Professional Documents
Culture Documents
IN LATE ANTIQUITY
EDITED BY
ALEXANDER SARANTIS
and
NEIL CHRISTIE
LEIDENBOSTON
2013
CONTENTS
VOLUME 8.1
Acknowledgements ........................................................................................
List of Contributors ........................................................................................
Foreword ...........................................................................................................
Alexander Sarantis and Neil Christie
ix
xi
xvii
Bibliographic Essays
War in Late Antiquity: Secondary Works, Literary Sources and
Material Evidence ......................................................................................
Conor Whately
101
153
177
209
239
255
297
vi
contents
317
VOLUME 8.2
Strategy and Intelligence
Information and War: Some Comments on Defensive Strategy
and Information in the Middle Byzantine Period
(ca. A.D. 6601025) ....................................................................................
John Haldon
373
397
433
463
493
523
contents
vii
571
599
631
The West
Imperial Campaigns between Diocletian and Honorius,
A.D. 284423: the Rhine Frontier and the Western Provinces ....
Hugh Elton
The Archaeology of War and the 5th c. Invasions..............................
Michael Kulikowski
Controlling the Pyrenees: a Macaques Burial from Late Antique
Iulia Libica (Llvia, La Cerdanya, Spain) .............................................
Oriol Olesti, Jordi Gurdia, Marta Maragall, Oriol Mercadal,
Jordi Galbany and Jordi Nadal
655
683
703
The Balkans
The Archaeology of War: Homeland Security in the South-West
Balkans (3rd6th c. A.D.) ........................................................................
John Wilkes
735
759
viii
contents
809
The East
Military Infrastructure in the Roman Provinces North and South
of the Armenian Taurus in Late Antiquity ........................................
James Howard-Johnston
853
893
Civil War
Wars within the Frontiers: Archaeologies of Rebellion, Revolt and
Civil War .......................................................................................................
Neil Christie
927
969
Abstract
Conspicuously absent from 6th to early 7th c. fortified sites in the Balkans
are stirrups and other elements of equipment signalling the presence of
cavalry troops. Hoards of iron implements containing stirrups have been
wrongly dated to Late Antiquity; they are in fact of a much later date (9th
11th c. A.D.). Those hoards which can be dated to the 6th c. with some
degree of certainty lack agricultural tools associated with large-scale cultivation of fields. As most such hoards found in Early Byzantine hill-forts typically include tools for the garden-type cultivation of small plots of land, they
show that no agricultural occupations could be practised inside or outside
6th c. forts, which could satisfy the needs of the existing population. Those
were, therefore, forts, not fortified villages.
Now, every year a force of cavalry ( ) from the other cities of Dalmatia used to collect at, and be dispatched from Salona, to the
number of a thousand, and they would keep guard on the river Danube,
on account of the Avars. After defeating the Dalmatian cavalry force on
their own territory, the Avars:
held the survivors captive and dressed themselves up in their clothes, just
as the others had worn them, and then mounting the horses and taking in
their hands the standards and the rest of the insignia which the others had
brought with them, they all started offf in military array and made for Salona.
And since they had learnt by enquiry also the time at which the garrison
was wont to return from the Danube (which was the Great and Holy Saturday), they themselves arrived on that same day. When they got near, the
bulk of the army was placed in concealment, but up to a thousand of them,
those who, to play the trick, had acquired the horses and uniforms of the
Dalmatians, rode out in front. Those in the city [of Salona], recognising their
insignia and dress, and also the day, for upon this day it was customary for
them to return, opened the gates and received them with delight. But they,
as soon as they were inside, seized the gates and signalising their exploit to
the army, gave it the cue to run in and enter with them. And so they put
to the sword all in the city, and thereafter made themselves masters of all
the country of Dalmatia and settled down in it. (Const. Porph. DAI 30.1858,
trans. in Moravcsik and Jenkins (1967) 141 and 143).
A. Sarantis, N. Christie (edd.) War and Warfare in Late Antiquity: Current Perspectives
(Late Antique Archaeology 8.18.2 201011) (Leiden 2013), pp. 809850
810
florin curta
811
Constantines story of how the Avars conquered Salona was that the military equipment of the Dalmatian horsemen was radically diffferent from
that of the Avars: it was only by disguising themselves as Dalmatian horsemen that barbarians could enter the city. The unexpected loss of Dalmatia
to the barbarians was brought about by Avar travestiers.
However, the impression one gets from examining sources chronologically closer to the events narrated in the De administrando imperio is that
the military travesty actually worked in the opposite direction. When the
author of a late 6th or early 7th c. military treatise known as the Strategikon made recommendations as to the organisation and equipment of
Roman cavalry troops, he left no doubt as to the source of inspiration for
his advice:
The horses, especially those of the offficers and the other special troops, in
particular those in the front ranks of the battle line, should have protective
pieces of iron armor about their heads and breast plates of iron or felt, or else
breast and neck coverings such as the Avars use ( ).
The saddles should have large and thick cloths; the bridle should be of good
quality; attached to the saddles should be two iron stirrups, a lasso with
thong, hobble, a saddle bag large enough to hold three or four days rations
for the soldier when needed. There should be four tassels on the back strap,
one on top of the head, and one under the chin. The mens clothing, especially their tunics, whether made of linen, goats hair, or rough wool, should
be broad and full, cut according to the Avar pattern (
), so they can be fastened to cover the knees while riding and give a
neat appearance.8 (Strategikon 1.2.3549, trans. Dennis (1984) 13).
Even though stirrups are not specifically attributed to the Avars, they are
mentioned here in a passage marked twice and with the same words by
reference to Avar practices. This is in fact a chapter of the Strategikon
in which its author insists that Roman cavalrymen employ a number of
devices, all said to be of Avar origin: cavalry lances, with leather thongs
in the middle of the shaft and with pennons; round neck pieces with
linen fringes outside and wool inside; horse armor; long and broad tunics;
and tents, which combine practicality with good appearance.9 In this
context, the mention of pairs of stirrups to be attached to saddles must
also be interpreted as a hint to Avar practices. After all, cavalry lances,
horse armour, and tents are also attributed to the Avars in the chapter
8Stirrups are also mentioned, without any reference to the Avars, in Strategikon
2.9.2228.
9Strategikon 1.2.1022. See also Szdeczky-Kardoss (1986) 208209.
812
florin curta
dedicated to Scythians, that is Avars, Turks, and others whose way of life
resembles that of the Hunnish people, from which stirrups are nonetheless absent.10
Primarily on the basis of the Strategikon, scholars have by now accepted
the idea that contacts with nomadic groups who inhabited or passed
through steppe regions north of the Danube and Black Sea made it possible for central Asian or even more easterly military equipment and
practices to be transferred to the Balkans; such is the case of the stirrup, which was adopted by Roman cavalrymen in the late 6th c. from the
Avars, who ultimately brought it from the eastern steppes and China.11
Others, however, refuse to give the Avars any credit for the introduction of
the stirrup to Europe, and instead maintain that the earliest Avar stirrups
were either imports from, or imitations of specimens originating in the
empire.12 The stirrup controversy has generated a considerable amount
of literature, which had very little, if any impact, on studies dedicated to
the Late Roman or Early Byzantine army.13 There is to date no special
study dedicated to the archaeology of the Avar influence on Roman military equipment and tactics.14
Nor has any attempt been made to assess the testimony of the Strategikon in the light of the archaeological evidence pertaining to the Early
Byzantine period.15 Were Roman troops in the 6th c. Balkans equipped
and armed as recommended by the author of the Strategikon? Were Avar
attacks on the Balkan provinces of the empire repelled by means of cavalry troops, or was defence based more on the network of hill-forts that
had been built during the long reign of Emperor Justinian? Were such
fortified settlements a military response to a particular form of warfare,
which was prevalent in the 6th c., or did they serve as refuge for the rural
population in their environs? Can weapons and agricultural implement
813
finds, especially those from hoard assemblages excavated on Early Byzantine hill-fort sites, help determine whether their primary function was
military or civilian?
In this essay I argue that answers to those questions, although implicit
in the abundant literature on the archaeology of the 6th and early-7th c.
Balkans, constitute a compelling basis for rejecting the current interpretation of the military infrastructure of the region during the last century
of Roman rule. My discussion of the partial conclusions drawn from the
analysis of Avar-age stirrups and hoards of iron implements and weapons
found on Early Byzantine hilltop sites is intended as a reminder that one
cannot simply use the archaeological evidence as an illustration of what
is already known from written sources.
Stirrups
No stirrups have so far been found that could be dated, with any degree
of certainty, before the Avar conquest, in the late 560s, of the Carpathian
Basin.16 The earliest stirrups that could safely be attributed to the Avar age
are apple-shaped, cast specimens with elongated suspension loops and
flat treads slightly curved inwards, such as that found in a sacrificial pit
in Baja (fig. 1/1).
Equally early are the stirrups with circular bow and eyelet-like suspension loop. Apple-shaped stirrups with elongated suspension loops
do not appear after ca. A.D. 630, but those with circular bow and eyeletlike suspension loops remained in use throughout the 7th c., and can
be even found in assemblages dated to the early 8th c.17 Two stirrups
with elongated suspension loops have been found in association with
Byzantine gold coins struck for Justin II (at Szentendre) and Maurice
16Ambroz (1973) 91; Blint (1993) 210. The year 568 is traditionally viewed as the beginning of the Avar age, primarily because that is when, according to the written sources, the
Avars defeated the Gepids and forced the Lombards to migrate to Italy. However, there is
so far no solid argument against dating the earliest Avar-age assemblages to before 568, see
Stadler (2005) 128. Early Avar is a technical term referring to the first stage of the chronological model of Avar archaeology, which was established by Ilona Kovrig (1963) on the
basis of her analysis of the Alattyn cemetery and recently refined by Peter Stadler on the
basis of calibrated radiocarbon and dendrochronological dates, see Stadler (2008) 4759.
17Garam (1992) 160. For stirrups with elongated attachment loops as the earliest Avarage stirrups, see Nagy (1901) 314; Kovrig (1955) 163; Garam (1990) 253; Daim (2003) 468.
Aibabin (1974) called this the Pereshchepyne type of stirrup. According to Iotov (2004)
140, 142, such stirrups belong to his class IA.
814
florin curta
Fig. 1Early Avar, apple-shaped cast stirrups with elongated suspension loop: 1Baja, sacrificial pit; 2unknown location in northeastern
Bulgaria; 3Pernik, Early Byzantine hill-fort; 4Nevolino, grave 122;
5Strezhevo, hoard of iron implements. (After Hampel (1905); Iotov
(2004); Goldina and Vodolago (1990); and Janakievski (1980).)
815
18Hampel (1905) 34345; Csallny (1958) 4950 and 6668. The coin found together
with the Szentendre stirrup was a tremissis struck for Justin II in Constantinople between
565 and 578, while that found together with the Nyregyhza stirrup was a light (23 carat-)
solidus struck for Emperor Maurice in Constantinople between 584 and 602. See Somogyi
(1997) 67 and 87.
19Curta (2008a) 306307.
20Heinrich-Tamska (2005) 29 and 24 figs. 34.
21Hrke and Belinskii (2000) 201202. Two stirrups have been found beside a male
skeleton in burial chamber 341, together with pressed silver belt mounts. Two solidi struck
for Maurice (582602), one freshly minted, the other worn, were found with the neighboring skeleton. Stirrups and solidi are therefore not necessarily contemporary. A fragmentary
stirrup (most likely another specimen with eyelet-like suspension loop) came from burial
chamber 363, together with two skeletons, a male and a female. A pendant made of a
solidus struck for Heraclius of 63441 was found next to the skull of the female skeleton.
Again, the association of stirrup and coin is not warranted. I am grateful to Heinrich Hrke
for the details of his unpublished excavations in Klin Iar, including the complete illustration of the grave goods found in burial chambers 341, 360, and 363.
22Grave 19: Goldina and Vodolago (1990) 2930. Another stirrup was found in grave
45 of that same cemetery together with a Soghdian imitation of a Sassanian drachma of
Varakhran V (42139), see Goldina and Vodolago (1990) 31. Such imitations are known as
Bukharkhudat coins because they were struck in Bukhara, but they are notoriously difficult to date; no agreement exists on their exact chronology and historical circumstances
surrounding their production. The coin from grave 45 could have just as well been minted
in the 6th as in the 7th c.
816
florin curta
817
23Izmailov (1990) 64 and 70 fig. 2. For Martynovka mounts, see Somogyi (1987); Blint
(1992); Gavritukhin and Oblomskii (1996) 2528. Such mounts were produced by means
of two-piece moulds, such as that found in a workshop in Cariin Grad: Bavant (1990)
22123.
24Belt mounts with open work decoration: Goldina and Vodolago (1990) 30 (grave 28
in Verkhniaia Saia) and 51 (grave 95 in Nevolino). Foil mounts with pressed ornament:
Semenov (1988) 9799 and 100 fig. 2.3, 4 (grave 17 in Novohryhorivka). Shoe buckles with
rectangular plate: Goldina and Vodolago (1990) 124 pl. 27.43 and 146 pl. 49.11 (grave 140 in
Brody); Rashev (2000) 24 (Portove, barrow 12, grave 5). For 6th and 7th c. assemblages in
the steppe lands north of the Black Sea, see also Curta (2008b).
25Grave 122: Goldina and Vodolago (1990) 53 and 146 pl. 49.10. The grave also produced
a bridle bit, an iron buckle and a handmade bowl. On the other hand, grave 122 was situated in the middle of the cemetery, a position strongly suggesting a date earlier than that
of graves found on the fringes, which could be dated to the late 7th, 8th, or even 9th c.
26Grave 382: Mazhitov (1990) 261, 26465, and 263 fig. 2/16. The Khwarazmian coin was
perforated, an even stronger indication of a late date. Among other grave goods from that
burial assemblage, there was also a so-called pseudo-buckle. The chronology of such belt
mounts cannot be pushed beyond A.D. 700, see Garam (2000) and Gavritukhin (2001). The
association between stirrup and pseudo-buckle is also attested in grave 202 in Nevolino,
for which see Goldina and Vodolago (1990) 59 and 146 pl. 49.12.
27Semenov (1988) 109.
818
florin curta
against the Avars. The last coins from that assemblage were 18 light
(20 carat) solidi struck for Constans II between 642 and 646.28 Most other
stirrups from the steppes north of the Black Sea should date to the later
7th c., if not after 700.29
Given the insistence with which the author of the Strategikon recommended imitating Avar practices, as well as the abundance of stirrups
found in the region adjacent to the northern frontier of the empire, the
number of specimens from the Balkans that could be dated to the late 6th
or early 7th c. is surprisingly small (fig. 3).
Leaving aside misidentified artefacts and mounting devices occasionally found on Early Byzantine sites, there are so far just two early stirrups known from the Balkans.30 One is an isolated find from Pernik, more
likely from the Early Byzantine than from the early medieval occupation
phase on that site (fig. 1/3);31 the other, unprovenanced, is said to be from
north-eastern Bulgaria (fig. 1/2).32 No stirrup with circular bow and eyeletlike suspension like that from Pergamon has so far been found on any 6th
or early 7th c. site in the Balkans.33 Why are there not more stirrup finds
from Early Byzantine hill-forts in the Balkans? The presence of cavalry
troops in the region is clearly documented for the period during which
some of the earliest apple-shaped stirrups with elongated attachment
28Aibabin (1974) 32 and 33 fig. 3; Werner (1984) pl. 7.15. The Malo Pereshchepyne stirrup was made of silver, not bronze. For the coins, see Sokolova (1995). All light solidi struck
for Constans II were perforated, and 9 of them had precious stones set on the obverse. For
Kubrat and Malo Pereshchepyne, see Werner (1985); Werner (1992b); Lvova (2000). For a
chronological mise-au-point of the problem, see Gavritukhin (2006).
29Novopokrovka: Kukharenko (1952) 3637 and 39; Hlodosy: Smilenko (1965); Zachepilovki: Smilenko (1968); Iasinovo: Aibabin (1985) 19196 and 192 fig. 1.2; Voznesenka:
Grinchenko (1950) pls. 1.14 and 6.9 and Ambroz (1982). The stirrup found in grave 204
of the large cemetery excavated in Shokshino (north-western Mordovia) may also be of
7th c., although no other grave goods are known from that assemblage. See Cirkin (1972)
163 and 162 fig. 2.21. Seventh century stirrups are also known from cemeteries excavated
in the present-day Kaliningrad oblast of Russia, not far from the Baltic Sea shore, see
Kleemann (1956) 115 and pl. 31a.
30Misidentified artefacts: Herrmann (1992) 175. I owe a debt of gratitude to Kristina
Rauh for clarifying the identification of the iron artefact from Rupkite as definitely not a
stirrup. See Werner (1984b) for mounting devices, whose function was probably not unlike
that of the stirrups Early Byzantine corpsmen attached to the front and back of their saddles in order to transport the wounded on horseback (Strategikon 2.9.2228). None of the
other stirrups mentioned in Bugarski (2007) 258 can be dated to the 6th or 7th c.
31Changova (1992) 181 and fig. 168.1; Iotov (2004) pl. 71.754.
32Iotov (2004) pl. 71.753.
33Gaitzsch (2005) 121 and pl. 56.V29.
819
820
florin curta
821
singly in Early Avar graves, but there are also instances of two or three per
burial assemblage, often of diffferent types. The strong correlation between
stirrups and lance-heads suggests that stirrups were employed primarily
by lancers. Stirrups, on the other hand, were particularly important when
the amount of body armour increased and, when wielding multiple weapons, especially when switching from bow to lance in action, they made
the rider more top-heavy and susceptible to lose his balance.38 In other
words, stirrups were the hallmark of a class of professional mounted warriors, who could affford armour for themselves and for their war horses,
a multitude of high-quality weapons, and a special training for a highly
versatile form of warfare. Early Avar lances had narrow, short, and solid
blades of high-quality steel, designed to pierce armour.39 These may well
have been the , to which the author of the Strategikon refers in
relation to the Avars, and which modern commentators translate as either
throwing spears or stabbing lances.40 Some argue that, much like appleshaped stirrups with elongated attachment loops, such lance-heads were
of Byzantine manufacture.41 If so, their absence from the archaeological
record of the 6th to early 7th c. Roman provinces in the Balkans is remarkable. None of the lance- or spearheads found on Early Byzantine hill-fort
sites in the region bears any resemblance to the weapons accompanying
Avar warriors to their graves.42
Equally diffferent from Avar weapons are the swords from Sadovec,
Cariin Grad, and Balajnac.43 Excavations of several Early Byzantine sites
produced shield bosses or handles, which are otherwise absent from
Early Avar burial assemblages with stirrups.44 Judging from the existing
evidence, the garrisons of 6th to 7th c. Balkan hill-top sites were more
likely to have fought as infantry than as cavalry troops. Those were soldiers equipped with spears, swords, battle axes, and shields; some may
38Curta (2008a) 312. For switching from bow to lance, see Strategikon 1.1216; for
switching from lances to bows, a particularly Avar speciality, see Strategikon 11.2.2427.
39Csiky (2007) 31011 and 309 fig. 2 (type I/1).
40Strategikon 1.2.17 ( ) and 11.2.24 and 26. See also Nagy (2005) 137.
41Freeden (1991) 624.
42For lance- and spear-heads on Early Byzantine hill-fort sites, see Gabrievi (1986) 89
fig. 22.5, 7 (Rtkovo); Deroko and Radoji (1950) 138 fig. 41; and Bavant (1990) pl. 40.246, 247
(Cariin Grad); Jeremi and Milinkovi (1995) 223 fig. 28 c-f and 224 fig. 30 c-e (Bregovina);
Marui (1962) pl. 4.1, 2 (Nezakcij); Lazaridis (1965) 32734 (Nea Anchialos); Romiopoulou
(197374) 697 (Kitros); Agallopoulou (1975) 239 (Ladochori).
43Uenze (1992) pl. 43.3, 58; Deroko and Radoji (1949) 137 fig. 39; Jeremi (1995)
19394. For Avar swords, see Simon (1991).
44Miloevi (1987) fig. 24; Jeremi and Milinkovi (1995) 224 fig. 30; Bavant (1990)
pl. 41.255; Mikuli (2002) 468 fig. 385.1; Majewski et al. (1974) 179 and 181 fig. 5a.
822
florin curta
have used composite bows, but, again, they were not mounted archers.
While horses may have indeed existed in some forts, there is no sign of
the permanent presence of horsemen with equipment of Avar inspiration. If any Roman cavalrymen battled the mounted Avar warriors in the
Balkans, they must have been highly mobile troops coming from outside
the region. They most certainly were not from units stationed on a longer
term in any of the forts excavated so far in the Balkans.
Hoards
In spite of the incontrovertible testimony of the Strategikon, there is very
little evidence for the use of stirrups in the late 6th or early 7th c. Balkans.
Nonetheless, some scholars have recently claimed that not only were stirrups used during the Early Byzantine period, but they were also produced
in the Balkans.45 Their main support for this is the presence of an appleshaped specimen with elongated suspension loop among the 15 stirrups
found in the Strezhevo hoard (figs. 1/5; 4).46
Given that apple-shaped stirrups with elongated suspension loops
are typical for Early Avar assemblages in Hungary and the surrounding
regions, the conclusion was drawn that the hoard itself must be dated to
the same period. A 6th c. date was also advanced for some of the artefacts with which the stirrups were associated in the hoard assemblage,
especially two L-shaped keys and a processional cross. Analogies for
the keys were found among artefacts from a number of Early Byzantine
sites in Serbia (Cariin Grad, Jelica, Gornij Streoc, Bregovina, and Gamzigrad), even though none of them was found in an archaeological context securely dated to the 6th or early 7th c. In fact, L-shaped keys with
twisted handles very similar to one of the two Strezhevo keys come from
Early Medieval hoard assemblages in Bulgaria and Moravia,47 some found
45Bugarski (2007) 262.
46Janakievski (1980). The hoard was found during salvage excavations carried out in
1979 next to the basilica with mosaic pavement within the Early Byzantine fort at Kale.
47Chelopech (Bulgaria): Mutafchiev (1914) 266 fig. 243.6. Dlgopol (Bulgaria): Zlatarski
(1960) 103109 and fig. 8. abokreky (Slovakia): Bartokov (1986) 6162 and 63 fig. 20.24.
Star Zmky (Moravia, Czech Republic): Staa (1961) 112 fig. 29.7. Gajary (Slovakia): Bartokov (1986) 15 fig. 5.32. Mikulice (Moravia, Czech Republic): Bartokov (1986) 29 fig.
10A.48. Moravsk Jan (Slovakia): Mller (1996) 370 fig. 5.323. In Bulgaria, L-shaped keys
are also known from late 9th to 10th c. burial (Oborochishte) and settlement assemblages
(house 32 in Garvan), see Vzharova (1976) 333 and 335 fig. 211.3; Vzharova (1986) 109 and
107 fig. 99.2.
823
824
florin curta
48Coins of John Tzimiskes: Chelopech (Mutafchiev (1914) 264). Late Avar strap ends
and belt mounts: Moravsk Jan (Bartokov (1986) 35 fig. 12. 3, 56, and 810; Mller
(1996) 370 fig. 5.327). The strap ends and belt mounts from Moravsk Jan are specimens of
Zbojnks classes 90, 113, 229, and 251, respectively. Such belt fittings are most typical for
the Late Avar III phase (ca. 750-ca. 780). See Zbojnk (1991) 241; Stadler (2008) 59.
49See, for example, keys from a small hoard of casts found in Drobeta Turnu-Severin:
Bejan (1976). This hoard must dated to the (late) 6th c., as afffirmed by the presence within
this of cast fibulae with bent stemsee Curta (2001) 245.
50Bugarski (2007) 260. For the processional cross from Sredishte, see Iotov (2004) 83
and 81, fig. 39.546. For iron processional crosses in Bulgaria, all dated after ca. 900, see
Totev (2002) and (2005).
51Iotov (2004) 147 and 15152 and (2007).
52For the hoard, see Garaanin and Vai (1987) 94, 101 fig. 12, and 102 fig. 1314. For
the dating of the stirrup, see Iotov (2004) 152. Bugarski (2007) 258 wrongly insists on a 7th
c. date. For finds of 6th c. censers in the Balkans, see Rendi-Mioevi (1952) 202 fig. 1;
orovi-Ljubinkovi (1954) and (1956); Atanasov (2004) pl. 6.
53For the medieval occupation in Troianov most, see Marjanovi-Vujovi (1987); and
Milenkovi (1997).
54Kouzov (2000). For the chronology of stirrups with elliptic bow, see Iotov (2004) 158.
825
These are stern reminders that not all assemblages found on sites otherwise known to have been occupied during the 6th and 7th c. should
automatically be attributed to the Early Byzantine phase of occupation.
More than 20 hoards have so far been found on Early Byzantine fortified
sites in the Balkans (see Table 1; fig. 5).
Some of them have been used as an illustration not only of a late
antique occupation of those sites, but also of their ruralisation, given the
presence of agricultural tools among items found with such assemblages.55
In at least two cases, the hoards themselves have been dated to the 6th or
55Most typical for this approach is Popovi (1990) and (199495). For the ruralisation of
Balkan urban centers in the Balkans between the 5th and the 7th c., see Popovi (1982).
826
florin curta
827
One hoard in the first quadrant (Stara Zagora 1) stands out as the only
assemblage combining such items as a copper-alloy kettle, two bronze
candlesticks, and several bronze vessels, including four 2nd to 3rd c.
authepsae.61 That the Stara Zagora 1 hoard must be of a later date emerges
from the examination of the candlesticks and of 6 bells, all of liturgical
use. One bell has an inscription mentioning a certain presbyter named
Sergios, another bears the monogram of Emperor Justin IIthe latest
appearing in the 10th c. Similarly, bill-knives of Hennings class G5 were in use in the 900s:
one was found among the grave goods of a 10th c. burial in OborochishteHenning (1987)
90, 96. Ogribki are commonly interpreted as tools for scraping the kneading trough, but
there is no solid argument for that interpretation.
61Cholakov and Ilieva (2005) 5456 and 57 pl. 1.14.
828
florin curta
829
62Cholakov and Ilieva (2005) 58. A good analogy for the Stara Zagora candlesticks are
two silver candlesticks from Sadovec with control stamps from the reign of Justinian
Iurukova (1992) 287.
63Vlling (1995) 42541. All coins have since been lost.
64Gerasimov (1946) 204.
65Popovi (1990) 295.
66Cholakova (2005) 149.
67Henning (1987) 5960. The distribution of B3 ploughshares is restricted to the territory of the 5th and 6th c. Roman provinces in the northern Balkans. For finds from monastic sites, see Dzhambov (1956) 188 fig. 29. For hill-fort finds, see Velkov (1935) fig. 5.
68Stancheva (1970) 53538.
69Popovi (1999) 9596 and 115 fig. 61.13.
70Henning (1987) 154. For the helmet, see Vagalinski (1998).
830
florin curta
6th c. date. They typically include several agricultural tools of distinct types,
such as pick-axes, mattocks, drag hoes, bill-knives, sickles, and scythes, in
combination with lance-heads of Iotovs class 1B and battle-axes, either
fan-shaped or of Bartokovs class IIAa. A ploughshare of Hennings class
B3 may also appear occasionally in such an assemblage. However, the
overwhelming presence of gardening tools, such as mattocks of Hennings
classes K4, K 5, and K8, and pick-axes strongly suggests that the agriculture practised in the 6th c. Balkans was restricted to areas suffficiently
small to be cultivated with little or no use of draught animals. This has
often been explained in terms of the specific landscape surrounding the
6th c. fortified sites in the Balkans. Hence, the small number of agricultural tools found in Cariin Grad, in sharp contrast to the comparatively
larger number of blacksmithing or carpentry tools, was related to the hilly
and densely-forested hinterland of the city, with no signs of agricultural
cultivation even during the centuries pre-dating its foundation.71 Others
have pointed out the causal link between the disappearance during the
5th c. of villae rusticae, and the drastic changes in the rural economy of
the 6th c. Balkan provinces. Farming implements, such as mattocks and
pick-axes, often of larger size than those of earlier periods, could be indications of this new economic profile, characterised by a drastic reduction
of areas under cultivation, and by the emphasis placed on human labour,
with little or no use of draught animals.72
A very diffferent picture emerges from the examination of hoards from
the third and fourth quadrants of the correspondence analysis plot. They
produced a number of agricultural tool categories almost equal to that
from late antique hoards, but of quite diffferent quality. Mattocks of Hennings classes K4, K5, and K8 have been replaced by light specimens of
his classes K10 and K15, most typical for work in the early medieval vineyards.73 Similarly, ploughshares of Hennings class A1 and C1 appear in
great numbers (as many as 9 specimens in the Dlgopol hoard), often
in combination with coulters of Hennings class E1indicative of the
cultivation of larger fields by means of ploughs with mouldboards, such
as depicted in grafffiti on the walls of the royal palace in Pliska, dated
71Popovi (1990) 293 and (19941995) 69. There is a significantly smaller number of
ploughshares from Early Byzantine than from Roman sites in the northern Balkans.
72Henning (1987) 79.
73Henning (1987) 83; Curta (1997) 220.
831
74Henning (1987) 4969. With few exceptions, ploughshares of Hennings class A1 are
not known from 6th c. assemblages in the Balkans.
75Curta (1997) 219.
76Vagarelski (1929); Henning (1987) 73. The earliest evidence of ards equipped with
tanged shares comes from China under the Han dynastysee Pleterski (1987) 275.
77Kovcs (1981) 94. Along with various battle axes, scraping tools of Hennings class P2
may have served as markers of social status for burials of Khazar warriors of the so-called
afsad classsee Afanasev (1993) 14142.
78For spear-shaped axes, see Henning (1989) 91. On the use of such weapons, as well as
of battle axes of Bartokovs classes II and III, in mounted combat, see Curta (1997) 225.
832
florin curta
Forts
There are several conclusions to be drawn from the above discussion.
First, it appears that very little, if any, evidence exists for the presence of
large numbers of horsemen garrisoned in Balkan forts. According to Procopius, a commander of the cavalry cohorts stationed from ancient times
at Tzurullum (present-day orlu, in Turkey) was defeated, captured, and
savagely executed by marauding Sclavenes in A.D. 549.79 But Tzurullum
was a major city in the hinterland of Constantinople, and the presence of
79Procop. Goth. 7.38.5. The Sclavenes of A.D. 549 were probably horsemen, for Procopius calls them an army (), a word he commonly uses for cavalry troops
(e.g., Procop. Pers. 1.12.6, 1.21.15, 2.4.4, Procop. Vand. 3.18.13). See Ivanov et al. (1991) 234.
833
834
florin curta
general at the head of the army sent by Emperor Maurice in A.D. 594
against the Sclavenes north of the Danube.81 The evidence of weapons
found on 6th c. fortified sites in the northern Balkans and discussed in
the first part of this paper also suggests that the garrisons stationed there
were made up of foot-soldiers, not horsemen.
But were those full-time soldiers, or were they peasants like those at
Thermopylae, whom Procopius describes as suddenly becoming makeshift soldiers for the occasion, abandoning their agricultural occupations
until Justinian replaced the inexperienced garrison with regular troops?82
Some scholars have interpreted the archaeological evidence of 6th c. fortified settlements as indicating not military, but civilian sites.83 According
to Archibald Dunn, fortified hilltop sites in northern Greece offfered shelter to the urban and rural populations fleeing the lowlands under the continuous threat of barbarian raids.84 Andrew Poulter denies the existence
of any identity or even similarity between the hill-top sites in northern
Balkans, which he regards as temporary refuges, and those regularly built
fortifications on the frontier, which more obviously performed a military
role.85 Chavdar Kirilov points to the archaeological evidence of agricultural occupations as an argument in favour of the idea that hilltop sites
were fortified villages, not military forts.86 Because of farming implements
from hoards, Pernik, Shumen, and Odrci are therefore re-interpreted as
defended villages, although, in all three cases, there is plenty of evidence
of an early medieval occupation phase.87
835
We have seen that the Shumen hoard has in fact been misdated, together
with other assemblages such as Jelica and Gamzigrad. As for hoards securely
dated to Late Antiquity, it is important to note that farming implements,
especially those used in tillage (as opposed to those used for harvesting)
represent only a small percentage of the entire assemblage: the Olympia
hoard, dated with coins struck for Justinian and Justin II, includes 12 harvesting implements (5 bill knives and 7 sickles), but only 6 tilling tools (two
mattocks and 4 pick-axes). None of those tilling tools may be associated
with any form of large-scale cultivation, and some of them were instead a
natural accompaniment to forest clearing activities. The Sliven hoard (with
three mattocks, one pickaxe, and 7 drag-hoes) is the only assemblage in
which tilling tools predominate. For Pernik, although its hoard produced
a ploughshare, two drag-hoes, three mattocks, and a pick-axe, the largest
number of items comprise tools for harvesting (4 bill-knives, one scythe
and 8 sickles). The same is true for the Odrci and Stara Zagora 2 hoards, in
which tools for harvesting, especially sickles and scythes, appear in much
greater numbers than those for tilling. Despite the presence of mattocks
and pick-axes, the Carevec, Tinje, and Voivoda hoards have produced more
carpentry tools (especially chisels, wimbles, saws, burins, planes, and other
carving tools) than either farming implements (for both tilling and harvesting) or weapons. The only hoard in which weapons predominate is
Razgrad, which is probably not of late antique date.
Observation of the scattergram showing the relationships between
artefact categories reveals the combination of tools and weapons underlying the structure of the late antique hoards. The cluster of hoards in the
first quadrant is based on a combination of tilling (mattocks of Hennings
classes K4 and K8, pick-axes of classes L1 and L2, drag-hoes of class K3,
and ploughshares of class B3), harvesting (bill-knives of Hennings classes
G1 and G2b, sickles of class H1, and scythes of class I2), and primarily
carpentry tools (straight planes, wimbles and chisels). If fan-shaped axes
were also used in carpentry, then the number of craftsman tool types is
as large as that of tilling tool types. The grammar of late antique hoards
seems to be based on the conceptual association of vineyard or field harvesting with tilling. Judging from the tools themselves, the latter was an
activity linked to work in the garden or on small fields, and cannot therefore serve for the identification of the function of any site as agricultural
and not military.
The mattocks and pick-axes, as well as the sickles and bill-knives found
in abundance in late antique hoards, fit very well within the picture of
small-scale cultivation of crops either within or just outside the city or fort
836
florin curta
walls. Large open spaces existed, for example, on the northern side of the
Early Byzantine fort built in the south-eastern corner of the ancient city of
Nicopolis ad Istrum (Nikiup); there is no sign of large-scale grain cultivation, and the open spaces may have been used for garden cultivation of
millet and legumes.88 Analysis of palaeobotanical assemblages from Iatrus
(Krivina) has revealed that the diet of the soldiers in the forts garrison
consisted of oats and peas, both of which may have been cultivated on
site.89 This is further substantiated by the evidence of written sources:
in 583, when attacking Singidunum by surprise, the Avars encountered
the majority of the citys inhabitants encamped in the fields, since the
harvest constrained them to do this; for it was summer season and they
were gathering in their subsistence.90
However, there is also evidence to suggest that the small-scale cultivation on plots inside or outside city walls was not suffficient for the
subsistence of the relatively large number of people living inside 6th c.
hill-top sites. The distribution of 6th c. amphorae (particularly LR1, LR2,
and spatheia) on such sites in the Balkans has been interpreted as evidence of a state-run distribution of food supplies to the garrisons stationed in forts.91 Palaeobotanical assemblages from the late 6th and early
7th c. military site at Svetinja comprised mixes of wheat, rye, barley, and
milletan indication of supplies of corn coming from outside the military settlement, probably from neighbouring Viminacium, to which they
may have been shipped via the annona-like distributions signaled by finds
of Late Roman amphorae.92 The author of the Strategikon recommends
that when campaigning north of the Danube River, in Sclavene territory,
Roman troops do not destroy provisions found in the surrounding countryside, but instead ship them on pack animals and boats to our own
country.93 That Roman soldiers needed to rely on food supplies captured
from the enemy suggests that there was no large-scale production of food
in or around the fortified sites in the Balkans. Similarly, the analysis of
88Poulter (1995) 166 and 181.
89Hajnalov (1982) 232. According to Beech (2007) 244 and 247, the analysis of 6th c.
samples from Nicopolis ad Istrum suggests continued supply of cereals, but it remains
unclear whether those were locally cultivated or brought to the site from afar.
90Theoph. Sim. 1.4.12 (trans. Whitby and Whitby (1986) 2425). For a similar episode
in Thessalonica during the early years of Heraclius reign, see the Miracles of St. Demetrius
2.2.199.
91Curta (2001b) 20910. For LR1 amphorae as an indicator of annona-type distributions
to the army stationed in the northern Balkans, see Karagiorgou (2001).
92Borojevi (1987) 67 and 70.
93Strategikon 11.4.8.
837
faunal remains from Iatrus shows that the soldiers in the garrison relied
heavily on hunting for meat procurement.94
Even if some inhabitants of fortified sites in the 6th c. Balkan provinces of the empire turned to small-scale, garden cultivation of crops in
order to supplement (insuffficient or irregular?) annona distributions, no
evidence exists that such activities were anything more than temporary
or economically marginal. Hill-top sites in the Balkans may not have all
been military, but none of them appears to have functioned as a fortified
village. Behind or just outside the walls of the 6th c. forts, no agricultural
occupations could be practised in such a way as to satisfy the needs of
the existing population. The ruralisation of the late antique Balkans must
instead be understood as the militarisation of the countryside.
Conclusion
This discussion brings into focus a number of themes which have relevance to an understanding of the wider social issues underpinning the 6th
c. changes in the settlement pattern of the empires Balkan provinces. As
part of the military strategy implemented by Emperor Justinian, a great
number of fortified sites perched on hill-tops appeared almost everywhere
in the Balkans. It is diffficult to prioritise the various factors, since they
must be considered interdependent. However, the lack of suffficient troops
in the Balkans, the disappearance of the old administrative structure,
especially of civitates and provinciae, and the need to provide an effficient
response to devastating raids by barbarian horsemenHuns, Cutrigurs,
or Avarsall contributed to the implementation of a vast program of
fortification, the size of which the Balkans had never witnessed before.
The picture to emerge from the evidence reviewed is one of landscapes
of kastra,95 a conclusion supported by the relative paucity of weapons or
military equipment of Avar inspiration in relation to the existence of large
numbers of cavalry units permanently stationed in the Balkan provinces.
On the other hand, reflecting upon the specific range of farming implements discovered in hoard assemblages from Early Byzantine fortified
94Bartosiewicz and Choyke (1991) 191. The situation at Iatrus sharply contrasts that at
Butrint (Albania) and Tinje (Slovenia), two sites on which early and mid-6th c. animal
bone assemblages are dominated by pig, with no traces of game. See Powell (2004) 306
Table 17.1; Cigleneki (2000) 16771.
95Dunn (2004) 578.
838
florin curta
839
Acknowledgements
I wish to acknowledge the contribution of the two anonymous readers to
the final version of this chapter. Although I disagree with both of them
on almost every aspect of interpretation, their comments and recommendations helped sharpen the focus of this research and have forced me to
re-think some of the implications of my conclusions.
98Poulter (2007) 380: There exists no evidence whatsoever that imperial Roman or
Early Byzantine policy adhered to the principle of defence in depth. Meanwhile, Crow
(2007) refers to the Anastasian Long Wall as the final frontier.
840
florin curta
Table 1.Re-dating of the hoards found on Early Byzantine sites
Hoard
Previous dating
New dating
Balajnac
Carevec
Cariin Grad
Odrci
Olympia
Pernik
Sliven
Zheglica
Stara Zagora 1
Gamzigrad
Jelica
Montana 1
Razgrad
Shumen
Stara Zagora 2
Strezhevo
Tinje
Voivoda
Dolishte
Montana 2
Troianov most 1
Troianov most 2
Asenovgrad
Bibliography
Primary Sources
Const. Porph. DAI = Moravcsik G. and Jenkins R. J. H. (1967) edd. Constantine Porphyrogenitus, De administrando imperio (Washington 1967).
Menander = Blockley R. C. (1985) ed. and trans. The History of Menander the Guardsman
(Liverpool 1985).
Miracles of St. Demetrius = Lemerle P. (197981) Les plus anciens recueils des miracles de
Saint Dmtrius et la pntration des Slaves dans les Balkans (Paris 197981).
Procop. Goth., Procop. Vand., Procop. Pers. = Dewing H. B. (191454) ed. and trans. Procopius, History of the Wars 15 (Cambridge, Mass. and London 191454).
Procop. Aed. = Dewing H. B. (191454) ed. and trans. Procopius, Buildings 7 (Cambridge,
Mass. and London 191454).
Sebeos = Thomson R. V., Howard-Johnston J. D. and Greenwood T. (1999) trans., comm.
and notes. The Armenian History Attributed to Sebeos (Translated Texts for Historians
31) (Liverpool 1999).
Strategikon = Dennis G. T. (1984) trans. Maurices Strategikon: Handbook of Byzantine Military Strategy (Philadelphia 1984).
841
Theoph. Sim. = Whitby M. and M. (1986) trans. The History of Theophylact Simocatta: an
English Translation with Introduction and Notes (Oxford 1986).
Secondary Works
Afanasev G. E. (1993) Sistema socialno-markiruiushchikh predmetov v muzhskikh
pogrebalnikh kompleksakh Donskikh alan, Rossiiskaia Arkheologiia 4 (1993) 13144.
Agallopoulou P. (1975) Ladochori Igoumenitsas, ArchDelt 30.2 (1975) 239.
Aibabin A. I. (1974) Stremena Pereshchepinskogo tipa, Soobshcheniia Gosudarstvennogo
Ermitazha 39 (1974) 3234.
(1985) Pogrebanie khazarskogo voina, Sovetskaia Arkheologiia 3 (1985) 191205.
Aleksandrov G. (1977) Rezultati ot razkopkite na Kaleto v Mikhailovgrad, Izvestiia na
Muzeite v Severozapadna Blgariia 1 (1977) 26792.
(1987) Rezultati ot razkopkite na krepostta Montana (19711982), in Montana, ed.
V. Velkov (Sofia 1987) 5485.
Aleksiev I. (1976) Nakhodka na ordiia na truda i vorzhenie ot Carevec, Muzei i pametnici na kulturata 16.2 (1976) 3336.
Ambroz A. K. (1973) Stremena i sedla rannego srednevekovia kak khronologicheskii pokazatel (IVVIII v.), Sovetskaia Arkheologiia 4 (1973) 8198.
(1982) O Voznesenskom komplekse VIII v. na Dneprevopros interpretacii, in
Drevnosti epokhi velikogo pereseleniia narodov VVIII vekov. Sovetsko-vengerskii sbornik,
edd. A. K. Ambroz and I. Erdlyi (Moscow 1982) 20422.
Antonova V. (1973) Arkheologicheksi prouchvaniia na Shumenskata krepost, Izvestiia na
Narodniia muzei Shumen 6 (1973) 12758.
(1975) Grad Shumen do XI vek (V svetlinata na arkheologicheskite prouchvaniia),
Vekove 4.6 (1975) 2230.
(1985) Shumenskata krepost prez rannoto srednovekovie (VIIX v.) (obsht obzor),
Godishnik na muzeite ot Severna Blgariia 11 (1985) 5563.
Atanasov G. (2004) De nouveau sur la localisation de la forteresse bas-byzantine St. Cyril
en Scythie Mineure, in Prinos lui Petre Diaconu la 80 de ani (Brila 2004) 40511.
Bachrach B. S. (1984) A picture of Avar-Frankish warfare from a Carolingian Psalter of the
early ninth century in light of the Strategikon, Archivum Eurasiae Medii Aevi 4 (1984)
527.
Blint Cs. (1992) Kontakte zwischen Iran, Byzanz und der Steppe. Das Grab von Tepe
(Sowj. Azerbajdan) und der beschlagverzierte Grtel im 6. und 7. Jahrhundert, in
Awarenforschungen, ed. F. Daim (Vienna 1992) 309496.
(1993) Probleme der archologischen Forschung zur awarischen Landnahmen, in
Ausgewhlte Probleme europischer Landnahmen des Frh- und Hochmittelalters, edd.
M. Mller-Wille and R. Schneider (Sigmaringen 1993) 195273.
Baraki S. (1960) Grupni nalazi starosrpskog gvozdenog alata iz Vraca, Rad Vojvodanskih
Muzeja 9 (1960) 18695.
Bartosiewicz L. and Choyke A. M. (1991) Animal remains from the 19701972 excavations
of Iatrus (Krivina), Bulgaria, ActaArchHung 43 (1991) 181209.
Bartokov A. (1986) Slovansk depoty eleznch pedmt v eskoslovensku (Prague 1986).
Bavant B. (1990) Les petits objets, in Cariin Grad II. Le quartier sud-ouest de la ville haute,
edd. B. Bavant, V. Kondi and J.-M. Spieser (Belgrade and Rome 1990) 191257.
Beech M. (2007) The environmental archaeology research programme at Nicopolis: methodology and results, in The Transition to Late Antiquity: on the Danube and Beyond, ed.
A. G. Poulter (Proceedings of the British Academy 141) (Oxford 2007) 21948.
Bejan A. (1976) Un atelier metalurgic de la Drobeta-Turnu Severin, Acta Musei Napocensis
13 (1976) 25768.
Biki V. (1997) Srednjovekovna trapezna keramika sa Gamzigrada, in Arheologija istone
Srbije. Zbornik radova, ed. D. Srejovi (Belgrade 1997) 31924.
842
florin curta
Blockley R. C. (1985) ed. and trans. The History of Menander the Guardsman (Liverpool
1985).
Bobcheva L. (1972) Ordiia na truda ot srednovekovieto v muzeia v Tolbukhin, Muzei i
pametnici na kulturata 12. 2 (1972) 912.
Blviken E., Ricka Helskog E., Helskog K., Holm-Olsen I. M., Solheim L. and Bertelsen R.
(1982) Correspondence analysis: an alternative to principal components, WorldArch
14 (1982) 4160.
Borojevi K. (1987) Analiza ugljenisanog semenja sa lokaliteta Svetinja, Starinar 38 (1987)
6571.
Bugarski I. (2005) A contribution to the study of lamellar armours, Starinar 55 (2005)
16179.
(2007) Ostava iz Strezheva: uzengije u ranovizantijskom kontekstu, in Ni and
Byzantium. Vth Symposium, Ni, 3.5. June 2006. The Collection of Scientific Works 5, ed.
M. Rakocija (Ni 2007) 25167.
Bury J. B. (1906) The treatise De Administrando Imperio, ByzZeit 15 (1906) 51777.
ermanovi-Kuzmanovi A. (2004) Tekija (Belgrade 2004).
Changova I. (1992) Krepostta Pernik VIIIXIV v. (Pernik 3) (Sofia 1992).
Cholakov I. M. and Ilieva P. (2005) Ein Hortfund von Metallgegenstnden der frhbyzantinischen Epoche aus Stara Zagora (Sdostbulgarien), Archaeologia Bulgarica 9.3 (2005)
5385.
Cholakova A. (2005) Rannovizantiiksi kompleks ot zhelezni sechiva i predmeti ot Odrci
(aspekti v izsledvaneto na koletivnite nakhodki), Arkheologiia 46 (2005) 14758.
Cigleneki S. (2000) Tinje nad Loko pri usmu. Poznoantina in zgodnjesrednjeveka naselbina (Ljubljana 2000).
Cirkin A. V. (1972) Shokshinskii mogilnik, Sovetskaia Arkheologiia 1 (1972) 15570.
Conchev D. (1950) Prinos km blgarskata materialna kultura, Izvestiia na Arkheologicheskiia Institut 17 (1950) 298305.
orovi-Ljubinkovi M. (1954) Lencensoir des environs de Kurumlja, ArchIug 1 (1954)
8389.
(1956) Ranokhrishtjanska kadionica iz Pepeljevca, in Konzervatorski i ispitivachki
radovi, ed. M. Pani-Surep (Belgrade 1956) 13940.
Crow J. (2007) The Anastasian Wall and the Lower Danube frontier before Justinian, in
The Lower Danube in Antiquity (VI c. B.C.VI c. AD): International Archaeological Conference, Bulgaria-Tutrakan, 6.7.10.2005, ed. L. Vagalinski (Sofia 2007) 397410.
Csallny D. (1958) Szabolcs-Szatmr megye avar leletei, Jsa Andrs Mzeum Evknyve
1 (1958) 3187.
(195859) A hajddorogi avar mellpncl, A Debreceni Dri Mzeum vknyve 35
(195859) 1723.
(196971) Avar pnclok a Krpt-medenceben, Jsa Andrs Mzeum Evknyve
1214 (196971) 744.
(1982) Avar kori pnclok a Krpt-medenceben, Jsa Andrs Mzeum Evknyve
1517 (1982) 512.
Csiky G. (2007) A kora avar lndzsk tipolgija, Archaeologiai rtesit 132.1 (2007)
30523.
Curta F. (1997) Blacksmiths, warriors and tournaments of value: dating and interpreting
early medieval hoards of iron implements in Eastern Europe, Ephemeris Napocensis 7
(1997) 21168.
(2001a) The Making of the Slavs: History and Archaeology of the Lower Danube Region,
c. 500700 (Cambridge Studies in Medieval Life and Thought 52) (Cambridge and New
York 2001).
(2001b) Peasants as makeshift soldiers for the occasion: sixth-century settlement
patterns in the Balkans, in Urban Centers and Rural Contexts in Late Antiquity, edd.
T. S. Burns and J. W. Eadie (East Lansing 2001) 199217.
843
(2008a) The earliest Avar-age stirrups, or the stirrup controversy revisited, in The
Other Europe in the Middle Ages: Avars, Bulgars, Khazars, and Cumans, ed. F. Curta (East
Central and Eastern Europe in the Middle Ages 4501450 2) (Leiden and Boston 2008)
297326.
(2008b) The northwestern region of the Black Sea during the sixth and early seventh
centuries, Ancient West & East 7 (2008) 14985.
Daim F. (2003) Avars and Avar archaeology, in Regna and Gentes: the Relationships
between Late Antique and Early Medieval Peoples and Kingdoms in the Transformation
of the Roman World, edd. H.-W. Goetz, J. Jarnut and W. Pohl (Transformation of the
Roman World 13) (Leiden and Boston 2003) 463570.
Damianov S. (1976) Prouchvaniia na sgrada no. 8 ot ksnoantichniia grad pri s. Voivoda,
Shumensko, Godishnik na muzeite ot Severna Blgariia 2 (1976) 1727.
Dennis G. T. (1984) trans. Maurices Strategikon: Handbook of Byzantine Military Strategy
(Philadelphia 1984).
Deroko A. and Radoji S. (1950) Otkopavanje Carichina grada 1947 godine, Starinar 1
(1950) 11942.
DeVries K. (1998) Medieval Military Technology (Peterborough 1998).
Dimitrov D. P., Chichikova M., Sultov B. and Dimitrova A. (1965) Arkheologicheskie raskopki v vostochnom sektore Nove v 1963 godu, Izvestiia na Arkheologicheskiia Institut 28
(1965) 4362.
Doncheva-Petkova L. (1986) Selishte ot vremeto na Prvoto blgarsko carstvo pri s.
Odrci, Tolbukhinski okrg, in Zbornik posveten na Boshko Babich. Mlange Boko Babi
19241984 (Prilep 1986) 16568.
Dunn A. W. (1997) Stages in the transition from the late antique to the Middle Byzantine
urban centre in southern Macedonia and southern Thrace, in Aphieroma ston N. G. L.
Hammond, (Etaireia Makedonikon Spoudon) (Thessalonica 1997) 13750.
(2004) Continuity and change in the Macedonian countryside from Gallienus to
Justinian, in Recent Research on the Late Antique Countryside, edd. W. Bowden, L. Lavan
and C. Machado (Late Antique Archaeology 2) (Leiden and Boston 2004) 53586.
(2005) The problem of the Early Byzantine village in eastern and northern Macedonia, in Les villages dans lempire byzantin, IVe-XVe sicles, edd. J. Lefort, C. Morrisson
and J.-P. Sodini (Paris 2005) 26778.
Dzhambov Kh. (1956) Rannokhristiianska crkva pri s. Isperikhovo, Peshterska okoliia,
Godishnik na Narodniia Arkheologicheski Muzei Plovdiv 2 (1956) 17592.
Dzhingov G. (1966) Prinos km materialnata kultura na Preslav i negovata okolnost,
Arkheologiia 8, no. 2 (1966) 4258.
Fbin G. J. and Ricz P. (1991) Ujabb adatok az avarok gynevezett reflex jrl (Ijtanulmny a bcskai avar kori leletek alapjn), A Herman Otto Mzeum vknyve 3031.2
(1991) 12740.
Ferluga J. (1978) Lamministrazione bizantina in Dalmazia (2nd ed., Venice 1978).
Fine J. V. A. (2000) Croats and Slavs: theories about the historical circumstances of the
Croats appearance in the Balkans, Byzantinische Forschungen 26 (2000) 20518.
Freeden U. v. (1991) Awarische Funde in Sddeutschland?, JRGZM 38 (1991) 593627.
Gabrievi M. (1986) RtkovoGlamija Iune forteresse de la Basse poque. Fouilles de
19801982, erdapske sveske 3 (1986) 7191.
Gaitzsch W. (2005) Eisenfunde aus Pergamon. Gerte, Werkzeuge und Wafffen (Berlin and
New York 2005).
Garam . (1990) Bemerkungen zum ltesten Fundmaterial der Awarenzeit, in Typen
der Ethnogenese unter besonderer Bercksichtigung der Bayern, edd. H. Friesinger and
F. Daim (Vienna 1990) 25372.
(1992) Die mnzdatierten Grber der Awarenzeit, in Awarenforschungen, ed.
F. Daim (Vienna 1992) 135250.
844
florin curta
(2000) ber die Beziehung der byzantinischen Goldschnallen und der awarenzeitlichen Pseudoschnallen, in Kontakte zwischen Iran, Byzanz und der Steppe im 6.-7. Jahrhundert, ed. Cs. Blint (Varia Archaeologica Hungarica 10) (Budapest 2000) 21528.
(2001) Funde byzantinischer Herkunft in der Awarenzeit vom Ende des 6. bis zum Ende
des 7. Jahrhunderts (Budapest 2001).
Garaanin M. and Vai M. (1987) Castrum Pontes. Izveshtaj o iskopavanjima u 1981. i 1982.
godina, erdapske sveske 4 (1987) 71116.
Gavritukhin I. O. (2001) Evoluciia vostochnoevropeiskikh psevdopriazhek, in Kultury
Evraziiskikh stepei vtoroi poloviny I tysiacheletiia n.e. (iz istorii kostiuma), edd. D. A. Stashenkov, A. F. Kochkina and L. V. Kuznetsova (Samara 2001) 3186.
(2006) La date du trsor de Pereepina et la chronologie des antiquits de lpoque
de formation du Khaganat khazar, in La Crime entre Byzance et le Khaganat Khazar,
ed. C. Zuckerman (Monographies du Centre de recherche dhistoire et civilisation de
Byzance 25) (Paris 2006) 1330.
Gavritukhin I. O. and Oblomskii A. M. (1996) Gaponovskii klad i ego kulturno-istoricheskii
kontekst (Moscow 1996).
Georgieva S. (1961) Srednovekovnoto selishte nad razvalinite na antichniia grad Abritus,
Izvestiia na Arkheologicheskiia Institut 24 (1961) 936.
Gerasimov T. (1946) Nakhodki v razvalinite na rannovizantiiskogo gradishche pri s. Zheglica, Izvestiia na Arkheologicheskiia Institut 15 (1946) 203205.
Goldina R. D. and Vodolago N. V. (1990) Mogilniki Nevolinskoi kultury v Priurale (Irkutsk
1990).
Goldstein I. (2005) Discontinuity/continuity in Croatian history from the sixth to the
ninth century, in LAdriatico della tarda Antichit allet carolingia. Atti del convegno di
studio Brescia 1113 ottobre 2001, edd. G. Brogiolo and P. Delogu (Rome 2005) 195211.
Grinchenko V. A. (1950) Pamiatka VIII st. kolo s. Voznesenky na Zaporizhzhi, Arkheolohiia 2 (1950) 3763.
Hajnalov E. (1982) Archobotanische Funde aus Krivina, in Iatrus-Krivina: Sptantike Befestigung und frhmittelalterliche Siedlung an der unteren Donau (Berlin 1982) 20735.
Haldon J. F. (2002) Some aspects of Early Byzantine arms and armour, in A Companion to
Medieval Arms and Armour, ed. D. Nicolle (Woodbridge and Rochester 2002) 6580.
Hampel J. (1905) Alterthmer des frhen Mittelalters in Ungarn (Braunschweig 1905).
Hrke H. and Belinskii A. (2000) Nouvelles fouilles de 19941996 dans la ncropole de
Klin Yar, in Les sites archologiques en Crime et au Caucase durant lAntiquit tardive
et le Haut Moyen Age, edd. M. Kazanski and V. Soupault (Leiden and Boston 2000)
193210.
Heinrich-Tamska O. (2005) Studien zu den awarenzeitlichen Tauschierarbeiten (Innsbruck
2005).
Henning J. (1986) Bulgarien zwischen Antike und Mittelalter im Spiegel der Wirtschaftsarchologie, Das Altertum 32.2 (1986) 10012.
(1987) Sdosteuropa zwischen Antike und Mittelalter: Archologische Beitrge zur
Landwirtschaft des I. Jahrtausends u. Z. (Berlin 1987).
(1989) Vostochnoe po proiskhozhdeniiu oruzhie i snariazhenie vsadnikov v kladakh
selskokhoziaistvennykh zheleznykh izdelii v iugo-vostochnoi Evrope (VIIIX vv.),
Problemi na prablgarskata istoriia i kultura 1 (1989) 87104.
(2007) ed. Post-Roman Towns, Trade, and Settlement in Europe and Byzantium, 2 vols.
(Berlin and New York 2007).
Herrmann J. (1992) Karasura 19811991. Zu den bisherigen Ergebnissen von Ausgrabungen und Forschungsarbeiten in Sdthrakien zwischen Stara Zagora und Plovdiv, ZfA
26 (1992) 15380.
Hofer N. (1996) Bewafffnung und Kriegstechnologie der Awaren, in Reitervlker aus dem
Osten. Hunnen und Awaren. Burgenlndische Landesausstellung 1996. Schlo Halbturn,
26. April-31. Oktober 1996, edd. F. Daim, K. Kaus and P. Tomka (Eisenstadt 1996) 35154.
Iotov V. (2004) Vorzhenieto i snariazhenieto ot blgarskoto srednovekovie (VIIXI v.)
(Varna 2004).
845
846
florin curta
847
Petkovi S. (1995) Rimski predmeti od kosti i roga sa teritorije Gornje Mezije (Posebna
izdanja 28) (Belgrade 1995).
Pillon M. (2005) Arme et dfense de lIllyricum byzantin de Justinien Hraclius (527
641). De la rorganisation justinienne lmergence des armes de cit, Erytheia 26
(2005) 785.
Pleterski A. (1987) Sebenjski zaklad, ArhVest 38 (1987) 237330.
Pohl W. (1988) Die Awaren: Ein Steppenvolk im Mitteleuropa 567822 n. Chr. (Munich
1988).
(1995) Osnove Hrvatske etnogeneze: Avari i Slaveni, in Etnogeneza Hrvata, ed.
N. Budak (Zagreb 1995) 21123.
Popovi I. (1990) Les activits professionnelles Cariin Grad vers la fin du VIe et le dbut
du VIIe sicle daprs les outils de fer, in Cariin Grad II: Le quartier sud-ouest de la
ville haute, edd. B. Bavant, V. Kondi and J.-M. Spieser (Belgrade and Rome 1990)
269306.
(19941995) Les particularits de loutillage protobyzantin dans les Balkans du Nord,
Starinar 4546 (199495) 6775.
Popovi M. (1999) Tvrava Ras (Belgrade 1999).
Popovi V. (1982) Desintegration und Ruralisation der Stadt im Ost-Illyricum vom 5. bis
7. Jahrhundert n. Chr., in Palast und Htte: Beitrge zum Bauen und Wohnen im Altertum von Archologen, Vor- und Frhgeschichtlern, edd. D. Papenfuss and V. M. Strocka
(Mainz 1982) 54566.
Poulter A. G. (1995) Nicopolis ad Istrum: a Roman, Late Roman, and Early Byzantine City
(London 1995).
(2004) Cataclysm on the Lower Danube: the destruction of a complex Roman landscape, in Landscapes of Change: Rural Evolutions in Late Antiquity and the Early Middle
Ages, ed. N. Christie (Aldershot and Burlington 2004) 22353.
(2007) The Bulgarian-British research programme in the countryside and on the
site of an Early Byzantine fortress: the implications for the Lower Danube in the 5th to
6th centuries AD, in The Lower Danube in Antiquity (VI c. B.C.VI c. AD): International
Archaeological Conference, Bulgaria-Tutrakan, 6.7.10.2005, ed. L. Vagalinski (Sofia 2007)
36184.
Powell A. (2004) The faunal remains, in Byzantine Butrint: Excavations and Surveys, 1994
99, edd. R. Hodges, W. Bowden and K. Lako (Oxford 2004) 30520.
Pralong A. (1988) Remarques sur les fortifications byzantines de Thrace orientale, in
Gographie historique du monde mditrannen, ed. H. Ahrweiller (Paris 1988) 179200.
Rajkovi S. (1997) Vizantijska Dalmacija u spisu De administrando imperionove dileme,
Zbornik radova Vizantolokog Instituta 36 (1997) 22132.
Rapani . (2001) Dai coloni greci ai missionari franchi, in Bizantini, Croati, Carolingi:
Alba e tramonto di regni e imperi, edd. C. Bertelli, G. P. Brogiolo, M. Jurkovi, I. Mateji,
A. Miloevi and C. Stella (Milan 2001) 3159.
Rashev R. (2000) Prablgarite prez VVII vek (Sofia 2000).
Rautman M. (1990) Archaeology and Byzantine studies, Byzantinische Forschungen 15
(1990) 13765.
Rendi-Mioevi D. (1952) Nekoliko zanimljivih nalaza iz starokranskog Solina, Vjesnik
za arheologiju i historiju Dalmatinsku 54 (1952) 199204.
Ricz P. and Fbin G. J. (1993) Interdisciplinarni pristup rekonstrukciji avarskog luka.
Kratak prikaz stanja problematike, Rad Vojvodanskih Muzeja 35 (1993) 7985.
Romiopoulou E. (197374) Agios Demetrios Kitrou, ArchDelt 29.2 (197374) 697.
Rosser J. (2001) Evidence for a Justinianic garrison behind Thermopylae at the Dhema
Pass, in Mosaic. Festschrift for A. H. S. Megaw, edd. J. Herrin, M. Mullett and C. OttenFroux (London 2001) 3341.
Schulze-Drrlamm M. (2006) Awarische Einflsse auf Bewafffnung und Kampftechnik
des ostfrnkischen Heeres in der Zeit um 600?, in Arms and Armour as Indicators of
Cultural Transfer: the Steppes and the Ancient World from Hellenistic Times to the Early
848
florin curta
Middle Ages, edd. M. Mode and J. Tubach (Nomaden und Sesshafte 4) (Wiesbaden 2006)
485507.
Semenov A. I. (1988) K vyiavleniiu centralnoaziatskikh elementov v kulture rannesrednevekovykh kochevnikov Vostochnoi Evrope, Arkheologicheskii sbornik Gosudarstvennogo Ermitazha 29 (1988) 97111.
Shennan S. (1990) Quantifying Archaeology (Edinburgh 1990).
Shtereva I. and Radeva M. (2001) Kolektivna nakhodka ot rannovizantiiski ordiia na
truda ot Sliven, Arkheologiia 42.12 (2001) 7984.
Simon L. (1991) Korai avar kardok, Studia Comitatensia 22 (1991) 263346.
Smilenko A. T. (1965) Hlodoski skarbi (Kiev 1965).
(1968) Nakhodka 1928 g. u g. Novye Senzhary (Po materialam obsledovaniia
A. K. Takhtaia), in Slaviane i Rus. Sbornik statei. K shestdesiatiletiiu akad. B. A. Rybakova, edd. E. I. Krupnov, V. I. Buganov, S. A. Pletneva, I. P. Rusanova and G. F. Soloveva
(Moscow 1968) 15866.
Sodini J.-P. (1993) La contribution de larchologie la connaissance du monde byzantin
(IVeVIIe sicles), DOP 47 (1993) 13984.
Sokolova I. V. (1995) Monety pereshchepinskogo klada. Katalog, Vizantiiskii Vremennik
56 (1995) 30519.
Somogyi P. (1987) Typologie, Chronologie und Herkunft der Maskenbeschlge: zu den
archologischen Hinterlassenschaften osteuropischer Reiterhirten aus der pontischen
Steppe im 6. Jahrhundert, ArchAustr 71 (1987) 12154.
(1997) Byzantinische Fundmnzen der Awarenzeit (Innsbruck 1997).
Sretenovi M. (1984) Mokranjske stene. Visheslojno naselje. Izveshtaj o arkheoloshkim
istrazhivanjima u 1980. godini, erdapske sveske 2 (1984) 22130.
Stadler P. (2005) Quantitative Studien zur Archologie der Awaren I (Vienna 2005).
(2008) Avar chronology revisited, and the question of ethnicity in the Avar qaganate, in The Other Europe in the Middle Ages: Avars, Bulgars, Khazars, and Cumans, ed.
F. Curta (East Central and Eastern Europe in the Middle Ages 4501450 2) (Leiden and
Boston 2008) 4782.
Staa . (1961) Depot elez a ernov na slovanskm hraditi Star Zmky u Ln,
Sbornk eskoslovensk spolenost archeologick pri SAV 1 (1961) 11020.
Stanchev D. (1985) Nakhodka na zhelezni predmeti ot s. Stambolovo, Rusenski okrg,
Godishnik na muzeite ot Severna Blgariia 11 (1985) 3134.
Stancheva M. (1970) Epanouissement et disparition de deux villae rusticae prs de Serdica,
in Actes du Premier Congrs international des tudes balkaniques et sud-est-europennes,
Sofia, 26 aot-1septembre 1966, edd. V. Georgiev, N. Todorov and V. Tpkova-Zaimova,
vol. 2 (Sofia 1970) 53538.
Stanilov S. and Aleksandrov G. (1983) Srednovekovno ezichesko svetilishte v razvalinite
na Montana, Arkheologiia 25.12 (1983) 4052.
Stoichev S. (2005) Triperite vrkhove na streli ot Shumenskiia region, in Prof. d.i.n. Stancho Vaklinov i srednovekovnata blgarska kultura, edd. K. Popkonstantinov, B. Borisov
and R. Kostova (Veliko Trnovo 2005) 17177.
Szdeczky-Kardoss S. (1981) Der awarisch-trkische Einfluss auf die byzantinische Kriegskunst um 600 (Anmerkungen zum Strategikon des Maurikios), Studia turco-hungarica
5 (1981) 6371.
(1986) Avarica: ber die Awarengeschichte und ihre Quellen (Szeged 1986).
Szentpteri J. (1993) Archologische Studien zur Schicht der Wafffentrger des Awarentums im Karpatenbecken I, ActaArchHung 45 (1993) 165246.
Totev K. (2002) Tri vizantiiski procesiini krsta ot Preslav, Arkheologiia 43.3 (2002)
5765.
(2005) Vizantiiski procesien krst ot prvite razkopki v Pliska, in Prof. d.i.n. Stancho Vaklinov i srednovekovna blgarska kultura, edd. K. Popkonstantinov, B. Borisov and
R. Kostova (Veliko Trnovo 2005) 21619.
849
Uenze S. (1992) Die sptantiken Befestigungen von Sadovec. Ergebnisse der deutschbulgarisch-sterreichischen Ausgrabungen 19341937 (Munich 1992).
Vagalinski L. (1998) Ein neuer sptantiker Segmenthelm aus Voivoda, Schumen Gebiet
(Nordostenbulgarien), Archaeologia Bulgarica 2.1 (1998) 96106.
Vagarelski Kh. (1929) Iz veshtestvennata kultura na blgarite (rala), Izvestiia na Narodniia
Etnografskiia Muzei 89 (1929) 98110.
Vzharova Zh. (1976) Slaviani i prablgari po danni na nekropolite ot VIXI v. na teritoriiata
na Blgariia (Sofia 1976).
(1986) Srednovekovnoto selishte s. Garvn, Silistrenski okrg (VIXI v.) (Sofia 1986).
Velkov V. (1935) Eine Gotenfestung bei Sadowetz (Nordbulgarien), Germania 19 (1935)
14958.
Vitlianov S. (1978) Kolektivna nakhodkazhelezni ordiia na truda ot Preslav, Vekove
7.4 (1978) 7678.
Vlling Th. (1995) Ein frhbyzantinischer Hortfund aus Olympia, AM 110 (1995) 42559.
Werner J. (1984) Der Grabfund von Malaja Pereepina und Kuvrat, Kagan der Bulgaren
(Munich 1984).
(1984b) Ein byzantinischer Steigbgel aus Cariin Grad, in Cariin Grad I: Les
basiliques B et J de Cariin Grad, quatre objets remarquables de Cariin Grad, le trsor de
Hajduka Vodenica, edd. N. Duval and V. Popovi (Belgrade and Rome 1984) 14755.
(1985) Kagan Kuvrat, fondatore della Magna Bulgaria. La sua tomba a Malaja
Pereepina presso Poltava, Archeologia Medievale 12 (1985) 70912.
(1992) Golemanovo Kale und Sadovsko Kale: Kritische Zusammenfassung der
Grabungsergebnisse, in Die sptantiken Befestigungen von Sadovec (Bulgarien): Ergebnisse der deutsch-bulgarisch-sterreichischen Ausgrabungen 19341937, ed. S. Uenze
(Munich 1992) 391417.
(1992b) Neues zu Kuvrat und Malaja Pereepina, Germania 10.2 (1992) 43036.
Whitby M. and M. (1986) trans. The History of Theophylact Simocatta: an English Translation with Introduction and Notes (Oxford 1986).
White L. (1962) Medieval Technology and Social Change (Oxford 1962).
Zbojnk J. (1991) Seriation von Grtelbeschlaggarnituren aus dem Gebiet der Slowakei und
sterreichs, in K problematike osdlenia stredodunajskej oblasti vo vasnom stredoveku,
ed. Z. ilinsk (Nitra 1991) 219321.
Zanini E. (1994) Introduzione allarcheologia bizantina (Rome 1994).
Zlatarski D. (1960) Kolektivna nakhodka ot slavianski sechiva ot s. Dlgopol, Izvestiia na
Varnenskoto arkheologichesko druzhestvo 11 (1960) 103109.
List of Figures
Fig. 1Early Avar, apple-shaped cast stirrups with elongated suspension loop: 1Baja,
sacrificial pit; 2unknown location in northeastern Bulgaria; 3Pernik, Early Byzantine hill-fort; 4Nevolino, grave 122; 5Strezhevo, hoard of iron implements. (After
Hampel (1905); Iotov (2004); Goldina and Vodolago (1990); and Janakievski (1980).)
Fig. 2Distribution of late 6th to 7th c. stirrups in south-eastern Europe. The cluster in
the Carpathian Basin is of Early Avar, apple-shaped cast stirrups with elongated suspension loop and flat tread slightly bent inwards. Smallest circle, thereafter up to 2, 3, and
7 specimens, respectively. (Data after Stadler (2005), with additions.)
Fig. 3Distribution of 6th and 7th c. stirrups in Eastern Europe.
Fig. 4Hoard of iron implements found in Strezhevo (Macedonia), selected artefacts:
L-shaped key, sickle, bridle bit, processional cross, and stirrups. (After Janakievski (1980).)
Fig. 5.Distribution of hoards of iron implements and weapons found on Early Byzantine
hill-fort sites in the Balkans.
850
florin curta