Professional Documents
Culture Documents
Intellectual Property
rights
Topic:- Procedure for Obtaining
Patents
Under the guidance of Dr. S.Z Amani
Ankit Yadav ,B.A LLB(H), Roll no. 05, 9th Semester, 5th year
ACKNOWLEDGEMENT
I would like to thank my IPR law Teacher Dr. S. Z
Amani for providing me with the topic Procedure
for obtaining Patents and for his support and
guidance. I would also like to thank my Friends
and Peers for their continuous encouragement .
Thank You
Ankit yadav
when technology and knowledge are the greatest generators of wealth, the
number of patents filed and granted nationally and internationally is a good
indicator of the health of science and technology in a country.8 Patent is granted
by a state and hence has territorial applicability. That is, it is valid only in the
country, which grants the patent. There is no mechanism to obtain a global
patent and we have to apply separately in all the countries where we want the
invention to be protected.
However, the Patent Cooperation Treaty 9 of the World Intellectual
Property Organisation10 seeks to facilitate grant of patents in the participating
countries. There were 169 countries, party to the PCT as on April 1, 2010. 11
India joined the PCT on December 7, 1998. Under the PCT, one international
application for patent on an invention can be filed in any country party to the
PCT12, designating other PCT countries where the patent is sought. The effect
of it is that the patent in a designated state, when granted, will have the same
priority date as for the first international application. 13 However, in each
designated country, a separate application for patent is to be filed as per the
requirements of that country. Each country has to examine the application
independently for granting a patent.14
from 1 January 2005. In our discussion, we will refer to this act as the Indian
Patents Act.
The purpose of patents is to afford protection to the inventor for the
invention for a limited period in exchange for the disclosure of all the
necessary knowledge to ensure its commercial working. It provides an
exclusive right to the inventor for exploiting the invention and affords
protection against unauthorised use of the invention by third parties. The main
objective of national patent legislation is to accelerate the technological and
industrial development of the country.17
A patent is an exclusive monopoly right granted to the inventor
(patentee) to make, use, license or sell the invention for a limited period of
time. After the expiry of the patent term, anybody from the public can use the
invention as it passes into public domain.
Submission of Application.
ii.
Examination of Application.
iii.
iv.
v.
application20. The term true and first inventor means that the claimant has to be
the actual inventor and not merely be the first importer of the invention or the
first person to whom the invention is communicated from outside India.
In case the inventor is employee of an organization, the inventions made
during the employment would be patentable in the name of the employee.
However, the ownership of the patent (i.e. rights of using, manufacturing,
selling etc.) will be dependent on the terms of contract between the employee
and employer.21 It is a common practice in the Research & Development
organizations to keep the ownership rights with the employer though the patent
is in the employees (inventors) name.
Filing a patent application: There is only one application filed for
one invention. This must be done in a prescribed form 22 along with the
prescribed fees in the appropriate patent office. It should be accompanied by a
provisional or a complete specification.23
If the application is filed by the assignee24, it must be accompanied with
the proof of the right to make the application. Every application must state that
the applicant is in possession of the invention and shall name of the owner
claiming to be the true and first inventor. Where the true and first inventor is
not the applicant, a declaration is required that the applicant believes the person
so named to be the true and first inventor.25
Every international application under the PCT for a patent designating
India shall be deemed to be an application under the Indian Patents Act
if a corresponding application has also been filed before the Controller
in India.26 Recently the WIPO has launched the facility of electronic
patent filing under PCT. Typically, the form of application for grant of
an Indian patent asks for:
(i) full name, address, nationality of the applicant(s) and inventor(s);
Relevant drawings;32
in the form but also that the improvement effected a new and very useful
addition to the existing state of knowledge.35 It is the duty of the patentee to
state clearly and distinctly the nature and limits of what he claims. If the
language used by the patentee is obscure and ambiguous, no patent can be
granted and it is immaterial whether the obscurity in the language is due to
design or carelessness or want of skill. In considering whether the claim as
made by the inventor is an invention, it will have to be considered whether the
the applicant or any other interested person makes a request in the prescribed
manner41 for such examination42 within 48 months from the date of filing of the
patent application.43 If such request is not made within the prescribed time, the
patent application is treated as withdrawn. When the patent application is in
respect of an invention for a chemical substance used as an intermediate in the
preparation of a medicine or drug including insecticides etc used for protection
or preservation of plants, the request for examination has to be made within a
period of 12 months from 31st December, 2004 or within 48 months from the
date of the application, whichever is later. If such a request is not so made, the
application shall be treated as withdrawn.44
After a request for examination is made, the Controller refers the
application, specification and the related documents to an examiner for making
a report within 18 months on:
1. whether the application and the specification and other documents
relating thereto are in accordance with the requirements of the Act;
2. whether there is any lawful ground of objection to the grant of the patent
under the Act;
3. whether the invention has been anticipated by publication before the
date of filing of applicants complete specification; and
4. on any other matter which may be prescribed.
Of these matters, search for anticipation by previous publication and by
prior claim is important. This search requires investigation in the publications
and specifications of prior applications and specifications of patents already
granted to see whether the same invention has already been published or
claimed or is the subject matter of existing or expired patents. 45
The examiner has to make his report within the period as may be
prescribed from the date of such reference. The act directs the Controller not to
refer an application for making the aforesaid report to the Examiner in respect
of a claim for patent for medicines and drugs covered under Section 5(2) of the
Act, and an application for grant of exclusive marketing rights to sell or
distribute the article or substance in India.46
However, such an application will be referred to the Examiner for
making a report as to whether the invention within the meaning of the Act in
terms of section 347 or the invention is one for which no patent can be granted
under section 448 of the Act.
1. shows that the priority date of the claim of his specification is not later
than the date on which the relevant document was published; or
2. amends this complete specification to the specification of the Controller.
If the consequence of the investigations, it appears to the Controller that
an invention cannot be performed without substantial risk of infringement of a
claim of any other patent, he may direct that a reference so that other patent
should be in the applicants complete specification by way of notice to the
public unless:1. the applicant shows to the satisfaction of the Controller that the there are
reasonable grounds for contesting the validity of the said claim of the
other patent; or
2. the complete specification is amended to the satisfaction of the
Controller.
The Controller may delete the reference to that other patent under the
circumstances mentioned under section 19(2). The Controller has power to
make orders regarding substitution of applicants under this Act.55
Abandonment of application56: An application for a patent shall be deemed to
be abandoned if an application or complete specification has been referred by
the Controller to the applicant with the statement of objections and applicant
fails to comply with the requirements within such period as may be prescribed.
If any appeal is pending, the Appellate Board can fix any time for compliance
of the requirements of Controller.
If the examiner raises any objections, the Controller will communicate
the gist of the objections to the applicant.57 If the objections raised by the
examiner are removed satisfactorily within 12 months, the Controller will
accept the complete specification.58 If the objections are not removed
satisfactorily, the application is refused after giving an opportunity of hearing
to the applicant.
its use, or hospitals. So also it can be used for the purpose of experiment or
research in importing instructions to pupils.
The grant of a patent under this act, will be subject to the conditions that 70:i.
ii.
iii.
iv.
Term of patent 71: The Act, grants patent for a term of 20 years under
sections 53. This section was amended by the Patents (Amendment) act, 2002
with effect from 20.05.2003. Previously the term of patent was not the same for
all kind of invention. In certain cases, it was granted for 7 years and in other
cases for 14 years. Now it is provided for 20 years for all inventions from the
date of filling of application for the patent.
The patent shall cease to have effect notwithstanding anything thereon
or in this Act on the expiration of the period prescribed for the payment of any
renewal fee72, if that fee is not paid within the prescribed period or within that
period had extended under this Act.73
Conclusion
The justification for the granting patent right is discussed in detail in
Chiron corporation v. Organon Teknika Ltd.(No.10)74. It has been pointed out
that it is generally accepted that the opportunity of acquiring monopoly rights
in an invention stimulates technical progress in at least four ways: First, it
encourages research and invention; secondly, it induces an inventor to disclose
his discoveries instead of keeping them a secret; thirdly, it offers a reward for
the expense of developing inventions to the state at which they are
commercially practical and fourthly, it provides an inducement to invest capital
in new lines o production which might not appear profitable if many competing
producers embarked on them simultaneously
Encouragement, inducement and reward are the main factors underlying
the patent system. The public interest although apparently jeopardized by the
grant of monopoly, is secured by increased industrial activity, developing new
technologies and disclosure of new and useful invention. Furthermore, patent
law contains a number of safeguards, such as compulsory licensing and crown
use, to curb any significant abuse of the patent monopoly.
Thus the presence of a strong and effective patent system may bring
numerous benefits such as the dissemination of information and providing an
incentive to invest in the development of new products and process which will
eventually fall into the public domain.
BIBLIOGRAPHY
List of Books:
B.L. Wadera, Law relating to patents, trade marks, copy right, designs
& geographical indications (Universal Law Publising Co Ltd, New
Delhi, 2nd edn., 1999).
II List of Articles:
V.K. Gupta, Patent Regime in the Twenty First Century, 18 Delhi Law
Review 266-71 (1996).
Suman Sahai, Indian Patent Act and TRIPs, 28 Economic & Political
Weekly 1495-97 (1993).
V List of Websites:
http://www.wto.org/
http://www.wto.org/english/tratop_e/trips_e/trips_e.htm
http://www.wto.org/english/tratop_e/dda_e/dda_e.htm
http://www.wipo.int/pct/en/
11
List
of
countries
are
available
http://www.bpmlegal.com/pctco.html (visited on April 02, 2010).
at:
51 Id., s. 15.
52 Id., s. 57.
53 Id., s. 17.
54 Supra note .
55 Id., s. 20.
56 Id., s. 21.
57 Id., s. 14.
58 S. Vedaraman, Patent Law in India, 28(21) Mainstream 35-8
(1989).
59 Supra note .
60 Id., s. 24.
61 Supra note .
62 Supra note .
63 Supra note .
64 Ajay Industrial Corporation v. Shiro Kamas Iberabicity AIR 1983
Del 496.
65 Supra note .
66 Supra note .
67 Id., s. 45 (1).
68 Supra note .
69 Supra note .
70 Id., s. 47.
71 Id., s. 53.
72 Supra note .
73 Supra note .