Rand Paul Financial Disclosure

ooEForm27S(Rev.
lvzon)
S C.P.R. Part 2634
U.S. Office of Government Ethics
Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT
DateofAppoln~ent,Candidacy,,Election,
orNominationrMontb Dav. Yean
L t Fill
a. e
. ng
Any indiVIdual who IS reqwred to file
04/08/2015
2014 -2015
this report and does so more than 30 days
after the date the report is required to be
Reporting
Last Name
First Name and Middle Initial
flled, or, if an extension is granted, more
Individual's Name
Paul
Rand
than30day~afterthelastdayof~e
filing extensxon period, shall be subJect
t--------------I~T-i_tl_e_o_f_P_o-si_ti_o_n_ _ _ _ _ _ _ _ _ _ _ _ _ _ _-r_D_e_p_art_m_e_n_t-or_A_g-en_c_y_(_If_A_P_'P_i_ic_a_b_le_)_ _ _ _ _-1 to a $ZOO fee.
Position for Which

Filing
Reporting
Status
(Check Ap ro rlate
Boxes) P P
Incumbent
(or forwarding address)
New Entrant,
Nominee, or
Candidate ~
'X'
D I
Termination TerminationDate(IfAppliFiler
cable)(Month,Day,Year)
.e~
_s_____d_Z_I_P_C_d_)___~---------~--------------------,
ress um er, treet, 1ty, tate, an

P.O. Box 77681, washington, DC 20013
o e
Telephone No. (Indude Area Code)

(
202 ) 862_5046
t-----------------1~~~-----~-~~------------------------------------~
Position(s) Held with the Federal

Government During the Preceding
12 Months (If Not Same as Above)
or
Reporting Periods
Presidential Candidate
t--------------I~A-d-d--(-N--b---S___
c_
Location of
Present Office
Calendar Year
covered by Report
Form Approved:
OMB No. 3209 - 0001
Title of Position(s) and Date(s) Held

U.S. Senator, 2011 -Present
t-------------~~----------------------.-------------------~
Incumbents: The reporting period is

theprecedingcalendaryearexceptPart
II of Schedule C and Part 1 of ScheduleD
where you must also include the filing
year up to the date you file. Part II of
ScheduleDisnotapplicable.
Termination Filers: The reporting
period begins at the end of the period
covered by your previous flling and ends
atthedateoftermination.Partiiof
Schedule D is not applicable.
Name of Congressional Committee Considering Nomination I Do You Intend to Create a ~alified Diversified Trust?
Pres! d entia 1 Nominees Su b ject~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
to Senate Confirmation
NotAppllcable
DYes
N om i nees, N ew En t ran t s an d
Candidates for President and
~----~~~~-----------r------------------.------------------------------------~--~--~------------__,Vice President:
Certification
Signature of Reporting Individual
Date (Month, Day, Year)
0No
t J
., I r
l-------------+-----------------------------+-------------1
ICERTIFYthatthestatementslhave
madeonthlsformandallattached
schedulesaretrue,completeandcorrect
tothebestofmyknowledge.
~;
AgencyEthicsOfficial'sOpinion
Onthebasisofinformationcontainedinthis
report, I conclude that the filer is in compliance
with applicable laws and regulations (subject to
any comments in the box below).
Office of Government Ethics

Use Only
(i~
1).,..
AO J
Signature of Other Reviewer
Signature of ~signate~ency Ethics Official/Reviewing Official
~ )'(/. }JvnJ.y
{_~
1~
0-
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year
the you
datechoose
of filing.
assets
as of up
anytodate
thatValue
is within
7 )3 0 ) )o tS 3~c:~d:l:-B-::t:":~l<
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Schedule A-The reporting period
(BLOCK C) th
ding
or mcome
IS
e prece
calendar year and the current calendar
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Schedule C, Part I (Liabllities)--The

reporting period is the preceding calendar
year and the current calendar year up to
any date you choose that is within 31 days
of the date of flling.
1
1
Signature
Schedule C, Part II (Agreements or

Arrangements)-Show any agreements or
arrangements as of the date offlling.
Schedule D --The reporting period is

the preceding two calendar years and
._----------------------------------------------------------------------------------------------------------~ thecurrentcalendaryearuptothedate
.
qO
of filing.
,(Checkrf1,C?Xif_fJ1jllg extension granted & indicate number of days~) ~
Comments of Reviewing Officials (If additional space is required, use the reverse side of this sheet)
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Supersedes Prior Editions.
Reviewed for Apparent Complianr!e

with the Federal Election Campaign Act
(Check box if comments are continued on the reverse side)
Agency use only
~--------~~--~~--------OGE Use Only
OGE Form 278 (Rev. 12/2011)

5 C.F .R. Part 2634
Reporting Individual's Name
Page Number
SCHEDULE A
Paul, Rand
Assets and Income
Valuation of Assets
at close of reporting period
BLOCK A
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Examples Doejones&Smith, Hometown, State
BLOCKC
Type
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For yourself, also report the source and actual
0
amount of earned income exceeding $200 (other q
than from the U.S. Government). For your spouse, "' 10
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report the source but not the amount of earned ~
income of more than $1,000 (except report the .... I
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checked, no other entry is needed in Block C for that item.
BLOCKB
For you, your spouse, and dependent children,

report each asset held for investment or the
production of income which had a fair market
value exceeding $1,000 at the close of the re~orting period, or which generated more than 200
in income during the reporting period, together
with such income.
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by the filer with the spouse or dependent children, mark the other higher categories of value, as appropriate.
Only if
Honoraria
-- - - -
First Security Bank
Actual
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Value Unascertainable
Date
Mo., Day
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S New York, NY
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Law Partnership
Income $130,000
-----
1---1---1----
OGEForm278 (Rev.12/2011)
5 C.F.R. Part 2634
U.S. Office of Govenunent Ethics
Page Number
SCHEDULE A continued
Paul, Rand
(Use only if needed)
Assets and Income
ValuationofAssets
BLOCK A
BLOCKB
3 of 10

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(Specify
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Date
(Mo., Day,
Yr.)
Only if
Honoraria
OGE Form 278 (Rev. 12/2011)

5 C.F .R. Part 2634
Page Number
Paul, Rand

Assets and Income
Income: type and amount. If "None (or less than $201 )" is
Valuation of Assets

BLOCK A
4 of 10

BLOCKC
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(Specify
Type&
Actual
Amount)
Date
(Mo., Day,
Yr.)
Only if
Honoraria
OGE Form 278 (Rev. 12/2011)

5 C.F.R. Part 2634
Page Number
Paul, Rand

Assets and Income
Valuation of Assets
BLOCK A
BLOCKB
5 of 10
Income: type and amount. If "None (or less than $201 )" is
BLOCKC
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Alchemy, LLC (Destin, FL) Rental Property

Randal H. Paul, M.D. PSC, Bowling Green, KY.
Legal entity for prior, now inactive, medical practice
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Property 1

Property 2

Property 3
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(Specify
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Investing Plan Moderate Growth Portfolio
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Final Payment
$55,000
Date
(Mo., Day,
Yr.)
Only if
Honoraria
OGE Form 278 (Rev. 12/2011)

5 C.F .R. Part 2634
Page Niunber
Paul, Rand

Assets and Income
Valuation of Assets
BLOCK A
BLOCKB
6 of 10

BLOCKC
Type
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Center Street (Hachette Book Group) New York, NY

(See Schedule C, Part II, page 9, item 1)
Carona Limited (Lake Jackson, TX)

Silver Coins (Personal Property)
X

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Date
(Mo., Day,
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Honoraria

8

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* This category applies only if the asset/income is solely that of the filer's spouse or dependent children.
X
X
If the asset/income is either that of the filer or jointly held

----
OGE Form 278 (Rev. 12/2011)

5 C.F.R. Part 2634
Do not complete Schedule B if you are a new entrant, nominee, or Vice Presidential or Presidential Candidate
SCHEDULE B
Paul, Rand
Page Number
of 10
Part I: Transactions
Report any purchase, sale, or exchange
by you, your spouse, or dependent
children during the reporting period of any
real property, stocks, bonds, commodity
futures, and other securities when the
amount of the transaction exceeded $1 ,000.
Include transactions that resulted in a loss.
Do not report a transaction involving

property used solely as your personal
residence, or a transaction solely between
you, your spouse, or dependent child.
Check the "Certificate of divestiture" block
to indicate sales made pursuant to a
certificate of divestiture from OGE.
NoneJO
Transaction
Type (x)
Date
..5l
.r:
a.
Identification of Assets
Examptej Central Airlines Common
Amount of Transaction (x)
."
Cl
<::
.,
.r:
Ul
tlj"
1ii
(Mo.,
Day, Yr.)
'01~0 ~g
10
~ ....-10
' O .-<0
.-<0 0
0
00
0
0
0
'0
.,.,
......
00
0 ro::S
,;g ,;g
!'o;_ oo qo
0 0 00
....-~o oo oo oo oo qo
0
00
0
0
oo.. qq C::O 00 00 og ... a oo 0 .on 0 0 ... q ~-5
ql/') V>O oo ol/') ~no o ... Q)q qq
Q!O t~
tOO
.-(.....C
.....-Ill') l/').....-1 .-N
Nil') lli.....C >.......t .-uo onN Non >on
~V"}
V"}V"} ~if':t
211/99
,;&
&7~
~ffl
~~
&&
0&7
&7~
''"'' ''"'' o ... c":l:8
N/A
2
3
4
*This category applies only if the underlying asset is solely that of the filer's spouse or dependent children. If the underlying asset is either held
by the filer or jointly held by the mer with the spouse or dependent children, use the other higher categories of value, as appropriate.
Part II: Gifts, Reimbursements, and Travel Expenses

For you, your spouse and dependent children, report the source, a brief description, and the value of: (1) gifts (such as tangible items, transportation, lodging,
food, or entertainment) received from one source totaling more than $350 and
(2) travel-related cash reimbursements received from one source totaling more
than $350. For conflicts analysis, it is helpful to indicate a basis for receipt, such
as personal friend, agency approval under 5 U.S.C. 4111 or other statutory
authority, etc. For travel-related gifts and reimbursements, include travel itinerary,
dates, and the nature of expenses provided. Exclude anything given to you by
Source (Name and Address)
Examples I Nat'lAs~.~ockCollectors, NY, NY___
["Frank jones, San Frandsco, CA
N/A
2
3
4
the U.S. Government; given to your agency in connection with official travel;
received from relatives; received by your spouse or dependent child totally
independent of their relationship to you; or provided as personal hospitality at
the donor's residence. Also, for purposes of aggregating gifts to determine the
total value from one source, exclude items worth $140 or less. See instructions
for other exclusions.
None
Brief Description
Value
1~rline ticket, ~el room & meals ~iden~ ~i~l confer~e~l5/9~p~~l activity unrelated ~uty) _ _ _ _ _
Leather briefcase (personal friend)
1 _S500 _ _
$385
OGEForm278 (Rev.l212011)
5 C.F.R. Part 2634
Do not complete Schedule B if you are a new entrant, nominee, or Vice Presidential or Presidential Candidate
Paul, Rand
Part I: Transactions
Page Number
SCHEDULE B continued
Transaction
Type (x)
Amount of Transaction (x)

Date
..
e
Identification of Assets
1
:::0
n.
..
CD
CD
Cl
on
.c
<:
Ql
.c
en
ill
"iii
of 10
(Mo.,
Day, Yr.)
'O
.-<0
'-0
.-<O 0 0 0 0
0 0 0 0 0 .o
0 v)c)
00
.tn
..-<VI
'
.-<0
'
o .-<0
0 'C5
'
1:, .-<0
.-<0 0 0
0
0 00 00 00
q Q)Q)
0 0 0 q6 66
ol::l
0
6 66 0 0 0 0 0 u.p
o ... a 0 0 0
0 00
q
66 66 gq
Q)o 0 0 0 vi'O ...
OV> V>O
~0
.-<N
~"'vi'
,.., ....
VI.-<
NV> ..,..,
"'"" """" ...,..,
''"'' """" """"
N/A
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
*This category applies only if the underlying asset is solely that of the filer's spouse or dependent children. If the underlying asset is either held
by the filer or jointly held by the filer with the spouse or dependent children, use the other higher categories of value, as appropriate.
......
oO
'
.-<0
.-<0 ,...o
0 0 0 0 oC!.
00 00 00
o>....<
....
NV>
"' ..,..,
..,..., ..,..,
o:::l
VJN
~~
U'O
OGE Form 278 (Rev. 1212011)

5 C.F .R. Part 2634
U.S. Office
- - - - - of Government Ethics
--~----------
Page Number
SCHEDULE C
, Paul, Rand
Part I: Liabilities
Report liabilities over $10,000 owed
to any one creditor at any time
during the reporting period by you,
your spouse, or dependent children.
Check the highest amount owed
during the reporting period. Exclude
Creditors (Name and Address)
Examples
1-f~tDistrictBank, Washington, DC
hn Jones, Washington, DC
a mortgage on your personal residence

unless it is rented out; loans secured by
automobiles, household furniture
or appliances; and liabilities owed to
certain relatives listed in instructions.
See instructions for revolving charge
accounts.
Type of liability
Mortgage on rental property, Delaware
~-----------Promissory note
None
of
10
[XI
Category of Amount or Value (x)
'
.-<O
00
00
Date
Incurred
I99I
-1999
Interest
Rate
Term if
applicable
25 yrs.
8%
---:1- 10%- 1
on demand
o.n
........
......
-
..-<0
00
qq
lrlO
.-<lr)
"'"'
r--
'O
..-<0
00
0
.o
00
lrl.-1
......
'
..-<0
00
00
'
..-<0
00
00
00 00
lrlO
Olrl
..-<N
"'"'
......
Nlrl
.o
,...o
oq
00
8&
Vl.-<
"'"'
.
0
0
0
0 00
0
...o 0
.,o
qq
>....< .-<lr)
o ...
-- - -- -- X
'
..-<0
00
00
......
1--
..-<0
00
0
.o
00
00
0
lrlN
"'
..-<0
00
00
00
00
00
0
0
... q
Nlrl
~~
v)c)
"'"' "'"'
--
0
0
0
CliO
- --
N/A
2
3
4
*This category applies only if the liability is solely that of the filer's spouse or dependent children. If the liability is that of the filer or a joint liability of the filer
with the spouse or dependent children, mark the other higher categories, as appropriate.
Part II: Agreements or Arrangements

Report your agreements or arrangements for: (1) continuing participation in an
employee benefit plan (e.g. pension, 401k, deferred compensation); (2) continuation of payment by a former employer (including severance payments); (3) leaves
of absence; and (4) future employment. See instructions regarding the reporting of negotiations for any of these arrangements or benefits.
NoneD
Status and Terms of any Agreement or Arrangement

Example
I
2
3
4
Pursuant to partnership agreement, will receive lump sum payment of capital account & partnership share
calculated on service performed through 1100.
Parties
Doe jones & Smith, Hometown, State
Contract with Center Street (Hachette Book Group) for book The Tea Party Goes to Washington; royalties based on
usual and customary terms.
Contract with Center Street (Hachette Book Group) for book Government Bullies; royalties based on usual and
customary terms.
Contract with Center Street (Hachette Book Group) for book Taking a Stand; advance paid in 2013 and 2015, royalties based on
usual and customary terms.
Contract with Center Street (Hatchette Book Group) for forthcoming book; royalties based on usual and
I custnm"rv terms
Date
7/85
11/10
2/12
3113
5/15
OGE Form 278 (Rev. 12/2011)

5 C.F .R. Part 2634
Page Number
SCHEDULED
Paul, Rand
10
of
10
Part I: Positions Held Outside U.S. Government
Report any positions held during the applicable reporting period, whether compensated or not. Positions include but are not limited to those of an officer, director,
trustee, general partner, proprietor, representative, employee, or consultant of
any corporation, finn, partnership, or other business enterprise or any non-profit
Organization (Name and Address)
organization or educational institution. Exclude positions with religious,

sodal, fraternal, or political entities and those solely of an honorary
nature.
None
Position Held
Type of Organization
Non-profit education
Law firm
Examples ~:t'l~ ~R~~l~o~NY,~ _ _ _ _ _ _ _ _ _ _ _

Doe jones & Smith, Hometown, State
1 Alchemy, LLC
Company
Bowling Green, KY
2 Carona Limited
Limited Partnership
-:-------------- Presi~t-------
IFrom (Mo., Yr.)

_ , _ ~::..-
Partner
Member
Limited Partner
Lake Jackson, TX
3
Randal H. Paul, M.D., PSC (Legal entity for prior, now inactive, medical practice)
Bowling Green, KY
Corporation
Officer
7/85
To (Mo.,Yr.)
Present
-voo--
03/2005
present
01/1996
present
06/1996
08/2014
5
6
Part II: Compensation in Excess of $5,000 Paid by One Source

Report sources of more than $5,000 compensation received by you or your
business affiliation for services provided directly by you during any one year of
the reporting period. This includes the names of clients and customers of any
corporation, firm, partnership, or other business enterprise, or any other
non-profit organization when

you directly provided the
services generating a fee or payment of more than $5,000. You
need not report the U.S. Government as a source.
Source (Name and Address)

Examples
Do not complete this part if you are an

Incumbent, Termination Filer, or Vice
Presidential or Presidential Candidate.
~jones & Smith, Hom~wn, S~ _ _ _ -
_ _ _ _ _ - - - ' -Legalservlces - - _ - - _ - - - - - - _ - - - - - - _ - - - - - - Metro University (client of Doe jones & Smith), Moneytown, State
Legal services in connection with university construction
N/A
2
3
5
6
L__
'---
None~
Brief Description of Duties
----
---
----
--
-------

Rand Paul Financial Disclosure

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Rand Paul Financial Disclosure

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ooEForm27S(Rev.

Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT

Position for Which

(or forwarding address)

ress um er, treet, 1ty, tate, an

Telephone No. (Indude Area Code)

Position(s) Held with the Federal

Title of Position(s) and Date(s) Held

Incumbents: The reporting period is

Office of Government Ethics

Signature of Other Reviewer

Date (Month, Day, Year)

Signature of ~signate~ency Ethics Official/Reviewing Official

Date (Month, Day, Year)

Schedule A-The reporting period

Schedule C, Part I (Liabllities)--The

Schedule C, Part II (Agreements or

Date (Month, Day, Year)

Schedule D --The reporting period is

Supersedes Prior Editions.

Reviewed for Apparent Complianr!e

(Check box if comments are continued on the reverse side)

Agency use only

~--------~~--~~--------OGE Use Only

OGE Form 278 (Rev. 12/2011)

Reporting Individual's Name

Assets and Income

1------------- 1------------Kempstone Equity

- - - 1- -~- 1- I 1-- - - - 1X 1- t1--1-- - - 1- =~= 1- t-

c5 ...... ...... ......

Central Airlines Common

Examples Doejones&Smith, Hometown, State

Income: type and amount. If "None (or less than $201)" is

For you, your spouse, and dependent children,

...... ...... ......

- - -~-~- - 1- f.1- 1- r- - X~=~=

Janus Money Market Fund D Share

Janus Money Market Fund D Share

Janus Government Money Market Fund

First Security Bank

Center Street {Hachette Book Group)

Reporting Individual's Name

(Use only if needed)

Assets and Income

Income: type and amount. If "None (or less than $201)" is

Janus Real Return D

American Century Global Gold lnv

Vanguard Inflation-Protected Sees Adm

Vanguard Money Market Reserves

Vanguard Inflation-Protected Sees Adm

Vanguard lnterm-Term Treasury lnv

If the asseVincome is either that of the filer or jointly held

OGE Form 278 (Rev. 12/2011)

Reporting Individual's Name

(Use only if needed)

at close of reporting period

checked, no other entry is needed in Block C for that item.

Vanguard Federal Money Market

Upromise Investments, Inc. GIFT College

Rydex Inverse Gov Long Bond Strategy lnv

ProFunds Rising Rates Opp lnv

...... ...... ......

Vanguard Total Bond Market Index lnv

~------------------OGE Use Only