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A Helmet of the Sixth Century B. C.

from Sardis

Crawford H. Greenewalt, Jr.; Ann M. Heywood

Bulletin of the American Schools of Oriental Research, No. 285. (Feb., 1992), pp. 1-31.

Bulletin of the American Schools of Oriental Research is currently published by The American Schools of Oriental Research.
A Helmet of the Sixth Century B.C.

from Sardis

H. GREENEWALT,
CRAWFORD JR. ANNM. HEYWOOD
Department of Classics Department of Objects Conservation
University of California Metropolitan Museum of Art
Berkeley, CA 94720 New York, NY 10028

A bronze-decorated iron helmet excavated at Sardis in 1987 may be dated to the


mid-sixth century B.C. and may be associated with the capture and partial sack of
Sardis by Cyrus the Great of Persia. The skull-piece design, unusual for helmets of
Greece and the Near East before Roman times, resembles that of helmets of the sec-
ond century A.D. and later, Strebenhelme and Bandhelme. The helmet presumably
belonged to a soldier of either Croesus or Cyrus, but it is not clearly identifiable with
Lydia, Persia, or other regions that supplied auxiliaries for Lydian and Persian
armies.

INTRODUCTION PROVENIENCE AND CONTEXT, DESCRIP-


TION, HISTORICAL COMMENTARY

he helmet recovered during the 1987 exca- Provenience and Context

T vations at Sardis appeared as a small,


unglamorous heap of corrosion fragments The helmet was recovered from ruins of a large
(Greenewalt 1990: 11, fig. 14).l Metal had been al- Lydian building, evidently a fortification, located
most completely replaced by corrosion products, at the north foot of the Acropolis of Sardis, some
and the identity of the artifact was established only 400 m east of the Pactolus stream. Conspicuous
after two weeks of steady sorting and examination. landmarks from subsequent history in the same lo-
Nevertheless the discovery yielded a considerable cale are the Roman Bath-Gymnasium complex ca.
amount of information. The context is a secure one 50 m north, and the modern Ankara-Izmir high-
to which a specific date, the mid-sixth century B.c., way, which has destroyed one end of the building
may be confidently assigned; furthermore, the con- (probably at the time the highway was widened in
text may be identified with a famous historical the early 1950s; fig. 1). The relationship of the
event, the siege of Sardis by Cyrus the Great of building to the topography of the Lydian city
Persia. The remains of the helmet preserve firm remains unclear due to uncertainties about the de-
evidence for its design and construction in general sign and specific defensive role of the building and
aspects and in many particulars. It is one of a rela- the size, organization, and growth pattern of the
tively small number of Greek and Near Eastern Lydian city. The design of the building, with its
helmets made of iron; and it establishes the antiq- deep and shallow recesses, has no close match in
uity of certain helmets with multipart, radially- the curtain walls and tower-gate complexes of
designed skull-pieces (Strebenhelme, Bandhelme) contemporaneous Greek and Near Eastern fortifi-
as older by half a millennium than previous evi- cations; and since contemporaneous occupation
dence had indicated. features occur on either side and at appreciable
2 CRAWFORD H. GREENEWALT, JR., AND ANN M. HEYWOOD BASOR 285

Fig.. 2. Colossal Lydian Structure, west side: north side of


recess, showing the top surface of brick destruction de-
posit, looking north (1987).

24). It may have been part of the defenses of an in-


ner city, as at Carchemish.
The building, "Colossal Lydian Structure" in
recent reports, was built in the second half of the
seventh century B.C. (Greenewalt 1979: 24-25, fig.
31; Greenewalt, Sterud, and Belknap 1982: 18-20,
figs. 18, 19). It was subsequently strengthened by
massive earthworks (fig. I), which may have been
Fig. 1. Colossal Lydian Structure, schematic plan (based built to protect the original structure from mining
on evidence recovered through 1990).
and sapping operation^.^ About 550 B.C. the struc-
tute was partially destroyed. Dramatic evidence for
destruction is an enormous deposit of fallen brick,
which rests in heaps against the sides, standing to
distances from the building, neither side is clearly heights of up to 12 m and extending out in dimin-
identifiable with center or suburb^.^ Narrow plan, ishing amounts to distances of up to 15 m (figs. 2-
massive construction, and steep sides are compel- 4). The tumbled position and irregularly broken
ling evidence, however, that it was a defensive condition of the bricks in the deposit show that
barrier; and the materials and techniques of con- they fell or were dumped from the upper part of
struction are consistent with those of Greek and the structure; and since much of the surviving
Near Eastern fortifications (Greenewalt 1979: 21- structure is built of brick, it is logical to suppose
24; Greenewalt, Sterud, and Belknap 1982: 18- that the fallen bricks are remains of an upper part.
1992 A HELMET OF THE SIXTH CENTURY B.C. FROM SARDIS 3

Fig. 3. Colossal Lydian Structure, west


side: recess with brick destruction deposit
partly excavated (where helmet and
skeleton had been), looking southeast
(1 989).

Unlike the bricks in the standing part of the struc- and Little Master skyphos) were recovered. All
ture, however, which are all unfired mudbricks, the ceramic items may be dated in the second quarter
great majority of fallen bricks (something like or close to the middle of the sixth century B . c . ~
three-quarters of them on the side where the hel- Carbon-14 analysis of carbonized seeds from the
met was found) have been significantly affected by occupation stratum yielded a date of 570 B.C. * 50
strong heat: a few-in the part of the deposit The mid-sixth century date and the context
where the helmet was recovered-are partly black- of a defense work point to a famous historical event
ened, blistered, and ~ i t r i f i e d ;the
~ overwhelming as the cause of the destruction: the siege, capture,
majority are semibaked and have distinctive red- and partial sack of Sardis by Cyrus the Great of
dish tones. N. D. Cahill, who excavated large parts Persia, which brought to an end the Lydian Empire
of the brick deposit, has presented evidence that and the reign of Croesus ca. 546 B.C. (see Cargill
the reddish bricks had been semibaked not as an 1977; Burstein, 1984).
uncontrolled consequence of destruction but by de- The helmet was recovered in fallen brick de-
sign, for use in construction (Greenewalt, Cahill, struction deposit that fills a recess between two
and Rautman 1987: 22-24). Whatever the circum- segments of an earthwork glacis (figs. 1-4). The
stances of semibaking, the unique red colors and chronologically diagnostic items cited above were
many large brick fragments make the deposit dis- recovered from the other side of the structure, but
tinctive; it is clearly distinguishable from deposits the characteristics of the deposit on all sides are
of other kinds, and disturbances to it are obvious. too consistent and too unusual to have been depos-
The part of the deposit from which the helmet was ited at different times, and the deposit in the re-
recovered had not been subsequently disturbed or cess contained ottery of broadly but consistently
intruded (figs. 4, 5).' B
Archaic kinds. Figure 4 shows the findspots of
The date of the deposit is established by diag- the helmet fragments: most of them were recov-
nostic pottery recovered within it and from an oc- ered in a compact heap (fig. 5; Greenewalt 1990:
cupation stratum directly below it; a Carbon-14 11, fig. 14); one small fragment (of a finial
date for organic material from the same stratum tongue) was recovered away from the rest. Apart
supports the pottery evidence. Single fragments of from random pottery fragments, the only other
an East Greek Fikellura amphora, an Attic or Ion- features recovered from the brick destruction de-
ian Little Master cup, and an Attic black-figure posit in the recess (completely excavated in 1989)
closed vessel in the manner of Sophilos were re- were a human skeleton in one comer of the recess
covered from the destruction deposit; from the oc- and traces of two slender wood items between the
cupation stratum, which represents a short period small helmet fragment and the skeleton (fig. 4).
of time and includes an occupation surface (floor), The skeleton may have belonged to the wearer of
two complete Attic black-figure cups (Komast cup the helmet. According to physical anthropologist
4 CRAWFORD H. GREENEWALT, JR., AND ANN M. HEYWOOD BASOR 285
A HELMET OF THE SIXTH CENTURY B.C. FROM SARDIS

Condition

The metal of all the helmet parts is completely


corroded, except for the centers of some parts and
of the cotter pin. The remains in the compact heap
were crushed and broken, but many of the frag-
ments rested in proper relationship to each other,
and their position suggests that the helmet came to
rest with much or most of the skull-piece intact; it
was resting on its back, oriented with top to the
east (fig. 5).11 Most of the breakage may have oc-
curred as a result of metal deterioration and the
weight of brick and earth debris above. In general,
the shape of the parts does not appear to have been
significantly distorted, except for one of the skull-
piece plates at the front, which is bent back on the
inside (figs. 6, 12). Broken edges were crisp
enough to permit identification of joins for the
larger fragments. Reconstruction of many small
fragments, probably from the back of the helmet
LLLV and the left cheek-piece (cf. fig. 11) may not be
Fig. 5. Helmet, sketch drawing of heap and reconstructed
possible (see below).
fragments, front side.
Description

The helmet comprises a skull-piece with scal-


loped brow, cheek-pieces attached with knuckle-
M. R. Domurad, the skeleton was that of a man and-pintle hinges, a neck guard, and decorative
22-26 years old and in good physical condition at features that consist of a multipart finial and cords
the time of death; head wounds sustained three to articulated with bead-and-reel pattern. The struc-
four years before death, the development of arm tural parts of the helmet are iron, the decorative
bones, and the compression of neck vertebrae are parts mostly bronze (i.e., except for the central
characteristic of a soldier, and a soldier who wore cords in the skull-piece triplets, which are iron).
a helmet; and the man died in violent circum-
stances, trying to protect himself with one arm and Skull piece. The skull-piece was flat or flattish
clutching a stone in his right hand (Greenewalt, on top (as was the bottom plate of the finial). Its
RattC, and Rautman, in press). The stone might be vertical and horizontal curvatures are uncertain. It
the projectile of a slinger or stone-thrower, or it was formed of eight triangular plates of iron,
might have been picked up at random, in a final placed in radial arrangement and fastened to an in-
act of defiance (Pritchett 1991: 1 - 6 6 ) . ~One of the terior armature of eight iron bands or ribs. Each rib
two wood items could have been a spear.10 The was a flat band of metal, ca. 1.5 cm wide, which
alignment of the items on an incline that corre- supported the sides of two adjacent plates. Plates
sponds to the incline of the fallenldumped brick and ribs converged at the top, the points of the
strata (fig. 4) suggests that the items were depos- former meeting; the latter terminated somewhat
ited at about the same time during the dumping of short of center (figs. 14, 22), their ends masked un-
the brick. Since the special development of arm derneath by a thin iron disk ca. 4.3 cm in diameter.
and neck bones could have nonmilitary explana- The brow of the helmet has a pair of scallops, one
tions, however, and since no military gear was scallop in each of the two adjacent plates that form
recovered in immediate association with the skele- the front. The scallops evidently met in some kind
ton (e.g., no shield to justify the left-arm muscle of point, sharp or blunt, above the nose. There is no
development), a connection between helmet and evidence for a nose guard; the central seam be-
skeleton more intimate than that of being residue tween the plates would have weakened the attach-
from the same event cannot be certain. ment place, but a nose guard could have been
6 CRAWFORD H. GREENEWALT, JR., AND ANN M. HEYWOOD BASOR 285

Fig. 6. Helmet, reconstructed fragments, front. Fig. 7. Helmet, reconstructed fragments, left side.

Fig. 8. Helmet, reconstructed fragments, back. Fig. 9. Helmet, reconstructed fragments, right side.

formed or supported by an extension of the rib to preserved. The back plates extended at least 2.6 cm
which the plates were attached. The edges of the below the hinges.
two front plates are perforated by a series of small
holes (ca. 0.1 cm in diameter, ca. 1.1 cm apart), for Cheek-pieces. The cheek-pieces have a trian-
the attachment of a lining. Other edges are poorly gular semilunate shape (fig. 10). One is essentially
1992 A HELMET OF THE SIXTH CENTURY B.C. FROM SARDIS 7

edge is perforated by tiny holes (ca. 0.1 cm in diam-


eter, ca. 1.0-1.4 cm apart (figs. 17, 21).

Decoration. The jinial is made of bronze, ex-


cept for an iron cotter pin that secured it to the
skull-piece; it had four parts, from bottom to top,
as follows. The bottom plate had an everted lip and
central hole framed by a "curb," the upper edge of
which is broken. Above was a bell-shaped part
with an outflaring lip. The next part had the form
of an inverted bowl with an outer edge cut to create
a series of radiating petals or tongues. There were
probably eight tongues (their alignment with the
radial cords on the skull-piece [figs. 21, 271 is con-
jectural). Each tongue had a central groove and
flanged edges. The method by which the tongues
were attached to the bottom plate is unclear. The
fourth part of the finial, the cap, has a shallow,
conical top and straight lip. The iron cotter pin has
Fig. 10. Helmet, left cheek-piece, reconstructed.
a spherical head and a shaft that is square in sec-
tion. It penetrates through the centers of the first
three parts, between the points, and through the
complete, the other is attested by at least a few disk on the underside of the skull-piece, thus secur-
fragments, perhaps by many more among the mis- ing the component parts of the finial together and
cellaneous fragments that have not been recon- to the skull-piece; its two ends are splayed out
structed (fig. 11). Of the complete cheek-piece, all against the under surface of the disk.
edges are perforated by tiny holes (ca. 0.1 cm in The cords decorate skull-piece and cheek-
diameter, ca. 1 cm apart) for the attachment of a pieces, contouring the edges of all and on the
lining (figs. 15, 17). Near the tip is a larger hole skull-piece radiating from the rim of the finial
(ca. 0.25 cm in diameter; fig. 17) to secure a chin plate to the contour cords. Although the position
strap. of some segments has shifted, the original posi-
tioning is clear. On the skull-piece the cords occur
Cheek-piece hinges. The hinges are knuckle- in groups of three; on each cheek-piece the top
and-pintle type. In each hinge the cheek-piece had edge is contoured by two cords, the side edges by
three knuckles; the skull-piece had four. The one.
knuckles of the skull-piece turned in, those of the The cords are bronze except for the central
cheek-pieces turned out. The pintles were iron; cords of the skull-piece triplets, which are iron.
only segments of their shafts survive (the head re- The bronze cords are solid rods, the iron cords
stored in figs. 21, 22 is conjectural). may be either solid rods or folded sheet (see be-
low). All bronze cords are articulated with a bead-
Neck guard. The neck guard is a narrow strip of and-reel pattern (fig. 13); whether the iron cords
iron sheet (3.5 cm widelhigh, at least 28 cm long, in- had the same pattern is unclear (it is assumed for
cluding joining fragments 20 cm long and nonjoin- them in the reconstruction, figs. 21, 22). The cords
ing fragments), with an everted lip (0.3 cm wide) at were attached to the skull-piece with small rivets,
the bottom. The vertical edges do not survive, or 0.1 cm in diameter, as the X-radiographs reveal
have not been recognized in the miscellaneous frag- (figs. 15, 16; also, see below).
ments that have not been reconstructed, and the
profile restored in figs. 21 and 22 is conjectural. The Lining. Perforations along the edges of the
top edge was evidently contiguous to the bottom skull-piece (fig. 15), cheek-piece, and neck guard
edge of the skull-piece because the former preserves secured a lining (restored in fig. 27). Adhering to
patches of bronze corrosion that must be residue the inside of the neck guard were pseudomorphs of
from the decorative cords on the latter. The method leather (fig. 20), tentatively identified as goat
of attachment to the skull-piece is unclear. The lower leather, in three small patches (see below).
8 CRAWFORD H. GREENEWALT, JR., AND ANN M. HEYWOOD BASOR 285

Fig. 11. Helmet, unreconstructed


fragments.

Fig. 12. Helmet, inside surface of skull-piece (with bent Fig. 13. Helmet, segments of decorative cords, showing
front plate at right, hinge remains for right cheek-piece at bead-and-reel pattern.
bottom), showing ribs.

Weight. The helmet fragments weigh 1138.3 gr., armor has been recovered from graves, military
or 2.5 lbs. stores, special caches, and, in the case of Greek ar-
mor, from sanctuaries.12 (The skeleton reported
Historical Commentary here that may have belonged to a soldier and to the
wearer of the helmet adds suggestive but not con-
Context. The context of a fortification and of a clusive evidence for a context of military action.)
destruction that evidently is the result of military
action is appropriate for armor, but in the archaeo- Materials. Before Roman times, iron helmets
logical record it is an uncommon one: most ancient are relatively uncommon in the archaeological
1992 A HELMET OF THE SIXTH CENTURY B.C. FROM SARDIS 9

Fig. 15. Helmet, X-radiograph of front of skull-piece,


showing rivet holes (far left, bottom center) and the tops
of holes for attachment of a lining (lower left, just below
bottom decorative cord).

Fig. 14. Helmet, X-radiograph of top of skull-piece.

record of Greece and the Near East (the majority of


surviving Greek and Near Eastern helmets are
bronze). That uncommonness to some extent prob-
ably reflects the instability of iron and neglect by
excavators and custodians of its visually unimpres-
sive remains; iron helmets are cited in written doc-
uments of Greece and the Near East, and the
approximately 20 examples that have been reported
were recovered from almost as many sites in
Greece, the Near East, and North ~ f r i c a Celtic
.~~
and Roman iron helmets are common (Schaaff
1974; Schaaff in Bottini et al. 1988: 293-309). Iron
was a common material for artifacts of the seventh
and sixth centuries B.C. at Sardis (Waldbaum 1983:
8-9, 23-26; Greenewalt 1978: 17-18).
The use of a separate material for decoration
occurs in many Greek and Near Eastern helmets,
and several of the Near Eastern iron helmets have
decoration in bronze, like the Sardis helmet.14
The leather lining of the neck guard, attested by
pseudomorphs (fig. 20), has been tentatively iden-
tified as goat skin by 0. Sari (Aegean University,
Izmir; further below, p. 18). Leather linings have
been identified or claimed for several ancient hel- Fig. 16. Helmet, X-radiograph of lower right side of skull-
piece, showing bead-and-reel decoration of bronze deco-
mets, and goat lining for a few (for the latter, rative cords, rivet holes in bronze decorative cords, and
Pflug in Bottini et al. 1988: 541-42; Kendall hinge knuckle and pintle (lower left).
10 CRAWFORD H. GREENEWALT, JR., AND ANN M. HEYWOOD BASOR 285

Fig. 18. Helmet samples used in analysis.

Fig. 19. Helmet, largest sample used in analysis, section


through joining plates, rib, decorative cords.
Fig. 17. Helmet, X-radiograph of lower end of cheek-
piece (above) and lower edge of neck guard (below; up-
side down), showing holes for attachment of a lining in
both parts and hole at tip of cheek-piece for attachment of
a chin strap. "gleamed like polished silver" (Plutarch, Alex-
ander 32.9, on Alexander the Great's iron helmet;
cf. Curtius 3.3.26).16 Figure 21 does not show the
1981: 207, 21 1).15 That the skull-piece and cheek- thongs that attached the lining to the metal parts or
pieces of this helmet also were lined is indicated the chin strap.''
by the perforations along their edges (see Pflug in
Bottini et al. 1988: 104-5 for similar perforations Design and construction. The flat top of the
in Greek helmets). On those helmet parts no skull-piece is unusual in ancient helmet design. Ex-
pseudomorphs have been recognized. Their linings tra padding would have been required to stabilize
might have been made of another material, such as the helmet on the wearer's head. A helmet report-
felt, which would have provided more cushioning edly from Meslek-i-Shar in Azerbaijan, now in the
against the interior ribs, disk, and cotter pin of the British Museum, has a similarly flattish top (Bar-
skull-piece (and which is specified for the linings nett 1973: 123-24; Gamber 1978: 195; C. B. F.
of some helmets at Nuzi; Kendall 1981: 210-1 1). Walker, personal communication).
Alternatively, cushioning could have been pro- Before Roman times, the construction of a metal
vided by a separate cap, like the pilos worn with helmet skull-piece from a series of triangular plates
some Greek helmets (Anderson 1970: 29-30, attached to a frame of cruciform or radiating bands
nn. 86, 87). is almost unknown. A few representations of Near
The roughness and corrosion of the helmet frag- Eastern and Cypriot helmets and headgear show
ments give an alien impression of the original ap- radial construction, but the Near Eastern examples
pearance of helmet surfaces: the. bronze would (mostly second millennium B.c.) feature very narrow
have been a dull gold, the smooth iron would have plates that probably would have been attached to
1992 A HELMET OF THE SIXTH CENTURY B.C. FROM SARDIS 11

Fig. 20. Helmet, leather pseudomorphs on inside surface of neck guard.

Fig. 21. Helmet reconstruction: front; left side; top; section (looking to the back; by C. Alexander, revised 1991).

each other or to a continuous backing, and the Borchhardt 1972: 63-64; M u g in Bottini et al.
Cypriot examples may be leather or cloth (fig. 23).18 1988: 12, 43, 46, 71-73). To forge a helmet skull-
The majority of extant Near Eastern and Greek piece from a single bloom of iron is considerably
bronze helmets were hammered from single pieces more difficult. Celtic iron helmets, which began to
of alloy (for exceptions, Schaaff 1973: 105-6; be made at the end of the fifth century B.c.-a
CRAWFORD H. GREENEWALT, JR., AND ANN M. HEYWOOD BASOR 285

century-and-a-half after the Sardis helmet-were so


made (Schaaff 1974: 150; Schaaff in Bottini et al.
1988: 293), but the skull-pieces of Greek and Near
Eastern iron helmets for which the construction has
been determined were made in sections. The Near
Eastern iron helmets-unprovenienced examples re-
portedly from Urartu-were made in two halves,
which join on the lateral axis (Kellner 1976: 78,
nos. 137-38; Kellner 1979: 152, figs. B, 1; Overlaet
1979: 52-54; Vanden Berghe and DeMeyer 1982:
133, figs. 25, 26); the specific articulation of Greek
iron helmet parts remains to be reported (Androni-
cos 1984: 144; Waurick in Bottini et al. 1988: 176-
78). The creation of the Sardis helmet skull-piece
from as many as eight sheets might have been deter-
mined by special production factors, such as time
limitations and shortage of skilled labor, and need
not necessarily reflect technological limitations in
the culture that produced it. Craddock observes that
raising "a single sheet of metal could result in weak
areas unless great care was taken, and so for rela-
tively mass-produced helmets it might be safer (and
stronger) to produce smaller components. . . . "
(P. T. Craddock, personal communication, Septem-
ber 1989).
In almost all the Greek and Near Eastern iron
helmets, the seams between joining parts were
made inconspicuous. In the Sardis helmet, how-
ever, the articulation of parts is emphasized by the
radial cords on the exterior. The cords are purely
decorative; they mask the seams, to be sure, but
they also demark the lines of construction. The
only other helmet known to us that has a skull-
piece of similar design and that antedates the
Roman period is from Old Smyrna, some 90 km
west of Sardis, on the Asia Minor coast. The Old
Smyrna helmet also was made of iron, and proba-
bly also in the first half of the sixth century B.c.; its
excavator, J. K. Anderson, remembers that the ex-
terior of the skull-piece had a cruciform arrange-
ment of bands that crossed or converged at the
apex. 19
The skull-piece design of the helmets from Sar-
dis and Old Smyrna has no close parallel in hel-
mets of Greece and the Near East before Roman
times, but it is strikingly like that of two closely-
related Roman-to-early-medieval helmet types: the
Strebenhelm or radial helmet (in which four or
more structural bands radiate, like those of the Sar-
dis helmet, from the apex of the skull-piece) and
the Bandhelm (in which either two structural bands
Fig. 22. Helmet, exploded reconstruction (by C. Alex- extend from front to back and from side to side,
ander, revised 1991). crossing at the apex, or two short side bands meet
1992 A HELMET OF THE SIXTH CENTURY B.C. FROM SARDIS 13

Fig. 23. Cypriot limestone statue from Golgoi, Cyprus, details showing head and headgear. Metropolitan Museum of
Art, New York, 74.51.2466, the Cesnola Collection; Purchased by Subscription, 1874-1876. Reproduced with permis-
sion of the Metropolitan Museum of Art.

at the apex a longer band that extends from front to helme are commonly understood to have originated
back). The earliest of those two types is attested in in Iran or the Caucasus: one or both types are rep-
the beginning of the second century A.D. (in repre- resented on Trajan's Column in Rome, where they
sentations on Trajan's Column in Rome, A.D. 113; are associated with Parthians and Sarmatians
commemorating events of A.D. 101-102, 105-106). (Gamber 1964; 1982: 81; James 1986: 128-30).
A splendid Strebenhelm variant, whose name The Bandhelm was an established type in Sassa-
sometimes does duty for both types, is the Span- nian Persia, as examples demonstrate; and head-
genhelm, which was created in the sixth century gear of Bandhelm design appears on late Parthian
A.D. and has been associated with workshops of Os- coins of the second and third centuries A.D. (Wroth
trogothic Italy (fig. 24; Gamber 1982; James 1986: 1903: pl. 36; cf. Werner 1949-1950: 188; Hejdovl
113-20; Werner 1988; cf. Gamber 1964: 17, n. 27; 1967: 141; Overlaet 1982: 191-92; James 1986:
Hejdovl 1967: 51, n. 35).20 Strebenhelm and 119).~ The
~ cultural origin of the helmets from Sar-
Bandhelm types differ from the Sardis helmet-but dis and Old Smyma, although not precisely deter-
evidently resemble the . Old Smyrna helmet-in mined, may be broadly localized in Anatolia and
having structural bands on the exterior of the skull- the Near East. The helmets therefore may be seen
piece instead of on the interior. Similarly, the disk as prototypes of Strebenhelme and Bandhelme:
at the apex of the Spangenhelm is on the exterior, similarities of design and construction cannot be
in contrast to the iron disk of the Sardis helmet, simply the result of independent response to con-
which is on the interior (fig. 22); and many Streben- straints of iron technology, and "missing links" of
helme had a strengthening band around the base of the intermediate centuries may be explained as part
the skull-piece, which the Sardis helmet did not.21 of the greater lacuna in our knowledge of Anato-
For both Strebenhelm and Bandhelm types and for lian and Near Eastern helmets (below). Streben-
the Sardis helmet, however, the general principle helme and Bandhelme have a far-flung, living
of construction is the same. Stebenhelme and Band- legacy that today includes Central Asian nomad
14 CRAWFORD H. GREENEWALT, JR., AND ANN M. HEYWOOD BASOR 285

Fig. 24. Early medieval Spangenhelm from Baldenheim in Alsace: Musws de la Ville de Strasbourg, Chateau de
Rohan. Reproduced with permission of the Musbs de la Ville de Strasbourg.

caps and European arched crowns;23 and their his- ing would have been an extremely difficult joining
tory may now be traced to western Anatolia to the technique for the skull-piece parts. There is clear
sixth century B.C. evidence, on the other hand, for the use of rivets
The plates and ribs of the Sardis helmet were (figs. 15, 16); and those rivets, which attached the
presumably joined by either hammer welding or decorative cords to the skull piece, evidently pene-
riveting.24Welding is attested at Sardis in an iron trated both plates and ribs (see below). Since they
tool of the early first millennium B.C. (Maddin, are no smaller than rivets used in European armor,
Muhly, and Waldbaum in Waldbaum 1983: 178- they should have sufficed, Smith and Smith main-
80; cf., Moorey 1985: 95; Curtis et al. 1979); and tain, to make a strong join for the structural parts
welding was associated' with Lydia in ancient of the skull-piece. Riveting would be consistent
Greek tradition, if the celebrated krater stand of with the joining system used for earlier Near East-
metallurgically-joined (kolleton) iron dedicated by em helmets reportedly recovered in Urartu (Kell-
King Alyattes of Lydia at Delphi--only a genera- ner 1976: 78, 1979: 152; Overlaet 1979: 52-54;
tion before the helmet was lost at Sardis-was Vanden Berghe and DeMeyer 1982: 133) and for
joined by welding (the commonly understood later Strebenhelme and Bandhelme. Whatever the
meaning of k o l l e s i ~ ) .The
~ ~ absence of evidence technique that joined the plates and ribs of the Sar-
for welding in the helmet could be due to extreme dis helmet may have been, it was effective, for
corrosion of the parts; but R. Smith and C. Smith, breaks rarely coincide with joins.
armorers at the Tower of London who have pre- The scalloped brow, shape and hinge type of
pared a reconstruction of the helmet, believe weld- cheek-pieces, and neck guard are common features
1992 A HELMET OF THE SIXTH CENTURY B.C. FROM SARDIS 15

in helmets of Greece and the Near ~ a s tWhether


. ~ ~ weighed 3.9 Ibs.; if the iron flat parts were 0.15 cm
the metal neck guard was mechanically or metal- thick and the bronze finial sheet 0.1-0.2 cm thick,
lurgically joined to the skull-piece or attached in the helmet metal might have weighed 5.4 ~ b s . ~ ~
another way, e.g., by the leather lining or a sepa- The following helmet weights may be compared:
rate piece of leather,27 is unclear; but it was evi- Greek and Italic bronze helmets, 2 1bs.-2 Ibs. 14
dently in contact with the skull-piece (above). oz.; Assyrian iron helmet from Nineveh in the
The bronze and iron decorative cords of the Sar- British Museum, 5 Ibs. 10 oz.; Sassanian bronze
dis helmet differ in the nature of their appliquk re- and iron helmet in the Metropolitan Museum of
lief from the secondary metal decoration of many Art, 3 Ibs. 8 oz.; European helmets of the 15th and
Greek and Near Eastern helmets, which is inlaid; 16th centuries A.D. (kinds supported entirely on the
but some Greek and Near Eastern helmets have ap- head), 3 Ibs. 2 oz.-9 Ibs. 10 oz. Bronze scale-cov-
pliquk relief decoration in secondary metal. In one ered helmets of the late 15th and early 16th centu-
example, an iron cheek-piece from Idalion in Cy- ries B.C. at Nuzi are estimated by Kendall (1981:
prus, the decoration is in bronze and includes nar- 201-31) to have weighed between 6 Ibs. and 7 Ibs.
row bands arranged almost exactly like those on 12 oz., including their felt padding. The Sutton
the cheek-piece(s) of the Sardis helmet (Gjerstad Hoo iron helmet is estimated to have weighed
et al. 1935: 559, pl. 178, no. 1071; Gjerstad 1948: 2.5 kg, or 5.5 ~ b s . ~ '
132, fig. 20.8). The bead-and-reel pattern of the
Sardis helmet cords has no parallel in ancient hel- Practicality. Practical design, sturdy form, the
met decoration, but it is a standard pattern in relatively modest materials and design of decorated
Greek metalwork of the sixth century B . C . ~ ~ parts, and the subordination of the parts to general
The helmet finial is of unique design and un- design suggest that the Sardis helmet was meant
usual construction. The closest parallels occur on for use in combat. If the destruction deposit in
Celtic iron helmets-perhaps not fortuitously, if which it was buried was created as the result of a
some of the earliest Celtic helmet types were in- siege and partial sack, as seems reasonable, the
spired by Near Eastern forms, as some scholars context also would imply the functional nature of
have supposed (Schaaff 1973: 105-6; 1974: 197; the helmet. The finial, with its multiple and thin-
Schaaff in Bottini et al. 1988: 293). Like the Sardis walled parts, must have been a fragile feature that
finial, iron finials of Celtic helmets have several could easily have been damaged; but it will not
parts and are secured by a central rivet. The design have been significantly less stable than the crests
of their individual parts and ensemble is different, that were standard features of Greek helmets used
however, and their rivets are proportionally thicker in warfare. There is no indication that functional
than the cotter pin of the Sardis helmet (Hencken parts of the helmet were insecurely joined.
1971: 32-54; Schaaff 1974; Schaaff in Bottini
et al. 1988: 293-317; Borchhardt 1972: 120-29). Cultural identity. With what culture is the
The iron helmet from Old Smyrna also had a Sardis helmet to be associated? If the destruction
bronze crowning ornament; but it was proportion- layer that contained the helmet was deposited as a
ally smaller and of much simpler design than the result of the siege of Sardis by Cyrus the Great, the
Sardis finial, and it served as a crest support (Cook helmet should belong to a soldier of either Cyrus or
1952: 106; n. 19 here). The finials of Cypriot head- Croesus.
gear and of Mycenaean helmets are only generi- The evidence for both Achaemenid Persian and
cally related (Gjerstad 1948: 378-79; Schmidt Lydian helmets is slight. The headgear of Persian
1968: 99; Pflug in Bottini et al. 1988: 27-33, 377- warriors of the fifth and fourth centuries B.C. was
78; Borchhardt 1972: 18-60). commonly soft and made of cloth or leather, as
The original weight of the helmet is impossible Herodotus reported (5.49; 7.61-62) and as many
to determine because the thickness of the parts is representations, Persian and Greek, indicate (see
unknown. A thickness of 0.1-0.15 cm seems rea- Bovon 1963: 594-95; von Graeve 1970: 95-96;
sonable for the iron "flat" parts. If so, the helmet Bittner 1985: 193-98). Like the evidence for Per-
metal, i.e., without the lining, may have weighed sian headgear in general, the evidence for Persian
ca. 4-5 Ibs., more or less double the weight of the helmets is more than half a century later than the
surviving corroded fragments (2.5 lbs.). If all iron Sardis helmet, and most of it later by more than a
flat parts were 0.1 cm thick, and the bronze finial century. The only actual example of a helmet asso-
sheet 0.075-0.1 cm thick, the helmet might have ciated with the Persians is the bronze one, taken
16 CRAWFORD H. GREENEWALT, JR., AND ANN M. HEYWOOD BASOR 285

Fig. 25. Graeco-Persian stele: Archaeological and Ethno- Fig. 26. Graeco-Persian stele, Manisa Museum 3389, de-
graphical Museum, Manisa, 3389. tail showing the helmet.

"from the Medes" and dedicated at Olympia: a (and is to be associated with Mesopotamian auxil-
Pickelhelm, of the kind used several centuries ear- iaries of the Achaemenid army (Lutz 1928; Ebeling
lier in Assyria (Kunze 1961a; Borchhardt 1972: 1952: 206, 208; see also below).33
97-98, 100). A rare illustration of a helmet in For Lydian helmets there is almost no evidence.
Graeco-Persian art occurs on a stele of unknown The only Lydian helmet in ancient literature is the
provenience in western Asia Minor (figs. 25, 26); famous one in Herodotus' story (1.84) about the
the helmet in the stele, unlike the Sardis helmet, capture of the Acropolis of Sardis by Cyrus, and
has a horizontal brow and a crest.31 Greek writers for that helmet Herodotus gives no descriptive in-
of the second half of the fifth century B.c., Hero- formation. The Archaic arts of Lydia provide only
dotus and Xenophon, reported helmets worn by two illustrations of helmets, both from Sardis. The
Persian cavalry of the fifth century ("on the heads" helmets have prominent crests, one with features
of some of the cavalry in Xerxes's army of 480 of the Corinthian helmet type, and could as well
B.c., "creations [poiemata] of hammered bronze represent Greek helmets as native ones.34
and iron," Herodotus 7.84; helmets [kranea] for the In view of the Hellenized character of much of
cavalry of Cyrus the Younger, Xenophon, Anaba- Lydian material culture, and Herodotus' statement
sis 1.8.6); and Xenophon specified bronze helmets (7.74) that the armament of the Lydian contingent
(kranea) with white crests for the staff of Cyrus the in Xerxes' army of 480 B.C. was closest to the
Great (Cyropaedia 7 . 1 . 2 ) . ~An
~ Akkadian text of reek,^^ the design features of the Sardis helmet
422 B.C. from Nippur refers to headgear in the con- that are shared with some Greek helmets-the
text of military equipment, but the headgear (kara- scalloped brow, shape and hinge type of cheek-
ballatu) is not qualified and need not be of metal pieces, and neck guard, and the use of a standard
1992 A HELMET OF THE SIXTH CENTURY B.C. FROM SARDIS 17

Greek pattern motif, bead-and-reel, for decora- their crests, which would disqualify Caria as the
tion-may indicate Lydian origin. None of those cultural home of the Sardis helmet.40 For other
features, however, is exclusively Greek (n. 26). cultural regions, too little is known about native
The most distinctive of them, bead-and-reel pat- helmets and headgear to justify more than specula-
tern, also occurs in Achaemenid Persian art. Al- tion. A Persian or Lydian association is more rea-
though the motif presumably was transmitted to sonable than any of those possibilities.
Iran from Greece after the Persian conquest of At present the cultural identity of the Sardis hel-
Asia Minor, its origin and earliest appearance in met remains obscure. Its unusual features to some
both Iran and Greece are uncertain.36 If the design extent may reflect iron properties (which promote
concept of the skull-piece originated in Iran and deterioration, with consequent loss of evidence and
the Caucasus, as some scholars have proposed for neglect in modern times; see Kellner 1979: 151-
the (much later) Strebenhelme and Bandhelme, it 52) and iron technology (with respect to multipart
could have been developed either in Lydia and skull-piece construction). To a large extent the un-
transmitted via Cimmerian, Scythian, or Median usual features probably also reflect the void in cur-
contacts in the seventh and early sixth centuries rent knowledge about native helmets of Asia
B.c., or in Iran.37 Minor and the Near East. The questions of identifi-
Persia and Lydia are not the only cultural homes cation are precisely the kinds that archaeology can
possible for the helmet, because the armies of and does resolve, and future excavation and re-
Cyrus and Croesus must have included soldiers of search may well provide answers.
other eastern Mediterranean and Near Eastern cul- -C.H.G.
tural regions. Xenophon's account of more than ten
non-Lydian auxiliary groups in Croesus's army
(Cyropaedia 6.2. may be historically unreli- TECHNICAL EXAMINATION AND

able; but Herodotus' reference to a Mardian in CONSERVATION

Cyrus' army (1.85) and references by later Greek


writers to Carian and Greek contingents in the Technical Examination
armies of Croesus' predecessors are not patently
suspect. Conscription of subject peoples and en- The Sardis helmet has been examined exten-
listment of foreign mercenaries were common sively at facilities in both Turkey and the United
practice by the middle of the sixth century B . c . ~ States.
~ Although it is extremely corroded, con-
Auxiliaries from almost any cultural region in the siderable information has been gleaned regarding
general vicinity of Lydia and Persia are conceiv- the materials used, its construction, and decorative
able. Egypt and Greece may be eliminated from and practical details.
consideration, because the Sardis helmet has noth-
ing Egyptian in its design and differs with respect Methods of Examination. X-radiographs were
to material (iron), radial construction and design of perhaps the most useful in uncovering information
skull-piece, and finial from contemporaneous normally obscured under a thick layer of corrosion.
Greek helmets. Cyprus is more plausible because X-radiographs of the reconstructed helmet sections
there are some Cypriot parallels to the material and were taken at hospitals and at a boiler factory in
individual design features of the Sardis helmet (fig. ~ u r k e ~ . ~ '
23; above, nn. 13, 18, 26), because Cyprus was Several small fragments of the helmet that
sufficiently hellenized to have adopted the bead- could not be joined to the reconstructed sections
and-reel pattern in its decorative repertory, and be- were sent from Turkey (with permission of the
cause Cypriot auxiliaries in Croesus' and Cyrus' Turkish authorities) to the conservation laboratory
armies immediately after the fall of Sardis are of the Metropolitan Museum of Art in New York
mentioned by Xenophon (Cyropaedia 6.2.10; for closer examination and analysis (figs. 18, 19).
7.4.11). Nonetheless, most Cypriot helmets and The pieces included fragments of the exterior dec-
headgear attested by examples and representations orative cords, interior iron ribs, and skull-piece
do not resemble the Sardis helmet. Caria, immedi- plate sections, ranging in size from 1.2 x 5 cm to
ately south of Lydia, would probably have pro- 3.5 x 2.5 cm. Each of the fragments was X-radio-
vided auxiliaries for Croesus, and Carian helmets graphed at the museum, using 150 kV at 5 mA for
and other armament were bywords among the 45 seconds with film placed between 0.005" lead
Greeks; but Carian helmets were remembered for screens. Small fragments of the finial and of the
18 CRAWFORD H. GREENEWALT, JR., AND ANN M. HEYWOOD BASOR 285

leather pseudomorph were also brought to the mu- Examination of helmet fragments under a binoc-
seum for examination. ular microscope revealed three small areas of
Cross sections of four fragments were prepared raised corrosion (8 x 9 mm; 11 x 11 mm; 5.5 x 7.5
for microscopic examination at the Metropolitan mm) with a dimpled texture (fig. 20). The discov-
Museum of Art. The fragments were mounted in ery of those areas on the interior surfaces of two
Ablebond 342-1 epoxy, ground on silicon carbide neckband fragments prompted their identification
papers, and polished with consecutively finer as leather pseudomorphs from a protective leather
grades of diamond pastes. The cross sections clar- lining, in which the original organic matter of the
ified the relationship between structural and deco- leather has been fully replaced by iron corrosion
rative elements; but a metallographic examination products. The surface of the pseudomorphs pre-
of the sections, which normally reveals metal serves some of the details of the grain structure of
working techniques, was unfortunately severely the leather. Hair-follicle holes were later revealed
limited because the iron fragments were almost in an SEM examination, confirming its identifica-
completely m i n e r a l i ~ e d . ~ ~ tion as a leather pseudomorph. Determining the
Initial qualitative analysis of the elemental com- animal from which a particular sample comes can
positions of the corroded metals was performed in be difficult even in well-preserved leather, espe-
Turkey with a Philip's energy dispersive X-ray cially since different preparation techniques pro-
fluorescence unit.43 Further quantitative analysis duce different surfaces and since some grains,
was performed at the Metropolitan Museum with a notably those of sheep and goat, look very similar.
Kevex 7000 dispersive X-ray spectroscopy (EDS) Positive identification usually depends on an ex-
unit of an Amray llOOT scanning electron micro- amination of the fibers of the leather (an extremely
scope ( s E M ) . ~Corrosion
~ products were analyzed fine structure not preserved in the pseudomorph) as
by X-ray diffraction (XRD) using a Debye- seen in a cross section. The samples were exam-
Schemer powder camera. The topography of the ined by 0 . Sari, a leather specialist at the Aegean
pseudomorph fragments was examined and photo- University, in Turkey, who tentatively identified
graphed using the Amray 1lOOT scanning electron them as goatskin attached with the hair side out.
microscope. The fairly large, triangular shape of the grains and
the apparent distribution of the hair follicles in lin-
Results of Examination: Materials. The iron ear groups surrounding the grains are all character-
helmet is decorated with a copper alloy finial and istic of goatskin.45
eight bands radiating from the finial to the lower
rim. The bands are composed of a central iron Results of Examination: Decorative Elements.
cord and two flanking copper alloy cords. EDS The decorative bronze cords were made from solid
analysis of a cord section and a finial fragment metal, most likely by hammering and shaping thin
showed that those decorative elements were of strips cut from bronze sheet; they are decorated
bronze, a copper-tin alloy. The amount of tin was with a bead-and-reel pattern (figs. 13, 16). The
between 7 and 10% by weight, although the analy- bead-and-reel decoration may have been produced
sis here of the remaining corrosion products only by swaging-a technique that involves hammering
roughly represents the amount of tin that would the metal between two shaped dies (Ogden 1982:
have been in the original alloy. Tin was apparently 48). A cross section of a bronze cord reveals thick
the major copper alloying ingredient in use during outer layers of malachite and cuprite, typical ar-
the Lydian-Persian period at Sardis (Waldbaum, chaeological copper corrosion products. In the cen-
1983: 167). ter is a core of a powdery pale green, almost white,
Due to the extremely corroded state of the iron, corrosion product, which contained 70% tin by
the carbon content was not analyzed and, as men- weight. An X-ray diffraction analysis identified the
tioned, the lack of metal made it impossible to ex- corrosion as cassiterite, a tin oxide. The concentra-
amine the distribution of carbon in a cross section. tion of tin in the center is characteristic of com-
Whether or not the helmet was made from a car- pletely mineralized bronzes and occurs as the
burized iron, i.e., steel, is therefore not known. Re- result of an initial selective oxidation of copper,
search has shown, however, that iron was which forms the thick copper corrosion layers on
apparently being intentionally carburized by 1000 the surface and leaves a tin-rich core that only later
B.C. in the Mediterranean region (Wheeler and corrodes to form tin oxide. X-ray diffraction also
Maddin 1980: 121). identified atacamite, a copper chloride responsible
A HELMET OF THE SIXTH CENTURY B.C. FROM SARDIS

for "bronze disease," mixed with the cassiterite. ,n. 24); evidence for them, however, is mostly ob-
The cords appear to have been approximately scured by extensive corrosion.
0.3 cm in diameter, based on measurements of the If rivets had been used and if the helmet was in-
cuprite corrosion layer (which often preserves the tended for practical use, the rivets should have
original dimensions of an object) and of the most been numerous and strong enough to provide joins
radiopaque dimensions of the cords as seen on the able to withstand a blow. The outer ends of the riv-
X-radiographs. ets would have to be flush with the surface of the
The iron cords were probably formed by a plates to allow the cords to lie flat against that sur-
method similar to that used to make the bronze face. Rivets are not recognizable; but most surface
cords, although the iron would have been worked detail is obscured by "warty" corrosion, and the
hot. The iron cords are more deformed by corro- decorative cords hide the seams. Rivets also did
sion than the bronze cords and therefore it is diffi- not show up in the small fragments mounted for
cult to confirm that they were also decorated with a cross sections and, most important, structural riv-
bead-and-reel pattern. The cross sections and the ets are not clearly recognizable in the X-radio-
X-radiographs indicate that the iron cords are hol- graphs of the helmet fragments, although they
low in some areas, although that does not necessar- should appear in X-radiographs despite the corro-
ily mean that they were originally hollow, since sion and the decorative bands, which obscure the
hollowing can occur as the result of interior corro- seams. There are, however, three radiotransparent
sion in a forged structure (D. Scott, personal com- spots, approximately 0.7 cm apart, visible in a ra-
munication 1989). diograph of the top of the skull-piece where an
The finial appears to have been made from cut iron rib is joined to the plates and where there are
and worked bronze sheets mechanically held to- no exterior cords to confuse the image (fig. 14).
gether with a central iron cotter pin against an inte- They could be evidence of corroded rivets or rivet
rior disk (above). The copper is as thoroughly holes, although they could as easily represent po-
mineralized as the iron, once again limiting a metal- rous lumps of corrosion; the spots do not show up
lographic examination. clearly on the other ribs and similar radiotranspar-
ent and some radiopaque spots are visible in areas
Results of Examination: Construction. X-radio- where rivets should not appear.
graphs and cross sections show that the helmet is The only clear evidence for the use of mechani-
constructed of eight plates attached to an interior cal riveting on the helmet (apart from the cotter
armature of eight radiating iron ribs. The ribs over- pin used to attach the finial to the skull-piece) is
lap the seams of the plates on the interior and the found on the decorative cording in the X-radio-
decorative cords hide the seams on the exterior. graphs. Radiotransparent spots (approximately
The decorative cords end 4.0 cm from the top of 0.2 cm in diameter) that are distinct on some
the skull-piece, allowing an unobstructed radio- bronze cords (figs. 15, 16) can only be small rivet
graph view (with the finial removed) of the iron holes. On the iron cords, the spots are primarily
ribs and the plate sections (fig. 14). The seams, radiopaque and less distinct, suggesting that
which are corroded over and not visible in an opti- corroded rivets are present. This difference in
cal examination, are seen in the X-radiograph as appearance on the two metals could be because the
thin radiotransparent (dark) lines running through rivets were iron, which preferentially corroded in
the centers of the iron ribs. A cross section of the contact with the more noble metal of the copper
largest fragment examined at the museum illus- cords, and which has equally corroded with the
trates this construction more clearly (fig. 19); it metal of the iron cords. Corrosion and breaks make
shows the edges of the two sections, the gap be- it difficult to determine how many rivets were
tween them, the iron rib overlapping both edges of used, although they appear to be most numerous in
the interior seam, and the three decorative cords ar- the lower corners of the skull-piece, where the ver-
ranged on the exterior hiding the seam. tical cords join the horizontal cords. In two in-
The method used to attach the exterior plate stances, rivets in that area are spaced only 1.5 cm
sections to the armature of iron ribs and, thereby, apart. There were also a set of rivets at the top
to each other, was not satisfactorily determined. ends of the cords and at least two other sets in the
The two most probable attachment methods are central sections. The size of the rivet holes corre-
riveting and welding (for the possibility of attach- sponds exactly to the size of the holes along the
ment by wire and other mechanical means see edges of the helmet that were apparently used to
20 CRAWFORD H. GREENEWALT, JR., AND ANN M. HEYWOOD BASOR 285

attach a lining, suggesting that the same tool was consolidated as necessary. The fragments were
used for both. then joined with a 50% solution of Acryloid B-
The small size and scarcity of rivets and rivet 48N (also an acrylic resin) and many joins, espe-
holes suggest that they may have been used pri- cially those with corroded edges from ancient
marily to attach the thin decorative cords to the breaks, were reinforced from the back with thin
skull-piece. The rivets, however, must have pene- fiberglass impregnated with B-72. As joins were
trated both plates and ribs since the cords, which made, it became clear that the object was a helmet.
cover the joins between plates, cannot have been Understanding the basic shape and construction of
fastened before the ribs were attached to the plates. the helmet was in turn a help in finding further
Therefore, the rivets would have at least added to joins. Nevertheless, hundreds of small fragments
the strength of the join between plates and ribs, remain unattached despite hours of searching for
and could conceivably have been the primary joins by both conservators and archaeologists.
means of attachment. Whether the use of such The iron and bronze fragments were treated to
small rivets for primary attachment would have prevent further corrosion during winter storage in
made the helmet strong enough for combat, how- unpredictable environmental conditions. The iron
ever, is questionable. was impregnated with B-72 and the bronze was
The inconclusive evidence for structural rivets brushed with 3% benzotriazole (a corrosion inhibi-
forces consideration of the possibility that the tor for copper and copper alloys) in isopropanol
eight skull-piece plates were hammer-welded over and coated with Incralac (a commercially prepared
the iron frame. The welding of iron was certainly acrylic resin with corrosion inhibitor, soluble in
practiced at that time and it could have provided a acetone).
stronger join, although one that would be much -A.M.H.
more difficult to achieve. Welding separate sec-
tions together over an armature may have been ADDENDUM
seen as a desirable alternative to hammering out a The following identifications and observations
single piece of iron (above, and n. 34). Once again, have been made by R. Smith and C. Smith, censer-
a metallographic examination of the mineralized at the ~~~~l ~~~~~~i~~ in H. M. Tower of
fragments provides further evidence for Or London, who examined the helmet fragments in
against and a secure for June, 1991 and made a reconstruction of the helmet
the helmet sections were joined eludes us. (fig. 27). The facts that in several places ribs and
plates have become separated through corrosion
Conservation
and damage, and that a plate and rib (on the front)
The helmet fragments were excavated and re- have become dislocated, are evidence against the
moved from the field (before they had been se- use of welding to join those parts: the strong bond
curely identified as a helmet) with every effort to that welding makes would have resisted such sepa-
maintain their original orientation to one another. ration and dislocation. The neck guard probably
The section later identified as the finial was espe- had a vertical profile, and did not angle out (as
cially fragile and crushed, and was therefore lifted shown in fig. 21). The surface of perforated edges
with its surrounding dirt. The surface of the iron on the scalloped brow of the skull-piece and on the
fragments was severely distorted with thick brown cheek-piece are exceptionally smooth; a possible
and black corrosion products. Some of the iron explanation for that could be that the helmet lining
fragments had a powdery orange or yellow corro- had been folded over those edges. There is evi-
sion on the surface as well. The bronze fragments dence for leather on the inside of the skull-piece
were similarly distorted, with heavy dark green (on plates and ribs) and for a leather washer be-
corrosion layers. Some of the bronze fragments, tween the top of the skull piece and the bottom
however, were completely reduced to a pale green, plate of the finial. A possible explanation for the
powdery material. In the field laboratory the frag- bell-shaped part of the finial could be that it was
ments were cleaned of loose corrosion and dirt by made to replace the dome in the bottom plate,
using wooden picks and soft brushes. The finial which had become damaged during manufacture.
was consolidated with 5% Acryloid B-72 (an The bell-shaped part may have been secured by a
acrylic resin, soluble in acetone) before removing pair of iron rivets to the bottom plate (and possibly
the surrounding dirt. Other fragile fragments were also to the skull-piece). The lower ends of the
1992 A HELMET O F THE SIXTH CENTURY B.C. FROM SARDIS 21

dis, jointly sponsored by the Harvard University Art


Museums, Cornell University, the American Schools of
Oriental Research, and the Coming Museum of Glass.
The project is supported by many private individuals and
corporate groups; conservation in the field is supported
by a grant from the Samuel H. Kress Foundation. Annual
season reports, have appeared in this journal and its Sup-
plement since 1958. (For a comprehensive account on
Sardis and bibliographical references, see Hanfmann
1983).
contributions of the following institutions are grate-
fully acknowledged: The General Directorate of Antiqui-
ties and Museums (a division of the Ministry of Culture
of the Republic of Turkey), Ankara, for permission to
export four helmet fragments (fig. 18) to the United
States for analysis and examination; State Hospital,
Salihli, and Aegean University Hospital, Bornova, for
X-radiographs; Faculty of Geology of the Aegean Uni-
versity, Bornova, for X-ray fluorescence analyses (of
one skull-piece fragment, four neck guard fragments, ten
decorative cord fragments); Metag 1zmir Metalurji Fabri-
kas~,T. A. 8. (Izmir Metallurgical Factory), Izmir, for
metallographic analysis (of one skull-piece fragment);
Desa Demir Kazan ve Makina Sanayii, A. 9. (Iron Boiler
and Machine Industries), Izmir, for X-radiographs (of
skull-piece and cheek-piece fragments); Metropolitan
Museum of Art, New York, Department of Objects Con-
servation, for the use of facilities and equipment in ex-
amination of fragments illustrated in fig. 18.
The contributions of individuals are gratefully ac-
knowledged as follows: For permissions and arrange-
Fig. 27. Reconstruction of Sardis helmet by C., R. Smith, ments in connection with analyses: Teoman Yal~inkaya,
Royal Armouries, H. M. Tower of London. Guven Baku, Fethi Buyukaksoy (kaymakum of Salihli),
Kizim Akbiyikoglu, Ilhami Bilgin, and Emir Capraz
(Turkish Government Representatives respectively in
1987, 1988, and 1989). For technical expertise and exam-
tongues almost certainly did not curve (as shown in ination: Hld~rCiftci (director, State Hospital, Salihli), Ali
fig. 22; their central grooves would have frustrated Akar, bzcan Dora, Yilmaz Giiltekin, Ayse Nurmemig,
the making of such curves), and could have been Hadi bzer, Nalan bzyigit Y~lmazer,dzcan San, Y~lmax
straight. A small segment of iron cord appears to Savag~in,Nedim Tatan, Nezih Tuzcu (all Aegean and
Ninth of September Universities, Bornova), Ismail M.
show vestiges of bead-and-reel pattern and of a
Bacak, Muammer Kabar (Desa Demir Kazan ve Makina
rivet. The bead-and-reel pattern can be effectively
Sanayii, Izm~r),Erden Karaesmen (Metas Metalurji Fab-
created by hammering plain cords into a swage cut rikas~,T.A.S., Izmir), D. Scott (J. Paul Getty Museum,
for a single bead and reel; a swage cut for a longer Malibu), R. Stone, and M. Wypyski (both Metropolitan
bead-and-reel sequence would not be effective be- Museum of Art, New York). C. Smith, E. M. Smith,
cause the cord expands and receives a crude, un- R. Smith (Royal Armouries, H. M. Tower of London).
even impression of the pattern, and also tends to For special efforts in connection with excavation, record-
stick in the swage. ing, and conservation: C. Alexander, M. Bennett, N. D.
C . H . G . Cahill, S. Hickey, J.-F. deLap6rouse, K. Severson,
J. Sherman, C. Snow. For historical and technological
scholarship: J. K. Anderson, 0. Bingol, P. Craddock,
K. DeVries, M. Dietler, 0. Gamber, M. E. Hall, C. R.
ACKNOWLEDGMENTS Hancock, D. Harvey, S. James, T. Kendall, A. D. Kilmer,
D. LaRocca, F. G. Maier, H. Nickel, E. dzgen, R. Smith,
Excavations at Sardis have been conducted since A. M. Snodgrass, D. B. Stronach, A. Tiire, E. T. Ver-
1958 by the project Archaeological Exploration of Sar- meule, J. C. Waldbaum.
CRAWFORD H. GREENEWALT, JR., AND ANN M. HEYWOOD BASOR 285

NOTES

'The compact heap of helmet fragments was recov- parts of a wave-line amphorahydria, parts of five gray-
ered in 1987, in excavations supervised by D. A. Braden, ware vessels, four skyphos fragments, and one stemmed
who immediately identified the fragments as belonging dish fragment. Pottery recovered in 1988 and 1989 from
to a helmet. Those fragments were excavated, treated, the debris elsewhere in the recess included similar Archaic
and reconstructed by A. M. Heywood and under her types; another wave-line amphoraJhydria fragment is
guidance by Braden and M. LiCalsi. One small helmet P89.6919716.
fragment was recovered in excavations of 1988, by N. D. 9 ~ the
f man regularly carried a shield and wore a hel-
Cahill. met, he would have been more heavily armed than the
The first part of the article was written by Greenewalt typical Greek slinger; but Assyrian slingers wore helmets
in consultation with Heywood; the second part was writ- and some Roman slingers carried shields (Korfmann
ten by Heywood in consultation with Greenewalt. 1973: 36). The stone, about the size of an apricot (and in
2 ~ o pr roblems and interpretations of Lydian urban 1991 still in situ between the finger bones), is not too
topography at Sardis, see Cahill in Greenewalt, Cahill, large for sling shot (Pritchett 1991: 21, 31) but may be
and Rautman 1987: 30-3 1, and references therein. small for manually-thrown shot. For Greek vase pictures
3 ~ h i sexplanation for the earthworks was indepen- that show fallen warriors grasping stones, evidently in a
dently suggested by L. E. Stager and N. D. Cahill (per- last-resort struggle, see Pritchett 1991: 65 and references.
sonal communications). For sapping and mining in ''The item that might have been a spear was attested
Assyrian and Achaemenid Persian siege warfare, see by gray ash in a deposit 0.01-0.02 m thick and traced in
Horwitz 1932; Andrae 1913: 142; Herodotus 4.200, a straight line for 1.14 m; the deposit could have been
5.115, 6.18; Maier 1967; for defense earthworks and longer. A spear would have been nearly twice that long
sapping at Dura Europos in the third century A.D., see (cf. the evidence for a spear 2.22 m long from Vergina in
von Gerkan 1939: 40-48, 61; du Mesnil du Buisson Macedonia [Snodgrass 1967: 381). The other item, ca.
1936: 188; Hopkins 1936: 208-9, n. 4. 0.30 m below the first, was attested by a hollow contain-
4 ~ h o s eextremely overheated bricks, together with ing ashy material, 0.05 m. wide (too wide for a spear?;
masonry of one side of Colossal Lydian Structure (partly thickness not determined), traced in a straight line for
excavated in 1989 and 1990) that had been shattered by 0.50 m.
heat, a 10 cm-thick layer of burnt timber on ancient ' 'This conclusion is based on independent identifica-
ground surface underneath destruction debris in the same tion by Heywood and excavator D. A. Braden after the
locale, and contemporaneous burning of a domestic fragments had been reconstructed. They both identified
complex near the structure (buried under its destruction five fragments from the front of the helmet and the
debris) are evidence that the destruction was a catastro- finial: A-E and G, fig. 5. Heywood also tentatively iden-
phe, not merely "Haussmannizing" urban renewal (see tified three other fragments, F, H, and J. F appears to be
Cahill in Greenewalt, Cahill, and Rautman 1987: 26; the bottom tip of the cheek-piece, underside out. The re-
Cahill in Greenewalt, Rautman, and Cahill 1987: 63-64; constructed section H is probably above A. J is a guess
Cahill in Greenewalt et al. 1990: 146). based on its position and surface corrosion features. Sec-
5 ~ o pottery
r evidence for the date of the brick de- tion I and the fragmented back of the helmet must be un-
posit, see above, and nn. 6, 8. The deposit was overlaid derneath those visible sections.
by two other strata that had evidently been deposited in 12~xamplesof ancient armor recovered in the con-
the sixth century B.C. (as several hundred diagnostic pot- text of military engagements are reported by Borchhardt
tery fragments in each stratum indicated) and stayed, un- 1972: 98, 100; Ussishkin 1982: 55, 57 (helmet from La-
disturbed, over that part of the brick deposit in which the chish); Snodgrass 1985; Maier and Karageorghis 1984
helmet remains rested. The context makes a medieval (two helmets from Old Paphos); Napoleon I11 1866: 317
date for the helmet impossible; such a date has been n. 1; Carcopino 1958: 81-82 (helmet and armament
claimed by some scholars on the basis of features illus- from Alesia); James 1986: 120-27 (armor from Dura
trated in photographs and in preliminary reconstruction Europos). For armor dedicated in Greek sanctuaries, see
drawings (see below, n. 20). Rouse 1902: 103-13; Pritchett 1979: 240-76; Simon
6 ~ h efragments are presented in Greenewalt et al. 1986: 240-62.
1983: 6; Greenewalt et al. 1985: 73, 76 fig. 22; Schaus l 3 ~ o s of
t the iron helmets reported in ancient writ-
1986: 255 no. 34, 261, 285. Cahill discusses the com- ten documents are Near Eastern: Herodotus 7.84 (hel-
plete cups and two Corinthian aryballoi in Greenewalt, mets of Persian cavalry in Xerxes' army of 480 B.c.); an
Rautman, and Cahill 1987: 68-70; see also Ramage Akkadian text of the second millennium B.C. from Nuzi,
1986. cited in Kendall 1981: 205 n. 24 (two iron helmets); a
7 ~ h carbonized
e seeds were analyzed by Beta Ana- sanctuary inventory of 279 B.C. from Delos (iron covered
lytic Inc. (Coral Gables, FL) in October, 1984 (Beta- with silver), IG XI.2; 161.B.77; Pritchett 1979: 265.
10749: 2520 * B.P.). At least 15 iron helmets have been recovered or re-
*Twenty pottery fragments recovered in 1987 from the ported from sites in the Near East, Cyprus, and western
debris quite close to the heap of helmet fragments included Asia Minor, and range in date from the eighth to the
A HELMET OF THE SIXTH CENTURY B.C. FROM SARDIS

early fifth century B.C. For these, see Layard 1849, might have had a blue finish, like some European armor,
vol. 1: 340-41; vol. 2: 339, 418 (from Nimrud; some are was raised by C. Smith, Royal Armouries, Tower of
British Museum 48-11-4, 115; J. E. Curtis, personal London).
communication); Barnett 1953; Pleiner and Bjorkman 17chin strap holes occur in some Greek helmets
1974: 291 (from Nineveh); von Luschan and Andrae (Kunze 1958: 133, 135, 142; 1961b: 89 n. 30) but are
1943: 76 and fig. 88 (from Zincirli); Kellner 1976: 78, absent in many. For a helmet chin strap in Greek vase
nos. 137, 138; Kellner 1979: 152, figs. B, 1; 156, n. 6; painting, see Schroder 1912: 324; see also Beazley,
Overlaet 1979: 52-54; Vanden Berghe and DeMeyer ARV 1052:29).
1982: 133, figs. 25, 26; Gjerstad et al. 1935: 559, 1 8 ~ o rNear Eastern examples, see Kendall 1981:
pl. 178, no. 1071; Gjerstad 1948: 132, fig. 20.8 (from 222-25; Gamber 1978: 126-28, 155; Borchhardt 1972:
Idalion); Maier and Karageorghis 1984: 198 (from Old 99 and n. 439, Suppl. F (with reference to Barnett 1975:
Paphos, helmet of Corinthian or possibly Apulo- 193 no. S. 27, pl. 23). For the Cypriot example in fig. 23,
Corinthian type, F. G. Maier personal communication); see di Cesnola 1877: 132; Myres 1934: 214-17.
Cook 1952: 106 and fig. 12 (from Old Smyrna). 1 9 ~ h ehelmet was recovered in 1951. Cook (1952:
For eight iron helmets of the fourth century B.C.and 106; fig. 12) provides information about the context and
the Hellenistic period from northern Greece, Thrace, a picture showing the helmet and other items of the same
south Russia, and North Africa, see Waurick in Bottini deposit in situ (iron weapons, mostly spear heads). Ac-
et al. 1988: 176-78. cording to Anderson, helmet and weapons were not part
Waurick has suggested that the use of iron for hel- of a votive deposit; the bronze plume-knob was of bi-
mets may have been introduced to Greece by the Mace- conical form, hollow with fairly thick walls, and not
donians (Bottini et al. 1988: 178). The substantial much above 3 cm high. The helmet was transferred to
evidence of surviving Greek helmets and contemporane- the Archaeological Museum in Izmir with the skull-
ous Greek representations of helmets indicates that piece containing the earthy debris that filled it at the
bronze was virtually the exclusive metallic material of time of discovery; and a drawing of the helmet, by
helmets in the Greek world before Alexander the Great. A. Petty, was transferred to the Izmir Museum together
The fragmentary iron helmet from Old Paphos would be with the helmet (J. K. Anderson, personal communica-
an exception if it is a Greek type (above). The design of tions, 1987-1989). Cook has no record of the helmet
the iron helmet from Old Smyrna suggests that it was (personal communication, October 1987), and excava-
not Greek (below and n. 19). Nonmetallic helmets were tion codirector E. Akurgal did not see the helmet after
probably much more common than the archaeological 195 1 (personal communication, May 1988).
record suggests; see Schroder 1922; Pflug in Bottini 20~arallelsof construction between the Sardis helmet
et al. 1988: 541-42 (Late Roman helmets of turtle and and Strebenhelme/Bandhelme were first pointed out to
crocodile hide from Egypt); Kendall 1981: 206 (leather us, in September 1988, by H. Nickel, then Curator of
helmets of the second millennium B.C. at Nuzi); Hero- Arms and Armor at the Metropolitan Museum of Art in
dotus 7.70-79 (helmets of rawhide and wood in Xerxes' New York; they presumably explain the identification by
army of 480 B.c.). H. W. Bohme, Director of the Romisch-Germanisches
1 4 ~ oNear
r Eastern helmets, see n. 13 and Muscarella Zentralmuseum in Mainz, a year earlier, of the Sardis
1988: 223-29 (bronze helmet with decoration in gold helmet as medieval (personal communication, November
and silver). For Greek helmets, see Alcaeus fr. 329 1977 .
(Campbell ed.); Pflug in Bottini et al. 1988: 70, 82-83, 21D. LaRocca and S. James called our attention to
104-5, 390, 404-6 (bronze helmets decorated with gold, these features.
silver, ivory); Waurick in Bottini et al. 1988: 170 (sil- 2 2 ~ h eevidence from Iran and south Russian-
vered iron helmet). For Celtic helmets, see Schaaff in Danubian regions is hardly earlier, if at all, than the
Bottini et al. 1988: 297-99, 516-18 (iron decorated with earliest evidence from Roman contexts; but the types ap-
bronze; bronze and iron decorated with gold, enamel, pear to be established in the former regions when they
are new in the Roman world; cf. Alfoldi 1934: 121-22;
cOr:?. . . .
For ~dentlfications,see Grancsay 1963: 253, 259; Werner 1949-1950: 188; Hejdov6 1967: 41-44. James
Arendt 1932: 49. Robinson (1975: 144) presents objec- 1986: 113-20, 128-3 1, has proposed a Danubian origin
tions to invariable use of leather for helmet lining (cf. for Spangenhelme (the term used in a general sense that
Bruce-Mitford 1978: 203-4 n. 2). would include Strebenhelme) and an Iranian origin for
161n the Alexander Mosaic, the "Boeotian" helmet Kammhelme, ridge helmets; some of the Sassanian ex-
worn by the cavalryman to the left of Alexander illus- amples (not the one from Dura Europos that James has
trates the "silver" color of iron armor (Andreae 1977: published), however, have a flat front-to-back band (and
pl. 5; Fuhrmann 1931: 138). A. M. Snodgrass (personal side bands) that could justify their classification as
communication) believes, apparently with Winter (1912: Bandhelme rather than as Kammhelme.
11; cf. pls. 7, 14, 18), that the blue color of helmets on On Trajan's Column, some soldiers of the Roman
the marble Alexander Sarcophagus probably stands for a army who are depicted with cuirasses and shields of
silvery color, rather than the peacock blue of some iron standard Roman types and who have no other adjuncts
and steel (the possibility that the Sardis helmet iron that would identify them as auxiliaries, are wearing
24 CRAWFORD H. GREENEWALT, JR., AND ANN M. HEYWOOD BASOR 285

Strebenhelme (Waurick in Bottini et al. 1988: 357, fig. 2 8 ~ o er xample, bronze mirror handles, shield bands,
15; = Cichorius 1896: pl. 10). According to Gamber volute craters from Vix and in Munich, cauldron from
(1964: 17, n. 26) those representations would illustrate Hochdorf, small gold items from the "basis" of the
the rapid adoption of Strebenhelm/Bandhelm construc- Temple of Artemis at Ephesos (for the latter, see Ho-
tion and design by the Roman army. garth 1908: 109, 113; cf. Waldbaum 1983: 142, no. 948).
2 3 ~ o rthe StrebenhelmlBandhelm legacy in Central 2 9 ~ e i g h tfigures are based on measured and esti-
Asia and the Far East, see KirpiEnikov 1973; Hejdov6 mated surface dimensions of individual parts, prepared
1967: 49-51; Grancsay 1963: 256; Heissig and Miiller by C. S. Alexander (1990). Her measurements and esti-
1989: 51, 98-101. For the metamorphosis of Streben- mates are summarized as follows:
helme and Bandhelme to arched crowns, see Zaloscer Iron flat parts
1928; Schramm 1955: 382-84, 389-401; Twining 1960: Eight skull-piece ribs, 1.4 cm wide and
xxxvi-xxxviii; cf. Manojlvic-Marijanski 1973: 16-21 ; ranging in length between 18.5 and
Tomas 1973: 42-50; Alfoldi 1934: 139-44; Schramm 21.5 cm 216 cm2
1935; Klumbach 1973: 10-11. Eight skull-piece plates, ranging be-
240ther mechanical joining techniques have seemed tween 106.5 and 135.5 cm2 and includ-
unlikely. Gamber suggested that the parts might have ing hinge knuckles 982 cm2
been sewn together by wire, as in the case of an iron hel- Two cheek-pieces, 121.5 cm2 each 243 cm2
met of the fifth century A.D. from Kertch (Arendt 1932: Neck guard 131.5 cm2
49, fig. 2; 0 . Gamber, personal communication, August Total surface area of above parts 1,572.5 cm2
1989). Wire lacing would have crossed from hole to hole Ca. 0.05 cm-thick "washer" disk at top
over the rib surfaces on the interior of the skull-piece and underside of skull-piece 15 ~ m . ~
over the plates or the cords on the exterior. There is no
trace of wire on any of the ribs; and in the exterior of the Two hinge pintles, each 8.5 cm long, 0.22 cm in
skull-piece wire lacings would have interfered with the diameter
decoration (whether they passed over or under the cords). Cotter pin, 6.2 cm long, 0.5 cm in diameter, with knob
No interlock arrangement seems possible or plausible. 0.7-0.8 cm in diameter
I. M. Bacak (chief engineer of Desa Iron Boiler and Ma- 191.8 cm of iron cord, 0.3 cm in diameter
chine Industries, Izmir) suggested that each central (iron) 476.6 cm of bronze cord, 0.3 cm in diameter
cord in the radial cord triplets on the exterior of the skull- Finial bronze sheet 169 cm2
piece might have been linked by a "stem" to each rib on Minimum and maximum helmet weights are calculated
the underside, forming an "I-beam," the bracket-like as follows:
sides of which would have gripped and held in place the (A) Minimum weight
plate edges. The absence of evidence for a "stem" in the 1572.5 cm2 of iron flat parts, 0.1 cm
X-radiographs, where such a stem should show up as a thick, at 0.775 grll cm2 1218.69 gr
very light strip between plate edges, and in the section 191.8 cm of iron cord, at 0.55 grll cm 105.49 gr
(fig. 19), and the absence of space for a stem between 476.6 cm of bronze cord, at 0.63 grl
plates at the top of the skull-piece rule out that possibility.
1 cm. 300.26 gr
2 5 ~ o the
r silver krater and iron stand dedicated by 169 cm2 bronze finial sheet, 0.075-0.1
Alyattes, see Herodotus 1.25-"'worth seeing' (thees
cm. thick, at 0.4425 grll cm2 133.20 gr
axion) of all dedications at Delphi"; Pausanias 10.16. Iron washer disk (at top underside of
1-2; Hegesander ap. Athenaeus 5 . 2 1 0 ~ ;Plutarch, De skull-piece), 0.05 cm thick, 15 cm2 at
Defectu Oraculorum 47IMoralia 436a. Herodotus and
0.775 grll cm2 5.81 gr
others credited the stand to Glaukos of Chios, the dis- Estimated weight of two hinge pintles
coverer of iron kollcsis ("welding"), who according to
and iron cotter pin 13.8 gr
Eusebius (contra Marcellum, ed. Migne, XXIV, p. 746)
lived in the 22nd Olympiad, 692-689 B.C. For the date Total weight 1777.25 gr,
of Glaukos, see Pernice 1901 and references; for the or 3.91 lbs.
meaning of kollcsis, Waldbaum 1983: 25. (B) Maximum weight
2 6 ~ h escalloped brow is a feature of several Greek 1572.5 cm2 of iron flat parts, 0.15 cm
and Cypriot helmet types, and of the "Kuban" type hel- thick, at 1.1625 grll cm2 1828.03 gr
met (Gold der Skythen 1984: 21). For cheek pieces with 191.8 cm of iron cord, at 0.55 grll cm 105.49 gr
knuckle and pintle hinges on Greek and Cypriot helmets 476.6 cm of bronze cord, at 0.63 grl
and on representations of helmets in phryiian art, see 1 cm 300.26 gr
Snodgrass 1964: 31-32; Anderson 1970: 28-29; Pflug 169 cm2 bronze finial sheet, 0.1-0.2 cm
in Bottini et al. 1988: 29, 377-78; Schmidt 1968: thick, at 0.4425 grll cm2 166.38 gr
pl. 44; Koaay 1941: 6, 16-17, pl. 4. Iron washer disk (at top underside of
2 7 ~ suggested
s by 0 . Gamber, personal communica- skull-piece), 0.05 cm thick, 15 cm2 at
tion, February 1989. 0.775 grll cm2 5.81 gr
A HELMET OF THE SIXTH CENTURY B.C. FROM SARDIS

Estimated weight of two hinge pintles need not be appreciably earlier than the middle of the
and iron cotter pins 13.8 gr sixth century B.c., if Bammer's conclusions (1990:
137-38) about the context are correct.
Total weight 2419.76 gr 37~oC r immerians and Scythians at Sardis, Hero-
or 5.38 lbs. dotus 1.15-16, 73-74; see also Greenewalt et al.
3 0 ~ o rthese weights, see Kendall 1981: 213-14, 1990: 166-67, fig. 34; for Lydian relations with the
n. 45; cf. Donlan and Thompson 1975; 1979 (Greek hel- Medes, Herodotus 1.73-74.
mets); Barnett 1953; Grancsay 1963: 254 (Assyrian and 38~enophon'slist gives Thrace, Egypt, Cyprus, Ci-
Sassanian helmets); Nickel, Pyhrr, and Tarassuk 1982: licia, Phrygia, Lycaonia, Paphlagonia, Cappadocia,
22-23, 25-29, nos. 1, 3, 4; Kendall 1981: 214, n. 46; cf. Arabia, Phoenicia, Assyria, Ionia, and Aeolis. Cf. also
Dean 1930: 235-40 (European helmets); Kendall 1981: Cyropaedia 6.3.19-20; 7.1.30-45 (Egyptians in Croe-
211-14 (Nuzi helmets); Bruce-Mitford 1978: 185 (Sut- sus' army); 6.2.9, 11; 7.2.2-8 (Indians and Chaldaeans
ton Hoo helmet). in Cyrus' army). Herodotus reported that Croesus in-
31~rchaeologicalMuseum in Manisa, no. 3389; on vited Egyptians and Babylonians, but not whether they
loan (1989) to the Directorate of Culture, Salihli. Fig- came (1.77, 81-82).
ures 25, 26 are published by permission of the Director 3 9 ~ o trhe Mardians, Weissbach 1930. For Carians
of the Manisa Museum, Hasan Dedeoglu. in Gyges's army, Plutarch, Quaestiones Graecae 451
3 2 ~ nthe Alexander Mosaic from Pompeii, such hel- 302a; for Colophonians in Alyattes's army, Polyaenus
mets are worn by soldiers on the Persian side, who, how- 7.2.2. For mercenaries in eastern Mediterranean
ever, may be Greek mercenaries; note the figure directly armies, see Braun 1982: 21-23, 36-37; for foreign
in front of Bucephalus, and no. 4 in Nylander 1983: 21, auxiliaries in Assyrian armies, see Saggs 1963; Oded
fig. 2. For the problem of the identity of those figures, 1979: 48-54, 108-9.
see Nylander 1983: 21-22, n. 12. 4 0 ~ o rCarians in Gyges's army, see Weissbach
3 3 ~ h ec ap (karaballatu) is listed together with an 1939. Croesus had a Carian mother, Herodotus 1.92;
iron coat of armor. In some translations and references for Carian mercenaries, Herodotus 2.152; Masson
the cap has been called a helmet; but karaballatu is not 1969: 30-31; 1978: 6-7. For Carian helmets, Hero-
necessarily of metal (CAD 8, 1971, s.v. karaballatu; dotus 1.171, Strabo 14.2.271661; Snodgrass 1964.
CAD 15, 1984, s.v. suhattu). The neck protector (kiira- 41~-radiographswere taken in Turkey at the State
pdnu) that is also listed is not necessarily part of the Hospital in Salihli, courtesy of the director, H. Ciftci;
karaballatu, as one reference seems to suggest ("helmet at the Aegean University Hospital at Bornova, cour-
with felt neck guard," Cook 1983: 102). A. D. Kilmer tesy of H. Ozer; and at Desa Iron Boiler and Machine
provided explanations of this text. Industries, Izmir, courtesy of the director, A. N. Okan,
340ne illustration appears on the rim fragment of a chief engineer I. M. Bacak, and his assistant M. Kabar.
white-ground pottery cup (inventoried P63.52/5026), the 4 2 ~ r o s s ections prepared at the Metropolitan Mu-
other in a bone inlay (Greenewalt 1990: 19, fig. 23). seum were examined by D. Scott, Head of Museum
Of the several ancient accounts of the siege of the Services, The J. Paul Getty Conservation Institute:
Acropolis by Cyrus, that of Herodotus is the only one in only a few tiny spots of metal remained in the sample;
which a helmet is mentioned; cf. Ktesias, Persika fr. 4 examination was also limited due to the lack of
(Jacoby, FGrHist 688), Xenophon, Cyropaedia 7.2.2-3; pseudomorphic placement of corrosion products and
Parthenius 22; Polyaenus 7.6.2-3; Zonaras 8.23b. to the secondary growth of iron corrosion. A fifth
3 5 ~ o hellenized
r features of Lydian material culture, sample was prepared and examined by E. Karaesmen
see Greenewalt 1970; 1971a: 42-43; 1971b: esp. 162- of Metag Izmir Metallurgical Factory, again with lim-
65; 1973a: esp. 121-22; 1978: 39, 44; Hanfmann in ited results because of corrosion.
Hanfmann and Ramage 1978: 14-1 8. 4 3 ~ - r a yfluorescence analysis was performed in
Greek sources that have been proposed for Herodot- Turkey at the Faculty of Geology of the Aegean Uni-
us's account of the armament in Xerxes's army include versity at Bornova by Y. Giiltekin, through special ar-
Hekataios (Lewis 1985: 116-17), Hellanikos, and others ran ements made by 0 . Dora and Y. Sava~gin.
e. ., Drews 1973: 28-29, 158, n. 42). 84M. Wypyski, microscopist, Metropolitan Mu-
( q6Bead-and-reel astragals occur at Persepolis, on seum of Art, performed the EDS and SEM analyses.
buildings begun by Darius I or attributed to him Those analyses in no way represent the view or en-
(Schmidt 1953: 96, fig. 40, pl. 128; 112, fig. 54, 114, fig. dorsement of the Museum.
56). The motif is absent at Pasargadae. The relevant gold 4 5 ~ o rcomparisons, see The Fibre Structure of
items from the Temple of Artemis at Ephesos "basis" Leather 1981: 10; Tancous 1986: 345.
CRAWFORD H. GREENEWALT, JR., AND ANN M. HEYWOOD BASOR 285

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