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About MySQL development (Optimizer mainly): WITH RECURSIVE and MySQL

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About MySQL development (Optimizer mainly): WITH RECURSIVE and MySQL

http://guilhembichot.blogspot.com.es/2013/11/with-recursive-and-mysql.html

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Entendido

(SELECT YEAR, SUM(SALES) AS S FROM T1 GROUP BY YEAR) AS D2


WHERE D1.YEAR = D2.YEAR-1;

Both derived tables are based on the same subquery text, but usually a DBMS is not
smart enough to recognize it. Thus, it will evaluate "SELECT YEAR, SUM(SALES)...
GROUP BY YEAR" twice! A first time to fill D1, a second time to fill D2. This limitation is
sometimes stated as "it's not possible to refer to a derived table twice in the same
query".
Such double evaluation can lead to a serious performance problem. Using WITH, this
limitation does not exist, and the following statement evaluates the subquery only once:

Qui tes-vous ?
Guilhem Bichot
Hi. I'm a developer of the
MySQL open-source
database server, at Oracle
Corporation. More about me:
http://www.linkedin.com/profile
/view?id=14387841 .
Afficher mon profil complet

WITH D AS (SELECT YEAR, SUM(SALES) AS S FROM T1 GROUP BY YEAR)


SELECT D1.YEAR, (CASE WHEN D1.S>D2.S THEN 'INCREASE' ELSE 'DECREASE' END) AS TREND
FROM
D AS D1,
D AS D2
WHERE D1.YEAR = D2.YEAR-1;

This already demonstrates one benefit of WITH.


In MySQL, WITH is not yet supported. But it can be emulated with a view:

CREATE VIEW D AS (SELECT YEAR, SUM(SALES) AS S FROM T1 GROUP BY YEAR);


SELECT D1.YEAR, (CASE WHEN D1.S>D2.S THEN 'INCREASE' ELSE 'DECREASE' END) AS TREND

MySQL Optimizer Blogs


Slides from Percona Live and airbnb Tech
Talks - 21/4/2015 - ystein
MySQL Webinar: Analyze & Tune Queries
for Better
Performance - 25/2/2015 - ystein
MySQL Webinar: Analyze & Tune Queries
for Better
Performance - 18/2/2015 - ystein
When ONLY_FULL_GROUP_BY Wont
See the Query Is
Deterministic - 19/1/2015 - Guilhem
Bichot

FROM
D AS D1,
D AS D2
WHERE D1.YEAR = D2.YEAR-1;

MySQL 5.7: only_full_group_by Improved,


Recognizing Functional Dependencies,
Enabled by Default! - 10/12/2014 - Guilhem
Bichot

DROP VIEW D;

Instead of a view, I could as well create D as a normal table. But not as a temporary table,
because in MySQL a temporary table cannot be referred twice in the same query, as
mentioned in the manual.

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About MySQL development (Optimizer mainly): WITH RECURSIVE and MySQL

http://guilhembichot.blogspot.com.es/2013/11/with-recursive-and-mysql.html

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Entendido

According to the SQL standard, to use the recursive form, you should write WITH
RECURSIVE. However, looking at some other DBMSs, they seem to not require the
RECURSIVE word.
WITH RECURSIVE is a powerful construct. For example, it can do the same job as
Oracle's CONNECT BY clause (you can check out some example conversions between
both constructs).
Let's walk through an example, to understand what WITH RECURSIVE does.
Assume you have a table of employees (this is a very classical example of WITH
RECURSIVE):

CREATE TABLE EMPLOYEES (


ID INT PRIMARY KEY,
NAME VARCHAR(100),
MANAGER_ID INT,
INDEX (MANAGER_ID),
FOREIGN KEY (MANAGER_ID) REFERENCES EMPLOYEES(ID)
);
INSERT INTO EMPLOYEES VALUES
(333, "Yasmina", NULL),
(198, "John", 333),
(29, "Pedro", 198),
(4610, "Sarah", 29),
(72, "Pierre", 29),
(692, "Tarek", 333);

In other words, Yasmina is CEO, John and Tarek report to her. Pedro reports to John,
Sarah and Pierre report to Pedro.
In a big company, they would be thousands of rows in this table.
Now, let's say that you would like to know, for each employee: "how many people are,
directly and indirectly, reporting to him/her"? Here is how I would do it. First, I would

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31/07/2015 4:01

About MySQL development (Optimizer mainly): WITH RECURSIVE and MySQL

http://guilhembichot.blogspot.com.es/2013/11/with-recursive-and-mysql.html

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Entendido

SELECT ID, NAME, MANAGER_ID, 0 AS REPORTS


FROM EMPLOYEES
WHERE ID NOT IN (SELECT MANAGER_ID FROM EMPLOYEES WHERE MANAGER_ID IS NOT NULL);

Then I would insert the results into a new table named EMPLOYEES_EXTENDED;
EXTENDED stands for "extended with more information", the new information being
the fourth column named REPORTS: it is a count of people who are reporting directly or
indirectly to the employee. Because we have listed people who are not managers, they
have a value of 0 in the REPORTS column.
Then, we can produce the rows for "first level" managers (the direct managers of
non-managers):

SELECT M.ID, M.NAME, M.MANAGER_ID, SUM(1+E.REPORTS) AS REPORTS


FROM EMPLOYEES M JOIN EMPLOYEES_EXTENDED E ON M.ID=E.MANAGER_ID
GROUP BY M.ID, M.NAME, M.MANAGER_ID;

Explanation: for a row of M (that is, for an employee), the JOIN will produce zero or
more rows, one per non-manager directly reporting to the employee.
Each such non-manager contributes to the value of REPORTS for his manager, through
two numbers: 1 (the non-manager himself), and the number of direct/indirect reports of
the non-manager (i.e. the value of REPORTS for the non-manager).
Then I would empty EMPLOYEES_EXTENDED, and fill it with the rows produced just
above, which describe the first level managers.
Then the same query should be run again, and it would produce information about the
"second level" managers. And so on.
Finally, at one point Yasmina will be the only row of EMPLOYEES_EXTENDED, and
when we run the above SELECT again, the JOIN will produce no rows, because
E.MANAGER_ID will be NULL (she's the CEO). We are done.
It's time for a recap: EMPLOYEES_EXTENDED has been a kind of "temporary buffer",
which has successively held non-managers, first level managers, second level managers,

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About MySQL development (Optimizer mainly): WITH RECURSIVE and MySQL

http://guilhembichot.blogspot.com.es/2013/11/with-recursive-and-mysql.html

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Entendido

member" or "the seed". The SELECT query which moves from one step of recursion to
the next one, is the "recursive member". The complete statement looks like this:

WITH RECURSIVE
# The temporary buffer, also used as UNION result:
EMPLOYEES_EXTENDED
AS
(
# The seed:
SELECT ID, NAME, MANAGER_ID, 0 AS REPORTS
FROM EMPLOYEES
WHERE ID NOT IN (SELECT MANAGER_ID FROM EMPLOYEES WHERE MANAGER_ID IS NOT NULL)
UNION ALL
# The recursive member:
SELECT M.ID, M.NAME, M.MANAGER_ID, SUM(1+E.REPORTS) AS REPORTS
FROM EMPLOYEES M JOIN EMPLOYEES_EXTENDED E ON M.ID=E.MANAGER_ID
GROUP BY M.ID, M.NAME, M.MANAGER_ID
)
# what we want to do with the complete result (the UNION):
SELECT * FROM EMPLOYEES_EXTENDED;

MySQL does not yet support WITH RECURSIVE, but it is possible to code a generic
stored procedure which can easily emulate it. Here is how you would call it:

CALL WITH_EMULATOR(
"EMPLOYEES_EXTENDED",
"
SELECT ID, NAME, MANAGER_ID, 0 AS REPORTS
FROM EMPLOYEES
WHERE ID NOT IN (SELECT MANAGER_ID FROM EMPLOYEES WHERE MANAGER_ID IS NOT NULL)
",

5 de 13

31/07/2015 4:01

About MySQL development (Optimizer mainly): WITH RECURSIVE and MySQL

http://guilhembichot.blogspot.com.es/2013/11/with-recursive-and-mysql.html

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Entendido

GROUP BY M.ID, M.NAME, M.MANAGER_ID


",
"SELECT * FROM EMPLOYEES_EXTENDED",
0,
""
);

You can recognize, as arguments of the stored procedure, every member of the WITH
standard syntax: name of the temporary buffer, query for the seed, query for the
recursive member, and what to do with the complete result. The last two arguments - 0
and the empty string - are details which you can ignore for now.
Here is the result returned by this stored procedure:

+------+---------+------------+---------+
| ID

| NAME

| MANAGER_ID | REPORTS |

+------+---------+------------+---------+
|

29 |

0 |

692 | Tarek

333 |

0 |

| 4610 | Sarah

29 |

0 |

72 | Pierre

198 |

2 |

333 | Yasmina |

29 | Pedro

NULL |

1 |

198 | John

333 |

3 |

333 | Yasmina |

NULL |

4 |

+------+---------+------------+---------+
7 rows in set

Notice how Pierre, Tarek and Sarah have zero reports, Pedro has two, which looks
correct... However, Yasmina appears in two rows! Odd? Yes and no. Our algorithm starts
from non-managers, the "leaves" of the tree (Yasmina being the root of the tree). Then
our algorithm looks at first level managers, the direct parents of leaves. Then at second
level managers. But Yasmina is both a first level manager (of the nonmanager Tarek) and

6 de 13

31/07/2015 4:01

About MySQL development (Optimizer mainly): WITH RECURSIVE and MySQL

http://guilhembichot.blogspot.com.es/2013/11/with-recursive-and-mysql.html

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Entendido

contributes 1 direct/indirect report. The second tree branch contributes 4. The right
number, which we want, is the sum of the two: 5. Thus we just need to change the final
query, in the CALL:

CALL WITH_EMULATOR(
"EMPLOYEES_EXTENDED",
"
SELECT ID, NAME, MANAGER_ID, 0 AS REPORTS
FROM EMPLOYEES
WHERE ID NOT IN (SELECT MANAGER_ID FROM EMPLOYEES WHERE MANAGER_ID IS NOT NULL)
",
"
SELECT M.ID, M.NAME, M.MANAGER_ID, SUM(1+E.REPORTS) AS REPORTS
FROM EMPLOYEES M JOIN EMPLOYEES_EXTENDED E ON M.ID=E.MANAGER_ID
GROUP BY M.ID, M.NAME, M.MANAGER_ID
",
"
SELECT ID, NAME, MANAGER_ID, SUM(REPORTS)
FROM EMPLOYEES_EXTENDED
GROUP BY ID, NAME, MANAGER_ID
",
0,
""
);

And here is finally the proper result:

+------+---------+------------+--------------+
| ID

| NAME

| MANAGER_ID | SUM(REPORTS) |

+------+---------+------------+--------------+
|

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29 | Pedro

198 |

2 |

31/07/2015 4:01

About MySQL development (Optimizer mainly): WITH RECURSIVE and MySQL

http://guilhembichot.blogspot.com.es/2013/11/with-recursive-and-mysql.html

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|

692 | Tarek

333 |

0 |

| 4610 | Sarah

29 |

0 |

Entendido

+------+---------+------------+--------------+
6 rows in set

Let's finish by showing the body of the stored procedure. You will notice that it does
heavy use of dynamic SQL, thanks to prepared statements. Its body does not depend on
the particular problem to solve, it's reusable as-is for other WITH RECURSIVE use
cases. I have added comments inside the body, so it should be self-explanatory. If it's
not, feel free to drop a comment on this post, and I will explain further.

# Usage: the standard syntax:


#
#

WITH RECURSIVE recursive_table AS


(initial_SELECT

UNION ALL

recursive_SELECT)

final_SELECT;

# should be translated by you to


# CALL WITH_EMULATOR(recursive_table, initial_SELECT, recursive_SELECT,
#

final_SELECT, 0, "").

# ALGORITHM:
# 1) we have an initial table T0 (actual name is an argument
# "recursive_table"), we fill it with result of initial_SELECT.
# 2) We have a union table U, initially empty.
# 3) Loop:
#

add rows of T0 to U,

run recursive_SELECT based on T0 and put result into table T1,

if T1 is empty

then leave loop,

else swap T0 and T1 (renaming) and empty T1

# 4) Drop T0, T1

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About MySQL development (Optimizer mainly): WITH RECURSIVE and MySQL

http://guilhembichot.blogspot.com.es/2013/11/with-recursive-and-mysql.html

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Entendido

# This is for *one* recursive table.


# It would be possible to write a SP creating multiple recursive tables.

delimiter |

CREATE PROCEDURE WITH_EMULATOR(


recursive_table varchar(100), # name of recursive table
initial_SELECT varchar(65530), # seed a.k.a. anchor
recursive_SELECT varchar(65530), # recursive member
final_SELECT varchar(65530), # final SELECT on UNION result
max_recursion int unsigned, # safety against infinite loop, use 0 for default
create_table_options varchar(65530) # you can add CREATE-TABLE-time options
# to your recursive_table, to speed up initial/recursive/final SELECTs; example:
# "(KEY(some_column)) ENGINE=MEMORY"
)

BEGIN
declare new_rows int unsigned;
declare show_progress int default 0; # set to 1 to trace/debug execution
declare recursive_table_next varchar(120);
declare recursive_table_union varchar(120);
declare recursive_table_tmp varchar(120);
set recursive_table_next

= concat(recursive_table, "_next");

set recursive_table_union = concat(recursive_table, "_union");


set recursive_table_tmp

= concat(recursive_table, "_tmp");

# If you need to reference recursive_table more than


# once in recursive_SELECT, remove the TEMPORARY word.
SET @str = # create and fill T0
CONCAT("CREATE TEMPORARY TABLE ", recursive_table, " ",
create_table_options, " AS ", initial_SELECT);
PREPARE stmt FROM @str;
EXECUTE stmt;

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About MySQL development (Optimizer mainly): WITH RECURSIVE and MySQL

http://guilhembichot.blogspot.com.es/2013/11/with-recursive-and-mysql.html

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Entendido

EXECUTE stmt;
SET @str = # create T1
CONCAT("CREATE TEMPORARY TABLE ", recursive_table_next, " LIKE ", recursive_table);
PREPARE stmt FROM @str;
EXECUTE stmt;
if max_recursion = 0 then
set max_recursion = 100; # a default to protect the innocent
end if;
recursion: repeat
# add T0 to U (this is always UNION ALL)
SET @str =
CONCAT("INSERT INTO ", recursive_table_union, " SELECT * FROM ", recursive_table);
PREPARE stmt FROM @str;
EXECUTE stmt;
# we are done if max depth reached
set max_recursion = max_recursion - 1;
if not max_recursion then
if show_progress then
select concat("max recursion exceeded");
end if;
leave recursion;
end if;
# fill T1 by applying the recursive SELECT on T0
SET @str =
CONCAT("INSERT INTO ", recursive_table_next, " ", recursive_SELECT);
PREPARE stmt FROM @str;
EXECUTE stmt;
# we are done if no rows in T1
select row_count() into new_rows;
if show_progress then
select concat(new_rows, " new rows found");
end if;

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31/07/2015 4:01

About MySQL development (Optimizer mainly): WITH RECURSIVE and MySQL

http://guilhembichot.blogspot.com.es/2013/11/with-recursive-and-mysql.html

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Entendido

# Prepare next iteration:


# T1 becomes T0, to be the source of next run of recursive_SELECT,
# T0 is recycled to be T1.
SET @str =
CONCAT("ALTER TABLE ", recursive_table, " RENAME ", recursive_table_tmp);
PREPARE stmt FROM @str;
EXECUTE stmt;
# we use ALTER TABLE RENAME because RENAME TABLE does not support temp tables
SET @str =
CONCAT("ALTER TABLE ", recursive_table_next, " RENAME ", recursive_table);
PREPARE stmt FROM @str;
EXECUTE stmt;
SET @str =
CONCAT("ALTER TABLE ", recursive_table_tmp, " RENAME ", recursive_table_next);
PREPARE stmt FROM @str;
EXECUTE stmt;
# empty T1
SET @str =
CONCAT("TRUNCATE TABLE ", recursive_table_next);
PREPARE stmt FROM @str;
EXECUTE stmt;
until 0 end repeat;
# eliminate T0 and T1
SET @str =
CONCAT("DROP TEMPORARY TABLE ", recursive_table_next, ", ", recursive_table);
PREPARE stmt FROM @str;
EXECUTE stmt;
# Final (output) SELECT uses recursive_table name
SET @str =
CONCAT("ALTER TABLE ", recursive_table_union, " RENAME ", recursive_table);
PREPARE stmt FROM @str;
EXECUTE stmt;

11 de 13

31/07/2015 4:01

About MySQL development (Optimizer mainly): WITH RECURSIVE and MySQL

http://guilhembichot.blogspot.com.es/2013/11/with-recursive-and-mysql.html

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Entendido

EXECUTE stmt;
# No temporary tables may survive:
SET @str =
CONCAT("DROP TEMPORARY TABLE ", recursive_table);
PREPARE stmt FROM @str;
EXECUTE stmt;
# We are done :-)
END|

delimiter ;

In the SQL Standard, WITH RECURSIVE allows some nice additional tweaks
(depth-first or breadth-first ordering, cycle detection). In future posts I will show how to
emulate them too.
Publi par Guilhem Bichot 06:17

Libells : optimizer, stored procedure, subquery, with_recursive

2 commentaires:
swanhart 20 novembre 2013 03:20
Very cool.
Rpondre

Renato Kolbe 2 juin 2014 11:29


Great ! Thanks !!!!! It might be very helpfull !
Rpondre

12 de 13

31/07/2015 4:01

About MySQL development (Optimizer mainly): WITH RECURSIVE and MySQL

http://guilhembichot.blogspot.com.es/2013/11/with-recursive-and-mysql.html

Este sitio emplea cookies de Google para prestar sus servicios, para personalizar anuncios y para analizar el trfico. Google recibe informacin
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