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REVIEW ARTICLE

Cardiovascular Benefits of Soy Supplements


Jörg Grünwald, PhD; Lars M. Høie, MD; Heike Stier, PhD

Abstract
Cardiovascular disease (CVD) is the most frequent cause ous formulations that exhibit clear low-density lipoprotein
of death in Western industrialized nations. The probability of (LDL) cholesterol-lowering effects. To get more homogeneous
CVD is directly related to blood cholesterol levels, among sev- results, we summarized only clinical studies conducted with
eral other factors such as hypertension, smoking, malnutri- soy-protein supplements containing the same isolated soy
tion, obesity, and stress. It is well known that changes in life- proteins, cotyledon fibers, and phospholipids: Nutri 5, Abalon,
style, including physical activity and dietary changes such as and Abacor (all by Nutri Pharma ASA, Norway), which have
reduction in the consumption of saturated fat, can reduce shown clear cholesterol-lowering efficacy. Furthermore, these
blood cholesterol levels. In such cases, dietary soy-protein studies demonstrate that homocysteine, an independent CVD
supplementation, for which cholesterol-lowering properties risk factor, is also reduced by soy-protein supplementation.
have been shown in many clinical studies, is useful to postpone Differences between studies showing clear LDL-lowering
the need for cholesterol-lowering medication such as statins. effects for soy protein and those that do not are discussed, as
In this review, we will summarize numerous clinical well as possible mechanisms of action for soy-protein supple-
studies conducted with soy-protein supplementation in vari- mentation on blood cholesterol levels.

Jörg Grünwald, PhD, is founder and president of analyze & realize AG, Berlin, (coronary) heart disease, hypertensive disease, rheumatic heart
Germany, a research and consulting company specializing in natural products that disease, and cerebrovascular disease (stroke).
has conducted more than 150 clinical trials. Dr Grünwald has published more than
250 scientific articles and has been an author or coauthor of 13 books, including
In recent years, eating habits in developed countries have
PDR for Herbal Medicines (Medical Economics Company, 2nd edition, 2000) and changed considerably. The average consumption of fruit and
Plant-based Ingredients for Functional Foods (Food Trade Press Ltd, 2003). He has vegetables has decreased while intake of saturated fat, salt, and
worked as an advisor to the US Food and Drug Administration Office of Dietary refined carbohydrates has increased.3,4 An increase in consump-
Supplements, is on the International Advisory Board of the Research Council of tion of snacks and fast food, typically containing a high percent-
Complementary Medicine, and is a member of the Ad Hoc Group on Botanicals for
the United States Pharmacopoeia. Lars M. Høie, MD, is the director of research and
age of fat, has also been seen in recent years.
development as well as a member of the scientific advisory board for Nutri Pharma It is very well documented that lipid disorders are strongly
ASA, Oslo, Norway, a manufacturing company focused on soy technology for treat- associated with increased risk of coronary heart disease (CHD)
ment and prevention of life style–related diseases. He is cofounder of the Norwegian and peripheral arterial disease. According to The World Health
Medical Center & Center for Heart Medicine, Oslo, and founder of Domus Medicus, Report 2002, more than 60% of CHD and approximately 40% of
a healthcare and research center at the former National Hospital, Oslo. He has
published 15 peer-reviewed papers. Heike Stier, PhD, studied biology at the
ischemic strokes in industrialized countries are due to total
University of Hohenheim, Stuttgart, Germany, and works for analyze & realize AG. blood cholesterol levels above the theoretical minimum (3.8
She has published 9 peer-reviewed papers. mmol/L).5 Results of a survey called the European Action on
Secondary Prevention through Intervention to Reduce Events
(EUROASPIRE), conducted by the European Society of
Disclosure: Lars M. Høie, MD, is cofounder of Nutri Pharma ASA, Cardiology, estimate that the prevalence of high total cholesterol
which sponsored the studies presented in this review using the (≥ 5.01 mmol/L) in patients with established CVD is 58.8%.6
company’s soy-protein supplements Nutri 5, Abalon, and Abacor. Most forms of CVD are associated with changes in the blood
Jörg Gruenwald, PhD, and Heike Stier, PhD, have no financial ties vessels. The changes are characterized by local thickening of the
with Nutri Pharma or the products used. arterial wall by plaque, leading to atherosclerosis. Excess choles-
terol contributes to accumulation of plaque on blood-vessel walls.
Background This plaque can reduce blood flow, but, even more dramatically, it
Cardiovascular disease (CVD) is the most frequent cause of can be partially dislodged from the blood-vessel wall, creating a
death in the European Union1 and the United States,2 and will surface on which blood tends to clot. These clots can partially or
become the leading cause of death in developing countries by totally block blood flow, resulting in heart attack or stroke.
2010, according to the World Health Organization.3 In Europe, High blood low-density lipoprotein (LDL) cholesterol level
it accounts for more than 4.3 million deaths per year (48.5% of is especially regarded as a high-risk factor for cardiovascular
all deaths), 54% of deaths in women, and 43% of deaths in men. disease while increased high-density lipoprotein (HDL) choles-
The chance of dying from major CVD is more than twice as high terol is commonly assumed to reduce the risk of CHD.7,8 A 10%
as that of dying from cancer. It is estimated that CVD costs the reduction in total cholesterol lowers the risk of cardiovascular
European Union economy €192 billion per year.1 CVD is not a events by up to 50% for older subjects with mild-to-moderate
single disease, but rather a class of diseases including ischemic hypercholesterolemia.9

30 Integrative Medicine • Vol. 8, No. 4 • Aug/Sep 2009 Grünwald et al—Cardiovascular Benefits of Soy
Since the early 1940s, scientists have examined the effect of soy isoflavones. In most cases, it was not possible to give rea-
soybeans on blood-cholesterol levels. The cholesterol-lowering sons for the different effects on cholesterol levels seen in the
effect of soy in humans was first documented in 1967.10 Since different studies.
then, numerous articles have been published on this topic. These differences might be related to the different original
Numerous in vitro and in vivo studies on soy have shown a plant material used or different methods of soybean (protein)
clear LDL- and total cholesterol-lowering effect. A meta-analysis processing leading to different concentration, or chemical and
of 38 clinical studies on the effect of soy protein on serum lipids structural alteration, of isoflavones, soybean fibers, fats, sugars,
in humans gave an average reduction in total and LDL choles- phytic acid, saponins, or other chemical components important
terol concentration of approximately 9.3% and 12.9%, respec- for lowering cholesterol but not yet identified.
tively.11 Based on all these positive results, the US Food and Drug To get more homogeneous results, we summarized only
Administration approved a health claim for reduced risk of heart clinical studies conducted with soy-protein supplements con-
disease from consumption of at least 25 g of soy protein per taining the same isolated soy proteins (ISPs), cotyledon fibers,
day.12 Another meta-analysis, conducted on studies from 1995 and phospholipids: Nutri 5, Abalon, and Abacor—newly devel-
to 2002, showed that the intake of soy protein containing isofla- oped soy-based dietary supplements that have shown clear cho-
vones was associated with a reduction of total cholesterol, LDL lesterol-lowering efficacy (see Tables 1 and 2). In most of these
cholesterol, and triacylglycerols of 3.77%, 5.25%, and 7.27%, studies, the plasma concentration of homocysteine, a cholester-
respectively, and also showed a significant increase of HDL cho- ol-independent CVD factor, is also measured.
lesterol of 3.02%.13
However, a newer meta-analysis conducted by Sacks et al Clinical Studies on Cholesterol-lowering Effects
(2006)14 puts this into perspective. According to the Sacks of Soy-Protein Supplementation
meta-analysis, the average LDL-lowering effect of soy protein Characteristics of the Studies
with isoflavones was only about 3% and for isolated isoflavones The soy-protein supplements Nutri 5, Abalon, and Abacor
there was no effect. They advised substituting some of the daily were tested in different concentrations and on different subject
protein intake from animal sources with soy products but not populations. Of these 8 selected clinical trials, 6 were random-

Table 1. Characteristics of the Studies Included in This Review


Study Reference Number Subject Number Subject Characteristics Study Design†
(Cited in References) (Inclusion Criteria)*
15 Enrolled: 25 Type 2 diabetic (mean age 63.6±7.5; Controlled, double-blind
Completed: 20 treated with diet alone or crossover study
(14 men, 6 women) receiving diabetes medication)
16 Enrolled: 159 TC: 5.8-7.9 mmol/L: Men (age: Randomized, bicentric,
Completed: 130 30-70 years) and postmenopausal placebo-controlled study
(108 men, 22 women) women (age: 45-70 years)
17 Enrolled: 60 TC: 7.0-9.9: Men (age: 18-70 years) Randomized, placebo-controlled,
Completed: 24 soy group and 28 and postmenopausal women double-blind, parallel-group,
placebo (31 men, 21 female) (age: 45-70 years) single-center study
18 Enrolled: 146 TC: 6.7-9.9 mmol/L: Men (age: Randomized, placebo-controlled,
Completed: 69 soy group and 74 18-75 years) and postmenopausal double-blind, parallel-group,
placebo (67 men, 76 women) women (age: 45-70 years) single-center study
19 Enrolled: 53 Statin-treated hypercholesterolemic Prospective, open-label, single-center,
Completed: 49 men and women cohort study with 6 study visits
(34 men, 15 women) (age: 43-79 years; mean age 59±1);
LDL with statin treatment >3.0
mmol/L and <4.5 mmol/L
20 Enrolled: 121 TC: 5.8-7.9 mmol/L Randomized, placebo-controlled,
Completed: 116 LDL >3.4 mmol/L: Men and triple-armed study
(62 women, 54 men) women (age: 31-70 years)
21 Enrolled 133 TC: 5.8-7.9 mmol/L Randomized, placebo-controlled trial
Completed: 117 LDL >3.4 mmol/L: Men and
(63 men, 54 women) women (age: 31-70 years)
22 Enrolled: 80 TC: 5.2-7.8 mmol/L: Men and Randomized, double-blind, 4-armed,
Completed: 80 (51 women, 29 men) women (age: 30-70 years) placebo-controlled study
*TC=total cholesterol; LDL=low-density lipoprotein
†Supplements were taken for at least 4 weeks or as long as 16 weeks.

Grünwald et al—Cardiovascular Benefits of Soy Integrative Medicine • Vol. 8, No. 4 • Aug/Sep 2009 31
Table 2. Soy-Protein Supplement Formulation and Effects on LDL, HDL, and Total Cholesterol Levels
Study Subjects’ Soy Protein Soy Fiber Soy Isoflavone Duration of Effect on LDL Effect on HDL Effect on Total
(Ref ) status Concentration/d Concentration/ Concentration/ the Treatment (mmol/L) (mmol/L) Cholesterol
d d (mmol/L)
15 Type 2 diabet- 50 g isolated soy 20 g soy > 165 mg 6 weeks Baseline: 3.63 Baseline: 1.31 Baseline: 5.68
ic protein (ISP) cotyledon fiber 6 weeks: 3.01 6 weeks: 1.38 ns 6 weeks: 5.11
16 TC: 5.8 - 7.9, Active 1: Active 1: Active 1: 16 weeks Active 1: Active 1: Active 1:
men and post- 30 g ISP 10 g soy 111 mg Baseline: 4.81 Baseline: 1.48 Baseline: 6.86
menopausal Active 2: cotyledon fiber Active 2: 4 weeks: 4.26 4 weeks: 1.57 4 weeks: 6.37
women 50 g ISP Active 2: 185 mg 8 weeks: 4.31 8 weeks: 1.58 8 weeks: 6.38
16.6 g soy 12 weeks: 4.19 12 weeks: 1.55 12 weeks: 6.24
cotyledon fiber 16 weeks: 3.94 16 weeks: 1.56 ns 16 weeks: 6.00
Active 2: Active 2: Active 2:
Baseline: 4.58 Baseline: 1.35 Baseline: 6.52
4 weeks: 4.08 4 weeks: 1.44 4 weeks: 6.12
8 weeks: 4.01 8 weeks: 1.46 8 weeks: 6.00
12 weeks: 3.91 12 weeks: 1.47 12 weeks: 5.90
16 weeks: 3.63 16 weeks: 1.47 ns 16 weeks: 5.61
17 TC: 7.0 - 9.9, 52 g ISP 15.5 g soy 192 mg 6 weeks Baseline: 5.13 Baseline: 1.58 Baseline: 7.5
men and post- cotyledon fiber 6 weeks: 4.45 6 weeks: 1.67 ns 6 weeks: 6.86
menopausal
women
18 TC: 6.7 - 9.9, 41.4 g ISP 9 g soy 153.18 mg (in 8 weeks Baseline: 5.11 Baseline: 1.67 Baseline: 7.53
men and post- (in yoghurt) cotyledon fiber yoghurt) 8 weeks: 4.71 8 weeks: 1.72 ns 8 weeks: 6.86
menopausal (in yoghurt)
women
19 Statin-treated 30 g ISP 9.63 g (with 76% 102 mg 8 weeks’ statin Baseline statin: 3.6 Baseline statin: 1.6 Baseline statin:
hypercholes- cotyledon fiber) 6 weeks’ statin 6 weeks: 3.1 (in 6 weeks: 1.5 ns (in 5.9
terolemic + soy-protein men), 3.3 (total men) 1.6 ns (in 6 weeks: 5.3
patients; supplement population) total (in men),
LDL with sta- 6 weeks’ statin mean after 6 population) 5.5 (in total
tin treatment weeks statin population)
>3.0 mmol/L alone (phase I
and III): 3.6
20 TC: 5.8 - 7.9, Active 1: Active 1: Active 1: 8 weeks Active 1: Active 1: Active 1:
LDL >3.4; 25 g ISP 3.2 g soy 96.6 mg Baseline: 4.36 Baseline: 1.51 Baseline: 6.97
men and Active 2: cotyledon fiber Active 2: 4 weeks: 4.19 4 weeks: 1.42 ns 4 weeks: 6.44
women 25 g ISP Active 2: 96.4 mg 6 weeks: 4.19 6 weeks: 1.4 ns 6 weeks: 6.44
0g 8 weeks: 3.94 8 weeks: 1.42 ns 8 weeks: 6.41
Active 2: Active 2: Active 2:
Baseline: 4.41 Baseline: 1.51 Baseline: 7.03
4 weeks: 4.27 4 weeks: 1.48 ns 4 weeks: 6.61
6 weeks: 4.28 6 weeks: 1.51 ns 6 weeks: 6.74
8 weeks: 4.17 8 weeks: 1.49 ns 8 weeks: 6.79
21 TC: 5.8 - 7.9, Active 1: Active 1: Active 1: 8 weeks Active 1: Active 1: Active 1:
LDL >3.4; 25 g ISP 3.2 g soy 96.6 mg Baseline: 4.31 Baseline: 1.46 Baseline: 6.88
men and Active 2: cotyledon fiber Active 2: 4 weeks: 4.50 4 weeks: 1.52 4 weeks: 6.79
women 15 g ISP Active 2: 58 mg 6 weeks: 4.27 6 weeks: 1.48 6 weeks: 6.81
1.92 g soy 8 weeks: 4.06 8 weeks: 1.48 8 weeks: 6.58
cotyledon fiber Active 2: Active 2: Active 2:
Baseline: 4.10 Baseline: 1.44 Baseline: 6.58
4 weeks: 4.31 4 weeks: 1.47 4 weeks: 6.46
6 weeks: 4.24 6 weeks: 1.48 6 weeks: 6.66
8 weeks: 4.06 8 weeks: 1.50 8 weeks: 6.57
22 TC: 5.2 - 7.8, Active 1: Active 1: Active 1: 4 weeks Active 1: Active 1: Active 1:
men and 1 L ultra heat-treated 4.7 g soy 82.8 mg Baseline: 3.468 Baseline: 1.571 Baseline: 6.25
women chocolate-flavored cotyledon fiber Active 2: 2 weeks: 3.977 2 weeks: 1.565 ns 2 weeks: 6.13 ns
milk with 24.4 g soy Active 2: 41.4 mg 4 weeks: 4.112 4 weeks: 1.571 ns 4 weeks: 6.227 ns
protein added 2.35 g soy Active 2: Active 2: Active 2:
Active 2: cotyledon fiber Baseline: 3.915 Baseline: 1.516 Baseline: 6.77
0.5 L ultra heat-treated 2 weeks: 4.427 2 weeks: 1.555 ns 2 weeks: 6.54 ns
chocolate-flavored 4 weeks: 4.598 4 weeks: 1.542 ns 4 weeks: 6.56 ns
milk with 12.2 g soy
protein added
HDL=high-density lipoprotein; ISP=isolated soy protein; LDL=low-density lipoprotein; ns=not significant; TC=total cholesterol

32 Integrative Medicine • Vol. 8, No. 4 • Aug/Sep 2009 Grünwald et al—Cardiovascular Benefits of Soy
ized, placebo-controlled studies, 1 was a controlled, double- reduction in total and LDL cholesterol was less in the control
blind, crossover study, and 1 was an open-label, single-center, group than in the soy protein–treated groups. These differences
cohort study (see Table 1). The placebo-controlled studies used were statistically significant. The cholesterol-lowering effect seen
equal amounts of casein protein and cellulose fibers instead of in the control group was probably related to the dietary changes
the soy equivalent. One study included only type 2 diabetics (a cholesterol-lowering diet from the American Heart Association)
with mild hypercholesterol levels (nearly normocholesterolic), that the subjects were asked to make previously (for at least 4
1 study included only hypercholesterolic subjects with addi- weeks) and during the observation period to minimize baseline
tional statin medication, 4 studies included subjects with mild variability among the subjects.
hypercholesterolemia (5.8-7.8 or 7.9 mmol/L total cholesterol), The decrease of plasma homocysteine levels in this study is
and 2 were studies on subjects with higher (6.7 or 7.0-9.9 noteworthy.16 In both treatment groups, after 16 weeks the
mmol/L total cholesterol) cholesterol levels. The mean age of homocysteine concentration was significantly reduced (P=.005
the subjects in all studies was over 50. for the interaction between treatment and time) by 0.2 μmol/L
As active treatment, subjects in all studies received at least 25 compared to baseline (corresponding to ≈2%), whereas homo-
g isolated soy protein per day with a high isoflavone content of at cysteine levels increased in the placebo group treated with casein
least 3.4 mg/g soy protein, and a significant amount of soy cotyle- and cellulose fibers.
don fibers (see Table 2). Cotyledon soy fiber is defined as dehulled Puska et al (2002)17: A similar reduction in LDL-cholesterol
and defatted cell wall structures from the soy bean. Supplements content was shown in the study performed by Puska et al, in
were taken for at least 4 weeks or as long as 16 weeks. which subjects with elevated total cholesterol levels (TC: 7.0-9.9
mmol/L) took a soy-protein supplement containing 52 g protein
Results of the Individual Studies on Serum Lipid (with standardized high isoflavone content of 3.7 mg/g soy pro-
Concentration tein) and cotyledon fibers for 6 weeks followed by a follow-up
Hermansen et al (2001)15: In the study by Hermansen et period of 4 weeks without medication. The mean reduction of
al, the objective was to evaluate the effects of a dietary soy-pro- LDL in the treatment group, compared to baseline, was 13.2%
tein supplement containing isolated soy protein (50 g/d), iso- (significance between the control and active treatments was
flavones, and 20 g cotyledon soy fiber on cardiovascular risk P=.014). Total-cholesterol concentration in the treatment group
markers, blood glucose, and insulin levels in type 2 diabetic was reduced by 8.5% (significance between the control and
subjects. In this placebo-controlled, double-blind, crossover active treatments was P=.049). There was also a slight, but non-
study, soy-protein supplementation resulted in a significantly significant, increase in HDL in the treatment group. However,
lower mean LDL-cholesterol value (10%), a lower mean the placebo medication used in this study, casein with cellulose
LDL/HDL ratio (12%), and a nonsignificant reduction in the fiber, also exhibited a lipid-lowering action. The lipid-lowering
mean concentration of total cholesterol of 8%. Furthermore, the effect was significantly greater in the soy group compared to the
apo B100 content was decreased by 30%. No changes occurred placebo group.
in HDL cholesterol, apo B100/apo A1 ratio, plasminogen acti- As in Tonstad et al, this 2002 Puska et al study also clearly
vator inhibitor1, factor VIIc, von Willebrand factor, fibrinogen, showed a statistically significant (even though there was only a
lipoprotein (a), glucose, HbA1c, or 24-hour blood pressure. The small reduction) homocysteine-lowering effect for the soy-
mean value of the cholesterol-independent CVD risk factor protein supplement of 0.32 μmol/L (3%).17 After the 4-week
homocysteine was significantly reduced by 14% (P<.01 com- follow-up period without treatment, total cholesterol as well as
pared with changes in the placebo group). This study showed a LDL-cholesterol values returned to baseline.
clear cholesterol-lowering effect on type 2 diabetic subjects with Puska et al (2004)18: Another double-blind, placebo-
nearly normal plasma cholesterol levels. controlled study, conducted by Puska et al, investigated the effect
Tonstad et al (2002)16: In this trial, researchers performed of yoghurt that contained isolated soy proteins with high levels of
a dosage-finding study on hypercholesterolic subjects. Subjects isoflavones, phospholipids, and cotyledon soy fibers, on hyper-
were treated with either 30 g or 50 g soy protein with 10 g or 16.6 cholesterolic subjects. After an 8-week, open, dietary run-in phase
g cotyledon fibers and 3.7 mg isoflavonoids/g protein. After 16 (consuming a cholesterol-lowering diet, to reduce the variation in
weeks of treatment, LDL-cholesterol values decreased signifi- subjects’ cholesterol-value baselines), subjects were treated twice a
cantly from baseline by 0.87 mmol/L and 0.95 mmol/L in the day with a yoghurt formulation containing 20.7 g soy protein,
30-g/d and 50-g/d protein groups, respectively. The reduction 76.59 mg isoflavones, 4.5 g cotyledon fibers, and 1.76 g soy leci-
of total cholesterol from baseline was 0.86 mmol/L and thin. The control group received cow’s milk yoghurt with an
0.91 mmol/L, respectively. The HDL-cholesterol concentration equivalent amount of milk protein and cellulose fibers. After 8
slightly increased by 0.07 mmol/L (30-g/d group) and 0.05 weeks of the soy-yoghurt formulation, the LDL-cholesterol level in
mmol/L (50-g/d group). However, there were no significant dif- the treated subjects was significantly reduced by 7.8%, as were
ferences between the 2 active treatment groups in changes of non-HDL-cholesterol levels (6.1%) and the total:HDL-cholesterol
LDL, HDL, or total cholesterol levels. ratio (2.4%). Compared to placebo, there were no differences in
In this study, even the subjects of the control group (treated the effect on HDL-cholesterol triacylglycerols or homocysteine.
with equivalent amounts of casein and cellulose fibers) showed a Clausen et al (2004)19: The primary objective of the study
significant reduction in LDL-cholesterol levels.16 However, the by Clausen et al was to test whether a soy-protein supplement

Grünwald et al—Cardiovascular Benefits of Soy Integrative Medicine • Vol. 8, No. 4 • Aug/Sep 2009 33
further reduces plasma cholesterol concentrations when given tein alone; whether or not this could be generalized to all soy
to statin-treated, hypercholesterolemic patients. This study was protein alone needs to be further investigated.
divided into 3 phases. During phase I, patients were treated for Høie et al (2005)21: The lipid-lowering effect of 2 dosages
6 weeks (+ 2 weeks run-in phase) with statin alone. In phase II, of a soy-protein supplement was tested on hypercholesterolemia
patients received a combination therapy of statin and the soy- patients in another 2005 study by Høie et al. Subjects were
protein supplement for 6 weeks, followed by phase III where the treated for 8 weeks with a soy-protein supplementation of either
patients were again treated with statin alone for 6 weeks. The 15 g or 25 g per day or placebo.
plasma concentrations of total cholesterol and LDL cholesterol By week 8, LDL-cholesterol levels had fallen by 0.26 ± 0.47
were significantly lower, after 6 weeks of combination treatment mmol/L in the 25-g group, corresponding to a decline of 5.9%
(total cholesterol: 5.5 mmol/L; LDL: 3.3 mmol/L), than the compared with baseline and 9.5% compared with placebo.21 In
mean value of the concentrations after 6 weeks of statin mono- the 15-g group, LDL cholesterol decreased by 0.05 ± 0.66 mmol/
therapy (mean value of the end of phase I and end of phase III: L—a decline of 1.1% compared with baseline and 4.7% com-
total cholesterol was 5.9 mmol/L; LDL was 3.6 mmol/L). After pared with placebo. In the placebo group, an increase in LDL
only 1 week of combinational therapy, total cholesterol and LDL cholesterol of 0.15 ± 0.59 mmol/L was observed. LDL-cholesterol
cholesterol levels were significantly reduced (5.6 vs 5.9 mmol/L changes in each active-treatment group versus the placebo
and 3.3 vs 3.6 mmol/L, respectively) in the subjects treated with group were statistically significant (25 g vs placebo, P=.002; 15 g
the soy-protein supplement. vs placebo, P=.011).
No significant differences in plasma HDL cholesterol and A reduction of the total-cholesterol level was seen only in
triglyceride concentrations were found between the statin mono- the 25-g group.21 By week 8, those values in the 25-g group had
therapy and statin + soy protein combination-therapy periods.19 decreased by 0.30 ± 0.58 mmol/L (4.6% reduction compared
Analysis of the differences in plasma concentrations of total with baseline and a 7.4% reduction compared with placebo). In
and LDL cholesterol suggests that the effect of the soy-protein the 15-g group, total-cholesterol levels remained virtually
supplement was greater in males (LDL 3.1 mmol/L after 6 unchanged, with only a small decline of 0.01 ± 0.75 mmol/L.
weeks) than in the total study population (LDL 3.3 mmol/L); in These results indicate that the consumption of only 15 g of soy
fact, no significant effect was detectable in women.19 The soy- protein daily for 8 weeks is not sufficient to significantly lower
protein supplement further decreased cholesterol levels already total and LDL-cholesterol levels. Twenty-five grams of soy pro-
lowered by statin. tein over 8 weeks significantly reduced these levels, an effect that
Høie et al (2005)20: In a study by Høie et al, the effect of soy was previously shown in the dosage-finding study performed by
fibers and phospholipids in a soy-protein preparation was inves- Tonstad et al16 in which 50 g of soy protein daily had no addi-
tigated. Two different soy-protein preparations were compared: tional effect on lowering these values compared to 30 g/d.
1 with soy fiber and phospholipids and 1 without soy fiber and Høie et al (2006)22: The chemical nature of the soy prepa-
phospholipids that had proteins derived from caseinate and ration is important to achieve effects on blood-lipid levels. In a
skimmed milk powder. third study, this time in 2006, Høie et al investigated ultra-
After 8 weeks of treatment, total cholesterol levels decreased heated soy-protein supplement in milk. This treatment negated
by 0.56 ± 0.67 mmol/L (P<.001) in the soy fiber/phospholipids the lipid-lowering effect of soy-protein supplementation shown
group and by 0.24 ± 0.58 mmol/L (P=.065) in the non-soy fiber/ in many other studies. Unexpectedly, at the end of the study,
phospholipids group, while a slight rise of 0.07 ± 0.82 mmol/L the LDL-cholesterol concentration was significantly increased
was observed in the placebo group.20 In direct comparison, the compared with baseline in all study groups.
differences in decrease of total cholesterol observed between the
2 soy treatments were statistically significant (P=.025). In addi- Conclusions From These Studies
tion, the LDL-cholesterol value also decreased in the soy fiber/ The studies listed above clearly show an improvement in
phospholipids-treated group. At the end of the 8-week trial, LDL cholesterol levels with sufficient daily amounts of soy-protein
values were reduced by 0.42 ± 0.51 mmol/L in the soy fiber/ supplement (with soy fibers and phospholipids) in subjects with
phospholipids group and by 0.24 ± 0.51 mmol/L in the non-soy mild-to-moderately elevated plasma-lipid levels, as well as in
fiber/phospholipids group. LDL-cholesterol changes within subjects with type 2 diabetes with nearly normal cholesterol
both soy-treatment groups differed significantly from the place- levels. Plasma total- and LDL-cholesterol levels were signifi-
bo values (differences from placebo were P<.001 and P=.033, cantly reduced by these preparations (Nutri 5, Abalon,
respectively). In the placebo group, a minor increase in LDL Abacor).15-22 Furthermore, HDL cholesterol was slightly elevat-
values of 0.04 ± 0.58 mmol/L was observed. ed in most of the studies by soy-protein supplementation (even
Even though the difference in lipid-lowering effects between though the increases were not significant in any of the stud-
the 2 soy supplementations were not statistically significant ies).17-18,21,22 In most cases, the cholesterol-lowering effects were
(P=.12), subjects treated with the fiber- and phospholipids- seen after 1 week of soy-protein supplementation.
containing preparation showed a 2-fold reduction in total choles- Concentrations of soy protein higher than 30 g/d had no
terol and LDL-cholesterol levels.20 From this study, there seems additional effect on lowering LDL cholesterol.16-18 Preparations
to be a greater lipid-lowering effect for soy fibers and phospholip- with 15 g or fewer per day showed only a small cholesterol-
ids together with soy protein than with this particular soy pro- lowering effect.21 These data support the FDA recommendation

34 Integrative Medicine • Vol. 8, No. 4 • Aug/Sep 2009 Grünwald et al—Cardiovascular Benefits of Soy
of consuming 25 grams of soy protein per day. In addition, sub- Nations as 1 of the 8 most significant food allergens along with
jects who consumed 50 g of soy protein/day were more likely to milk, eggs, fish, crustaceans, wheat, peanuts, and tree nuts.23
withdraw because of intolerance.16 The allergic potential of soy was compared to some of the major
It seems that preparations containing fibers and phospholip- food allergens by Cordle.23 Although it is listed together with
ids decrease cholesterol levels more effectively than preparations these major food allergens, the amount of protein needed to
containing only soy protein without additional fibers and phos- initiate an allergic reaction (12.94 mg) in 1% of a population is
pholipids.20 Ultra-heat treatment of soy-protein preparations more than 40 times higher than that of cow’s milk (0.279 mg)
negates the lipid-lowering properties of soy preparations.22 and 500 times higher than that of eggs (0.023 mg), indicating a
The soy-protein supplement studied further decreased lower allergic reactivity. These values were determined by dose-
cholesterol levels already lowered by statins.19 Therefore, it response distribution. It has been also shown that 400 mg of
could be an attractive alternative to increasing statin dosage or soy protein is safe for 90% of allergic patients, whereas only 0.1
for patients who do not achieve satisfactory cholesterol-lowering mg of peanut, 1 mg of hazelnut, or 3 mg of egg or milk is safe
results from statin drugs due to resistance or intolerance. for 90% of allergic patients.23 The severity of the allergic reac-
The independent indicator of atherosclerotic-vascular risk, tion to soy is less than has been observed for eggs, milk, wheat,
homocysteine, was also sometimes decreased in subjects treated and peanuts.
with these soy-protein supplements. In the studies listed in Table 1, no serious adverse events
were reported related to the consumption of the soy supple-
Safety, Adverse Events, and Interaction of Soy- ments Nutri 5, Abalon, and Abacor. In the study by Puska et al
Protein Supplements (2002),17 a slight increase in serum uric-acid values was seen but
In all studies performed with soy-protein supplements was not considered to be of any clinical relevance. In the later-
containing high amounts of isoflavones and cotyledon fibers, mentioned study by Puska et al (2004)18 where the soy supple-
the test products were well tolerated and no serious adverse ment was given in a yoghurt formulation, a significant portion of
events were reported (see Table 2 and Figure 1). subjects dropped out of the study due to “refusal to take more of
Even though soybeans and various soybean products have the investigational product” or “adverse events,” such as nausea,
been consumed as staple foods for more than 5000 years, con- vomiting, stomach pain, and feeling of stomach swelling. These
tact with or consumption of soybeans or soybean products adverse events were mild and transient. In the study by Clausen
could lead, as with many other foods, to allergic reactions. Soy et al,19 there were more gastrointestinal complaints from sub-
is listed by the Food and Agriculture Organization of the United jects treated with statins and soy supplements than for those

20
50g ISP; type II diabetes
30g ISP
15 50g ISP
52g ISP
41.4g ISP in yogurt
Percent Changes of LDL Cholesterol From Baseline

10 30g ISP + statin


25g ISP + fiber
25g ISP – fiber
25g ISP
5 15g ISP
25g ISP ultra heat treated
12.5g ISP ultra heat treated
0
0 2 4 6 8 10 12 14 16
-5

-10

-15

-20

-25
* ISP=isolated soy protein Time in Weeks
Figure 1. The cholesterol-lowering effect of soy-protein supplementation shown in different studies as a percentage referring to baseline.

Grünwald et al—Cardiovascular Benefits of Soy Integrative Medicine • Vol. 8, No. 4 • Aug/Sep 2009 35
treated with statins alone. For 9 subjects of the treatment group called β-conglycinin, as a major cholesterol-lowering peptide. It is
of the study by Høie et al (2005),21 observed adverse events were a heterotrimer consisting of α’, α, and β subunits. The cholester-
eczema, sensation of fullness, heartburn, nausea, constipation, ol-lowering effect of this component has been demonstrated in
flatulence, diarrhea, and impaired sexual function. However, animal, as well as human, studies.39-41 Recent studies on human
none were classified as serious adverse events. In general, the soy Hep G2 cells and in vivo experiments on rats have demonstrated
supplements were well tolerated. that the α’ subunit from soybean 7S globulin clearly lowers plas-
Soy isoflavones may adversely affect thyroid function. The ma cholesterol concentration.42,43 Experiments with the isolated
goitrogenic potential of soy has been shown in children fed with α’ chain clearly demonstrate that this single unit has plasma lip-
soy formula (for review, see Chen and Rogan24). Thyroid- id-lowering and β-VLDL-receptor upregulating properties.42
hormone biosynthesis may be affected by inhibiting thyroid With detection of this mechanism, 1 important component
peroxidase and tyrosine proteinkinase.25-27 Due to this concern, of the cholesterol-lowering effect of soy protein was found.
many clinical trials have been undertaken. In a recent publica-
tion, Messina and Redmond28 reviewed 14 trials with the con- Isoflavones
clusion that, with only 1 exception, a soy-rich diet has only a Of all of the active components of soy, isoflavones have
mild hormonal effect. However, there is a clear correlation received the most attention in recent years. Isoflavones are pres-
between some thyroid parameters and isoflavone levels.29 ent in various amounts in different soy-protein preparations.
Dried soybeans from various plants, soy flour, and isolated soy
Role and Mechanisms of Different Components protein provide up to 4.2 mg of isoflavones per gram.44 It has
of Soy-Protein Supplements in Lowering been thought for many years that the lipid-lowering function of
Cholesterol Levels soy supplements is linked to isoflavones.
Soybeans contain a multitude of biologically active sub- Soybeans contain 2 major isoflavones, genistein and daid-
stances such as proteins, peptides, isoflavones, phospholipids, zein, and a minor one, glycitein. Isoflavones have structures
fibers, saponins, and fatty acids, all of which are included in vari- similar to mammalian estrogens and can bind to the estrogen
ous concentrations in different soy-protein preparations. It is still receptors (ER) ER-α and ER-β. It is well known that estrogen
not completely understood which of the chemical constituents or modulates the blood-lipid profile by promoting a decrease of
their metabolites are responsible for the lipid-lowering effects of LDL and an increase of HDL.
soybeans. Possible mechanisms for the hypocholesterolemic The effect of isoflavones on serum-cholesterol levels is,
effect of soy protein have been described in many reviews.30-35 however, controversial. Several studies have reported a choles-
Based on multiple in vitro and in vivo studies on animal and terol-lowering effect for soy isoflavones while others have not.
humans, several mechanisms are suggested, including increased In a recent study, female golden Syrian hamsters were fed
LDL-receptor activity, increased synthesis and fecal excretion of pure synthetic daidzein, genistein, or glycitein for 4 weeks.45
bile acids, increased plasma-thyroxin concentrations, and sup- Hamsters fed glycetein had significantly lower plasma total (by
pression of cholesterol absorption.32-34 Furthermore, the modu- 15%) and non-HDL (by 24%) cholesterol levels compared with
latory activity of different components of soy-protein prepara- controls, while those fed daidzein and genistein did not show
tions on transcription factors, changing the downstream gene such effects. Another study in which male rabbits were fed an
expression involved in lipogenesis or lipolysis, is discussed (for atherogenic diet (27% casein) supplemented with isoflavones
review, see Xiao, Mei, and Wood34). (0.73 or 7.3 mg of isoflavones/kg/d) for 180 days, soy isoflavones
We believe that the lipid-lowering effect of soy-protein sup- produced hypolipidemic effects and decreased the pro-inflam-
plements is a synergistic action of all of its different components. matory LDL subfraction in the blood plasma and aortas of
They all contribute to various extents to cholesterol-lowering hypercholesterolemic rabbits.46 Hsu et al47 found, in a clinical
effects. We will attempt to explain the different effects of the dif- study, that soy-germ isoflavone extract may significantly improve
ferent constituents. the serum lipid profile of postmenopausal women who receive
hormone therapy.
Soy Protein/Peptides However, other studies found no effect for isoflavones on
Trials with soy-protein preparations always include other plasma lipid levels.48
components to a minor extent. It is therefore not easy to attri- Because the lipid-lowering effect of isoflavones in clinical
bute the cholesterol-lowering effect of soy protein simply to the studies is not always equivalent, meta-analyses integrating vari-
protein itself. ous studies are helpful to find correlations and effects. A recent
One explanation for soy protein acting as a cholesterol- meta-analysis of 8 randomized trial on human subjects indicated
lowering substance is simply its amino acid composition. Lysine that there is an LDL-cholesterol–lowering effect for isoflavones
and methionine, in general, show moderate hypercholester- independent of soy proteins.49 Another meta-analysis of 11 ran-
olemic properties. In contrast, arginine lowers the cholesterol domized controlled trials evaluated the precise effects of soy
concentration. Soy protein contains more arginine than lysine isoflavones on lipid profiles.50 The researchers also examined
and methionine, which could account for at least a small amount the effects of soy protein that contained enriched and depleted
of the lipid-lowering properties of soy protein.36-38 isoflavones. In the 11 studies that they included in their meta-
Recent studies have identified the soybean 7S globulin, also analysis, soy isoflavones significantly decreased serum total

36 Integrative Medicine • Vol. 8, No. 4 • Aug/Sep 2009 Grünwald et al—Cardiovascular Benefits of Soy
cholesterol by 0.10 mmol/L (3.9 mg/dL or 1.77%; P=.02) and thin, is, at 73% to 76%, the main component of soy phospholip-
LDL cholesterol by 0.13 mmol/L (5.0 mg/dL or 3.58%; ids.56 A cholesterol-lowering effect has been reported for puri-
P<.0001). However, no significant changes in HDL cholesterol fied phospholipids.57,58 The high molecular-weight fraction of
were found. The decrease in LDL cholesterol was more pro- the soy-protein hydrolyzate contains approximately 10% of
nounced with soy protein that contained enriched isoflavones phospholipids, which might have some additional lipid-lowering
than in the preparation without. As in many other studies, the effects.59 Hori et al60 hypothesized that the binding of phospho-
reduction in LDL cholesterol was larger in the hypercholester- lipids to soy-protein hydrolyzate in large quantities may have
olemic subjects than in the normocholesterolemics. However, stronger cholesterol-lowering effects. One mechanism of phos-
there was not a significant linear correlation between reduction pholipids or soybean on cholesterol levels is that the activation
in LDL cholesterol and soy-protein ingestion or isoflavone intake. of reversed cholesterol transport, including the activation of
Hence, the discussion as to what extent isoflavones are responsi- lecithin-cholesterol-acetyltransferase, has been shown to
ble for the lipid-lowering effect of soy protein is ongoing. increase cholesterol uptake by HDL and increased biliary excre-
tion of cholesterol.61-65
Cotyledon Fibers
The cell wall of the soybean cotyledon is a great source of Saponins
soluble and insoluble soy fibers. There is evidence that both Soy saponins, another class of chemical constituent of the
purified viscous soluble fiber and soluble fiber in foods reduce soybean, have been reported to reduce serum cholesterol.66-68
serum cholesterol. Dietary fibers are not digested by human At least 2 modes of actions are discussed for this effect. Because
gastrointestinal enzymes but may be partially degraded by of their particular defined structure, soy saponins form insoluble
colonic bacteria.51 complexes with cholesterol. Therefore, saponins in the intestinal
Studies in animals suggest that some soluble fibers can system inhibit the intestinal absorption of endogenous and
bind bile acids or cholesterol during the intraluminal formation exogenous cholesterol.67,68 Furthermore, saponins can form
of micelles, leading to a greater excretion of cholesterol as bile mixed micelles with bile acids. In this manner the resorption of
acid.33 However, greater bile excretion with soluble fibers was bile acid is blocked, leading to increased bile acid excretion.66-68
not observed in humans. The effect of soy cotyledon fibers was
tested in a double-blind, crossover study.52 It was found that soy Phytosterols
cotyledon-fiber supplementation did not produce visible intol- Sterol is an important constituent of cell membranes.
erance and significantly lowered plasma total and LDL choles- Cholesterol is the sterol of mammalian cells, while phytosterols are
terol in subjects with mildly elevated plasma cholesterol levels. derived from plants. Plant sterols are structurally related to human
One suggested mechanism for lower plasma total and cholesterol, with a different side-chain configuration. The main
LDL cholesterol reported is that the soluble fiber of soybeans source of phytosterols is fat-rich plant parts such as sunflower
is fermented in the colon and generates short-chain fatty acids seeds, wheat germ, soy beans, and pumpkin seeds. They are
such as acetate, butyrate, or propionate, which inhibit hepatic absorbed less and excreted faster by bile than is cholesterol. It has
lipid synthesis.53 been shown that phytosterols inhibit cholesterol absorption by
Anderson et al32 suggested several other mechanisms by displacing intestinal cholesterol from the micelles and thereby
which soy fibers influence serum-cholesterol concentrations. reducing intestinal cholesterol absorption. This competitive
Dietary fibers may alter gastric empting, which could change the absorption also results in a compensatory increase in endogenous
rate of lipid absorption, intestinal transit time, and intestine cholesterol synthesis, leading to a lower cholesterol level (for
motility, thereby changing the rates of lipid absorption and reviews, see Kerckhoffs et al31 and Chagan et al69).
lipoprotein assembly in the intestine, modifying pancreatic
secretion or enzyme activity, changing transport barriers, modi- Variation in Cholesterol-lowering Results in
fying lymphatic flow rates, and influencing secretion rates of Different Studies
insulin or other pancreatic or intestinal hormones. The LDL-cholesterol lowering effect of soy protein has been
However, in many cases, different soy-protein components shown in this study as well as many previous studies.67,68 The
show a synergistic effect. One example of this is cotyledon fibers cholesterol-lowering effect, and the magnitude of effect, is vari-
and isoflavones. The soluble and insoluble components of soy able from study to study. A broad variety of factors could cause
fibers appear to improve the microbial flora in the intestine and these differences.
gastrointestinal function. Bacteria in the intestine cleaves the As an example, a soy-protein-rich diet, mainly based on soy
isoflavone glycosides from the biologically active components products from the supermarket, including baked soybeans,
genistein and daidzein.54 Therefore, an intact healthy microbial toasted soy flakes, or soy flour cookies, when consumed over 6
flora influences the bioavailability of soy isoflavones. weeks had no cholesterol-lowering effect.70 In the same experi-
ment, a diet rich in unprocessed soymilk and tofu resulted in
Phospholipids LDL-cholesterol reduction. One explanation for the discrepancy
Phospholipids are primarily found in soybean oil; howev- could be that extensive processing, as occurs in processed super-
er, these components are also present, in smaller amounts, in market foods, causes denaturing of proteins, peptides, isofla-
soy protein.55 Phosphatidylcholine, a major component of leci- vones, and other ingredients. If so, the structure of biologically

Grünwald et al—Cardiovascular Benefits of Soy Integrative Medicine • Vol. 8, No. 4 • Aug/Sep 2009 37
active components has been changed, and they are therefore no Table 3. Effects and Assumed Potential Mechanisms of
longer able to bind to specific receptors or transcription factors Lowering CVD Risk by Supplementing With Soy Protein:
to mediate their functions. Høie et al (2006)22 obtained a similar Conclusions From This Study
result by ultra-heat treatment of a soy-protein preparation. In his
study, as previously mentioned, an ultra-heat-treated soy-milk Decrease of plasma cholesterol levels
• Increase of the bile acid excretion
preparation did not decrease cholesterol levels.
• Increase of the LDL receptor activity
The soy-protein preparations used in various studies differ • Upregulation of LDL receptors by increased LDL receptor
markedly in both macro (protein, fat, and carbohydrate) and mRNA level
micro (isoflavones, saponins, phytic acid, phospholipids, vita- • Reduction of cholesterol absorption
mins, and minerals) components.44 Different sources of soy- • Increased thyroxin and thyroid-stimulating hormone
beans and storage conditions could cause these differences. • Inhibition of endogenous cholesterol synthesis
Various extraction techniques may remove specific, and possi- Reduced homocysteine levels
bly not yet identified, important components. Alcohol extrac- Enhanced blood vessel function
tion is often used to concentrate the protein content of supple- • Reduced atherosclerosis by reduced LDL oxidation
• Increased arterial compliance
ment preparations. However, this procedure removes the sug-
• Inhibition of monocyte adhesion to endothelial cells by
ars, oligosaccharides, saponins, and most of the isoflavones isoflavones
from the soy.71 It is also known that ethanol treatment could Reduced blood pressure
alter the protein conformation. Using 2-dimensional gel elec- Estrogenic activity of soy isoflavones
trophoresis, Gianazza et al72 have shown that after ethanol Effects on obesity
treatment the 7S globulin was degraded into various smaller • Limits or reduces body fat accumulation
peptides in different isolates. • Improves insulin resistance
Furthermore, the amount of components in these studies is
often not clearly indicated. In many studies, it is not indicated if Spain) over a period of 3 months leads to a reduction of systolic
the amount of isoflavones is measured as aglycones or in glyco- blood pressure of 18 mmHg, in comparison to the consumption
side form, which has a much higher molecular weight. In addi- of 1 L of cow milk over the same interval.80 A recent study found
tion, the ratio of the different isoflavones may not be stated. that substituting soy nuts for non-soy protein improves blood
Women with different estrogen levels react differently pressure and LDL cholesterol levels in hypertensive women and
to phytoestrogens. Women with low blood estradiol levels blood-pressure-normotensive postmenopausal women.81
(<184 pmol/L [<50 pg/mL]) have higher phytoestrogen uptake Genistein, one of the soy phytoestrogens, upregulates the
from the diet containing phytoestrogens, and react with lower endothelial nitric oxide synthase and thereby lowers blood pres-
LDL and higher HDL levels.73 sure in hypertensive rats.82 However, not all studies have
Women with a specific, single nucleotide polymorphism in reported the same result of blood-pressure–lowering effect for
the estrogen receptor betacx Tsp509I (genotype AA) react to soy proteins.83
isoflavone-enriched diets with increased HDL levels.74 Effects on LDL oxidation: LDL cholesterol in its oxidized
Finally, human subjects differ tremendously in their ability form is more pathogenic than unoxidized LDL cholesterol.
to metabolize isoflavones. The bioavailability of isoflavones Oxidized cholesterol is taken up in macrophages by scavenger-
depends upon the relative ability of gut microflora to degrade cell receptors, leading to atherosclerotic plaque. It has been
these components.54 Only 30% to 50% of humans can produce shown that a soy-protein preparation rich in isoflavones reduc-
equol from daidzein. Equol has been suggested to have more es LDL oxidation.84,85 Phospholipids may also protect against
estrogenic activity than the other phytoestrogens.75-77 atherosclerosis. Unsaturated lecithin, for example, protects
All these differences lead to different, often opposing, results LDL against oxidation and peroxidation.86
in the lipid-lowering action of soy protein preparation. Therefore, Arterial effects: Arterial compliance and flow-mediated
it is important to perform future studies on the effects of soy pro- dilatation are related to the ability of middle-sized arteries to
tein in as standardized a manner as possible. dilate. This function is also affected in patients with atheroscle-
rosis. Systemic arterial compliance was significantly improved
Other Benefits of Soy Protein on Decreasing CVD risk in perimenopausal and menopausal women taking soy isofla-
Effects on blood pressure: CVD is not only associated with vones, to about the same extent as is achieved with conven-
high cholesterol levels; hypertension is known to be another tional hormone-replacement therapy.87
important CVD risk factor. Reduction of systolic blood pressure Effects on cerebral and myocardial infarction: In a
by only 2 to 5 mmHg reduces the risk of stroke and CHD by 6% recently conducted cohort study, the impact of dietary intake of
to 14% and 4% to 9%, respectively78 (see Table 3). It is well known soy protein and isoflavones by soy food on cerebral and myocar-
that nutrition has an impact on blood pressure. In hypertensive dial infarction was investigated on 40 462 Japanese subjects.88
female rats, an 8-week diet containing isolated soy protein The conclusion of that study is that regular intake of high
resulted in a decreased mean arterial pressure when compared amounts of isoflavones was associated with a significantly
to controls.79 In a recent study, it was shown that the daily con- reduced risk of cerebral and myocardial infarction and mortal-
sumption of 1 L of soy milk (Calcimel, Santivery s.a., Barcelona, ity in postmenopausal women but not in men.

38 Integrative Medicine • Vol. 8, No. 4 • Aug/Sep 2009 Grünwald et al—Cardiovascular Benefits of Soy
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