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Unmanned Systems Roadmap 2007-2032

Executive Summary
Todays military has seen an evolution in technology that is creating an entirely new capability
to project power through the use of unmanned systems while reducing the risk to human life.
The contributions of unmanned systems continue to increase. As of October 2006, coalition
Unmanned Aircraft Systems (UASs), exclusive of hand-launched systems, had flown almost
400,000 flight hours in support of Operations Enduring Freedom and Iraqi Freedom, Unmanned
Ground Vehicles (UGVs) had responded to over 11,000 Improvised Explosive Device (IED)
situations, and Unmanned Maritime Systems (UMSs) had provided security to ports. As a result
of these successes, the Quadrennial Defense Review (QDR) emphasized the importance of
unmanned systems in the Global War on Terrorism (GWOT).

Unmanned systems are highly desired by combatant commanders (COCOMs) for the many roles
these systems can fulfill. Tasks such as mine detection; signals intelligence; precision target
designation; chemical, biological, radiological, nuclear, explosive (CBRNE) reconnaissance; and
communications and data relay rank high among the COCOMs interests. These unmanned
capabilities have helped reduce the complexity and time lag in the sensor component of the
sensor-to-shooter chain for prosecuting actionable intelligence. Unmanned systems are
changing the conduct of military operations in the GWOT by providing unrelenting pursuit
combined with the elimination of threats to friendly forces; including injury, capture, or death.

As the Department of Defense (DoD) develops and employs an increasingly sophisticated force
of unmanned systems over the next 25 years (2007 to 2032), technologists, acquisition officials,
and operational planners require a clear, coordinated plan for the evolution and transition of
unmanned systems technology. With the publication of this document, individual roadmaps and
master plans for UASs, UGVs, and UMSs (defined as Unmanned Undersea Vehicles (UUVs)
and Unmanned Surface Vehicles (USVs)) have been incorporated into a comprehensive DoD
Unmanned Systems Roadmap. This integrated Unmanned Systems Roadmap is the plan for
future prioritization and funding of these systems development and technology, thus ensuring an
effective return on the Departments investment. Its overarching goal, in accordance with the
Strategic Planning Guidance (SPG), is to guide military departments and defense agencies
toward logically and systematically migrating applicable mission capabilities to this new class of
military tools. This Roadmap highlights the most urgent mission needs that are supported both
technologically and operationally by various unmanned systems. These needs, listed below,
should be considered when prioritizing future research, development, and procurement of
unmanned systems technology to ensure an effective return on the Departments investment.

1. Reconnaissance and Surveillance. Some form of reconnaissance (electronic and visual) is


the number one COCOM priority applicable to unmanned systems. Being able to surveil
areas of interest while maintaining a degree of covertness is highly desirable. The
reconnaissance mission that is currently conducted by unmanned systems needs to increase
standardization and interoperability to better support the broad range of DoD users.

2. Target Identification and Designation. The ability to positively identify and precisely
locate military targets in real-time is a current shortfall with DOD UAS. Reducing latency
and increasing precision for GPS guided weapons is required. The ability to operate in high-
threat environments without putting warfighters at risk is not only safer but potentially more
effective than the use of current manned systems.

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3. Counter-Mine Warfare. Since World War II, sea mines have caused more damage to US
warships than all other weapons systems combined. Improvised Explosive Devices (IEDs)
are the number one cause of of coalition casualties in Operation Iraqi Freedom. A significant
amount of effort is already being expended to improve the militarys ability to find, tag, and
destroy both land and sea mines. Unmanned Systems are a natural fit for this dangerous
mission.

4. Chemical, Biological, Radiological, Nuclear, Explosive (CBRNE) Reconnaissance. The


ability to find chemical and biologic agents and to survey the extent of affected areas is a
crucial effort.

Some of these missions can be supported by the current state-of-the-art unmanned technology
where the capabilities of current or near-term assets are sufficient and the risk to warfighters is
relatively low. Other mission areas, however, are in urgent need of additional capability.
Current unmanned capabilities must evolve into the future DoD acquisition and operational
vision. Current support to the warfighter must be sustained while making the transition, but
every effort must be made to accommodate these evolving unmanned technologies along with
more traditional technologies as soon as possible. The activities the Department is undertaking
to address these mission areas are detailed within this Roadmap.

The Office of the Secretary of Defense (OSD) is responsible for ensuring unmanned systems
support the Departments larger goals of fielding transformational capabilities, establishing joint
standards, and controlling costs. OSD has established the following broad goals to steer the
Department in that direction. It is anticipated that future versions of the Roadmap will include
specific methodology, metrics, and assignments to achieve the stated goals.

Goal 1. Improve the effectiveness of COCOM and coalition unmanned systems through
improved integration and Joint Services collaboration.

Goal 2. Emphasize commonality to achieve greater interoperability among system controls,


communications, data products, and data links on unmanned systems.

Goal 3. Foster the development of policies, standards, and procedures that enable safe and
timely operations and the effective integration of manned and unmanned systems.

Goal 4. Implement standardized and protected positive control measures for unmanned systems
and their associated armament.

Goal 5. Support rapid demonstration and integration of validated combat capabilities in


fielded/deployed systems through a more flexible prototyping, test and logistical support process.

Goal 6. Aggressively control cost by utilizing competition, refining and prioritizing


requirements, and increasing interdependencies (networking) among DoD systems.

The long-term plan is to publish a truly integrated Unmanned Systems Roadmap in January 2009
that builds on this effort and increases focus on manned and unmanned systems interoperability
to achieve our future vision.

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Table of Contents
Executive Summary ......................................................................................................................... i
Table of Contents ...........................................................................................................................iii
List of Figures ..............................................................................................................................viii
List of Tables................................................................................................................................viii
List of Abbreviations...................................................................................................................... ix
Chapter 1. Introduction ................................................................................................................... 1
1.1. Purpose................................................................................................................................. 1
1.2. Scope .................................................................................................................................... 1
1.3. Vision ................................................................................................................................... 1
1.4. Goals and Objectives ........................................................................................................... 3
Chapter 2. Strategic Planning and Policy........................................................................................ 6
2.1. Background .......................................................................................................................... 6
2.2. Congressional Direction....................................................................................................... 6
2.3. Acquisition Policies ............................................................................................................. 7
2.3.1. General .......................................................................................................................... 7
2.3.2. Joint Capabilities Integration and Development System (JCIDS) ................................ 8
2.3.3. DoD 5000 series ............................................................................................................ 8
2.4. Unmanned Systems Funding ............................................................................................. 10
2.5. Departmental Responsibilities ........................................................................................... 11
2.5.1. Naval Warfare ............................................................................................................. 11
2.5.2. Ground Warfare........................................................................................................... 12
2.5.3. Air Warfare ................................................................................................................. 12
Chapter 3. Interoperability and Standards..................................................................................... 13
3.1. Interoperability Requirements............................................................................................ 13
3.2. Unmanned Systems Standards ........................................................................................... 13
3.2.1. UAS Standards ............................................................................................................ 15
3.2.2. UGV Standards ........................................................................................................... 16
3.2.3. UMS Standards ........................................................................................................... 16
3.2.4. Media Standards.......................................................................................................... 16
3.3. Roadmap Interoperability Objectives ................................................................................ 17
Chapter 4. COCOM Mission and Capability Needs ..................................................................... 19
4.1. Why Unmanned Systems? ................................................................................................. 19
4.2. Capability Requirements.................................................................................................... 19
4.2.1. User Priorities Across COCOMs and Military Departments ...................................... 20
4.2.2. UASs Priorities............................................................................................................ 20
4.2.3. UGV Priorities............................................................................................................. 21
4.2.4. UMS Priorities............................................................................................................. 22
4.2.5. DoD Priorities ............................................................................................................. 23
4.2.5.1. Reconnaissance .................................................................................................... 23
4.2.5.2. Target Identification, and Designation................................................................. 23
4.2.5.3. Counter Mine Warfare ......................................................................................... 23
4.2.5.4. Chemical, Biological, Radiological, Nuclear, Explosive (CBRNE)
Reconnaissance ........................................................................................................... 23

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4.3. Existing Joint Capabilities Being Filled by Unmanned Systems....................................... 24


Chapter 5. Organizational Efforts ................................................................................................. 25
5.1. Department of Defense (DoD) ........................................................................................... 25
5.1.1. Studies ......................................................................................................................... 25
5.1.1.1. 2005 Quadrennial Defense Review (QDR).......................................................... 25
5.1.1.2. Joint Unmanned Aircraft Systems (JUAS) Standards Study ............................... 25
5.1.1.3. Unmanned Air Systems Requirements Study ...................................................... 26
5.1.1.4. Office of Naval Research (ONR) Roles of Unmanned Vehicles ......................... 26
5.1.1.5. Joint Ground Robotics Enterprise (JGRE) Studies .............................................. 26
5.1.2. Working Groups and Organizations............................................................................ 27
5.1.2.1. Joint Ground Robotics Enterprise ........................................................................ 27
5.1.2.2. Technical Support Working Group (TSWG) ....................................................... 27
5.1.2.3. Unmanned Systems Capabilities Conference (USCC) ........................................ 28
5.1.2.4. Joint Architecture for Unmanned Systems (JAUS) Working Group................... 28
5.1.2.5. Joint Unmanned Aircraft Systems Material Review Board (JUAS MRB).......... 28
5.1.2.6. Joint Unmanned Aircraft System Center of Excellence (JUAS COE) ................ 29
5.1.2.7. UAS Airspace Integration JIPT ........................................................................... 29
5.1.2.8. Navy Unmanned Systems Executive Steering Group.......................................... 29
5.1.2.9. Joint Government/Industry Unmanned Systems Safety Initiatives ..................... 30
5.1.3. Laboratory Activities................................................................................................... 30
5.1.3.1. Air Force Research Laboratory (AFRL) .............................................................. 30
5.1.3.2. Office of Naval Research (ONR)/Naval Research Laboratory (NRL) ................ 31
5.1.3.3. Army Research Laboratory (ARL) ...................................................................... 31
5.1.3.4. U.S. Army Medical Research and Materiel Command (USAMRMC)
Telemedicine and Advanced Technology Research Center (TATRC)....................... 33
5.1.3.5. Defense Advanced Research Projects Agency (DARPA) ................................... 34
5.1.3.6. Marine Corps Warfighting Laboratory (MCWL) ................................................ 36
5.1.3.7. National Center for Defense Robotics (NCDR)................................................... 36
5.2. Department of Homeland Security (DHS)......................................................................... 37
5.2.1. Customs and Border Protection (CBP) ....................................................................... 38
5.2.2. U.S. Coast Guard (USCG) .......................................................................................... 39
5.3. Department of Transportation ............................................................................................ 39
5.3.1. Federal Aviation Administration (FAA) ..................................................................... 39
5.4. Department of the Interior.................................................................................................. 40
5.4.1. U.S. Geological Survey (USGS) ................................................................................. 40
5.4.2. Minerals Management Service.................................................................................... 40
5.5. Department of Commerce .................................................................................................. 40
5.5.1. National Oceanographic and Atmosphere Administration (NOAA) .......................... 40
5.6. National Aeronautics and Space Administration (NASA)................................................. 41
Chapter 6. Technologies for Unmanned Systems ......................................................................... 43
6.1. Technology Challenges...................................................................................................... 43
6.2. Emerging, Applicable Technologies.................................................................................. 44
6.3. Push Factors ....................................................................................................................... 44
6.4. Contextual Factors ............................................................................................................. 47
6.5. Pull Factors ........................................................................................................................ 48
6.6. Unmanned Technology Objectives .................................................................................... 48
6.6.1. Autonomy.................................................................................................................... 49

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6.6.2. Bandwidth Issues......................................................................................................... 49


6.6.3. Cognitive Processes..................................................................................................... 49
6.6.4. Common Control......................................................................................................... 50
6.6.5. Communications.......................................................................................................... 50
6.6.6. Cooperative Behavior.................................................................................................. 50
6.6.7. Data Interfaces............................................................................................................. 51
6.6.8. Dynamic Obstacle/Interference/Collision Avoidance (Including Humans) ............... 51
6.6.9. Human Systems Integration (HSI) in Unmanned Systems ......................................... 52
6.6.10. Launch and Recovery (L&R).................................................................................... 52
6.6.11. Power Systems .......................................................................................................... 52
6.6.12. Processor Technology ............................................................................................... 53
6.6.13. Product Format.......................................................................................................... 53
6.6.14. Reliability .................................................................................................................. 53
6.6.15. Sensors ...................................................................................................................... 53
6.6.16. Survivability .............................................................................................................. 54
6.6.17. Weapons .................................................................................................................... 54
Chapter 7. International Cooperation............................................................................................ 55
7.1. Assessment of Foreign Robotics........................................................................................ 55
7.2. International Robotics Agreements.................................................................................... 56
7.2.1. Office of the Secretary of Defense (OSD) .................................................................. 56
7.2.2. Air Force ..................................................................................................................... 57
7.2.3. Army............................................................................................................................ 58
7.2.4. Navy ............................................................................................................................ 60
7.3. Treaty Concerns for Unmanned Systems........................................................................... 64
Appendix A. Unmanned Aircraft Systems (UASs) ..................................................................... 65
A.1. Unmanned Aircraft Systems (UASs) ................................................................................ 65
A.1.1. MQ-1 Predator............................................................................................................ 65
A.1.2. MQ-1C Sky Warrior (formerly Extended Range/Multipurpose (ER/MP)) ............... 66
A.1.3. RQ-2 Pioneer.............................................................................................................. 67
A.1.4. RQ-4 Global Hawk..................................................................................................... 68
A.1.5. RQ-4 Global Hawk Maritime Demonstration (GHMD) ............................................ 69
A.1.6. RQ-5A/MQ-5B Hunter............................................................................................... 70
A.1.7. RQ-7 Shadow 200 ...................................................................................................... 71
A.1.8. MQ-8 Fire Scout......................................................................................................... 72
A.1.9. MQ-9 Reaper (formerly Predator B) .......................................................................... 73
A.1.10. Unmanned Combat Aircraft System Carrier Demonstration (UCAS-D).............. 74
A.1.11. Broad Area Maritime Surveillance (BAMS)............................................................ 75
A.1.12. Improved Gnat Extended Range (I-Gnat-ER) / Warrior Alpha ............................... 76
A.1.13. Combat Medic UAS for Resupply and Evacuation.................................................. 77
A.1.14. RQ-15 Neptune......................................................................................................... 78
A.1.15. Maverick................................................................................................................... 79
A.1.16. A160 Hummingbird ................................................................................................. 80
A.1.17. XPV-1 Tern .............................................................................................................. 81
A.1.18. XPV-2 Mako ............................................................................................................ 82
A.1.19. Onyx Autonomously Guided Parafoil System ......................................................... 83
A.1.20. Global Observer ....................................................................................................... 84
A.1.21. RQ-14 Dragon Eye / Swift ....................................................................................... 85

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A.1.22. Force Protection Aerial Surveillance System (FPASS) ........................................... 86


A.1.23. Aqua / Terra Puma ................................................................................................... 87
A.1.24. RQ-11 Pathfinder Raven .......................................................................................... 88
A.1.25. Silver Fox ................................................................................................................. 89
A.1.26. ScanEagle ................................................................................................................. 90
A.1.27. Aerosonde................................................................................................................. 91
A.1.28. Buster........................................................................................................................ 92
A.1.29. Small Tactical UAS (STUAS) / Tier II UAS ........................................................... 93
A.1.30. RQ-16A MAV.......................................................................................................... 94
A.1.31. Wasp......................................................................................................................... 95
A.1.32. Tactical Mini-Unmanned Aerial Vehicle (TACMAV) ............................................ 96
A.2. Unmanned Airship Systems .............................................................................................. 97
A.2.1. Advanced Airship Flying Laboratory (AAFL) .......................................................... 97
A.2.2. Tethered Aerostat Radar System (TARS) .................................................................. 98
A.2.3. Joint Land Attack Elevated Netted Sensor (JLENS).................................................. 99
A.2.4. Rapid Aerostat Initial Deployment (RAID) ............................................................. 100
A.2.5. Rapidly Elevated Aerostat Platform (REAP)........................................................... 101
A.2.6. Persistent Threat Detection System (PTDS) ............................................................ 102
A.3. UAS Airspace Integration ............................................................................................... 103
A.3.1. Overview .................................................................................................................. 103
A.3.2. Background .............................................................................................................. 103
A.3.2.1. Reliability .......................................................................................................... 104
A.3.2.2. Regulation ......................................................................................................... 105
A.3.2.2.1. Air Traffic Operations................................................................................ 105
A.3.2.2.2. Airworthiness Certification ........................................................................ 111
A.3.2.2.3. Crew Qualifications ................................................................................... 112
A.3.2.3. Sense and Avoid (S&A) Principle................................................................. 112
A.3.3. Command, Control, Communications...................................................................... 115
A.3.3.1. Data Link Security ............................................................................................ 115
A.3.3.2. Redundant/Independent Navigation.................................................................. 115
A.3.3.3. Autonomy.......................................................................................................... 116
A.3.3.4. Lost Link ........................................................................................................... 116
A.3.4. Future Environment.................................................................................................. 116
A.3.5. DoD Organizations with Roles in UAS Airspace Integration.................................. 117
A.3.5.1. OSD Oversight and Policy ................................................................................ 117
A.3.5.2. Joint Staff Chartered Organizations .................................................................. 117
A.3.5.3. Military Departments Chartered Organizations............................................... 118
A.3.5.3.1. JIPT Mission .............................................................................................. 119
A.3.5.3.2. JIPT Scope ................................................................................................. 119
A.3.5.3.3. JIPT Two-Track Strategy ........................................................................... 119
A.3.5.3.3.1. Track 1 Definition ................................................................................... 121
A.3.5.3.3.2. Track 2 Definition ................................................................................... 122
A.3.5.3.3.3. UAS Airspace Integration Roadmap....................................................... 122
A.3.6. Summary .................................................................................................................. 123
Appendix B. Unmanned Ground Vehicles (UGVs)................................................................... 125
B.1. All-Purpose Remote Transport System (ARTS) ............................................................. 125
B.2. Armed Robotic Vehicle (ARV)....................................................................................... 126
B.3. Assault Breacher Vehicle (ABV) .................................................................................... 127

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B.4. BomBot, MK 4 MOD 0 EOD Robot............................................................................... 128


B.5. MV-4 ............................................................................................................................... 129
B.5. MV-4 ............................................................................................................................... 129
B.6. Dragon Runner ................................................................................................................ 130
B.7. Gladiator Tactical Unmanned Ground Vehicle (TUGV) ................................................ 131
B.8. Man-Transportable Robotic System (MTRS) MK 1 MOD 0 (PackBot EOD) and MK 2
MOD 0 (TALON) ............................................................................................................. 132
B.9. Mine Area Clearance Equipment (MACE) ..................................................................... 133
B.10. Mobile Detection, Assessment, and Response System (MDARS) ............................... 134
B.11. Multifunction, Agile, Remote-Controlled Robot (MARCbot)...................................... 135
B.12. Multifunction Utility/Logistics Equipment Vehicle (MULE)....................................... 136
B.13. Omni-Directional Inspection System (ODIS) ............................................................... 137
B.14. MK 3 MOD 0 Remote Ordnance Neutralization System (RONS) ............................... 138
B.15. Robo-Trencher............................................................................................................... 139
B.16. Small Unmanned Ground Vehicle (SUGV) .................................................................. 140
B.17. Throwbot ....................................................................................................................... 141
B.18. Toughbot ....................................................................................................................... 142
B.19. Robotic Combat Casualty Extraction and Evacuation .................................................. 143
B.20. Battlefield Extraction-Assist Robot (BEAR) ................................................................ 144
B.21. Crusher Unmanned Ground Combat Vehicle................................................................ 145
B.22. Chemical, Biological, Radiological, Nuclear (CBRN) Unmanned Ground
Reconnaissance (CUGR) UGV (CUGV).......................................................................... 146
Appendix C. Unmanned Maritime Systems (UMSs)................................................................. 147
C.1. Unmanned Undersea Vehicles (UUVs)........................................................................... 147
C.1.1. Heavyweight UUVs.................................................................................................. 147
C.1.1.1. Long-Term Mine Reconnaissance System (LMRS) (AN/BLQ-11) ................. 147
C.1.1.2. Mission Reconfigurable UUV System (MRUUVS) ......................................... 148
C.1.1.3. Surface Mine Countermeasure (SMCM) UUV Increment 3............................. 149
C.1.1.4. Battlespace Preparation Autonomous Undersea Vehicle (BPAUV)................. 150
C.1.1.5. Advanced Development UUV (ADUUV)......................................................... 151
C.1.2. Lightweight Vehicles (LWVs) ................................................................................. 152
C.1.2.1. SMCM UUV Increment 1 ................................................................................. 152
C.1.2.2. SMCM UUV Increment 2 ................................................................................. 153
C.1.3. Man-Portable UUVs ................................................................................................. 154
C.1.3.1. MK 18 MOD 1 (SWORDFISH) Search-Classify-Map (S-C-M) UUV ............ 154
C.1.3.2. Reacquisition-Identification (R-I) UUV............................................................ 155
C.1.3.3. Bottom UUV Localization System (BULS)...................................................... 156
C.1.3.4. Hull UUV Localization System (HULS) .......................................................... 157
C.1.3.5. Defense Acquisition Challenge Program (DACP) VSW Neutralization
1st Generation UUV Neutralization (UUV-N) .................................................... 158
C.2. Unmanned Surface Vehicles (USVs) .............................................................................. 159
C.2.1. Fleet Class USVs ...................................................................................................... 159
C.2.1.1. SPARTAN......................................................................................................... 159
C.2.1.2. Unmanned Sea Surface Vehicle (USSV) .......................................................... 160
C.2.1.3. Mine Warfare (MIW) USV ............................................................................... 161
C.2.1.4 ASW USV .......................................................................................................... 162
C.2.2. Snorkeler Class USVs .............................................................................................. 163
C.2.2.1. AN/WLD-1 Remote Multi-mission Vehicle (RMMV) ..................................... 163

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C.2.3. Harbor Class USVs................................................................................................... 164


C.2.3.1. Protector (7-M Harbor Class USV) ................................................................... 164
C.2.4. X Class USVs ........................................................................................................... 165
C.2.4.1. X Class USV...................................................................................................... 165
Appendix D. Unmanned Systems Points of Contact ................................................................. 166
Appendix E. Mission Area Definitions...................................................................................... 168

List of Figures
Figure 1.1 DoD Unmanned Systems, Present and Future Roles..................................................... 2
Figure 1.2 Joint Services Roadmap for Achieving DoD Vision for Unmanned Systems .............. 3
Figure 2.1 DoD Annual Funding Profile for Unmanned Systems ($M)....................................... 10
Figure 2.2 OSD Organizational Support for Unmanned Systems ................................................ 11
Figure 5.1 ONR Unmanned System Efforts ................................................................................. 31
Figure 5.2 Example ARL Unmanned System Efforts................................................................... 32
Figure 5.3 ARL MAST research................................................................................................... 33
Figure 5.4 Robotic Combat Casualty Extraction and Evacuation TAGS-CX & BEAR .............. 34
Figure 5.5 Unmanned Vehicles The Increasing Challenge of Autonomy ................................. 35
Figure 5.6 The Winner of DARPA Grand Challenge 2005: Stanford Universitys Stanley.... 36
Figure 5.7 Artist Depiction of NOAA/Altair UAS Over the Channel Islands National Marine
Sanctuary............................................................................................................................... 41
Figure 6.1 Trend in Processor Speed ............................................................................................ 46
Figure 6.2 Relationship of Processor Speed and Memory ............................................................ 46
Figure A.1 Joint FAA/OSD Approach to Regulating UASs....................................................... 104
Figure A.2 U.S. Military Aircraft and UAS Class A Mishap Rates (Lifetime), 19862006...... 105
Figure A.3 UASs and Airspace Classes of the NAS................................................................... 107
Figure A.4 JUAS COEs Categories of UASs ............................................................................ 109
Figure A.5 JIPT Functional Organization................................................................................... 118
Figure A.6 Track 1 and Track 2 Strategy.................................................................................... 120
Figure A.7 Track 1, Track 2, and SC-203................................................................................... 121
Figure A.8 Proposed UAS Airspace Integration Roadmap ........................................................ 123

List of Tables
Table 2.1 FY200713 Presidents Budget for Unmanned Systems.............................................. 10
Table 3.1 Organizations Developing Standards for Unmanned Systems ..................................... 15
Table 4.1 COCOM and Military Department UAS Needs Prioritized By Aircraft Class ............ 21
Table 4.2 COCOM and Military Department UGV Needs Prioritized By Echelon ..................... 21
Table 4.3 COCOM and Military Department UUV/USV Needs Prioritized By Class ................ 22
Table 5.1 DHS Capability Requirements Applicable to UASs..................................................... 37
Table 5.2 DHS-Sponsored Unmanned Aircraft Demonstrations .................................................. 38
Table 6.1 Selected Enabling Technologies for Unmanned System Applications......................... 47
Table A.1 Alignment of UAS Categories with FAA Regulations .............................................. 108

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List of Abbreviations
AAFL Advanced Airship Flying Laboratory CBA Capabilities-Based Assessment
ABCI Arizona Border Control Initiative CBP Customs and Border Protection
ABV Assault Breacher Vehicle CBRN chemical, biological, radiological,
ACADA automatic chemical agent detector nuclear
alarm CBRNE chemical, biological, radiological,
ACAT acquisition category nuclear, explosive
ACC Air Combat Command CCD charge-coupled device (camera);
ACD&P Advanced Component Development camouflage, concealment, and
and Prototypes deception (mission area)
ACOMM acoustic communication CDL common data link
ACR area coverage rate CENTAF U.S. Central Command Air Force
ACTD advanced concept technology CENTCOM U.S. Central Command
demonstration CFE Treaty on Conventional Armed Forces
ADS-B Automatic Dependent Surveillance- in Europe
Broadcast CFR Code of Federal Regulations
ADUUV advanced development unmanned CIO chief information officer
undersea vehicle CJCS Chairman of the Joint Chiefs of Staff
AFDD Air Force Doctrine Document CN3 communication/navigation network
AFRL Air Force Research Laboratory node
AGL above ground level CNMAWC Commander, Naval Mine and Anti-
AIAA American Institute of Aeronautics and submarine Warfare Command
Astronautics CNO Chief of Naval Operations
AMCM airborne mine countermeasures COA certificate of authorization
AMO air and marine operations COCOM combatant commander
AMRDEC Aviation and Missile Research, CONOPS concept of operations
Development, and Engineering Center CONUS Continental United States
ANS Autonomous Navigation System COS Committee on Standards
ANSI American National Standards Institute COTS commercial off-the-shelf
ARDEC Armaments Research, Development, CRRC combat rubber raiding craft
and Engineering Center CSD contaminated surface detector
ARL Army Research Laboratory C-SWAP cost, size, weight, and power
ARO Army Research Office CTA Collaborative Technology Alliance
ARTS All-Purpose Remote Transport System CUGR CBRN Unmanned Ground
ARV Armed Robotic Vehicle Reconnaissance
ASC Aeronautical Systems Center CUGV CBRN unmanned ground
ASD Assistant Secretary of Defense [reconnaissance] vehicle
ASIP Advanced Signals Intelligence Program DACP Defense Acquisition Challenge
ASTM American Society of Testing and Program
Materials DARPA Defense Advanced Research Projects
ASW anti-submarine warfare Agency
AT&L Acquisition, Technology, and Logistics DEA data exchange agreement
ATC Air Traffic Control DFU dry filter unit
ATO Army Technology Objective or Air DHS Department of Homeland Security
Tasking Order DoD Department of Defense
AVGAS aviation gasoline DSPO Defense Standardization Program
BAMS broad area maritime surveillance Office
BAWS biological aerosol warning sensor DVL Doppler velocity log
BCT brigade combat team EDM Engineering Development Model
BEAR battlefield extraction-assist robot ELOS equivalent level of safety
BLOS beyond-line-of-sight EMD Engineering and Manufacturing
Development
BPAUV battlespace preparation autonomous
undersea vehicle EOD explosive ordnance disposal
BULS bottom UUV localization system EO/IR electro-optical/infrared
C2 command and control ERAST Environmental Research Aircraft and

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Sensor Technology ISR intelligence, surveillance, and


ER/MP Extended Range/Multipurpose reconnaissance
ESM electronic support measures JAUS Joint Architecture for Unmanned
FAA Federal Aviation Administration or Systems
Functional Area Analysis JCAD joint chemical agent detector
FCS Future Combat Systems JCGUAV Joint Capability Group on Unmanned
FL Flight Level Aerial Vehicles
FLTC Future Long-Term Challenges JCIDS Joint Capabilities Integration and
Development System
FNA Functional Needs Analysis
JFC Joint Forces Commander
FNC Future Naval Capability
JGR Joint Ground Robotics
FPASS force protection aerial surveillance
system JGRE Joint Ground Robotics Enterprise
FSA Functional Solutions Analysis JIPT Joint Integrated Product Team
FSW feet of sea water JLENS Joint Land Attack Elevated Netted
Sensor
FYDP Future Years Defense Program
JP jet petroleum; Joint Publication
GCS ground control station
JROC Joint Requirements Oversight Council
GEMI Global Exchange of Military
Information JRP joint robotics program
GHMD Global Hawk maritime demonstration JSLNBCRS Joint Service Light Nuclear Biological
Chemical Reconnaissance System
GIG Global Information Grid
JTRS Joint Tactical Radio System
GMR ground mapping radar
JUAS Joint Unmanned Aircraft Systems
GPS global positioning system
JUAS COE Joint Unmanned Aircraft Systems
GSTAMIDS Ground Standoff Mine Detection Center of Excellence
System
JUAS MRB Joint Unmanned Aircraft Systems
GTOW gross takeoff weight Material Review Board
GWOT Global War on Terrorism J-UCAS Joint Unmanned Combat Air Systems
HDS hydrographic Doppler sonar JUEP Joint UAV Experimentation Programme
HF high frequency JUSC2 Joint Unmanned Systems Common
HFE heavy fuel engine or Human Factors Control
Engineering KLV Key, Length, Value
HRI human-robot interface or interaction LAGP Learning Applied to Ground Robots
HS high speed L&R launch and recovery
HSI human systems integration LCS littoral combat ship
HTF high tow force LH2 liquid hydrogen
HULS hull UUV localization system LIMES Language for Intelligent Machines
ICAO International Civil Aviation LMRS Long-Term Mine Reconnaissance
Organization System
ICD Initial Capabilities Document LMW Littoral and Mine Warfare
ICE Immigration and Customs Enforcement LPUMA littoral precision underwater mapping
ICS integrated computer system LOS line-of-sight
IDAS intrusion detection and assessment LRIP low-rate initial production
IEA information exchange program annex LSA Light Sport Aircraft
IED Improvised Explosive Device LSTAT Life Support for Trauma and Transport
IER information exchange requirement MACE mine area clearance equipment
IFR Instrument Flight Rules MARCbot Multifunction, Agile, Remote-
I-Gnat Improved Gnat Controlled Robot
IMC instrument meteorological conditions M&S modeling and simulation
INF Intermediate-Range Nuclear Forces MASPS Minimum Aviation Safety Performance
Treaty Standards
INMARSAT International Marine/Maritime Satellite MAST Micro Autonomous Systems and
INS inertial navigation system Technology
IOC initial operational capability MAV micro air vehicle
IPL integrated priorities list MCM mine countermeasures
IR infrared MCMTOMF mean corrective maintenance time for
ISO International Standards Organization operational mission failures

List of Abbreviations
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Unmanned Systems Roadmap 2007-2032

MCWL Marine Corps Warfighting Laboratory ODIS Omni-Directional Inspection System


MDAP Major Defense Acquisition Program ONR Office of Naval Research
MDARS Mobile Detection, Assessment, and OSD Office of the Secretary of Defense
Response System OSR Optimum Speed Rotor
MEMS microelectromechanical systems OTA other transaction authority
MGV manned ground vehicle OTH over the horizon
MIW mine warfare OUSD Office of the Under Secretary of
MMA multimission maritime aircraft Defense
MOA memorandum of agreement PA project arrangement or agreement
MOGAS motor gasoline PAN percussion-actuated nonelectric
MOLLE modular lightweight load-carrying PBFA Policy Board on Federal Aviation
equipment PG planning group
MOPS Minimum Operating Performance PIA Post-Independent Analysis
Standards POE Program Executive Officer
MOU memorandum of understanding POM Program Objective Memorandum
MOUT military operations in urban terrain POP plug-in optical payload
MPEG Motion Picture Experts Group POR program of record
MPRF Maritime Patrol and Reconnaissance PSA Portfolio Systems Acquisition
Force
PSMRS Platform Soldier Mission Readiness
MP-RTIP Multiplatform Radar Technology System
Insertion Program
PTDS Persistent Threat Detection System
MRUUVS Mission Reconfigurable Unmanned
Undersea Vehicle System PTF Planning Task Force
MSL mean sea level PTIR precision track illumination radar
MS-OBS multi-static off-board source QDR Quadrennial Defense Review
MTCR Missile Technology Control Regime RACS Robotics for Agile Combat Support
MTI moving target indicator R&D research and development
MTRS Man-Transportable Robotic System RAID Rapid Aerostat Initial Deployment
MULE multifunction utility/logistics equipment RC radio-controlled
MURI Multidisciplinary University Research RDECOM Research, Development, and
Initiative Engineering Command
MXF Media Exchange Format RDT&E research, development, test and
evaluation
NAS National Airspace System
REAP Rapidly Elevated Aerostat Platform
NASA National Aeronautics and Space
Administration REF Rapid Equipping Force
NATO North Atlantic Treaty Organization REV robotic evacuation vehicle
NAUS near autonomous unmanned systems REX robotic extraction vehicle
NAVAIDS navigation aid system RF radio frequency
NAVAIR Naval Air Systems Command RHIB rigid hull inflatable boat
NCDR National Center for Defense Robotics R-I reacquisition-identification
NGEODRV Next Generation Explosive Ordnance RMV remote mine-hunting vehicle
Disposal Robotic Vehicle RONS Remote Ordnance Neutralization
NGS non-Government standard System
NII Networks and Information Integration RSJPO Robotic Systems Joint Program Office
NIST National Institute for Standards and RSTA reconnaissance, surveillance, and target
Technology acquisition
NOAA National Oceanographic and RTCA Radio Technical Commission for
Atmosphere Administration Aeronautics
NORDO No Radio S&A sense and avoid
NPOR non-program of record SAC special airworthiness certificate
NRL Naval Research Laboratory SAE Society of Automotive Engineers
NSCT ONE Naval Special Clearance Team ONE SAR synthetic aperture radar
NUWC Naval Undersea Warfare Center SAS synthetic aperture sonar
OCONUS Outside the Continental United States SATCOM satellite communications
OCU operator control unit SBIR Small Business Innovation Research
SC Special Committee

List of Abbreviations
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Unmanned Systems Roadmap 2007-2032

S-C-M search-classify-map UAV unmanned aerial vehicle


SDD System Development and UCAS Unmanned Combat Air System
Demonstration UCAS-D Unmanned Combat Air System Carrier
SDO standards development organization Demonstration
SEIT Systems Engineering and Integration UCAV unmanned combat air vehicle
Team UDS unmanned dipping sonar
SLS sea-level standard UGV unmanned ground vehicle
SMCM surface mine countermeasure UHF ultra-high frequency
SMPTE Society of Motion Picture and UMS Unmanned Maritime System
Television Engineers UNTIA United Nations Transparency in
SOCOM Special Operations Command Armaments Resolution
SOF Special Operations Forces UOES user-operational evaluation system
SPG Strategic Planning Guidance UPI PerceptOR Integration
SSG Senior Steering Group USAMRMC U.S. Army Medical Research and
SSGN submersible, ship, guided, nuclear Materiel Command
SSN submersible, ship, nuclear USBL ultra-short baseline
STANAG standardization agreement USBP U.S. Border Patrol
STT Strategic Technology Team USCC Unmanned Systems Capabilities
STTR Small Business Technology Transfer Conference
STUAS small tactical unmanned aircraft system USCG U.S. Coast Guard
SUAS small unmanned aircraft system USGS U.S. Geological Survey
SUGV small unmanned ground vehicle USSV unmanned sea surface vehicle
SuR surveillance radar USV unmanned surface vehicle
TAB Technology Advisory Board UTAS USV towed array system
TACMAV Tactical Mini-Unmanned Aerial UUV unmanned undersea vehicle
Vehicle UUV-N unmanned underwater vehicle -
TARDEC Tank-Automotive Research, neutralization
Development & Engineering Center UXO unexploded ordnance
TARS tethered aerostat radar system VDOC Vienna Document 1999
TATRC Telemedicine and Advanced VFR Visual Flight Rules
Technology Research Center VHF very high frequency
TBD to be determined VMC visual meteorological conditions
TCAS Traffic Alert and Collision Avoidance VPN virtual private network
System VSW very shallow water
TCDL tactical common data link VTOL vertical takeoff and landing
TCS tactical control system VTUAV VTOL tactical unmanned aerial vehicle
TESS tactical engagement support system VUAV VTOL unmanned aerial vehicle
TSWG Technical Support Working Group WA Wassenaar Arrangement
TTP tactics, techniques, and procedures WLAN wireless local area network
TUAV tactical unmanned aerial vehicle XML Extensible Markup Language
TUGV tactical unmanned ground vehicle
UAS Unmanned Aircraft System

List of Abbreviations
Page xii
Unmanned Systems Roadmap 2007-2032

Chapter 1. Introduction

1.1. Purpose

This Unmanned Systems Roadmap provides a strategy to guide the future development of
military unmanned systems and related technologies in a manner that leverages across their
various forms while meeting joint warfighter needs. It also prioritizes the funding and
development of unmanned systems technology within the Department of Defense (DoD) to
ensure an effective return on the Departments investment.

As each Military Department develops a wide range of unmanned capabilities for its unique roles
and missions, an unprecedented level of coordination and collaboration is possible to meet the
identified capability needs of the COCOMs and reduce acquisition costs by requiring greater
standardization and modularity across the Military Departments. Individual Military Department
planning documents for unmanned aircraft, ground, and maritime systems have been
incorporated into this comprehensive, integrated Unmanned Systems Roadmap. By 2009, this
Roadmap will become a single, joint-coordinated, acquisition and technology deployment
strategy that will encompass all the Departments unmanned systems efforts.

1.2. Scope

This document covers all U.S. defense unmanned systems. The definition below is modified
from the existing Joint Publication (JP) 1-02 definition of unmanned aerial vehicles (UAVs) to
provide a working definition of an unmanned system.

Unmanned Vehicle. A powered vehicle that does not carry a human operator, can be operated
autonomously or remotely, can be expendable or recoverable, and can carry a lethal or
nonlethal payload. Ballistic or semi-ballistic vehicles, cruise missiles, artillery projectiles,
torpedoes, mines, satellites, and unattended sensors (with no form of propulsion) are not
considered unmanned vehicles. Unmanned vehicles are the primary component of unmanned
systems.

This Unmanned Systems Roadmap is focused on the future. All science and technology efforts,
future acquisition, and research projects should be consistent with the tenets of this document.
While there is a risk of stifling innovation if all future unmanned systems conform to strict
requirements, there is a balance between innovation and standardization that each individual
effort must consider. Existing acquisition programs are not expected to make significant
changes, especially at the expense of delaying delivery of critical capabilities to the warfighter or
at a significant increase to development costs. However, each Military Department should
consider the direction the DoD is heading and implement changes into existing programs
consistent with the goals, when practical.

1.3. Vision

The DoD will develop and employ an increasingly sophisticated force of unmanned systems over
the next 25 years (2007 to 2032). This force must evolve to become seamlessly integrated with
manned systems as well as with other unmanned systems. The Department will pursue greater
autonomy in order to improve the ability of unmanned systems to operate independently, either
individually or collaboratively, to execute complex missions in a dynamic environment.

Chapter 1 Introduction
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Unmanned Systems Roadmap 2007-2032

Figure 1.1 illustrates how unmanned systems are already employed in a significant number of
roles. The systems are broken out by Military Department to illustrate areas with current and
potential future collaboration. Reconnaissance, strike, force protection, and signals collection
are already being conducted by fielded systems, and acquisition programs are developing
systems to support the warfighter in even broader roles.

UAS INTELLIGENCE,
SURVEILLANCE, AND
RECONNAISSANCE STRIKE/
(ISR) TIME-CRITICAL
UGV SUPPRESSION OF STRIKE FORCE
ENEMY AIR PROTECTION
DEFENSES
PSYCHOLOGICAL
OPERATIONS /
UUV INFORMATION ANTI SUBMARINE
OPERATIONS WARFARE

USV

TARGET SURFACE
SERVICES / WARFARE
INSPECTION

TARGET MINE
DESIGNATION WARFARE

WEAPONS AIR WARFARE


DELIVERY

OBSTACLE
ELECTRONIC
PLACEMENT /
WARFARE
PAYLOAD DELIVERY

METOC
FIREFIGHTING OCEANOGRAPHY
DIGITAL MAPPING

AIR FORCE
COMMUNICATIONS
EOD/IED NAVIGATION
DEFEAT NETWORK NODE
NAVY
Operational
COMBAT SAR
MARITIME
In Acquisition INTERDICTION
Future Vision OPERATIONS
WEAPONS OF MASS ARMY
SEA DESTRUCTION/
BASING SPECIAL CHEMICAL/BIOLOGICAL
OPERATIONS

Figure 1.1 DoD Unmanned Systems, Present and Future Roles

COCOMs warfighting missions and capability needs are the focus of this Roadmap, as
illustrated in Figure 1.2. The Roadmap emphasizes missions and capabilities in terms of their
air/sea/land domains without regard to Military Department. The vision for these systems is that,
regardless of originating Military Department, they will quickly evolve to the point where
various classes of unmanned systems operate within and between these domains in a cooperative
and collaborative manner to meet the joint warfighers needs. The ultimate vision is for a UAS
to be teamed with a UGV over land and with a UMS over water in combined arms roles and to
be integrated with manned systems to extend and augment warfighter manned capabilities.

Chapter 1 Introduction
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Unmanned Systems Roadmap 2007-2032

2005 2010 2015 2020 2025 2030

RECONNAISSANCE
SURVEILLANCE / BATTLE MGMT
A TACTICAL STRIKE MARITIME PATROL

COMMS RELAY AERIAL REFUELING AIRLIFT


SIGINT COLLECTION
I Unmanned Aircraft Systems

SEAD
INTEGRATED STRIKE / SEAD
INT. STRIKE/SEAD/C-AIR

PENETRATING STRIKE COUNTER AIR


R
ISR / MARITIME SURVEIL SOF RIVERINE

S Unmanned Surface Systems MARITIME INTERDICT OPS

SURFACE WARFARE
MCM SEARCH/SWEEP
E ASW ASW-MS
ARMED ASW/MS/SUW

OCEANOGRAPHY
A
SUB. AUTONOMOUS MAPPING ASW PAYLOAD DEL.

Unmanned Undersea Systems ISR


SUB TRCK & TRAIL
VSW RECON MAN PORTABLE CN3 SHIP DEPLOYED CN3

MINE NEUTRALIZATION TIME CRITICAL STRIKE

L
INSPECTION / ID
INFORMATION OPS
SHIP DEPLOYED MCM
MCM (INTERIM)
MCM INTEL PREP

A Unmanned Ground Vehicles

TELEOPERATED EOD SCOUT/ISR/NBC RECCE/DIRECT FIRE/CROWD CONTROL

N ANTI-P MINE NEUTRALIZATION EXPEDITIONARY FACILITY PATROL & SURVEILLANCE

MAN PORTABLE EOD FCS MANEUVER, MANEUVER SUPPORT & SUSTAINMENT

D AT / FP MISSIONS
ACTIVE RANGE CLEAR & DISRUPT LGE-VEHICLE IEDS
LETHAL & NONLETHAL FORWARD DEPLOYED FP
COLLABORATIVE COMBINED ARMS ENGAGEMENT

Figure 1.2 Joint Services Roadmap for Achieving DoD Vision for Unmanned Systems

1.4. Goals and Objectives

The DoD is developing a wide range of unmanned system capabilities across each domain. The
Office of the Secretary of Defense (OSD) is responsible for ensuring that these capabilities
support the Departments larger goals of fielding transformational capabilities, establishing and
implementing joint standards, ensuring interoperability, balancing the portfolio, and controlling
costs. To this end, the following broad goals are intended to achieve key unmanned system
capabilities:

Goal 1. Improve the effectiveness of COCOM and coalition unmanned systems through
improved integration and Joint Services collaboration.
Objective 1.1. Conduct concept demonstration/warfighter experimentation with
promising technologies. This step would allow for early assessment to help define
realistic requirements underpinned by sound operational concepts.
Objective 1.2. Conduct risk reduction to mature technologies. This step allows the
Military Departments to finalize capability requirements and to establish funding for
formal program initiation while overcoming the technology transfer challenges.

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Unmanned Systems Roadmap 2007-2032

Goal 2. Emphasize commonality to achieve greater interoperability among system controls,


communications, data products, and data links on unmanned systems.
Objective 2.1. Field secure common data link (CDL) communications systems for
unmanned systems control and sensor product data distribution. (BLOS and LOS)
Objective 2.1.1. Improve capability to prevent interception, interference,
jamming, and hijacking. Seek integrated solutions between technology, tactics,
training, and procedures.
Objective 2.1.2. Migrate, as appropriate, to a capability compliant with the
Software Communications Architecture of the Joint Tactical Radio System when
available.
Objective 2.2. Increase emphasis on common control and common interface
standards to allow for greater interoperability of unmanned systems.
Objective 2.3. Ensure compliance with the existing DoD/Intelligence Community
Motion Imagery Standards Board metadata standard and profiles for all unmanned
systems capable of full motion video.

Goal 3. Foster the development of policies, standards, and procedures that enable safe and
timely operations and the effective integration of manned and unmanned systems.
Objective 3.1. Promote the development, adoption, and enforcement of Government and
commercial standards for the design, manufacturing, and testing of unmanned systems.
Objective 3.2. Coordinate with Federal Aviation Administration (FAA) and other
applicable Federal transportation organizations to ensure the operations of DoD
unmanned systems adhere to collision avoidance requirements (airspace, waterspace, and
ground) comparable to the requirements of their manned counterparts.
Objective 3.3. Develop and field unmanned systems that can sense and autonomously
avoid other objects in order to provide a level of safety equivalent to comparable manned
systems.

Goal 4. Implement standardized and protected positive control measures for unmanned systems
and their associated armament.
Objective 4.1. Develop a standard unmanned systems architecture and associated
standards for all appropriate unmanned systems.

Objective 4.2. Develop a standard unmanned systems architecture and associated


standards for unmanned systems capable of weapons carriage.

Goal 5. Support rapid integration of validated combat capabilities in fielded/deployed systems


through a more flexible test and logistical support process.
Objective 5.1. Develop and field reliable propulsion alternatives to gasoline-powered
internal combustion engines.
Objective 5.2. Develop common, high-energy-density power sources (primary and
renewable) for unmanned systems that meet their challenging size, weight, and space
requirements, preferably common with manned systems as well.

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Unmanned Systems Roadmap 2007-2032

Goal 6. Aggressively control cost by utilizing competition, refining and prioritizing


requirements, and increasing interdependencies (networking) among DoD systems.

Objective 6.1. Compete all future unmanned system programs.


Objective 6.2. Implement Configuration Steering Boards to increase the collaboration
between engineering and operations to field vital capability within budget constraints.
Objective 6.3. Develop common interoperability profiles for development, design and
operation of unmanned systems.

Chapter 1 Introduction
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Unmanned Systems Roadmap 2007-2032

Chapter 2. Strategic Planning and Policy

2.1. Background

Unmanned systems are currently serving in key operational roles in the GWOT and routinely
garner enthusiastic support from the warfighters who employ them. The operational utility and
potential of unmanned systems are growing at an accelerating rate throughout DoD to the extent
that unmanned systems will inevitably have a continued and greater presence within the force
structure over the foreseeable future. The Department is, therefore, committed and is
organizationally postured to shape and capitalize on unmanned systems technology advances to
better serve the warfighters.

This Roadmap is focused on providing capability to the warfighter and fostering interoperability
of air, ground, and sea systems both unmanned and manned. The Roadmap describes
unmanned systems in the current force structure as well as systems currently in development.
The combination of these efforts into a single document with a common vision represents the
initial strategy and schedule by which the Department intends to capitalize on unmanned systems
to execute missions that today are largely conducted with manned systems. Elements such as the
vision, strategy, schedules, and technology investments will be further refined when the 2009
publication of the Unmanned Systems Roadmap is prepared.

2.2. Congressional Direction

In Section 220 of the Floyd D. Spence National Defense Authorization Act for Fiscal Year (FY)
2001 (Public Law 106-398), 1 Congress stated two key, overall goals for the DoD with respect to
UAS and UGV development:

By 2010, one third of the aircraft in the operational deep strike force should be unmanned,
and
By 2015, one third of the Armys Future Combat Systems (FCS) operational ground combat
vehicles should be unmanned.

Since this 2001 expression of Congressional intent to advance the introduction of unmanned
systems into the Joint Forces, the DoD has taken positive steps toward achieving those goals.
Congress assisted the continued accelerated fielding of existing UASs by amending Section 142
of the National Defense Authorization Act for FY2006, which contained a provision limiting the
initiation of new UASs. Section 141 of the John Warner National Defense Authorization Act for
FY 2007 makes it clear that the limitations contained in the 2006 authorization act do not apply
to systems under contract, previously procured, or for which funds have been appropriated but
not yet obligated. 2

1
These goals and associated reporting requirements are found in section 220 of the Floyd D. Spence National
Defense Authorization Act for FY2001 (Public Law 106-398; 114 Stat 1654A-38).
2
Section 141 of the John Warner National Defense Authorization Act for FY 2007 (Public Law 109-364, 120 Stat
2116) amending Section 142 of National Defense Authorization Act for FY2006 (Public Law 109-163; 119 Stat.
3164).

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Unmanned Systems Roadmap 2007-2032

In response to Section 941 of the John Warner National Defense Authorization Act for FY 2007
an interim report was provided by DoD to address unmanned systems requirement generation
and acquisition processes. The assessment of the Department in the report is that current policies
for capabilities generation, acquisition and sustainment processes, and DoD organizational
structures for unmanned systems development are very much aligned with Congressional intent
without additional policy development. By recognizing and pursuing the potential of unmanned
systems to provide improved capability to the Nations warfighters, the Department oversees and
manages the focused development of unmanned systems from a single, centralized,
organizational vantage point within the Office of the Under Secretary of Defense Acquisition,
Technology, and Logistics (OUSD(AT&L)). This Roadmap enables the Department to take
deliberate, appropriate, operationally effective steps toward fulfilling the goals of having one
third of the aircraft in the operational deep strike force be unmanned by 2010 and having one
third of the Armys FCSs operational ground combat vehicles be unmanned by 2015.

2.3. Acquisition Policies

2.3.1. General
Development and acquisition of UASs, UMSs, and UGVs are governed by a myriad of DoD
directives that provide policy and direction for specific developments or classes of development
activities. Because unmanned systems are really systems of systems, including components
such as platforms, sensors, weapons, command and control architectures, computers, and
communications, the Military Departments and program managers must integrate the policy of
multiple documents into their program plans. The following is a partial reference list of key
DoD Chief Information Officer (CIO) directives of interest to the unmanned systems
community:

3222.3 DoD Electromagnetic Environmental Effects (E3) Program 9/08/2004


4630.5 Interoperability and Supportability of IT and National Security Systems (NSS)
5/5/2004
4640.13 Management of Base and Long-Haul Telecommunications Equipment and Military
Services 12/05/1991
4650.1 Policy for Management and Use of the Electromagnetic Spectrum 6/08/2004
4650.5 Positioning, Navigation, and Timing 6/2/2003
5030.19 DoD Responsibilities on Federal Aviation and National Airspace System Matters
6/15/1997
5100.35 Military Communications-Electronics Board (MCEB) 3/10/1995
5144.1 Assistant Secretary of Defense for Networks and Information Integration/DoD Chief
Information Officer (ASD(NII)/DoD CIO) 5/02/2005
8000.1 Management of DoD Information Resources and Information Technology 2/27/2002
8100.1 Global Information Grid (GIG) Overarching Policy 9/19/2002
8100.2 Use of Commercial Wireless Devices, Services, and Technologies in the DoD Global
Information Grid (GIG) 4/14/2004
8190.1 DoD Logistics Use of Electronic Data Interchange (EDI) Standards 5/5/2000
8320.2 Data Sharing in a Net-Centric Department of Defense 12/02/2004
8500.1 Information Assurance 10/24/2002

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Unmanned Systems Roadmap 2007-2032

2.3.2. Joint Capabilities Integration and Development System (JCIDS)


JCIDS supports the Chairman of the Joint Chiefs of Staff (CJCS) and the Joint Requirements
Oversight Council (JROC) in identifying, assessing and prioritizing joint military capability
needs. CJCSI 3170.01E.3 describes the process all military departments should follow when
identifying, assessing, prioritizing and determining solutions for needed capabilities.
Furthermore, JCIDS implements an enhanced methodology using joint concepts that will
identify and describe existing or future shortcomings and redundancies in warfighting
capabilities; describe effective solutions; identify potential approaches to resolve those
shortcomings; and provide a foundation for further development.4

As part of the JCIDS policy and implementation, rigorous assessment and analysis are required
before a decision can be made about which (materiel or nonmateriel) approach to pursue in
resolving identified capability gaps or redundancies. Performing a Capabilities-Based
Assessment (CBA) results in the specific identification of a viable, affordable military solution.
A CBA comprises four types of analysis: Functional Area Analysis (FAA), Functional Needs
Analysis (FNA), Functional Solutions Analysis (FSA), and Post-Independent Analysis (PIA).

A FAA identifies the operational tasks, conditions, and standards needed to achieve military
objectives. A FNA assesses the ability of the current and programmed warfighting systems to
deliver needed capabilities, produces a list of capability gaps that require solutions, and indicates
the time frame in which those solutions are needed. A FSA identifies potential approaches to
satisfying the capability needs including product improvements to existing materiel, adoption of
interagency or foreign materiel solutions, and initiation of new materiel programs. A PIA
independently reviews the FSA to ensure the latter was thorough and the recommended
approaches are reasonable possibilities to deliver the capability identified in the FNA. 3

Each of the above analyses affords DoD the opportunity to identify and examine rigorously
capability gaps and potential materiel or nonmaterial solutions, both manned and unmanned, to
those requirements. The policies and implementation of JCIDS via these analyses are how
unmanned systems will be assessed for their ability to meet the capability gaps and potential for
greater integration with, and/or replacement of, manned systems in the future. Furthermore, the
JCIDS analyses also take into consideration the additional factors of timing, affordability,
technical soundness, and sustainability associated with potential unmanned system solutions in
order to maximize the investment return in all domains of unmanned systems.

Go to http://www.dtic.mil/cjcs_directives/cdata/unlimit/3170_01.pdf for additional information


on the JCIDS process.

2.3.3. DoD 5000 series


Following validation of the requirement through the JCIDS process, unmanned systems
capability requirements are satisfied through the execution of acquisition programs in the same
manner as manned systems through DoDD 5000.1 and DoDI 5000.2. 4 In accordance with
DoDD 5000.1, The primary objective of Defense acquisition is to acquire quality products that
satisfy user needs with measurable improvements to mission capability and operational support,

3
CJCSI 3170.01E, Enclosure A, p. A-5.
4
Department of Defense Directive (DoDD) 5000.1, The Defense Acquisition System, 12 May 2003, and
Department of Defense Instruction (DoDI) 5000.2, Operation of the Defense Acquisition System, 12 May 2003.

Chapter 2 Strategic Planning and Policy


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Unmanned Systems Roadmap 2007-2032

in a timely manner, and at a fair and reasonable price. 5 DoDD 5000.1 further states, Advanced
technology shall be integrated into producible systems and deployed in the shortest time
practicable. 6 DoDI 5000.2 requires the preparation of an analysis of alternatives for potential
and designated acquisition category (ACAT) I programs. 7 The purpose of the analysis of
alternatives is an analytical comparison of the operational effectiveness, suitability, and life
cycle cost of alternatives that satisfy established capability needs. 8

As with JCIDS, DoDD 5000.1 and DoDI 5000.2 direct that rigorous analysis be undertaken to
assess the ability of the potential materiel solution to meet validated requirements in the context
of other considerations such as affordability, timeliness, and suitability. Because the Defense
acquisition system deliberately seeks affordable advanced technology solutions and JCIDS
identifies the mission requirements and the associated time frame in which those requirements
should be met, existing policies position the Department to satisfy departmental needs and meet
Congressional intent with regard to unmanned systems policy and development. When a
materiel solution is deemed as the appropriate path for satisfying a capability need, preference is
given to advanced technology in accordance with DoDD 5000.1. Unmanned systems are
considered as potential solutions because they are considered advanced technology and are
assessed for feasibility as part of the PIA.

Go to http://akss.dau.mil/dapc/index.html for more information on the DoD 5000 series


documents.

5
DoDD 5000.1, Section 4.2, p. 2.
6
DoDD 5000.1, Section 4.3.2, p. 2.
7
DoDI 5000.2, Enclosure 6, Resource Estimation, paragraph E6.1.5.
8
Defense Acquisition Guidebook, 16 December 2004, paragraph 3.3, Analysis of Alternatives.

Chapter 2 Strategic Planning and Policy


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Unmanned Systems Roadmap 2007-2032

2.4. Unmanned Systems Funding

Unmanned systems investments continue to grow as additional capability requirements are


generated by Operation Iraqi Freedom and Operation Enduring Freedom and as COCOMs gain
confidence in the operational contributions of unmanned systems. The trend toward adoption of
unmanned systems solutions is anticipated to accelerate through the Future Years Defense
Program (FYDP). The level of current and planned investments in unmanned systems is
depicted in Table 2.1 and Figure 2.1.

Table 2.1 FY200713 Presidents Budget for Unmanned Systems

PORs Funding
FY07 FY08 FY09 FY10 FY11 FY12 FY13 TOTAL
FY08PB ($M) Source
UGV RDT&E* $198.2 $215.4 $199.8 $167.5 $129.3 $58.5 $20.0 $989
PROC* $106.5 $39.3 $29.7 $18.3 $17.9 $156.3 $481.5 $849
O&M* $156.0 $5.7 $8.8 $10.3 $11.0 $12.1 $12.7 $217
UAS RDT&E $760.8 $814.8 $1246.7 $1334.9 $1181.8 $859.1 $839.5 $7,038
PROC $878.4 $1370.3 $2025.1 $2010.5 $1725.7 $1750.8 $1585.7 $11,346
O&M $590.0 $352.3 $367.7 $421.2 $458.8 $501.5 $552.0 $3,244
UMS RDT&E $43.8 $22.7 $34.5 $77.0 $86.0 $101.9 $131.9 $498
PROC $1.7 $2.7 $3.2 $4.8 $40.8 $25.0 $25.1 $103
O&M $4.3 $3.1 $2.8 $2.3 $3.9 $5.9 $6.9 $29
TOTAL $2731.5 $2825.4 $3949.6 $4041.6 $3657.3 $3461.3 $3643.5 $24,310
* RDT&E = Research, Development, Test, and Evaluation; PROC = Procurement; O&M = Operations and Maintenance

$4,500.0

$4,041.6
$4,000.0
$3,949.6
$3,657.3
$3,461.3 $3,643.5
$3,500.0

$3,000.0
$2,825.4
$2,731.5
$2,500.0

$2,000.0

$1,500.0

$1,000.0

$500.0

$0.0
FY07 FY08 FY09 FY10 FY11 FY12 FY13

Figure 2.1 DoD Annual Funding Profile for Unmanned Systems ($M)

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2.5. Departmental Responsibilities

DoD has a well-established organization for effective management, coordination, and budgeting
for the development and procurement of unmanned systems. The Portfolio System Acquisition
(PSA) Directorate within OUSD(AT&L) is responsible for executing strategic direction that
shapes and governs capability and product line portfolios through insight and oversight and
horizontal integration across the OSD, Military Departments, and Joint Staff. Within PSA,
unmanned systems are recognized both as elements of a product line portfolio, and thus
supported by this Unmanned Systems Roadmap, and as contributors to multiple-capability
portfolios, given the significant variety of missions that unmanned systems perform.

Additionally, the PSA Directorate is responsible for synchronizing the development of an


unmanned systems integration strategy. Three Deputy Directorates coordinate horizontally on a
regular basis and address management and budgeting for unmanned systems across respective
domains as compared to management by individual Military Departments. All PSA actions and
decisions regarding unmanned systems are informed by coordination with th Military
Department; and a variety of forums exist to enable continuous collaboration between PSA, the
Joint Staff, and the Military Departments in addressing issues such as program performance,
funding allocations, technology investments, and standards. See Figure 2.2.

OUSD(AT&L) ASD(NII) Joint Chiefs of


Staff

A&T

JROC
PSA

Air Warfare Land Warfare Naval Warfare PBFA JFCOM


(Airspace Policy)

UAS PTF JGRE JUAS COE

Figure 2.2 OSD Organizational Support for Unmanned Systems

2.5.1. Naval Warfare


The Naval Unmanned Systems Executive Steering Group was established in 2005 by the Navy
Staff (OPNAV N8) in support of Chief of Naval Operations (CNO) guidance to develop an
unmanned vehicle strategy that moves the Navy from joint deconfliction to integration to
interdependence and that accelerates the introduction of unmanned vehicles into the force. The
Navy last updated the Unmanned Undersea Vehicle (UUV) Master Plan in November 2004, and
the first Unmanned Surface Vehicle (USV) Master Plan is currently in internal Navy review.

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2.5.2. Ground Warfare


Joint Ground Robotics Enterprise (JGRE) policy developed in accordance with direction from
Congress and DoD is to perform the following:

Oversee a consolidation of efforts,


Concentrate on establishing definitive robotics operational capabilities, and
Pursue critical technologies to satisfy capability needs.

The JGRE approach involves additional direction and prioritization and takes into account near-
term emerging requirements and GWOT needs; mid-term and long-term technology maturation;
and greater collaboration between warfighters, laboratories, and program managers to link
doctrine, technology, and capability needs.

As a management tool for UGV development coordination, the JGRE has instituted the Joint
Ground Robotics (JGR) Technical Advisory Board (TAB), which coordinates across the Joint
Staff and Military Departments the ground robotics acquisition and the efforts to map technology
developments (from DoD labs, industry, and academia) to the most pressing military issues and
joint priorities. The JGR 06 Council prioritizes and allocates Advanced Component
Development and Prototypes (ACD&P) and System Development and Demonstration (SDD)
investments based on assessments of technology maturity and feasibility associated with
technologies recommended by the TAB. These efforts ensure technologies are assessed,
matured, and transitioned to programs of record (PORs) to satisfy validated requirements for
ground applications across all the Military Departments. Examples of success include the joint
development, upgrade, and sustainment of explosive ordnance disposal (EOD) robots that are
used by all Military Departments in theater to counter Improvised Explosive Devices (IEDs).

2.5.3. Air Warfare


The UAS Planning Task Force (PTF) was established in 2001 to be the single focal point within
the DoD to guide UAS planning and execution, in coordination with the Military Departments,
Joint Staff, and other agencies. The UAS PTF promotes payload commonality by developing
and enforcing interface standards, ensuring Military Department cooperation, leveraging UAS
contributions to precision targeting, promoting joint experimentation for integrating UAS into
combat operations, assisting the transition of promising UAS-related technologies, and resolving
overarching export policy and airspace issues. The UAS PTF published three DoD UAS
roadmaps (formerly unmanned aerial vehicle roadmaps) as a technology roadmap, which
provided DoD with the opportunity to plan for UAS development and employment over the next
25 years.

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Chapter 3. Interoperability and Standards

3.1. Interoperability Requirements

Interoperability is the ability to operate in synergy in the execution of assigned tasks (JP1-02).
Properly implemented, it can serve as a force multiplier and can simplify logistics.
DoDD 5000.1 establishes the requirement to acquire systems and families of systems that are
interoperable. 9 DoDs unmanned systems will need to demonstrate interoperability on a number
of levels:

Among different systems of the same modality. The Armys OneSystem common ground
control station (GCS) for its MQ-5 Hunter, RQ-7 Shadow, and MQ-1 Warrior UASs is an
example of this level of existing interoperability.
Among systems of different modalities. The planned ability of ground and air vehicles of the
Armys FCS to work cooperatively is an example of this level of future interoperability.
Among systems operated by different Military Departments under various concepts of
operations (CONOPSs) and tactics, techniques, and procedures (TTP), i.e., in joint
operations. An example of this is the Joint Forces Air Component Commanders Air
Tasking Order (ATO).
Among military systems and systems operated by other entities in a common environment.
The ability of military UASs to share the National Airspace System (NAS) and international
airspace with commercial airliners and general aviation is an example of this level of future
interoperability.
Among systems operated by non-DoD organizations, allies, and coalition partners, i.e., in
combined operations. The MQ-9 Reapers of the Customs and Border Protection (CBP) and
the Air Force and the RQ-1/MQ-1 Predators of the Italian Air Force and U.S. Air Force are
limited (same modality, same model), existing examples of this level of interoperability.

Interoperability is achieved by buying common components, systems, and software and/or by


building systems to common standards. It is most affordable when built into the DoD systems
during the design and acquisition phases, and formal standards best ensure interoperability is
incorporated during these phases.

3.2. Unmanned Systems Standards

Standards (formal agreements for the design, manufacture, testing, and performance of
technologies) are a key enabler of interoperability. PL104-113 10 requires Federal organizations
to adopt commercial standards where practical rather than expending its resources to create or
maintain similar ones, specifically in the case of military standards. Where needed standards do
not exist or prove insufficient, OMB Circular A-119 11 directs Federal employees to work within
consensus-based standards development organizations (SDOs) to create such standards. SDOs
are domestic or international organizations that plan, develop, establish, or coordinate voluntary

9
DoDD 5000.1, Enclosure 1, paragraph E1.10.
10
Public Law (PL) 104-113, National Technology Transfer and Advancement Act of 1995.
11
Office of Management and Budget (OMB) Circular A-119, Federal Participation in the Development and Use of
Voluntary Consensus Standards and in Conformity Assessment Activities, 1998.

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consensus standards using agreed upon procedures that define openness, consensus, balance, due
process, and appeals. DoD 4120.24-M 12 requires that DoD first consider using non-Government
standards (NGSs), or support revising or developing a NGS to meet DoD needs, in preference to
using Federal documents whenever feasible. In addition to interoperability, using standards also
promotes product quality assurance, furthers DoD commercial acquisition goals, conserves DoD
resources, supports the U.S. industrial base, promotes dual-use technology, and improves DoDs
mobilization capabilities.

Recognizing the relationship between interoperability and standards, the Secretary of Defense
delegated responsibility to the Under Secretary for Acquisition, Technology, and Logistics, who
assigned the Defense Standardization Program Office (DSPO) as the executive agent to
encourage and coordinate DoDs role in standards development and use. DSPO is the DoD
representative on the Congressionally mandated Interagency Committee for Standards Policy,
which is chaired by the National Institute for Standards and Technology (NIST) and consists of
representatives from most Federal agencies. DoDs unmanned community, represented by Naval
Air Systems Command (NAVAIR) PMA-263, began developing UAS standards for NATO in
the mid-1990s as a participant in NATOs Planning Group 35 (PG-35). Beginning in 2002, a
number of SDOs began creating committees within their ranks to address the needs of the
unmanned community across the spectrum of U.S. and international, as well as military, civil,
and commercial, users of unmanned systems (see Table 3.1). DSPO reviews and coordinates
standards developed by these SDO committees for adoption by DoD.

DoD personnel are actively participating within these SDOs in the following roles to develop
standards for unmanned systems:

Ensuring DoD-relevant standards are being created,


Guarding against wording in standards that would be at cross purposes with DoDs needs
(e.g., compromising DoDs right to self-certify aircraft airworthiness), and
Preventing duplication of standard-creating efforts across SDOs.

This last role is important because the practices of individual industry often provide the starting
point of community-wide standards and make the participation of industry experts, which is
largely voluntary, crucial in creating worthwhile standards; therefore, it becomes important to
not squander industrys voluntary support to these SDOs. Through their consensus-based
processes, SDOs help protect the proprietary concerns of their commercial participants yet draw
on the expertise of these participants to produce standards for the good of the unmanned
community. DoD personnel should encourage and complement, not supplant, the participation
of commercial industries in SDOs. Table 3.1 describes the organizations with which DoD
members are now involved in developing standards for unmanned systems.

The DoD unmanned community participates in standards development through three avenues:

NATO Standardization Agency, through the work of its Joint Capability Group on
Unmanned Aerial Vehicles (JCGUAV),
OSD JGRE, through its Joint Architecture for Unmanned Systems (JAUS), and

12
DoD 4120.24-M, Defense Standardization Program Policies and Procedures.

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Military Department UAS program offices, through their UAS Airspace Integration Joint
Integrated Product Team (JIPT).

Each coordinates (or should coordinate) its products with DSPO. A fourth, Federal venue for
unmanned standards, NIST, has, with DoD participation, worked primarily to establish
terminology for autonomous capabilities.

Table 3.1 Organizations Developing Standards for Unmanned Systems

SDO
Category of information
AIAA* ASTM* RTCA* SAE*
Certification ANSI ANSI/ISO ANSI
UAS Committee UAV COS* F38 SC-203 AS-4, others
- Formed Oct 2002 Jul 2003 Dec 2004 Aug 2004
- No. of Members ~15 ~200 ~200 ~120
No. of Standards
- Produced 60 15,000 152 8300
- On Aviation 7 200+ 152 4000+
- Adopted by DoD 3 2572 0 3240
- Recognized by FAA 0 30+ 152 Numerous
- Produced on Unmanned Systems 1 8 0 1
- In Work on Unmanned Systems 0 12 3 4
* AIAA = American Institute of Aeronautics and Astronautics; ASTM = American Society of Testing and Materials; COS = Committee on
Standards; RTCA = Radio Technical Commission for Aeronautics; SAE = Society of Automotive Engineers

3.2.1. UAS Standards


The leaders of the UAS program offices in the Military Departments are the 303d Aeronautical
Systems Wing (Air Force), PMA-263 (Navy), and SFAE-AV-UAS (Army). Together, they
formed the UAS Airspace Integration JIPT in 2005 to address common issues and formulate a
common approach to gaining access to airspace outside of military special-use airspaces for their
unmanned aircraft. The JIPT is chartered to provide recommendations for regulations, policies,
and standards that will lead to eventual acceptance of unmanned military aircraft routinely
flying among civilian, manned aircraft. Having identified an automated sense and avoid
(S&A) capability and secure, robust communication links as the two foremost challenges to
achieving this vision, the JIPT is working in close association with the FAA-chartered RTCA
SC-203 committee on unmanned aviation that has as its objective to solve the same two issues.
Although neither group has set a firm timetable for producing an S&A (or a control and
communication) recommendation, such a deliverable is not expected before 2010. Until then,
DSPO has adopted ASTM F2411 as an interim performance standard for UAS S&A systems,
and conformance with it can be cited as a risk-mitigating measure in DoD requests for
certificates of authorization (COAs) to the FAA.

The JIPT is organized into issue-focused subteams and support-focused activity centers (see
Figure A.5), one of which is a standards development activity center. Its first activity has been to
perform a standards gap analysis to identify airworthiness, operations, and crew certification
topics for which standards are lacking or insufficient. The initial survey identified gaps for
catapults, recovery wires/nets, auto-takeoff and auto-land, and weapons security, among others,

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Unmanned Systems Roadmap 2007-2032

to be worked by SDOs. One such SDO, ASTM International and its F-38 UAS Committee,
published a limited standards gap analysis for unmanned airworthiness in 2005 (ASTM F2501),
and its recent F2585 standard for pneumatic and hydraulic catapults was adopted for DoD use by
DSPO in 2006. The organization of JIPT is depicted in A.3.

In addition to the JIPTs standards activities, PMA-263 continues to support NATO JCGUAVs
interoperability efforts in unmanned aviation. JCGUAV subsumed NATOs three Military
Department UAS-related groups (PG-35, Air Group 7, and Task Group 2) in 2006. Its major
accomplishments to date have been Standardization Agreement (STANAG) 4586 for UAS
message formats and data protocols, STANAG 4660 for interoperable command and control
links, STANAG 4670 for training UAS operators, and STANAG 7085 for the CDL
communication system, which has been mandated by OSD since 1991. It has also drafted
STANAG 4671 for UAS airworthiness.

3.2.2. UGV Standards


JAUS began in 1995 as an effort by the Armys program office for UGVs in the Aviation and
Missile Research, Development and Engineering Center (AMRDEC) at Redstone Arsenal to
establish a common set of message formats and data protocols for UGVs made by various
manufacturers. Deciding to convert JAUS to an international industry standard, the program
office approached the SAE, an SDO with robotics experience, which established the AS-4
Unmanned Systems Committee in August 2004. AS-4 has three subcommittees focused on
requirements, capabilities, and interfaces and an experimental task group to test its recommended
formats and protocols before formally implementing them. It plans to complete its conversion of
JAUS and issue it as an SAE standard during fourth quarter FY2009. Although AS-4 is open to
its members creating standards on other aspects of unmanned systems beyond message formats
and data protocols for UGVs, much of this broader work is now being undertaken by other UAS-
related SDOs. STANAG 4586 is unmanned aviations counterpart to JAUS.

3.2.3. UMS Standards


The Navys Program Executive Officer of Littoral and Mine Warfare (PEO(LMW)) formally
adopted JAUS message formats and data protocols for use with its unmanned undersea, surface,
and ground vehicles in 2005. Working through SAE AS-4, the Naval Undersea Warfare Center
(NUWC) has been expanding JAUS to serve the UMS community. It has found only 21 percent
of UMS message formats to be directly compatible with the formats of JAUS, with the high
percentage of new formats needed possibly due to the operation of UMSs in three dimensions
versus the two dimensions of UGVs, for which JAUS was developed.

3.2.4. Media Standards


NGSs exist that provide a framework for storing digital video content. One such framework is
the Media Exchange Format (MXF), which provides an architecture for exchanging digital video
content as a file. An MXF file has a file header that includes metadata providing information on
the video content, also referred to as the essence, that follows the file header. A footer
terminates the file. The MXF metadata are composed of objects that are encoded using the Key,
Length, Value (KLV) coding scheme.

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KLV is defined in SMPTE 336M-2001. 13 The key indicates what kind or type of data will be
presented in the payload. The length describes how many bytes are expected in this set of data.
The value yields the actual payload of the length previously described. The KLV protocol
provides a common interchange for all compliant applications irrespective of the method of
implementation or transport. 14 KLV is the standard that the Department is implementing.

The benefit of KLV lies in its use with MXF. It was designed and implemented to improve file-
based interoperability among servers, workstations, and other content-creation devices. These
should result in improved workflows and in more efficient working practices than is possible
with mixed and proprietary file formats. It is not compression-scheme-specific; it simplifies the
integration of systems using Motion Picture Experts Group (MPEG) and digital video formats as
well as future compression strategies. In other words, the transportation of these different files
will be independent of content and will not dictate the use of specific manufacturers equipment.
Any required processing can simply be achieved by automatically invoking the appropriate
hardware or software codec. However, MXF is designed for operational use; therefore, all the
handling processes are seamless to the user.

3.3. Roadmap Interoperability Objectives

To provide future, seamless interoperability by DoD UASs with its UGVs and UMSs, a single
standard for message formats and data protocols is needed where two such standards,
STANAG 4586 and JAUS, exist today. Currently, some level of overlap exists between these
two standards in that both are being applied to UASs [JAUS/SAE to smaller tactical unmanned
aerial vehicles (TUAVs)] and some initiatives are underway that are attempting to apply and
demonstrate STANAG 4586 for USVs and potentially other platform types. The long-term goal
within DoD is the evolution to a unified standard where practical. An effort to integrate or
combine these two standards is being pursued by the Joint Unmanned Systems Common Control
(JUSC2) advanced concept technology demonstration (ACTD), with the placing of an engineer
in both SAE-4 and PG-35 working groups as a fully participating and voting member of both
groups. This initiative has led to the identification of a common approach that both groups are
now pursuing that will lead to one interoperability standard that can be applied for development
of all unmanned systems types in the future. SAE-4 and PG-35 are starting to converge on
identification of a set of Internet Protocol-based development schemas [Extensible Markup
Language (XML) is an example] and open-source software development and certification tool
sets that promise to blur the current distinction between the two standards. This work is
documented in a Navy technical report, Standardization of Unmanned Systems Technical
Standards, from Naval Surface Warfare Center, Panama City, published in July 2007.

13
Society of Motion Picture and Television Engineers (SMPTE) 336M-2001, Television-Data Encoding Protocol
Using Key-Length Value, 28 March 2001, http://www.smpte.org or http://en.allexperts.com/e/s/so/society_of_
motion_picture_and_television_engineers.htm.
14
International Standard IEC 62261-2, International Electrotechnical Commission, Geneva, Switzerland, 2005,
pg. 6.

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Chapter 3 Interoperability and Standards


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Chapter 4. COCOM Mission and Capability Needs

4.1. Why Unmanned Systems?

The familiar saying that unmanned systems are better suited for dull, dirty, or dangerous
missions rather than manned systems presupposes that man is the limiting factor in performing
certain warfighting missions. Although most missions can be dull or dangerous at times, humans
continue to execute them, whether as a matter of tradition or as a substitute for technology
inadequacies.

The Dull. Air warfares long-duration sorties represent one of the most pronounced
examples of dull mission roles. The longest Operation Enduring Freedom B-2 sortie was
just over 44 hours, and the longest Operation Iraqi Freedom B-2 sortie was 39 hours. Fatigue
management of the two-person crew is a serious concern of unit commanders during long-
duration sorties. Contrast this relatively short-term imposition on crew endurance with the
nearly continuous string of nearly day-long MQ-1 missions over Afghanistan and Iraq that
have been flown by stateside crews rotating through four-hour duty cycle for over four years.
The Dirty. The Air Force and Navy used unmanned B-17s and F6Fs, respectively, from
1946 to 1948 to fly into nuclear clouds within minutes after bomb detonation to collect
radioactive samples, clearly a dirty mission. Unmanned surface drone boats, early USVs,
were also sent into the blast zone during Operation Crossroads to obtain early samples of
radioactive water after each of the nuclear blasts. In 1948, the Air Force decided the risk to
aircrews was manageable and replaced the unmanned aircraft with manned F-84s whose
pilots wore 60-pound lead suits. Some of these pilots subsequently died due to being trapped
by their lead suits after crashing or to long-term radiation effects.
The Dangerous. EOD is a prime example of dangerous missions. Coalition forces in Iraq
have neutralized over 11,100 IEDs since 2003. Ground robots have been used in a large
percentage of these instances. The number of UGVs deployed in Iraq in the EOD role has
increased from 162 in 2004 to 1600 in 2005 to over 4000 in 2006.

In the above three roles, the attributes that make the use of unmanned systems preferable to
manned platforms include the following:

For the dull, allows the ability to give operators normal mission cycles and crew rest.
For the dirty, increases the probability of a successful mission and minimizes human
exposure.
For the dangerous, lowers the political and human cost if the mission is lost.

Lower downside risk and higher confidence in mission success are two strong motivators for
continued expansion of unmanned systems across a broad spectrum of warfighting and
peacetime missions.

4.2. Capability Requirements

Unmanned systems provide additional advantages and contributions beyond replacing humans in
dull, dirty, and dangerous roles. For example, higher survivability, increased endurance, and the
achievement of higher G-forces, as well as smaller sizes and thus signatures, in UASs are all
made possible by removing the human from the aircraft. As another example, Sea Power 21

Chapter 4 COCOM Mission and Capability Needs


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Unmanned Systems Roadmap 2007-2032

specifies the use of unmanned systems as force multipliers and risk reduction agents for the
Navy of the future: indeed 20 percent of the Navys 2020 surface fleet will be littoral combat
ships (LCSs). LCSs are the first ship class fielded with a significant portion of its warfighting
capability tied to reconfigurable mission modules, many of which are made up of unmanned
systems serving as force multipliers that provide critical standoff. UMSs extend the reach of
intelligence, surveillance, and reconnaissance (ISR) and other mission monitoring capabilities
into denied areas and into waters too shallow or otherwise inaccessible for conventional
platforms. Similarly, the JGRE sees UGVs as proving to be essential force multipliers in todays
operations, particularly in the area of IED defeat, and promising to provide advanced warfighting
capabilities and reduce risk levels to warfighters.

4.2.1. User Priorities Across COCOMs and Military Departments


Each COCOM annually submits an integrated priorities list (IPL) of shortfalls in that theaters
warfighting capabilities. IPLs are the seminal source of joint requirements from U.S. warfighters
and possess three essential attributes as requirements sources. They are direct from the field in
pedigree, joint in perspective, and reexamined annually. Therefore, their requirements remain
both current and auditable over the years.

The COCOMs submitted 112 capability gaps in their FY200813 IPLs. These 112 capability
gaps when combined with Military Department-identified gaps, CONPLAN 7500, and other
lessons learned in the GWOT resulted in a total of 526 gaps. These 526 gaps were synthesized
into 99 prioritized capability gaps. Of the 99 synthesized gaps, 17 are capabilities that are
currently, or could potentially be, addressed by unmanned systems, including 2 of the top 10. In
addition, 8 of the 9 COCOMs submitted gaps that could be addressed by unmanned systems.
This summary demonstrates the growing role of unmanned systems in meeting critical
warfighting capabilities.

In the summer of 2006, OSD, through the Joint Staff, requested COCOM and Military
Department input to prioritize DoDs unmanned mission needs. Each COCOM and Military
Department was afforded an opportunity to rank predetermined mission areas across various
types and classes of unmanned systems. The priority lists below represent a best fit of the data
received, with all inputs receiving equal weight. Future versions of this Unmanned Systems
Roadmap will more succinctly define and categorize mission areas to enable a broader definition
and standardization of terms. Prior to publication of the 2009 update to this Roadmap, a standard
set of mission areas and unmanned systems classes will be developed. This standardization will
help facilitate increased joint interoperability and understanding of mission needs that can be
filled by unmanned systems. Mission area definitions can be found in Appendix E.

4.2.2. UASs Priorities


Table 4.1 represents the COCOM and Military Department needs for UASs prioritized by the
following four classes of aircraft, which were defined to differentiate the various capability needs
of the COCOMs:
Small. Gross takeoff weight (GTOW) less than 55 pounds.
Tactical. GTOW between 55 and 1320 pounds.
Theater. GTOW greater than 1320 pounds.
Combat. An aircraft designed from inception as a strike platform with internal bomb bays
or external weapons pylons, a high level of survivability, and a GTOW greater than
1320 pounds. An example is the Navy Unmanned Combat Air System.

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Table 4.1 COCOM and Military Department UAS Needs Prioritized By Aircraft Class

Mission Area Small Tactical Theater Combat


Reconnaissance 1 1 1 1
Precision Target Location and Designation 2 2 2 2
Signals Intelligence 7 3 3 4
Battle Management 3 4 5 6
Communications/Data Relay 8 6 4 7
CBRNE Reconnaissance 5 5 9 8
Combat Search and Rescue 4 7 8 9
Weaponization/Strike 16 8 7 3
Electronic Warfare 12 11 6 5
Mine Detection/Countermeasures 6 9 12 11
Counter CCD 10 10 11 12
Information Warfare 13 12 13 10
Digital Mapping 15 14 10 14
Covert Sensor Insertion 11 15 15 13
Decoy/Pathfinder 9 13 18 16
SOF Team Resupply 14 16 14 15
GPS Pseudolite 18 17 17 17
Littoral Undersea Warfare 17 18 16 18

4.2.3. UGV Priorities


Table 4.2 represents the COCOM and Military Department needs for UGVs prioritized across
the following three echelons: company, brigade combat teams (BCTs), and unit of action or
division.

Table 4.2 COCOM and Military Department UGV Needs Prioritized By Echelon

Mission Area Company BCTs Division

Reconnaissance 1 1 1
Mine Detection/Countermeasures 2 2 2
Precision Target Location and Designation 3 3 5
CBRNE Reconnaissance 6 4 3
Weaponization/Strike 4 6 6
Battle Management 8 5 4
Communications/Data Relay 5 7 7
Signals Intelligence 7 8 8
Covert Sensor Insertion 9 9 10
Littoral Warfare 13 10 9
Counter CCD 10 11 11

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4.2.4. UMS Priorities


Table 4.3 represents the COCOM and Military Department needs for UMSs prioritized across
the following four classes, as defined in the UUV Master Plan. At the time of the request for
input, USV classes had not been defined; however, USV mission areas and relative sizes were
considered in the generation of these priorities.

Man-portable. From approximately 25 to 100 pounds displacement.


Lightweight. Nominally 12.75 inches in diameter with displacement of about 500 pounds.
Heavyweight. 21 inches in diameter with displacement of about 3000 pounds. This class
includes submarine-compatible vehicles.
Large. Approximately 10 long-tons displacement and compatible with using both surface
ships and submarines.

Table 4.3 COCOM and Military Department UUV/USV Needs Prioritized By Class

Man- Light- Heavy-


Mission Area Large
portable weight weight

ISR 1 1 1 1
Inspection/Identification 2 2 2 2
MCM 3 3 3 3
Payload Delivery 8 7 4 7
CBRNE Reconnaissance 4 5 8 12
Covert Sensor Insertion 5 4 10 11
Littoral Surface Warfare 12 9 5 5
SOF Resupply 6 10 9 6
Strike 14 8 7 8
CN3 7 6 12 13
Open Ocean ASW 13 17 6 4
Information Operations 11 11 13 10
Time Critical Strike 15 13 11 9
Digital Mapping 9 12 15 14
Oceanography 10 16 16 15
Decoy/Pathfinder 16 15 14 17
Bottom Topography 17 14 17 16

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4.2.5. DoD Priorities


Comparing all the COCOM and Military Department inputs across the three domains for the
various classes of unmanned systems revealed common themes. The priorities summarized in
4.2.5.1 through 4.2.5.4 represent the Departments priorities for how unmanned systems can fill
gaps or improve capability. These priorities are not intended to focus all of our efforts on the top
two or three mission areas, relegating lower priority items to manned or existing systems. With
this unmanned coordination effort, the Department does risk stifling the advancement of out-of-
the-box solutions. Important work is being accomplished across the entire spectrum of mission
areas and should continue. In fact, there are likely missions and unmanned solutions that will
emerge in the coming years that do not exist today. However, the following priorities represent
DoDs most pressing needs as identified by a survey sent to the COCOMs and Military
Departments and should be considered for future unmanned research and procurement.

4.2.5.1. Reconnaissance
All three domains, across all classes of unmanned systems, listed some form of reconnaissance
(electronic and visual) as the number one priority. Information is the key enabler to todays joint
warfighter. Persistent surveillance was emphasized in the 2006 Quadrennial Defense Review
(QDR) and epitomizes the dull mission. Being able to surveil hostile areas while maintaining a
degree of covertness is highly desirable. The reconnaissance mission that is currently being
conducted by unmanned systems needs increased standardization and interoperability to gain
capability and economic efficiencies across the classes and domains. Satellites, manned aircraft
and submarines, and unattended sensors all have limitations that can be addressed by unmanned
systems. Certain efficiencies can be realized when unmanned systems operate together to
improve capability with lower costs.

4.2.5.2. Target Identification, and Designation


Finding, fixing, and tagging potential targets is a clear fit for unmanned systems. The ability to
operate in high-threat environments without putting warfighters at risk is a significant advantage
when compared to current manned systems. UUVs are already at work in conducting
underwater hull and pier inspections, and ground target designation by UASs can significantly
reduce the dangers encountered by current ground forces.

4.2.5.3. Counter Mine Warfare


The quintessential dangerous mission, countermine warfare may be the mission area most
suitable for unmanned systems. A significant amount of effort is already being expended to
improve the warfighters ability to find, tag, and destroy both land and sea mines. The work that
ground robots are doing in Iraq to defeat IEDs is saving countless lives. Sea mines represent one
of the cheapest and most effective deterrents to unobstructed use of the seas by the fleet and
commercial vessels alike.

4.2.5.4. Chemical, Biological, Radiological, Nuclear, Explosive (CBRNE) Reconnaissance


The ultimate dirty mission, CBRNE reconnaissance, may be the single most important element
of the joint mission to protect the homeland. The thought of a successful chemical or biological
attack on U.S. shores or deployed forces is unfathomable and could have a significant impact on
the U.S. military, economy, and foreign policy. The ability to find and destroy chemical and
biological agents and to survey the extent of affected areas is a crucial effort.

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4.3. Existing Joint Capabilities Being Filled by Unmanned Systems

Unmanned systems are performing many dull, dangerous, and dirty jobs today. Reviews of
existing and draft capability documents reveal a wide range of requirements and capabilities
being filled or developed. Parameters to consider include the following:

Typical warfighting specifications (endurance, payload capability, detection avoidance,


operational radius/area coverage, and operating parameters such as depth, altitude, and
speed),
Material requirements (size, weight, reliability, and availability),
Interoperability and open architecture, and
Requirements somewhat unique to unmanned systems (level of autonomy, obstacle
avoidance, and fail-safe systems).

The ability of unmanned systems to meet key warfighter needs is growing every day.

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Chapter 5. Organizational Efforts

There are currently hundreds of efforts underway within DoD, academia, and private industry to
advance unmanned systems development across the spectrum of military and nonmilitary
operations. Until recently, the majority of these efforts have been undertaken within a narrow
scope of a single platform type, Military Department, or technology. This chapter summarizes
and provides links to the major efforts underway specifically related to the advancement of DoD-
related unmanned systems. Through education and possible consolidation of the various
ongoing activities, economies of effort and funding may be possible.

5.1. Department of Defense (DoD)

5.1.1. Studies

5.1.1.1. 2005 Quadrennial Defense Review (QDR)


The 2005 QDR (published in February 2006) established the following department goals for
unmanned systems:

Investing in new equipment, technology, and platforms for the forces, including advanced
combat capabilities such as unmanned vehicles.
Strengthening forces to defeat terrorist networks, including establishing an UAS squadron
under Special Operations Command (SOCOM) to provide organic capabilities to locate and
target enemy capabilities in denied or contested areas.
Increasing procurement of UASs to increase persistent surveillance to nearly double todays
capacity.
Expanding maritime aviation to include unmanned aircraft for both surveillance and strike.
Optimizing Air Force reserve component personnel for new missions that can be performed
from the United States, including UAS operations.
Restructuring the Joint Unmanned Combat Air Systems (J-UCAS) program and developing
an unmanned longer range, carrier-based aircraft capable of being air-refueled to provide
greater standoff capability, to expand payload and launch options, and to increase naval reach
and persistence.
Increasing investment in UASs to provide more flexible capabilities to identify and track
moving targets in denied areas.

5.1.1.2. Joint Unmanned Aircraft Systems (JUAS) Standards Study


The JUAS Standards Study evaluated the adoption of standards (related to data link and sensor
data flow) by a representative set of UASs and assessed the effectiveness of the standards in
ensuring common and interoperable systems capable of efficient and effective dissemination of
UAS data. The study team examined DoD regulations, directives, and instructions as well as
Military Department guidelines and program documentation. The study team met with military
department officials, including UAS program managers and contractors, to discuss the current
status and future plans for their UAS platforms.

The recommendations presented in this study put greater emphasis on the more immediate
actions that can be taken by the joint UAS community to achieve interoperability through
currently accepted and proven standards and processes. The recommendations also include the

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necessary first steps to posture the joint UAS community to take advantage of early joint UAS
information or data flow definition and requirements to meet the evolving Global Information
Grid (GIG) and network-centric operational warfare environment. Coupled with a lack of
proactive, enforceable measures, a gap involving joint capabilities stakeholder definition,
application, and oversight exists in recent UAS acquisitions. Key areas of concern, discussed in
this study, involve standards definition, acceptance, and implementation for the greater good of
joint interoperability. Standards determination and implementation, when well informed with
effective Government stakeholder oversight and proactive measures, lead to valid results.
Properly enforced, the standards discussed within the study can strengthen UAS developed and
integrated subsystems, systems, and systems of systems for greater interoperability. A balanced,
well-governed joint process is capable of producing greater benefits for the Joint Forces.

5.1.1.3. Unmanned Air Systems Requirements Study


The goal of the Unmanned Air Systems Requirements Study is to update manned and unmanned
ISR requirements, which drive force structure for high-altitude (Global Hawk and U-2) and
medium-altitude (Predator, Reaper, Sky Warrior) ISR platforms. This update is needed because
the last high-altitude ISR requirements were defined in the 2001 Joint Airborne Reconnaissance
Analysis, and, to date, a comprehensive requirements analysis for full motion video systems has
not been accomplished. This effort will also evaluate operator/pilot skill sets and the need for
any adjustments in training equipage.

5.1.1.4. Office of Naval Research (ONR) Roles of Unmanned Vehicles


Directed by the Assistant Secretary of the Navy for Research, Development, and Acquisition, a
2002 study on the roles of unmanned vehicles assessed potential concepts of operations and
employment across all naval missions with respect to unmanned vehicles. The study panel
examined fleet needs, requirements, and desired capabilities and then recommended which
concepts were considered to have the greatest potential to improve warfighting capabilities and
effectiveness while reducing manpower and operating costs. The study results are available at
www.onr.navy.mil/nrac/docs/2003%5Fes%5Frole%5Funmanned%5Fvehicle.pdf.

Additionally, in 2005, the ONR Future Naval Capability (FNC) program was restructured to
align with the pillars of the Navys vision for the future, Sea Power 21, and to focus on providing
enabling capabilities to close warfighting gaps. The FNC program provides the best technology
solutions to stated OPNAV requirements by bundling discrete but interrelated science and
technology products that deliver a distinctly measurable improvement within a five-year time
frame. A three-star Navy and Marine Corps Board of Directors, the technical oversight group,
approves the FNC recommendations based on their contribution to closing a warfighting
capability gap, rather than on individual products. Thirty-five ongoing enabling capabilities are
dedicated to the FNC. For more details on FNC program studies, visit www.onr.navy.mil.

5.1.1.5. Joint Ground Robotics Enterprise (JGRE) Studies


As UGVs have proliferated on the battlefield, there have been multiple recommendations for
developing a common controller for these systems. The concepts for a common controller range
from a single controller to control multiple platforms, to a single controller configuration to
control all types of ground robotics, to a single controller configuration for all types of unmanned
systems. The JGRE will study each of these concepts, identify their attributes and deficiencies,
and provide a characterization of the associated trade space so that a better understanding of the
best path forward for addressing common control can be achieved. The study is not intended to

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recommend a solution or even establish requirements, but will serve as a good definition of the
implications associated with each of the options for common control of unmanned systems. The
study is expected to be completed by end of FY2007.

In another study, the Unmanned Systems Safety Precepts Policy Study, safety precepts
developed by the Unmanned Systems Safety Workshops were mapped to existing DoD policy to
determine whether the safety precepts were already addressed as policy or needed to be
instantiated in policy as a means of providing needed guidance for achieving safety certifications
for unmanned systems. The study identified which policy already addressed each precept and/or
gave recommendations for how to incorporate the precept into the policy so that DoD has a
comprehensive set of policy guidance that enables consistent, robust safety certification for
unmanned systems.

5.1.2. Working Groups and Organizations

5.1.2.1. Joint Ground Robotics Enterprise


To accomplish the JGRE mission as defined by Congress and OUSD(AT&L), the organization
and functions were revised in FY2006 to better meet future warfighting needs. The JGRE is
supported by organizational bodies composed of Military Department, OSD, and Joint Staff
representation. These bodies provide a responsive management structure consisting of a flag-
level Senior Steering Group (SSG), a JGR Council at the 06 level, and a JGR TAB.

The SSG advises on funding priorities and allocations and provides senior-level guidance for
shaping DoD ground robotics development while serving as a direct link to the warfighter
community at the flag officer level. The SSG is chaired by the Deputy Director of Land Warfare
and Munitions, Portfolio Systems Acquisition, OUSD(AT&L). The Council is chaired by the
Enterprise Director of JGR and consists of Military Department representation from both the
combat development and material development communities. The groups membership will act
as the ground proponents for an ongoing DoD UGV roadmapping effort and will function to
refine the DoD strategy for advancing ground robotics to include addressing Program Objective
Memorandum (POM) development for funding ground robotics acquisitions. At the technical
level, JGR TAB is composed of Military Department members who will execute the JGRE
technology priorities through their ground robotics technology development programs and
activities. The TAB will provide membership for various working groups to assess and
recommend proposed JGRE technology development and warfighter experimentation based on
assessments of robotics technology maturity and criticality to satisfying warfighter capability
needs as identified by the COCOMs and Joint Staff.

5.1.2.2. Technical Support Working Group (TSWG)


The TSWG was formed in April 1982 as part of the Interdepartmental Group on Terrorism,
chaired by the Department of Justice. Today, the TSWG still performs its mission to conduct the
national interagency research and development program for combating terrorism requirements as
a stand-alone interagency working group. The TSWG has successfully transitioned capabilities
to the departments of Agriculture, Defense, Justice, State, and Treasury; the intelligence
community; the Transportation Security Agency; the public health Military Department; and
many State and local law enforcement agencies. It is through the TSWG and its Improvised
Device Defeat Subgroup that the JGRE coordinates its activities with these various agencies.
Members of EOD organizations from the Army, Navy, Air Force, serve as members of this
Subgroup. In addition, several developers under the JGRE [particularly the Air Force Research

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Laboratory (AFRL)] have provided technologies to satisfy specific TSWG requirements. In


recent years, the JGRE has provided technical support to the development of the TSWGs Next
Generation EOD Robotic Vehicle (NGEODRV) program, which is using a common architecture
based upon the JGRE-developed JAUS standard, and is transitioning resulting technology
solutions to the JGRE and joint EOD communities.

5.1.2.3. Unmanned Systems Capabilities Conference (USCC)


Beginning in 2004, JGRE and TSWG have partnered to sponsor an annual USCC that serves as a
forum to bring DoD, interagency, Federal, State, and local bomb squad users in direct contact
with developers and industry representatives to share information on emerging capability needs,
operational lessons learned, research and development (R&D) activities, and Government and
commercial robotic solutions. TSWG has been a continuing JGRE partner for UGV
development. TSWG identifies, prioritizes, and coordinates interagency and international R&D
requirements for combating terrorism. The JGRE works primarily with the TSWGs Improvised
Device Defeat Subgroup to align and coordinate applicable JGRE Joint Staff and Military
Department robotic development efforts and to foster rapid development of technologies and
equipment to meet the high-priority needs of the broader combating terrorism community.

5.1.2.4. Joint Architecture for Unmanned Systems (JAUS) Working Group


The JGRE initiated a standards-based approach through the adoption of JAUS. Since 1998, the
JGRE has sponsored a JAUS/AS-4 Working Group that has, through the active participation of
Government, academia, and industry, effectively created a joint standard robotics software
architecture that will soon become an industry standard. The objective in pursuing the adoption
of JAUS as the primary UGV product line enabler has been to promote efficient development
across the Military Departments and to enable DoD-wide opportunities for interoperability
(plug and fight), rapid technology insertion, and overall systems affordability at lower
development costs.

JAUS is the messaging architecture potentially supporting not only UGVs but also UUVs, USVs,
and some UASs. One of the JGREs goals has been to sponsor the transition of JAUS toward
becoming a commercial, international standard. To that end, the JGRE is partnering with the
SAEs Aerospace Council, which chartered an Unmanned Systems Committee in 2004 that
remains active in transitioning JAUS into an aerospace standard and fostering activities to
expand the architectures utility to users and developers. For more details on JAUS, visit
www.jauswg.org.

5.1.2.5. Joint Unmanned Aircraft Systems Material Review Board (JUAS MRB)
The JUAS MRBs mission was to provide a UAS forum to identify or resolve requirements and
corresponding material issues regarding interoperability and commonality, to prioritize potential
solutions, to assess the focus of current and future programs, and to seek strategies common to
all military departments. Primary goals included the following:

Facilitating the JCIDS process by coordinating with and making recommendations to the
appropriate functional capability board(s), the Joint Capability Board, and the JROC;
Improving commonality of payloads and GCSs;
Improving interoperability through adoption of common standards;
Improving data dissemination through adoption of a common communication architecture;
and

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Providing a corporate body of knowledge composed of subject matter experts from all
Military Departments and relevant defense agencies to facilitate the JCIDS process.

The issues the MRB was working to resolve will be continued by the new UAS Task Force.

5.1.2.6. Joint Unmanned Aircraft System Center of Excellence (JUAS COE)


The JUAS COE provides support to the joint operators and the military departments by
facilitating the development and integration of common UAS operating standards, capabilities,
concepts, technologies, doctrine, tactics, techniques, procedures, and training. The JUAS COE
leverages existing military department initiatives and activities to provide joint integrated
solutions and improved interoperability. The stated goals of the JUAS COE are to

Increase standardization among systems,


Reduce duplication of effort,
Focus new ideas,
Address interoperability challenges, and
Develop new and/or updated doctrine, TTP, and CONOPSs.

The Joint UAS Concept of Operations was approved in March 2007.

5.1.2.7. UAS Airspace Integration JIPT


The UAS Airspace Integration JIPT was established to focus and align DoD resources toward the
timely development of standards, processes, procedures, technical solutions, and policy
recommendations to meet the near-, mid-, and long-term airspace access needs of the DoD UAS
user community. The JIPT will integrate work activities with the FAA, civil SDOs, and Military
Department-related airspace organizations such as Air Force Flight Standards Agency,
Electronic Security Command/Global Air Traffic Operations, and the Army Aeronautical
Services Agency to optimize resource allocation; influence standards, procedures, and policy
adoption schedules; and promote convergence of technical and procedural solutions to ensure
system interoperability. The JIPT will contribute to the development of the standards,
procedures, policy, and enabling technology necessary to safely integrate unmanned aircraft
operations with manned aircraft operations in nonsegregated airspace on a timeline that is in
alignment with the acquisition schedules of major DoD UAS PORs and the allocated funding for
this work. It will also facilitate near- and mid-term expansion of DoD UAS use of the NAS
through a modified COA process to meet existing operational requirements.

The focus of the JIPT is on gaining access to the NAS for DoD UASs; however, other Federal
and State public-use UASs should also benefit greatly from this effort. A strong effort will be
made to coordinate the alignment of resources and activities among internal DoD (at the Military
Department, National Guard, and OSD levels) as well as interagency (DHS and FAA) activities.
Such activities could include modeling and simulation (M&S), technology development,
acquisition, demonstrations, and flight tests.

5.1.2.8. Navy Unmanned Systems Executive Steering Group


In April 2005, the Deputy CNO of Warfare Requirements and Programs established the Navy
Unmanned Systems Executive Steering Group. A charter was developed to support CNO
Guidance for 2005 to develop an unmanned vehicle strategy to move the naval services toward

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more joint integration and to accelerate introduction of unmanned vehicles into the fleet. The
executive steering group members (OPNAV Staff) chair individual vehicle teams.

5.1.2.9. Joint Government/Industry Unmanned Systems Safety Initiatives


In 2005 and 2006, OUSD(AT&L), Systems and Software Engineering, sponsored several
Unmanned Systems Safety Workshops. The purpose was to focus and unify the technical
community on the safety needs for unmanned systems through three specific objectives:

To understand the safety concerns, including legal issues, associated with the rapid
development and use of a diverse family of unmanned systems both within, and external to,
the DoD JGRE,
To establish and agree upon a standardized set of safety precepts to address the safety
concerns associated with the design, operation, and programmatic oversight of all unmanned
systems, and
To develop safety guidance, such as hazard controls and mitigators, for the design,
development, and acquisition of unmanned systems.

The last workshop, held in March 2006, resulted in the publication of the OSD Unmanned
Systems Safety Guide for DoD Acquisition (http://www.acq.osd.mil/atptf/).

5.1.3. Laboratory Activities

5.1.3.1. Air Force Research Laboratory (AFRL)


The AFRL conducts numerous projects related to unmanned systems. Mission areas relating to
UAS include persistent ISR, global strike, urban ISR and strike, hunter/killer, directed energy,
munitions, and electronic attack. Some capabilities under development include multiple UAS
flight management, UAS simulator training methods, sensor packages and target recognition,
propulsion and power, autonomous guidance and navigation, adaptive control, cooperative
control, safe airspace and airbase operations, efficient aerodynamics, affordable structures,
operator and supervisor interfaces, data links, aerial refueling, communications, networking, and
cooperative electronic attack to support battlespace access and survivability of friendly assets.
There are also a variety of materials and electronic device and component efforts addressing
reduction of cost, size, weight, and power (C-SWAP) of UAS sensor payloads. To address the
various efforts, AFRL identifies Future Long-Term Challenges (FLTC) and forms
multidirectorate Strategic Technology Teams (STTs) to pursue and capture fundamental research
areas with high potential return on investment.

In the area of UAS operator interfaces, research areas include the use of synthetic vision overlays
to augment real-world video imagery, speech-recognition control, tactile alert cues, levels-of-
automation research, intuitive operator interactions with the GIG, dynamic mission replanning
enhancements, transition aids for multi-UAV task switching, and tools to facilitate the
simultaneous inspection of multiple streams of video imagery. The overall goals of this research
are improved operator situation awareness, increased mission effectiveness, and a migration
toward human supervisory control of multiple (possibly heterogeneous) UASs, allowing the ratio
of operators/vehicles to decrease dramatically. AFRL works closely with the Air Combat
Command (ACC), Aeronautical Systems Center (ASC), and industry to define capability
requirements for the next generation of tactical UASs.

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Additionally, through its Robotics Research Group (AFRL/MLQF) at Tyndall Air Force Base,
Florida, the AFRL conducts UGV research and development through the Robotics for Agile
Combat Support (RACS) program. The primary focus of RACS is on vehicle mobility, speed,
and control, as well as multivehicle operations and marsupial control in conformance with the
evolving JAUS/SAE Committee AS-4 standard. Upon program completion, mature technologies
are to be transitioned to designated fielding project offices within the Air Force or DoD.

These efforts are further described at www.afrl.af.mil.

5.1.3.2. Office of Naval Research (ONR)/Naval Research Laboratory (NRL)


ONR and its primary organization, NRL, participate in a wide array of unmanned system
projects, spanning all domains. Past and current projects funded by ONR, pictured in Figure 5.1,
are REMUS UUV, SEAFOX USV, Coyote advanced ceramic UAS, and the RoboLobster
amphibious robot.

Figure 5.1 ONR Unmanned System Efforts

Additional information concerning ONRs unmanned efforts can be found at www.onr.navy.mil


and www.nrl.navy.mil.

5.1.3.3. Army Research Laboratory (ARL)


ARL maintains a balanced portfolio of research activities that support the continuous
development of technology for future, more capable unmanned systems, enabled through
advancements in intelligent control, machine perception, human-machine interaction, mechanics,
and propulsion. This research crosses the boundaries of land, sea, and air and addresses a wide
variety of needs for military unmanned systems, ranging in size from larger FCS vehicles to
micro-scale soldier-carried robotic platforms.

ARLs research activities include basic and applied research conducted by the Robotics
Collaborative Technology Alliance (CTA), a consortium of academic and industrial partners

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collaborating with ARL and focusing on perception, intelligent control architectures, and human-
robot interface (HRI) technologies (see Figure 5.2). The current program is scheduled to
conclude at the end of FY2009. It has developed and transitioned technology, notably
technology underpinning the primary autonomous mobility sensor for FCS UGVs, perception
and planning algorithms, and human-machine interface technology to the Armys FCS and
Mobile Detection, Assessment, and Response System (MDARS) as well as to other Army and
Defense Advanced Research Projects Agency (DARPA) (and more recently Navy) science and
technology programs for UGVs, UASs, and UMSs.

Figure 5.2 Example ARL Unmanned System Efforts

Additional applied research tasks are part of the Near Autonomous Unmanned Systems (NAUS)
Army Technology Objective (ATO) and the Robotics Collaboration ATO, which are sponsored
by the Research, Development, and Engineering Command (RDECOM). The NAUS ATO is a
joint undertaking of three RDECOM organizations: ARL, Tank-Automotive Research,
Development & Engineering Center (TARDEC), and Armaments Research, Development, and
Engineering Center (ARDEC). This ATO will develop, integrate, and demonstrate risk
mitigation technologies for FCS. The ARL portion of this effort focuses on applied research to
develop advanced perception, planning and control, and HRI technology. The Robotics
Collaboration ATO is also a joint undertaking of three RDECOM organizations: TARDEC,
AMRDEC, and ARL. This ATO will develop advanced tools and technologies that reduce the
requirement for soldier control and accelerate the fielding of soldier-robot teams. ARL research
for HRI focuses on soldier-robot teaming, scalability requirements for robotic interfaces, and
adaptive automation. The advances in the technology areas pursued by the Robotics CTA and
the anticipated results from research associated with the NAUS and Robotics Collaboration
ATOs are having a direct impact on FCS and UGV development for the modular force and will
ultimately enable the FCS to achieve their objective performance goals. For example, these
programs have already successfully transitioned sensor technology as well as perception and
planning algorithms to the FCS Autonomous Navigation System (ANS) SDD program.

ARL has significant in-house efforts in sensors, communications, and networking directly related
to autonomous sensing for unmanned vehicles and unattended ground sensors. Specific areas of
research include image processing for mobility and surveillance, nonimaging sensors (acoustic,
magnetic, seismic, E-field) for threat localization, miniature radar sensors for moving target
detection, and electronic devices aimed at lowering overall system weight and power needs for
sensors and radios. Communications work includes highly efficient radios for low bandwidth,
high reliability communications near the ground, and mobile ad hoc networking protocols that

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will enable high reliability command and control of autonomous assets. All of this work is
aimed at providing key enabling technologies for energy-efficient, reliable operation.

ARL also has a growing in-house research program focused on developing the underpinning
science and enabling technologies for sensor integration, data fusion, and algorithms to improve
the command and control for a heterogeneous mix of small robots. ARL in-house basic research
for unmanned systems is greatly enhanced through CTAs. The Advanced Decision
Architectures CTA has as its principal domain HRI, specifically, human-robot team
communication and collaboration; mixed initiative system control; and displays, controls, and
mobile software agents that compensate for any negative effects of information lag induced by
bandwidth limitations. To help facilitate micro-sized unmanned systems research and
experimental efforts, ARL has also formulated the Micro Autonomous Systems and Technology
(MAST) CTA (see Figure 5.3).

Figure 5.3 ARL MAST research

ARL also conducts extramural basic research that provides underpinning science for future
unmanned system capabilities through its Army Research Office (ARO). This includes
Multidisciplinary University Research Initiative (MURI) programs such as Language for
Intelligent Machines (LIMES) and Micro Hovering Air Vehicles.

More information about the above described programs and others can be found at
www.arl.army.mil.

5.1.3.4. U.S. Army Medical Research and Materiel Command (USAMRMC) Telemedicine
and Advanced Technology Research Center (TATRC)
The Army is the executive agent for medical research, and USAMRMC is the Armys execution
command. TATRC is the USAMRMCs center for medical information technologies research
and development in areas such as telemedicine, medical informatics, and robotics. Based on user
guidance and documented capability gaps from the Armys Medical Combat Developer and in
collaboration with DARPA, ARL, RDECOM, TARDEC, National Center for Defense Robotics
(NCDR), JGRE, and Robotic Systems Joint Program Office (RSJPO), TATRC executes a
robotics program that includes Small Business Innovation Research and Small Business
Technology Transfer (SBIR/STTR), Congressionally-funded efforts, and core research projects
in robotic surgery, robotic patient intervention and treatment, and unmanned ground and air
systems for combat casualty extraction, evacuation, medical logistics, and force health
protection. See Figure 5.4, Appendix A, and Appendix B. Additional information can be found
at www.tatrc.org.

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Figure 5.4 Robotic Combat Casualty Extraction and Evacuation TAGS-CX & BEAR

5.1.3.5. Defense Advanced Research Projects Agency (DARPA)


DARPA is the central research and development organization for DoD. DARPAs mission is to
maintain the technological superiority of the U.S. military and prevent technological surprise
from harming our national security by sponsoring revolutionary, high-payoff research that
bridges the gap between fundamental discoveries and their military use.

DARPA is working with the Army, Navy, Air Force, Marine Corps, and SOCOM toward a
vision of a strategic and tactical battlespace filled with networked manned and unmanned air,
ground, and maritime systems and the technologies they need to navigate and fight. Unmanned
systems provide autonomous and semi-autonomous capabilities that free warfighters from the
dull, dirty, and dangerous missions that might now be better executed robotically and enable
entirely new design concepts unlimited by the endurance and performance of human crews. The
use of UAVs in Afghanistan and Iraq is the first step in demonstrating the transformational
potential of such an approach.

DARPAs efforts have been focused in two areas. First, DARPA seeks to improve individual
platforms so that they provide new or improved capabilities, such as unprecedented endurance or
survivability. Second, DARPA is expanding the level of autonomy and robustness of robotic
systems. Progress is measured in how well unmanned systems can handle increasingly complex
missions in ever more complicated environments (see Figure 5.5). Autonomy and robustness are
improved by networking manned and unmanned systems into a more tightly coupled combat
system that will improve our knowledge of the battlespace, enhance our targeting speed and
accuracy, increase survivability, and allow greater mission flexibility.

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Figure 5.5 Unmanned Vehicles The Increasing Challenge of Autonomy

DARPAs A160 Hummingbird program (see A.1.16) is developing an unmanned helicopter for
ISR missions with long endurance (up to 20 hours). The A160 Hummingbird concept is being
evaluated for surveillance and targeting, communications and data relay, crew recovery, resupply
of forces in the field, and special operations missions in support of Army, Navy, Marine Corps,
and other needs.

The Oblique Flying Wing program is demonstrating a transformational design concept for a new
class of efficient supersonic aircraft. The oblique flying wing concept flies supersonically with
one wing swept forward and the other swept backward. At low speeds, the wing changes to an
unswept design for better subsonic efficiency. The oblique flying wing is known to have lower
supersonic wave drag than conventionally designed symmetrically swept wings. In addition,
when flying at low speeds, the unswept wing design has higher efficiency than swept wing
designs. This combination of performance attributes will enable improved range, response time,
fuel efficiency, and endurance for supersonic strike, ISR, and transport missions. The goal of
the program is to prove out the stability and control technologies required to enable the oblique
wing concept by flying an unmanned X-plane that will demonstrate an asymmetric, variable-
sweep, tailless, supersonic flying wing.

The micro air vehicle (MAV) ACTD (see A.1.30) developed a backpackable, fully autonomous,
vertically launched-and-landed ducted fan UAV capable of providing electro-optical or infrared
hover-and-stare support to the dismounted soldier. The MAV air vehicle is small (less than
14-inch duct outer diameter), flies autonomously, has an endurance of 55 minutes at sea level,
and can operate at altitudes over 10,000 feet. These capabilities make it ideal for operations in
the complex/urban terrain and extreme conditions typical of restricted military environments.
Now part of the Armys FCS program, the MAV ACTD program demonstrated important
military capabilities through experimentation and flight tests.

The Unmanned Ground Combat Vehicle/PerceptOR Integration (UPI) program is increasing the
capabilities of unmanned ground vehicles (UGVs) to navigate in mission-relevant, cross-country
environments. The program uses two highly mobile 6.5 ton, 66 wheeled, skid-steered, hybrid

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electric Crusher UGVs (see B.21). Crusher is integrated with a state-ofthe-art perception and
sensor system. The UPI program is demonstrating how these platforms can perform reliably and
autonomously in obstacle-rich terrain and is also developing tools to allow the vehicles to plan
their path using terrain data.

The DARPA Grand Challenge 2005, held in October 2005, accelerated the development of
autonomous ground vehicles to replace manned military vehicles in dangerous missions. It
demonstrated that autonomous ground vehicles can travel significant distances, such as from one
city to the next, at militarily relevant speeds. The 132-mile Grand Challenge course consisted of
rugged desert roads typical of the terrain found in operational environments, and vehicles could
use only onboard sensors and navigation equipment to find and follow the route and avoid
obstacles. Five teams completed the course, and four finished under the required 10-hour time
limit, with Stanford Universitys Stanley the winner at 6 hours, 53 minutes (see Figure 5.6).
One teams vehicle remained in autonomous mode overnight on the desert route and completed
the route the next day without any human intervention other than to give the vehicle permission
to move.

Figure 5.6 The Winner of DARPA Grand Challenge 2005:


Stanford Universitys Stanley

The next step is the Urban Challenge, which is designed to accelerate the development of
autonomous ground vehicles capable of operating safely in traffic. The final event in November
2007 will demonstrate whether autonomous vehicles can travel 60 miles in under 6 hours
through urban traffic.

5.1.3.6. Marine Corps Warfighting Laboratory (MCWL)


The MCWL, originally known as the Commandants Warfighting Laboratory, was established in
1995. It is located at Quantico, Virginia, and is part of the Marine Corps Combat Development
Command. The MCWLs purpose is to improve current and future naval expeditionary warfare
capabilities across the spectrum of conflict for current and future operating forces. More
information can be found at www.mcwl.quantico.usmc.mil.

5.1.3.7. National Center for Defense Robotics (NCDR)


In FY2003, Congress funded the establishment of the NCDR, which supports joint robotics
program (JRP) development. The NCDR is a resource organization that partners with several
DoD robotics organizations. Its mission is to devise, fund, and manage projects that enable the

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development, evolution, adaptation, and integration of certain agile robotics-related technologies


and solutions into defense-related unmanned systems, vehicles, devices, and other applications.
The NCDR seeks to forge dynamic alliances, partnerships, and other collaborative relationships
among universities, Government organizations, small agile robotic technology companies, and
defense contractors.

5.2. Department of Homeland Security (DHS)

DHS and DoDs Northern Command share responsibility for defending the United States against
terrorist attacks. In addition, DHS has a number of law enforcement functions not shared with
Northern Command. DHS identified unmanned aircraft as a high-interest enabler for its
homeland security and law enforcement functions within months of its formation in November
2002. In May 2003, the Secretary of Homeland Security directed that a demonstration for
evaluating UAS utility in border surveillance be conducted, and as a result, Operation Safeguard
was started that fall. DHSs Directorate for Science and Technology established an internal UAS
working group in 2003 to explore roles and define requirements that UASs could potentially
support throughout DHS. Its first study 15 addressed the potential applicability of UASs to border
security, Coast Guard missions, critical infrastructure security, and monitoring transportation of
hazardous materials.

Subsequently, the internal UAS working group examined the cost effectiveness of various sizes
of UASs compared to the effectiveness of manned aircraft and ground sensor networks in
selected DHS environments. In performing this analysis, 45 functional capabilities that DHS is
required to perform were examined in the nine environments in which DHS operates; UASs were
assessed to be potential contributors in ten of the 45 capabilities (see Table 5.1).

Table 5.1 DHS Capability Requirements Applicable to UASs

Functional Capability
Functional Area
for Unmanned Aircraft
Surveillance and Monitoring Visual Monitoring
Nonvisual Monitoring
Suspect/Item Geolocation
Communications Interception
Communications and Information Management Tactical Situational Awareness
Apprehension/Detection/Seizure/Removal Pursuit Management and Prevention
Targeting and Intelligence Intelligence Support to Command
Deterrence Visible Security Systems
Specialized Enforcement Operations
Officer Safety Use of Safety and Emergency Equipment

The U.S. Border Patrol (USBP), an agency organic to US Customs and Border Protection (CBP)
since March 2003, had been gaining experience with UASs since the 1990s through cooperative
use of Navy and Marine Corps Pioneers and Army Hunters during their units deployments in
support of Joint Task Force 6. These 2-week deployments occurred one or more times annually

15
Unmanned Aerial Vehicle Applications to Homeland Security Missions, March 2004.

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to provide added night surveillance capability along the U.S. southern and northern borders.
USBP officers were integrated into these operations, with an officer sitting in the UAS GCS
during missions and directing fellow agents to activities found by the UAS sensors. In April
1999, USBP sponsored an evaluation of four types of unmanned aircraft (fixed-wing, helicopter,
hand-launched, and powered parafoil) near Laredo, Texas. The results of the 36 sorties flown
convinced the USBP that small UASs did not fully meet their needs, although cooperation with
the Pioneer deployments continued. Use of a medium-altitude endurance UAS (Hermes 450)
during the 2004 Arizona Border Control Initiative (ABCI) proved more successful and led to
follow-on use of a similar UAS (Hunter) to patrol the southern border at night.

In addition to Operation Safeguard, DHS organizations have conducted a number of other


demonstrations using UASs in different roles and environments (see Table 5.2) and building on
previous experiences with UASs learned by DHS legacy organizations over the past decade.
Collectively, these demonstrations have served to educate DHS on the strengths and limitations
of unmanned aviation and support its decision to focus efforts on a medium- or high-altitude
endurance UAS capable of supporting multiple DHS organizations across a variety of
applications and environments. For this role, it selected the General Atomics Predator B in
August 2005.

Table 5.2 DHS-Sponsored Unmanned Aircraft Demonstrations

Unmanned
Sponsor Sorties Hours
Demonstration Location Aircraft Dates
(Support) Flown Flown
Used
Operation Safeguard Gila Bend, Predator B ICE OctNov 03 15 106
AZ (Air Force)
Alaska Demo 1 King Salmon, Predator USCG Nov 03 5 35
AK (Navy)
Alaska Demo 2 King Salmon, Altair USCG Aug 04 3 36
AK (NASA)
Wallops Island, Aerosonde USCG NovDec 04
VA (NASA)
ABCI Sierra Vista, Hermes 450 CBP JunSep 04 65 590.1
AZ (Navy)
ABCI Follow-on Sierra Vista, Hunter CBP Nov 04 41 329.1
AZ (Army) Jan 05
Coastal Areas Borinquen, PR Aerosonde USCG Feb 05

5.2.1. Customs and Border Protection (CBP)


CBP took delivery of its first Predator B in September 2005 and began conducting border
surveillance flights with it from Ft Huachuca, Arizona, the following month. Although these
aircraft are currently flown and maintained by contractor personnel and remain within line-of-
sight (LOS) of their GCS, CBP intends to transition the piloting function to Air and Marine
Operations (AMO) law enforcement pilots and enable beyond-line-of-sight (BLOS) missions by
adding Ku-band satellite communications (SATCOM) links. With that capability, en route
control for up to 12 simultaneous UAS orbits, CBP Air and Marine will centralize strategic
command and control from the CBP AMO Center at March Air Reserve Base in Riverside,
California.

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CBP Air and Marine will determine the total number of UAS required to secure the borders
through mission experience in their mission areas of responsibility, including the Southwest,
Northern, Southeast, Coastal, and transit zone environments. CBP has successfully proven that
UASs augment manned law enforcement aircraft and ground interdiction agents along the
Southwest Border, but still needs to evaluate missions in other areas of responsibility. Within
each geographic region, CBP Air and Marine envisions three tactical launch and recovery (L&R)
centers with strategic Ku-band satellite command and control provided by the CBP AMO Center.
Each UAS center supports a geographic region in a hub and spoke concept. CBP Air and
Marine will assign sufficient aircraft to provide persistent and systematic border surveillance
with the CBP AMO Center having constant coverage.

Immigration and Customs Enforcement (ICE) sponsored Operation Safeguard in 2003 in


response to the Secretary of Homeland Securitys May 2003 direction to evaluate UASs for DHS
applications. During the 14 days of the operation, an Air Force MQ-9 Predator B flew 15
missions from Gila Bend, Arizona, and contributed to the capture of 22 illegal aliens, 3 vehicles,
and 2300 pounds of marijuana. This record provided DHS with its initial experience with a
medium-altitude (17,000 feet) endurance unmanned aircraft, and Predator B proved to be a
complementary adjunct to AMOs helicopters in detecting and apprehending criminals along the
southern border. AMO transferred from ICE to CBP in October 2004.

5.2.2. U.S. Coast Guard (USCG)


USCG acquisition plans for UASs were in place prior to the formation of DHS as part of its
Deepwater recapitalization program. Deepwater calls for acquiring a ship-based vertical takeoff
and landing (VTOL) UAV (VUAV) for its new National Security Cutters and leasing up to
seven land-based Global Hawks in 2016. The USCG began conducting a series of experiments
in 1999 that have involved small (30-pound Aerosonde) to large (7000-pound Altair) UASs
operating from vessels and from land (see Table 5.2). These experiments have been helpful in
defining concepts of operation for employing future UASs and their sensors in roles varying
from port security to open ocean fisheries protection and in environments from the Caribbean to
Alaska.

5.3. Department of Transportation

5.3.1. Federal Aviation Administration (FAA)


The FAA established a dedicated Unmanned Aircraft Program Office (AIR-160) in December
2005 to serve as the organizations focal point for unmanned aviation policies and standards.
Together with FAAs Air Traffic Organization, they evaluate and issue Certificates of
Authorization (COAs) for flights by public (i.e., Government-operated) UASs. COAs allow a
specific UAS to fly specific profiles in certain areas at certain times for up to a year. DoD uses
COAs primarily when it needs to fly its UASs outside of special use airspace, such as during
deployments or production deliveries. The FAA issued 54 COAs in 2005, over 100 in 2006, and
expects to issue over 400 in 2010. For civil UAS flights, AIR-160 evaluates the airworthiness of
the system and issues special airworthiness certificates (SACs) in the experimental category for
the systems deemed adequately safe. This certificate process is also available for public UASs.
Since issuing its first UAS SAC in 2005, the FAA has awarded a total of five SACs to three
companies and anticipates issuing over 40 in 2010. To better map out its approach to integrating
unmanned aviation into the NAS, AIR-160, with Lockheed Martin, is currently developing an
unmanned aviation roadmap, which it expects to release in September 2007 at www.faa.gov/uas.

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5.4. Department of the Interior

5.4.1. U.S. Geological Survey (USGS)


The USGS use of UASs made studying the eruption of Mount St. Helens easier than before.
USGS geologists and officials from the U.S. Forest Service deployed the vehicles because they
can operate above the extreme heat and toxic collection of gases and solids. Now, scientists are
hoping the UASs can help them in other areas, including wildfire mapping and other resource
management applications such as invasive species mapping.

5.4.2. Minerals Management Service


The Minerals Management Service conducted a joint industry project with the Navy to develop
the technology for navigation, data sensing, storage, and telemetry for a free-swimming robot
submersible programmed to inspect underwater pipelines and structures.

Two existing testbed vehicles were used to study the feasibility of unmanned, untethered robots
for underwater inspection missions. The University of New Hampshire testbed, EAVE-East,
evaluated acoustic navigation and communications. The robot is an open-frame, clump-shaped
vehicle able to maneuver in three dimensions. It has undergone in-water testing around and
through a simulated offshore structure. The Naval Ocean Systems Center testbed, EAVE-West,
is torpedo-shaped for high running speeds, such as pipeline following. It navigates by
magnetometers and communicates using fiber optics telemetry. These testbeds can perform
basic underwater tasks. Because of independent interest in EAVE-West technology, the Center
has fabricated and assembled a similar testbed system in an enclosed hydro-dynamically fared
vehicle.

5.5. Department of Commerce

5.5.1. National Oceanographic and Atmosphere Administration (NOAA)


NOAA has used unmanned, or autonomous, underwater vehicles for some time and is also
interested in routinely using UASs to explore and gather data in the atmosphere in the region
between where satellite and ground-based observing systems operate. UAS-acquired data will
supplement data gathered by current suborbital airborne platforms (aircraft, sounding rockets,
airships, and balloons) and complement existing surface-based and space-based observing
systems.

Carrying a scientific payload developed by NOAA, NASAs Altair UAS (from Dryden Flight
Research Center in California) flew five demonstration missions over the Santa Barbara Channel
between April and November 2005 (see Figure 5.7). These demonstration flights marked the
first time NOAA had funded an UAS mission aimed at filling critical research and operational
data gaps in several areas, including climate, weather and water, ecosystem monitoring and
management, and coastal mapping. NOAA collaborated with NASA and industry to develop the
mission.

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Figure 5.7 Artist Depiction of NOAA/Altair UAS


Over the Channel Islands National Marine Sanctuary

A primary goal of this first demonstration was to evaluate UASs for future scientific and
operational requirements related to NOAAs oceanic and atmospheric research, climate research,
marine sanctuary mapping and enforcement, nautical charting, and fisheries assessment and
enforcement. Altair can carry an internal 660-pound payload to 52,000 feet and fly for over
30 hours. It further demonstrated the capability to safely integrate into the NAS down to
altitudes of 7000 feet. Its endurance, reliability, and payload capacity could provide the
capability to improve mapping, charting, and other vital environmental forecasting in remote
areas, such as the Northwest Hawaiian Islands and Alaska. In California, the aircrafts
capabilities could improve forecasts and warnings of natural disasters, such as winter flash floods
and related fatal mudslides. The payload included the following sensors:

Ocean color sensor to facilitate fisheries management through better assessment of


ecosystem health, including improved forecasting and warnings of harmful algal blooms.
Ozone sensor to help determine ultraviolet vulnerability.
Gas chromatograph to help scientists estimate greenhouse gases potentially associated with
climate change and global warming.
Passive microwave vertical sounder to help determine when flash flood warnings must be
issued.
Digital camera system to facilitate shoreline mapping, habitat mapping, and ecosystem
monitoring, including spill and aquatic disease tracking and assessing land-based discharges
and marine mammal distribution and abundance.
Electro-optical/infrared (EO/IR) sensor to provide nonintrusive maritime surveillance for
fishery and marine sanctuary enforcement. Current aerial surveillance has a short survey
range and is noisy, dangerous, infrequent, and costly.

5.6. National Aeronautics and Space Administration (NASA)

NASA has a long history of sustained development of unmanned flight capabilities, as


exemplified over the past decade by its Environmental Research Aircraft and Sensor Technology
(ERAST) and Access 5 programs. ERAST evaluated a variety of automated S&A systems for
use on future UASs as well as demonstrated novel propulsion systems and achieved record

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altitudes for propeller-driven aircraft. Access 5 focused on creating the regulatory path forward
for routine UAS access into the NAS. Today, NASA operates a small fleet of AAI Aerosonde
mini-aircraft from its Wallops Island Flight Facility in Virginia on a lease-to-fly basis for
researchers and a General Atomics Altair UAS from its Dryden Flight Research Center in
California, which recently supported NOAA research payload flights.

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Chapter 6. Technologies for Unmanned Systems

Although this chapter is largely based on one study of national technology trends, 16 the first such
report prepared after 9/11, that study built on eight other studies of trends in U.S. technology and
industry published within two years of it. The organizations conducting these studies were the
Council on Competitiveness, National Intelligence Council, U.S. Commission on National
Security, RAND, the Industrial Research Institute, and Battelle show a cross-section of
Government, industry, and academia in their composition. There was a high degree of
correlation among the forecast technology trends in each study.

6.1. Technology Challenges

The single most important near-term technical challenge facing unmanned systems is to develop
an autonomous capability to assess and respond appropriately to near-field objects in their path
of travel. For an aircraft, that near field could extend to many nautical miles all around it,
whereas for a ground or sea vehicle, near field could mean the next few yards directly in front of
it, or as much as 100 meters for high speed ground vehicles. This is the UAS communitys
S&A requirement17 to provide an autonomous ability to avoid midair collisions in lieu of having
a pilot on board. The situation is also critical for UGVs, whose inability to distinguish between a
wall of grass or a wall of granite in order to decide whether to go through or around it can thwart
or unnecessarily delay mission accomplishment. Whether in an air, ground, or sea
implementation, the technology for detecting near-field objects and for maneuvering with respect
to them is well in hand. However, significant technical challenges remain in developing
assessment tools and logic for maneuver, including a UGVs ability to rapidly and accurately
assess detected stationary obstacles protruding above the ground, conducting pathway
trafficability assessments, and performing continuous classification of obstacles, e.g., humans,
which could impact mission and path planning.

Securing command links to unmanned systems is an equally daunting challenge for all
modalities of unmanned systems. Less than fully secure command links can result in the vehicle
being delayed or diverted, destroyed, or even captured.

UGVs and UMSs often depend on a combination of a camera and a teleoperated manipulator
(arm and claw) to perform certain tasks, such as de-arming explosive devices or removing mines.
Requiring a human in the loop generally necessitates having the operator in the local vicinity due
to Line of Sight (LOS) constraints, and this close proximity potentially brings the human into the
threat zone of which the robot was meant to keep him clear. Autonomous robotic manipulators,
or smart arms, capable of conducting scalable grasp, twist, release, and other such functions
independent of human command, are needed to increase the mission flexibility and effectiveness
of UGVs and UMSs. Smart arm technology is being tested in space on the DARPA Orbital
Express and subsequent Air Force missions.

16
Future R&D Environments, National Academy Press, 2002, http://www.nap.edu.
1
7 14 Code of Federal Regulations Part 91.113.

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6.2. Emerging, Applicable Technologies

In its 2002 report for NIST, the National Research Council examined current trends and probable
developments in emergent technologies. The report contains two sections dedicated to
unmanned systems, Trend 5: The Maturation of Autonomous Machines (Appendix G) and
Robot Engineering (Appendix H), and numerous sections on the varied technologies (power,
computing, materials, sensing) required to enable unmanned systems. The report stresses the
growing interplay between the traditional robotics disciplines (engineering, computer science)
and biological ones, as expanded in the following paragraph from its Appendix H:

Today, robot building depends almost as much on biologists and neuroscientists as it


does on engineers and computer scientists. Robot builders seek insights from the
animal kingdom in order to develop machines with the same coordinated control,
locomotion, and balance as insects and mammals. The purpose is not to create a robot
that looks like a dogbut to build onefor battlefield use or planet-surface
exploration, saythat can walk, creep, run, leap, wheel about, and roll over with the
same fluid ease as a canine. To do this requires not simply electrical wiring and
computer logic, but also a deep understanding of insect and mammalian mobility, which
in turn requires the inputs of zoologists, entomologists, and neurophysiologistsFor
now, bioinspired robots are mostly creatures of the laboratory. However, one would
expect continued development and application of these robots throughout this decade
and a backflow of insights to biologistsas they observe the development of
bioinspired machines.

Although the foregoing extract seems focused on UGVs, it can be made equally applicable to
robotic aircraft or sea vehicles by replacing dog with bird (fly, hover, swoop, perch) or
porpoise (swim, dive), respectively. The question it raises for DoD robotics technologists and
Military Department laboratory directors is whether the biological disciplines are sufficiently
represented within their ranks.

The report examines technology development in terms of push, contextual, and pull
factors. Push factors arise from the advance of technology itself; in other words, they are the
results of the steady march and the occasional breakthroughs of research. Mapping the human
genome is a recent example of push factors. Contextual factors are organizational, economic,
legal, and regulatory issues that affect technology development. Quotas on foreign students and
Federal policy on allowing them to participate in federally funded R&D are examples of
contextual factors. Pull factors are social and cultural issues that shape which, how much, and
how quickly technology is accepted into society. Internet use (fast, uncontested) and genetically
engineered foods entering the food chain (slow, controversial) are two examples of pull factors.
The push, contextual, and pull factors surrounding technologies for unmanned systems are
discussed in 6.3, 6.4, and 6.5, respectively.

6.3. Push Factors

The NIST study focused on three specific fields of technology because the studys authors
judged it likely that most of the important technological advances over the next 10 years would
come from within or at the intersection of these fields: biological science and engineering,
materials science, and computer and information science. The report states, Each is
characterized by an extremely rapid rate of change of knowledge; has obvious and wide utility;

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and will benefit from advances in the others, so the potential for synergy among them is
particularly great. Unmanned systems are deeply dependent on advances in each of the three
fields, as shown from the following selected summaries from the study:

Transgenic biopolymers fall at the intersection of biological and materials sciences and offer
the prospect of ultra-lightweight, ultra-strong, flexible, and low-observable skins (airframes,
cowlings) for unmanned systems. As an example, the silk-producing gene of spiders has
been spliced into the mammary gland gene of sheep, from whose subsequent milk the silk
protein can be extracted. Breeding herds of such sheep enable spider silk, known for its light
weight and high strength, to be produced on an industrial scale. The Armys Natick
Laboratory is investigating this same protein for use as an anti-nerve agent drug.
In materials science, nanoparticles, which are single-element materials built on the order of a
few hundred to a few atoms in size (1 to 100 nanometers), possess significantly different
properties than larger size devices of the same material. One form of nanoparticles, carbon
nanotubes, could provide mechanical devices with very high resonant frequencies for use in
unmanned system communication links. Surface coatings of combinations of nanoparticles
and electrically conducting polymers have been demonstrated that convert from transparent
to opaque, change color, and heat or cool with an electrical command and offer an option for
camouflaging unmanned vehicles. The thermoelectric performance of bismuth nanoparticles
offers the potential for developing high-efficiency, solid-state energy-conversion devices that
could significantly reduce their size and weight in unmanned systems.
Microelectromechanical systems (MEMS) offer the prospect of radically reducing the size of
all modalities of unmanned systems. Fingernail-size turbines and pinhead-size actuators on
future, miniature aircraft could make todays MAV prototypes appear unnecessarily large
and bulky. MEMS-enabled UGVs could be deposited like unnoticed insects. Their UMS
counterparts could be released in an underwater cloud to attach themselves to any mines into
which they drift. A major challenge with MEMS will be communicating with them.
Proton exchange membrane fuel cells now offer power densities equivalent to internal
combustion engines (1 horsepower per pound of engine weight) with the added advantages of
quiet operation (low acoustic signature) and being mechanically less complex (lower
maintenance cost). Fuel-cell-powered cars are now commercially available (Toyota) or
about to be introduced (General Motors), yet only a handful of fuel-cell-powered aircraft
have been flown experimentally. Current membrane materials are expensive and have
thermal limitations that compromise operating efficiency. Materials research is focused on
membranes that can conduct protons in the absence of water.
Smart materials and their constructs (smart structures) combine the sensing, control, and
actuation functions into one entity and allow synchronization with the changing environment
and self repair of damage. For unmanned aircraft, the concept of a morphing wing, one that
optimizes its camber based on flight regime, is a rudimentary form of smart structure being
developed by DARPA. Operationally, such a wing would eliminate bulky actuators,
jackscrews, and hydraulic pumps used in current aircraft control surfaces, with the resultant
weight savings becoming available for additional payload or fuel (in other words, range
and/or endurance).
On the border of materials and computer sciences, magnetic nanoparticles may provide the
next leap in magnetic storage devices, greatly expanding the memory capacities of the
brains of unmanned systems. They have the potential to increase storage density to
1000 gigabits per square inch using nanoparticles of 10 to 20 nanometers.

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The dominant trend in computational technology remains Moores Law, the computer
industrys doubling of processor speed (via halving of transistor size) every 18 months or a
100-fold increase per decade (see Figure 6.1). Storage density (memory) is increasing at an
equal or even faster rate (see Figure 6.2). Both have been accompanied by declining costs,
but the limits of ultraviolet lithography, key to fabricating silicon microprocessors, will be
reached in the next 10 years (2015 to 2020). The third ingredient to computational power,
software, at $200 per equivalent line of A-level code, remains the most costly component,
and over 50 percent of software is for quality assurance. Successors to the silicon chip may
be based on biological (moletronics), optical, or quantum computing, but the commercial
appearance of any of these technologies is probably at least two decades away, perhaps
sooner for some hybrid solutions.

1012

109

Cray Red Storm


106
Speed (MIPS)

Mainframes Cray CS6400


Pentium 4

103
Pentium

Sun SS1 Personal Computers


IBM 360/65
1
iBM 7090 Intel 80286

Intel 4004
10-3

IBM 1620

10-6 ENIAC

1940 1960 1980 2000 2020 2030

Figure 6.1 Trend in Processor Speed

10 12

10 9
Cray Red Storm
Monkey Hum an
IBM Deep Blue
Optical Fiber
10 6
Speed (MIPS)

Lizard Mouse

10 3
1995 PC
Video Channel

1
Audio Channel 1985 PC

10 -3

Library of Congress
Book CD
10 -6
10 -6 10 -3 1 10 3 10 6 10 9 10 12

Memory (Megabytes)

Figure 6.2 Relationship of Processor Speed and Memory

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In the context of unmanned system capabilities, this ever-increasing computational


performance can bring improvements in integrating and interpreting data from sensors and in
interacting with human operators. While speech recognition is advancing rapidly, speech
understanding in natural conditions will not be achieved in the coming decade. Its
appearance will hinge on a subset of natural language evolving into an accepted computer
interface language. Visual recognition in natural conditions, as in automatic target
recognition, will likewise be at least a decade away. The more thinking that can be
completed onboard in real time, the less bandwidth to pipe the data off board for human
processing will be required; in other words, future battlefields may have less spectrum
congestion than the battlefields of today. Rules of engagement will have to evolve to trust
the validity of a future unmanned systems text report rather than its video.

Interestingly, none of the above technologies is being driven primarily by military requirements.
Although initiatives in these areas are being pursued at government laboratories, the driving
industries include entertainment (computer speed and memory capacity), pharmaceutical
(biopolymers), automotive (fuel cells), personal use (wireless communication), banking (data
security), and other nonmilitary users. See Table 6.1.

Table 6.1 Selected Enabling Technologies for Unmanned System Applications

Applied Enabling Technologies


Functions Bioengineering Materials Computational
Aerostructure/Chasis/Hull Transgenetic biopolymers MEMS for boundary
layer control
Propulsion and Power Superconductor motor
Fuel cells
Control Morphing wing/fins Morphing wing/fins Voice understanding,
adaptive guidance,
navigation, and control
Communication Nanoparticle-based Greater onboard processing
wireless = reduced bandwidth
Sensing Biohazard labs on a chip Automatic target recognition

6.4. Contextual Factors

Contextual factors, such as funding sources, Government policies, and education, define the
environment that supports technology R&D. Before 1980, the Federal Government (largely
DoD) was the dominant funding source for new technology; in the 1980s, industry assumed the
lead and now funds some 70 percent of U.S. R&D. Within the Government R&D spending,
defense R&D funding was dominant until 1995; nondefense expenditures have held the lead
since then, with health research, the most rapidly growing sector, accounting for half of this
budget. The impact will be that defense unmanned technologies will increasingly become driven
by commercial off-the-shelf (COTS) technology versus driven by defense-specific research.
This trend will force the capabilities of defense unmanned technologies to conform with what
becomes commercially available.

For unmanned aviation, Federal regulations are a major contextual factor and not only for
airspace access. First, spectrum availability is becoming increasingly unavailable or shared,

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whether in the Continental United States (CONUS) or in overseas theaters. Many UAS types,
from Global Hawk to Scan Eagle, have lost at least one aircraft to frequency interference or
misuse. UASs must compete for spectrum in this crowded market through its national (Federal
Communication Commission) and international (World Telecommunication Organization)
regulators. Second, studies mandated by the Environmental Protection Agency are impacting
where and when UASs can operate. UASs must operate usually over desert and away from
urban concentrations or other environmentally or culturally sensitive areas. Third, existing
airspace regulations are unfocused and interpretable with regard to unmanned aviation, a
situation which is recognized and being addressed by the FAA.

6.5. Pull Factors

Pull factors are market and societal influences affecting technology adoption. For defense-
related unmanned systems, the series of regional conflicts in which the United States has been
engaged since the end of the Cold War has served to introduce and expand the capabilities of
unmanned systems technology to warfighters. This conflict-driven demand has ensured the
technologys evolution and continued funding, with each new conflict reinforcing the interest in
such systems. Global Hawk owes its appearance over Afghanistan to the performance of
Predator over Bosnia and Kosovo, which in turn owes its start to the record established by
Pioneer in the Persian Gulf War. CONUS use of unmanned systems includes crawling through
collapsed buildings looking for 9/11 survivors, helping locate lost mountain climbers, and
serving as robot astronauts on Mars. The attention such systems have received in the news
media acts to increase public acceptance of these systems and to allay concerns over privacy
issues raised in some quarters. Societal acceptance typically leads to market growth, which
stimulates R&D that can lead to more capable, less costly unmanned systems for defense.

6.6. Unmanned Technology Objectives

Current unmanned systems capabilities must evolve into the future DoD acquisition and
operational vision. Current support to the warfighter must be sustained while making the
transition, but every effort must be made to accommodate unmanned systems technologies along
with more traditional technologies as soon as possible. This section provides a summary of
direction for future investments intended to produce common hardware and software to facilitate
mechanisms across unmanned systems. A body of written DoD direction already exists with
which the unmanned systems community must comply while designing, building, fielding, and
sustaining such systems. In 6.6.1 through 6.6.17, the summary of direction to the Military
Departments and to industry is intended to guide the unmanned systems communitys investment
strategies.

COCOMs warfighting missions and capability needs are the focus of the technology way ahead,
as illustrated in Figure 1.2. This Unmanned Systems Roadmap emphasizes missions and
capabilities in terms of their air/sea/land domains without regard to a specific Military
Department. The vision for these systems is that, regardless of originating Military Department,
they will quickly evolve to the point where various classes of unmanned systems operate
together in a cooperative and collaborative manner to meet the joint warfighers needs. UASs
will be teamed with UGVs over land and with UMSs over water in combined arms roles that will
augment and extend manned capabilities.

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Obstacle avoidance, threat avoidance, and mine search and neutralization are a few of the
missions that automatic target recognition facilitates. All of the missions described for
unmanned systems depend on the effective use of sensors, most particularly the MCM, ISR, and
ASW capabilities. The sensor arena needs to concentrate on increasing area coverage rate
(ACR), improving classification and identification capabilities, developing nontraditional
tracking techniques, and developing CBRNE sensors.

6.6.1. Autonomy
The area of autonomy and control is a major research area for all unmanned systems, whether
military, commercial, or academic in origin. It offers the benefit of minimizing manning and
bandwidth requirements while extending the tactical range of operations beyond the LOS. A
number of system mission support technologies must be advanced before we can achieve
autonomous collaboration among multiple unmanned systems. For example, substantial research
must still be undertaken in perception to enable small UASs working at low altitude, UGVs, and
USVs to achieve forecast potential for working in three-dimensional terrain. Adaptability and
learning from past experience are still at early stages of capability. Advances in these
technologies for individual systems will go a long way toward enhancing the capabilities and
utilization of unmanned systems collaboratively or in teamed applications with manned systems.

Another aspect of autonomy is cooperative (or collaborative) coordination among multiple


vehicles. This aspect is viewed as an important enabling capability for large-scale operations
where object sensing, intervention, and surveillance are necessary and may occur simultaneously
and in stride with other operations. While many current systems operate using radio frequency
(RF) communication links to an operators control station that can be long range with encrypted
high data rates, trade-offs exist, and performance limitations due to issues with communications
link allocation during real-world operations are likely. The unmanned systems community must
wean itself from the telecommunication bandwidth. Autonomy will certainly be required in
order to accomplish this goal.

6.6.2. Bandwidth Issues


Many unmanned systems use COTS data link equipment that offers the developers reduced costs
for the equipment and shorter development periods. Problems associated with using commercial
RF for military applications include being designed within the U.S. authorized spectrum; in other
words, they are given the lowest priority within the United States and its Possessions. As a
result, use of these frequencies may be prohibited in some countries. The use of COTS
equipment for proof of concept is acceptable on a temporary basis, but strong consideration must
be given during system development to material solutions that truly take spectrum supportability
into account. This effort includes considering equipment designed to operate in properly
allocated bands before field testing and especially before entering formal development or before
large numbers of systems are procured. Such replacement efforts need to be programmed into
the transition plan from ACTDs into a normal acquisition program.

6.6.3. Cognitive Processes


Human cognitive process considerations are important for unmanned system development from
two perspectives. First, unmanned systems are intended to be tools or assets that extend human
perception and action capabilities. Therefore, the manner in which the unmanned-system-
provided information is made available to users must be consistent with their critical information
requirements, mission tasks, and roles. The information must support human perception,

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understanding, reasoning, and decision making in mission environments. Second, there are
human capabilities that can be captured in software algorithms or computational approaches that
would be beneficial to host directly on an unmanned system. For example, the human ability to
identify objects is highly robust across viewing angles, lighting conditions, etc., and is very
efficient. Such a capability would be useful to unmanned systems, both in terms of added
functionality and in a potential reduction in computer requirements.

6.6.4. Common Control


The effective operation of unmanned system capabilities envisioned by this integrated Roadmap
will result in the simultaneous operation of many dissimilar unmanned systems. In order to
minimize proliferation of unique hardware and software, manning and training requirements, and
communications systems, a common control approach is necessary. Common control for all
unmanned systems is the ultimate goal for many reasons:

To allow ready transfer of control of an unmanned vehicle from one operator to another,
To allow control of multiple types of vehicles from a single control station,
To minimize training across host platforms, operators, and vehicle types due to the resulting
standardization in controls across the unmanned systems community, and
To minimize logistics requirements due to the resulting common hardware, spare parts, and
maintenance practices across the unmanned systems community.

6.6.5. Communications
Communication is required between the vehicle and support platform for transmission of
commands and data. Primary issues to be considered when evaluating a mode of communication
for an unmanned systems task include available bandwidth, range between source and receiver,
detectability, and the required network infrastructure. These issues are of particular concern for
the ISR mission when communication is desired without exposing either the sender or receiver to
possible hostile interception. An expansion of bandwidth capability is desired for the more
stealthy methods, such as acoustic communications (ACOMMs) and low-probability-of-intercept
RF communications. Communication challenges are also associated with multiple vehicles
operating together. Reliable communication between vehicles working in a network must be
established and proven.

6.6.6. Cooperative Behavior


Two of the key features of unmanned systems in the future will be interconnectivity and
interoperability. An operational construct and architectural framework will be required that
integrates warfighters, sensors, networks, command and control, platforms, and weapons into a
networked, distributed combat force, scaleable across the spectrum of conflict from seabed to
space and from sea to land. This construct is an inherently joint and coalition concept; it relies
on and provides essential capabilities to the joint and coalition communities and other Military
Departments and agencies. By developing cooperative behaviors, unmanned systems will ensure
that data products are delivered to the proper operating systems and via established
communication paths to allow the most effective use and dissemination of those data products to
warfighters.

Future unmanned systems will need to be optimized to perform collaboratively with both
manned and unmanned team members to accomplish military missions and will require an
increasingly complex exchange and fusion of data from individual systems to inform operator

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decision making processes in real time. With the introduction of unmanned systems to the force,
the definition of team member has been expanded to include unmanned systems. There are two
components to this effort: teaming between the unmanned systems and teaming between the
human and the unmanned systems. Human-robot teams provide a unique challenge, that is, how
to develop unmanned systems technologies to enable the human to predict, collaborate, and
develop trust with the unmanned system. Additional considerations are the coordination
between mounted and dismounted soldiers with respect to the exchange and hand-off of
information from, and control over, unmanned assets from one operator to the other.

6.6.7. Data Interfaces


Information exchanges occur primarily between the unmanned system, its control station, and
specially designed external interfaces, such as Air Traffic Control (ATC) and video feeds.
Unmanned system products, after being processed, flow to external nodes from the control
station servers through network connections. In its current form, the CDL communications
system provides a closed circuit between the unmanned system and its control station to carry
commands, status, and sensor products. As an edge device on the GIG, the control station then
provides this information to the user community while keeping the unmanned system isolated
from the GIG. CDL-equipped unmanned systems must transition from a closed circuit (or
merely using communications services) to a network node (or actually providing
communications services).

The first step to achieving network-centricity involves network-enabling the interfaces. In other
words, Internet Protocol-based network connections and routers between unmanned subsystems
and the on-board data link must be created with corresponding network interfaces between the
control station data link, control station subsystems, and the GIG. This changes the paradigm
from a closed circuit to a network node. Functions and products of unmanned systems
implemented as network nodes would be accessible to other authorized nodes on the GIG, not
just to the control station. The unmanned system itself becomes an edge device on the GIG.

The second step involves unmanned systems that can connect directly to more than one node on
the GIG. During times when the demand on the data links is low, such as during cruise portions
of the mission, unmanned systems capable of connecting to more than one node can act as
network routers, passing Internet data packets between the multiple connected nodes. In this
way, unmanned systems can contribute their unused bandwidth to the overall carrying capacity
of the GIG.

6.6.8. Dynamic Obstacle/Interference/Collision Avoidance (Including Humans)


All unmanned systems except the smallest special purpose vehicles must have the ability to
autonomously avoid obstacles. In addition to the simple avoidance of obstacles (which is not
simple if both the obstacle and the vehicle are moving independently), we must consider
perception elements impacting trafficability, tactical maneuver, and mission execution. While
most control algorithms are sufficiently mature, sensor processing is lacking for autonomous
operations. Some combination of radar, optical, and infrared (IR) sensors will likely be required;
and image processing algorithms, especially for the latter two, are in their infancy. Most of the
mission capabilities also require the autonomous avoidance of threat systems, including ships,
boats, craft, active sensor systems, and, to whatever extent possible, passive detection systems.
The community would benefit greatly from increased developments in this area.

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6.6.9. Human Systems Integration (HSI) in Unmanned Systems


Despite the implication of the name, unmanned systems still include a human element. Even in
highly autonomous systems, humans are required to provide high-level objectives, set rules of
engagement, supply operational constraints, and support launch-and-recovery operations.
Humans need to interpret sensor information, monitor systems, diagnose problems, coordinate
mission time lines, manage consumables and other resources, authorize the use of weapons or
other mission activities, and maintain system components. That the human is no longer
necessarily co-located in mission execution with the dynamic components of the unmanned
system represents a modification rather than an elimination of the role of humans.

Because the human must interact with the unmanned system using some form of system interface
and because that interaction is clearly mission critical, it is essential that system design
accommodate the human user. This requires attention to all elements of HSI when developing,
acquiring, and operating unmanned systems. This includes optimizing design of the human-
machine interface and consideration of how the operators and maintainers are selected and
trained, how many will be required or are available to operate the system, and how their
performance may be degraded by elements of the operational environment. For example, the
presence and availability of information within these unmanned systems does not automatically
equate to situation awareness on the part of the human operators. It does little good to develop a
world-class sensor system if the human operator cannot easily perceive and interpret the
information or if the operator is unable to put the information into the overall contextual
framework of the mission.

6.6.10. Launch and Recovery (L&R)


The successful operation of unmanned systems is dependent on the capability of delivering and
recovering the unmanned systems from the operational area. A variety of challenges and
conflicts need to be addressed, including

Safety and operability throughout all L&R operations and conditions,


Adaptation of the L&R system to accommodate unmanned system variants,
Host platform interfaces,
Commonality and portability of the unmanned system L&R system interfaces, and
Development of a simple system that reduces required manpower, maintenance, and number
of operations.

For many platforms that will be deployed and dependent on the utility of multiple unmanned
systems, satisfying these issues as well as automating portions of the process will provide
enhanced operational capability. Developmental goals for unmanned system L&R should
include operations at higher speeds and higher sea states.

6.6.11. Power Systems


Energy has long been a major consideration due to its effect on the ultimate performance of
extended vehicle missions. For air-independent power, the energy source becomes a major
factor in the design and efficiency of vehicle systems. For all operations, there is a desire to
minimize the size, cost, and signature of the energy and propulsion system. Missions such as
ASW and ISR with high speed and endurance requirements will require more sophisticated
energy systems, such as fuel cells and hybrid systems. The type of energy source selected for an
unmanned systems application is driven primarily by mission requirements for speed and

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endurance. Long endurance, payload power, and high speed are all factors that require increased
energy capacity on the unmanned system. It is important to note that energy source selection
cannot be completed without consideration to the impact on vehicle design, size, and type. There
is no clear-cut choice of energy system that meets all mission needs and all vehicle design
constraints.

6.6.12. Processor Technology


Just as computer components have evolved from vacuum tubes to transistors to integrated
circuits of semiconductors, future ones will need to use different technologies to achieve ever
faster speeds and larger memories. Military, as well as business and gaming applications, will
continue to put higher demands on processors. Although todays processors allow some
unmanned systems, particularly UASs, to conduct entire missions with little or no human
intervention, the ultimate goal is to replace the operators with a mechanical facsimile or equal or
superior thinking speed, memory capacity, and responses gained from training and experience.
To improve performance in the past, threading was enabled in the software by splitting
instructions into multiple streaming so that multiple processors could act upon them. Hyper-
threading technology offers potentially even more efficient use of processor resources, higher
processing throughput, and improved performance. Optical, biochemical, quantum interference
switching, and molecular processors, or some combination of these, will be required as well as
low-power technologies. Size and cost of such supercomputers present equal challenges to
overcome.

6.6.13. Product Format


Engineering implementation is as important as technology development for success. System
engineering considerations are often driven by the sensors, energy sources, and payloads as well
as logistic concerns. However, size and number of vehicles to be used, overall system costs, and
interoperability of systems all need to be considered in developing needed capabilities.

6.6.14. Reliability
Reliability is the probability that an item will perform its intended function for a specified time
under stated conditions. Unmanned systems reliability is important because it underlies their
affordability, availability, and acceptance and must be addressed earlier in the development
process. Design changes are significantly more costly during low-rate initial production (LRIP)
and final production phases than during product design. High reliability is critical to warfighter
acceptance of and confidence in a platform and is the first hurdle in airspace considerations as it
underlies UAS acceptance into civil airspace. To achieve the goals outlined in this Roadmap,
validation and verification of on-board software will become more critical, while also becoming
more complex and less deterministic.

6.6.15. Sensors
All unmanned systems missions depend on the effective use of sensors, most particularly the
battlespace access and survivability, mine countermeasures (MCM), ISR, and ASW capabilities.
Development in the sensor arena needs to concentrate on increasing area coverage rate (ACR),
improving classification and identification capabilities, developing nontraditional tracking
techniques, and developing CBRNE sensors. Synthetic aperture sonar (SAS) is the current
leading candidate to best meet the requirements of the MCM mission. SAS promises to provide
both increased ACR and increased resolution. However, the real breakthrough ASW sensor, for
example, may be nonacoustic. This technology is not as strongly aperture-dependent as acoustic

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sensors and can, therefore, be exploited in smaller systems. Sensor processing and the
automated decision making associated with the processing remain a developmental area for both
MCM and ASW. For MCMs, the principal risk will be the autonomous processing of sonar and
optical images to classify mine-like objects and identify mines. The biggest challenges are
associated with autonomous processing, target recognition, countermeasure rejection, target
motion analysis, and tactics.

6.6.16. Survivability
As unmanned systems use proliferates into an ever-increasing sphere of combat applications and
becomes progressively more important to the warfighter, mission effectiveness and, by
extension, combat survivability become increasingly critical. It is imperative that the
survivability of an unmanned system be a key consideration during the system design process.
The unmanned platform is but one component within the unmanned system. Addressing the
survivability of simply the platform only partially addresses the survivability of the total system
as the components operate within a collaborative multiplatform environment. Future efforts
should concentrate on reducing the total system susceptibility and vulnerability.

6.6.17. Weapons
Weaponizing unmanned systems is a highly controversial issue that will require a patient crawl-
walk-run approach as each applications reliability and performance is proved. This approach
will require starting with the vehicle itself to ensure its performance within and adherence to
appropriate operational regulations. Initial applications of weaponizing any unmanned systems
may require a man in the loop (e.g., MQ-1B Predator, MQ-1C Sky Warrior, and MQ-5 Hunter
UASs) to ensure positive control of the vehicle and its weapon. For weaponized unmanned
systems operations during war or other categories of hostile action, rules of engagement will
likely follow the precedence from other weapon release doctrine. Guns, missiles, torpedoes, and
nonlethal projectiles can hang up and create a potentially dangerous condition for unmanned
systems recovery personnel and other platforms within the operating area. The challenge is the
ability to remotely render unmanned weapon systems safe (with verification) or face the choice
of having to destroy or scuttle the system. As confidence in system reliability, function, and
targeting algorithms grows, more autonomous operations with weapons may be considered.
Primary technical challenges for weapon release from unmanned systems include the ability to
reliably target the right objective and achieve proper tracking under all conditions where the
system is likely to be employed. Maintaining communications for man-in-the-loop operations
will be a challenge, particularly over the horizon (OTH).

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Chapter 7. International Cooperation

7.1. Assessment of Foreign Robotics

In general, U.S. capabilities, research, and technologies are leading the way for the international
efforts. However, Japans effort with HRI is comparable, while the humanoid-like robotic
technology may be somewhat ahead of efforts in the United States at present. South Korea
began investing heavily in HRI and may partner with the United States in the future. Canada is
increasing its investing efforts with platforms and may be considered comparable to U.S.
platform technology.

A number of U.S. allies currently conduct R&D activities directed toward developing military
capabilities for robotics and UGVs. Canada conducts research in the areas of autonomous
systems with a focus on sensors and integration for robotic systems, control systems for robotic
applications, data communications systems, robotic vehicle platforms, artificial intelligence for
robotic systems, and the ergonomic aspects of human-machine interface. Germany has
sponsored science and technology efforts directed toward the development of critical
technologies for UGVs including perception, intelligent control, and autonomous robotic vehicle
platforms as well as human interface and planning. Recently, Germany began to focus on the
development of small (i.e., man-packable) robots. Australia is concentrating on the areas of
platform-related technologies and weapons, man-unmanned systems, control theory, and control
systems.

France is focusing on the areas of system collaboration, weapons, level of autonomy, and night
vision and electronic sensors to include countermine and demining technologies. The United
Kingdom is primarily working on navigation, mobility, communication, and ground vehicle
integration. Israel is conducting work on tank systems dealing with laser rangefinders and the
design and fabrication of tank systems. South Korea recently initiated research focused on the
development of a platform similar to multifunction utility/logistics equipment (MULE) as well as
on real-time tracking and HRI efforts, which they hope will ultimately result in a vehicle that can
be used to monitor the Demilitarization Zone. Other international efforts include HRI by
Switzerland and systems for mine clearing and mobility by Denmark. In summary, these
countries are concentrating on capabilities for urban operation and combat application, as
opposed to Japan, where defense applications for robotic technologies are their primary goal.

The current population and societal structure in China create an environment in which
requirements for use of robotics do not necessarily parallel those of the United States. As a
broad generalization, work appears to be primarily directed toward functions where human
operators cannot function, as opposed to replacing human operators in hazardous military
environments. One of the few references to military robotics found, an abstract from a thesis
posted by the Institute for Intelligent Machines of the National Academy of Sciences, makes
reference to Chinese developments in military robotics as very late compared with other
developed countries. The thesis is aimed at teleoperation for ordnance disposal and represents a
modest state of the art. Biomimetics, including serpentine, swimming, and human/quadrupedal
approaches, are the primary focus in terms of R&D efforts in locomotion. Space robotics is an
area of focus in several institutions, and there are reports of joint developments of intelligent
multirobot (leader/host with four followers) at the Beijing University of Aerospace and
Aeronautics and the Polytechnic University of Milan. Work at Tsinghua Universitys Robotics

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and Automation Laboratory focuses on what are referred to as Special Mobile Robots for such
applications as humanoid/multipedal locomotion, pipe crawling, and biochip manufacturing.

Other work at Tsinghua University and other institutes reflects an emphasis on intelligent
systems for robotics. In this area, China has a number of apparent interests and infrastructure
strengths. Much of the effort is directed toward sensing, perception, and information
technologies, including multi-agent systems that would be applicable to advanced robotic
concepts. Work in mobile ad hoc networking and intelligent agents is also widespread and
addresses one of the key enabling technologies for advanced multirobot systems. To summarize,
while Chinese efforts in robotic military systems may currently trail efforts of the United States
and other western countries (notably France, Germany, and the United Kingdom), they have
strong infrastructure capabilities. On-going research is addressing a number of enabling
technologies that will be required for future robotics. Their ability to pursue and develop
military robotics, should they choose that route, should be taken as a given.

7.2. International Robotics Agreements

The United States is sharing R&D information on unmanned systems with the United Kingdom,
Australia, Sweden, France, Israel, Germany, Canada, Singapore, Norway, Italy, Japan, and South
Korea. There are also active or planned cooperative efforts on unmanned systems with
Singapore, France, the United Kingdom, Canada, Germany, Australia, Sweden, and Italy.

Key efforts include the Air Forces high-altitude long-endurance UAS flight demonstration
(performing Global Hawk flight trials with Germany), the SPARTAN SCOUT advanced concept
technology demonstrations with participation from France and Singapore (demonstrating the
military utility of UMSs for assured access and force protection in the littorals), and the NATO
airborne ground surveillance program (whose concept includes the use of Global Hawk UASs).

The following terminology and abbreviations are used in 7.2.1 through 7.2.4:

Data Exchange Agreement (DEA). An international agreement that allows for the
exchange of R&D information in a technical area under the auspices of a master information
exchange agreement. DEAs are the same as information exchange program annexes (IEAs).
Memorandum of Understanding/Agreement (MOU/MOA). Either a framework
international agreement to allow for cooperative R&D project arrangements or agreements
(PAs) to be placed or large cooperative agreements for large programs or phases of
programs.
Project Arrangement or Agreement (PA). An international agreement for a specific
project under the auspices of an MOU or MOA.

7.2.1. Office of the Secretary of Defense (OSD)


1. Project Title: Electronic Warfare Support (ES) Unmanned Aerial Vehicle Demonstration
Country: Canada, UK
Agreement Dates: 10/1/2004 9/30/2007
Description: The purpose of this project is to expand current capabilities to support more
accurate geo-location of GPS jammers in a high-threat situation by improving anti-jamming
protection on an UAS to support electronic warfare collection efforts.

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2. Project Title: NATO Airborne Ground Surveillance System Program


Country: NATO
Description: NATO Airborne Ground Surveillance System includes Global Hawk UASs
equipped with a Multiplatform Radar Technology Insertion Program (MP-RTIP) radar.

3. Project Title: Land Warfare Concept Technology (LWCT)


Country: Singapore
Agreement Dates: 9/13/2004 12/31/2008
Description: DARPA provided two Learning Applied to Ground Robots (LAGR) vehicles
to the Singapore Defense Sciences Organization National Laboratory for experimentation
and testing.

7.2.2. Air Force


1. Project Title: Unmanned Air Vehicles (DEA)
Country: UK
Agreement Dates: 11/13/2002 11/13/2007
Description: The scope of the IEA comprises the exchange of R&D information on
unmanned, combat and offensive air vehicles technology and related studies and analyses.

2. Project Title: Unmanned Aerial Vehicles (UAVs) (DEA)


Country: Australia
Agreement Dates: 5/20/2004 5/19/2009
Description: The purpose of this DEA is to exchange research, development, test, and
evaluation (RDT&E) information on UASs. The RDT&E information that will be
exchanged focuses on the technologies, processes, and systems attributes that are key to
understanding the utilization of unmanned air technology.

3. Project Title: Future Technology for Aerial Refueling (PA)


Country: France, Germany, Italy and UK
Agreement Dates: Proposed for FY200712 (Proposed PA, to be established under new
Five-Power Research Technology Project (RTP) MOU)
Description: The nations will conduct collaborative study work in the automation of aerial
refueling, to include manned and unmanned receivers, operation in a mixed manned and
unmanned combat environment, and operation of unmanned tankers.

4. Project Title: Unmanned Aerial Vehicles (UAVs) (DEA)


Country: Australia
Agreement Dates: 5/20/2004 05/19/2009
Description: The purpose of this DEA is to exchange RDT&E information on UASs. The
RDT&E information that will be exchanged focuses on the technologies, processes, and
systems attributes that are key to understanding the utilization of unmanned air technology.

5. Project Title: Refractive Turbulence, the Surveillance Mission, and Transient Propagation
Disturbances (PA)
Country: Australia
Agreement Dates: 10/16/2006 10/15/2009
Description: AFRL/VS (Space Vehicle Directorate) and Defense Science and Technology
Organization intend to demonstrate increased ability to measure, analyze, and predict the
severity, duration, and location of the refractive turbulence events that lead to transient

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electronic disconnectivity and fluctuating surveillance image degradation within the same
global environment in which manned and unmanned systems are required to operate.

6. Project Title: Operator Functional State Assessment and Adaptive Aiding Implementation
(PA)
Country: Sweden
Agreement Dates: 2/16/2007 2/16/2011
Description: This PA will develop accurate methods of on-line assessment of the operators
cognitive state and investigate methods by which intelligent agents tailor, in real time, the
systems demands upon the operator. This PA will also demonstrate how adaptive systems
can aid and support the human operator during situations of high mental load.

7.2.3. Army
1. Project Title: Unmanned Aerial Vehicles (DEA)
Country: UK
Agreement Dates: 12/1999 11/2009
Description: This DEA provides for the exchange of scientific and technical information on
the research and development of UASs and remotely piloted vehicles in support of land
combat.

2. Project Title: Mines, Countermine, and Demolitions (DEA)


Country: Sweden
Agreement Dates: 11/2002 11/2007
Description: This DEA provides for the exchange of RDT&E information on mines,
countermine, and demolition technologies.

3. Project Title: Missile Technologies (DEA)


Country: France
Agreement Dates: Proposed
Description: This DEA provides for the exchange of scientific and technical information of
mutual interest on the RDT&E of technologies applicable to Army missile systems. The
DEA specifically relates to the reconnaissance, surveillance, target acquisition, and
engagement technology of unmanned systems.

4. Project Title: Electronic Warfare (DEA)


Country: Israel
Agreement Dates: 8/1972
Description: Classified

5. Project Title: Advanced VTOL Technology (DEA)


Country: Germany
Agreement Dates: 12/2003 12/2008
Description: This DEA provides for the exchange of R&D information of mutual interest in
the field of advanced VTOL technology.

6. Project Title: Missiles (DEA)


Country: United Kingdom
Agreement Dates: 2/1996 6/2011
Description: This DEA provides for the exchange of information on capabilities and

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technologies of missiles, guided weapons, rockets, smart weapons and munitions, UASs, and
remotely piloted vehicles in support of land combat. The DEA specifically relates to the
integration of reconnaissance, surveillance, target acquisition, and engagement technology
into unmanned systems.

7. Project Title: Unmanned Systems (DEA)


Country: Singapore
Agreement Dates: 2/2004 2/2009
Description: This DEA concerns a broad range of technologies related to U.S. Army
programs for unmanned systems including UASs, UGVs, and supporting equipment.

8. Project Title: Military Rotorcraft and UAVs (DEA)


Country: Australia
Agreement Dates: 5/2004 5/2009
Description: This DEA provides for an exchange of data for military rotorcraft and UASs
between the United States and Australia.

9. Project Title: Missile Technologies for Land Forces (DEA)


Country: Canada
Agreement Dates: 12/2004 12/2014
Description: This DEA provides for the exchange of scientific and technical information of
mutual interest on the RDT&E on missile technologies for land forces. The DEA
specifically relates to the integration of reconnaissance, surveillance, target acquisition, and
engagement technology into unmanned systems.

10. Project Title: Survivability Technologies for Force Protection (DEA)


Country: Israel
Agreement Dates: 12/2003
Description: This DEA covers the exchange of scientific and technical information of
mutual interest on information related to RDT&E of military materiel and facilities.

11. Project Title: Countermine R&D and Systems (DEA)


Country: Japan
Agreement Dates: 4/1984
Description: This DEA provides for the exchange of technical data related to RDT&E of
systems and technologies in mine and minefield detection, mine and minefield neutralization,
vehicle protection and hardening, and applications of robotics and automated equipment
technology.

12. Project Title: Unmanned Systems (DEA)


Country: Australia
Agreement Dates: 11/2002 11/2012
Description: This DEA provides for the exchange of scientific and technical information of
mutual interest on conceptual, operational, methodological, architectural, and technical
aspects confined to the individual and combined development of command, control, and
communications technology.

13. Project Title: Robotic Systems (DEA)


Country: United Kingdom

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Agreement Dates: 4/1996 5/2008


Description: This DEA provides for the exchange of data, programs, and experience in the
field of robotics for the planning, design, and operation of robotics systems for military
purposes.

14. Project Title: Tactical Missiles (DEA)


Country: Korea
Agreement Dates: 6/2003 6/2013
Description: This DEA provides for the exchange of scientific and technical information of
mutual interest on the RDT&E of tactical missiles. The DEA specifically relates to the
integration of reconnaissance, surveillance, target acquisition, and engagement technology
into unmanned systems.

15. Project Title: Armored Vehicles (DEA)


Country: France
Agreement Dates: 11/1961
Description: This DEA provides for the exchange of armored vehicles research and
development on current and future programs.

16. Project Title: Robotic Systems for Military Systems (DEA)


Country: Germany
Agreement Dates: 3/05 3/10
Description: Exchange of data, programs, and experience in the field of robotics for the
planning, design, and operation of robotics systems for military purposes.

17. Project Title: Robotic Systems for Military Forces (DEA)


Country: Israel
Agreement Dates: 11/03 11/07
Description: Exchange of scientific and technical information of mutual interest on robotic
systems to include the following teleoperated/autonomous technology areas:
communications, navigation, mobility/control architecture, mission modules, man-robot
interfaces, performance measurement, and operational concept development.

7.2.4. Navy
1. Project Title: Broad Area Maritime Surveillance (BAMS) Unmanned Aircraft System
(UAS) Cooperative Development Program (MOU)
Country: Australia
Agreement Dates: 01/13/2007 7/13/2008
Description: The SDD phase for multimission maritime aircraft (MMA) and BAMS UAS
(Framework MOU) encompasses either or both the MMA and the BAMS UAS and
potentially associated technologies or cooperative projects leading to full-scale development
of the MMA and/or BAMS system.

2. Project Title: SPARTAN SCOUT ACTD (MOA)


Country: France
Agreement Dates: 01/29/2004 01/29/2012
Description: This ACTD is to demonstrate the military utility of USVs for assured access
and force protection in the littorals.

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3. Project Title: SPARTAN SCOUT ACTD (PA)


Country: Singapore
Agreement Dates: 03/08/2003 03/08/2010
Description: This PA is the first under the new Singapore RDT&E agreement. The ACTD
is set up to demonstrate the military utility of USVs.

4. Project Title: Feature-Based Navigation for Autonomous Underwater Vehicles (AUV) in


Very Shallow Water (PA)
Country: Singapore
Agreement Dates: 03/30/2006 03/30/2010
Description: This work will involve joint development of algorithms and techniques,
supporting data collection, and laboratory experiments carried out by each nation and lead up
to an integration of jointly developed algorithms on a Singapore-supplied autonomous
underwater vehicle equipped with sonar and other sensors for a demonstration in Singapore
waters.

5. Project Title: Unmanned Underwater Vehicles (UUV) for Mine Countermeasures (MCM)
(PA)
Country: UK
Agreement Dates: 08/09/2002 08/09/2007
Description: Currently, both nations have MCM capability requirements and similar
concepts for application of autonomous platform systems to address the capability
requirements. Leveraging the experience from the past investments and coordinating the
planned resources and efforts of each, the collaboration will investigate different approaches
within the key technology areas cost effectively.

6. Project Title: Unmanned Underwater Vehicle (UUV) Intelligence, Surveillance and


Reconnaissance (ISR) and Anti-Submarine Warfare (ASW) Technology (PA)
Country: UK
Agreement Dates: 11/21/2003 11/21/2007
Description: This project will develop and demonstrate an integrated suite of sensors and
autonomous vehicle systems for ISR and ASW missions and investigate energy storage
systems for long-endurance operations. It enhances the U.S. efforts in the FNC area of
underwater autonomy and ASW sensors.

7. Project Title: Information Exchange Program Annex Unmanned Aerial Vehicles (IEA)
Country: France
Agreement Dates: 5/16/2003 5/16/2008
Description: This project is a reciprocal government-to-government exchange of R&D
information on UASs with France.

8. Project Title: Information Exchange Program Annex Unmanned Aerial Vehicle


Technology
Country: Australia
Agreement Dates: 6/17/2004 6/17/2009
Description: This project is a reciprocal government-to-government exchange of R&D
information on UASs with Australia.

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9. Project Title: Information Exchange Program Annex Unmanned Aerial Vehicle Systems
(IEA)
Country: Germany
Agreement Dates: 8/30/2004 8/30/2009
Description: This project is a reciprocal government-to-government exchange of R&D
information on UASs with Germany.

10. Project Title: Information Exchange Program Annex Unmanned Aerial Vehicles (IEA)
Country: Italy
Agreement Dates: 3/22/2004 3/22/2009
Description: This project is a reciprocal government-to-government exchange of R&D
information on UASs with Italy.

11. Project Title: Information Exchange Program Annex Unmanned Aerial Vehicles (IEA)
Country: Canada
Agreement Dates: 6/13/1995 3/14/2007
Description: This project is a reciprocal government-to-government exchange of R&D
information on UASs with Canada.

12. Project Title: Information Exchange Program Annex Unmanned Air Vehicles (IEA)
Country: Korea
Agreement Dates: 3/14/1997 3/14/2007
Description: This project is a reciprocal government-to-government exchange of R&D
information on UASs with Korea.

13. Project Title: Information Exchange Program Annex Unmanned Aerial Vehicles (IEA)
Country: Israel
Agreement Dates: 1/16/1996 1/16/2011
Description: This project is a reciprocal government-to-government exchange of R&D
information on UASs with Israel.

14. Project Title: Information Exchange Program Annex Unmanned Aircraft Systems (IEA)
Country: Singapore
Agreement Dates: Proposed in development
Description: This project is a reciprocal government-to-government exchange of R&D
information on UASs with Singapore.

15. Project Title: Information Exchange Program Annex Unmanned Underwater Vehicles
(IEA)
Country: UK
Agreement Dates: 8/2/2004 8/2/2009
Description: This project is a reciprocal government-to-government exchange of R&D
information on UUVs with the United Kingdom.

16. Project Title: Information Exchange Program Annex Unmanned Aerial Vehicles (IEA)
Country: UK
Agreement Dates: 06/06/1995 6/6/2010
Description: This project is a reciprocal government-to-government exchange of R&D
information on UASs with the United Kingdom.

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17. Project Title: Information Exchange Program Annex Anti-Submarine/Anti-Surface Ship


Torpedo and Unmanned Underwater Vehicle Systems (IEA)
Country: Japan
Agreement Dates: 2/4/2002 2/4/2007
Description: This project is a reciprocal government-to-government exchange of R&D
information on anti-submarine and anti-surface ship torpedoes and UUVs with Japan.

18. Project Title: Information Exchange Program Annex Mine Warfare and Unmanned
Vehicles (IEA)
Country: Norway
Agreement Dates: 3/18/2005 3/18/2010
Description: This project is a reciprocal government-to-government exchange of R&D
information on mine warfare and UUVs with Norway.

19. Project Title: Project Churchill, agreement with UK as part of the Navy-led Unmanned
Combat Air Systems (UCAS) Program
Country: UK
Dates: 12/21/2004 07/31/2009
Description: The United States and United Kingdom will jointly create a distributed
simulation environment capability using Navy, Air Force, and U.K. Defence Science and
Technology Laboratory M&S capabilities. They will then select portions of the U.K.
unmanned combat air vehicle (UCAV) demonstration results of efforts functionality already
completed; jointly participate in modeling, simulation, tests, and demonstrations; and
conduct additional tests using U.S. J-UCAS and U.K. UCAV assets to gather further
information regarding coalition employment and interoperability of UCAV.

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7.3. Treaty Concerns for Unmanned Systems

DoDD 2060.1 directs that all DoD activities shall be fully compliant with arms control
agreements of the U.S. Government. 17 Additionally, DoDD 5000.1 directs that the acquisition
and procurement of DoD weapons and weapon systems shall be consistent with all applicable
domestic law and treaties and international agreements and that an attorney authorized to
conduct such legal reviews in the Department shall conduct the legal review of the intended
acquisition of weapons or weapons systems. 18 U.S. Government arms control agreements
concerning unmanned systems include the Wassenaar Arrangement (WA), the Missile
Technology Control Regime (MTCR), the Treaty on Conventional Armed Forces in Europe
(CFE), the Vienna Document 1999 (VDOC), the Intermediate-Range Nuclear Forces Treaty
(INF), the Global Exchange of Military Information (GEMI), and the United Nations
Transparency in Armaments Resolution (UNTIA). Conventional arms agreements that do not
name unmanned systems, but mention military air and ground vehicles include the CFE, VDOC,
INF, GEMI, and UNTIA. Conventional arms agreements that address unmanned systems
directly include the WA and MTCR.

WA-controlled dual-use items include unmanned systems in item ML 10I munitions list in
section 9.A.12 and technology applicable to unmanned systems in sections 9.D.1, 9.E.3, and
9.D.2. MTCR restricts unmanned systems as a Category I item in section 1.A.2, provided that
the UAS can carry a 1100-pound payload for 162 nautical miles. MTCR Category II items,
under sections 19.A.2 and 19.A.3, include technology and equipment that may be used in
Category I unmanned systems.

CFE articles I and II obligate participant adherence and define conventional weapons that, within
the area of application, are subject to terms of reduction and limits outlined in articles IVVI.
Unmanned systems may, subject to review, meet the definitions of conventional armaments and
equipment subject to the CFE treaty. Also subject to review, VDOC may require the U.S.
Government to report combat equipment and/or new weapons systems as they fall under article I,
paragraphs 10.2.5, 10.5, and 11.2, and follow-on items of the VDOC. Ground-launched cruise
missiles are restricted by INF in article II, paragraph 2; however, air-to-surface weapons are not
considered under the INF treaty. Unmanned systems that are not ground launched, or take off
without the aid of launching equipment, and are designed to return from mission, do not fall
within the definition of a ground-launched cruise missile. GEMI requires the U.S. Government
to share information on holdings of major weapons and equipment systems listed under
paragraph 3. Air and ground vehicles, irrespective of manned or unmanned, may, upon review,
fall under the categories of major weapon and equipment systems subject to information sharing
under paragraph 3 of GEMI. Under the UNTIA Annex, Register of Conventional Arms,
unmanned systems, subject to review, may meet the definitions of items defined in
paragraph 2.a., concerning international arms transfers.

17
DoDD 2060.1, paragraph 3.3.1, June 9, 2001.
18
DoDD 5000.1, paragraph E1.1.15, Legal Compliance, 12 May 2003.

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Appendix A. Unmanned Aircraft Systems (UASs)

A.1. Unmanned Aircraft Systems (UASs)

A.1.1. MQ-1 Predator


User Service: Air Force, Army, and Navy
Manufacturer: General Atomics Aeronautical Systems, Inc.
Inventory: 120+ (all types) Delivered/95 Available/170 Planned
Status: Program of Record (POR)

Background: The Air Force MQ-1 Predator was one of the initial ACTDs in 1994 and transitioned to an Air Force
program in 1997. Since 1995, Predator has flown surveillance missions over Iraq, Bosnia, Kosovo, and
Afghanistan. In 2001, the Air Force added a laser designator for use with precision-guided munitions and the ability
to employ Hellfire missiles from the Predator; these additions led to the change in the Predators designation from
RQ-1 to MQ-1 to reflect its multimission capability. The Air Force operates three Active component Predator
squadrons and three Air National Guard Predator squadrons. The MQ-1 fleet reached the 170,000 flight hour mark
in July 2006 with over 80 percent of the hours in combat. It was declared operationally capable (initial operational
capability (IOC)) in March 2005. The Navy purchased three RQ-1As for R&D as well as training that currently
support lead-in training for the Air Force MQ-9 Reaper and Army Extended Range/Multipurpose (ER/MP) crews.
http://www.af.mil/factsheets/factsheet.asp?fsID=122

Characteristics:

MQ-1 B
Length 27 ft Wing Span 55 ft
Gross Weight 2250 lb Payload Capacity 450 lb
Fuel Capacity 640 lb Fuel Type AVGAS
Engine Make Rotax 914F Power 115 hp
Data Link(s) BLOS Frequency Ku-band
LOS C-band

Performance:

Endurance 24+ hr clean Maximum/Loiter Speeds 118/70 kt


16 hr w/external stores
Ceiling 25,000 ft Radius 500 nm
Takeoff Means Runway Landing Means Runway
Sensor(s) EO/IR Sensor Model(s) AN/AAS-52
SAR AN/ZPQ-1
Weapons 2xAGM-114

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A.1.2. MQ-1C Sky Warrior (formerly Extended Range/Multipurpose (ER/MP))


User Service: Army
Manufacturer: General Atomics Aeronautical Systems, Inc., San Diego, California
Inventory: 0 Delivered/132 Aircraft Planned (11 systems; 12 unmanned aircraft per system)
Status: POR
Background: The MQ-1C Sky Warrior UAS will provide COCOMs with a much improved real-time responsive
capability to conduct long-dwell, wide-area reconnaissance, surveillance, target acquisition, communications relay,
and attack missions. The major difference between Sky Warrior and preceding models of Predator is its use of a
diesel engine to meet Army one-fuel requirements. Milestone B decision was made on April 20, 2005, for entry into
SDD, with contract award to General Atomics in August 2005 after a competitive down-select process. Taking off
from an airfield, the Sky Warrior is operated via the Armys OneSystem GCS and lands via an automatic takeoff
and landing system. The Sky Warriors payload includes EO/IR and SAR with moving target indicator (SAR/MTI)
capabilities. Additionally, two 250-pound and two 500-pound hard points under the main wings provide an attack
capability. Seventeen SDD airplanes will begin the fabrication process in 2007, and Milestone C and LRIP are
expected in FY2008. Sky Warrior UAS will be fielded to each of the Armys divisions. Current funding resources
support the SDD phase of the UAS in order to progress through the critical design review, design readiness review,
and fabrication of SDD aircraft and components. Additionally, the budgeting supports long-lead procurements of
parts to support LRIP and developmental and operational testing needs.

Characteristics:

MQ-1C
Length 28 ft Wing Span 56 ft
Gross Weight 3200 lb Payload Capacity 800 lb/500 lb external
Fuel Capacity 600 lb Fuel Type JP-8
Engine Make Thielert diesel Power 135 hp
Data Link(s) BLOS Frequency Ku-band
LOS C-band
(TCDL)

Performance:

Endurance 40 hr w/250 lb payload Maximum/Loiter Speeds 130/60 kt


Ceiling 25,000 ft Radius 162 nm/648 nm w/SATCOM
Takeoff Means Runway Landing Means Runway
Sensor EO/IR/laser rangefinder/ Sensor Make TBD
laser designator
SAR/MTI TBD

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A.1.3. RQ-2 Pioneer


User Service: Marine Corps
Manufacturer: Pioneer UAV, Inc.
Inventory: 175 Delivered/33 Available/Production Complete
Status: Non Program of Record (NPOR)

Background: The Navy/Marine Corps RQ-2 Pioneer has served with Navy, Marine Corps, and Army units and has
been deployed aboard ship and ashore since 1986. Initially deployed aboard battleships to provide gunnery spotting,
its mission evolved into reconnaissance and surveillance, primarily for amphibious forces. Launched by rocket
assist, by pneumatic launcher, or from a runway, it recovers on a runway with arresting gear after flying up to
5 hours with a 75-pound payload. It currently flies with a gimbaled EO/IR sensor and relays analog video in real
time via a C-band LOS data link. Since 1991, the Pioneer has flown reconnaissance missions during the Persian
Gulf, Bosnia, and Kosovo conflicts. It is currently flying in support of Marine Corps forces in Operation Iraqi
Freedom. The Navy ceased Pioneer operations at the end of FY2002 and transferred assets to the Marine Corps.
The Marine Corps is sustaining the Pioneer to extend their operations with it until replaced by the RQ-7 Shadow.
http://uav.navair.navy.mil/

Characteristics:

RQ-2B
Length 14 ft Wing Span 17 ft
Gross Weight 452 lb Payload Capacity 75 lb
Fuel Capacity 76 lb Fuel Type AVGAS
Engine Make Sachs SF 350 Power 26 hp
Data Link(s) LOS Frequency C-band
UHF

Performance:

Endurance 5 hr Maximum/Loiter Speeds 110/65 kt


Ceiling 15,000 ft Radius 100 nm
Takeoff Means Runway/pneumatic launch Landing Means Net/runway with arresting gear
Sensor EO/IR Sensor Make Tamam POP 200/300

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A.1.4. RQ-4 Global Hawk


User Service: Air Force
Manufacturer: Northrop Grumman Corporation
Inventory: 12 Delivered/61 Planned (7 ACTD +
54 production aircraft)
Status: POR
Background: The Air Force RQ-4 Global Hawk is a
high-altitude, long-endurance unmanned aircraft
designed to provide wide area coverage of up to
40,000 nm2 per day. The size differences between
the RQ-4A (Block 10) and RQ-4B (Blocks 20, 30,
40) models are shown in the figure at right and the
table below. Global Hawk completed its first flight
in February 1998 and transitioned from an ACTD
into its Engineering and Manufacturing Development
(EMD) phase in March 2001. Its EO/IR and
SAR/MTI sensors allow day/night, all-weather
reconnaissance. Sensor data are relayed to its mission control element, which distributes imagery to up to seven
theater exploitation systems. The Air Force has restructured the program to procure 47 B model aircraft through
FY2013. The first B model, a Block 20, flew its maiden flight on March 1, 2007. The first multi-intelligence
payload, which includes an Advanced Signals Intelligence Program (ASIP) payload, began flight test in May 2007,
followed by the MP-RTIP payload in July 2007. The Air Force plans to add other sensor and communications
capabilities in a spiral development process as this fleet is procured. Ground stations in theaters equipped with the
Common Imagery Processor will eventually be able to receive Global Hawk imagery directly. The first operational
production aircraft, the Block 10 A model, deployed in January 2006 to U.S. Central Command (CENTCOM) and
replaced the prototype ACTD configuration, which had been deployed there for most of the time since 2001.
http://www.af.mil/factsheets/factsheet.asp?fsID=175

Characteristics:

RQ-4A RQ-4B RQ-4A RQ-4B


(Block 10) (Block 20, 30, 40) (Block 10) (Block 20, 30, 40)
Length 44.4 ft 47.6 ft Wing Span 116.2 ft 130.9 ft
Gross Weight 26,750 lb 32,250 lb Payload Capacity 1950 lb 3000 lb
Fuel Capacity 14,700 lb 16,320 lb Fuel Type JP-8 JP-8
Engine Make Rolls Royce Rolls Royce Power, SLS 7600 lb 7600 lb
AE-3007H AE-3007H
Data Link(s) LOS LOS Frequency UHF UHF
LOS LOS X-band CDL X-band CDL
BLOS (SATCOM) BLOS (SATCOM) Ku-band Ku-band
INMARSAT INMARSAT

Performance:

Endurance 32 hr 28 hr Maximum/Loiter 350/340 kt 340/310 kt


Speeds
Ceiling 65,000 ft 60,000 ft Radius 5400 nm 5400 nm
Takeoff Means Runway Runway Landing Means Runway Runway
Sensor EO/IR EO/IR and Sensor Make Northrop Northrop Grumman
signals intelligence Grumman
SAR/MTI SAR/MTI Raytheon Raytheon

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A.1.5. RQ-4 Global Hawk Maritime Demonstration (GHMD)


User Service: Navy
Manufacturer: Northrop Grumman Corporation
Inventory: 2 Delivered/2 Planned
Status: NPOR
Background: The GHMD program is a nonacquisition demonstration program. Its purpose is to provide the Navy
with a multi-intelligence, high-altitude, persistent ISR demonstration capability for doctrine; CONOPS; TTP
development; and participation in naval, joint, and homeland defense exercises. In FY2003, the Navy contracted
with Northrop Grumman through the Air Force Global Hawk program office for the purchase of
Two RQ-4A (Block 10) Global Hawks with EO/IR and SAR sensors,
Ground control/support equipment,
Engineering to include Navy changes for
Maritime sensor modes software (maritime surveillance, target acquisition, inverse SAR),
360-degree field-of-regard electronic support measures capability,
Satellite and direct data link upgrades.
These two unmanned aircraft with sensors and ground control and support equipment are based at the Navys
GHMD main operating base at Patuxent River, Maryland. http://uav.navair.navy.mil

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A.1.6. RQ-5A/MQ-5B Hunter


User Service: Army
Manufacturer: Northrop Grumman Corporation, Sierra Vista, Arizona
Inventory: 80 Delivered/54 In Service
Status: NPOR

Background: The RQ-5 Hunter originated as a Joint Army/Navy/Marine Corps UAS program. It was terminated
in 1996, but through the procurement of a limited number of LRIP systems, Hunter exists today. It is currently
fielded to III, XVIII, and V Corps. The modernization from the RQ-5A to the MQ-5B was initiated in FY2004. The
MQ-5Bs are modified with heavy fuel engines (HFEs) and are capable of carrying the Viper Strike and BLU 108
munitions. Hunter deployed to Macedonia to support NATO Balkan operations in 1999 and to Iraq in 2002 where it
continues to support combat operations today.

Characteristics:

RQ-5A MQ-5B RQ-5A MQ-5B


Length 22.6 ft 23 ft Wing Span 29.2 ft 34.25 ft
Gross Weight 1620 lb 1950 lb Payload Capacity 200 lb 280 lb
Fuel Capacity 421 lb HFE 280 lb Fuel Type MOGAS JP-8
Engine Make Moto Guzzi (2) Mercedes HFE Power 57 hp (2) 57 hp (2)
gas engine (2) 56 hp (2)
Data Link LOS LOS Frequency C-band C-band

Performance:

Endurance 11.6 hr 20.5 hr Maximum/Loiter 106/89 kt 110/70 kt


Speeds
Ceiling 15,000 ft 18,000 ft Radius 144 nm 144 nm
Takeoff Means Runway Runway Landing Means Runway/Wire Runway/Wire
Sensor EO/IR EO/IR Sensor Make Tamam MOSP Tamam MOSP

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A.1.7. RQ-7 Shadow 200


User Service: Army and Marine Corps
Manufacturer: AAI
Inventory: 232 Delivered/392 Planned (4 unmanned aircraft per system)
Status: POR

Background: The Army selected the RQ-7 Shadow 200 (formerly TUAV) in December 1999 to meet the Brigade-
level unmanned aircraft requirement for support to ground maneuver commanders. The Shadow either is catapulted
from a rail or takes off from a strip. It is operated via the Armys OneSystem GCS and lands via an automated
takeoff and landing system (recovering with the aid of arresting gear) and net. Its gimbaled upgraded plug-in optical
payload (POP) 300 EO/IR sensor relays video in real time via a C-band LOS data link and has the capability for IR
illumination (laser pointing). The first upgraded B model was delivered in August 2004. The RQ-7B can now
accommodate the high bandwidth TCDL and features a 16-inch longer wingspan, endurance of 5+ hours (greater
fuel capacity), upgraded engine, and improved flight computer. Full-rate production and IOC occurred in
September 2002. Future upgrades include complete TCDL modernizations and laser designation technology
(POP 400). Current funding allows the Army to procure 85 complete systems of four aircraft each for the active
duty and reserve forces. The Armys acquisition objective, with the inclusion of the Army Reserve component, is
85 total systems, with potential for increase. Shadow systems have been deployed to Iraq and Afghanistan in
support of the GWOT. The Marine Corps selected Shadow to replace its Pioneer UASs in 2006 and fielding of
13 systems (52 aircraft) to USMC UAS squadrons began in May 2007.

Characteristics:

RQ-7B
Length 11.2 ft Wing Span 14 ft
Gross Weight 375 lb Payload Capacity 60 lb
Fuel Capacity 73 lb Fuel Type MOGAS
Engine Make UEL AR-741 Power 38 hp
Data Link(s) LOS C2 Frequency S-band; UHF
LOS video C-band

Performance:

Endurance 6 hr Maximum/Loiter Speeds 110/60 kt


Ceiling 15,000 ft Radius >68 nm
Takeoff Means Catapult/rolling takeoff Landing Means Rolling landing/arresting wire
Sensor EO/IR Sensor Make Tamam POP 300

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A.1.8. MQ-8 Fire Scout


User Service: Army and Navy
Manufacturer: Northrop Grumman Corporation
Inventory: 2 Delivered/Up To 168 Planned (as of 31 July 2007)
Status: POR

Background: The VTOL Tactical UAV (VTUAV) program is currently in EMD. The MQ-8B Fire Scout is the
aircraft segment of the system. Two RQ-8A air vehicles and four GCSs were used for risk reduction testing prior to
commencement of MQ-8B flight testing. Over 210 successful test flights have been accomplished during the risk
reduction phase, demonstrating autonomous shipboard operations, autonomous flight, and GCS operations. The
Army selected the four-bladed MQ-8B model as its Category IV unmanned aircraft for its FCS in 2003. The Navy
has selected the MQ-8B to support the LCS class of surface vessels. The Navys VTUAV system includes tactical
control system (TCS) software within its GCS and supports standards-based interoperability through implementation
of STANAG 4586 and TCDL. http://uav.navair.navy.mil/.

Characteristics:

MQ-8B
Length 22.9 ft Wing Span 27.5 ft
Gross Weight 3150 lb Payload Capacity 600 lb
Fuel Capacity 1292 lb Fuel Type JP-5/JP-8
Engine Make Rolls Royce 250-C20W Power 320 shp continuous
Data Link(s) LOS C2 Frequency Ku-band/UHF
LOS video Ku-band

Performance:

Endurance 6+ hr Maximum/Loiter Speeds 117/ hover kt


Ceiling 20,000 ft Radius 150 nm
Takeoff Means Vertical Landing Means Hover
Sensor EO/IR/laser designator and Sensor Make FSI Brite Star II
rangefinder

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A.1.9. MQ-9 Reaper (formerly Predator B)


User Service: Air Force and Navy
Manufacturer: General Atomics Aeronautical Systems, Inc.
Inventory: 11 Delivered/73 Planned
Status: POR

Background: The MQ-9 is a medium- to high-altitude, long-endurance UAS. Its primary mission is to act as a
persistent hunter-killer for critical time-sensitive targets and secondarily to act as an intelligence collection asset.
The integrated sensor suite includes a SAR/MTI capability and a turret containing electro-optical and midwave IR
sensors, a laser rangefinder, and a laser target designator. The crew for the MQ-9 is one pilot and one sensor
operator. The Air Force proposed the MQ-9 system in response to the DoD request for GWOT initiatives in
October 2001. In June 2003, ACC approved the MQ-9 CONOPS, and, in February 2004, it approved the final
basing decision to put the MQ-9 squadron at Creech Air Force Base, Nevada. The Air Force activated the first
Reaper Squadron (42d Attack Squadron) at Creech Air Force Base on 9 November 2006 with the first MQ-9 aircraft
arriving 13 March 2007. As an R&D project, the Navy is acquiring one Reaper for demonstrating sensor
capabilities and related tactics, techniques, and procedures. AMO of DHS operates its own MQ-9s for border
surveillance from Ft Huachuca, Arizona. http://www.af.mil/factsheets/factsheet.asp?fsID=6405

Characteristics:

MQ-9A
Length 36 ft Wing Span 66 ft
Gross Weight 10,500 lb Payload Capacity *3750 lb
Fuel Capacity 4000 lb Fuel Type JP
Engine Make Honeywell TPE 331-10Y Power 900 SHP
Data Link(s) BLOS Frequency Ku-band
LOS C-band
* Up to 3000 lb total externally on wing hard points, 750 lb internal.

Performance:

Endurance 24 hr/clean Maximum/Loiter Speeds 230/120 kt


420 hr/external stores
Ceiling 50,000 ft Radius 1655 nm
Takeoff Means Runway Landing Means Runway
Sensor(s) EO/IR/ laser rangefinder/ Sensor Model(s) MTS-B
laser designator
SAR/MTI AN/DAS-1
Weapons 4500 lb class or
10250 lb class

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Unmanned Systems Roadmap 2007-2032

A.1.10. Unmanned Combat Aircraft System Carrier Demonstration (UCAS-D)


User Service: Navy
Manufacturers: Northrop Grumman Corporation (X-47B)
Inventory: 2 X-47B Planned
Status: NPOR

Northrop Grumman X-47B Demonstrator

Background: The program originated as a prototype development for the Air Force (Boeing) and the Navy
(Northrop Grumman). The two demonstrator programs combined into a joint program (J-UCAS) under Defense
Advanced Research Projects Agency management in FY2004 and subsequently transferred responsibility to the Air
Force in FY2006. A PDM III and a QDR decision resulted in J-UCAS program management and technologies
transitioning to the Navy UCAS demonstration program, which was restructured as the UCAS-Carrier
Demonstration (UCAS-D). Northrop Grumman was awarded the UCAS-D contract in August 2007. The UCAS-D
will not include any mission systems or sensors. First flight is planned for 2010, with sea trials following in 2011
and a first attempt at a carrier landing in 2012.

Characteristics:

X47B X47B
Length 38 ft Wing Span 62 ft
Gross Weight 46,000 lb Payload 4500 lb
Fuel Capacity 17,000 lb Fuel Type JP-8
Engine Make F100-PW-220U Power (SLS) 7600 lb
Data Link(s) Link 16 Frequency Ku, Ka

Performance:

Endurance 9 hr Maximum/Loiter Speeds 460/TBD kt


Ceiling 40,000 ft Radius 1600 nm
Takeoff Means Runway/carrier Landing Means Runway/carrier
Notional Sensor(s) ESM, Notional Sensor ALR-69
SAR/MTI, EO/IR Model(s) TBD
Notional Weapons GBU-31
Small-diameter bomb

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

A.1.11. Broad Area Maritime Surveillance (BAMS)


User Service: Navy
Manufacturer: TBD
Inventory: 0 Delivered/TBD Planned
Status: POR
Background: The BAMS UAS is a pre-Major Defense Acquisition Program (pre-MDAP) ACAT 1D program to
develop a multiple-sensor, persistent maritime ISR UAS that provides persistent ISR to supported commanders.
BAMS UAS will be a force multiplier for the Joint Forces and fleet commanders: it will enhance their situation
awareness of the battlespace and shorten the sensor-to-shooter kill chain. BAMS UAS will operate both
independently and cooperatively with other assets to provide a more effective and supportable persistent maritime
surveillance capability than currently exists. BAMS UAS will be a Navy fleet asset for operational and tactical
users. Additionally, BAMS collected data will support a variety of intelligence activities and nodes. In a secondary
role, it will also be used alone or in conjunction with other assets to respond to theater level, operational, or national
strategic tasking. The BAMS UAS will serve as an adjunct to the MMA to leverage the unique attributes of each
platform to optimize the family-of-systems approach to contribute to dominant maritime domain awareness.
Collocation of BAMS UAS mission crews with Maritime Patrol and Reconnaissance Force (MPRF) will provide
operator synergy: it will allow close coordination of missions and leverage common mission support infrastructure.
BAMS UAS also complements the current national, theater, and other Military Department collection systems by
providing persistent ISR in the maritime and littoral areas 24 hours a day. The BAMS UAS will provide DoD with
a unique capability to persistently detect, classify, and identify maritime targets within a large volume of the
maritime battlespace. The request for proposals for the SDD and LRIP phases was released on 15 February 2007 to
support Milestone B in the fourth quarter FY2007. IOC is planned for 2014. http://uav.navair.navy.mil

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

A.1.12. Improved Gnat Extended Range (I-Gnat-ER) / Warrior Alpha


User Service: Army
Manufacturer: General Atomics Aeronautical Systems, Inc.
Inventory: 10 Delivered/17 Planned
Status: NPOR
Background: The Army acquired three I-Gnat-ER unmanned
aircraft in FY2004 as a result of a Congressional budget increase for
CONOPS development for the ER/MP UAS program. The Army subsequently deployed these assets to Iraq as a
gap filler during the Hunter reconstitution. The I-Gnat-ER is slightly larger than the Gnat 750, has external hard
points, an air-to-air data link ability, and more capable avionics. Two more unmanned aircraft were delivered in
FY2005. These two unmanned aircraft have SATCOM data links and are equipped with the 17-inch Raytheon MTS
sensor/designator system. This configuration is now referred to as Warrior Alpha (a preliminary version of the
ER/MP Sky Warrior). Delivery of an additional 12 Warrior Alpha unmanned aircraft with SATCOM and SAR
capability is planned for FY200607. The Army has had I-Gnat-ERs deployed to Iraq since March 2004.

Characteristics:

I-Gnat-ER
Length 27 ft Wing Span 49 ft
Gross Weight 2300 lb Payload Capacity 450 lb
Fuel Capacity 625 lb Fuel Type AVGAS
Engine Make Rotax 914F Power 115 hp
Data Link(s) LOS/SATCOM Frequency C-band

Performance:

Endurance 30 hr Maximum/Loiter Speeds 120/70 kt


Ceiling 25,000 ft Radius 150 nm
Takeoff Means Runway Landing Means Runway
Sensor EO/IR Sensor Make Wescam MX-15

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

A.1.13. Combat Medic UAS for Resupply and Evacuation


User Service: Army
Manufacturer: TBD
Inventory: TBD Prototypes
Status: NPOR

CASEVAC UAS

Background: The purpose of this research project is to design, develop, and demonstrate enabling technologies for
delivery of medical supplies and Life Support for Trauma and Transport (LSTAT) systems by UAS platforms to
combat medics for treatment, stabilization, and subsequent evacuation of combat casualties from hostile situations.
The key research foci are advanced technologies for (a) autonomous UAS takeoff, landing, and navigation in urban
and wooded terrain and (b) collaboration and coordination between human combat medics and UAS ground
controllers so that appropriate first responder care and evacuation can be performed during the so-called golden
hour of combat casualty care. Five Phase I SBIR contracts were awarded in FY2007 in which notional concepts of
operations will be developed as well as technical models that identify and translate functional requirements into
implementable UAS system designs. Only limited technology demonstrations are envisioned in Phase I. Phase II
down-select is tentatively scheduled for early FY2008. This phase includes the development and demonstration of
prototypes that are expected to demonstrate the following tasks: (1) Navigate through urban or wooded terrain to a
site of combat injury; (2) Select a suitable site for autonomous landing and takeoff with minimal human team
member/operator guidance; (3) Safely land and take off autonomously; (4) Communicate with human medic team
members; and (5) Carry a payload of medical supplies, including an LSTAT system, to the site of injury. This is
currently a Joint (OSD-sponsored) SBIR effort being administered by the Army but in coordination with the Navy
and Marine Corps. This concept involves a VTOL aircraft that can carry or ride on the ground on a ground
CASEVAC vehicle. Both vehicles (air and ground) will be capable of either manned or unmanned operation.

Characteristics:

Combat Medic Unmanned Aircraft System for Resupply and Evacuation


Length TBD Wing/Rotor Span TBD
Gross Weight TBD Payload Capacity 500 lb threshold (1 LSTAT) /
1000 lb objective (2 LSTATs)
Fuel Capacity TBD Fuel Type TBD
Engine Make TBD Power TBD
Data Link(s) TBD Frequency TBD

Performance:

Endurance TBD Max/Loiter Speeds TBD/Hover


Ceiling TBD Radius TBD
Takeoff Means Hover Landing Means Hover
Payloads Current: Medical supplies and 12 LSTATs
Planned: CASEVAC UGV

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

A.1.14. RQ-15 Neptune


User Service: Navy
Manufacturer: DRS Unmanned Technologies
Inventory: 15 Delivered/75 Planned (25 systems)
Status: POR

Background: Neptune is a new tactical unmanned aircraft design optimized for at-sea L&R. Carried in a
72 30 20 case that transforms into a pneumatic launcher, it can be launched from small vessels and recovered
in open water. It can carry IR or color video sensors or can be used to drop small payloads. Its digital data link is
designed to minimize multipath effects over water. First flight occurred in January 2002, and an initial production
contract was awarded to DRS Unmanned Technologies in March 2002.

Characteristics:

RQ-15A
Length 6 ft Wing Span 7 ft
Gross Weight 130 lb Payload Capacity 20 lb
Fuel Capacity 18 lb Fuel Type MOGAS
Engine Make 2 stroke Power 15 hp
Data Link(s) LOS C2 Frequency UHF
LOS video UHF

Performance:

Endurance 4 hr Maximum/Loiter Speeds 84/60 kt


Ceiling 8000 ft Radius 40 nm
Takeoff Means Pneumatic Landing Means Water/skid/parachute
Sensor EO or IR Sensor Make DRS

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

A.1.15. Maverick
User Service: DARPA, Army, and Navy
Manufacturer: Boeing, Frontier, and Robinson
Inventory: 6 Delivered/6 Planned
Status: NPOR

Background: Maverick is an unmanned version of the Robinson R22 helicopter. Frontier modified it in 1999 to
serve as a testbed for developing the control logic for their DARPA A-160 unmanned aircraft effort. Subsequently,
the Navy decided to acquire four Mavericks in 2003.

Characteristics:

Maverick
Length 28.8 ft Rotorspan 25.2 ft
Gross Weight 1370 lb Payload Capacity 400 lb
Fuel Capacity 100 lb Fuel Type AVGAS
Engine Make Lycoming 0-360-J2A Power 145 hp
Data Link(s) TBD Frequency TBD

Performance:

Endurance 7 hr Maximum/Loiter Speeds 118/0 kt


Ceiling 10,800 ft Radius 175 nm
Takeoff Means Hover Landing Means Hover
Sensor EO/IR Sensor Make Wescam

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

A.1.16. A160 Hummingbird


User Service: Army, Navy
Manufacturer: Boeing
Inventory: Turboshaft variant: 3 Delivered/8 Planned; Gasoline variant: 7 Delivered/0 Planned
Status: NPOR

Background: A160 Hummingbird is a long endurance VTOL UAV using a revolutionary Optimum Speed Rotor
(OSR), low drag configuration, and high fuel fraction to enable much longer endurance than conventional
helicopters. In addition, it uses a stiff-in-plane rotor to enable fast reaction to gust loads.

Characteristics:

A160 Hummingbird
Length 35 ft Rotorspan 36 ft
Gross Weight 5600 lb Payload Capacity 3001000 lb
Fuel Capacity 2700 lb Fuel Type JP
Engine Make Pratt& Whitney PW207D Power 572 hp
Data Link(s) Boeing Frequency Ku

Performance:

Endurance 10 hr at 500 nm with 300 lb Maximum/Loiter Speeds 140/60 kt


Ceiling 15,000 ft hover; Radius 500 nm
30,000 ft cruise
Takeoff Means Hover or short taxi Landing Means Hover or ground roll
Sensor (current) EO/IR Sensor Make WESCAM

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

A.1.17. XPV-1 Tern


User Service: SOCOM
Manufacturer: BAI Aerosystems
Inventory: 15 Delivered/15 Planned
Status: NPOR

Background: Originally, an Army testbed for a fiber optic guided unmanned aircraft, Tern was completely retooled
in late 2001 to give it a larger, steerable nose gear and main gear fitted with tires suitable for rough terrain with
electronically actuated disc brakes to aid short-field recovery that enabled the aircraft to carry a belly-mounted
dispensing mechanism. Tern was operated in support of SOF by Navy personnel from Fleet Composite Squadron
Six (VC-6, previously the Navys Pioneer Unmanned Aircraft Squadron) in Afghanistan to perform force protection
missions and to dispense an unattended ground sensor weighing over 20 pounds. Over 225 combat hours were
flown during two 3-month long deployments. In early 2004, a Tern variant was developed that eliminated the
landing gear and incorporated skids and a tail-hook. A marinized control station was developed, and the system was
successfully demonstrated onboard the USS Denver. The reduced drag of the skid/tailhook recovery system
improved the vehicles mission endurance from 4 to over 6 hours.

Characteristics:

XPV-1
Length 9.0 ft Wing Span 11.4 ft
Gross Weight 130 lb Payload Capacity 25 lb
Fuel Capacity 28 lb Fuel Type MOGAS/oil
Engine Make 3W 100 cc Power 12 hp
Data Link(s) LOS C2 Frequency L/S-band
LOS video UHF

Performance:

Endurance 2 hr Maximum/Loiter Speeds 87/50 kt


Ceiling 10,000 ft Radius 40 nm
Takeoff Means Runway Landing Means Runway
Sensor EO or IR Sensor Make BAI PTZ

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

A.1.18. XPV-2 Mako


User Service: SOCOM
Manufacturer: NAVMAR Applied Sciences Corporation and BAI Aerosystems
Inventory: 14 Delivered/14 Planned
Status: NPOR

Background: Mako is a lightweight, long-endurance, versatile unmanned aircraft capable of a variety of missions,
yet of sufficiently low cost to be discarded after actual battle, if necessary. It is a single-engine, high-wing, radio-
controlled or computer-assisted autopilot unmanned aircraft capable of daylight or IR reconnaissance and other
related missions. Although it is a relatively new aircraft, the recent modifications, which included the addition of
navigation/strobe lights, a Mode C transponder, dual GCS operational capability, and a new high-resolution digital
camera, made it a success during support to Operation Iraqi Freedom.

Characteristics:

XPV-2
Length 9.11 ft Wing Span 12.8 ft
Gross Weight 130 lb Payload Capacity 30 lb
Fuel Capacity 5 gal Fuel Type MOGAS/oil
Engine Make 3W 100cc Power 9.5 hp
Data Link(s) C2 Frequency VHF/UHF
Video L-band video downlink

Performance:

Endurance 8.5 hr Maximum/Loiter Speeds 75/50 kt


Ceiling, MSL 10,000 ft Radius 40 NM
Takeoff Means Runway Landing Means Runway
Sensor EO/IR Sensor Make BAI

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

A.1.19. Onyx Autonomously Guided Parafoil System


User Service: Army (SOCOM)
Manufacturer: Atair Aerospace, Inc.
Inventory: 5 Delivered/5 Planned
Status: NPOR
Background: Onyx is an autonomously guided parafoil system developed by the Army
Natick Soldier Center. Onyx systems are air-deployed from a C-130, C-141, or C-17 at
up to 35,000 feet, autonomously glide over 30 miles, and land cargo within 150 feet of a
target. Cargo for ground forces and SOF includes food and water, medical supplies, fuel,
munitions, and other critical battlefield payloads. Onyx includes advanced capabilities
such as flocking (formation flying), active collision avoidance, and adaptive control (self-
learning functions). With this technology, multiple systems (50+) can be deployed in the
same airspace and their payloads guided to one or multiple targets without possibility of
midair collisions. Smaller versions have been developed to precisely deliver sensors or
submunitions.

Characteristics:

Onyx
Length 45 ft Wing Span 38 ft
Gross Weight 2300 lb Payload Capacity 2200 lb
Fuel Capacity N/A Fuel Type N/A
Engine Make N/A Power N/A

Performance:

Endurance Varies Maximum/Loiter Speeds 0/70 kt


Ceiling 35,000 ft Radius 30 nm
Takeoff Means Airdrop Landing Means Parafoil

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

A.1.20. Global Observer


User Service: SOCOM, Army, Air Force, DHS, USCG
Manufacturer: AeroVironment
Inventory: 1 Subscale Prototype
Status: NPOR; Prototype Flying (shown at right); Selected as
a FY2007 Joint Capability Technology Demonstration (JCTD)
Background: Global Observer is a high-altitude endurance
UAS using liquid hydrogen (LH2) as its fuel. Three variants
are planned. Its subscale prototype (GO-0 Odyssey) made
its first flight on 26 May 2005 at Yuma Proving Grounds and
has flown several times since. It uses LH2 to power a full cell
that runs eight electric motors and has a 50-foot wingspan.
Global Observer 1 (GO-1), with a 175-foot wingspan and
approximately 400 pounds of payload capability, is being built
for a Joint Capability Technology Demonstration. Its initial
flight is planned in FY2009. It will use LH2 to power an
internal combustion engine to run a generator to run four electric motors. Characteristics of the largest planned
variant (GO-2) are listed below:

Characteristics:

Global Observer-2
Length 83ft Wing Span 259 ft
Gross Weight 9098 lb Payload Capacity >1000 lb
Fuel Capacity 2100 lb Fuel Type LH2
Engine Number/Make Internal combustion/fuel cell Power
Data Link(s) LOS/BLOS C2 Frequency Ku/Ka-band
LOS video UHF

Performance:

Endurance 7+ days Maximum/Loiter Speeds 110 kt


Ceiling 65,000 ft Radius 10,750 nm
Takeoff Means Runway Landing Means Runway
Payload EO/IR/radar/signals Payload Make TBD
intelligence/communications

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

A.1.21. RQ-14 Dragon Eye / Swift


User Service: Marine Corps (Dragon Eye) and SOCOM (Swift)
Manufacturer: AeroVironment
Inventory: 194 Dragon Eye small unmanned aircraft systems
(SUASs) Planned (3 aircraft per system)/33 Swift SUASs
Planned (4 aircraft per system)
Status: POR; Production Complete (both models)
Background: The RQ-14A Dragon Eye fulfills the first tier of
the Marine Corps Unmanned Aircraft Roadmap by providing the
company/platoon/squad level with an organic reconnaissance,
surveillance, and target acquisition (RSTA) capability out to
2.5 nautical miles. The first prototype flew in May 2000 with
low-rate production contracts (40 aircraft) awarded to
AeroVironment and BAI Aerosystems in July 2001. In March
2003, the Marine Corps awarded a production contract to
AeroVironment following a user operational assessment. IOC was achieved in 2003. The Dragon Eye program has
resulted in several variants. The RQ-14B Swift is a system composed of a Dragon Eye unmanned aircraft and a
Raven GCS, Evolution is an export version by BAI, and Sea-All is an ONR initiative.
http://www.mcwl.quantico.usmc.mil/factsheets/Dragon%20Eye%20Improvements.pdf

Characteristics:

RQ-14A Dragon Eye RQ-14B Swift


Weight 4.5 lb Weight 4.5 lb
Length 2.4 ft Length 2.4 ft
Wingspan 3.8 ft Wingspan 3.8 ft
Payload Capacity 1 lb Payload Capacity 1 lb
Engine Type Battery Engine Type Battery

Performance:

Ceiling, MSL 10,000 ft Ceiling, MSL 10,000 ft


Radius 2.5 nm Radius 2.5 nm
Endurance 4560 min Endurance 4560 min

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

A.1.22. Force Protection Aerial Surveillance System (FPASS)


User Service: Air Force
Manufacturer: Lockheed Martin
Inventory: 18 Systems Delivered/18 Systems
Planned (96 total aircraft)
Status: NPOR
Background: FPASS is designed for ease of
use by Air Force security personnel to improve
situational awareness of the force protection
battlespace by conducting area surveillance,
patrolling base perimeters and runway approach
and departure paths, and performing convoy
overwatch. The Air Force Electronic Systems
Center developed FPASS to address a 1999
CENTCOM request for enhancing security at
overseas bases. U.S. Central Command Air
Force (CENTAF) refers to the FPASS vehicle as
Desert Hawk. Each system consists of six
aircraft and a laptop control station. Delivery of initial systems began in July 2002.

Characteristics:

FPASS (Desert Hawk)


Weight 7 lb Payload Capacity 1 lb
Length 2.7 ft Engine Type Battery
Wingspan 4.3 ft

Performance:

Ceiling, MSL 10,000 ft Endurance 1 hr


Radius 6 nm Speed 3050 kt

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

A.1.23. Aqua / Terra Puma


User Service: SOCOM and Army
Manufacturer: AeroVironment
Inventory: 6 Systems Planned (3 aircraft
per system)
Status: NPOR; Under Evaluation
Background: Puma is an evolution of
AeroVironments earlier Pointer hand-
launched design and comes in two
variants, Aqua Puma for use in a marine
environment and Terra Puma for land use.
It is under evaluation by the Armys
Natick Laboratory and is fielded with
support for one year only at this time.

Characteristics:

Aqua/Terra Puma
Weight 14 lb Payload Capacity 24 lb
Length 5.9 ft Engine Type Battery
Wingspan 8.5 ft

Performance:

Ceiling, MSL 10,000 ft Endurance 2.5 hr


Radius 6 nm

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

A.1.24. RQ-11 Pathfinder Raven


User Service: Army, SOCOM, Air Force, and Marine Corps
Manufacturer: AeroVironment
Inventory: 3333 Systems Planned (3 aircraft per system)
Status: POR; In Production
Background: Raven was developed in 2002 from the Flashlight SUAS and
Pathfinder ACTD. In 2004, the Army introduced the RQ-11A Pathfinder
Raven as an interim solution to an urgent need for unprecedented situational
awareness and enhanced force protection at the maneuver battalion level
and below. This earlier version has logged more than 22,000 hours in support to these units in the GWOT. In 2005,
the SUAS became a POR and completed Milestone C on 6 October 2005. On 5 October 2006, the program entered
full-rate production, and the RQ-11B is in the process of being fielded to active component BCTs. IOC was reached
in 2006. It can either be remotely controlled from its ground station or fly completely autonomous missions using
GPS. Standard mission payloads include charge-coupled device (CCD) color video or an IR camera.

Characteristics:

RQ-11 Raven
Weight 4 lb Payload Capacity 1 lb
Length 3.4 ft Engine Type Battery
Wingspan 4.3 ft

Performance:

Ceiling, MSL 14,000 ft Endurance 1.5 hr


Radius 6 nm

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

A.1.25. Silver Fox


User Service: Navy, Marine Corps, Army, SOCOM
Manufacturer: Advanced Ceramics Research (ACR)
Inventory: 17 Systems Planned (54 total aircraft)
Status: NPOR; Evaluation Complete
Background: Silver Fox is a modular unmanned aircraft
capable of running on either MOGAS or JP fuel. The ONR
tested its utility for ship security and harbor patrol. It has
demonstrated an endurance of 8 hours and control of four
airborne aircraft simultaneously. Canadas armed forces are
acquiring a system for joint evaluation.

Characteristics:

Silver Fox
Weight 20 lb Payload Capacity 5 lb
Length 4.8 ft Engine Type Diesel/gasoline
Wingspan 7.8 ft

Performance:

Ceiling, MSL 16,000 ft Endurance 10 hr


Radius 20 nm

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

A.1.26. ScanEagle
User Service: Marine Corps, Navy, and Air Force
Manufacturer: Insitu Group and Boeing
Inventory: 2 Systems (8 aircraft per system)
Status: NPOR; Systems Under Lease
Background: ScanEagle is a long-endurance SUAS. Six systems are deployed
in Iraq to provide force protection under lease to the Marine Corps, seven are
deployed on Navy ships, and two have been acquired by the Air Force.
ScanEagle carries an inertially stabilized camera turret for EO/IR imagery. Its
sensor data links have integrated cursor-on-target capability, which allows it to
integrate operations with larger UASs such as Predator through the GCS. Its
Skyhook (near-vertical recovery system) and pneumatic catapult launcher allow
operations from ships or from remote, unimproved areas. ScanEagle has
demonstrated an endurance of 28.7 hours.

Characteristics:

ScanEagle
Weight 37.9 lb Payload Capacity 13.2 lb
Length 3.9 ft Engine Type Gasoline
Wingspan 10.2 ft

Performance:

Ceiling, MSL 16,400 ft Endurance 15 hr


Radius 60 nm Maximum/Loiter Speeds 70/49 kt

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

A.1.27. Aerosonde
User Service: Air Force
Manufacturer: AAI Corporation
Inventory: 1 System Planned (5 to 8 aircraft per system)
Status: NPOR; System Under Lease
Background: Aerosonde is a long-endurance (38 hour) SUAS. Aerosonde
can carry a family of compact payloads including television cameras,
IR cameras, ESM, or jammer electronics. Aerosonde is currently operating
at NASAs Wallops Island Flight Facility; at an arctic facility in Barrow,
Alaska; and at two locations in Australia. The ONR purchased several
aircraft along with services for instrument and payload development.
Aerosonde flies from Guam under the Air Force Weather Scout Foreign Cooperative Test.

Characteristics:

Aerosonde
Weight 33 lb Payload Capacity 12 lb
Length 5.7 ft Engine Type Gasoline
Wingspan 9.4 ft

Performance:

Ceiling, MSL 20,000 ft Endurance 30 hr


Radius 1000 nm

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

A.1.28. Buster
User Service: SOCOM and Army
Manufacturer: Mission Technologies
Inventory: 5 Planned (4 aircraft per system)
Status: NPOR; Under Evaluation
Background: BUSTER is a SUAS on contract with the Army Night
Vision Laboratories, Fort Belvoir, Virginia, which is using BUSTER as a
testbed for sensors. Nine systems are being delivered through the
remainder of 2007. Other current contracts are with the U.K. Ministry of
Defense Joint UAV Experimentation Programme (JUEP), with BUSTER
training being conducted for the Royal Artillery, the Royal Air Force, and
the SOF.

Characteristics:

Buster
Weight 10 lb Payload Capacity 3.0 lb
Length 41 in Engine Type Gasoline/JP-5 & JP-8
Wingspan 49.5 in

Performance:

Ceiling, MSL 10,000 ft Endurance 4+ hr


Radius 6 nm

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

A.1.29. Small Tactical UAS (STUAS) / Tier II UAS


User Service: Navy and Marine Corps
Manufacturer: TBD
Inventory: TBD
Status: Awaiting RFP Release
Background: The STUAS/Tier II UAS program plans to enter the SDD phase of the acquisition process as an
ACAT III program per SECNAVINST 5000.2C. STUAS/Tier II UAS is a new start program that will provide
persistent ISR support for tactical-level maneuver decisions and unit-level force defense and force protection for
Navy ships and Marine Corps land forces. This system will fill the ISR capability shortfalls identified by the Navy
STUAS and Marine Corps Tier II UAS efforts and delineated in the JROC-approved Joint Tier II Initial Capabilities
Document (ICD), which was validated in January 2007. This Joint ICD incorporates Marine Corps, Navy, Air
Force, and SOCOM inputs identifying a joint capability gap set. Consisting of three air vehicles, one GCS,
multimission (plug-and-play) payloads, and associated launch, recovery, and support equipment, this system will
support Navy missions, including building the recognized maritime picture, maritime security operations, maritime
interdiction operations, and support of Navy units operating from sea or shore. Marine Corps Tier II UAS will
provide a small, organic, tactical ISR/Target Acquisition capability to the battalion/regimental/division/Marine
Expeditionary Unit commander and enable enhanced decision making and improved integration with ground
schemes of maneuver.

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A.1.30. RQ-16A MAV


User Service: DARPA and Army
Manufacturer: Honeywell
Inventory: 25 Systems Delivered/90 Systems Planned
Status: POR; Under Evaluation
Background: DARPA and the Army are exploring designs for MAV. The MAV is
focused on a small system suitable for backpack deployment and single-person
operation. Honeywell was awarded an agreement to develop and demonstrate the
MAV as part of the MAV ACTD, which pushed the envelope in small, lightweight
propulsion, sensing, and communication technologies. Following its military utility
assessment in FY200506, 25 MAV systems are to transfer to the Army in FY2007.
Based on the MAV ACTD, the Army has awarded an SDD contract to Honeywell
for its FCS Class I UAS, and IOC is planned for 2015. http://www.darpa.mil/tto/programs/mavact.html

Characteristics:

MAV
Weight 15 lb Payload 2 lb
Length 15 in Engine Type Heavy fuel piston
Wingspan 13-in duct diameter

Performance:

Ceiling 10,500 ft Endurance ~40 min


Radius ~6 nm

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A.1.31. Wasp
User Service: Marine Corps, Navy, and Air Force
Manufacturer: AeroVironment
Inventory: 56 (14 systems) Delivered/440 (135 systems) Planned
Status: POR; Under Evaluation
Background: DARPAs Wasp MAV is a small, quiet, portable, reliable,
and rugged unmanned air platform designed for front-line reconnaissance
and surveillance over land or sea. Wasp serves as a reconnaissance
platform for the company level and below by virtue of its extremely small
size and quiet propulsion system. DARPA has developed both land and
waterproofed versions of Wasp. The air vehicles operational range is
typically 1 to 2 nautical miles, with a typical operational altitude of
50 to 500 feet above ground level. Wasps GCS is common to the Raven,
Pointer, and other small unmanned aircraft. Wasp is hand- or bungee-
launched. Prototypes are currently under extended evaluation in theater by the Marine Corps and Navy, flying from
the USS Philippine Sea in theatre. The Air Force selected Wasp for its BATMAV program.

Characteristics:

Wasp Block II
Weight 0.7 lb Payload 0.25 lb
Length 11 in Engine Type Electric (battery)
Wingspan 16 in

Performance:

Ceiling 10,000 ft Endurance 60 min


Radius 12 nm Max/Loiter Speed 1535 kt
Sensor Two color video cameras Sensor Make

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A.1.32. Tactical Mini-Unmanned Aerial Vehicle (TACMAV)


User Service: Army
Manufacturer: Applied Research Associates (ARA)
Inventory: Spiral 1 (6 systems)/Spiral 2 (78 systems)
Status: NPOR
Background: In late 2004, the Armys Rapid Equipping Force (REF) leveraged
an Air Force contract to acquire the TACMAV. After an initial evaluation of six
Spiral 1 systems, the REF purchased 78 additional TACMAV systems in support
of OIF and OEF. The cost of each system is $36,000 for a total program cost of
$3,024,000. The REF is no longer procuring the TACMAV.

The TACMAV uses flexible wings, which fold around its fuselage, allowing
the entire UAV to be stored in a 22-inch long, 5-inch diameter tube and
carried in the users backpack. The TACMAV uses a payload pod containing
two color Charge Couple Device cameras and a video transmitter. The user
can select a forward- or side-looking camera. The GCU uses the standard Air
Force Portable Flight Planning System interface for mission planning, in-
flight updates, and manual control.

Platoon, squad, and fire team elements employed the TACMAV for real-time
reconnaissance and surveillance support. Operational feedback was either neutral or negative. Soldiers complained
about the poor image and lack of stability, grid coordinates, and IR capability. Use of the TACMAV is very
dependent on weather conditions (wind). Following REF involvement, newer configurations made by ARA
included an IR camera and longer flight time.

Characteristics:

TACMAV
Weight 0.8 lb Payload Capacity 0.1 lb
Length 19.7 in Engine Type Electric (Li battery)
Wingspan 20.9 in

Performance:

Ceiling, MSL 11,000 ft MSL Endurance 25 min


Radius 1.5 nm Max Airspeed 43 kt

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A.2. Unmanned Airship Systems


A number of unmanned airship projects, both free-flying and tethered (aerostats), have been initiated to provide
unmanned aircraft with synergistic capabilities, most notably extended persistence. Such airships are capable of
endurances ranging from 5 days (RAID) to a month (JLENS) and primarily provide local area surveillance for
defensive roles, such as force protection and cruise missile detection. A number of aerostats are now employed in
the force protection role in Iraq and Afghanistan. Psychological operations (TARS) and border monitoring (TARS)
are other niche roles in which airships can complement aircraft. There appears to be potential for synergy between
airships and UASs that enhances capability or reduces cost in several mission applications including force
protection, signals intelligence collection, communications relay, and navigation enhancement. The most significant
challenge of airships appears to be their limited mobility.

A.2.1. Advanced Airship Flying Laboratory (AAFL)


User Service: Navy
Manufacturer: American Blimp Corporation
Inventory: 0 Delivered/1 Planned
Status: NPOR
Background: The AAFL will serve as a prototype testbed for improving
the state of the art of airship systems technologies, ISR sensors, related
processors, and communications networks. The initial airship systems to be
developed and tested will be bow thrusters for slow speed control authority
to reduce ground crew requirements; HFEs to increase efficiency, safety,
and military operations interoperability; and automated flight controls to
increase payload, altitude, and reduce flight operations costs. The AAFL will be equipped with dedicated hard
points, equipment racks, high-bandwidth network interfaces, and 5 kilowatts of power for rapid integration to test a
great variety of network-centric warfare payload options from a persistent ISR platform.

Characteristics:

AAFL
Length 200 ft Tail Span 55 ft
Volume 275,000 ft3 Payload Capacity 1000 lb

Performance:

Endurance 48 hr Altitude 20,000 ft


Sensor Various Sensor Make TBD

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A.2.2. Tethered Aerostat Radar System (TARS)


User Service: Air Force
Manufacturer: ILC Dover
Inventory: 10 Delivered/10 Planned
Status: NPOR
Background: The primary mission of TARS is to provide low-
level radar surveillance data in support of Federal agencies
involved in the nations drug interdiction program. Its
secondary mission is to provide North America Aerospace
Defense Command with low-level surveillance coverage for air
sovereignty in the Florida Straights. One aerostat, located at
Cudjoe Key, Florida, transmits TV Marti, which sends American
television signals to Cuba for the Office of Cuba Broadcasting.
All radar data are transmitted to a ground station and then
digitized and fed to the various users. Airborne time is generally limited by the weather to 60 percent operational
availability; notwithstanding weather, aerostat and equipment availability averages more than 98 percent
systemwide. For security and safety reasons, the airspace around Air Force aerostat sites is restricted for a radius of
at least two to three statute miles and an altitude up to 15,000 feet.
http://www2.acc.af.mil/library/factsheets/tars.html

Characteristics:

TARS
Length 208 ft Tail Span 100 ft
Volume 275,000/420,000 ft3 Payload Capacity 1200 lb

Performance:

Endurance 10/30 days Altitude 12,00015,000 ft


Sensor Radar Sensor Make AN/TPS-63

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A.2.3. Joint Land Attack Elevated Netted Sensor (JLENS)


User Service: Joint (Army Lead)
Manufacturer: Raytheon/TCOM
Inventory: 12 Planned
Status: NPOR
Background: JLENS is primarily intended to tackle the growing threat of
cruise missiles to U.S. forces deployed abroad with radars to provide OTH
surveillance. A JLENS system consists of two aerostats, one containing a
surveillance radar (SuR) and one containing a precision track illumination radar
(PTIR). Each aerostat is tethered to a mobile mooring station and attached to a
processing station via a fiber optic/power tether. The SuR provides the initial
target detection and then cueing to the PTIR, which generates a fire control
quality track. The JLENS system is integrated into the joint tactical architecture via Link 16, cooperative
engagement capability, single-channel ground and air radio system, and enhanced position location reporting
system. Both radar systems will include identification, friend or foe interrogators.

Characteristics:

JLENS
Length 233 ft Tail Span 75 ft
Volume 590,000 ft3 Payload Capacity 5000 lb

Performance:

Endurance 30 days Altitude 10,00015,000 ft


Sensor Radar Sensor Make Jasper

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A.2.4. Rapid Aerostat Initial Deployment (RAID)


User Service: Army
Manufacturer: Raytheon and TCOM
Inventory: 3 Delivered/3 Planned
Status: NPOR
Background: The Army initiated RAID to support Operations
Enduring Freedom. Based on the JLENS missile detection and early
warning platform, RAID is a smaller, tethered aerostat. Operating at
an altitude of 1000 feet with a coverage footprint extending for
several miles, RAID is performing area surveillance and force
protection against small arms, mortar, and rocket attacks in
Afghanistan. Although considerably smaller than the JLENS
platform, the RAID experience in Afghanistan represents a valuable learning opportunity that should be useful to
future tactical users of the JLENS.

Characteristics:

RAID
Length 49 ft Tail Span 21 ft
Volume 10,200 ft3 Payload Capacity 200 lb

Performance:

Endurance 5 days Altitude 900+ ft


Sensor EO/IR Sensor Make FSI Safire III

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A.2.5. Rapidly Elevated Aerostat Platform (REAP)


User Service: Army
Manufacturer: Lockheed Martin and ISL-Bosch Aerospace
Inventory: 2 Delivered/2 Planned
Status: NPOR
Background: REAP was jointly developed by the ONR and the Armys
Material Command for use in Iraq. This 31-feet long aerostat is much smaller
than the TARS and operates at only 300 feet above the battlefield. It is designed
for rapid deployment (approximately 5 minutes) from the back of a high-
mobility multipurpose wheeled vehicle and carries daylight and night-vision
cameras. Its sensors can sense out to 18 nautical miles from 300 feet. REAP
deployed to Iraq in December 2003.

Characteristics:

REAP
Length 31 ft Tail Span 17 ft
3
Volume 2600 ft Payload Capacity 35 lb

Performance:

Endurance 10 days Altitude 300 ft


Sensor EO Sensor Make ISL Mark 1
IR Raytheon IR 250

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A.2.6. Persistent Threat Detection System (PTDS)


User Service: Army
Manufacturer: Lockheed Martin
Inventory: 1 Delivered/7 Planned
Status: NPOR
Background: PTDS is a tethered aerostat equipped with a high-
resolution EO/IR payload used with existing battlefield sensors to
provide an automatic slew to cue capability. As a component of the
persistent surveillance dissemination system of systems, it provides the
ability to put eyes on target on enemy activity detected by an array of
sensors. The Army developed and deployed PTDS as a quick reaction
capability to Iraq in September 2004. On 31 August 2006, it awarded a
contract to Lockheed Martin to build, field, operate, and sustain six additional baseline PTDSs that will be fielded
during FY2007. In addition, modernization efforts are under way for the currently fielded system to enhance its
capabilities beyond the baseline PTDS configuration.

Characteristics:

PTDS
Length 114 ft Tail Span 36 ft
Volume 64,000 ft Payload Capacity 500 lb

Performance:

Endurance 25 days Altitude 5000 ft


Sensor(s) EO/IR Sensor Model(s) MX-20

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A.3. UAS Airspace Integration 19

A.3.1. Overview
The OSD vision is to have File and Fly access for appropriately equipped UASs by the end of
2012 while maintaining an equivalent level of safety (ELOS) to aircraft with a pilot onboard.
For military operations, UASs will operate with manned aircraft in civil airspace, including in
and around airfields, using concepts of operation that make on- or off-board distinctions
transparent to ATC authorities and airspace regulators. The operations tempo at mixed airfields
will not be diminished by the integration of unmanned aviation.

In the past, UASs were predominately operated by the DoD for combat operations in military-
controlled airspace; however, there is a growing desire to employ UAS in support of homeland
defense and civil authorities, e.g., DHS. To be effective, UASs will need routine access to the
NAS outside of restricted and warning areas, both over land and over water.

A.3.2. Background
Because the current UASs do not have the same capabilities as manned aircraft to safely and
efficiently integrate into the NAS, military UAS requirements to operate outside of restricted and
warning areas are accommodated on a case-by-case basis. A process used to gain NAS access
was jointly developed and agreed to by the DoD and FAA in 1999. Military operators of UASs
are required to obtain a COA from the FAA. The process can take up to 60 days and, because
UASs do not have an S&A capability, may require such additional and costly measures as
providing chase planes and/or primary radar coverage. COAs are typically issued for a specific
UAS, limited to specific routes or areas, and are valid for no more than one year. Exceptions are
the National COA that was issued to the Air Force for Global Hawk operations in the NAS and
the Disaster Relief COA that was issued to NORTHCOMs Joint Force Air Component
Commander for the Predator UAS.

With a COA, the UAS is accommodated into the system when mission needs dictate; however,
because the UAS lacks the ability to meet the same regulator requirements as a manned aircraft,
it is frequently segregated from manned aviation rather than integrated with it, an exception
being the integration of UASs flying on Instrument Flight Rules (IFR) flight plans. As the DoD
CONOPS for UASs matures and as we ensure the airworthiness of our UASs, we will look
toward developing new procedures to gain access to the NAS. Toward that end, the DoD is
working with the FAA to refine and/or replace the COA process to enable more ready access to
the NAS for qualified UASs.

From the DoD perspective, three critical issues must be addressed in order to supplant the COA
process: UAS reliability, FAA regulations, and an S&A capability. Each is discussed here.

OSD and FAA, working through the DoD Policy Board on Federal Aviation (PBFA), are
engaged in establishing the air traffic regulatory infrastructure for integrating military UASs into
the NAS. By limiting this efforts focus to traffic management of domestic flight operations by
military UASs, the hope is to establish a solid precedent that can be extended to other public and
civil UASs domestically and to civil and military flights in international and non-U.S. airspace.

19
OSD Airspace Integration Plan for Unmanned Aviation, November 2004, provides a more comprehensive
discussion of this topic. It is the source of much of the information contained in this appendix.

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As depicted in Figure A.1, this initiative (shown by the lower-left block in the figure) is intended
to serve as the first brick in the larger, interwoven wall of regulations governing worldwide
aviation. Precepts include the following:

Do no harm. Avoid new initiatives, e.g., enacting regulations for the military user that
would adversely impact the Military Departments right to self-certify aircraft and aircrews,
ATC practices or procedures, or manned aviation CONOPS or TTPs or that would
unnecessarily restrict civilian or commercial flights. Where feasible, leave hooks in place
to facilitate the adaptation of these regulations for civil use. This also applies to recognizing
that one size does NOT fit all when it comes to establishing regulations for the wide range
in size and performance of DoD UASs.
Conform rather than create. Apply the existing Title 14 Code of Federal Regulations
(CFR) (formerly known as Federal Aviation Regulations, or FARs) to also cover unmanned
aviation and avoid the creation of dedicated UAS regulations as much as possible. The goal
is to achieve transparent flight operations in the NAS.
Establish the precedent. Although focused on domestic use, any regulations enacted will
likely lead, or certainly have to conform to, similar regulations governing UAS flight in
International Civil Aviation Organization (ICAO) and foreign domestic (specific countries)
airspace.

UAS Flight in
Foreign Airspace

UAS Flight in
International Airspace
Civil UAS Civil UAS Civil UAS
Traffic Ops Airworthiness Crew Qualifications

Public UAS Public UAS Public UAS


Traffic Ops Airworthiness Crew Qualifications

Figure A.1 Joint FAA/OSD Approach to Regulating UASs

Before the vision of file and fly can occur, significant work must be accomplished in the
mutually dependent areas of UAS reliability, regulation, and an S&A capability.

A.3.2.1. Reliability
UAS reliability is the first hurdle in airspace considerations because it underlies UAS acceptance
into civil airspacewhether domestic, international, or foreign. Historically, UASs have
suffered mishaps at one to two orders of magnitude greater than the rate (per 100,000 hours)
incurred by manned military aircraft. In recent years, however, flight experience and improved
technologies have enabled UASs to continue to track the reliability of early manned military
aircraft with their reliability approaching an equivalent level of reliability to their manned

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military counterparts (see Figure A.2). Further improvements in reliability will be seen as
airworthiness teams develop rigorous standards, and greater redundancy is designed into the
systems, e.g., the MQ-1C Sky Warrior and MQ-9A Reaper flight management systems.

700

Hunter Pioneer
600

Global
Hawk
Class A or B Mishaps per 100,000 Hours

500 Shadow

F-16
400

300

200

100
Predator
I-Gnat U-2
Reaper
0
100 1,000 10,000 100,000 1,000,000
Cumulative Flight Hours

Figure A.2 U.S. Military Aircraft and UAS Class A Mishap Rates (Lifetime), 19862006

A.3.2.2. Regulation

A.3.2.2.1. Air Traffic Operations


The FAAs air traffic regulations are meant to ensure the multitude of aircraft flown in the NAS
are operated safely and pose a minimal hazard to people or property on the ground or in the air.
FAAs air traffic management focus is on the day-to-day operation of the system and the safe,
expeditious movement of air traffic. Aircraft are separated by time, altitude, and lateral distance.
Additionally, classes of airspace are established that include specific requirements for aircraft
equipage, pilot qualifications, and flight plan filing. Regardless of the class of airspace in which
aircraft are operating, pilots are required to S&A other air traffic. This requirement exists even
when ground controllers provide traffic advisories or when an onboard collision avoidance
system, such as the Traffic Alert and Collision Avoidance System (TCAS), is required. S&A is
a key issue in allowing UASs into civil airspace and is discussed in detail in A.3.2.3.

Six classes of airspace are defined in the United States, each requiring varying levels of user
performance (aircrew/aircraft). Aircraft are controlled to varying degrees by the ATC
infrastructure in the different classes of airspace. Because these classes are referenced
throughout this discussion, a brief description is useful.

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Class A airspace exists from Flight Level (FL) 180 (18,000 feet MSL) to FL600 (60,000 feet
MSL). Flights within Class A airspace must be under IFR and under the control of ATC at
all times.
Class B airspace generally surrounds major airports (generally up to 10,000 feet MSL) to
reduce mid-air collision potential by requiring ATC control of IFR and Visual Flight Rules
(VFR) flights in that airspace.
Class C airspace surrounds busy airports (generally up to 4000 feet AGL) that do not need
Class B airspace protection and requires flights to establish and maintain two-way
communications with ATC while in that airspace. ATC provides radar separation service to
flights in Class C airspace.
Class D airspace surrounds airports (generally up to 2500 feet AGL) that have an operating
control tower. Flights in Class D airspace must establish and maintain communications with
ATC, but VFR flights do not receive separation service.
Class E airspace is all other airspace in which IFR and VFR flights are allowed. Although
Class E airspace can extend to the surface, it generally begins at 1200 feet AGL, or
14,500 feet MSL, and extends upward until it meets a higher class of airspace (AD). It is
also above FL600.
Class G airspace (there is no Class F airspace in the United States) is also called
uncontrolled airspace because ATC does not control aircraft there. (ATC will provide
advisories upon request, workload dependent.) Class G airspace can extend to 14,499 feet
MSL, but generally exists below 1200 feet AGL and below Class E airspace.

Accordingly, Classes B, C, and D relate to airspace surrounding airports (terminal airspace)


where increased mid-air collision potential exists; Classes A, E, and G primarily relate to altitude
and the nature of flight operations that commonly occur at those altitudes (en route airspace).
ATC provides separation services and/or advisories to all flights in Classes A, B, and C. They
provide it to some flights in Class E, and do not provide service in Class G. Regardless of the
class of airspace, or whether ATC provides separation services, pilots are required to S&A other
aircraft during all conditions. Figure A.3 depicts this airspace with representative UASs and
their anticipated operating altitude.

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Class
ClassEE
60,000 ft MSL Global Hawk

Class A
Class
BAMS A
45,000 ft MSL Operating Rules-IFR
Pilot/ Equipment
Requirements are
IAW 14 CFR
Reaper Jet Routes 91.167-91.193
(Class A)
FL180 FL 450

18,000 ft MSL
Class
ClassEE
ER/MP Federal Airways
(Class E)
Predator I-GNAT 1,200 AGL 17,999 MSL

Hunter
Class G
SFC 14,500 MSL
Fire Scout SFC
Class B
Class B
- 10,000 MSL
SFC - 10,000 MSL
Shadow
Class C
Class C
SFC - 4,000
SFC - 4,000 AGL
MSL
Class D
Class D
SFC - 2,500
- 2,5000
AGL
MS
Class G Airspace
Class G SFC
SFC 700 or 1,200 AGL
- 700 or 1,200 L

Figure A.3 UASs and Airspace Classes of the NAS 20

It is clear that some taxonomy for UASs is needed to define their operating privileges,
airworthiness standards, operator training and certification requirements, and place in the right-
of-way rules. Although public (e.g., U.S. military) aircraft are to some degree exempt from a
number of FAA regulations such as airworthiness and pilot certification, certain responsibilities
still exist.

Meeting equivalent airworthiness and operator qualification standards to operate in the NAS,
Conforming to FAA traffic regulations (S&A, lighting, yielding right-of-way) when
operating outside of restricted airspace, and
Complying with international (oceanic and foreign domestic) regulations when transiting that
airspace, regulations which often take those of the FAA as precedents.

Military UASs with a need to routinely operate outside of restricted airspace or in international
airspace must, therefore, make themselves transparent to air traffic management authorities. In
large part, this means conforming by waiver to 14 CFR 91 for the larger UASs, such as the Air
Forces Global Hawk and Predator. This plan calls for these UASs (Cat III) to be treated
similarly to manned aircraft.

The FAA has approved a Light Sport Aircraft (LSA) category in the regulations and does not
require either airworthiness or pilot certification (similar to Part 103 aircraft) for certain uses and
limited operations. These aircraft achieve an equivalent level of safety to certificated aircraft

20
The FAA is moving toward a two-class structure for the NAS, terminal and en route. Terminal will subsume
Class B, C, and D airspace, and en route will include Class A, E, and G airspace.

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with a slightly lower level of reliability. There are also many restricted category aircraft that
perform special purpose operations. A number of U.S. military UASs (e.g., Armys RQ-7
Shadow and MQ-5 Hunter) share similar characteristics and performance. This plan calls for
these UASs (Cat II) to be treated similarly to ultralights, LSA, or restricted category aircraft.

As a final case with application to UASs, the FAA has chosen not to explicitly regulate certain
other aircraft, such as model rockets, fireworks, and radio-controlled (RC) model aircraft.
14 CFR 101 specifically exempts smaller balloons, rockets, and kites from the regulation; and
AC 91-57 addresses RC model airplanes, but is advisory only. These systems are omitted from
the regulations. All three military departments currently employ UASs in the same size, weight,
and performance regimes as those of RC models (e.g., Raven for the Army, Air Force, and
Marine Corps). This plan calls for small UASs similar to RC model aircraft (and operated
similarly) (UAS (Cat I )) to be treated similarly to RC model aircraft. This discussion provides
divisions, based on the existing regulatory FAA infrastructure, into which all current military
UASs can be placed and is depicted with example UAS types in Table A.1.

Table A.1 Alignment of UAS Categories with FAA Regulations

Certified Aircraft / Nonstandard Aircraft / RC Model Aircraft


UAS (Cat III ) UAS (Cat II) / UAS (Cat I)
FAA Regulation 14 CFR 91 14 CFR 91, 101, and 103 None (AC 91-57)
Airspace Usage All Class E, G, & Class G
non-joint-use Class D (<1200 ft AGL)
Airspeed Limit, KIAS None NTE 250 (proposed) 100 (proposed)

Example Types Manned Airliners Light-Sport None


Unmanned Predator, Global Hawk Shadow Dragon Eye, Raven

The terms within Table A.1 are further defined below.

UAS (Cat III). Capable of flying throughout all categories of airspace and conforms to
Part 91 (i.e., all the things a regulated manned aircraft must do including the ability to S&A).
Airworthiness certification and operator qualification are required. UASs are generally built
for beyond LOS operations. Examples: Global Hawk, Predator
UAS (Cat II). Nonstandard aircraft that perform special purpose operations. Operators must
provide evidence of airworthiness and operator qualification. Cat II UASs may perform
routine operations within a specific set of restrictions. Example: Shadow
UAS (Cat I). Analogous to RC models as covered in AC 91-57. Operators must provide
evidence of airworthiness and operator qualification. Small UASs are generally limited to
visual LOS operations. Examples: Raven, Dragon Eye

The JUAS COE has since further divided these three categories into six categories, as shown in
Figure A.4.

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Current System Attributes


JUAS
Current Systems
Categories Operational Typical Launch
Weight (lbs)
Airspeed Endurance
Radius (nm) (Projected by
Altitude (ft) Payload Method (kts) (hrs)
2014)

T1 - Tactical 1
Special Hornet, BATCAM,
Operations Raven, Dragon
Forces (SOF) Hand Eye, FPASS,
1,000 20 60 <4 < 10
Team launched Pointer, Wasp,
Small Unit BUSTER (rail-
Primarily
Company & launched), MAV
EO/IR
below or Comm
Relay
Neptune, Tern,
T2 - Tactical 2
Mako, OAV-II,
Battalion/Brigade Mobile
5,000 20 - 450 100 < 24 < 100 Shadow, Silver Fox,
Regiment launched
ScanEagle,
SOF Group/Flight
Aerosonde

Maverick, Pioneer,
Conventional Hunter, Snow
or Vertical Goose, I-Gnat-ER,
T3 - Tactical 3 10,000 Take-off and 450 5,000 250 ER/MP, Dragonfly,
Division/Corps Landing Eagle Eye,
MEF/Squadron/S Above, (VTOL) Firescout, BAMS,
trike Group plus SAR, Hummingbird, Onyx
SIGINT,
Moving
< 2,000
Target
Indicator
(MTI), < 36
or WPNS
40,000 15,000 Predator, N-UCAS,
O - Operational Reaper
JTF
Conventional > 250

Above,
S - Strategic Theater
> 40,000 plus > 15,000 Global Hawk
National wide
RADAR

Note: This chart is meant to be evolutionary in nature. It reflects current capability/technology and is likely to evolve. As an example, although not a
separate JUAS category, airships are recognized as having capabilities and attributes similar to other UAS. As their utility becomes more operational,
they will be included in appropriate JUAS categories. The data presented represents typical parameters for the systems that fall in each category;
there are several exceptions.
- Operational Altitude: The normal altitude range for systems based on payload capabilities, airspace management requirements, & aircraft
capabilities
- Endurance: Includes the time from launch to recovery, based on single aircraft capability without refueling
- Radius: The radial distance from a launch site to the operating area, limited by C2 linkage and/or endurance and desired time on station
- Exceptions: Aerosonde endurance - 30 hrs; radius - 1,000 nm; Silver Fox airspeed - 105 kts; Predator airspeed - 118 kts; N-UCAS weight - 46,000
lbs
- UA operating within an operational theater must comply with existing ACO / SPINS
- Airspeed: 250 kts is the upper airspeed limit for operations below 10,000 ft MSL
- Weight: 1,320 lbs is the upper MGTOW limit for FAA light sport aircraft, 12,500 is the upper limit for normal, utility, and acrobatic aircraft
- Altitude: -- 1,200 ft AGL is upper altitude limit for Class G uncontrolled airspace
-- 3,000 ft AGL is the lower limit for VFR en-route altitudes
-- 18,000 ft MSL is the lower altitude limit of Class A airspace, (Predator is an exception as it operates above 18,000 ft.)
- Design: FAA standards also vary for winged aircraft, rotorcraft, and airships

Figure A.4 JUAS COEs Categories for UASs

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Current System Attributes


Domestic
Use UAS
Airspeed Operating Current Systems
Levels (kts)
Weight (lbs)
Altitude (ft) (Projected by 2014)
Description UAS Examples

Systems under 2 lbs, BATCAM


Hornet, BATCAM, within LOS control,
Level 0 2 1,200
Wasp operating in
unregulated airspace

Raven
Raven, Dragon Eye,
Systems under 20 lbs,
Level 1 2 - 20 3,000 FPASS, Pointer, BUSTER,
operating below VFR
MAV
airspace
Scan Eagle
Silver Fox, FINDER,
Aerosonde, MARTS
Systems under 1,320
ScanEagle, Neptune,
lbs fall under light
Level 2 21 1,320 OAV-II, Tern, Mako,
sport aircraft
250 Shadow, Pioneer, REAP, Shadow
standards
RAID, TARS, JLENS, Killer
Bee

Maverick, Snow Goose,


Dragonfly, Hunter A,
< 18,000 Systems over 1,320
1,321 Hunter B, Onyx, I-Gnat-ER, Hunter
Level 3 lbs, operating below
12,500 Eagle Eye, ER/MP,
Class A airspace
Firescout, BAMS, Killer
Hummingbird, Predator Bee

Systems operating MQ-1/Predator


Currently no DOD UAS fall
below 10,000 ft MSL
in this category. Example
Level 4 > 250 12,500 with max airspeeds
system is Killer Bee
that exceed the limit
concept UAS
of 250 kts

Systems operating at
Reaper, Global Hawk or above 18,000 ft
Level 5 Any > 12,500 18,000
N-UCAS, HAA, NSMV MSL fall under Class
A airspace standards
RQ-4/Global Hawk
Note: This chart is meant to be evolutionary in nature. It reflects current capability/technology and is likely to evolve. As an example, although not a
separate JUAS category, airships are recognized as having capabilities and attributes similar to other UAS. As their utility becomes more operational,
they will be included in appropriate JUAS categories. The data presented represents typical parameters for the systems that fall in each category; there
are several exceptions.
- Operational Altitude: The normal altitude range for systems based on payload capabilities, airspace management requirements, & aircraft
capabilities
- Endurance: Includes the time from launch to recovery, based on single aircraft capability without refueling
- Radius: The radial distance from a launch site to the operating area, limited by C2 linkage and/or endurance and desired time on station
- Exceptions: Aerosonde endurance - 30 hrs; radius - 1,000 nm; Silver Fox airspeed - 105 kts; Predator airspeed - 118 kts; N-UCAS weight - 46,000
lbs
- UA operating within an operational theater must comply with existing ACO / SPINS
- Airspeed: 250 kts is the upper airspeed limit for operations below 10,000 ft MSL
- Weight: 1,320 lbs is the upper MGTOW limit for FAA light sport aircraft, 12,500 is the upper limit for normal, utility, and acrobatic aircraft
- Altitude: -- 1,200 ft AGL is upper altitude limit for Class G uncontrolled airspace
-- 3,000 ft AGL is the lower limit for VFR en-route altitudes
-- 18,000 ft MSL is the lower altitude limit of Class A airspace, (Predator is an exception as it operates above 18,000 ft.)
- Design: FAA standards also vary for winged aircraft, rotorcraft, and airships

Figure A.4 JUAS COEs Categories for UASs (continued)

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It is important to note that the FAA uses the term category in two different ways (14 CFR 1).
As used with respect to the certification, ratings, privileges, and limitations of airmen, the term
category means a broad classification of aircraft. Examples include airplane, rotorcraft, glider,
and lighter-than-air. As used with respect to the certification of aircraft, the term category
means a grouping of aircraft based upon intended use or operating limitations. Examples include
transport, normal, utility, acrobatic, limited, restricted, and provisional. When discussing right-
of-way rules in 14 CFR 91.113, however, the FAA uses nonmutually exclusive categories such
as balloon, glider, airship, airplane, rotorcraft, and engine-driven aircraft for determining which
flight has the right of way. 14 CFR 103 requires ultralights to yield the right of way to all other
manned aircraft. Similarly, the FAA provides avoidance (right-of-way) advice for RC model
aircraft in an Advisory Circular.

It is envisioned, then, that UASs could be assigned their own category in order to facilitate the
development of regulations for air operations, airworthiness, operator certification, and right-of-
way rules. The UAS category may be exclusive of certain UASs in the same way that model
airplanes are omitted from current regulations; and some UASs may be regulated separately, as
ultralights, light-sport, or restricted category aircraft are currently.

In addition to regulatory changes necessary for routine operation of military UASs in civil
airspace, changes to several other documents, such as Advisory Circulars and FAA Joint Order
7610.4M (Special Operations), will be required.

A.3.2.2.2. Airworthiness Certification


The FAAs airworthiness regulations are meant to ensure that aircraft are built and maintained to
minimize their hazard to aircrew, passengers, and people and property on the ground.
Airworthiness is concerned with the material and construction integrity of the individual aircraft
and the prevention of the aircrafts coming apart in mid-air and/or causing damage to persons or
property on the ground. Over the 19-year period from 1982 to 2000, an annual average of
2.2 percent of all aviation fatalities involved people being hit by parts falling off aircraft. A UAS
that must be available for unrestricted operations worldwide (e.g., Global Hawk) in most classes
of airspace compels serious consideration for the safety of people on the ground. The
operational requirements for UAS operation in civil airspace means flight over populated areas
must not raise concerns based on overall levels of airworthiness; therefore, UAS standards
cannot vary widely from those for manned aircraft without raising public and regulatory concern.

FAA regulations do not require public aircraft (government-owned or -operated) to be certified


airworthy to FAA standards. Most nonmilitary public aircraft are versions of aircraft previously
certified for commercial or private use; however, the only public aircraft not related to FAA
certification standards in some way are almost always military aircraft. These aircraft are
certified through the militarys internal airworthiness certification/flight release process. A
Tri-Service memorandum of agreement describes the responsibilities and actions associated with
mutual acceptance of airworthiness certifications for manned aircraft and UASs within the same
certified design configuration, envelope, parameters, and usage limits certified by the originating
Military Department.

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Similarly to manned military aircraft, unmanned military aircraft will also be subject to the
airworthiness certification/flight release process. The Global Hawk has completed this process
and has been granted an airworthiness certificate.

A.3.2.2.3. Crew Qualifications


The FAAs qualification standards (14 CFR 61, 63, 65, and 67) are meant to ensure the
competency of aircrew and aircraft maintainers. As in the case of airworthiness certification,
these CFR parts do not pertain to military personnel who are certified in a similar, parallel
process. DoD and FAA have signed a memorandum of agreement through which DoD agrees to
meet or exceed civil training standards, and the FAA agrees to accept military-rated pilots into
the NAS. These factors indicate that a certain minimum knowledge standard is required of all
pilots-in-command in order to operate aircraft in the NAS. In order to meet the intent of do no
harm, training for Cat III aircraft would include, but not be limited to, regulations, airspace
clearances and restrictions, aircraft flight rules, air traffic communications, aircraft sequencing
and prioritization, takeoff and landing procedures for combined manned and unmanned
operations, go-around and abort procedures, flight planning and filing (including in-flight filing),
flight and communications procedures for lost link, weather reporting and avoidance, ground
operations for combined manned and unmanned operations, flight speed and altitude restrictions,
and, when applicable, weapons carriage procedures (including hung ordinance flight
restrictions).

Under the international doctrine for public aircraft, the FAA does not have to agree with DoD
training or accept military ratings; the Military Departments are entitled to make these judgments
independently. Each Military Department identifies what and how it will operate and create the
training programs necessary to safely accomplish its missions. Some of the UAS-related training
is a fundamental shift away from the skills needed to fly a manned aircraft (e.g., ground-based
visual landing). These differences can relate to the means of landing: visual remote, aided
visual, or fully autonomous. They may also relate to different interface designs for the UAS
functions or the level of control needed to exercise authority over an aircraft based on its
autonomous capability. As a result, the Military Departments will have minimum standards for
knowledge skills required of UAS operators operating in the NAS; this minimum standard may
differ for given classes of UAS. UAS operators 21 will be expected to conform to these
requirements.

A.3.2.3. Sense and Avoid (S&A) Principle


A key requirement for routine access to the NAS is UAS compliance with 14 CFR 91.113,
Right-of-Way Rules: Except Water Operations. This section contains the phrase sense and
avoid and is the primary restriction to normal operations of UASs. The intent of sense and
avoid is for pilots to use their sensors (eyes) and other tools to find and maintain situational
awareness of other traffic and to yield the right-of-way, in accordance with the rules, when there
is a traffic conflict. Since the purpose of this regulation is to avoid mid-air collisions, this should
be the focus of technological efforts to address the issue as it relates to UAS rather than trying to
mimic and/or duplicate human vision. In June 2003, USAFs Air Combat Command (ACC)
sponsored a joint working group to establish and quantify an S&A system capability for

21
NOTE: UAS operators may, or may not, be rated pilots. For the OSD Airspace Integration Plan, operator is
the generic term to describe the individual with the appropriate training and Service certification for the type of UAS
being operated and, as such, is responsible for the aircrafts operations and safety.

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submission to the FAA. Their white paper, See and Avoid Requirement for Remotely Operated
Aircraft, was released in June 2004.

Relying simply on human vision results in mid-air collisions accounting for an average of
0.8 percent of all mishaps and 2.4 percent of all aviation fatalities incurring annually (based on
the 3-year average from 1998 to 2000). 22 Meaningful S&A performance must alert the UAS
operator to local air traffic at ranges sufficient for reaction time and avoidance actions by safe
margins. Furthermore, UAS operations BLOS may require an automated S&A system due to
potential communications latencies or failures.

The FAA does not provide a quantitative definition of S&A, largely due to the number of
combinations of pilot vision, collision vectors, sky background, and aircraft paint schemes
involved in seeing oncoming traffic. Having a sufficient field of regard for a UAS S&A system,
however, is fundamental to meeting the goal of assured air traffic separation.

Although an elusive issue, one fact is apparent. The challenge with the S&A issue is both a
capability constraint and a regulatory one. Given the discussions in this and other analyses, a
possible definition for S&A systems emerges: S&A is the onboard, self-contained ability to

Detect traffic that may be a conflict,


Evaluate flight paths,
Determine traffic right of way, and
Maneuver well clear according to the rules in Part 91.113.

The key to providing the equivalent level of safety required by FAA Order 7610.4M, Special
Operations, Chapter 12, Section 9, UAS Operations in the NAS, is the provision of some
comparable means of S&A to that provided by pilots on board manned aircraft. The purpose of
S&A is to avoid mid-air collisions, and this should be the focus of technological efforts to
automate this capability, rather than trying to mechanize human vision.

From a technical perspective, the S&A capability can be divided into the detection of oncoming
traffic and the execution of a maneuver to avoid a mid-air collision. The detection aspect can be
further subdivided into passive or active techniques applicable in cooperative or noncooperative
traffic environments.

The active cooperative scenario involves an interrogator monitoring a sector ahead of the UAS to
detect oncoming traffic by interrogating the transponder on the other aircraft. Its advantages are
that it provides both range and bearing to the traffic and can function in both visual and
instrument meteorological conditions (VMC and IMC). Its disadvantages are its relative cost.
Current systems available in this category include the various TCASs.

The active noncooperative scenario relies on a radar- or laser-like sensor scanning a sector ahead
of the UAS to detect all traffic, whether transponder-equipped or not. The returned signal
provides range, bearing, and closure rate and allows prioritization of oncoming traffic for
avoidance, in either VMC or IMC. Its potential drawbacks are its relative cost, the bandwidth
requirement to route its imagery (for nonautonomous systems), and its weight. An example of

22
National Transportation Safety Board aviation statistics.

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an active, noncooperative system that is currently available is a combined microwave radar and
infrared sensor originally developed to enable helicopters to avoid power lines.

The passive cooperative scenario, like the active cooperative one, relies on everyone having a
transponder, but with everyones transponder broadcasting position, altitude, and velocity data.
Its advantages are its lower relative cost (no onboard interrogator required to activate
transponders) and its ability to provide S&A information in both VMC and IMC. Its
disadvantage is its dependence on all traffic carrying and continuously operating transponders.
In this scenario, UASs should have the capability to change transponder settings while in flight.

The passive noncooperative scenario is the most demanding one. It is also the most analogous to
the human eye. An S&A system in this scenario relies on a sensor to detect and provide azimuth
and elevation to the oncoming traffic. Its advantages are its moderate relative cost and ability to
detect non-transponder-equipped traffic. Its disadvantages are its lack of direct range or closure
rate information, potentially high bandwidth requirement (if not autonomous), and its probable
inability to penetrate weather. The gimbaled EO/IR sensors currently carried by reconnaissance
UASs are examples of such systems; however, if they are looking at the ground for
reconnaissance, then they are not available to perform S&A. An emerging approach that would
negate the high bandwidth requirement of any active system is optical flow technology, which
reports only when it detects an object showing a lack of movement against the sky, instead of
sending a continuous video stream to the ground controller. Imagery from one or more
inexpensive optical sensors on the UAS is continuously compared to the last image by an
onboard processor to detect minute changes in pixels, indicating traffic of potential interest.
Only when such objects are detected is their bearing relayed to the ground.

Once the detect and sense portion of S&A is satisfied, the UAS must use this information to
execute an avoidance maneuver. The latency between seeing and avoiding for the pilot of a
manned aircraft ranges from 10 to 12.5 seconds according to FAA and DoD studies. 23 If relying
on a ground operator to S&A, the UAS incurs the same human latency, but adds the latency of
the data link bringing the image to the ground for a decision and the avoidance command back to
the UAS. This added latency can range from less than a second for LOS links to more time for
satellite links.

An alternative is to empower the UAS to autonomously decide whether and which way to react
to avoid a collision once it detects oncoming traffic, thereby removing the latency imposed by
data links. This approach has been considered for implementation on TCAS II-equipped manned
aircraft since TCAS II already recommends a vertical direction to the pilot, but simulations have
found the automated maneuver worsens the situation in a fraction of the scenarios. For this
reason, the FAA has not certified automated collision avoidance algorithms based on TCAS
resolution advisories; doing so would set a significant precedent for UAS S&A capabilities.

The long-term FAA plan is to move away from infrastructure-based systems towards a more
autonomous, aircraft-based system for collision avoidance. 24 Installation of TCAS is increasing
across the aviation community, and TCAS functionality supports increased operator autonomy.
Research and testing of Automatic Dependent Surveillance-Broadcast (ADS-B) may afford an

23
Tyndall Air Force Base Mid-Air Collision Avoidance Study; FAA P-8740-51; see also Krause, Avoiding Mid-Air
Collisions, p. 13.
24
2001 Federal Radionavigation Systems Plan.

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even greater capability and affirms the intent of the aviation community to support and continue
down this path. Such equipment complements basic S&A, adds to the situational awareness, and
helps provide separation from close traffic in all meteorological conditions.

A.3.3. Command, Control, Communications

A.3.3.1. Data Link Security


In general, there are two main areas of concern when considering link security: inadvertent or
hostile interference of the uplink and downlink. The forward (up) link controls the activities of
the platform itself and the payload hardware. This command and control link requires a
sufficient degree of security to ensure that only authorized agents have access to the control
mechanisms of the platform. The return (down) link transmits critical data from the platform
payload to the warfighter or analyst on the ground or in the air. System health and status
information must also be delivered to the GCS or UAS operator without compromise. Effective
frequency spectrum allocation and management are key to reducing inadvertent interference of
the data links.

A.3.3.2. Redundant/Independent Navigation


The air navigation environment is changing, in part, because of the demands of increased traffic
flow. Allowances for deviation from intended flight paths are being reduced. This provides
another means for increasing air traffic capacity as airways and standard departures and
approaches can be constructed with less separation. As tolerances for navigational deviation
decrease, the need to precisely maintain course grows. All aircraft must ensure they have robust
navigational means. Historically, this robustness has been achieved by installation of redundant
navigational systems. The need for dependable, precise navigation reinforces the redundancy
requirements.

While navigation accuracy and reliability pertain to military operations and traffic management,
current systems are achieving the necessary standard without redundancy and without reliance on
ground-based navigation aids. The Federal Radionavigation Plan, signed January 2006,
establishes the following national policies:

Properly certified GPS is approved as a supplemental system for domestic en route and
terminal navigation, and for nonprecision approach and landing operations.
The FAAs phase-down plan for ground-based navigation aid systems (NAVAIDS) retains at
least a minimum operational network of ground-based NAVAIDS for the foreseeable future.
Sufficient ground-based NAVAIDS will be maintained to provide the FAA and the airspace
users with a safe recovery and sustained operations capability in the event of a disruption in
satellite navigation service.

These policies apply, as a minimum, to all aircraft flying in civil airspace. With GPS, the
prospect for relief of some redundancy requirements in manned aviation may be an option in the
future. However, UASs have a diminished prospect for relief since, unlike manned aircraft, a
UAS without communication links cannot readily fall back on dead reckoning, contact
navigation, and map reading in the same sense that a manned aircraft can.

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A.3.3.3. Autonomy
Advances in computer and communications technologies have enabled the development of
autonomous unmanned systems. With the increase in computational power available,
developmental UASs are able to achieve much more sophisticated subsystem, guidance,
navigation and control, sensor, and communications autonomy than previous systems. For
example, Global Hawks airborne systems are designed to identify, isolate, and compensate for a
wide range of possible system/subsystem failures and autonomously take actions to ensure
system safety. Preprogrammed decision trees are built to address each possible failure during
each part of the mission.

One of the most difficult aspects of high levels of autonomy is ensuring that all elements remain
synchronized. Verifying that 1) all messages are received, 2) all aircraft have correctly
interpreted the messages, and 3) the entire squadron has a single set of mission plans to execute
will be a key accomplishment.

A.3.3.4. Lost Link


In the event of lost C2 links, military UASs are typically programmed to climb to a predefined
altitude to attempt to reestablish contact; this lost link profile may not be appropriate for
operations in the NAS. If contact is not reestablished in a given time, the UAS can be
preprogrammed to retrace its outbound route home, fly direct to home, or continue its mission.
With an irreversible loss of the C2 data link, however, there is usually no procedure for a
communications-out recovery. (Global Hawk does have this capability using differential GPS
and pre-programmed divert airfields.) Examination of a lost C2 link scenario illustrates that this
communications issue can become a critical UAS failure mode.

No Radio (NORDO) requirements are well documented in 14 CFR 91.185. Remarkably, most
lost C2 link situations bear a striking resemblance to NORDO, and UASs would enhance their
predictability by autonomously following the guidance. The one exception to this case is the
Visual Flight Rules (VFR) conditions clause. UASs, even with an autonomous S&A system,
would enhance overall safety by continuing to fly IFR. Should normal ATC-voice
communications fail, the FAA also has the capability to patch airspace users through to the
controlling ATC authority by phone at any time.

A.3.4. Future Environment


The migration of the NAS from ground-based traffic control to airborne traffic management,
scheduled to occur over the next decade, will have significant implications for UASs. S&A will
become an integrated, automated part of routine position reporting and navigation functions by
relying on a combination of ADS-B and GPS. In effect, it will create a virtual bubble of airspace
around each aircraft so that when bubbles contact, avoidance is initiated. All aircraft will be
required to be equipped to the same level, making the unmanned or manned status of an aircraft
transparent to both flyers and to the FAA.

Finally, the pejorative perception that UASs are by nature more dangerous than manned aircraft
needs to be countered by recognizing that UASs can provide an equivalent level of safety to that
of manned aircraft and possess the following inherent attributes that contribute to flying safety:

Many manned aircraft mishaps occur during the takeoff and landing phases of flight, when
human decisions and control inputs are substantial factors. Robotic aircraft are not

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programmed to take chances; either preprogrammed conditions are met or the system goes
around. This will likely reduce the incidence of mishaps during these phases of flight.
Since human support systems are not carried, mishaps from failed life support systems (e.g.,
Payne Stewart, Helios Airways 522) will not occur.
An automated takeoff and landing capability reduces the need for pattern work and results in
reduced exposure to mishaps, particularly in the area surrounding main operating bases.
UAS control stations can access resources not available in the traditional cockpit and thus
increase the operators situational awareness.
A greater percentage of UAS operator training can be performed through simulation given
the nature of GCSs. Using simulations reduces the need to actually fly the aircraft and the
related exposure to mishaps.

A.3.5. DoD Organizations with Roles in UAS Airspace Integration


As discussed, access to the NAS is currently attained primarily through the COA process, which
relies on a combination of procedures and observers to provide the ELOS for UASs. Both
regulatory and technical issues need to be addressed to attain UAS integration. The
organizations within the DoD that are addressing these issues and are related to current and
future operations include OSD Oversight and Policy, the Joint Staff chartered organizations, and
the military departments chartered organizations.

A.3.5.1. OSD Oversight and Policy


The OUSD(AT&L) established the UAS PTF in October 2001 to address the need for an
integrated Defense-wide initiative for UAS planning and execution. The UAS PTF provides
oversight on all DoD UAS acquisition programs.

DoDD 5030.19 25 directs the Assistant Secretary of Defense (Networks and Information
Integration) (ASD(NII)) to chair the DoD Policy Board on Federal Aviation (PBFA). The PBFA
shall advise and assist the ASD(NII) on ATC, airspace management, NAS matters, joint systems
acquisition, and aviation-related international affairs. Supporting the PBFA are the PBFA
Working Group and the UAS Subgroup.

The Assistant Secretary of Defense (Homeland Defense) (ASD(HD)) is the Departments


interface with DHS. It has been directed to develop a comprehensive policy document on
domestic use of UAS.

A.3.5.2. Joint Staff Chartered Organizations


The JROC chartered two organizations to improve UAS interoperability and operational
effectiveness of UAS:

The former JUAS Material Review Board (MRB), to provide an UAS forum to identify or
resolve requirements and corresponding materiel issues (July 5, 2005), and
The JUAS Center of Excellence (COE), to pursue solutions to optimize UAS capabilities and
utilization (including concepts of operation).

25
DoDD 5030.19, DoD Responsibilities on Federal Aviation and National Airspace System Matters.

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The JUAS MRB was tasked to determine if the current DoD organizations working the UAS
airspace integration issue were adequately resourced, both in funding and personnel. The
JUAS COE has published a Joint UAS CONOPS, which includes a CONOPS for UAS providing
domestic support to civil authorities.

A.3.5.3. Military Departments Chartered Organizations


Each of the military departments has a UAS program office responsible for the development and
acquisition of UAS capabilities that meet JROC-validated COCOM needs. Many of DoD UASs
in development require access to the NAS and foreign domestic airspace. To coordinate related
technology and standards development, the Air Force, Army, and Navy UAS acquisition
program managers chartered the Tri-Service UAS Airspace Integration Joint Integrated Product
Team (JIPT) in December 2005. After conducting a comprehensive assessment of the challenges
associated with gaining access to civil airspace to meet operational and training requirements, the
acquisition managers concluded that a coordinating body was needed to focus and align
resources towards a common set of goals and objectives. The JIPT is organized into issue-
focused subteams and support-focused activity centers, one of which is a standards development
activity center. The subteams are responsible for identifying standards gaps and conducting the
necessary activities to modify or develop the standards necessary to integrate DoD UAS into the
NAS. The activity centers, through the Systems Engineering and Integration Team (SEIT)
provide critical requirements analysis, M&S, test and evaluation integration, and standards
validation support functions to the subteams. Figure A.5 shows the JIPTs functional
organization.

JIPT

Systems Airworthiness Operations & Collision Control &


Engineering & Subteam Procedures Avoidance Communications
Integration Subteam Subteam Subteam

Requirements
Analysis

Modeling &
Activity Centers

Simulation

Standards
Development

Test &
Evaluation

Specialty
Engineering

Figure A.5 JIPT Functional Organization

The JIPT is the primary DoD organization working on developing standards for the testing and
operation of UASs in the NAS. A summary of the JIPTs mission, scope, and two-track strategy
for integrating UASs into the NAS follows.

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A.3.5.3.1. JIPT Mission


The JIPT will develop the standards, policy, and enabling technology necessary to (1) integrate
UAS operations with manned aircraft operations in nonsegregated airspace, (2) integrate
resources and activities with industry and airspace regulatory authorities to achieve greater
alignment with DoD goals and objectives, (3) ensure compatibility and interoperability of global
access enabling technology and ATC procedures, and (4) provide the necessary documentation
to affect changes in the global ATC systems to meet the near-, mid-, and long-term airspace
access needs of the DoD UAS user community. To assist in this, the JIPT will integrate work
activities with the FAA, civil SDOs, the DoD PBFA, and Military Department-related airspace
organizations (where deemed appropriate) to optimize resource allocation; influence standards,
procedures, and policy adoption schedules; and promote convergence of technical and procedural
solutions to ensure system interoperability.

A.3.5.3.2. JIPT Scope


The JIPT will contribute to the development of the standards, procedures, policy, and enabling
technology necessary to safely integrate UAS operations with manned aircraft operations in
nonsegregated airspace, on a timeline that is in alignment with the acquisition schedules of major
DoD UAS PORs and the allocated funding for this work. It will also facilitate near- and mid-
term expansion of DoD UAS use of the NAS through a modified COA process to meet existing
operational requirements.

A.3.5.3.3. JIPT Two-Track Strategy


In order to accommodate these near-, mid-, and long-term needs, the JIPT intends to use a two-
track strategy in which each track will proceed in parallel with the other. The first track, which
is focused on resolving near-term operational issues, is an incremental approach that will
systematically work with the Military Departments and the FAA to expand access to the NAS
beyond the existing COA restrictions for specific (CONOP/UAS) combinations. Initially, one of
each Military Departments UAS operational bases will be focused upon to address, through
concentrated effort, the near-term challenges of UAS operations in the NAS. Once an approach
for reducing the restrictions on UAS has been proven to work at these locations, this approach
will be standardized and then applied to various other base locations to address the Military
Departments near- and mid-term needs. Track 1 success hinges on development and
standardization of a unified safety analysis framework that the FAA and DoD may agree to in
principle and in fact.

The second track will build upon the approach used in Track 1 by using a disciplined systems
engineering approach to generate performance standards for UAS enabling technologies, as well
as the operational procedures, that will provide UASs with an appropriate level of safety for the
airspace in which they will operate. Track 2 should address the long-term needs that each of the
Military Departments has by ensuring that the necessary standards and procedures are in place
and that there is a clear path defined for development of the enabling technologies needed to
ensure safe UAS operations in civil airspace. Figure A.6 depicts this two-track approach.

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Objective: Manned Aircraft Equivalent Level of Access


Track 2: Certified Performance Standards for the NAS

Increasing Access to the NAS


Platform Access
Interim Performance Standards
By
Procedures
l ysis Airspace Category
Modeling and Simulation a
y An
Equipage Requirements fet
s Sa del Platform Access
Testing em Mo
st To
Validation Data Sy
Any Military Airfield

Predator at Grand Forks AFB


Installation Specific
Shadow/Warrior at Ft. Huachuca
CONOPS
Maritime Demonstrator at NAS Pax River By Platform
Global Hawk at Beale AFB

Track 1: Incremental Expansion into the NAS


Baseline: Certificate of Authorization (COA) for On-
On-going Operations

Figure A.6 Track 1 and Track 2 Strategies

Recognizing the criticality of gaining FAA and industry consensus on the approach and rigor for
developing and validating an integrated materiel/nonmateriel solution, including standards
needed to operate safely in the NAS, the JIPT has closely aligned its activities with those of
RTCA Special Committee (SC) 203 (see Figure A.7). The SC-203 is chartered by the FAA to
develop civil Minimum Aviation Safety Performance Standards (MASPS) and Minimum
Operating Performance Standards (MOPS) for UASs, S&A, and communications and control.
The JIPT ensures subject matter experts are engaged in the work activities of SC-203 and
conducts critical planning activities with SC-203 leadership to ensure synergy of effort. It is the
intent of the JIPT to conduct, or otherwise influence, necessary studies, analysis, and technology
development activities within the DoD to fill critical knowledge gaps within SC-203 that could
not be met by other means. This close coupling with a key civil UAS Airspace Integration SDO
that is recognized and supported by the FAA should increase the probability that the DoD will
achieve its goals and objectives and should reduce the risk that the DoD standards will be on a
divergent path from those of the civil community. However, the current SC-203 schedule does
not meet the timelines of many DoD UAS programs.

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Track 1 (DoD/FAA) Track 2 SC-203


Programmatic Framework Standards Development Phase
Systems Safety Framework CONOPS
Process Elements Validated Operational Requirements
Local/Regional CONEMP Gap Analysis
System Characterization Functional Requirements
UAS Initial Performance Standards
Airspace Subject Matter Experts
Air Traffic Management JCTD PHASE I
System Analysis Standards Validation Phase
Safety M&S
Operational T&E
Risks/ Impacts
Information Data
Analysis
Restrictions/Limitations JCTD PHASE II (Standards Validation)
Risk Mitigation
Policy/Regulatory Recommendations
Technical Feasibility
Cost
Schedule
Decision (Yes/No) PBFA FAA
Data Collection
Safety/Operations Feedback Loop Long

Mid

Near VTUAV Warrior BAMS N-UCAS

Figure A.7 Track 1, Track 2, and SC-203

A.3.5.3.3.1. Track 1 Definition


The objective of Track 1 is to incrementally expand UAS access to the NAS in the near- to
mid-term to meet current and/or emerging operational requirements. Track 1 will focus on
installation-specific CONOP by UAS platform. This track will not seek to change national level
policy. The priority for working each installation-specific UAS CONOP will be determined by
the individual Military Departments and must comply with the UAS-related standards including
system hardware and operators qualifications/currency requirements. One of the key activities
within Track 1 will be to perform a standardized safety analysis that will seek access to regional
airspace through an expanded COA. Track 1 will focus on providing cost-effective,
operationally useful expansion of UAS access to the NAS that is targeted to specific operational
needs of the Military Departments. The JIPT will employ both procedural and/or technical
solutions to mitigate risk and to accomplish this objective.

To facilitate a standardized Track 1 approach, the JIPT will work with the FAAs Unmanned
Aircraft Program Office to establish a mutually agreeable process in which to evaluate DoD
requests for expanded airspace access. Based on this integrated approach with the FAA, the
JIPT will provide the requesting Military Department with the appropriate information to
conduct the safety study and submit a complete package to the FAA for final approval. Once a
sufficient body of data has been collected, the JIPT will expand the Track 1 efforts beyond a
single installation with a specific UAS CONOP and move toward an integrated approach for
increased UAS access. This will be accomplished through additional analysis and data collected
from ongoing operations to substantiate the ability to safely operate a given UAS outside DoD-
controlled airfields, or alternatively, multiple UAS platforms out of a single DoD-controlled
airfield. The compilation of the individual installation efforts into an integrated NAS-level
analysis should support the performance standards development effort in Track 2.

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The incremental approach to airspace integration in Track 1 should result in two key outcomes:

DoD will have an avenue to meet near- to mid-term operational needs to operate in the NAS,
and
It will provide a forum for other airspace users, regulators, and the general public to become
comfortable with the level of safety demonstrated by DoD UAS operations.

A.3.5.3.3.2. Track 2 Definition


The objective of Track 2 is to develop the performance standards for enabling DoD UAS
operations and to recommend the necessary changes to existing FAA policy and/or CFR required
to routinely operate UAS within the NAS. Track 2, therefore, will at a minimum attempt to
establish and validate the standards needed to provide UAS with a level of safety equivalent to
that of manned aircraft. To arrive at the needed performance standards, the JIPT will integrate
the data collected from flight operations in Track 1 with an initial set of performance standards.
These standards will be developed in coordination with the appropriate organizations needed to
concur on an initial set of standards. The JIPT will then proceed with a detailed assessment of
these initial performance standards through a rigorous M&S analysis effort. The JIPT will work,
in coordination with the FAAs Unmanned Aircraft Program Office through the DoD PBFA and
the Military Departments airspace functional organizations (i.e. Air Force Flight Standards
Agency, U.S. Army Aeronautical Service Agency, the Chief of Naval Operations (Code N88F),
and HQMC Aviation (APC)) to ensure that the M&S approach taken by the JIPT has the degree
of rigor and specificity needed by the FAA for high-confidence results. The JIPTs M&S
activity will be open to FAA and FAA-designated agents to advise on the degree of rigor for
high-confidence results. As these standards are developed and validated, the JIPT will provide
data and results to the SDOs used by the FAA for developing certified standards.

Once initial results from the M&S activity are produced, an initial evaluation of the overall UAS
performance can be determined, and appropriate modifications can be made to the performance
standards until the appropriate level of safety is achieved for the UASs. These performance
standards will then be validated through an appropriate test and evaluation phase that will
validate the M&S assumptions and performance characteristics and provide the needed real-
world data to substantiate and validate the standards themselves. These validated performance
standards will then be provided to the appropriate SDOs for developing certified regulatory
guidance for the FAA. In addition, the JIPT intends to coordinate this work (technology
development, acquisition, demonstrations, flight test) through the individual Military
Departments UAS program offices, which will be responsible for meeting the finalized set of
standards and procedures. The JIPT will then refine the Track 1 analysis and data collection
activities to improve the fidelity of the validation process. These refinements will be made in
close coordination with the FAAs Unmanned Aircraft Program Office to continuously align our
process with their analysis requirements.

A.3.5.3.3.3. UAS Airspace Integration Roadmap


Track 1 and Track 2 strategy implementation is outlined in the proposed UAS Airspace
Integration Roadmap (see Figure A.8), which is currently being socialized within the broader
DoD stakeholder community. The degree to which this plan will be successful depends upon the
following:

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The key stakeholders organizations and communities must reach consensus on a common
path forward, and
The effort must be prioritized in terms of expertise applied to the effort along with the
appropriate level of funding to execute on the timeline provided.

Initial DoD SME Standards M&S Standard Tool Kit DoD Standards
Activity FY2008 FY2009 FY2010 FY2011
Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4

6-mnth Spirals
Standards
Development
Modeling and
Simulation
Test and Standards JCTD
Evaluation
Standards
Implementn 1 Track 1 Sites
Standards
Validation

Implementation JCTD FAA Order 7610.4


Activity FY2012 FY2013 FY2014 FY2015
Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4
Standards
Updated

Annual Spirals
Modeling and
Simulation
Standards
Implementn 1
Standards
Implementn 2 Track 2 Sites
Standards
Validation

Implementation JCTD
Track 1 Track 2 Completed Deliverable Interim Deliverable Milestone

JCTD

Figure A.8 Proposed UAS Airspace Integration Roadmap

The JIPT is proposing a Joint Capability Technology Demonstration for FY2009 to advance the
standards and technology work inside the FY2010 Program Objective Memorandum timeline.

The JIPT, chartered by the Military Departments UAS program managers in 2005, has taken
action to develop a comprehensive strategy and programmatic roadmap to meet short-, mid-, and
long-term Military Department UAS operational and training airspace access needs. To enhance
the probability of success, the JIPT is working closely with the FAAs Unmanned Aircraft
Program Office and the FAA-chartered RTCA SC-203 on unmanned aviation and with other
DoD UAS stakeholders to gain consensus and support for a single DoD roadmap that addresses
the broad materiel/nonmateriel solution set.

A.3.6. Summary
To maximize the operational effectiveness of UASs, unmanned aircraft must be able to integrate
with manned and unmanned operations, both in the NAS and oceanic and foreign domestic
airspace. To attain this goal the DoD must accomplish the following:

1. Foster an airspace regulatory environment that encourages the safe use of UASs in
nonsegregated airspace,

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2. Improve the flight reliability of UASs to equal or better that of their manned counterparts,

3. Secure the control and sensor/relay communications sent to and from UASs,

4. Implement the JIPTs two-track strategy to gain increased access to the NAS for all UASs
under the current COA process and attain a level of access for UAS (Cat III) equivalent to
that of manned aircraft, and

5. Work with the FAA to define appropriate conditions and requirements under which a single
pilot would be allowed to control multiple airborne UASs simultaneously.

Appendix A. Unmanned Aircraft Systems (UASs)


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Unmanned Systems Roadmap 2007-2032

Appendix B. Unmanned Ground Vehicles (UGVs)

B.1. All-Purpose Remote Transport System (ARTS)


User Service: Air Force
Manufacturer: Applied Research Associates Vertek Division
Inventory: 5 Prototypes/74 Fielded
Status: NPOR
Background: ARTS is a fielded, low-cost, survivable robotics platform
(8100 pounds) capable of remote operations in various mission profiles.
The system can remotely employ an array of tools and attachments to
detect, assess, and render safe large IEDs and large-vehicle bombs as well
as clear unexploded ordnance (UXO) from prepared areas. In addition, the
system employs a variety of advanced navigation, control, and sensing systems.

Characteristics:

ARTS
Size 113 in 64 in 78 in
Weight 8100 lb
Payload Capacity 3500 lb

Performance:

Endurance 68 hr
Control Radio 1.5-mi radius
Control Teleoperation 1.5-nm radius
Interoperability Planned JAUS compatibility
Mission Package Payloads Current:
Blade and shield assembly
Robotic backhoe
Improved water cannon mount
Planned:
Submunitions clearance system
Data feedback system
Box rake
Improved operator control station
ARTS laser ordnance neutralization system

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B.2. Armed Robotic Vehicle (ARV)


User Service: Army (Deferred)
Manufacturer: BAE Systems
Inventory: 675 To Be Fielded To 15 FCS (BCT)
Status: POR
Background: The ARV is a 9.3-ton common robotic chassis
with two specific mission configurations. The ARV-RSTA
will support the mounted force providing reconnaissance and
surveillance. The ARV-RSTAs using sophisticated on-board
sensors will detect, recognize, and identify targets with
enough fidelity to support the use of LOS, BLOS, and non-
LOS assets to support cooperative engagements. The ARV-A
will have an array of lethal armament consisting of medium-
caliber cannon, a missile system, and a machine gun system. When teamed with manned ground vehicles (MGVs)
in the Combined Arms Battalion, the ARV-A and ARV-RSTA enable the commander to extend the area of
influence and significantly enhance situational awareness, lethality, survivability, and agility. Due to POM
constraints in FY200813, the ARV development is deferred. FCS will support the TARDEC and DARPA Robotic
Vehicle Technology ATO that will focus on ARV-like platform weight and capability.

Characteristics:

ARV-RSTA ARV-A
Size 176 in 99 in 96.5 in
Weight 18,600 lb
Payload Capacity Mission packages

Performance:

Endurance 216 nm
Control MGV crew station or centralized controller; semi-autonomous/teleoperated
Interoperability JAUS-compliant
Mission Package Payloads ANS with GPS with INS, perception sensors for obstacle detection and avoidance, and
autonomous navigation algorithms
Unmanned ground sensors, hazard clear lane marker, and remote chemical detection
Medium-range EO/IR with 16 ft mast Medium-range EO/IR
M240 ROK weapon 7.62 mm, 2400 rounds MK44 primary weapon 30 mm, 120 rounds
Ammunition mix: 4/1 ball/tracer Ammunition mix: 90 armor-piercing
fin-stabilized discarding sabot and
30 high-explosive air burst
LOS launcher
Javelin Blk I (mounted), 2 missiles
M240 ROK secondary weapon 7.62 mm,
coaxial to MK44, 600 rounds
Ammunition mix: 4/1 ball/tracer

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B.3. Assault Breacher Vehicle (ABV)


User Service: Marine Corps
Manufacturer: Pearson Engineering, Ltd. (United Kingdom)
Inventory: 33 Fielded
Status: NPOR
Background: The Marine Corps program ABV is a tracked, combat
engineer vehicle designed to breach minefields and complex obstacles
and provide in-stride breaching capability. ABV uses an M1A1 tank
chassis as a platform. Equipment includes a full-width mine plow, two
Mk 155 linear demolition charge systems, a light-vehicle obscuration
smoke system, two lane marking systems, and a remote control system.
The ABV can be operated manually by a live crew or remotely using
remote control. Robotic Systems Joint Project Office is currently
coordinating fielding requirements with Marine Corps Systems Command and the Program Manager of Engineer
Systems. The number of vehicles being fielded with the remote control system kit is being determined.

Characteristics:

ABV
Size M1A1 tank chassis
Weight 63 T
Payload Capacity N/A

Performance:

Endurance N/A
Control Teleoperated
Interoperability N/A
Mission Package Payloads Current:
Full-width mine plow
Combat dozer blade
Two Mk 155 linear demolition charges
Remote control system
Lane marketing system
Laser rangefinder
Smoke grenade system
Weapon platform station
Planned:
None

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B.4. BomBot, MK 4 MOD 0 EOD Robot


User Service: Navy and Joint Services EOD
Manufacturer: Innovative Response Technologies
Inventory: 10 Prototypes/1842 Fielded
Status: POR
Background: Joint Services EOD BomBot is a low-cost, expendable robot
for IED neutralization. It is a small, fast, off-road vehicle equipped with a
small explosive charge delivery system, and it is remotely controlled using
either video feedback or simply LOS radio. In employment, a BomBot is
driven to an IED, and a C4 explosive charge is dropped from the vehicle,
which is then driven away, if practical, before the charge is remotely
detonated.

Characteristics:

BomBot
Size 20 in 18 in 12 in
Weight 17 lb
Payload Capacity 15 lb

Performance:

Control Radio 10001900 ft


Interoperability N/A
Mission Package Payloads Current:
C4 explosive charge
Planned:
None

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B.5. MV-4
User Service: Army
Manufacturer: DOK-ing Co. (Croatia)
Inventory: 21 Fielded
Status: POR
Background: The MV-4 system is a mechanical antipersonnel mine
clearing system that uses a chain flail and hammers to mechanically defeat
antipersonnel mines. This system has been procured by the Army to meet
the robotic combat support system requirement as a formal Army acquisition
program to provide current mine-clearing capability. Systems are currently
deployed in Afghanistan to perform countermine operations and in Iraq to
perform Army engineer route clearance missions.

Characteristics:

MV-4
Size 209 in 79 in 55 in (with arms out)
Weight 12,600 lb
Payload Capacity N/A

Performance:

Endurance N/A
Control Teleoperated
Interoperability N/A
Mission Package Payloads Current:
Mini-flail system
Anti-tank mine rollers
Blade
Large gripper
Planned:
None

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B.6. Dragon Runner


User Service: Marine Corps
Manufacturer: Automatika
Inventory: 16 Prototypes/10 Fielded
Status: NPOR
Background: Dragon Runner is a joint development effort between the
MCWL and Carnegie Mellon University. Dragon Runner is a man-portable
system that is completely contained in a single backpack (robot, operator
control unit, and control computer). It is used by the Marine Corps for route
clearing, building clearing, and trip-wire investigation operations. With its
dump body attachment, Dragon Runner is capable of delivering charges to a
designated location for remote detonation of IEDs. There have been
12 systems procured, with 10 currently fielded, and an additional order of 4 systems was delivered in November
2006 for a total of 16 systems fielded.

Characteristics:

Dragon Runner
Size 16.6 in 12.2 in 6 in
Weight 17 lb
Payload Capacity N/A

Performance:

Endurance 45 min (full motion)/6 hr


Control Teleoperated
Interoperability N/A

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B.7. Gladiator Tactical Unmanned Ground Vehicle (TUGV)


User Service: Marine Corps
Manufacturer: Carnegie Mellon University
Inventory: 6 Prototypes
Status: NPOR
Background: The Marine Corps program Gladiator is an armed,
armored combat robot to reduce risk and neutralize threats to the
warfighter. The Gladiator carries a range of sensors and weapons
including forward-looking infrared and daylight cameras, shoulder-
launched multipurpose assault weapons, M240 or M249 machine guns,
a light-vehicle obscurant smoke system, and antipersonnel obstacle
breaching system. The system is teleoperated by a Marine up to
1 nautical mile LOS from the vehicle. The Robotic Systems Joint
Project Office is coordinating requirements with Marine Corps Combat Development Command, but the program is
currently unfunded.

Characteristics:

Gladiator
Size 80 in 51 in 60 in
Weight 2800 lb
Payload Capacity 400 lb

Performance:

Endurance 24 hr against realistic mission profile


Control Teleoperation Up to 1 nm
Interoperability N/A
Mission Package Payloads Current:
Pan/tilt/zoom day/night video camera
Integrated position-locating system
Laser rangefinder
Acoustic detection system
Antitampering/handling devices
Antipersonnel/obstacle breaching system
M240G medium machine gun
M249 squad automatic weapon
Shoulder-launched multipurpose assault weapon
Light-vehicle obscuration smoke system
Automatic chemical agent detection alarm
AN/VDR-2 nuclear detection system
Multipurpose cart
Planned:
Mine-detection capabilities
Mine-proofing (antipersonnel mines)
Lane marking
Urban breaching
Tactical casualty evacuation
Combat resupply
Countersniper activities
Communications relay

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B.8. Man-Transportable Robotic System (MTRS)


MK 1 MOD 0 (PackBot EOD) and MK 2 MOD 0 (TALON)
User Service: Navy and Joint Services EOD
Manufacturer: iRobot Corp. (PackBot) and Foster-Miller, Inc. (Talon)
Inventory: 1372 Objective For All Four Services Plus CENTCOM
Status: POR
Background: The MTRS is a fielded Joint Services EOD robotic system for use by
Army, Marine Corps, Navy, and Air Force EOD technicians. The MTRS provides a
capability for the EOD technician to perform remote reconnaissance and
neutralization at UXO and IED incident sites. The MTRS consists of a robotic
vehicle and an operator control station that is small enough to be transported by two MTRS Talon
people. The nomenclature assigned to the MTRS PackBot is MK 1 MOD 0 EOD
Robot and to the MTRS Talon, MK 2 MOD 0 EOD Robot. As of 21 May 2007,
there were 611 MK 1 and MK 2 EOD robots fielded to the Military Departments
with additional systems on contract and scheduled to be delivered through 2007.
Additionally, to meet urgent CENTCOM requirements, 225 MK 1 and MK 2 EOD
robots have been delivered. Production is expected to continue through FY2009 to
satisfy inventory objectives of all the Military Departments. MTRS Packbot

Characteristics:

MTRS Talon MTRS PackBot


Size 33 in 23 in 25 in 31 in 20 in 15 in
Weight 165 lb (includes vehicle, OCU, 135 lb (includes vehicle, OCU,
and batteries for two missions) and batteries for two missions)
Payload Capacity 10 lb

Performance:

Endurance 4 hr against realistic mission profile 2 hr against realistic mission profile


Control Teleoperation/Radio 656 ft/2624 ft
Interoperability JAUS, RS-232 payloads, USB payloads
Mission Package Payloads Current:
Manipulator
Extendable pan/tilt/zoom video camera
Planned:
Nuclear detection, chemical detection, render safe tools, disruption tools, disposal
tools, biological agent detection tools

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B.9. Mine Area Clearance Equipment (MACE)


User Service: Air Force
Manufacturer: Hydrema Joint Stock Co.
Inventory: 1 Prototype/3 Additional In Progress/10 Planned
Status: NPOR
Background: For supporting mine clearing operations on expeditionary
airfields, the Air Force employs the MACE flail system, which is rapidly
lowered into position at the rear of the vehicle. The system can clear a
mine path 11.5 ft wide. The flail assembly consists of a rotating axle with
72 chains attached; the end of each of the chains is fitted with a hammer
head weighing 2 lb. The axle rotates at up to 700 revolutions per minute.

Characteristics:

MACE
Size 8.8 ft 27.9 ft 9.2 ft
Weight 39,600 lb
Payload Capacity N/A

Performance:

Endurance 8+ hr
Control Assisted teleoperation
Interoperability JAUS
Mission Package Payloads Current:
Mine-clearing flail
Planned:
None

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B.10. Mobile Detection, Assessment, and Response


System (MDARS)
User Service: Army
Manufacturer: General Dynamics Robotics Systems
Inventory: 6 Prototypes/30 Fielded
Status: POR
Background: MDARS provides commanders with a robotic capability for
conducting semi-autonomous random patrols and surveillance activities. MDARS
enhances physical security, reduces personnel exposure in dangerous situations,
provides continuous surveillance over unprotected high-value inventory, reduces
manpower requirements, and is an effective means of providing compensatory
security in the event of security system malfunction. The MDARS Modernization
Program includes detection on the move, increased sensor detection and assessment
range, increased platform speed and mobility, and increased system reliability.

Characteristics:

MDARS
Size 98 in 62.5 in 46 in
Weight 3140 lb
Payload Capacity 300 lb

Performance:

Endurance 12 hr
Control Ethernet Local: up to 6.2 mi with relays; using VPN secure connection
demonstrated control from multiple locations remote from the
MDARS vehicles
Control Teleoperation Same as above
Interoperability Planned JAUS compatibility
Mission Package Payloads Current:
IDAS
Barrier assessment
Product assessment
Planned:
Nonlethal response

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B.11. Multifunction, Agile, Remote-Controlled Robot (MARCbot)


User Service: Army and Marine Corps
Manufacturer: Exponent, Inc.
Inventory: 670 Fielded
Status: NPOR
Background: MARCbot is a low-cost IED investigative robot used by
Army and Marine Corps personnel to provide a standoff investigation of
suspected IED emplacements. MARCbot uses an articulating arm to
maneuver a camera into position to confirm or deny a suspected IED. The
ability to confirm IEDs reduces the number of false alarm calls to EOD
technicians and allows the patrol or convoy to proceed with minimal
exposure to hostile environments. The U.S. Government has purchased an
engineering drawing package with Government purpose rights, and
currently Applied Geo Technologies has proven their production capability as an additional source for procurement.

Characteristics:

MARCbot
Size 24.5 in 18.5 in 13.5 in
Weight 25 lb
Payload Capacity N/A

Performance:

Endurance 4 hr
Control Teleoperated
Interoperability N/A
Mission Package Payloads Current:
Retractable pan and tilt color camera
Planned:
FIDO explosive sniffer

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B.12. Multifunction Utility/Logistics Equipment Vehicle (MULE)


User Service: Army
Manufacturer: Lockheed Martin Missiles and Fire Control
Inventory: 16 Prototypes/1746 To Be Fielded (MULE-T: 5 prototypes,
567 production units; MULE-CM: 5 prototypes, 477 production units;
ARV-A(L): 6 prototypes, 702 production units)
Status: POR
Background: The MULE program has a 2.5-ton common chassis with
three variants to support the dismounted soldier and enhance the clearing of
antitank mines. The MULE-T will carry 1900 to 2400 pounds of equipment
and rucksacks for dismounted infantry squads with mobility to follow the
squad in complex terrain. The MULE-CM will provide the capability to
detect, mark, and neutralize antitank mines by integrating the FCS (BCT)
Ground Standoff Mine Detection System (GSTAMIDS). The ARV-A(L) will have integrated weapons and an
RSTA package to support dismounted infantry in locating and destroying enemy platforms and positions.

Characteristics:

MULE-T MULE-CM ARV-A(L)


Size (sensor and 171.4 in 88.3 in 77.5 in 171.4 in 95 in 99.4 in 171.4 in 88.3 in 101.1 in
deployment
mechanisms stowed)
Weight 5,000 lb
Payload Capacity 19002400 lb Integrate GSTAMIDS Integrate weapon stations
and sensors

Performance:

Endurance 189 nm
Control MGV crew station or centralized controller
Semi-autonomous/teleoperated
Interoperability JAUS
Mission Package ANS ANS ANS
Payloads GPS/INS GPS/INS GPS/INS
Articulating arm suspension Articulating arm suspension Articulating arm suspension
Hybrid skid steering Hybrid skid steering Hybrid skid steering
JTRS GMR four-channel radio JTRS GMR four-channel radio JTRS GMR four-channel radio
ICS Type VII ICS Type VII ICS Type VII
Acoustic sensors Acoustic sensors Acoustic sensors
JCAD chemical point detection JCAD chemical point detection JCAD chemical point detection
system system system
PSMRS supply status monitors PSMRS supply status monitors PSMRS supply status monitors
Embedded TESS training Embedded TESS training Embedded TESS training
GSTAMIDS: Anti-tank mine Two Javelin missiles
detection, lane marking, mine M240 machine gun
neutralization EO/IR rangefinder/target
designator

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B.13. Omni-Directional Inspection System (ODIS)


User Service: JGRE
Manufacturer: Kuchera Defense Systems
Inventory: 15 Fielded
Status: NPOR
Background: ODIS is an approximately 40-pound prototype under-vehicle
inspection platform that is being developed and assessed for applications
pertaining to sealed perimeter checkpoint security and includes newly
improved and enhanced modular wheel designs providing the capability for
field servicing without evacuation to the United States. This effort will also
evaluate the utility of potential single-platform multimissions rather than
relying on multiple robot systems. There are approximately 15 ODIS prototypes employed in Operation Iraqi
Freedom and Operation Enduring Freedom today.

Characteristics:

ODIS
Size 26 in 24 in 4 in
Weight 40 lb
Payload Capacity 40 lb

Performance:

Endurance 2 hr per battery


Control Teleoperation Camera up to 1312 ft
Control Radio Range up to 3 nm
Interoperability Interfaces with proprietary OCU,
planned JAUS compatibility
Mission Package Payloads Current:
Television camera
Infrared camera
Chemical (blister and nerve agent) detector
Radiological detector
Planned:
Future chemical-biological sensors
Radiological sensors
Nitrate sensors
Zipper mast capability

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B.14. MK 3 MOD 0 Remote Ordnance Neutralization System (RONS)


User Service: Navy and Joint Services EOD
Manufacturer: REMOTEC, Inc.
Inventory: 4 Prototypes/271 Fielded
Status: POR
Background: The RONS is a fielded Joint Services EOD robotic system
for use by Army, Marine Corps, Navy, and Air Force EOD technicians.
The Navy is the single Service manager for EOD technology and training.
RONS consists of a remote platform and an operator control station and is
designed to complement or augment the EOD technician during
reconnaissance, access, render-safe, pick-up, and carry-away-and-
disposal activities in extremely hazardous missions involving UXO and IEDs.

Characteristics:

RONS
Size 36 in 29 in 61 in
Weight 700 lb
Payload Capacity 60 lb on arm

Performance:

Endurance 2 hr against realistic mission profile


Control Teleoperation 2493 ft
Control Radio 3280 ft
Interoperability Standalone system, RS-232 payloads
Mission Package Payloads Current:
Extendable pan/tilt/zoom video camera
Manipulator
Shotgun
0.50-caliber de-armer
Jet remote-opening device
PAN disruptor
RE-70 (MK 40 Mod 0 UXO disrupter)
Nuclear and chemical detection
Cordless power tools
Trailer hitch
Window breaker
Water disruption tools
Small-caliber de-armer (MK 38 Mod 0)
Advanced radiographic system
Multiple disrupter adapter (PAN, RE-70, Shotgun)
Tabletop controller
Planned:
Dual EOD disrupter
Medium directional energetic tool

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B.15. Robo-Trencher
User Service: Air Force
Manufacturer: Tractor Ditch Witch Inc.; Robotic Kit
Applied Research Associates, Vertek Division
Inventory: 2 Fielded
Status: NPOR
Background: The Air Force Robo-Trencher is a fielded,
converted Ditch Witch 7610 trencher used by engineering
installation squadrons for communications installations. The
trencher has been modified using previously developed modular,
fielded ARTS robotic components. Robo-Trencher is able to provide a standoff capability to perform cable
trenching and excavation mission in hazardous areas. There are two Robo-Trenchers currently fielded with no more
planned.

Characteristics:

Robo-Trencher
Size 8 ft 11 ft 6 ft
Weight 12,000 lb maximum
Payload Capacity N/A

Performance:

Endurance 8+ hr
Control Teleoperated up to 1.5 nm LOS
Interoperability Proprietary OCU control, compatible with ARTS
Mission Package Payloads Current:
Trencher tools
Backhoe tool
Planned:
None

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B.16. Small Unmanned Ground Vehicle (SUGV)


User Service: Army
Manufacturer: iRobot
Inventory: 6 Prototypes/1245 Planned
Status: POR
Background: The SUGV is a lightweight, man-transportable system capable of
operating in urban terrain, tunnels, sewers, and caves. It will weigh less than
30 pounds and carry up to 6 pounds of payload. Capabilities will include a
manipulator arm, fiber optic tether, EO/IR sensor, laser rangefinder, laser target
designator, and chemical/ radiological/nuclear detector. The SUGV is battery-
operated and capable of conducting 6-hour missions in tunnels, sewers, caves, and
military operations in urban terrain (MOUT) areas. The SUGV is required to fit
into two modular lightweight load-carrying equipment (MOLLE) packs. Current design allows the vehicle to fit into
one MOLLE pack, with ancillary equipment (controller, payloads, extra batteries, etc) carried in a second MOLLE
pack.

Characteristics:

SUGV
Size 23.9 in 16.7 in 6.5 in
Weight < 30 lb
Payload Capacity 6 lb

Performance:

Endurance 6 hr
Control Teleoperated
Interoperability FCS network, JAUS
Mission Package Payloads Current:
Manipulator arm
Fiber optic tether
Laser target designator
Chemical/radiological/nuclear detector
Objective:
Mine detector
Sense-through-the-wall sensor

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B.17. Throwbot
User Service: Army and Marine Corps
Manufacturer: Recon Robotics
Inventory: 30 Prototypes
Status: NPOR
Background: Throwbot is a small, throwable robot designed for building
clearing and short-range reconnaissance missions. It has a daylight-only
camera and is capable of righting itself upon deployment. Throwbot was
designed at the University of Minnesota and is produced by Recon Robotics in
Minneapolis. There are 30 units procured and fielded for assessment.

Characteristics:

Throwbot
Size 5.9 in 2.5 in
Weight 12 oz
Payload Capacity N/A

Performance:

Endurance 2 hr
Control Teleoperated
Interoperability N/A
Mission Package Payloads N/A

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B.18. Toughbot
User Service: Army
Manufacturer: Omnitech
Inventory: 51 Fielded
Status: NPOR
Background: Toughbot is a small, throwable robot designed for building
clearing and short-range reconnaissance missions. It contains a driving
camera, an omnidirectional camera, and an audio sensor.

Characteristics:

Toughbot
Size 6 in 8 in
Weight 2.1 lb
Payload Capacity N/A

Performance:

Endurance 2 hr
Control Teleoperated
Interoperability N/A
Mission Package Payloads N/A

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B.19. Robotic Combat Casualty


Extraction and Evacuation
User Service: Army
Manufacturer: Applied Perception, Inc.
Inventory: 1 Prototype
Status: NPOR
Background: This program involves
building a prototype robotic patient extraction
and evacuation system with teleoperation,
semi-autonomous, and autonomous control
Initial Fixed Patient Pod Prototype Configuration
capabilities implemented on a marsupial
robotic vehicle pair: a larger robotic evacuation vehicle (REV) for long-range patient
evacuation (from first responder medic to forward casualty collection and treatment
site) and a smaller robotic extraction vehicle (REX) for short-range patient extraction
(from site of injury to soldier first responder or medic). The base TAGS UGV was
identified by the U.S. Army Tank-Automotive Command as having potential for
robotic sentry monitoring and reconnaissance tasks. The hardware and software
required for both the medical and sentry applications are substantially similar, with the
main systematic differences being in the mission specific payload and application of
the underlying robotic vehicle functions. In addition to the core autonomous
Objective Modular
navigation and patient detection technologies, a number of vehicle payloads and other
Configuration
capabilities have been developed in this program that are widely applicable to a
number of robotic platforms. These include the following:
Two-way video and audio telemedicine systems for communications between patient and a remote medic,
Combined laser/radar obstacle detection and avoidance (also used for safeguarded teleoperation),
Radar-based vehicle anti-tamper system to detect intruders and direct a camera or other device to their location,
Automatic docking of the REX into the REV marsupial bay,
Stereo-based navigation system developed under DARPAs Learning for Autonomous Ground Robots Program,
Three-dimensional laser rangefinder data collection for global map building of the environment,
Global path planning for vehicle motion based on the above created maps, and
JAUS-compliant OCU and robot software.

Work continues supported by TATRC and TARDEC to develop patient transport and driver/attendant payloads for
the TAGS-CX platform that are modular and removable by two men. Both modules are being fitted with
lightweight removable armor. The objective is to demonstrate that the generic TAGS-CX platform can be rapidly
configured or reconfigured for multiple missions including patient evacuation. JAUS communications with and
among the UGVs, their force protection sensors, and medical payloads are being implemented via a secure tri-band
orthogonal frequency division multiplexing ultra-wide band mesh network developed and implemented by ARL.

Characteristics:

Robotic Combat Casualty Extraction and Evacuation


Size 11.3 ft 7.2 ft 5.8 ft
Weight 6000 lb
Payload Capacity 2000 lb (in order to maintain top speed of vehicle)

Performance:
Endurance 108 nm
Control JAUS, teleoperated, semi-autonomous
Interoperability JAUS, modular JAUS payloads
Mission Package Payloads Current: gunfire detection system; pan/tilt unit with FLIR and color cameras; Picatinny
lightweight remote weapon station; long-range, high-resolution laser scanner
Under development: TATRC medical transport pods, driver/medic control module

Appendix B. Unmanned Ground Vehicles (UGVs)


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B.20. Battlefield Extraction-Assist Robot (BEAR)


User Service: Army
Manufacturer: Vecna Technologies, Inc.
Inventory: 3 Prototypes
Status: NPOR

Laboratory Prototypes Operational Prototype & Objective Configuration

Background: This highly agile and powerful mobile robot is capable of lifting and carrying a combat casualty from
hazardous areas including multistory buildings or from under fire to a safe area where medical assessment and
treatment can be performed by a combat medic prior to evacuation. Three successive prototypes have been built.
The initial laboratory prototype was built on a two-wheeled Segway base. The subsequent robot prototype uses a
hybrid wheeled/tracked base with a Segway-type dynamic balancing (gyro-based) system. The dynamic balancing
system and variable-geometry hybrid base give the robot a high degree of mobility over rough, uneven terrain and
dynamic balancing behaviors for high-speed mobility when speed is needed. The mobility base is tightly integrated
with a powerful but sensitive upper body with arms, capable of gently cradling a load of up to 500 pounds. The
operational prototype BEAR will include a mobility base composed of independently controlled tracked and
wheeled legs tightly integrated with a powerful but sensitive upper body with robotic manipulator arms. The
track array will be segmented in two places allowing the robot to tilt forward or backward and bend down on its
knees to pick up a casualty and maintain a low profile on the battlefield. The segmented design approach will
enable the robot to recover from falling or being knocked over from any position. When conditions permit, the
prototype has demonstrated the ability to travel at high speed in a fully erect posture with and without a casualty.
Also, the prototype can scale stairs and negotiate the narrow passages common to urban warfare. Future operational
capabilities include an interface that will allow the BEAR to be carried on the exterior of military vehicles, allowing
the BEAR to be present and ready when needed. Current and planned payloads include casualty assessment and
diagnostic instruments and chemical, biological agent, and IED detection systems. Four user-friendly OCUs have
been developed by ARL and are being adapted by TATRC to the BEAR: (1) isometric controller grip mounted on
front of M4 rifle to control robots with rifle in ready position; (2) instrumented glove (iGlove) tactile glove robot
controller (can use hand and arm signals as do small unit infantry leaders); (3) tactile armband and belt (for feedback
to operator); and (4) three-dimensional viewer.

Characteristics:

BEAR
Size 24 in wide 10 in deep 63 in tall at full height
< 10 in tall at minimum height (kneeling position)
Weight 240 lb
Payload Capacity 500 lb

Performance:

Endurance 6 hr of active use on battery; indefinite with solid oxide fuel cell and reformer
Control JAUS, teleoperated, semi-autonomous
Interoperability JAUS
Mission Package Payloads Current: Casualty assessment and rescue
Planned: Chemical/biological/nuclear agent and IED explosive detection

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B.21. Crusher Unmanned Ground Combat Vehicle


User Service: DARPA
Manufacturer: Carnegie Mellon University, National Robotics Engineering Center
Inventory: 2
Status: NPOR
Background: The Crusher vehicle was
designed by DARPA to be a prototype for the
FCS armed reconnaissance vehicle, testing both
mobility and autonomy systems. The platform
has been integrated with several sensor types to
enhance autonomous mobility and is used as a
transition platform for other DARPA vehicle
autonomy programs. Testing and
experimentation are planned to continue through
2007.

Characteristics:

Crusher
Size 201 in long 102 in wide 60 in high
Weight 13,200 lb
Payload Capacity 8000 lb (includes armor)

Performance:

Top Speed 26 mph


Slope >40 forward, >30 side
Traversing Obstacles 4 ft step, 80 in trench
Control RC, teleoperation, waypoint following, and full autonomy

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B.22. Chemical, Biological, Radiological, Nuclear (CBRN) Unmanned Ground


Reconnaissance (CUGR) UGV (CUGV)

Service: Army
Manufacturer: iRobot
Inventory: 45 Prototypes/2 Operational Units (95th Chemical Co)
Status: NPOR
Background: The CUGR objective is to integrate CBRN
sensors/detectors and chemical/biological air and surface sampling
onto UGVs for demonstration and determination of military utility.
The CUGV will then be integrated with the Joint Service Light
Nuclear Biological Chemical Reconnaissance System (JSLNBCRS)
to provide a total reconnaissance package capable of performing
manned (JSLNBCRS) or unmanned (CUGV) reconnaissance
operations.

Characteristics:

CUGV
Size 20.5 in 33 in 16 in (robot)
18 in 14.5 in 8.75 in (OCU)
Weight <120 lb robot, payloads, and OCU
Payload Capacity 35 lb

Performance:

Endurance 24 hr
Control Teleoperation 10002600 ft range
Interoperability CREW, stand-alone system
Mission Package Payloads Current:
1) Chemical detection/identification
a) RAE Systems: Multi-RAE Plus
b) Smiths Detection: LCD3.2E
2) Radiological detection
a) Canberra: AN/UDR-14
3) A sorbent tube sampling system was also integrated. The sampling
system gives warfighters the ability to collect chemical vapors for later
analysis or use as evidence.

Future:
1) Chemical detection/identification
a) CSD
b) ACADA *
c) JCAD *
2) Biological detection/identification
a) DFU *
b) BAWS *
3) Radiological detection
a) AN/UDR-13 Pocket RADIAC
b) ADM-300A multifunction survey meter
c) ADM 606M multipurpose radiation meter

* Joint PM for NBC Contamination Avoidance

Appendix B. Unmanned Ground Vehicles (UGVs)


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Unmanned Systems Roadmap 2007-2032

Appendix C. Unmanned Maritime Systems (UMSs)

C.1. Unmanned Undersea Vehicles (UUVs)

C.1.1. Heavyweight UUVs

C.1.1.1. Long-Term Mine Reconnaissance System (LMRS) (AN/BLQ-11)


User Service: Navy
Manufacturer: Boeing Advanced
Information Systems
Inventory: 1 Prototype System Delivered
Status: NPOR
Background: The LMRS is an autonomous
UUV that was developed to conduct
clandestine mine reconnaissance via high-
performance forward-looking detection sonar
and side-looking classification sonar. In
August 2004, the LMRS program was
refocused to demonstrate the ability of an
autonomous UUV to be launched and recovered from a Los Angles class submarine using a two-torpedo-tube
recovery method. Once launched, the UUVs can communicate data either acoustically or through satellite-linked
RF communications to the submarine. Each LMRS system is reusable, autonomous, and self-propelled with
navigation and control, communications, data processing, and obstacle avoidance capabilities. No future
procurements are planned.

Characteristics:

LMRS
Length 20 ft Draft/Operating Depth 40 ft minimum
Diameter 1.75 ft Payload Capacity 5 ft3, 350 lb
Displacement 2750 lb Energy Section Silver Zinc (Ag-Zn) or
lithium thionyl chloride
batteries
Gross Weight 2720 lb maximum Delivery Platform Impulse launched (standard
SSN torpedo tubes)
Propulsion Type 2 hp electric motor, propeller Frequency(s) Classified
driven
Data Link(s) ACOMMs, RF communications,
HDS, GPS

Performance:

Endurance 13 hr (AgZn) Maximum/Loiter Speeds 07 kt


40+ hr (lithium)
Maximum Operational Depth 1000 ft Mission Radius Classified
Sensors Integrated navigation and DVL Recovery Method Torpedo tubes
Mission Mine reconnaissance

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C.1.1.2. Mission Reconfigurable UUV System (MRUUVS)


User Service: Navy
Manufacturer: TBD
Inventory: 11 Systems and 31 Adjunct Vehicles Planned
(system = 1 vehicle)
Status: POR; SDD Phase Contract Award Scheduled for
FY2009
Background: The MRUUVS is a 21-inch UUV, hosted
from Los Angeles and Virginia class attack submarines
(SSNs). (It is also envisioned for future hosting on LCSs
and SSGNs.) The role of the MRUUVS is to perform ISR
and MCM missions, through the use of off-board sensors, in
areas that may be inaccessible to traditional platforms. The
MRUUVS provides the Joint Forces Commander (JFC)
with an unmanned, clandestine capability to perform these
missions without disclosing operational intent or placing
humans in a high-risk environment. Each MRUUVS is
configured for a specific mission, either ISR or MCM. The ISR capability includes imagery and signals intelligence
data collection capabilities; the MCM capability employs a bottom-looking synthetic aperture array and includes
bottom and volume contact detection, classification, and localization as well as bathymetry. Common features
include LOS and BLOS RF communications and ACOMMs, which enable in-stride data sharing and command and
control. A forward-looking littoral precision underwater mapping (LPUMA) sonar is also common and performs
functions such as obstacle avoidance, short-range ACOMMs, bathymetry, and bottom and volume contact mapping.
As a submarine launched and recovered asset, the MRUUVS will complement the SSNs stealth, mobility, and
dwell time by extending its sensor reach. The MRUUVS will be capable of operating independently, with multiple
vehicles deployed simultaneously, or in concert with a host/control node. During a sortie, the vehicle may
communicate with the host/control node to provide in-stride data reports, data summaries, and health and status
messages. The host/control node may also communicate with the MRUUV to issue updated sensor parameters and
vehicle control commands.

Characteristics:

MRUUVS
Length 20 ft Draft/Operating Depth 40 ft minimum
Diameter 1.75 ft Payload Capacity 5 ft3, 350 lb
Displacement 3000 lb Delivery Platform SSN 688, 688I, 774
standard torpedo tubes
Propulsion Type 23 hp electric motor Energy Section Batteries
Data Link(s) HF ACOMMs, Frequency(s) Classified
RF communications

Performance:
Endurance 4050 hr (primary battery) MCM Area Coverage Classified
1020 hr (renewable battery)
Maximum Operational Classified MCM Localization Accuracy Classified
Depth
Sensors, ISR Electronics, communications, Radius Classified
and imagery intelligence
Sensors, MCM Synthetic aperture sonar array Maximum/Loiter Speeds 08 kt
Sensors, Common LPUMA, integrated navigation Recovery Method External arm,
and DVL undersea host vehicle

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C.1.1.3. Surface Mine Countermeasure (SMCM) UUV Increment 3


User Service: Navy
Manufacturer: TBD
Inventory: 35 Systems Planned (2 vehicles and support equipment per system)
Status: NPOR

Background: The SMCM UUV Increment 3 is the acquisition POR heavyweight class UUV for the LCS to detect
buried and proud mines with high probability of detection and low false alarm rate. The SMCM UUV Increment 3
has the capability to identify certain mines. SMCM UUV Increment 3 SDD begins in FY2008, and IOC and
production approval should be achieved in FY2011.

Characteristics:

SMCM UUV Increment 3


Length 18 ft Operating Depth 30300 ft
Gross Weight 1300 lb Delivery Platform LCS
Diameter 1.75 ft Energy Source Lithium ion polymer batteries
Propulsion Type Direct-drive dc motor Data Link(s) Acoustic modem, WLAN,
Iridium

Performance:

Endurance >16 hr Maximum/Loiter Speeds 35 kt


Sensor(s) Low-frequency broadband Recovery Method Surface
synthetic aperture sonar,
conductivity/temperature/depth,
transmissometer, current profiler,
bottom sediment profiler

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C.1.1.4. Battlespace Preparation Autonomous Undersea Vehicle (BPAUV)


User Service: Navy
Manufacturer: Bluefin Robotics Corp
Inventory: 1 Delivered
Status: POR

Background: BPAUV vehicles have been employed in ONR Science and Technology experiments since 1999.
BPAUV provides minehunting and Intelligence Preparation of the Battlespace capability. The LCS BPAUV is a
demonstration system to mitigate ship integration risk of heavyweight UUVs (especially launch and recovery). The
BPAUV system consists of 2 vehicles, support equipment, spares, and a transportation van. The BPAUV system
will be shipped and stored in a Seaframe Type 1 module. BPAUV has completed integration testing with the
Unmanned Vehicle Management System (UVMS) command and control system.

Characteristics:

BPAUV
Length 11 ft Batteries 2X 3.5 KWhr
Lithium Ion Polymer
Diameter 21" Data Link(s) Freewave HF
Iridium SATCOM

Vehicle Weight 750 lb


Mission Module Weight 15,320 lb

Performance:

Endurance 18 hr Speed 3 kt
Operating Depth 40-300 ft Sonar Klein 5400
Launch and Recovery RHIB assisted crane Resolution 3" x 3"
Environmental Data Gathering Bathymetry Swath 150 m w 8% nadir gap
Conductivity/Temperature/Depth
Optical Backscatter

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C.1.1.5. Advanced Development UUV (ADUUV)


User Service: Navy
Manufacturer: Lockheed Martin, Perry
Technologies Division; LPUMA, Applied
Research Laboratory, University of Texas.
Inventory: 1 Prototype System Delivered
Status: NPOR
Background: The ADUUV will be used as a key
platform for technical risk reduction for the
21-inch MRUUVS. The MRUUVS is a key
element in implementing the Navy UUV Master
Plan of 9 November 2004.

Developing a single UUV capable of supporting a series of unrelated missions presents several technical risks. Prior
to pursuing a formal acquisition program, the Navy must appropriately reduce risks relating to open system
architecture, common system interfaces, autonomy, modularity, and reconfigurability. LPUMA imaging and use of
the LPUMA design to facilitate robust homing and docking are additional key risk reduction areas that are required
to meet the MRUUVS operational requirements. The ADUUV provides the platform to properly address key risks
and support development of a technical data package for the MRUUVS program. No future procurements are
planned.

Characteristics:

ADUUV
Length 240 in Draft/Operating Depth 40/* ft
Diameter 21 in Payload Capacity 5 ft3
Gross Weight 3000 lb maximum Energy Source Lead-acid secondary batteries
Propulsion Type 23 hp electric motor, Delivery Platform Surface platform
propeller driven
Data Link(s) RF ACOMMs Frequency (none)

Performance:

Endurance >2 hr Maximum/Loiter Speeds 8/3 kt


Maximum Operational Depth TBD Radius ~ 8 nm
Sensor(s) LPUMA Recovery Method Surface

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C.1.2. Lightweight Vehicles (LWVs)

C.1.2.1. SMCM UUV Increment 1


User Service: Navy
Manufacturer: Hydroid, LLC, and Bluefin Robotics
Inventory: 3 Vehicles and Support Equipment
Status: NPOR

Bluefin-12 Hydroid REMUS 100

Background: The SMCM UUV Increment 1 is a user-operational evaluation system (UOES) employed by the
Commander of the Naval Mine and Anti-submarine Warfare Command (CNMAWC) UUV Platoon from MCMs
and crafts of opportunity. The SMCM UUV Increment 1 is being used to mitigate SMCM UUV program risk and to
study MCM mission tactics, ship integration, and the human-system interface.

The SMCM UUV Increment 1 was successfully employed during various exercises. These vehicles will be retired
when Increment 2 systems are accepted and demonstrate reliable performance (second quarter FY2008).

Characteristics:

SMCM UUV Increment 1


Length 4 ft (Hydroid) Operating Depth 30220 ft
7 ft (Bluefin)
Gross Weight 80 lb (Hydroid) Delivery Platform MCM-1 class and
300 lb (Bluefin) crafts of opportunity
Diameter 0.63 ft (Hydroid) Energy Source Lithium ion polymer batteries
1.06 ft (Bluefin)
Propulsion Type Linear-induction dc motor Data Link(s) Acoustic modem, WLAN,
Iridium

Performance:

Endurance 8 hr (Hydroid) Maximum/Loiter Speeds 35 kt (Hydroid)


20 hr (Bluefin) 3 kt (Bluefin)
Sensor(s) Marine sonics dual frequency Recovery Method Surface
real aperture sonar,
conductivity/temperature/depth

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C.1.2.2. SMCM UUV Increment 2


User Service: Navy
Manufacturer: Bluefin Robotics
Inventory: 3 Systems (2 vehicles per system)
Status: NPOR
Background: The SMCM UUV Increment 2 is a UOES
employed by the CNMAWC UUV Platoon from MCMs and crafts of opportunity. The SMCM UUV Increment 2 is
being used to mitigate SMCM UUV program risk and to study MCM mission tactics, ship integration, and the
human-system interface. The performance of the SMCM UUV Increment 2 will be evaluated to determine the
effectiveness of dual-frequency synthetic aperture sonar at detecting buried mines and identifying targets with high-
resolution imagery. The SMCM UUV Increment 2 will provide high-resolution images at much greater range than
the SMCM UUV Increment 1. These vehicles will be retired when SMCM UUV Increment 3 achieves IOC in
FY2011.

Characteristics:

SMCM UUV Increment 2


Length 11 ft Operating Depth 30220 ft
Gross Weight 550 lb Delivery Platform MCM-1 class and crafts of
opportunity
Diameter 1.06 ft Energy Source Lithium ion polymer batteries
Propulsion Type Linear-induction dc motor Data Link(s) Acoustic modem, WLAN,
Iridium

Performance:

Endurance 12 hr Maximum/Loiter Speeds 35 kt


Sensor(s) Qinetiq dual-frequency synthetic Recovery Method Surface
aperture sonar,
conductivity/temperature/depth,
transmissometer, current profiler

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C.1.3. Man-Portable UUVs

C.1.3.1. MK 18 MOD 1 (SWORDFISH) Search-Classify-Map (S-C-M) UUV


User Service: Naval Special Clearance Team ONE (NSCT ONE)/EOD
Manufacturer: Hydroid, LLC
Inventory: 3 Systems Delivered (NSCT ONE)/6 Systems Planned (EOD)
Status: NPOR

Background: The MK 18 MOD 1 SWORDFISH is part of the toolbox approach to equipping NSCT ONE and
EOD forces. It is capable of performing low-visible exploration and reconnaissance in support of amphibious
landing, MCM operations, and hydrographic mapping in the very shallow water (VSW) zone (10 to 40 feet of
seawater (FSW)) and the seaward approaches. It is small (two-person portable), has a low unit cost (so that
inadvertent loss is not mission-catastrophic), and is deliverable via multiple platforms. The production decision was
reached 27 July 2005. IOC was reached in January 2007 following first article test in December 2006. Full
operational capability was reached in May 2007, following delivery of the second and third of three systems to
NSCT ONE. Additional systems will be used to establish a preliminary operational capability and for evaluation of
Outside the Continental United States (OCONUS) supportability at EOD units. It is capable of navigating via
acoustic transponders in long-baseline or ultra-short-baseline mode or via P-coded GPS. Upward- and downward-
looking acoustic digital velocity log improves dead-reckoning accuracy. Onboard sensors include water turbidity,
water temperature and conductivity, side-scan sonar, and downward-looking camera.

Characteristics:

MK 18 MOD 1
Vehicle Size 7.5 in diameter 62 in long Operating Depth 1040 FSW (300 ft maximum)
Vehicle Weight 94 lb maximum Energy Source 1 kWh Li-ion battery
Vehicle Buoyancy Adjustable 045 ppt Delivery Platform Various small boats
Propulsion Type Electric motor/propeller Frequency (acoustic) 900 kHz sonar, 1200 kHz DVL
Data Link RS-232/USB/Ethernet

Performance:

Contact Localization Accuracy 49 ft


Probability of Detecting and Classifying Mines as Mine-like 0.80 @ A-1 Bottom
Probability of Detecting and Classifying Non-mine-like as Mine-like 0.20 @ A-1 Bottom
Reliability 0.80
Interoperability 100% of top-level IERs designated critical

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C.1.3.2. Reacquisition-Identification (R-I) UUV


User Service: NSCT ONE/EOD
Manufacturer: Hydroid, LLC
Inventory: 0 Systems Delivered/3 Systems Planned
Status: NPOR

Background: Potentially a variant of the MK 18 MOD 1 (SWORDFISH), the R-I UUV will be modified to provide
higher resolution imagery than the SWORDFISH system currently fielded for the S-C-M mission. The R-I UUV
will provide the capability to perform mine reacquisition, limited area search, and mine identification to a high level
of confidence, in support of amphibious landing, MCM operations, and hydrographic mapping in the VSW zone
(10 to 40 FSW). The system will remain a small, two-person portable vehicle with relatively low cost so that
inadvertent loss is not mission-catastrophic. The R-I UUV will be interoperable with the S-C-M UUV, MK 8
Marine Mammal System, and Underwater Imaging System. Formal mine warfare tactics to address non-optic-based
mine identification will be developed. A new generation dual-frequency (900/1800 kHz) side-scan sonar is being
evaluated for potential to reach R-I capability. A production decision is anticipated for fourth quarter FY2007 with
IOC planned for first quarter FY2009 and full operational capability anticipated for second quarter FY2009.

Characteristics:

R-I UUV
Vehicle Size 7.5 in diameter 62 in long Operating Depth 1040 FSW
Vehicle Weight 94 lb (2-person portable) Energy Source Li-polymer battery
Vehicle Buoyancy Adjustable 045 ppt Delivery Platform Various small boats
Propulsion Type Electric motor/propeller Frequency (acoustic) TBD900/1800 kHz sonar 1200 kHz DVL
Data Link RS-232/USB/Ethernet

Performance:

Probability of Reacquiring and Identifying Mines 0.85 @ A-1 Bottom


Probability of Identifying Mines as Mines and Non-mines as Non-mines 0.80 @ A-1 Bottom
Probability of Detecting and Classifying Non-mine-like as Mine-like 0.2 @ A-1 Bottom
Reliability 0.90 (80% confidence factor)
Interoperability 100% of top-level IERs designated critical

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C.1.3.3. Bottom UUV Localization System (BULS)


User Service: EOD
Manufacturer: Hydroid, LLC (preliminary operational capability system) and TBD (IOC/FOC system)
Inventory: 0 Production Systems Delivered/6 Production Systems Planned
Status: NPOR

Background: BULS is part of the toolbox approach to equipping EOD forces via spiral development of UUVs.
It will be capable of detecting and localizing threat objects on the seafloor of harbors and open areas and will
support MCM operations from 10 to 300 feet. The system is small (two-person portable) with a low unit cost so that
inadvertent loss is not mission-catastrophic. It will be deployable via multiple platforms and from shore. The
program is leveraging a previous, limited-deployment capability UUV and the S-C-M UUV program, and it has
provided UOES to two operational units for use in tactics development and requirements and in specification
refinement. Two MK 18 MOD 1 (SWORDFISH) systems (perhaps upgraded from the current configuration) will
be fielded in fourth quarter FY2007 to establish a preliminary operational capability at NSCT ONE and MDSU
TWO. An additional MK 18 MOD 1 will be provided to EODMU EIGHT in second quarter FY2008 as an
OCONUS UOES to evaluate overseas basing issues. Current UOES configuration includes dual-frequency side-
scan sonar, enhanced navigation [GPS, INS, ultra-short baseline (USBL)], low-light CCD camera, and enhanced
ACOMMs. IOC is anticipated in second quarter FY2009, and full operational capability is anticipated for first
quarter FY2011. Future spirals are envisioned to support more complex capabilities, such as detailed intelligence
gathering and chemical and biological detection.

Characteristics (latest UOES configuration):

BULS
Vehicle Size 7.5 in diameter 62 in long Operating Depth 10300 ft
Vehicle Weight 94 lb maximum Energy Source 1 kWh Li-ion battery
Vehicle Buoyancy Adjustable 045 ppt Delivery Platform Various small boats
Propulsion Type Electric motor/propeller Frequency (acoustic) 900/1800 kHz sonar, 1200 kHz DVL
Data Link RS-232/USB/Ethernet

Performance:

Contact Localization Accuracy 20 m


Probability of Detection/Classification 0.75 (MK 81 size & >), A-1 Bottom
Reliability 0.85 w/ 80% confidence factor
ACR 0.04 nm2/hr
Net Ready 100% of interfaces designated as critical in BULS integrated architecture

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C.1.3.4. Hull UUV Localization System (HULS)


User Service: Navy
Manufacturer: TBD
Inventory: 0 Systems Delivered/715 Systems Planned
Status: NPOR

Background: HULS will be a relatively low-cost, two-person portable system with a small shipboard logistic
footprint and will be capable of being deployed and recovered from a small boat and from shore. The program will
leverage a previous Defense Acquisition Challenge Program and limited-deployment capability effort as well as
developmental programs by NAVAIR and Naval Surface Warfare Center, Carderock Division. The purpose of
HULS is to decrease the operational timeline and reduce personnel hazards associated with searching ship hulls,
piers, pilings, and other underwater structures. It will be interoperable with the diver hull inspection navigation
system. A competitive acquisition of a prototype first-generation system is currently in process. IOC is planned for
FY2012. A spiral acquisition process for successively adding capability is planned over ensuing years. Long-term,
end-state capability is envisioned to support both search and in-situ neutralization of limpet mines and underwater
IEDs.

Characteristics (anticipated IOC system):

HULS
Vehicle Size TBD Operating Depth Surface to 200 ft
Vehicle Weight 100 lb maximum Energy Source TBD
Vehicle Displacement TBD Delivery Platform Various small boats and shore
Propulsion Type TBD Frequency (acoustic) TBD
Data Link TBD

Performance (anticipated IOC system):

Probability of Detection 0.85 @ 80% confidence (9 in diameter 4.5 in high cylinder)


Probability of Classification/Identification 0.85 @ 80% confidence (9 in diameter 4.5 in high cylinder)
Contact Localization Accuracy 3 ft SEP
Hull Search Rate 398 ft2/min
Reliability 0.90 @ 80% confidence
Availability 90%
Maintainability 5 hr MCMTOMF

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C.1.3.5. Defense Acquisition Challenge Program (DACP) VSW Neutralization


1st Generation UUV Neutralization (UUV-N)
User Service: Navy
Manufacturer: Atlas Elektronik
Inventory: TBD
Status: NPOR

Neutralize 4 bottom contacts per


CRRC Deployment sortie in 10 to 40 ft
Craft Deploy IAW CATF intentions, all
detonations completed by H-2

Positive identification &


neutralization solution
obtained with sensors

Torpedo GPS
transit

Background: This effort is intended to field unmanned systems to support the MCM mission at NSCT ONE in
order to get the warfighter out of the minefield and to reacquire and neutralize previously identified mines in the
VSW zone. Tactical integration will be achieved with the S-C-M and R-I UUVs. Concept employs a guided small
torpedo design with directed energy shape charge neutralizer; reacquisition using forward-looking sonar; and closed-
circuit television camera for target prosecution and firing decision. The DACP effort will adapt an airborne mine
countermeasures (AMCM) neutralizer from current inventory for deployment from a small boat. Far-term
NSCT ONE requirement for extended station keeping, standoff command detonation, and autonomous
neutralization will affect ability to use common neutralizer form factor to meet the end-state requirement. An
integrated technology development strategy will be initiated between PMS-EOD, PMS 495, and ONR to address this
issue. IOC is anticipated during third quarter FY2016.

Characteristics (DACP system):

UUV-N
System Size TBD Operating Depth 1040 FSW
System Weight TBD (2-person portable) Energy Source Li-polymer battery
Vehicle Buoyancy TBD Delivery Platform Various small boat
Propulsion Type Electric motor/propeller Frequency (acoustic) 675/975 kHz sonar
Data Link Fiber optic tether

Performance:

Neutralization Effectiveness 0.72 Availability 0.85


Reliability 0.90 Target Types Bottom influence mines

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C.2. Unmanned Surface Vehicles (USVs)

C.2.1. Fleet Class USVs

C.2.1.1. SPARTAN
User Service: Navy
Manufacturer: Northrop Grumman Corporation
Inventory: TBD
Status: NPOR

Background: The SPARTAN SCOUT ACTD program aims at demonstrating USVs as a realistic and low-cost
force multiplier that could address joint warfighting needs in the increasing complex and contested littorals. Within
that program, France is specifically developing the ASW mission module. Thales Underwater Systems has been
selected to provide and integrate the FLASH dipping sonar on board the USV. Eventually, the potential applications
of the ASW SPARTAN in the field of ASW and amphibious operations in littoral waters are envisioned.

Characteristics:

SPARTAN
Length 36 ft Draft/Operating Depth 200 ft
Gross Weight 3690 lb Payload Capacity TBD
Displacement TBD Energy Source Primary electrical power
Propulsion Type TBD Delivery Platform TBD
Data Link(s) UHF/VHF uplink with Ethernet Frequency 4 kHz for the FLASH
host for command and status

Performance:

Endurance 8 hr Maximum/Loiter Speeds TBD


Draft 3 ft Radius 9 nm
Sensor(s) TBD Recovery Method At sea, tilt rail
Mission(s) ISR, force protection, RSTA,
precision strike, and littoral mine
warfare and ASW missions

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C.2.1.2. Unmanned Sea Surface Vehicle (USSV)


User Service: Navy
Manufacturer: Maritime Applied Physics, Corp.
Inventory: TBD
Status: NPOR

USSV-HS USSV-HTF

Background: The ONR has designed and built two prototype USSVs: one optimized for high tow force (USSV-
HTF) and one optimized for high speed (USSV-HS). These vehicles were designed from a clean sheet of paper to
support littoral missions. The USSV-HTF design will be used as a prototype on the LCS. Besides high tow force,
the USSV-HTF is designed to have a high payload capacity and long endurance. The USSV-HS is optimized for
high speed and to maintain its top speed in rough water. The vehicles were designed by Naval Surface Warfare
Center, Carderock Division, and they were built by the Maritime Applied Physics Corporation of Baltimore,
Maryland. The two prototypes are being used to test various technologies including autonomous control, advanced
payloads, advanced power systems, and L&R. The results of these tests will be incorporated into the specifications
of the future production vehicles.

Characteristics:

USSV-HTF USSV-HS
Length 39 ft 36 ft
Full-Load Displacement 18,000 lb 21,000 lb
Lightship Displacement 9050 lb 15,000 lb
Hullform Semi-planing monohull Hydrofoil
Engines Twin diesel Twin diesel

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C.2.1.3. Mine Warfare (MIW) USV


User Service: Navy
Manufacturer: Oregon Iron Works
Inventory: TBD (24 plus planned)
Status: NPOR
Background: The MIW USV is a modified repeat
design of the ONRs USSV-HTF. The boat has
been designed as the platform for a towed
influence sweep system used to clear minefields.
The MIW USV is also being designed to interface
with both types of LCS. The boat deploys from
LCS and transits to the minefield. Upon arrival, it
deploys the combined magnetic/acoustic influence
sweep from a winch located in the payload bay,
and commences mine sweeping operations in up to
Sea State 3. This is one of the Navys systems
designed to get the man out of the minefield.
The MIW USV was designed by the Naval Surface
Warfare Center, Carderock Division, and as of July 2007 is in construction at Oregon Iron Works. The influence
sweep/boat integration will continue to be refined over the next few years.

Characteristics:

MIW USV
Length 39 ft
Full-Load Displacement 22,500 lb
Payload 4000 lb without fuel
Hullform Semi-planing monohull
Engines Twin diesel (540 mph each)
Tow 2500 lb @ 25 knots

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C.2.1.4 ASW USV


User Service: Navy
Manufacturer: General Dynamics
Robotics Systems (GDRS) ASW Payload Configurations
Inventory: TBD
Status: NPOR
Background: The LCS ASW USV MS-OBS
Indicative Design has demonstrated
36 feet USV in operation at sea on test
range and in forward areas in the
western Pacific. The 36 feet platform
has demonstrated ability to deploy and UTAS
operate the unmanned dipping sonar
(UDS), the USV Towed Array System
(UTAS), and the multi-static off-board
UDS
source (MS-OBS). Although the Deployed
objective for Sea State 4 operation has
yet to be proven in at-sea test, the
threshold requirement requires
operation in seas only up to Sea State 3. Disclosure of the information on this page is subject to the notice on the title slide.
18

The transition to Engineering


Development Model (EDM) has begun
with the contract award to GDRS on March 2006. Delivery to LCS is targeted for March 2008. Additional risk
reduction tests were conducted in summer 2006, and final system certification is scheduled for 2008.

The Governments EDM is based on open ocean racing and RHIB high-speed vehicles technology that can be fitted
with modular ASW payloads and operated remotely. The core subsystems will include surface search radar and
advanced communications. The surface search radar, required for navigation, can also detect incoming threats.
USV is capable of extended-duration (24+ hours) operations with a high-payload (5000 pounds) capacity supporting
multiple mission sensor systems enabling high-speed transits (35+ knots) to operational areas.

Characteristics:

USV ASW
Length 40 ft Beam 11.2 ft
Max Wt (w/o payload): Deck Space Compliant with ASW payload
Lightship 17,248 lb requirements, interfaces
coordinated with ASW
Load ready 21,120 lb payloads
(includes 1096 lb margins;
2288 lb fuel for MS-OBS
24-hr mission)
Payload 5000 lb

Performance:

Towing 1600 lb/20 kt

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C.2.2. Snorkeler Class USVs

C.2.2.1. AN/WLD-1 Remote Multi-mission Vehicle (RMMV)


User Service: Navy
Manufacturer: Lockheed Martin
Inventory: 2 Delivered/106 Planned (10 LRIP and 96 production)
Status: POR

Background: The AN/WLD-1(V) RMMV is a high-endurance, radio-controlled, low-observable unmanned vehicle


that will be operated and maintained from surface ships. A semi-submersible vessel, the RMMV tows a variable-
depth sensor body to the operations area where mine reconnaissance data will be collected, recorded, and
transmitted to the host ship. The RMMV provides propulsion, hotel services, navigation, and a cable connection for
exchanging tactical data with the towed body and the host ship. Data are continuously exchanged between the host
platform and the RMMV for command and control and sensor data. The system is capable of LOS and OTH
operations. The RMMV uses a modified AN/AQS-20 variable-depth sonar body for detection, classification, and
localization of mine-like contacts and mine identification.

Characteristics:

RMV
Length 23 ft Draft/Surfaced 6 ft 10 in
Height 22 ft Draft/Submerged 14 ft 10 in
Weight 14,000 lb Data Link(s) UHF LOS data and video
VHF OTH data and video
Propulsion Type 370B Cummins marine Frequencies 1.72.0 GHz (LOS)
diesel engine 3040 MHz (OTH)
Fuel Capacity 289 gal Delivery Platform DDG/LCS
Tow Cable Capacity 1800 ft Sensor AN/AQS-20A

Performance:

Mission(s) Mine reconnaissance Sortie Endurance * hr


Water Depth * ft Command and Control Range * nm
Mine Localization 50 yd Sensor Data Range * nm
Transit Speed 16 kt Sea State 3
Mine Reconnaissance Speed 8 kt Mission Recording Capacity 24 hr
* Indicates classified values.

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C.2.3. Harbor Class USVs

C.2.3.1. Protector (7-M Harbor Class USV)


User Service: Navy
Manufacturer: Lockheed Martin, BAE, and
RAFAEL
Inventory: 0
Status: NPOR
Background: The Protector is an integrated naval
combat system, based on unmanned, autonomous,
remote-controlled surface vehicles. Highly
maneuverable and stealthy, the Protector can
conduct a wide spectrum of critical missions while
eliminating unnecessary risk to personnel and
capital assets.

The Protectors antiterror mission module payload


includes sensors and weapon systems. The search
radar and the Toplite electro-optical pod serve for detection, identification, and targeting. The weapon systems are
based on RAFAELs Typhoon remote-controlled, stabilized weapon station, which is capable of operating various
small caliber guns. The stabilized weapon station is highly accurate and yields excellent hit-and-kill probability.
The Protector is mission reconfigurable through its plug-and-play design, allowing utilization of various mission
modules, such as force protection, antiterror surveillance and reconnaissance, mine warfare, electronic warfare, and
precision strikes. The Protector USV is jointly developed with Aeronautics Defense Systems Ltd.

Characteristics & Performance:

Protector
Length 3036 ft Payload Forward-looking infrared:
Propulsion Water jet CCD camera (black-and-white or color),
Engine Diesel eye safe laser rangefinder,
Speed 40 kt laser designator (optional),
Payload 2200 lb advanced correlation tracker

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C.2.4. X Class USVs

C.2.4.1. X Class USV


User Service: Navy
Manufacturer: Various
Inventory: TBD
Status: NPOR

Background: This class of USVs includes small and experimental systems (see Navys USV Master Plan). There
are currently no existing acquisition programs in this class, but a number of prototypes and technology
demonstration models have been built. The primary mission need for this class is the support of SOF conducting
missions in riverine-type environments. In these types of missions, stealth, modularity, expendability, light weight,
and low cost are critical. Support of maritime interdiction operations is also an application for X Class USVs.

Characteristics & Performance:

X-Class Unmanned Surface Vehicle


Maximum Size 10 ft Endurance Up to several hours with a
limited payload capacity
Deployability From a 36-ft RHIB or CRRC

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Appendix D. Unmanned Systems Points of Contact

Acquisition Management Laboratories


OSD DARPA
OUSD(AT&L) Portfolio Systems Acquisition Defense Advanced Research Projects Agency
3090 Defense Pentagon 3701 North Fairfax Drive
Washington, DC 20301-3090 Arlington, VA 22203-1714
http://www.acq.osd.mil/ds/sa/index.html http ://www.darpa.mil/index.html
Product Manager, Army UAS ARL
PM Unmanned Aircraft Systems Army Research Laboratory
Redstone Arsenal 2800 Powder Mill Rd
Huntsville, AL 35801 Adelphi, MD 20783-1197
https://www.peoavn.army.mil/pm/UAS.shtml http://www.arl.army.mil
Marine Corps MCWL
Marine Corp Systems Command (MARCORSYSCOM) Marine Corps Warfighting Laboratory
2200 Lester Street 3255 Meyers Avenue
Quantico, VA 22134 Quantico, VA 22134
http ://www.marcorsyscom.usmc.mil/ http ://www.mcwl.usmc.mil/
Navy UAS NRL
Naval Air Systems Command (NAVAIR) U.S. Naval Research Lab
PMA-263 Strike Weapons and Unmanned Aviation 4555 Overlook Avenue, SW
47123 Buse Road; Building 2272, Room 254 Washington, DC 20375
Patuxent River, MD 20670-1547 http://www.nrl.navy.mil/
http://uav.navair.navy.mil/
Air Force AFRL
Aeronautical Systems Center (ASC) Air Force Research Laboratory
Public Affairs Office, 1865 Fourth Street, Room 240 1864 Fourth Street
Wright-Patterson Air Force Base, OH 45433 Wright-Patterson Air Force Base, OH 45433-7132
http://ascpublic.wpafb.af.mil/ http://www.afrl.af.mil/
Robotic Systems Joint Project Office Robotics Research Group
Program Executive Office (PEO) USAF Research Laboratory
Ground Combat Systems RS JPO AFRL/MLQF
Attn: SFAE-GCS-UGV 139 Barnes Drive, Suite 2
Redstone Arsenal, AL 35898-8060 Tyndall Air Force Base, FL 32403
http://www.redstone.army.mil/ugvsjpo/ http://www.afrl.af.mil
Product Manager, Tank-Automotive Research, Development and Engineering
Robotic and Unmanned Sensors Center
PM-RUS Program Manager, TARDEC
SFAE-IEW&S-NV-RUS 6501 E. Eleven Mile Road
Building 423 AMSTA-TR-R
Fort Monmouth, NJ 07703 MS#263 (Intelligent Mobility); MS#264 (CAT; Vehtronics)
https://peoiewswebinfo.monmouth.army.mil/portal_sites/ Warren, MI 48397-5000
IEWS_Public/rus/ http://tardec.army.mil
Product Manager, Aviation and Missile Research, Development and Engineering
Force Protection Systems Center (AMRDEC)
PM-FPS CDR, USA AMCOM
ATTN: SFAE-CSS-ME-P Attn: AMSOM-OSA-UG
5900 Putman Road, Suite 1 Redstone Arsenal, AL 35898
Fort Belvoir, VA 22060-5420 http://www.redstone.army.mil/amrdec/
http ://www.pm-fps.army.mil

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Littoral and Mine Warfare NSWC Panama City


Program Executive Office, LMW Naval Surface Warfare Center Panama City
1333 Isaac Hull Avenue, SE 110 Vernon Avenue
Washington Navy Yard, DC 20376 Panama City, FL 32407-7001
http://www.ncsc.navy.mil/
Naval EOD Technology Division Space and Naval Warfare Systems Center
NAVEODTECHDIV Commander, SPAWAR Systems Center (SSC)
2008 Stump Neck Road 53560 Hull Street
Indian Head, MD 20640-5070 San Diego, CA 92152-5001
https://naveodtechdiv.jeodnet.mil/ http://www.spawar.navy.mil/sandiego
NSWC Dahlgren ONR
Commander Dahlgren Division Office of Naval Research
Naval Surface Warfare Center 875 North Randolph Street
17320 Dahlgren Road Suite 1425
Dahlgren, VA 22448-5100 Arlington, VA 22203-1995
http ://www.nswc.navy.mil/wwwDL/ http ://www.onr.navy.mil/
NSWC Carderock NUWC Keyport
Naval Surface Warfare Center Naval Undersea Warfare Center
Carderock Division 610 Dowell Street
9500 MacArthur Blvd. Keyport, WA 98345-7610
West Bethesda, MD 20817 http://www-keyport.kpt.nuwc.navy.mil
www.boats.dt.navy.mil
Joint UAS Center of Excellence Unmanned Maritime Vehicle Systems Program Office
Creech AFB (PMS 403)
Indian Springs, NV 89018 1333 Isaac Hull avenue, SE
https://wwwd.my.af.mil/afknprod/ASPs/CoP/OpenCoP.asp Washington Navy Yard DC 20376
?Filter=OO-OT-AF-83
NUWC USAMRMC TATRC
Naval Undersea Warfare Center U.S. Army Medical Research and Materiel Command Telemedicine
1176 Howell St. and Advanced Technology Research Center
Newport, RI 02841 ATTN: MCMR-ZB-T, 504 Scott St.
http://www.nuwc.navy.mil/npt/ Fort Detrick, MD 21702-5012
USAARL
U.S. Army Aeromedical Research Laboratory
PO Box 620577
Fort Rucker, AL 36362-0577
AFDD/AMRDEC/RDECOM/AMC
U.S. Army Aeroflightdynamics Directorate
M/S 219-3, Ames Research Center
Moffett Field, CA 94035-1000

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Appendix E. Mission Area Definitions

Air Warfare (AFDD 2-1) Military operations conducted by airplanes, helicopters, or other
aircraft against aircraft or targets on the ground and in the water. Air warfare is a set of offensive
and defensive aerial operations carried out using the Air Force with the intention of imposing
ones will on the adversary by achieving a sufficient degree of aerial superiority.

Battle Management

Management The process of directing all or part of an organization through the


deployment and manipulation of resources (human, financial, material, intellectual, or
intangible).

Battle A set of related engagements that last longer and involve larger forces than an
engagement. Battles can affect the course of a campaign or major operation. An
engagement is a small tactical conflict between opposing maneuver forces, usually
conducted at brigade level and below. Engagements are usually short: minutes, hours, or
a day (FM 3-0).

CASEVAC (Casualty Evacuation) (JP 1-02) The unregulated movement of casualties in


nondedicated combat vehicles or aircraft that can include movement both to and between
medical treatment facilities.

Chemical, Biological, Radiological, Nuclear, Explosive (CBRNE) Reconnaissance

Reconnaissance (JP1-02) A mission undertaken to obtain, by visual observation or


other detection methods, information about the activities and resources of an enemy or
potential enemy or to secure data concerning the meteorological, hydrographic, or
geographic characteristics of a particular area (in this case, chemical or biological
agents).

Combat Search and Rescue (JP1-02) A specific task performed by rescue forces to effect the
recovery of distressed personnel during war or military operations other than war.

Communication/Navigation Network Node (CN3)

Communications Network (JP1-02) An organization of stations capable of


intercommunications, but not necessarily on the same channel.

Node (JP1-02) In communications and computer systems, the physical location that
provides terminating, switching, and gateway access services to support information
exchange. (JP6-0)

Communications/Data Relay The ability to increase the time systems/personnel are in


communication with higher echelons, each other, etc., and to improve the amount of data that
can be transferred.

Appendix E. Mission Area Definitions


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Counter Camouflage/Concealment/Deception (JP1-02)

Counter(measures) The form of military science that, by the employment of devices


and/or techniques, has as its objective the impairment of the operational effectiveness of
enemy activity.

Camouflage The use of natural or artificial material on personnel, objects, or tactical


positions with the aim of confusing, misleading, or evading the enemy.

Concealment The protection from observation or surveillance.

Counterdeception Efforts to negate, neutralize, diminish the effects of, or gain


advantage from, a foreign deception operation. Counterdeception does not include the
intelligence function of identifying foreign deception operations.

Covert Sensor Insertion (JP1-02) An operation (in this case, sensor insertion) that is planned
and executed to conceal the identity of or permit plausible denial by the sponsor. A covert
operation differs from a clandestine operation in that emphasis is placed on concealment of
sponsor identity rather than on concealment of the operation.

Decoy/Pathfinder (JP1-02)

Decoy An imitation in any sense of a person, object, or phenomenon that is intended to


deceive enemy surveillance devices or mislead enemy evaluation.

Pathfinder 1. Experienced aircraft crews who lead a formation to the drop zone,
release point, or target. 2. Teams dropped or air landed at an objective to establish and
operate navigational aids for the purpose of guiding aircraft to drop and landing zones.
3. A radar device used for navigating or homing to an objective when visibility precludes
accurate visual navigation. 4. Teams air delivered into enemy territory for the purpose
of determining the best approach and withdrawal lanes, landing zones, and sites for
helicopter-borne forces.

Electronic Warfare (JP1-02) Any military action involving the use of electromagnetic and
directed energy to control the electromagnetic spectrum or to attack the enemy. The three major
subdivisions within electronic warfare are electronic attack, electronic protection, and electronic
warfare support.

Electronic Attack The division of electronic warfare involving the use of


electromagnetic energy, directed energy, or antiradiation weapons to attack personnel,
facilities, or equipment with the intent of degrading, neutralizing, or destroying enemy
combat capability. Electronic attack is considered a form of fires.

Electronic Protection The division of electronic warfare involving passive and active
means taken to protect personnel, facilities, and equipment from any effects of friendly or
enemy employment of electronic warfare that degrade, neutralize, or destroy friendly
combat capability.

Electronic Warfare Support The division of electronic warfare involving actions


tasked by, or under direct control of, an operational commander to search for, intercept,

Appendix E. Mission Area Definitions


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identify, and locate or localize sources of intentional and unintentional radiated


electromagnetic energy for the purpose of immediate threat recognition, targeting,
planning, and conduct of future operations. Thus, electronic warfare support provides
information required for decisions involving electronic warfare operations and other
tactical actions such as threat avoidance, targeting, and homing.

EOD/IED Defeat

Explosive Ordnance Disposal (EOD) (JP1-02) The detection, identification, on-site


evaluation, rendering safe, recovery, and final disposal of unexploded explosive
ordnance. It may also include explosive ordnance that has become hazardous by damage
or deterioration.

Improvised Explosive Device (IED) (JP1-02) A device placed or fabricated in an


improvised manner incorporating destructive, lethal, noxious, pyrotechnic, or incendiary
chemicals and designed to destroy, incapacitate, harass, or distract. It may incorporate
military stores, but is normally devised from nonmilitary components. (JP3-07.2)

Firefighting The act of carrying out procedures to extinguish an unwanted fire. Firefighting
may require evacuation (removal of personnel from a dangerous area, in particular, a hazardous
material incident, burning building, or other emergency) and recovery (location and removal of
deceased victims). Also, the time needed for a firefighter to spend in rehabilitation before being
considered ready to continue working the incident.

Force Protection (JP1-02) Actions taken to prevent or mitigate hostile actions against
Department of Defense personnel (to include family members), resources, facilities, and critical
information. Force protection does not include actions to defeat the enemy or protect against
accidents, weather, or disease. (JP3-07.2)

GPS Pseudolite Ground-based transmitters that mimic a global positioning system satellite.
GPS pseudolite is intended to improve geometric solutions in a local area and could be used
around airports for precision instrument landings.

Information Warfare (Operations) (JP1-02) The integrated employment of the core


capabilities of electronic warfare, computer network operations, psychological operations,
military deception, and operations security, in concert with specified supporting and related
capabilities, to influence, disrupt, corrupt, or usurp adversarial human and automated decision
making while protecting friendly forces.

Intelligence, Surveillance, and Reconnaissance (ISR) (JP1-02) An activity that synchronizes


and integrates the planning and operation of sensors, assets, and processing, exploitation, and
dissemination systems in direct support of current and future operations. This activity is an
integrated intelligence and operations function. (JP2-01)

Littoral Warfare (JP1-02) A battlespace that is composed of two segments: Seaward, the area
from the open ocean to the shore, which must be controlled to support operations ashore, and
landward, the area inland from the shore that can be supported and defended directly from the
sea.

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Logistics The science of planning and carrying out the movement and maintenance of forces.
In its most comprehensive sense, logistics includes the aspects of military operations that deal
with the following:

Design and development, acquisition, storage, movement, distribution, maintenance,


evacuation, and disposition of materiel;
Movement, evacuation, and hospitalization of personnel;
Acquisition or construction, maintenance, operation, and disposition of facilities; and
Acquisition or furnishing of services. (JP 1-02)

Medical logistics is a subset of the above definition, i.e., the science of planning and carrying out
the movement and maintenance of medical forces. In its most comprehensive sense, medical
logistics includes the aspects of military operations that deal with the following:

Design and development, acquisition, storage, movement, distribution, maintenance,


evacuation, and disposition of medical materiel;
Movement, evacuation, and hospitalization of personnel;
Acquisition or construction, maintenance, operation, and disposition of medical facilities;
and
Acquisition or furnishing of medical services.

MEDEVAC Medical evacuation in dedicated combat medical evacuation vehicles or aircraft.


(JP 1-02)

Meteorological/Oceanography/Digital Mapping

Meteorological and Oceanographic (JP1-02) A phrase used to convey all


meteorological (weather) and oceanographic (physical oceanography) factors as provided
by Military Department components. These factors include the whole range of
atmospheric and oceanographic phenomena, from the sub-bottom of the earths oceans up
to the space environment (space weather). (JP3-59)

Mapping The function of creating visualization tools for spatial data. Current trends
are moving away from analog methods of mapmaking toward the creation of increasingly
dynamic, interactive maps that can be manipulated digitally.

Mine Detection, Countermeasures, and Destruction

Mine Detection The ability to detect various types of explosives, distinguish them from
background clutter, and detect mines regardless of shape, depth of burial, or type of
casing. Mine detection is to be accomplished at a good standoff distance with a detection
probability of almost 100% and a near-zero false-negative alarm rate, at an acceptable
operational speed, and preferably with a viewing (imaging) capability.

Countermeasures (JP1-02) All methods for preventing or reducing damage or danger


from mines. (JP3-15)

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Obstacle (Placement) (JP1-02) (Placement of) Any obstruction designed or employed to


disrupt, fix, turn, or block the movement of an opposing force and to impose additional losses in
personnel, time, and equipment on the opposing force. Obstacles can be natural, manmade, or a
combination of both. (JP3-15)

Precision Target Location and Designation

Precision The closeness with which repeated measurements made under similar
conditions are grouped together.

Target Location A location defined by coordinates. With advancements in systems,


the traditional role (previously used only as a cueing device to get weapon systems into
the proper area) of the coordinate has changed. Targets that are not precisely and
accurately located mean higher warhead and sortie costs. While cartographic techniques
of deriving coordinates are suitable for supporting the cueing function, they cannot
provide the precise coordinates needed for many of the newer weapon systems.

Target Designation The indication of a target for destruction.

Psychological Operations (JP1-02) Planned operations to convey selected information and


indicators to foreign audiences to influence their emotions, motives, objective reasoning, and
ultimately the behavior of foreign governments, organizations, groups, and individuals. The
purpose of psychological operations is to induce or reinforce foreign attitudes and behavior
favorable to the originators objectives.

Reconnaissance (JP1-02) A mission undertaken to obtain, by visual observation or other


detection methods, information about the activities and resources of an enemy or potential enemy
or to secure data concerning the meteorological, hydrographic, or geographic characteristics of a
particular area. Also called RECON.

Seabasing (JP1-02) In amphibious operations, a technique of basing certain landing force


support functions aboard ship to decrease a shore-based presence.

Signals Intelligence (JP1-02) 1. A category of intelligence comprising either individually or


in combination all communications intelligence, electronic intelligence, and foreign
instrumentation signals intelligence, however transmitted. 2. Intelligence derived from
communications, electronic signals, and foreign instrumentation signals.

Strike (JP1-02) An attack that is intended to inflict damage on, seize, or destroy an objective.

Special Operations Forces (SOF) (Support to) (JP1-02) (Support to) Operations conducted
in hostile, denied, or politically sensitive environments to achieve military, diplomatic,
informational, and/or economic objectives and employing military capabilities for which there is
no broad conventional force requirement. These operations often require covert, clandestine, or
low-visibility capabilities. Special operations are applicable across the range of military
operations. They can be conducted independently or in conjunction with operations of
conventional forces or other Government agencies and may include operations through, with, or
by indigenous or surrogate forces. Special operations differ from conventional operations in
degree of physical and political risk, operational techniques, mode of employment, independence

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from friendly support, and dependence on detailed operational intelligence and indigenous
assets.

Resupply The act of replenishing stocks in order to maintain required levels of supply.

Surface Warfare (JP1-02) Maritime warfare in which operations are conducted to destroy or
neutralize enemy naval surface forces and merchant vessels. (JP3-33)

Target Designation (JP3-60) Effective targeting is the ability to generate the type and extent
of effects necessary to achieve the commanders objectives. Identification of centers of gravity
(COGs) and decisive points (DPs) is essential to achieving the commanders objectives in
accordance with guidance and intent through Joint Forces efforts. There normally will be more
DPs in an operational area than the commander can control, destroy, or neutralize with available
resources. Accordingly, planners must analyze potential DPs and determine which points enable
eventual attack of the adversarys COGs.

Center of Gravity (COG) The characteristics, capabilities, or sources of power from


which a military force derives its freedom of action, physical strength, or will to fight.

Decisive Point (DP) A geographic place, specific key event, or critical system or
function that allows commanders to gain a marked advantage over an enemy and greatly
influence the outcome of an attack.

Targeting (JP1-02) (DoD) The process of selecting and prioritizing targets and matching the
appropriate response to them while taking account of operational requirements and capabilities.

Target Services (Acquisition) (JP1-02) The detection, identification, and location of a target
in sufficient detail to permit the effective employment of weapons.

Also Target Analysis An examination of potential targets to determine military


importance, priority of attack, and weapons required to obtain a desired level of damage
or casualties.

Undersea Warfare (JP1-02) (DoD) Operations conducted to establish battlespace dominance


in the underwater environment. Such dominance permits friendly forces to accomplish the full
range of potential missions and denies an opposing force the effective use of underwater systems
and weapons. It includes offensive and defensive submarine, antisubmarine, and mine warfare
operations.

Weaponization The process of using something as, making something into, or causing
something to change into a weapon or a potential weapon.

Weapons Delivery The process of transporting a weapon. A weapon is a tool that is intended
to or is used to injure, kill, or incapacitate a person; damage or destroy property; or otherwise
render resources nonfunctional or unavailable. Weapons may be used to attack and defend and
consequently also to threaten or protect.

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