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This affect-infusion effect should be greater in circumstances that require more elaborate, substantive
processing strategies. Several studies suggest that
unusual or unexpected information often recruits more
elaborate processing and produces greater affectinfusion effects (Forgas, 1994, 1995b). As polite conventional requests are the norm in most social situations
(Clark, 1989; Forgas, 1985; Gibbs, 1983; Langer et al.,
1978), it was expected here that decisions involving
more risky, unusual, and impolite requests would
require more elaborate, constructive processing and be
more influenced by affect-infusion effects. Such risky
and more unusual messages should also be better
remembered later on, providing indirect evidence for
the more extensive processing they received (Gibbs,
1983, 1985). Of course, in some circumstances, it may be
polite indirect requests that require more elaborate
processing and are more subject to affect-infusion
effectsfor example, when requesters seek to control,
manipulate, or influence a high-power, high-status person (Forgas, 1985).
Mood Effects on Request Strategies
What are the mechanisms that allow affect to infuse
our thinking and behaviors, such as request formulation? Although this question has been a source of fascination to philosophers, writers, and artists since time
immemorial, psychological research on this phenomenon is surprisingly recent. Early explanations emphasized either psychoanalytic (Feshbach & Singer, 1957) or
associationist principles (Berkowitz, 1993). In contrast,
contemporary theories focus on the cognitive mechanisms that link feelings and thinking (Blascovich &
Tomaka, 1996; Branscombe & Cohen, 1991; Fiedler,
1988, 1990; Forgas, 1992a; Mayer, 1986; Mayer, McCormick & Strong, 1995; Stroessner & Mackie, 1992). It
appears that affect can have two distinct kinds of effects
on cognition, (a) informational effects, influencing
what people think (the content of cognition), and (b)
processing effects, influencing how people think (the
process of cognition). Informational mood effects are
typically indirect, operating through memory mechanisms involving the selective priming and greater use of
mood-related information (Bower, 1991; Forgas &
Bower, 1987; Forgas, Bower, & Krantz, 1984). The
greater availability of affectively primed information
may in turn influence the way people interpret complex
and ambiguous requesting situations and may ultimately
influence the kind of requests they produce.
In some evaluative judgments, mood may also play a
heuristic function, when people mistakenly use their
unattributed mood as information, relying on a How do
I feel about it? heuristic (Clore, Schwarz, & Conway,
1994). However, request production typically involves
852
The first experiment was designed as an initial exploration of mood effects on requesting strategies. We
expected people to adopt a more confident, risky, and
direct requesting strategy when experiencing a positive
mood, consistent with the greater availability of positively valenced thoughts and associations. In contrast,
people experiencing a temporary bad mood should prefer more cautious, polite forms due to their more pessimistic assessment of the felicity conditions for their
requests. Furthermore, these mood effects were
expected to be greater when more risky, unconventional
requests requiring more substantive and elaborate processing strategies are considered, as predicted by the AIM
(Forgas, 1995a). These hypotheses were evaluated using
a broad range of situations in which requesting occurs,
representing a variety of possible request types (BlumKulka et al., 1985; Forgas, 1985; Jordan & Roloff, 1990)
to increase the ecological validity of the design.
Method
Overview and participants. Participants were randomly
assigned to view positive, negative, or neutral videotapes
(the mood induction) in an allegedly unrelated experiment. Following mood induction, participants read 16
short scenarios representing four examples each of
requests for action, goods, information, or permission.
They then rated their likely use of each of nine request
alternatives representing various levels of politeness in
each situation. There were 103 participants (53 females,
50 males) who did the study as part of their course
requirements; there were 36 persons (18 females, 18
males) in the happy condition, 22 in the control condition (12 females, 10 males), and 45 in the sad mood condition (23 females, 22 males).
Mood manipulation. Videotapes were used to induce
happy, neutral, or sad moods (Forgas, 1994). This mood
manipulation was described as a separate study designed
to validate films for later use in another experiment.
This method has been extensively tried and tested both
in laboratory and field research, and it has produced salient and enduring moods in the past (Forgas, 1994,
1995b). The 10-minute films used included scenes from
(a) a popular comedy series (positive mood), (b) a program on architecture (control), and (c) a film dealing
with death from cancer (negative mood). At the conclusion of the films, a short film assessment questionnaire
was distributed, asking participants to rate their current
mood on 7-point happy-sad and good-bad scales embedded among several distractor questions.
Request scenarios. Sixteen short request scenarios were
constructed; four requests each were for action, goods,
information, or permission based on naturalistic taxonomies of requesting (cf. Blum-Kulka et al., 1985; Forgas, 1985). Some examples of request scenarios are the
following:
Request for action. You and some friends are renting an
apartment. The knobs on the kitchen cupboards need
replacing. You have rung the landlord to ask him to buy
some new knobs, so you say to him . . .
Request for information. You have gone to see your lecturer to find out your grade for the mid-session exam.
You say to him . . .
Request for goods. You have been asked to speak to a
school class about university study. Before you start, you
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Request alternatives. For each of the 16 request situations, participants were given nine more or less conventional and risky request alternatives to consider. These
alternatives were based on previous research on requesting and were designed to include a wide variety of standard linguistic request phrases. These ranged from
rather risky, confrontational direct commands (Close
the window, I want you to close the window), through
intermediate forms such as suggestions and questions
(You should close the window, Will you close the window?), to indirect, conventional and polite linguistic
formulations using hints and veiled questions (It seems
a bit cold in here, Is the window open?). The objective
in using nine alternative forms was to provide participants with a broad and representative range of more or
less conventional linguistic request possibilities.
As the perceived risk of these requests may be psychologically important in eliciting more or less elaborate
processing strategies, each of the nine different request
forms was separately rated on a 9-point risky/not risky
scale by an independent group of respondents (N = 40).
This information was subsequently used to evaluate the
hypothesis that more risky, unusual requests tend to
recruit more elaborate, constructive processing, increasing the potential for affect-infusion effects.
Procedure. Participants were tested in groups of 10 to
15 people and were randomly assigned to the mood conditions. At the beginning of the session, they were told
that two separate experiments will be carried out, one
dealing with the validation of films for a future study (in
fact, the mood-induction procedure) and another unrelated study about language use. Participants were then
shown the mood-induction videotapes and were asked to
complete a brief mood validation questionnaire, rating
their mood on 7-point happy-sad and good-bad scales.
Following the mood induction, the second study was
introduced as dealing with
the language people use in everyday situations. You will
find a number of common, everyday social situations
described below. For each situation . . . rate each of the
alternative requests shown in terms of how likely you
would be to use that form of request . . . on a 7-point
scale,
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action, goods, information, or permission) on preference ratings. Results showed that mood had no significant main effect on preferences. However, there was a
significant main effect due to request type, F(2, 100) =
6.33; p < .05. Not surprisingly, low-risk, polite, and intermediate requests were significantly preferred to impolite requests overall, consistent with prior evidence that
such requests represent the most common and least risky
default option in most situations (Clark, 1989; Forgas,
1985) (see Figure 1). The situational context also made a
predictable difference, as indicated by an interaction
between request politeness and request objective, F(6,
91) = 5.89; p < .01. Thus, more polite requests were preferred when asking for information or permission rather
than asking for goods or action. These differences are
similar to previous work (Forgas, 1985) and are only of
tangential interest here, other than to confirm that the
manipulations were effective in producing different
request preferences.
Of greatest theoretical interest here is the significant
interaction found between mood and request politeness, F(4, 97) = 9.32; p < .01. This interaction shows that
mood had no significant influence on preferences for
polite and intermediate requests, which may be seen as
less risky, generally conforming to conventional expectations, and can be processed in a direct and relatively
mindless fashion (Forgas, 1985; Gibbs, 1985; Langer
et al., 1978). This result suggests that these most conventional and polite ways of requesting were presumably
processed by people using relatively robust, routine, and
simple information processing, such as a direct access
strategy, that was found to be impervious to mood effects
in past research (Fiedler, 1991; Forgas, 1995a; Sedikides,
1995). To the extent that people comprehend many
conventional, metaphoric utterances via established
conventions of language use (Gibbs, 1983, p. 524), they
need not substantively process the specific meaning of
the verbal utterance, providing little opportunity for
affect infusion to occur. In terms of the AIM, one would
not expect mood effects when such a simple, routine
processing strategy is used. One likely reason for the less
elaborate processing of conventional requests is that
these utterances are seen as inherently less risky. An
analysis of variance of the perceived risk of these three
groups of requests supported this interpretation. These
requests were indeed significantly different in terms of
their perceived level of risk, as established by the independent ratings, F(2, 37) = 19.83; p < .01 (M = 2.43, 4.37,
7.11), with impolite, direct requests rated as most risky
and polite requests rated as least risky.
As predicted, mood did have a significant influence
on preferences for more risky, direct, and impolite
request forms, F(2, 100) = 13.99; p < .01. Direct request
forms were significantly less preferred by participants in
Figure 1
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Although Experiment 1 presents consistent and compelling data for mood effects on requesting, these effects
have been obtained in the rather artificial context of a
laboratory study, using hypothetical situations in which
participants were naturally aware that their communication strategies were under scrutiny. It may be argued that
interpersonal communication and strategic verbal messages are particularly subject to conscious monitoring
and confounding demand effects. The replication of
these findings in naturalistic situations in which participants are not aware that their verbal responses are
recorded and analyzed is thus of particular importance.
This was one of the objectives of the second experiment.
Experiment 1 suggested that mood effects were most
marked when participants considered unconventional,
problematic requests that were judged as more risky and
were most likely to recruit elaborate, substantive processing strategies. Experiment 2 was designed to link these
greater mood effects to more extensive processing
strategies, as indicated by recall memory data. If mood
effects are indeed greater when a risky request receives
more substantive, elaborate processing, we may expect
that people should also better remember more elabo-
856
rately processed requests later. Accordingly, in Experiment 2, participants recall of their requests formulated
in happy, control, or sad moods will also be assessed.
Method
Overview. An unobtrusive procedure was used to elicit
and analyze naturally produced requests as a function of
mood. Again, participants signed up for what they
believed to be two separate experiments, concerned
with the evaluation of audio-visual stimuli (in fact, the
mood-induction stage using films) and a subsequent
study of social judgments. As in Experiment 1, participants were randomly assigned to the mood conditions,
and they viewed a film intended to produce happy, intermediate, or sad moods. Afterward, they were asked by
the experimenter to request a particular file from a
neighboring office and then deliver it to the experimenter. Their spoken request for the file was surreptitiously recorded and analyzed. After the request episode, participants completed the mood validation
questionnaire as described in Experiment 1 and performed an unrelated interference task that took about
15 to 20 minutes. Finally, their recall memory for the
exact words used in their requests was assessed. Participants were 78 students (39 females and 39 males) composing 26 persons (13 females and 13 males) in each of
the three mood conditions.
Immediately after the requesting episode, participants completed a mood validation questionnaire, rating their mood on 7-point happy-sad and good-bad
scales embedded among several distractor items. For the
rest of the session, they participated in an unrelated
social judgmental task that took about 15 to 20 minutes
to complete. At the end, they were given a surprise recall
task and were asked to write down word for word, or as
accurately as you can remember, the words you used to
request the file in the neighboring room. These recall
protocols were subsequently rated for overall accuracy of
recall on a 10-point scale by two independent raters who
were blind to the mood condition, and achieved an
interrater reliability of .83. A careful debriefing completed the procedure. We found no evidence of any
awareness of the manipulations, and all participants
believed that the instruction to get the file was a genuinely impromptu request that was not part of the scheduled experimental procedure. To this extent, it appears
that we were indeed successful in obtaining and recording natural requests, despite the fact that the study was
carried out in a laboratory setting.
Results and Discussion
It seems like I do not have the stimulus file with me; while
I set up the next task, could you go to the next office, and
ask the person there to give you the stimulus file from the
filing cabinet, and bring it to me? She will know what you
need.
Figure 2
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Figure 3
substantive processing of different requests (as indicated by the recall memory data) that mediated subsequent mood effects on request characteristics. In these
analyses, the independent variable was induced mood
(as rated on the mood validation scales); the mediating
variable was the degree of substantive processing each
request received (as indicated by the recall score), and
the dependent variables were the degree of politeness,
elaboration, and hedging of each request as rated by the
two independent raters. To test the predicted pattern of
mediation, three regression analyses were performed
(Baron & Kenny, 1986). First, the independent variable,
mood, was used to predict the mediator, processing style
(recall). Second, the independent variable, mood, was
used to predict the dependent variablesrequest politeness, elaboration, and hedging. Third, the independent
variable (mood) and the mediator (processing style as
indexed by recall) were simultaneously entered into a
regression analysis to predict the dependent variables.
On the basis of these analyses, standardized regression
coefficients were generated and tested for significance.
To establish mediation, all three regression analyses
should yield significant results (p < .05), as was indeed
the case here. Mood significantly predicted recall rates
( = .28). Furthermore, mood also significantly predicted request politeness, elaboration, and hedging ( =
.42, .33, .25).
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