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DEFINITIONS
Cleveland Clinic Lerner College of Medicine of Case Western Reserve, Cleveland, OH 44195,
USA
b
Observation Unit, Cleveland Clinic, 9500 Euclid Avenue, Cleveland, OH 44195, USA
c
Emergency Services Institute, E19, Cleveland Clinic, 9500 Euclid Avenue, Cleveland, OH 44195,
USA
d
Case Western Reserve University, Metro Health Medical Center, 8500 Metro Health Drive,
Cleveland, OH 44109, USA
e
Joe DiMaggio Childrens Hospital, Hollywood, FL, USA
* Corresponding author. Emergency Services Institute, E19, Cleveland Clinic, 9500 Euclid
Avenue, Cleveland, OH 44195.
E-mail address: maces@ccf.org (S.E. Mace).
Emerg Med Clin N Am 26 (2008) 10851101
doi:10.1016/j.emc.2008.09.004
0733-8627/08/$ see front matter 2008 Elsevier Inc. All rights reserved.
emed.theclinics.com
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Fig. 1. Anatomy. (A) Side view. (B) Anterior view. (Courtesy of S.E. Mace, MD, and J. Loerch,
Clinic Cleveland Center for Medical Art and Photography, Cleveland, OH; with permission.)
Needle Cricothyrotomy
Fig. 2. (continued)
The primary indication for needle cricothyrotomy is inability to secure the airway
through other noninvasive methods (Box 1).13 This inability usually signifies a failed
airway as defined by any of the following: inability to maintain an oxygen saturation
greater than 90%, inadequate ventilation (cyanosis, inadequate or absent breath
sounds, hemodynamic instability) with bag-valve mask ventilation, and failed intubation.5 Needle cricothyrotomy (unlike surgical cricothyrotomy) can be performed in
patients of any age.2,3
CONTRAINDICATIONS
An absolute contraindication to cricothyrotomy (surgical or needle) is when endotracheal intubation can be accomplished easily and quickly with no contraindications.
Two trauma scenarios also present contraindications: tracheal transaction with the
distal end retracting into the mediastinum and significant cricoid cartilage/laryngeal
injury (eg, a fractured larynx), because the airway must be secured below the injury.1,2
Other conditions that make cricothyrotomy (surgical or needle) more difficult (thus, are
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Fig. 3. Surgical cricothyrotomy. Use of a scalpel for the skin incision versus a needle puncture
with needle cricothyrotomy. (Courtesy of S.E. Mace, MD, and J. Loerch, Clinic Cleveland
Center for Medical Art and Photography, Cleveland, OH; with permission.)
relative conditions) are massive neck edema/anatomic distortion and acute laryngeal
disease.1,2 A modified technique for locating the cricothyroid membrane has been
suggested in patients who have massive neck edema.6,7 Another relative contraindication is a bleeding diathesis, which can be treated and is probably less concerning for
a needle cricothyrotomy than for a surgical cricothyrotomy (see Box 1).
Complete upper airway obstruction has been listed as a contraindication to needle
cricothyrotomy,2,3 because of a concern for increased lung volumes with possible barotrauma if gases in the lung cannot escape.811 Increased intrathoracic pressure and
hypoxemia can also lead to ventricular dysfunction and decreased cardiac output with
cardiovascular collapse. The tenet that complete upper airway obstruction is an absolute contraindication to PTLV has been questioned recently based on its successful
use in multiple animal studies1216 and several case reports.17,18 Some clinicians
have suggested that altering the mode of oxygen delivery and allowing time for expiration may decrease the incidence of barotrauma, and that in an emergency PTLV
could be used if other airway techniques have been unsuccessful if lower oxygen
delivery pressure, large-than-usual catheters, and longer exhalation times are used.3
Because of anatomic differences between pediatric and adult patients, young age is
a contraindication for surgical cricothyrotomy but not needle cricothyrotomy. In fact,
needle cricothyrotomy is preferred, and surgical cricothyrotomy (open or with a cricothyrotome) is contraindicated in infants and young children because the cricothyroid
membrane is too small to insert a tracheostomy tube and there is a greater risk for
damage to surrounding structures. However, the exact age at which a needle
cricothyrotomy rather than a surgical cricothyrotomy is indicated is a matter of debate.
Experience with pediatric cricothyrotomy is limited,3 although two small series have
shown successful use of needle cricothyrostomy with PTLV in infants and children
from aged 4 months to 11 years.19,20 In view of the limited data on pediatric
Needle Cricothyrotomy
Box 1
Indications and contraindications for cricothyrotomy
Indications
Inability to secure the airway by other noninvasive meansa
Failed airwaya
Inability to maintain oxygen saturation greater than 90% with bag-valvemask ventilationa
Inadequate ventilation: cyanosis, absent breath sounds, hemodynamic instability with
bag-valvemask ventilationa
Failed intubation: three or more failed intubation attempts, failure to intubate after
10 minutesa
Aid to intubation in the difficult airwayb,c
Absolute contraindications
When endotracheal intubation can be accomplished easily and quickly with no
contraindicationsa
Tracheal transaction with the distal end retracting into the mediastinuma
Significant cricoid cartilage/laryngeal injury, such as fractured larynxa
Complete upper-airway obstructionb,d
Relative contraindications
Bleeding diathesisa
Massive neck edema/anatomic distortiona
a
cricothyrotomy, the marked individual variation for a given age, and the many factors
involved (eg, size/weight, clinical state, comorbidity, acute illness/injury, anatomic variables, practitioner experience),2,3 a precise evidence-based age cutoff may not be
possible. Thus, depending on the author, the lower age limit (ranging from 5 to 10
to 12 years) at which surgical cricothyrotomy is contraindicated is somewhat arbitrary.2123
Compared with the adult anatomy, the pediatric airway has a smaller (in absolute size
and proportionally) cricothyroid membrane, greater overlap between the thyroid cartilage and cricoid cartilage with less accessibility to the narrower slit-like cricothyroid
membrane, and smaller comparatively underdeveloped funnel or conical-shaped
airway (verses the larger, more cylindric-shaped adult airway). Furthermore, in the
pediatric larynx, the narrowest part of the airway is the cricoid cartilage (versus the
vocal cords in the adult airway). The pediatric larynx also has a comparatively flat
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thyroid cartilage without a vertical midline prominence (compared with the adults
prominent Adams [or Eves] apple where the two quadrilateral lamina of the thyroid
cartilage meet), resulting in the standard landmarks for cricothyrotomy being difficult
to show and not very prominent. In children, the larynx is located more rostral, or
superior (opposite C2C3 interspace in a young infant and C3C4 interspace in an
older infant, versus C4C5 in an adult), making the cricothyroid membrane more difficult to access, and children have a more compliant (collapsible) airway. Because
the laryngeal prominence is not fully developed until adolescence, other useful landmarks are the cricoid cartilage and the hyoid bone. The pediatric airway has a smaller
diameter with greater resistance to gas flow according to the formula R N 1 O (lumen
radius),4 where R is airway resistance. Resistance to gas flow is inversely proportional
to the fourth power of the radius of the airway lumen, meaning that small decreases in
the luminal diameter cause large increases in the airway resistance (Box 2; Fig. 4).
COMPLICATIONS
Box 2
Pediatric larynx anatomy versus adult
Smaller size of cricothyroid membrane (absolute size and proportional)
Slit-like shape of cricothyroid membrane (versus rectangular shape in adults)
Overlapping thyroid cartilage and cricoid cartilage
Rostrally located cricothyroid membrane (opposite C3/C4 in infant, opposite C4/C5 in adult)
Less accessibility to cricothyroid membrane because of greater overlap of thyroid cartilage and
cricothyroid cartilage and more rostral (superior) location of larynx
Small funnel (conical)-shaped airway (large cylindric-shaped adult airway)
Landmarks are not prominent and are difficult to see because of flat thyroid cartilage without
vertical midline prominence (adults have a prominent Adams/Eves apple)
More compliant collapsible airway
Cricoid cartilage is narrowest part of airway (vocal cords are narrowest part of airway in adult)
Smaller diameter airway with increased resistance to flow
Airway resistance (R) is inversely proportional to the fourth power of the radius of the airway
lumen (R N 1 O [lumen radius]4)
Needle Cricothyrotomy
Fig. 4. Comparison of the pediatric and adult airway anatomy. (A) Lateral view. (B) Shape of
the pediatric and adult larynx. (C) Airway diameter. (D) Airway resistance as affected by the
radius of the airway. (Courtesy of S.E. Mace, MD, and J Loerch, Clinic Cleveland Center for
Medical Art and Photography, Cleveland, OH; with permission.)
would seem less likely to occur with a smaller cannula than the larger tracheostomy
tube.
Subcutaneous emphysema and barotrauma (eg, pneumothorax, pneumomediastinum) and catheter-related problems (eg, obstruction/blockage of the catheter, kinking
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Box 3
Complications of needle cricothyrotomy with percutaneous translaryngeal ventilation
Catheter-related
Catheter misplacement (unsuccessful or incorrect placement)
Blockage/obstruction of catheter
Kinking of the catheter
Dislodgement of catheter
Barotrauma-related
Subcutaneous emphysema
Pneumothorax
Pneumomediastinum
Pneumatocele
Stimulation of airway reflexes
Laryngospasm
Coughing
Damage to surrounding structures
Tracheal perforation
Esophageal perforation
Mediastinal perforation
Dysphonia/voices changes (caused by vocal cord injury, laryngeal fracture, or damage
to laryngeal cartilage)
Persistent stoma
Feeling of a lump in the throat
Other
Bleeding, hematoma
Infection
Aspirationa
a
Some data suggest that TTJV may decrease the frequency of aspiration.
Needle Cricothyrotomy
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Fig. 5. Manual on-off device for transtracheal jet ventilation. (Courtesy of S.E. Mace, MD,
and J. Loerch, Clinic Cleveland Center for Medical Art and Photography, Cleveland, OH;
with permission.)
Needle Cricothyrotomy
Fig. 6. Ventilation using a standard ventilation bag (A) using a 3.5-mm pediatric endotracheal tube (ET) adapter; (B) using a 7.0-mm adult ET adapter connected to a plungerless
3 mm syringe without a bag-valvemask attached; and (C) using a 7.0-mm adult ET adapter
connected to a plungerless 3-mm syringe with a bag-valvemask attached. (Courtesy of S.E.
Mace, MD, and J. Loerch, Clinic Cleveland Center for Medical Art and Photography, Cleveland, OH; with permission.)
(Fig. 6B,C). Because this setup using a standard ventilation bag is rigid, and therefore
slight movements of the bag may dislodge the catheter, it has been modified by
connecting one end of standard intravenous tubing to the PTLV catheter and the other
distal cut end to a 2.5-mm ET tube, which is then attached to the bag.
A ventilation bag setup is not recommended for adults because of difficulty in
technically providing an adequate tidal volume while allowing sufficient time for exhalation.38,39 A recent study measuring flow rates found that resuscitation bags (whether
pediatric or adult) do not provide adequate ventilation in adults.40 The investigators
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recommendation was, instead of using resuscitation bags for adults needing PTTV,
use an unregulated oxygen source of at least 50 psi.40 Thus, the preferred method
for adults and older adolescents is to supply oxygen through a standard 50-psi wall
source rather than with a resuscitation bag.
Unfortunately, similar studies applicable to pediatric patients are unavailable. For
children, some experts have suggested using 25 to 35 psi.3 Another author lists the
following PSI and estimated tidal volume (TV) parameters for PTLV: 30 to 50 psi
with TV of 700 to 1000 cm3 for adults; 10 to 25 psi with TV of 340 to 625 for children
8 years of age or older (older school-aged children and adolescents); 5 to 10 psi with
TV of 240340 for children aged 5 to 8 years; and 5 psi with TV of 100 for children
younger than 5 years.41 Others suggest that in young children, particularly those
younger than 5 years, a resuscitation bag can be used because of their smaller
lung capacities, and therefore smaller tidal volumes.3 Using a 50-psi oxygen source,
flow rates based on catheter size are 1300 mL/s for 13-gauge and 1200 mL/s for
14-gauge,42 although another source gives a flow rate of 1600 mL/s for a 14-gauge.2
Clinical experience with PTJV is limited, which may explain the variation in recommended settings.
A technologic advancement with PTLV is the use of pressure monitoring during jet
ventilation.9 However, this technique requires special equipment.9 Using pressure
monitoring during PTLV has been suggested as a way to decrease the incidence of
barotrauma with PTLV.9
NEEDLE CRICOTHYROTOMY WITH PERCUTANEOUS TRANSLARYNGEAL VENTILATION:
THE PROCEDURE ITSELF
The patient should be positioned supine with the neck exposed. Hyperextension of the
neck (eg, with a sniffing the morning air or sipping English tea positioning for
intubation) may help expose the laryngeal prominence (superior notch of the thyroid
cartilage) if no contraindication is present, such as cervical spine injury see Fig. 2A.
Clinicians should move their finger down the thyroid cartilage in the midline into a small
depression above the cricoid cartilage to locate the cricothyroid membrane (see Fig.
2B). In adults, four fingerbreadths above the sternal notch or 2 to 3 cm below the laryngeal prominence is the approximate location of the cricothyroid membrane (Box 5).
The individual performing the procedure, if right-handed, should be positioned to
the patients left toward the head of the bed. If time allows, the anterior neck should
be sterilely prepared and draped. A syringe containing several 3 to 5 mL of lidocaine,
with epinephrine or lidocaine on the needle, should be placed. Some clinicians prefer
lidocaine with epinephrine because it may decrease bleeding and results in higher
levels of lidocaine (and presumably provides better anesthesia) with the same volume
(mL) of local anesthetic. Again, if time allows and the patient is awake or responsive,
the site should be infiltrated with local anesthetic. Some lidocaine should be left in the
syringe for two purposes: (1) it can be injected into the airway for a local anesthetic and
may decrease or avoid unwanted airway reflexes, including coughing and laryngospasm, and (2) the needle can be confirmed to be in the airway by having the clinician
withdraw on the syringe to determine if air bubbles enter the fluid in the syringe. If
lidocaine cannot be used (eg, because of allergy), then normal saline can be used
to show bubbles in the syringe.
After locating the cricothyroid membrane (the small depression between the cricoid
cartilage inferiorly and the thyroid cartilage superiorly) with the nondominant hand (see
Fig. 2B), the clinician should insert the needle (with the syringe containing lidocaine
with epinephrine attached) at a 30 to 45 angle caudally through the skin,
Needle Cricothyrotomy
Box 5
Needle cricothyrotomy with percutaneous translaryngeal ventilation
Positioning
Position the patient so that the neck is hyperextended to expose the laryngeal prominence
The practitioner, if right-handed, stands to the patients left toward the head of the bed
Preparation
All equipment available and assembled
Sterile preparation and draping
Anesthetize the area with lidocaine with epinephrine if time permits
Syringe containing lidocaine with epinephrine attached to needle/catheter
Procedure: placement of catheter
Locate cricothyroid membrane
Hold trachea in place while providing tension on the skin with the thumb and middle finger
of nondominant hand
Direct needle caudally at 30 to 45 while pulling back on syringe; the presence of air
bubbles signifies entry into the trachea
Slide catheter over needle until the catheter hub fits securely (snugly) on the skin surface
Remove needle and syringe as a unit
Postprocedure management
Connect catheter to high-pressure oxygen tubing with other end of tubing attached to wall
oxygen (with manual jet ventilator device in between both ends of the high-pressure
tubing)
Give a gentle burst of oxygen (test dose) to check for correct placement
Secure catheter with trach tie or suture in place
Ventilate (usual I:E is 1:4 or 1:5)
subcutaneous tissue, and cricothyroid membrane. A small nick in the skin surface may
be made with a scalpel before the needle insertion to help puncture the skin if much
skin resistance is anticipated. Ideally, the needle puncture should be in the lower (inferior) part the cricothyroid membrane to avoid the cricothyroid artery and vein that
course across the upper part of the cricothyroid membrane. The syringe should be aspirated when the needle is advanced. Bubbles in the fluid or increased ease of aspiring
air signifies that the needle has traversed the cricothyroid membrane and is now in the
airway (see Fig. 2C).
While holding the needle in place, the clinician should advance the catheter to the
hub and then remove the needle (see Fig. 2D). The catheter should be held in place
by hand until its placement is confirmed and it is connected to the oxygen source.
One person should be designated to hold the hub of the catheter in place until it is secured with suturing or a trach tie to prevent dislodgement or subcutaneous emphysema (see Fig. 2E). Before the catheter is secured, the hub should be held flush
against the skin to avoid any air leaks.
The usual inhalationexhalation ratio (I:E ratio) is 1:4 or 1:5, or 1 second for inhalation
of oxygen and 4 or 5 seconds for passive exhalation, to provide for ventilation.3 In
patients who have a partial upper-airway obstruction, an I:E of 1:9 has been
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The long-standing tenet has been that PTLV is only a temporizing measure and cannot
provide ventilation for an extended period. Previous teaching has been that oxygenation is adequate with PTLV, but hypercarbia and respiratory acidosis occur because of
inadequate ventilation, and therefore PTLV can only be used for approximately 30 to
45 minutes in an adult.43 Early methods of PTLV used continuous low-flow oxygen
(apneic oxygenation) without allowing for exhalation.44
However, numerous studies have documented adequate ventilation with a normal
arterial pCO2 and pH with PTLV for periods longer than 20 minutes.42,4550 Furthermore, transtracheal or transglottal jet ventilation is commonly used for anesthesia
during laryngeal surgeries for controlled mechanical ventilation.3133,51,52 Allowing
for ventilation, not just oxygenation, with adequate expiratory time and using a highflow oxygen source are variables shown to improve PTLV, and is a practice that challenges the previously held maxim.12,16 However, further studies evaluating more
prolonged ventilatory times with PTLV are needed.
Several case reports suggest that PTLV may help in difficult or failed intubations. In
patients for whom intubation failed, PTLV was performed to obtain an airway. However, once PTLV was used, intubating patients became easier. The high intratracheal
pressure from PTLV seemed to lift the epiglottis and open the glottis, allowing visualization of the vocal cords and making intubation easier. The escape of gas under high
pressure caused the edges of the glottis to flutter, allowing recognition of the glottis
and thereby assisting in intubation.17,18
PTLV may also have a benefit in preventing aspiration. Several animal studies have
shown that PTLV may prevent aspiration.5355 Whether this capability is secondary to
the escaping pressure forcing secretions out of the airway or another mechanism
remains to be determined. Similarly, experts have also suggested that the escaping
pressure from PTLV may help expel a foreign body in the upper airway.
Needle Cricothyrotomy
SUMMARY
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16. Frame SB, Simon JM, Kerstein MD, et al. Percutaneous transtracheal catheter ventilation (PTCV) in complete airway obstructiona canine model. J Trauma 1989;29:77481.
17. Chandradeva K, Palin C, Ghosh SM, et al. Percutaneous transtracheal jet ventilation as a guide to tracheal intubation in severe upper airway obstruction from
supraglottic edema. Br J Anaesth 2005;94(5):6836.
18. McLeod AD, Turner MW, Torlot KJ. Safety of transtracheal jet ventilation upper airway obstruction. Br J Anaesth 2005;95(4):5601.
19. Smith RB, Myers N, Sherman H. Transtracheal ventilation in paediatric patients:
case reports. Br J Anaesth 1974;46:3134.
20. Ravussin P, Bayer-Berger M, Monnier P, et al. Percutaneous transtracheal ventilation for laser endoscopic procedures infants and small children with laryngeal
obstruction: report of two cases. Can J Anaesth 1987;34:836.
21. Strange GR, Niederman LG. Surgical cricothyrotomy. In: Henretiz FM, King C, editors. Textbook of pediatric emergency procedures. Baltimore(MD): MD. Williams
and Wilkins; 1997. p. 3516, Chapter 25.
22. Gens DR. Surgical airway management. In: Tintinalli JE, Kelen GD,
Stapczynski JS, editors. Emergency medicine: a comprehensive study guide.
6th edition. New York: McGraw-Hill; 2004. p. 11924, Chapter 20.
23. Walls RM. Airway. In: Marx JA, Hockberger ES, Walls RM, editors. 6th edition,
Rosens emergency medicine: concepts and clinical practice, vol. 1. Philadelphia: Mosby Elsevier; 2006. p. 225, Chapter 1.
24. Isaacs JH Jr, Pedersen AD. Emergency cricothyrotomy. Am Surg 1997;63(4):3469.
25. Gerich TG, Schmidt U, et al. Prehospital airway management in the acutely
injured patient. The role of surgical cricothyrotomy revisited. J Trauma 1998;45:
3124.
26. Boyle MF, Hatton D, Sheets C. Surgical cricothyrotomy performed by air ambulance flight nurses: a 5-year experience. J Emerg Med 1993;11:415.
27. Spaite DW, Joseph M. Prehospital cricothyrotomy: an investigation of indications,
technique, complications, and patient outcome. Ann Emerg Med 1990;19:
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28. Nugent WL, Rhee KJ, Wisner DH. Can nurses perform surgical cricothyrotomy
with acceptable success and complication rates? Ann Emerg Med 1991;20:
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29. Swartzman S, Wilson MA. Percutaneous transtracheal jet ventilation for cardiopulmonary resuscitation: evaluation of a new jet ventilator. Crit Care Med 1984;12:
813.
30. Patel RG. Percutaneous transtracheal jet ventilation. Chest 1999;116:168994.
31. Yves Jacquet, Monnier P, VanMelle G, et al. Complications of different ventilation
strategies in endoscopic laryngeal surgery. Anesthesiology 2006;104:529.
32. Russell WC, Maguire AM, Jones GW. Cricothyroidotomy and transtracheal high
frequency jet ventilation for elective laryngeal surgery. An audit of 90 cases.
Anaesth Intensive Care 2000;28:627.
33. Weymuller EA, Pavlin EG, Paugh D, et al. Management of difficult airway problems with percutaneous transtracheal ventilation. Ann Otol Rhinol Laryngol
1987;96:347.
34. Abbrecht PH, Kyle RR, Reams WH, et al. Insertion forces and risk of complications. J Emerg Med 1992;10:41726.
35. Marr JK, Yamamoto LG. Gas flow rates through transtracheal ventilation catheters. Am J Emerg Med 2004;22:2646.
36. Yildiz Y, Preussier NP. Percutaneous transtracheal emergency ventilation during
respiratory arrest: comparison of the oxygen flow modulator with a hand
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