Professional Documents
Culture Documents
The time had come to align Americas foreign policy with Americas interests and switch sides, she
concluded. *W+e must increase our security cooperation with Azerbaijan to make sure that they
dont pay the price for being a neighbor of Iran.
Shaffer also included a written statement as part of her testimony, which provides further warnings
of Tehrans attempts to undermine the Western-oriented and open society in Azerbaijan and its
pro-American government, including through terrorist attacks, and Irans clandestine disinformation
campaigns aimed at sabotaging the extensive cooperation and friendly ties between Azerbaijan
and Israel. In short, Azerbaijan needs and deserves Americas support.
REPRESENTATIVE DAN BURTON
Or doesnt it?
A closer look at the protagonists of the Congressional hearing of December 5th, 2012, reveals the
extent to which foreign interests wield hidden influence over American foreign policy formulation,
working from the shadows to distort discourse and steer political debates in desirable directions.
Shortly after the hearing the committees chairman, Representative Dan Burton, resigned his seat.
Only weeks later, he started a new job chairing a different body, the board of the Azerbaijan America
Alliance, a lobby group promoting closer ties between the countries through academic discussion
and political discourse. On his profile page, the Alliance approvingly notes that *a+s Chairman of
the Subcommittee for Europe and Eurasia Affairs, Burton built strong relationships with the
President of Azerbaijan and senior governmental officials while visiting Azerbaijan during his
Congressional tenure, and it praises him for having supported Azerbaijans interests since as far
back as 2005.
DCI GROUP
His star witness, Dr Brenda Shaffer, also has a variety of ties to Azerbaijan. Documents filed with the
Department of Justice under the Foreign Agents Registration Act (FARA) show that less than two
months before she testified, she had been approached by the DCI Group, a large lobbying firm then
under contract with Azerbaijans embassy in Washington.
DCI Group and its senior partners have a long track record of lobbying on behalf of clients some
would consider unsavoury, including tobacco companies and Burmas military junta. The firm has
been noted for its skill in idea laundering by pushing out its clients messages via seemingly neutral
and independent third parties in a quest to dominate the entire intellectual environment in which
officials make policy decisions. According to DCI Groups web page, *t+o reach your constituencies
it is crucial to draft the right message; to identify trusted messengers; and to utilize the appropriate
medium.
DCI Groups contract with the embassy of Azerbaijan explains the lobby outfits plans for shaping the
intellectual battlefield in D.C. For 20,000 dollars a month, the firm promised to provide a survey of
current scholarship and recommend where and how to productively engage, work to help craft
and place op-eds in major online and traditional news outlets, and develop a core group of think
tanks for outreach and define new topics for positive engagement that parallel Azerbaijan's strategic
goals. The contract, signed by Azerbaijans ambassador Elin Suleimanov, was dated October 1st,
2012, and was to run until March of the following year. (The contract was eventually terminated on
February 22nd, 2013.)
said, the fact that shes testifying before Congress and no doubt has had many other
contacts with congressional staff (you dont just show up at a hearing), and that shes paid
by SOCAR, either she or SOCAR (since they are registered and are paying her) should disclose
her contacts with those officials. But whether she has to under the law is difficult to say.
The lobbying firm DCI Group seems even less likely to have violated FARA in the course of the events
outlined above, he added.
Experts have long noted that FARA is riddled with ambiguities and loopholes. For example, the
powerful Armenian lobby flies completely under the FARA radar. Once described by an insider as the
third most effective foreign lobby in D.C., it is largely financed by American citizens of Armenian
descent but routinely promotes what it sees as the national interests of Armenia. Not a single entity
seems to have filed a return under FARA to report lobbying on Armenias behalf. Similarly, the
American Israel Public Affairs Committee (AIPAC), arguably the most powerful foreign policy lobby
group in D.C., does not file FARA returns despite calls on the Department of Justice to compel it to
do so.
A recent letter from Representative Frank R. Wolf has called on the Justice Department to review its
enforcement of FARA and to consider possible changes needed in the law. Sunlight Foundation has
also developed detailed proposals for reform. *W+ed like electronic filing, better specific
requirements of what has to be reported when making contacts and how it has to be reported and
other improvements to the disclosure system, Bill Allison sums up his groups suggestions.
THE STORY DOES NOT END HERE
And thus the story could end: another sordid tale of oil, greed and corruption in D.C. that illustrates
the need to tighten up a couple of lobbying safeguards. But the real story began much earlier and
it did not end when Brenda Shaffer walked out of Representative Dan Burtons subcommittee either.
The real story is about the glaring vulnerability of the American foreign policy establishment to
manipulation by foreign agents. In order to tell that story, this article will trace how one single
individual, supported by a foreign regime and an assorted network of over- and undercover
lobbyists, first used oil money to build her academic credentials and then used those credentials to
promote that regimes agendas through three Congressional testimonies, dozens of newspaper opeds and media appearances, countless think tank events, and even scholarly publications and
continues to do so today.
SHAFFERS 2001 CONGRESS APPEARANCE
In 2001, Brenda Shaffer walked into Congress for the first time to testify in front of the House of
Representatives Committee on International Relations. Shaffer was introduced as the Director of
the Caspian Studies Program and a post-doctoral fellow in the international security program at the
Belfort [Belfer] Center for Science and International Affairs at Harvard's Kennedy School of
Government.
Addressing lawmakers, Shaffer asked them to repeal a section of the Freedom Support Act that
barred any kind of direct United States aid to the Azerbaijani government. *B+eing under U.S.
sanctions firmly hurts the people of the Republic of Azerbaijan, she argued. They have extended
their hand to the U.S. They have huge expectations that the policy of this country is based on some
sort of morality and high ideals. (Her written testimony covers similar themes.) Challenged about
Azerbaijans democratic record, she replied that there is a lot of room for improvement in terms of
democratization. However, every six months, every year things are getting better and better.
USACC, ALLISON AND THE CASPIAN STUDIES PROGRAM
What the lawmakers listening to Shaffer did not know was that the Caspian Studies Program that she
headed at Harvard had been established in 1999 through a one million dollar grant from the US
Azerbaijan Chamber of Commerce (USACC) and a consortium of oil and gas companies led by Exxon,
Mobil, and Chevron, all of which had commercial interests in the region. USACC is a pro-Azerbaijan
pressure group whose Board of Directors includes a vice president of SOCAR as well as the top
lobbyists of BP and Chevron.
A press release issued by the USACC to celebrate the launch of the Caspian Studies Program noted
its emphasis on outreach activities designed to help to shape informed policy. The Kennedy School
of Governments parallel press release announced that [t]he Program will be launched with a panel
presentation and discussion chaired by Graham T. Allison and featuring Ilham Aliyev, First Vice
President of the State Oil Company of Azerbaijan (SOCAR) Plans are underway to host a day-and-ahalf session for leading members of the U.S. Congress. Professor Allison was and remains the
Director of the Belfer Center for Science and International Affairs, a prominent foreign policy think
tank based at Harvard. SOCARs Ilham Aliyev in 2003 succeeded his father Heydar Alivey as the
President of Azerbaijan.
The decision to appoint Brenda Shaffer as the director of the Kennedy Schools new program back in
1999 was made by Graham T. Allison based on merit, according to a Belfer Center spokesman who
explained that:
As director, Graham [T. Allison] is ultimately responsible for all hiring decisions. Consistent
with our policies to seek out the most qualified candidates, Brenda [Shaffer] was hired
because she was the best suited to direct the Caspian Studies Program.
However, it seems that the position was not openly advertised, as the then primary listserv for
academic and policy-related jobs related to Eurasia, which was hosted at Harvard.edu, does not list
any such vacancy related to the Caspian Studies Program.
At an event hosted by the lobby group USACC in 2000, Graham T. Allison introduced Azerbaijans
then president Heydar Aliyev, who told his listeners that I cheer the opening of a new chair at
Harvard University relating to Azerbaijan and Caspian area. I am thankful for the assistance of
American-Azerbaijan Chamber of Commerce rendered for it.
USACC GOVERNANCE
Until early December 2014, the USACC website listed Graham T. Allison, the former dean of the
Kennedy School and a noted scholar in the field of political science, as a member of USACCs Board
of Trustees. Questioned about the scholars relationship with the lobbying group, the Belfer Center
spokesman replied that:
To the best of our knowledge, we had no awareness that Graham was listed as a member
of the Board of Trustees of the US-Azerbaijan Chamber of Commerce. After your note
arrived, we contacted the chamber and asked them to remove Grahams name. They have
agreed to do so. Graham was never compensated for this apparently in-name-only role and
he never, to the best of our knowledge, did any work on behalf of this organization.
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On the same day, USACC removed all references to Allison and his supposed role from its website.
Further research revealed that USACCs supposed Chairman Emeritus, Dr Don Stacy, died several
months ago.
(The author was unable to verify whether Henry Kissinger, Zbigniew Brzezinski, James A. Baker III,
Brent Scowcroft and John Sununu are aware that they are members of USACCs Honorary Council of
Advisors, as the organizations website claims. If so, it would make USACC one of the bestconnected foreign lobbying groups in D.C.)
Formally being a chamber of commerce, USACC is incorporated as a 501(c)(6) non-profit
organization, which allows it to conceal its donors from the public. In its 2011 tax filing, USACC
reported paying over a hundred thousand dollars in other salaries and wages, but without
providing a detailed breakdown of who received this money, and for what purposes. Neither its
2011 nor its 2012 filing report any direct expenditures for lobbying services by external actors.
USACC claims in its tax filings that it makes its governing documents, and financial statements
available to the public upon request. However, repeated requests for these documents emailed to
USACCs executive director, Susan Sadigova, remained unanswered.
AZ LOBBYING GROUPS AND DARK MONEY
Other Azerbaijani lobbying groups also seem to prize confidentiality. Assembly of Friends of
Azerbaijan (AFAZ), a heavyweight outfit with strong Congressional ties and traction, is also registered
as a 501(c)(6), an IRS category originally intended to cover business leagues. Meanwhile, Azerbaijan
America Alliance, the outfit chaired by Dan Burton, is registered as a 501(c)(4) social welfare
organization. This form of incorporation, allows the Alliance to shield its donors from public view
while allowing it to attempt to influence legislation and even participate in political campaigns and
elections, including by supporting individual candidates.
The Center for Responsive Politics, a lobbying watchdog group, groups the 501(c)(4) and (c)(6) forms
of incorporation together under the term political non-profits, noting that they
have become a major force in federal elections over the last three cycles. The term dark
money is often applied to this category of political spender because these groups do not
have to disclose the sources of their funding These organizations can receive unlimited
corporate, individual, or union contributions that they do not have to make public, and
though their political activity is supposed to be limited, the IRS which has jurisdiction over
these groups by and large has done little to enforce those limits.
AZ LOBBY GROUPS AND FARA
Whether these groups need to register as foreign agents under FARA is not entirely clear.
Azerbaijan America Alliance has formally registered. AFAZ has not, but says it plans to do so soon.
USACC has not registered, and does not intend to appear to do so.
Many nonprofits are surprised to learn that there is no FARA exemption for nonprofit, tax-exempt
entities, noted two legal experts following a 2010 scandal. Penalties for failing to comply with
FARA can include a fine of $10,000 or imprisonment for up to five years. However, they hedge that
*d+etermining the types of activities that trigger the need to register under FARA (or the Lobbying
Disclosure Act exemption) is a challenge, made even more difficult by the dearth of DOJ
*Department of Justice+ guidance on the subject.
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Contacted with a request to comment on the specific case of USACC, one of the experts, Ed Wilson,
concluded that the organization is very probably not obliged to register under FARA under current
rules. In his opinion, USACC does not meet the legal test of foreign ownership/control:
I know of no Am-Cham that has registered with the FARA Unit Review of its *USACCs+
web site does not lead me to conclude that it is either owned by a foreign principal or acting
on behalf of the government of Azerbaijan or any organizations owned or controlled by that
government. The membership is a whos who of multi-national energy companies. Most of
them have good FARA programs, from what I know.
SHAFFER OP-EDS WHILE AT CASPIAN STUDIES PROGRAM
Brenda Shaffer led the USACC-funded Caspian Studies Program until 2005. During that time, her
output included not only scholarly research papers, but also 14 op-eds for leading U.S. and Israeli
newspapers including the International Herald Tribune and the Jerusalem Post. Most of her opinion
pieces called on American policy makers to pay greater attention to the region. While one of them
did exhort the U.S. to stop funding for disputed Nagorno-Karabakh, taken as a whole, these early
Shaffer op-eds seem more balanced in tone and content than her later commentary.)
KEN SILVERSTEIN ON ACADEMICS FOR HIRE
Then, in May 2006, journalist and lobbying expert Ken Silverstein dropped a bombshell in the form
of a short piece entitled Academics for Hire in Harpers Magazine. The piece accused several
prominent academics of performing intellectual acrobatics on behalf of the [Caspian] region's
rulers, among them Dr Svante Cornell, Research Director of the Central Asia-Caucasus Institute
(CACI), who in parallel to his think tank work also ran a consulting firm that offered to link up
investors seeking to operate in the region with officials on the ground.
And indeed, DCI Groups FARA filing for 2012 shows that its employees had met with Svante Cornell,
who was still at CACI, to discuss *f+uture collaboration on Azerbaijan issues. (Note that the firms
lobbyists met with many people, including noted regime critics like former U.S. ambassador Richard
Kauzlarich. However, they did not discuss future collaboration with those. They did not suggest that
I do any work for them, remembers Kauzlarich.)
However, it was Brenda Shaffer that Silverstein singled out for especially harsh criticism. His article
highlighted the connection between Harvard and the USACC, alleged that the Caspian Studies
Programs scholarship lacked intellectual integrity, and unearthed Shaffers 2001 plea to Congress to
repeal sanctions against Azerbaijan.
Silverstein concluded his piece by warning that the region was full of compromised academics:
Caspian watchers beware: the next time you see or hear an independent American expert
talking about how the region's rulers are implementing bold reforms, check the expert's
credentials to see just how independent he or she truly is.
POST-SILVERSTEIN OP-EDS BY SHAFFER AND CORNELL
The very next month, the International Herald Tribune ran its third Shaffer op-ed, about ethnic
Azerbaijanis and other minorities in Iran. In total, in the years since Silverstein outed her as an
academic for hire whose career was fuelled by Azerbaijani lobbying outfits and Western oil
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companies invested in Azerbaijan, Shaffer has managed to place 13 additional op-eds, ten of these in
U.S. media outlets.
Did the editors of Americas opinion pages not know about Shaffers reputation, or did they not
care? After her SOCAR connection became public, I contacted the four U.S. publications that had run
Shaffer opinion pieces over the course of the preceding two years to find out. I emailed the New
York Times, Reuters, Wall Street Journal, and Washington Post a link to the article that broke the
story, asked them to explain how they screened op-ed contributors, and encouraged them to
publish a clarification beneath Shaffers op-eds, all of which were still online.
NYT AND WAPO REACTIONS
The New York Times responded quickly, and in depth. It posted a clarification on the web page that
contained Shaffers opinion piece:
This Op-Ed, about tensions between Armenia and Azerbaijan, did not disclose that the
writer has been an adviser to Azerbaijans state-run oil company. Like other Op-Ed
contributors, the writer, Brenda Shaffer, signed a contract obliging her to disclose conflicts
of interest, actual or potential. Had editors been aware of her ties to the company, they
would have insisted on disclosure.
The Times Public Editor, Margaret Sullivan, shortly after published a long and thoughtful blog
outlining how the paper seeks to safeguard the integrity of its opinion pages. It explained that op-ed
contributors were required to sign a document that states that they are abiding by the Timess
guidelines on integrity, including conflicts of interest, and assured readers that in future, editors
would be taking more care to vet such contributors. The Times cant let itself be used in that way,
the blog concluded. For its readers to evaluate ideas, they need to know where theyre coming
from and who might be paying for them. Media pundits applauded Sullivans frank post.
Michael Larabee, the Op-ed Editor at the Washington Post, also replied to my message. We make
inquiries about possible conflicts of interest with all writers prior to publication, he wrote in an
email. (He did not provide further details on this process.) The Washington Post subsequently also
published a clarification above Shaffers original op-ed on its website:
Clarification: The following commentary should have noted that the author has consulted
for a number of oil and gas companies and governments on their energy policies, including
Azerbaijans state-run oil company, SOCAR. A reference to a SOCAR project was added to the
piece during the editing process at the request of Post editors.
REUTERS REACTION
Reuters had run three op-eds by Shaffer over the course of 2013. Two pieces identified her as a
visiting researcher at Georgetown and University of Haifa professor. The third item was not
accompanied by any information on her background. Instead, it stated simply that The author is a
Reuters columnist. The opinions expressed are her own.
One of these op-eds furnished advice to U.S. policy makers on how to handle Syria. Even though
Syria and Israel are technically in a state of war, readers were not informed that the author was the
member of an Israeli government steering committee; the responsible Reuters editor could easily
have found this information online.
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Reuters also ran a Shaffer piece that spoke at length about the thorny subject of Azerbaijans human
rights record. Bakus regime persecutes its critics mercilessly; democracy activists routinely get
beaten up or thrown into jail on patently absurd charges. In 2013 alone, the State Department
reported, the list of human rights violations in Azerbaijan included the beating to death of military
conscripts, the use of torture (including threats of rape) to coerce confessions, and detention
conditions that were sometimes life threatening.
Writing towards the end of that year, Brenda Shaffer offered an alternative perspective:
Protection of human rights is not necessarily better under illiberal elected regimes Many
new populist governments do not support the rights of women and minorities Washington
should not only support religious freedom. Freedom from religion is the key.
(Around the same time, the man who had introduced Shaffer to Congress in 2012, Representativeturned-lobbyist Dan Burton, wrote an op-ed in the Washington Times extolling Azerbaijans free
society enjoying a prosperous economy as a democratic republic. Azerbaijans government silenced
nearly all of the few critical voices remaining inside the country during the following year.)
Even after being notified of the corrective actions that two other media outlets had previously
taken, Reuters declined to add a clarification about Shaffers outside interests to any of her three
pieces. After a lengthy exchange of emails in which I flagged the SOCAR and Israeli government links,
it issued the following statement:
The columns by Ms. Shaffer were opinion pieces, not news stories, and were identified as
such, and in that context we feel she has a right to express her personal [sic] views.
Following assertions made by Transparify about Ms. Shaffers consulting work with SOCAR,
we are currently seeking to confirm her affiliation independently. In the event we do, we will
update her biography on the columns.
Over a month later, Shaffers original op-eds are still online, without any accompanying clarification
by Reuters.
WALL STREET JOURNAL REACTION
The Wall Street Journal seemed equally uninterested in setting the record straight. Shaffers opinion
piece there had managed to simultaneously discourage U.S. support for Azerbaijans beleaguered
opposition the U.S. should not contribute to state failure and then call that democratization
slam Armenia for its stance over disputed Nagorno-Karabakh, and take a sideways swipe at
Palestine, all within less than a thousand words.
Judi Walsh, the papers News Editor, Newsroom Standards, notified me that my email requesting a
reaction had been passed on to the papers Editorial Department, which she wrote had been
responsible for disseminating Shaffers op-ed. Several reminders emailed to both Walsh and the
Editorial Department remained unanswered.
Then, on November 30, 2014, the Wall Street Journal posted yet another Shaffer op-ed online. (To
be fair, that piece her op-ed number 27 to date does not seem to offer any policy prescriptions
that promote the interests of SOCAR, Azerbaijan or Israel.) As usual, the newspaper only identified
her as a a visiting researcher and professor at Georgetown Universitys Center for Eurasian, Russian
and East European Studies, rather than as a part-time academic who also works for an oil company
and the Israeli government.
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Neither Reuters nor the Wall Street Journal responded to repeated queries about their internal
mechanisms to screen op-ed contributors for conflicts of interest, if any.
MEDIA QUOTES SHAFFER AFTER HER OUTING
Meanwhile, other media outlets continue to cite Shaffer as an independent expert. Ten days after
her SOCAR connection was revealed by Radio Free Europe, Bloombergs Businessweek ran a story
quoting her, without mentioning her link with the state-owned company. Shaffer is quoted praising
Azerbaijans dependability as an oil supplier. Azerbaijan is very serious about the sanctity of
contracts, she tells Businessweek readers. It has never reopened its international contracts in the
energy sector. The responsible editor, Hellmuth Tromm, did not reply to an email requesting an
explanation, and the article remains online in its original version.
Veteran journalists Jackie Northam from National Public Radio and Roger Boyes from the London
Times have also recently quoted Shaffer as an expert in their publications, at a time when even the
most cursory Google search throws up her links with SOCAR.
THINK TANKS CARNEGIE PERFORMANCE
In parallel to penning op-eds and advising SOCAR, Brenda Shaffer over the years also ran many laps
around the D.C. think tank circuit.
Think tanks have assumed an important role in the Caspian countrys lobbying strategy. Azerbaijan
has long been one of the top foreign spenders on lobbying in D.C., with some of that money flowing
directly into think tanks. Theres a noticeable change in Azerbaijans lobbying, comments Gerald
Robbins, a Senior Fellow at the Foreign Policy Research Institute who specializes in Turkey, the
Caucasus, and Central Asia. A new generation, educated in Western marketing methodology has
taken the reins [in Baku]. They understand that academia and think tanks are important contact
points for conveying ideas.
Shaffers participation in a panel discussion at the Carnegie Endowment for International Peace
about Azerbaijans future prospects, held shortly after the countrys 2013 presidential vote, may be
a case in point.
The elections under discussion had turned from dreary routine into high comedy when the election
commission accidentally released the final results a day before polling had even begun. Otherwise,
there were no surprises: the incumbent won by a large margin. According to an official U.S. State
Department report,
Flaws in the conduct of the presidential election included a repressive political
environment leading up to election day, lack of a level playing field among candidates, [and]
significant shortcomings throughout all stages of election-day processes.
(Earlier that year, Aliyevs government had apparently also tried to manipulate voting in the
Eurovision song contest, albeit with less success.)
Brenda Shaffer opened her appearance at the Carnegie Endowment by telling her audience that the
very fact that so much was known about electoral and other abuses in Azerbaijan demonstrated just
how open a society it was because it is an open society, there is information. She then lauded
Azerbaijans vibrant press, its fierce political debates, and even its realistic voters. She expressed
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the hope that now the elections were over, Azerbaijan would take even more bolder steps towards
democracy. It will do a better job if it has the U.S. on its side If you really care about democracy in
Azerbaijan be a partner there, be a friend there.
THINK TANKS REACT
While Shaffers discourse at Carnegie Endowment, preserved for posteriority as an audio recording,
may not have stretched her audiences credulity more than the tunes played by other pipers for
Baku a 2013 op-ed by former CIA director James Woolsey and Tbilisi-based lobbyist David J. Smith
sets a very low baseline in this regard but it does raise the question why she kept getting re-invited
to such events.
According to Professor Donald Abelson from the University of Western Ontario, a noted expert on
think tanks, policy shops can have their own reasons for hosting experts whose neutrality is
questionable:
First, their presence could help to highlight the independent posture of the host relative to
the more biased guests... Alternatively, the think tank inviting these people might simply
want them there to create controversy or generate media attention. Or, it's possible that
they are there for whatever expertise they possess.
However, in contrast to much of the U.S. media, many think tanks seemed keen to distance
themselves from Shaffer once her SOCAR connection became public knowledge. For example, the
Wilson Center, which lists her as an expert on its website, explained in an email that Ms. Shaffer is
actually not affiliated with the Wilson Center but came to the Center as a speaker at a few events.
The way that our website lists people can be misleading Ms. Shaffer has no Wilson Center
affiliation. The think tank added that it is currently amending the way in which it presents outside
experts on its website.
ACADEMIA FOREIGN AFFAIRS
While think tanks appear to be withdrawing from Shaffer and some media outlets have fully
retreated, the academic institutions that have lent her credibility over the years have dug in their
heels. For example, the highly respected Foreign Affairs journal, which is often noted for its strong
influence among policy-makers, had published a contribution by Shaffer that discussed a proposed
pipeline to carry gas from Azerbaijan to Europe as follows:
[I]t will edge out coal once more and help lower pollution and carbon emissions Europes
efforts to increase eastern pipeline gas are a good start toward addressing the continents
energy woes And hopefully the United States will hold off on fast-tracking exports until the
benefit of those extra supplies for Europe becomes clearer.
The journals editor did not respond to three separate emails that pointed out Shaffers apparent
conflict of interest and asked for a reaction.
HAIFA AND GEORGETOWN
When Shaffers side job in Baku first became public, the reporter who broke the story publicly
challenged Georgetown Universitys Center for Eurasian, Russian and East European Studies (CERES)
via a Twitter campaign to disclose her SOCAR affiliation. (Confirming the reputation of Azerbaijans
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officialdom for involuntary comedy, Bakus ambassador to D.C. joined the campaign, presumably by
accident.)
Georgetown never reacted, and Shaffers profile page at Georgetown continues to make no
reference to her commercial interests. (Both Haifa Universitys press office and several points of
contact within Georgetown University did not respond to repeated emails requesting a comment for
this article.)
Shaffers recent media appearances, in which she continues to identify as a scholar from
Georgetown, suggests the university has not instructed her to stop using its name, let alone tried to
distance itself from her. To the contrary, Georgetown has recently added an In the news section to
her profile in which it showcases her latest public commentary. During December 2014 alone,
identifying herself as an academic expert from Georgetown University, Shaffer appeared on TV
screens via Fox Business and Al Jazeera America, and commented on energy issues in print via the
Jerusalem Post, London Times, The Australian, National Public Radio and Foreign Policy magazine.
(Only weeks earlier, Foreign Policy itself had run a piece on Azerbaijans lobbying efforts by a
different author that had mentioned Shaffers SOCAR connection.)
GEORGETOWNS ADJUNCT FUNCTION
Georgetown and its Adjunct Assistant Professor, as the universitys website describes Brenda
Shaffer, seem to consider their mutual association in the eyes of the public beneficial.
However, the SOCAR advisors links with the institution may be far more tenuous than her title
suggests.
(Shaffers title has changed during the past few months. In September 2014, before her SOCAR
connection hit the headlines, Georgetown had listed her as a Visiting Researcher.)
A tenured scholar based at an American university, who asked not to be identified, explained that:
As American universities' financial structure changes, so do faculty appointments
[Shaffer] holds an adjunct appointment with Georgetown Having an affiliation with a
university does not necessarily require one to teach a course. It is not unheard of for
individuals to hold affiliate positions, unpaid, with research centers and departments on
university campuses Sometimes adjuncts are virtually invisible to the faculty and
administration.
This academic reported having personal knowledge of several cases in which PhD holders had
successfully pitched themselves to university departments in a similar fashion. *A+fter a few phone
calls and perhaps an interview, the scholar is hired as an adjunct, teaching a course or two each term
at his or her leisure.
OUTSIDE FUNDING AND SCHOLARSHIP INTEGRITY
Other academics caution that external funding need not compromise independent scholarship.
"Many academics have 'outside' funding. The question is when that line is crossed to having outside
interests. I think these are questions of professional responsibility and integrity, though
transparency in declaring interests (and proper sanction against those who don't) is also key,"
argued UK-based Professor Timothy Edmunds, editor in chief of the European Journal of
International Security.
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Shaffer has denied crossing the line from outside funding to outside interests. During an October
2014 public discussion at Columbia University during which Shaffer shared the podium with an
official SOCAR representative, a participant asked Shaffer about her links with the state-owned oil
and gas company, and whether Congress had been aware of that relationship when she testified
there. During the testy exchange that followed, Shaffer insisted that her scholarly independence had
not been compromised, and that her private sector engagement had added value to her academic
work. I think my students benefit from the fact that I have been on every side of the table, she
said.
She also asserted her right to privacy, and suggested that academics should be judged by their
output rather than by their backgrounds. Where do you see the bias of Big Bad Oil in my views?
she challenged her interlocutor. Tell me: What about this [NYT op-ed] article actually really upset
you so much?
In email exchanges, several regional experts reported having detected bias in Shaffers output in the
past. "Scholars in academia do not regard her work as really academic", declared Manouchehr Shiva,
who conducted research in Azerbaijan under a Fulbright scholarship during 2005-2006 and continues
to follow developments there. (Other researchers expressed similar views, but asked not to be
named or cited verbatim.)
ACADEMIC DUE DILIGENCE
So should Georgetown have been more cautious about inviting the SOCAR advisor on board? The
sponsoring institution has a responsibility to prevent cases like Shaffers, insisted Gerald Robbins of
the Foreign Policy Research Institute. However, at the same time, he cautioned that due diligence is
a challenging feat when confronting such matters as academic tenure and intellectual
freedom. Inevitably its an ethical issue where checks and balances would have questionable
impact.
Furthermore, Shaffer did have genuine and strong academic credibility markers to her name: books
published at university presses, articles in respected peer-reviewed journals, and active membership
in an academic association. And while some of Shaffers books have been very critically received, this
in itself should not raise any red flags.
FEEDBACK LOOPS
Ironically, just as her academic titles facilitated her placing of op-eds in major newspapers, those
media pieces strengthened Shaffers academic kudos. She also is fairly frequently quoted in
mainstream media publications, adding to her credibility, commented one academic. The same
feedback loop seems to apply to Congressional appearances. The first time she appeared in front of
Congress back on 2001, lawmakers were told that Dr. Shaffer's op-eds have appeared also in the
International Herald Tribune and the Boston Globe.
To sum up: SOCAR funded a programme at Harvard that furnished Shaffer with an impressive
academic title, which in turn opened doors to the media, which in turn maybe with a little help
from Azerbaijans friends on the inside opened doors to Congress.
Closing the loop, the homepage of her academic department at Georgetown currently contains a
prominent link to the latest Congressional testimony by CERES Visiting Researcher Shaffer, and
Shaffers profile page lists all her op-eds and recent media appearances, while the Georgetown
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University page titled Media: Find a Subject Matter Expert encourages journalists who type in
Azerbaijan or energy to contact Brenda Shaffer for commentary.
It seems that in D.C., each lap around the policy circle of media, think tanks, academia, and politics
further builds credibility, but nobody is responsible for checking credentials along the way.
TRACES OF SOCAR ONLINE
Because if anyone had bothered to look, Brenda Shaffer could have been outed a long time ago.
As noted above, Shaffer had first been identified as an academic for hire with SOCAR connections
back in 2006. Then, in 2008, it became public knowledge that lobbyists on Azerbaijans payroll had
acquired the habit of placing op-eds in the U.S. media.
Either of these factoids taken alone should have rung alarm bells in any editorial office receiving an
op-ed by Shaffer, or an op-ed about Azerbaijan let alone an op-ed by Shaffer about Azerbaijan.
Similarly, Azerbaijans lobbying efforts in D.C. have been the staple fodder of investigative journalism
over many years, and the resulting articles should have caused members of Congressional
committees to proactively challenge witnesses in general, and Shaffer in particular, to verbally
disclose their outside interests when testifying on matters related to Azerbaijan.
2013 CONFERENCE PRG AND NYT FEATURE
The SOCAR connection itself had leaked online in 2013, in the form of the draft programme of a
workshop in Budapest that announced a talk on Energy policy of resource-owning countries and the
choice of the contractual structure by Dr. Brenda Shaffer, Advisor to the President of SOCAR.
Nobody noticed.
Finally, the New York Times itself had run a brief interview with Shaffer less than a month before it
published her latest op-ed. The feature on frequent travellers opens with the following quote:
Ive been flying most of my career. Im a professor, focusing on energy, especially natural
gas policy and energy security. I serve as an adviser to a number of governments on their
energy policies and frequently speak at international conferences.
(SOCAR is not a government; it remains unknown which governments in addition to that of Israel
have Shaffer on their payroll. Her mini-bio at the Jerusalem Institute for Israel Studies also mentions
governments in the plural.)
MYSTERY OF MEDIA SILENCE
It may tempting to conclude that Brenda Shaffers conflicts of interest are so rare that she took the
media by surprise, or else that the editors responsible were too overwhelmed by their workload to
perform adequate due diligence on their respectable-seeming contributor. However, neither
explanation withstands scrutiny.
As Brenda Shaffer herself has pointed out, and researchers have repeatedly documented, domestic
and foreign lobbyists alike including a former U.S. ambassador to Baku, Matthew Bryza routinely
place op-eds in leading publications in the United States and beyond, so hers is hardly an isolated
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case. And time pressures in newsrooms cannot explain why Reuters, the Wall Street Journal, and
Bloombergs Businessweek all seem so reluctant to set the record straight post factum.
MYSTERY OF ACADEMIC SILENCE
Georgetown Universitys reluctance to add a sentence to Shaffers bio to publicly disclose her
relationship with SOCAR also seems confusing, especially in the face of a sustained Twitter campaign
and its internal conflict of interest rules.
According to Georgetowns faculty handbook,
If a person possesses a significant financial interest in a business, the person may not
publish or give a public oral presentation on the results of research sponsored by such a
business without first disclaiming in the publication or presentation any endorsement by
the University. The person must also disclose the significant financial interest to the
potential publisher or sponsor of the public presentation, regardless of whether the
publisher requires such a disclosure.
In addition, according to the handbook, Shaffer would have been obliged to fully and promptly
disclose her consulting work for SOCAR to the university when she joined its faculty. At the same
time, Georgetowns conflict of interest policy explicitly states that disclosure forms will be
considered confidential and that the information on the disclosure forms will be shared only with
those who have a need to know.
Had Georgetown had been aware of Shaffers financial relationship with to the Azerbaijani stateowned enterprise all along? As noted above, both Georgetown University and its adjunct scholar
have kept up a wall of silence throughout the whole affair, so there is no way to tell.
I asked an American political consultant with an academic background who often works for foreign
clients himself whether he thought that Brenda Shaffers apparent decision to wait quietly for the
storm to blow over was a wise crisis management strategy. She just kind of got caught doing what
many many people do, the consultant, who asked not to be publicly identified, replied by email. All
those people want to minimize this too.
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