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OWA200002
WCDMA RAN Basic
Principle
ISSUE1.0

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Chapter 1 Radio Transmission Environment


Chapter 2 CDMA Fundamental
Chapter 3 Performance Enhancement Methods
Chapter 4 WCDMA FDD Mode

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Multi-path Environment
Transmitted
signal

Received
signal
Time
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Radio environment is very complex. The transmission signal of BS


reaches the UE through all kinds of paths including reflection,scattering
and diffraction. The received signals is different in power and delay time.
But the multi-path signal can be used by RAKE receiver through multipath combination.

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Fading
Received Power(dBm)
Fast fading

-20

Slow fading
-40

-60

10

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20

Distance(m)

30

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Frequency Selection of Fading


P(f)

P(f)
Fading

Narrowband
Narrowband
System
System
Transmit Signal

Received Signal

P(f)

P(f)

Fading

Broadband
Broadband
System
System

f
Transmit Signal

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Received Signal

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Chapter 1 Radio Transmission Environment


Chapter 2 CDMA Fundamental
Chapter 3 Performance Enhancement Methods
Chapter 4 WCDMA FDD Mode

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Chapter 2 CDMA Fundamental


2.1 Multiple Access Technology and Duplex Technology
2.2 CDMA Principle and RAKE Technology

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Multiple Access Technology and Duplex Technology

Multiple access technology


[ Time division multiple access (TDMA)
[ Frequency division multiple access (FDMA)
[ Code division multiple access (CDMA)

Duplex technology
[ Time division duplex (TDD)
[ Frequency division duplex (FDD)

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In third generation mobile communication systems, TD-SCDMA adopts


time division duplex (TDD); WCDMA and cdma2000 adopt

frequency division duplex (FDD). WCDMA FDD mode has


been consolidated with TD-SCDMA.

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Multiple Access Technology


CDMA
Power
y
nc
ue
eq
Fr

Tim
e

Traffic channels: different


users are assigned unique
code and transmitted over
the same frequency band,
for example, WCDMA and
CDMA2000

TDMA
Power

FDMA

Tim

e
qu
F re

Us
e
U Us e r
U s s er r
e
r
Us
er

Power

TUim

s er

y
nc
ue
eq
Fr

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y
nc

Traffic channels: different time slots


are allocated to different users, for
example, DAMPS and GSM

Traffic channels: different frequency bands


are allocated to different users,for example,
AMPS and TACS
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Frequency Division Multiple Access: frequency division, sometimes


called channelization, means dividing the whole available spectrum into
many single radio channels (transmit/receive carrier pair). Each channel
can transmit one-way voice or control information. Under the control of the
system, any user can be accessed to any of these channels. Analog
cellular system is a typical example of FDMA structure. Similarly, FDMA
can also be used in a digital cellular system,except that pure frequency
division is not adopted. For example, FDMA is adopted in GSM and CDMA.
Time Division Multiple Access means that the wireless carrier of one
bandwidth is divided into multiple time division channels in terms of time (or
called timeslot). Each user occupies a timeslot and receives/transmits
signals within this specified timeslot. Therefore, it is called time division
multiple access. This multiple access mode is adopted in both a digital
cellular system and a GSM. TDMA is a complex architecture and the
simplest case is that a single channel carrier is divided into many different
timeslots, each of which transmits one-way burst-oriented information. The
key part in TDMA is the user part, in which each user is allocated with one
timeslot (allocated when a call begins). The user communicates with a
base station in a synchronous mode and counts the timeslot. When his
own timeslot comes, the mobile station starts a receiving and demodulation
9
circuit to decode the burst-oriented information
sent from the base station.
Likewise, when a user wants to send any information, he should first cache
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Characteristics of CDMA System

High Spectral Efficiency


[ Frequency multiplex coefficient is 1.

soft capacity
[ Quality
[ Coverage
[ Interference

Self-interference system
[ A UE transmission power is interference for another UE.

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In CDMA, channel data rate is smaller than delay extension. So RAKE


Rx technology can be used.

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Chapter 2 CDMA Fundamental


2.1 Multiple Access Technology and Duplex Technology
2.2 CDMA Principle and RAKE Technology

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correlation
l

Correlation is a measure of similarity of between any two arbitrary signals.

EXAMPLE:
+1
0
-1
+1
0
-1

-1 1 -1 1
-1 1 -1 1
1 1 1 1
1 correlation
Identical signals

+1
0
-1

-1 1 -1 1
11 11
-1 1 -1 1
Zero correlation
Orthogonal signals

+1
0
-1

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OVSF&Walsh
Creating the orthogonal code sequences
Cch,4,0 =(1,1,1,1)
Cch,2,0 = (1,1)
Cch,4,1 = (1,1,-1,-1)
Cch,1,0 = (1)
Cch,4,2 = (1,-1,1,-1)
Cch,2,1 = (1,-1)
Cch,4,3 = (1,-1,-1,1)
SF = 1

SF = 2

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SF = 4

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Channelisation code uses OVSF code, for keeping the orthogonality of


different subscriber physical channels. OVSF can be defined as the code
tree illustrated in the following diagram.
Channelisation code is defined as Cch,SF, k,, where, SF is the spreading
factor of the code, and k is the sequence of code, 0kSF-1.Each level
definition length of code tree is SF channelisation code, and the left
most value of each channelisation code character is corresponding to the
chip which is transmitted earliest.

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Autocorrelation
Example: -1 -1 -1 1 1 -1 1
Correlation

Delay time
0
1
2
3
4
5
6

sequence
-1 -1 -1 1 1 -1 1
-1 -1 1 1 -1 1 -1
-1 1 1 -1 1 -1 -1
1 1 -1 1 -1 -1 -1
1 -1 1 -1 -1 -1 1
-1 1 -1 -1 -1 1 1
1 -1 -1 -1 1 1 -1

correlation
1
-1/7
-1/7
-1/7
-1/7
-1/7
-1/7

Delay time (chip)

Autocorrelation is related to the muti-path interference characteristic.

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Configuration of Gold Sequence Generator


Gold sequence is used as scrambling code in WCDMA

clong,1,n
LSB

MSB

clong,2,n

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Spreading and Despreading (DS-CDMA)


Symbol

Data

-1
Chip

Spreading
1

Spreading code

-1
1

Spreading signal
=Datacode

-1

Despreading
1

Spreading code

-1
1

Data
=Spreadingcode

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-1

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Suppose bit sequence modulated with BPSK is adopted for the subscriber data,
with a rate of R, then 1 value is adopted for the bit of subscriber data.
The spreading here means to multiply each subscriber data bit with the
spreading code chip including N bits..Assume N=8,then data rate after
spreading will be 8R, with same random attribute as the spreading code.We
name its spreading factor as 8. And the broad band signal obtained after
spreading will be sent to the receiving end via the radio channel.
As the product of signal rate and factor 8 equals to the bandwidth spreading of
subscriber data signal,CDMA system is also called the spreading system.
During dispreading, the spread subscriber data will be multiplied, bit duration
by bit duration, with the same 8 code chips that are used during the spreading
of these bits.If only excellent synchronization can be realized between the
spread subscriber signal and the despreading code, can the subscriber bit
sequence be retrieved.The despreading operation restores the signal bandwidth
to the original value R.

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Spreading and Despreading (DS-CDMA)


Desired signal
1

Desired spreading
signal

-1
1

Spreading code

-1
Data after
despreading

1
-1

Data after
integration

8
-8
Other users
signal

Other spreading
signal
Other signal after
despreading

1
-1
8
-8

Other signal after


integration

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During the process of receiving the expected correct signal that belongs to the
subscriber, complete synchronous despreading codes are adopted for the
despreading operation. After obtaining the despreading data, the correlation
receiver integrates the resulting products, then get the integration data.
Signals of other subscribers using different spreading codes are actually the
interference signals to the first subscriber. In this case, multiply the signals and
the despreading code of the first subscriber to get the despreading signal, and
then perform integration. Finally, an interference signal with a signal value
fluctuating along with 0 will be got.It can be viewed that the signal amplitude
of the subscriber increases by 8 times than that of the other interference
systems in average. That is to say, the correlation detection increases the
expected subscriber signal by the multiple of spreading factor value within the
interference of CDMA system.This effect is called processing gain, and it is
the basic characteristic of the spreading system.Elementarily, this kind of
correlation receivers are adopted for the BTS and UE in the WCDMA
system.Because the existence of multipath propagation and multi receiving
antennas, multiple correlation receivers are necessary for retrieving the signal
energy from all the paths or antennas.And the collection of these correlation
receivers forms the CDMA RAKE receiver.
17

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Processing Procedure of CDMA System


Source
coding

Channel
coding

Spreading

Modulation

Radio
Radio channel
channel

Source
decoding

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Channel
decoding

Despreading

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Demodulation

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Spectrum Analysis of Spreading & Despreading


P(f)

Spreading code
P(f)

f
Narrowband signal

P(f)

Broadband signal

Noise

Recovered signal

Noise+Broadband signal

Signal
Combination

P(f)

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P(f)

Spreading code

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Principle of RAKE Receiver


Correlator 1
Correlator 2

Combiner

Receive set

The
combined
signal

Correlator 3
Calculate the
time delay and
signal strength

Searcher correlator
s(t)

s(t)

RAKE receiver help to overcome on the multi-path fading and enhance the receive
performance of the system
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Structure of RAKE Receiver


Input signal

I
Correlator

Code
generators

Phase
Rotator

Delay
Equalizer

Channel
estimator
Path 1

Combiner

Path 2
Path 3

Matched
Filter

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For the digitized signals input to the baseband, despreading and integration of
subscriber data symbols is completed via the correlator and local code
generator, specifics are as follows:Channel estimator uses the pilot signal to
estimate the channel status; Phase spinner deletes the phase affection caused by
the channel from the received signal according to the estimated channel status.
The function of delay estimation is to obtain the signal energy distribution at
different delay positions via the matching filter, and identify the multipaths
with large energy, and allocate their time values to different receive paths of
the RAKE receiver.The delay equalizer is to compensate the difference of
symbol arriving time for each path.At last, the RAKE combiner adds the
symbols after channel compensation to provide multipath diversity to
withstand fading.From the aspect of realization, the processing of RAKE
receiver can be based on either chip level or symbol level.The correlator, local
code generator and matching filter belong to the chip level processing, and this
is generally realized via ASIC device; Channel estimation, phase spinning and
combination belong to symbol level processing, and this is realized via
DSP.Though the realization methods and functions of the RAKE receiver
between UE and BTS are different, the principles are complete the same.

21

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Advantages of CDMA
l

RAKE receiver is adopted


[ The time diversity effect generated by channel
coherence time is efficiently used.

frequency diversity

Higher interference tolerance and security performance

Great flexibility in carrying multiple services with largely


different bit rate and QoS requirement.

[ Wideband frequency spectrum


[ Low signal transmission power

[ Different spreading factors for different services with


different data rates
l

High spectral efficiency


[ All users can share the same frequency spectrum
simultaneously.

Supporting soft handover and softer handover.

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Chapter 1 Radio Transmission Environment


Chapter 2 CDMA Fundamental
Chapter 3 Performance Enhancement Methods
Chapter 4 WCDMA FDD Mode

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HSDPA Key Techniques - Overview

AMC

SF16, 2ms and CDM/TDM

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HARQHybrid ARQ

16QAM

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Fast Scheduling

3 New Physical Channels

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HSDPA Key Techniques - AMC


l AMC (Adaptive Modulation & Coding) based on Channel Quality Feedback

High data rate

[ Adjust data rate to compensate channel conditions


Good channel condition Higher rate
Bad channel condition Lower rate
Low data rate

[ Adjust the coding rate to compensate channel conditions


Good channel condition 3/4
Bad channel condition 1/3
[ Adjust the modulation scheme to compensate channel conditions
Good channel condition 16QAM
Bad channel condition QPSK
l Channel Quality Feedback (CQI)

[ UE measures the channel quality (SNR) reports (every 2ms or more cycle) to Node-B
[ Node-B choose modulation and block size, data rate primarily based on CQI

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HSDPA Key Techniques - HARQ


Conventional ARQ
Received Transmitted blocks are decoded
Checked for CRC errors on decoded blocks
If errors
discard the error bolcks
Request the trasmitter for
retransmission

Hybrid ARQ
Received Transmitted blocks are decoded
Checked for CRC errors on decoded blocks
If errors
Store the erroneous block without discarding
Request the trasmitter for retransmission
Combine the received re-trasmission with
previously received trasnmisison

HARQ with Soft Combining


Packet 1
Packet 1

Packet2

NodeB
Transmitter

UE

Packet1?

Packet 1
+
Packet1?

Receiver

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HSDPA Key Techniques - Fast scheduling

Scheduling
determines
which user
shall be
transmitted.

l Scheduler may be based on

[ CDM, TDM
[ Channel condition
[ Amount of data waiting in the queue (delay)
[ Fairness (satisfied users)
[ Cell throughput, etc

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HSDPA Key Techniques CDM and TDM


SF=1
SF=2

Channelization codes allocated


for HS-DSCH transmission
8 codes (example)

SF=4
SF=8
SF=16

Rel 5 (HS-DSCH)
sub-frames (2560 chips)

2 ms

Earlier releases
10 ms
20 ms
40 ms
80 ms

TTI

Shared
channelization
codes
User #1

User #2

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User #3

User #4

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HSDPA Key Techniques 16QAM


l

HSDPA Modulation

[QPKS
[16QAM

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Introduction to Diversity Technique


l Diversity technique is used to obtain

uncorrelated signals for combining


l Reduce the effects of fading

[ fast fading caused by multi-path


[ Slow fading caused by shadowing
l Improve the reliability of communication
l Increase the coverage and capacity
l Macroscopic diversity

[ Soft handover and softer handover


[ Reduce large-scale fading
l Microscopic diversity
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Diversity technology means that after receiving two or more input signals
with mutually uncorrelated fading at the same time, the system demodulates
these signals and adds them up. Thus, the system can receive more useful
signals and overcome fading.
A mobile communication channel is a multi-path fading channel and any
transmitted signal reaches a receive end by means of multiple transmission
paths, such as direct transmission, reflection, scatter, etc. Furthermore, with
the moving of a mobile station, the signal amplitude, delay and phase on
various transmission paths vary with time and place. Therefore, the levels of
received signals are fluctuating and unstable and these multi-path signals, if
overlaid, will lead to fading. The mid-value field strength of Rayleigh fading
has relatively gentle change and is called Slow fading. And it conforms to
lognormal distribution.
Diversity technology is an effective way to overcome overlaid fading. Because
it can be selected in terms of frequency, time and space, diversity technology
includes frequency diversity, time diversity and space diversity.

30

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Microscopic Diversity
l Time diversity

[ Channel coding, Block interleaving,


error-correction
l Frequency diversity

[ The user signal is distributed on the


whole bandwidth frequency spectrum
l Space diversity

[ Receive diversity
[ Transmit diversity
l Polarization diversity

[ Vertical polarization
[ Horizontal polarization
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Diversity technology means that after receiving two or more input signals
with mutually uncorrelated fading at the same time, the system demodulates
these signals and adds them up. Thus, the system can receive more useful
signals and overcome fading.
A mobile communication channel is a multi-path fading channel and any
transmitted signal reaches a receive end by means of multiple transmission
paths, such as direct transmission, reflection, scatter, etc. Furthermore, with
the moving of a mobile station, the signal amplitude, delay and phase on
various transmission paths vary with time and place. Therefore, the levels of
received signals are fluctuating and unstable and these multi-path signals, if
overlaid, will lead to fading. The mid-value field strength of Rayleigh fading
has relatively gentle change and is called Slow fading. And it conforms to
lognormal distribution.
Diversity technology is an effective way to overcome overlaid fading. Because
it can be selected in terms of frequency, time and space, diversity technology
includes frequency diversity, time diversity and space diversity.

31

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Basic Combining Methods


l Maximal-Ratio Combiner

[ The multi-path signals are weighted


proportional to their signal SNR and then
summed.
l Equal-Gain Combiner

[ Equal-gain combining is similar to maximalratio combining, but there is no attempt to


weight the signal before addition.
l Selection Combiner

[ Choose the signal with the highest


instantaneous quality, so the output quality is
equal to that of the best incoming signal.
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Page 32

Diversity technology means that after receiving two or more input signals
with mutually uncorrelated fading at the same time, the system demodulates
these signals and adds them up. Thus, the system can receive more useful
signals and overcome fading.
A mobile communication channel is a multi-path fading channel and any
transmitted signal reaches a receive end by means of multiple transmission
paths, such as direct transmission, reflection, scatter, etc. Furthermore, with
the moving of a mobile station, the signal amplitude, delay and phase on
various transmission paths vary with time and place. Therefore, the levels of
received signals are fluctuating and unstable and these multi-path signals, if
overlaid, will lead to fading. The mid-value field strength of Rayleigh fading
has relatively gentle change and is called Slow fading. And it conforms to
lognormal distribution.
Diversity technology is an effective way to overcome overlaid fading. Because
it can be selected in terms of frequency, time and space, diversity technology
includes frequency diversity, time diversity and space diversity.

32

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Smart Antenna
l Reduce interference
l Increase coverage and capacity

interference

Wanted signal

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Diversity technology means that after receiving two or more input signals
with mutually uncorrelated fading at the same time, the system demodulates
these signals and adds them up. Thus, the system can receive more useful
signals and overcome fading.
A mobile communication channel is a multi-path fading channel and any
transmitted signal reaches a receive end by means of multiple transmission
paths, such as direct transmission, reflection, scatter, etc. Furthermore, with
the moving of a mobile station, the signal amplitude, delay and phase on
various transmission paths vary with time and place. Therefore, the levels of
received signals are fluctuating and unstable and these multi-path signals, if
overlaid, will lead to fading. The mid-value field strength of Rayleigh fading
has relatively gentle change and is called Slow fading. And it conforms to
lognormal distribution.
Diversity technology is an effective way to overcome overlaid fading. Because
it can be selected in terms of frequency, time and space, diversity technology
includes frequency diversity, time diversity and space diversity.

33

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Smart Antenna

Omni antenna

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Directional antenna

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Smart antenna

Page 34

Diversity technology means that after receiving two or more input signals
with mutually uncorrelated fading at the same time, the system demodulates
these signals and adds them up. Thus, the system can receive more useful
signals and overcome fading.
A mobile communication channel is a multi-path fading channel and any
transmitted signal reaches a receive end by means of multiple transmission
paths, such as direct transmission, reflection, scatter, etc. Furthermore, with
the moving of a mobile station, the signal amplitude, delay and phase on
various transmission paths vary with time and place. Therefore, the levels of
received signals are fluctuating and unstable and these multi-path signals, if
overlaid, will lead to fading. The mid-value field strength of Rayleigh fading
has relatively gentle change and is called Slow fading. And it conforms to
lognormal distribution.
Diversity technology is an effective way to overcome overlaid fading. Because
it can be selected in terms of frequency, time and space, diversity technology
includes frequency diversity, time diversity and space diversity.

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Chapter 1 Radio Transmission Environment


Chapter 2 CDMA Fundamental
Chapter 3 Performance Enhancement Methods
Chapter 4 WCDMA FDD Mode

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Characteristics of WCDMA FDD


l

Channel bandwidth: 5MHz

Chip rate: 3.84Mcps

Frame length: 10ms

Voice coding: AMR (Adaptive Multi-Rate)

Uplink and downlink modulation: QPSK/QPSK

Coherence demodulation aided with pilot

Fast closed loop power control: 1500Hz

Handover: soft/hard handover

Support synchronous and asynchronous NodeB


operation

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1,The DS-CDMA system with a bandwidth of approximately 1MHz, i.e.


IS-95, is generally named as narrowband CDMA system.But WCDMA
owns a chip rate of 3.84Mcps, bringing approximately 5MHz carrier
bandwidth.This feature enables the system to support higher bit rate, and
at the same time brings other benefits, for example, increasing of multipath diversity.
2,In IS-95, only coherence detection is used in the downlink, but in
WCDMA, coherence detection based on pilot symbol or common pilot
is adopted for both the uplink and the downlink, increasing the coverage
scope and the capacity of the uplink.
3,IS-95 only uses closed loop power control in the uplink, while
WCDMA uses this in both of the uplink and the downlink.With the
closed loop power control used in the downlink, link performance and
downlink capacity is improved.
4,IS-95 system mainly aims at macro cell. Because BTS synchronization
is necessary, BTS is generally placed on the roof, etc. for the sake of
receiving GPS signal.In this case, a global time reference can be used.
But this application is difficult to carry out in the places where it is hard
to receive the GPS signals. WCDMA system supports asynchronous
36
BTS operation, and it may not use the global reference, thus it is
different with the IS-95 system requiring BTS synchronization operating
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Characteristics of WCDMA FDD


l

Satisfy the minimum performance requirement of IMT2000

Compatible with GSM-MAP core network

Comparatively steady version R99 has been released

Support open loop and closed loop transmit diversity mode

Support Common Packet Channel(CPCH) and Downlink


Share Channel, adapt to Internet data access mode

Support macro diversity, selection diversity of NodeB


location

Support different fast power control algorithms and open


loop, out loop power control

Fully support UE locating services

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WCDMA Voice Evolution

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Adopt AMR voice coding, and support voice


quality of 4.75Kbps ~ 12.2Kbps

Adopt soft handover and transmit diversity to


improve system capacity

Provide high fidelity voice mode

Fast power control

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Data Service Evolution of WCDMA


l

Support maximum 2Mbps data service

Support packet switch

Adopt ATM platform currently

Provide QoS

Common Packet Channel(CPCH) and Downlink


Share Channel(DSCH) can support Internet packet
services better

Provide mobile IP service(dynamic allocation of IP


addresses)

TFCI domain provides dynamic data rate

Provide high-quality support for uplink-downlink


symmetric data service, such as voice, video
phone, conference TV

HUAWEI TECHNOLOGIES CO., LTD.

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