
appropriate, MSHA will prepare a
This proposed rule regulates both the § 5.10 Purpose and scope. revised maximum fee estimate for
coal and metal/nonmetal mining (a) This part establishes a system completing the evaluation. The
sectors. Because this proposed rule under which MSHA charges a fee for applicant will have the option of either
would result in no yearly net cost to the services provided under this cancelling the action and paying for
coal mining industry, the proposed rule subchapter. This part includes the services rendered or authorizing
would neither reduce the supply of coal management and calculation of these MSHA’s revised estimate, in which case
nor increase its price. This proposed fees. MSHA will continue to test and
rule is not a ‘‘significant energy action’’ * * * * * evaluate the product.
because it would not be ‘‘likely to have (d) If the actual cost of processing the
a significant adverse effect on the § 5.20 [Removed] application is less than MSHA’s
supply, distribution, or use of energy 3. Section 5.20 is removed. maximum fee estimate, MSHA will
(including a shortfall in supply, price 4. Section 5.30 is revised to read as charge the actual cost.
increases, and increased use of foreign follows: 5. Section 5.40 is revised to read as
supplies).’’ Accordingly, Executive § 5.30 Fee calculation.
follows:
Order 13211, Actions Concerning (a) MSHA bases fees under this § 5.40 Fee administration.
Regulations That Significantly Affect subchapter on the direct and indirect
Energy Supply, Distribution, or Use, Applicants will be billed for all fees,
costs of the services provided, except including actual travel expenses, if any,
requires no further agency action or that part 15 fees for services provided to
analysis. when processing of the application is
MSHA by other organizations may be completed. Invoices will contain
I. Executive Order 13272 Proper set by those organizations. specific payment instructions, including
Consideration of Small Entities in (b) Except as provided in paragraphs the address to mail payments and
Agency Rulemaking (b)(1) and (2) of this section, upon authorized methods of payment.
completion of an initial administrative
We thoroughly reviewed this review of the application, the Approval PART 15—REQUIREMENTS FOR
proposed rule to assess and take and Certification Center will prepare a APPROVAL OF EXPLOSIVES AND
appropriate account of its potential maximum fee estimate for each SHEATHED EXPLOSIVE UNITS
impact on small businesses, small application and will begin the technical
governmental jurisdictions, and small evaluation once the applicant authorizes 6. The authority citation for part 15
organizations. We determined and the fee estimate. continues to read as follows:
certified that this proposed rule would (1) The applicant may pre-authorize Authority: 30 U.S.C. 957.
not have a significant economic impact an expenditure for services under this
on a substantial number of small 7. Section 15.3 is revised to read as
subchapter, and may further choose to follows:
entities. pre-authorize either a maximum dollar
Dated: July 29, 2005. amount or an expenditure without a § 15.3 Observers at tests and evaluation.
David G. Dye, specified maximum amount. All Only personnel of MSHA, designees
Deputy Assistant Secretary of Labor for Mine applications containing a pre- of MSHA, representatives of the
Safety and Health. authorization statement will applicant, and such other persons as
immediately be put in the queue for the agreed upon by MSHA and the
List of Subjects technical evaluation upon completion of applicant shall be present during tests
30 CFR Part 5 an initial administrative review. MSHA and evaluations conducted under this
will concurrently prepare a maximum part.
Fees, Mine safety and health. fee estimate for applications containing
30 CFR Parts 15 and 18 a statement pre-authorizing a maximum PART 18—ELECTRIC MOTOR-DRIVEN
dollar amount, and will provide the MINE EQUIPMENT AND
Fees, Mine safety and health, applicant with this estimate. Where ACCESSORIES
Reporting and recordkeeping MSHA’s estimated maximum fee
requirements. exceeds the pre-authorized maximum 8. The authority citation for part 18
dollar amount, the applicant has the continues to read as follows:
30 CFR Parts 19, 20, 22, 27, and 28
choice of cancelling the action and Authority: 30 U.S.C. 957, 961.
Fees, Mine safety and health. paying for all work done up to the time 9. Section 18.6 (a)(1) is revised to read
30 CFR Parts 23, 33, 35, and 36 of the cancellation, or authorizing as follows:
MSHA’s estimate.
Fees, Mine safety and health, (2) Under the Revised Acceptance § 18.6 Application procedures and
Reporting and recordkeeping Modification Program (RAMP), MSHA requirements.
requirements, Research. expedites applications for acceptance of (a)(1) Investigation leading to
Accordingly, Chapter I of Title 30 of minor changes to previously approved, approval, certification, extension
the Code of Federal Regulations is certified, accepted, or evaluated thereof, or acceptance of hose or
proposed to be amended as follows: products. The applicant must pre- conveyor belt, will be undertaken by

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46352 Federal Register / Vol. 70, No. 152 / Tuesday, August 9, 2005 / Proposed Rules

MSHA only pursuant to a written PART 22—PORTABLE METHANE 19. In § 27.4 the heading and
application. The application shall be DETECTORS paragraph (a)(1) are revised to read as
accompanied by all necessary drawings, follows:
specifications, descriptions, and related 14. The authority citation for part 22
materials, as set out in this part. Fees continues to read as follows: § 27.4 Application procedures and
Authority: 30 U.S.C. 957, 961. requirements.
calculated in accordance with part 5 of
this title shall be submitted in (a)(1) No investigation or testing for
15. In § 22.4 the heading and
accordance with § 5.40. certification will be undertaken by
paragraph (a) are revised to read as
MSHA except pursuant to a written
* * * * * follows:
application, accompanied by all
PART 19—ELECTRIC CAP LAMPS § 22.4 Application procedures and drawings, specifications, descriptions,
requirements. and related materials. The application
10. The authority citation for part 19 (a) Before MSHA will undertake the and all related matters and
continues to read as follows: active investigation of leading to correspondence shall be addressed to:
Authority: 30 U.S.C. 957, 961. approval of any methane detector, the U.S. Department of Labor, Mine Safety
applicant shall make application by and Health Administration, Approval
11. In § 19.3 the heading and letter for an investigation leading to and Certification Center, RR #1, Box
paragraph (a) are revised to read as approval of the detector. This 251, Industrial Park Road, Triadelphia,
follows: application shall be sent to: U.S. West Virginia 26059. Fees calculated in
Department of Labor, Mine Safety and accordance with part 5 of this title shall
§ 19.3 Application procedures and
requirements. Health Administration, Approval and be submitted in accordance with § 5.40.
Certification Center, RR #1, Box 251, * * * * *
(a) Before MSHA will undertake the Industrial Park Road, Triadelphia, West
active investigation leading to approval Virginia 26059, together with the § 27.9 [Amended]
of any lamp, the applicant shall make required drawings, one complete 20. Section 27.9 is amended by
application by letter for an investigation detector, and instructions for its revising the first sentence to read ‘‘The
leading to approval of the lamp. This operation. Fees calculated in accordance date of receipt of an application will
application shall be sent to: U.S. with part 5 of this title shall be determine the order of precedence for
Department of Labor, Mine Safety and submitted in accordance with § 5.40. investigation and testing.’’
Health Administration, Approval and * * * * *
Certification Center, RR #1, Box 251, PART 28—FUSES FOR USE WITH
Industrial Park Road, Triadelphia, West PART 23—TELEPHONES AND DIRECT CURRENT IN PROVIDING
Virginia 26059, together with the SIGNALING DEVICES SHORT-CIRCUIT PROTECTION FOR
required drawings, one complete lamp, TRAILING CABLES IN COAL MINES
and instructions for its operation. Fees 16. The authority citation for part 23
calculated in accordance with part 5 of continues to read as follows: 21. The authority citation for part 28
this title shall be submitted in Authority: 30 U.S.C. 957, 961. continues to read as follows:
accordance with § 5.40. 17. In § 23.3 the heading and Authority: 30 U.S.C. 957, 961.
* * * * * paragraph (a) are revised to read as § 28.10 [Amended]
follows: 22. Section 28.10, paragraph (c), is
PART 20—ELECTRIC MINE LAMPS
OTHER THAN STANDARD CAP LAMPS § 23.3 Application procedures and amended by removing the final sentence
requirements. and adding ‘‘Fees calculated in
12. The authority citation for part 20 (a) Before MSHA will undertake the accordance with part 5 of this title shall
continues to read as follows: active investigation of leading to be submitted in accordance with
Authority: 30 U.S.C. 957, 961. approval of any telephone or signaling § 5.40.’’ in its place.
device, the applicant shall make
13. In § 20.3 the heading and application by letter for an investigation PART 33—DUST COLLECTORS FOR
paragraph (a) are revised to read as leading to approval of the device. This USE IN CONNECTION WITH ROCK
follows: application shall be sent to: U.S. DRILLING IN COAL MINES
§ 20.3 Application procedures and Department of Labor, Mine Safety and 23. The authority citation for part 33
requirements. Health Administration, Approval and continues to read as follows:
Certification Center, RR #1, Box 251,
(a) Before MSHA will undertake the Industrial Park Road, Triadelphia, West
Authority: 30 U.S.C. 957, 961.
active investigation of any lamp, the Virginia 26059, together with the 24. Section 33.3 is revised to read as
applicant shall make application by required drawings, one complete follows:
letter for an investigation of the lamp. telephone or signaling device, and
This application shall be sent to: U.S. instructions for its operation. Fees § 33.3 Consultation.
Department of Labor, Mine Safety and calculated in accordance with part 5 of By appointment, applicants or their
Health Administration, Approval and this title shall be submitted in representatives may visit the Approval
Certification Center, RR #1, Box 251, accordance with § 5.40. and Certification Center, Industrial Park
Industrial Park Road, Triadelphia, West Road, Dallas Pike, Triadelphia, WV
Virginia 26059, together with the * * * * *
26059, to discuss with MSHA personnel
required drawings, one complete lamp, PART 27—METHANE-MONITORING proposed designs of equipment to be
and instructions for its operation. Fees SYSTEMS submitted in accordance with the
calculated in accordance with part 5 of regulations of this part. No charge is
this title shall be submitted in 18. The authority citation for part 27 made for such consultation and no
accordance with § 5.40. continues to read as follows: written report thereof will be made to
* * * * * Authority: 30 U.S.C. 957, 961. the applicant.

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25. In § 33.6 the heading and Authority: 30 U.S.C. 957, 961. Authority: 30 U.S.C. 957, 961.
paragraph (a)(1) are revised to read as 27. In § 35.6 the heading and
follows: 29. In § 36.6 the heading and
paragraph (a)(1) are revised to read as
paragraph (a)(1) are revised to read as
follows:
§ 33.6 Application procedures and follows:
requirements. § 35.6 Application procedures and
requirements. § 36.6 Application procedures and
(a)(1) No investigation or testing for requirements.
certification will be undertaken by (a)(1) No investigation or testing will
MSHA except pursuant to a written be undertaken by MSHA except (a)(1) No investigation or testing will
application (except as provided in pursuant to a written application be undertaken by MSHA except
paragraph (e) of this section), accompanied by all descriptions, pursuant to a written application
accompanied by all prescribed specifications, test samples, and related accompanied by all descriptions,
drawings, specifications, and related materials. The application and all specifications, test samples, and related
materials. The application and all related matters and correspondence materials. The application and all
related matters and correspondence shall be addressed to: U.S. Department related matters and correspondence
shall be addressed to: U.S. Department of Labor, Mine Safety and Health shall be addressed to: U.S. Department
of Labor, Mine Safety and Health Administration, Approval and
of Labor, Mine Safety and Health
Administration, Approval and Certification Center, RR #1, Box 251,
Administration, Approval and
Certification Center, RR #1, Box 251, Industrial Park Road, Triadelphia, West
Virginia 26059. Fees calculated in Certification Center, RR #1, Box 251,
Industrial Park Road, Triadelphia, West Industrial Park Road, Triadelphia, West
Virginia 26059. Fees calculated in accordance with part 5 of this title shall
be submitted in accordance with § 5.40. Virginia 26059. Fees calculated in
accordance with part 5 of this title shall accordance with part 5 of this title shall
be submitted in accordance with § 5.40. * * * * *
be submitted in accordance with § 5.40.
* * * * * PART 36—APPROVAL * * * * *
REQUIREMENTS FOR PERMISSIBLE
PART 35—FIRE-RESISTANT [FR Doc. 05–15494 Filed 8–8–05; 8:45 am]
MOBILE DIESEL-POWERED
HYDRAULIC FLUIDS TRANSPORTATION EQUIPMENT BILLING CODE 4510–43–P

26. The authority citation for part 35 28. The authority citation for part 36
continues to read as follows: continues to read as follows:

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