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ABSTRACT
Previously, the scapular musculature was often neglected in designing a rehabilitation protocol for the
shoulder. In the past two decades a significant amount of research has been performed in order to help
identify the role of the scapula in upper extremity function. Weakness of the scapular stabilizers and resultant altered biomechanics could result in: 1) abnormal stresses to the anterior capsular structures of the
shoulder, 2) increased possibility of rotator cuff compression, and 3) decreased shoulder complex neuromuscular performance. This clinical commentary presents facts about the anatomy and biomechanics of
the scapula and surrounding musculature, and describes the pathomechanics of scapular dysfunction. The
focus is upon the assessment of dysfunction and retraining of the scapular musculature.
Keywords: scapular musculature, scapular biomechanics, shoulder rehabilitation, scapular strengthening
Level of Evidence: 5
CORRESPONDING AUTHOR
Michael L. Voight
Belmont University, School of Physical
Therapy
1500 Belmont Blvd
Nashville, TN 37212
Email: Mike.voight@belmont.edu
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INTRODUCTION
The understanding of and interest in the role of the
scapula in upper extremity function has grown considerably in the past two decades. As understanding of the shoulder and surrounding structures
has increased it has become well accepted that the
scapula plays several roles in facilitating optimal
shoulder complex function when scapulohumeral
anatomy and biomechanics interact to produce efficient movement.1 In normal upper quarter function,
the scapula provides a stable base from which glenohumeral mobility occurs.1,2 Stability of the scapulothoracic joint depends on coordinated activity of
the surrounding musculature. The scapular muscles
must dynamically position the glenoid so that efficient glenohumeral movement can occur. When
weakness or dysfunction of the scapular musculature is present, normal scapular positioning and
mechanics may become altered.1,2 When the scapula
fails to perform its stabilization role, shoulder complex function is inefficient, which can result not
only in decreased neuromuscular performance but
also may predispose the individual to injury of the
glenohumeral joint.1,2
FUNCTIONAL ANATOMY AND
BIOMECHANICS
It is important that the clinician have a thorough
understanding of the muscles that control the scapula and normal scapular mechanics. Only through
an understanding of normal biomechanics can the
pathomechanics of injury or dysfunction be understood.2 The scapulothoracic articulation is one of the
least congruent joints in the body. No actual bony
articulation exists between the scapula and thorax,
which allows tremendous mobility in many directions
including protraction, retraction, elevation, depression, anterior/posterior tilt, and internal/external
and upward/downward rotation. When describing
scapular positions, the point of reference is the glenoid. The lack of an actual bony articulation in the
scapulothoracic region predisposes it to pathologic
movement, rendering the glenohumeral joint highly
dependent on its for stability and normal motion.1,3-6
The scapula is only attached to the thorax by ligamentous attachments at the acromioclavicular joint
and through a suction mechanism provided by the
muscular attachments of the serratus anterior and
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Trapezius (Upper/Middle/Lower)
The trapezius functions include upward rotation and
elevation for the upper trapezius, retraction for the
middle trapezius, and upward rotation and depression for the lower trapezius. In addition, the inferomedial-directed fibers of the lower trapezius may
also contribute to posterior tilt and external rotation
of the scapula during arm elevation.10 The trapezius
takes originates from the medial third of the superior nuchal line, external occipital protuberance,
nuchal ligament, and spinous processes of C7 to
T12 vertebrae and attach distally at the lateral third
of the clavicle, acromion and spine of the scapula.
Innervation to the trapezius is provided by the spinal accessory nerve.
Normal Biomechanics
Mechanically, the coordinated coupled motion
between the scapula and humerus, often termed
scapulohumeral rhythm, is needed for efficient
arm movement and allows for glenohumeral alignment in order to maximize joint stability.15 Studies
examining the mechanics and role of the scapula in
shoulder function have progressed over time, with
the earliest studies examining two dimensional
scapular motion with the use of radiographs, dating
back to Inman et al in 1944.16 Inman et al16 found
an overall 2:1 relationship between glenohumeral
elevation and scapular upward rotation, which has
remained the classic description of the so-called
scapulohumeral rhythm.11 A more clinically relevant
analysis of scapular motion has been conducted in
several three-dimensional studies using surface markers and indwelling bone pins.10,11,15,17-19 McClure et al.11
found that during scapular plane elevation of the arm
in normal subjects, there was a consistent pattern of
scapular upward rotation, posterior tilting, and external rotation along with clavicular elevation and retraction.11 Scapular upward rotation is the predominant
scapulothoracic motion. The motion of the scapula
with regard to changes in scapular internal rotation
angles shows more variability across subjects, investigations, planes of elevation, and point in the range of
motion of elevation.11,20,21 It has generally been found
that end range elevation involves some scapulothoracic external rotation, however, some studies report
internal rotation during elevation and limited data
are available.11
Levator Scapulae
The levator scapulae originates from the posterior
tubercles of the transverse processes of cervical
PATHOMECHANICS
The role of the scapula in shoulder injuries has been
widely investigated with the majority of studies in
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Isometrics
Isometric squeezing exercise may begin with many
post-operative patients or those that are having significant pain with active elevation exercises.
1. Scapular pinches: Squeeze shoulder blades together
and hold for 3 seconds
2. Robbery pinches: Squeeze shoulder blades together
and hold for 3 seconds in a position described by
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4. Scapular Punches: Affix theraband to door approximately shoulder height. With back to door grab
theraband and mimic punching motion making
sure to achieve full protraction.
5. Cheerleader Exercise: (Figure 5) Using single piece
of theraband held with both hands in front of body,
elbows completely extended, pull theraband apart
in bilateral horizontal abduction. Return to starting position, then pull theraband in D2 diagonal
Figure 5. Cheerleader Exercise Using Theraband, perform alternating diagonal patterns with one bilateral horizontal abduction
motion between each diagonal. Target muscles, lower trapezius, rhomboids.
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Figure 7. Cocking Cable Column Perform D2 diagonal pattern pulling into a cocked position, then slowly lower to decelerate. Target muscles, lower trap, rhomboid, posterior cuff.
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Figure 8. (a) Manual Resisted protraction/retraction Manual resistance applied to anterior shoulder and spine of scapula while
patient performs protraction, retraction. Target muscles, serratus anterior and rhomboids. (b) Bilateral PNF Manual resisted D2
bilateral PNF pattern. Target muscles, lower trap, rhomboid, posterior cuff.
Supportive Devices
The need for increased awareness of scapular position and stability during movement, as well as correlation to positive clinical outcomes has led to the
development of accessory tools to enhance scapular positioning with activity. Several manufacturers
have developed scapular shirts, an external, tight
fitting device, sewn in a manner that promotes an
upright posture of scapular retraction and upward
rotation. Scapular taping is used by some clinicians
for proprioceptive feedback to the scapular musculature. The authors preferred method is use of the
scapular shirt. (Figure 13)
CONCLUSION
The shoulder complex must be considered a part of
a larger kinetic chain made up of several joints. It
is obvious that the glenohumeral joint and scapula
cannot function independently. Clearly, dysfunction at either joint has a direct effect on the other.
The function of the scapula and surrounding musculature is vital to the normal function of the glenohumeral joint. As knowledge regarding the role
of the scapula continues to grow, improved evaluation and treatment approaches for dyskinesis continue to evolve. While rotator cuff strengthening has
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Figure 9. (Super 6 Scapular Routine (a-f) Series of reciprocal scapular exercises that target scapular, rotator cuff, and trunk musculature. a.Upright Row, b. Dynamic Hug, c. Cocking/Deceleration, d. Cocking/Acceleration, e. Bilateral D2, f. Bilateral Pullover
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Figure 12. Standing snow angels - Stand with back against wall, keeping scapula, back of hands, and forearms touching wall.
Move hands to overhead pressing motion then return with arms to side. Light cuff weights are used to provide additional resistance.
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