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Constitution of India
An Introduction
A constitution is essentially a formal representation of the basic ideas and organization of a government in
one document. The constitution of any country is the most important piece of legislation. This is particularly
important because the polity of any country is the spinal cord of law of that country. It is a legal document
having a special legal sanctity, which sets out the framework and the principal functions of the organs of the
government of a state, and declares the principles governing the operation of those organs. It determines law
and rules, and describes the form of the government, the relationship between the citizens and the various
structures of the government.
What is Constitution?
A constitution is a set of rules for the government to govern the country and defines the nature of polity of
that country.
The polity lays down the relations between the legislature, executive and the judiciary apart from defining the
basic structure of law, and the rights and obligations of both the state and the citizens. Without the constitution,
there can hardly be any rule of law; leave aside other nuances like democracy, equality, freedom etc.
Need of a Constitution
The Modern State is considered to be a state for the welfare of the people. It is therefore, suggested that
it should have a government of a particular form with appropriate powers and functions.
The document containing laws and rules which determine and describe the form of the government, the
relationship between the citizens and the government, is called a Constitution.
As such, a constitution is concerned with two main aspects: the relation between the different levels of
government, and between the government and the citizens. A constitution is the basic fundamental law of
a state. It lays down the objectives of the state which it has to achieve. It also provides for the constitutional
framework that is, various structures and organs of the government at different levels. In addition, it
describes the rights and duties of the citizens. It is, therefore, considered to be the basis for the governance
of the country both in terms of goals and objectives as well as their structures and functions.
Functions of a Constitution
The constitution is a political structure, whether it is written or not and followed or not. They have several
functions:
a)
Expression of Ideology: it reflects the ideology and philosophy of a nation state. For example: the
ideology of Indian Constitution is based on a socialist and secular social system. On the other hand, the
U.S.A. follows the ideal of a capitalist social order.
b)
Expression of Basic Law: Constitutions present basic laws which could be modified or replaced through
Notes
a process called extra-ordinary procedure of amendment. There is a special law also which usually focuses
upon the rights of the citizens, for instance, rights concerning language, speech, religion, assembly, the
press, property and so on.
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c)
Organizational frame work: It provides organizational framework for the governments. It defines the
functions of the legislature, executive and judiciary, their inter-relationship, restrictions on their authority
etc.
d)
Levels of Government: Constitution generally explains the levels of different organs of the government.
Whether it is federal, co federal or unitary, will be described by the constitution. They delineate the power
levels of national and provincial governments.
e)
Amendment provision: As it would not be possible to foretell all possibilities in future with great degree
of accuracy, there must be sufficient provisions for amendment of the constitution. It should contain a
set of directions for its own modifications. The system might collapse if it lacks in scope for modification.
An inherent capacity to change according to changing times and needs, help any system to survive and
improve.
Classification of Constitutions:
Constitutions are broadly classified on the basis of two features
1.
2.
A. Unitary Constitution: This type of constitution establishes a single, central organ of government without
dividing powers between two separate entities. For example, the British Constitution is a unitary constitution
which recognizes only one central organ i.e., the British Parliament and the central government. In England
we have no state type legislatures or governments. There may be other legislative and executive authorities
under a unitary constitution but they enjoy only delegated powers and not constitutionally granted powers.
B. Federal Constitution: This type of constitution is based on power sharing between two distinct entities
namely, the federal or the union government and the state governments. These two levels of government
enjoy coordinate authority and none is inferior to each other as both derive their respective authorities
directly from the constitution. Countries with large population, geographical size, social, cultural and
linguistic diversities generally adopt federal form of constitution to allow autonomy of governance to the
constituent states. For example, the US, Canadian, Australian Constitutions are federal constitutions.
Notes
black & white. Written constitution is contained in one document, such as of Soviet Union or Constitution
of India or Swiss Constitution. Some constitutions are found in several documents, such as Canadian
Constitution which include a 'Constitution Act', as well as several pieces of the legislation and historical
documents. Thus a written constitution has to be prepared by a body called the Constituent Assembly
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which is elected by the people for whom the constitution is being written. The federal constitutions are
generally written ones because they involve two partners viz., the union and the states. A written constitution
is thus, quite clear and above doubt and dispute.
Contractual Nature
A democratic Constitution is a kind of contract among the people or, at
is based on consensus - a product of bargain among several persons and
satisfy all persons fully. But it does satisfy most of them partly. In other
minimum programme of a majority of the people which does not harm
Philosophy of a Constitution
Every democratic constitution has a philosophy and a vision which can be summed up as growth with
stability. These two concepts are inter-related. Without growth no stability can be ensured and without
stability no growth can be achieved.
D. Unwritten Constitution: An unwritten constitution, unlike a written one, is not committed to systematic
writing by a particular constituent assembly. It is based on evolution of a number of customs, usages,
parliamentary acts and traditions. There are nations without constitution, yet administered by constitutional
governments because they have limited government, which can be called constitutional regimes. The
British Government does not possess a document called 'Constitution'. There are number of different
documents that are part of the body of what is referred to as British Constitutional Law. The British
constitution has evolved on the basis of all these over a period of many centuries.
Constitutionalism
One needs to know the 'Constitutionalism' and "Constitutional Law" before understanding the philosophy
of Constitution of India. Having a constitution itself is not constitutionalism. Even a dictator could create
a rulebook calling it constitution, which never meant that such a dictator had any faith in constitutionalism.
Recognizing the need for governance, the constitutionalism equally emphasizes the necessity of restricting
those powers.
Notes
The Constitutional Law means the rule, which regulates the structure of the principal organs of the government
and their relationship to each other, and determines their principal functions. The rules consist both legal
rules enacted or accepted as binding by all who are concerned in government. All the constitutions are the
heirs of the past as well as the pioneers of the future. Constitution of Indian Republic is not the product
of a political revolution but of the research and deliberations of a body of eminent representatives of the
people who sought to improve the existing system of administration.
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Thus the constitutionalism, in brief, is specific limitations on general governmental powers to prevent exercise
of arbitrary decision-making. Unlimited powers concentrated in a few hands at the helm of affairs and their
exercise would jeopardize the freedom of the people. These powers have to be checked and balanced with
equally powerful alternatives in a system, where it will be nearly impossible for dictators to emerge. In one
word 'Limited Governance' is the constitutionalism, which is supposed to reflect in the Constitutional Law of
a democratic state. Constitution of India is the Constitutional Law incorporating the constitutionalism. The
listed fundamental rights and guaranteed remedies, creation of judiciary as an impartial arbiter with all independent
powers besides broad based legislative check on the executive are the reflections of such constitutionalism.
From these essential characters the doctrines of judicial review, rule of law, separation of powers, universal
franchise, transparent executive, fundamental right to equality and quality of life emerged and consolidated.
At the same time, the rulebook has a responsibility to check anarchy and possibility of people misusing
freedom to resort to violent means of overturning the constitutionally governing institutions. That responsibility
is undercurrent in the reasonable restrictions placed on the exercise of fundamental rights of the people. The
founding fathers of the constitution made restrictions specific while the rights appear in general terms, paving
a way for independent judiciary to expand the scope of freedom and reading emerging rights into the sacred
statements of rights under fundamental rights chapter. At the same time specification of restrictions operate
as powerful restraints on the powers of the rulers.
The right as the individual power in the hands of people and authority as the ruling power in the hands of
institutions cannot go arbitrary and anarchic undermining the democratic peace. The democratic constitutionalism
is three pronged in Indian Constitution, one- guaranteeing freedoms, two- restricting governing institutions,
three- empowering the independent arbiter of judiciary with power to review the executive and legislative
orders affecting the interests of people in general or afflicting basic norms of rule of law.
Indian Constitution
The constitution of independent India was framed in the background of about 200 years of colonial rule, a
mass-based freedom struggle, and partition of the country amid widespread communal violence. Therefore, the
framers of the constitution were concerned about the aspirations of the people, integrity and unity of the
country and establishment of a democratic society. Amongst the members there were some who held different
ideological views. There were others who were inclined to socialist principles; still others holding Gandhian
thinking but nothing could act as any kind of impediment in the progress of the Assembly's work because all
these members were of liberal ideas. Their main aim was to give India a 'Constitution' which will fulfill the
cherished ideas and ideals of the people of this country.
Conscious efforts were made to have consensus on different issues and principles and thereby avoid disagreement.
The consensus came in the form of the 'Objectives Resolution' moved by Jawahar Lal Nehru in the Constituent
Assembly on December 17, 1946 which was almost unanimously adopted on January 22, 1947. In the light
of these 'Objectives' the Assembly completed its task by November 26, 1949. The constitution was enforced
with effect from January 26, 1950. From that day India became a Republic. Exactly twenty years before the
first Independence Day was celebrated on Jan. 26, 1930 as decided by the Lahore session of the Congress on
Dec. 31, 1929. Hence, January 26, 1950 was decided as the day to enforce the constitution.
Notes
Like every other Constitution, the Indian Constitution also seeks to establish the fundamental organs of
government and administration, lays down their structure, composition, powers and principal functions, defines
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the inter-relationship of one organ with another, and regulates the relationship between the citizen and the state,
more particularly the political relationship. The states have reasserted certain principles of law through written
constitutions.
As a democratic constitution, the Indian masterpiece also reflects the fundamental political values in substantive
ways by guaranteeing fundamental rights to the citizens, and in procedural ways by providing remedies. It
mirrors basic values about who shall govern, and in what direction. Constitution means the structure of a body,
organism or organization, or we can also say what constitutes it or what it consists of. Being one of the biggest
nations of the world with multicultural people, India needs an expressly written code of governance, more
specifically when the people chose to have different institutes, estates, mechanisms and levels of sovereignty.
And thus we have the longest written constitution, which is one of the essential features of democratic
federation.
1. Parliamentary Democracy: India has a parliamentary form of democracy. This has been adopted from
the British system. In a parliamentary democracy there is a close relationship between the legislature and
the executive. The Cabinet is selected from among the members of legislature. The Cabinet is responsible
to the latter. In fact the Cabinet holds office so long as it enjoys the confidence of the legislature. In this
form of democracy, the Head of the State is nominal. In India, the President is the Head of the State.
Constitutionally the President enjoys numerous powers but in practice the Council of Ministers headed
by the Prime Minister, which really exercises these powers. The President acts on the advice of the Prime
Minister and the Council of Ministers.
ii.
the Lower House has a democratic basis (i.e. it is elected by the people; and
iii.
the ultimate legislative and financial control is vested in this Lower House.
2. A combination of Federal and Unitary Government: The Constitution of India, unlike the Constitution
of the USA and Australia, embodies provisions relating to both union and state governments. Though it
did not mention 'federal state' anywhere but it adopted a federal structure with a union government.
Hence, it is an indestructible union with destructible states.
3. Special Provisions for Certain Sections: Special provisions are made for certain backward classes of
people like SCs, STs, OBCs and minorities. Many provisions had to be included in the nature of transitional
provisions like provisions for the state of J & K.
4. Fundamental Rights, Fundamental Duties, and Directive Principles of State Policy: The constitution
Notes
embodies a list of fundamental rights, and a number of directive principles of state policy. The fundamental
duties were incorporated in the constitution by the 42nd amendment. The fundamental rights incorporated
in the constitution are not absolute in nature, but are subject to the limitations which are expressly defined
by the constitution itself. The DPSPs are the guidelines provided by the constitution to the states regarding
various issues of governance. However, it is non-justifiable in nature.
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5. Rigid and flexible at the same time: The Indian Constitution is a unique example of combination of
rigidity and flexibility. A constitution may be called rigid or flexible on the basis of its amending procedure.
In a rigid constitution, amendment of the constitution is not easy. The Constitutions of USA, Switzerland
and Australia are considered rigid constitutions. While the British Constitution is considered flexible
because amendment procedure is easy and simple, the Constitution of India provides for three categories
of amendments. In the first category, amendment can be done by the two houses of Parliament by simple
majority of the members present and voting before sending it for the President's assent. In the second
category, amendments require a special majority. Such an amendment can be passed by each House of
Parliament by a majority of the total members of that House as well as by the 2/3rd majority of the
members present and voting in each house of Parliament and send to the President for his assent which
cannot be denied. In the third category, besides the special majority mentioned in the second category, the
same has to be approved also by at least 50% of the State legislatures. Thus, you see that the Indian
Constitution provides for the type of amendments ranging from simple to most difficult procedure depending
on the nature of the amendment.
6. One of the longest written Constitution: Detailed provisions, relating to the working of various
institutions set up under the constitution, have been included mainly with a view to avoid difficulties which
a newly born democratic republic might have experienced in working the constitution efficiently.
7. Detailed provisions on distribution of Power: Among the various parts of the government, detailed
provisions with respect to the exercise of executive and administrative powers are laid down because the
constitution makers were not sure about the strength of democracy then and its capacity to effectively
regulate those powers.
8. Independent and Integrated Judicial System: The judiciary system is kept free from the influence of
the executive and the legislature. As an integrated system, India has the Supreme Court as the apex court
below which High Courts come. The High Courts in turn supervise the lower courts.
9. Single Citizenship: In a federal state, usually the citizens enjoys double citizenship as is the case in the
USA. In India, there is only single citizenship. It means that every Indian is a citizen of India, irrespective
of the place of his/her residence or place of birth. He/she is not a citizen of the Constituent State like
Jharkhand, Uttaranchal or Chattisgarh to which he/she may belong to but remains a citizen of India. All
the citizens of India can secure employment anywhere in the country and enjoy all the rights equally in
all the parts of India.
10. Universal Adult Franchise: Indian democracy functions on the basis of 'one person one vote'. Every
citizen of India who is 18 years of age or above is entitled to vote in the elections; irrespective of caste,
sex, race, religion or status. The Indian Constitution establishes political equality in India through the
method of universal adult franchise.
Notes
Following the British Westminster model, we have adopted parliamentary form of government both at the
centre and the states. However, we have made two departures from the British model. One, Britain is monarchy
while India is a republic and two, Britain has a unitary form of government while India has a federal form of
parliamentary government. Of late, there has been a debate over the form of government in India. It has been
argued that going by the past experience, the parliamentary form of government, as it operates in India, has
failed to deliver the goods. Therefore, there is a strong case for switching over to the Presidential form of
government. This debate between the two systems of government is rooted in the unstable governments both
in the centre as well as states due to lack of majority of a single party in a coalition era. It is argued that a
presidential form of government can provide stability which is a must for development and good governance.
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Concentration of power: In a presidential form of government, the only person who is responsible for
thinking and planning for the whole nation is the President.
Notes
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2.
3.
4.
Lack of accountability
In the presidential system the assessment of responsibility is periodic. The people may review it only
when the election of a new President is due. In the parliamentary form, the assessment is on a daily basis
because the Government has to justify its action before the legislature in every session.
Presence of a nominal executive (i.e. the President) who acts only on the advice of the Cabinet.
b)
A Cabinet form of government led by the Prime Minister which has the support of the majority in the
legislature.
c)
d)
a)
It is a system with which India had grown familiar during the British Rule.
b)
c)
It is based on fusion between the executive and legislature and thereby ensures harmonious relationship
between the two.
d)
e)
Notes
Basically the debate between the parliamentary & presidential forms of government is a debate between
accountability and stability. No doubt the presidential form of government can provide more stability than
the parliamentary form of government in India in its present form. But it is accountability which is more
important than stability. With all its stability, the presidential form is not an accountable form of government.
It can lead to dictatorship in a country like India. Because of its diversity in culture, religion and social
moorings, the presidential form of government would be less representative and might lead to concentration
of power in a few sections of society. Therefore, even with its inherent defects, the parliamentary form of
government is still more suitable for India. What is more important is not the form of government but how
we run that system.
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Model Questions
Question 1: When some states are functioning successfully without constitution, then why there is a pressing
need to have constitution as displayed by newly independent countries?
Question 2: Why can't constitution makers define and codify a constitution at one go, instead of providing
for detailed provisions for the amendments later on?
Question 3: What are some unique features of the Indian Constitution?
Question 4: Indian Constitution contains unnecessary administrative provisions, even including the detailed
unit level provisions and is an unusually long combination of administrative law and constitutional
law. Critically evaluate.
Notes
Question 5: India adopted the parliamentary system only because of familiarity factor, as it was already
introduced to the same, through various 'Government of India' Acts introduced by British.
Critically analyze.
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The Evolution of
Indian Constitution
The Constitution of India is the modern sacred text of the contemporary India. It reflects the new aspirations
and values of the people of India and testifies how the people of India are the supreme masters in all matters
concerning the welfare of Indians. A galaxy of learned wise men interested in the longevity of the emerging
nation of India framed the constitution in its present form after a thorough debate and discussion of each
proposal. The nationalists consciously, popularized the concepts of parliamentary democracy, republic, civil
liberties, social and economic justice which happen to be the most basic tenets of the constitution.
The Indian Constitution is a marathon effort to translate philosophical rule of law into practical set up divided
into three significant estates checking each other exercising parallel sovereignty and non-egoistic supremacy in
their own way. Apart from excellent separation of powers to avoid the absolute concentration, the Constitution
of India envisages a distinct distribution of powers between two major levels of Governments- central and
provincial with a fair scope for a third tier - the local bodies. However, the operation of the system came in
contrast with men and their manipulations leading to different opinions and indifferent options. Whatever may
be the consequential aberrations, the system of rule of law is perfectly reflected in framing of the Constitutional
norms codifying the best governing mechanisms tested and trusted in various democratic societies world over.
The development of such an elaborate code of law was not just a result of Constituent assembly debates and
sessions only, rather it was process that begun centuries ago before India became independent in 1947.
' Dharmashastra
is an example of Smriti. They are Sanskrit written texts on religious and legal duties. Dharmashastras are
voluminous and there are hundreds of such texts. The two most important features of the Dharmashastras
are that they provide rules for the life of an ideal householder and they contain the Hindu knowledge about
religion, law, ethics and so on.
Notes
(a) Topics covered in the Dharmashastra: Dharmashastra contains three categories or topics. The first is
the chra, which provides rules on daily rituals, life-cycle rites, as well as specific duties and proper
conduct that each of the four castes or varnas have to follow. chra also provide rules for duties for
all the ashrama. Ashrama are the four stages of life that include:Brahmacharya (the student life), Grahastha
(the householder), Vanaprashta (the forest dweller), and Sanyasa (the renouncer). The second topic
enumerated in the Dharmashastra is the 'Vyavhara'. These are laws and legal procedures. They include
the 'rajadharma' or the duties and obligations of a king to organize court, listen and examine witnesses,
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decide and enforce punishment and pursue justice. The third category is called the 'Pryaschitta', which
lays down rules for punishments and penances for violating the laws of dharma. They are understood
to remove the sin of committing something that is forbidden.
(b) Textual Hermeneutics: Traditional hermeneutics deals with the study of interpreting written texts in the
areas of religion, law and literature. The Dharmashastra tradition uses the textual hermeneutics known
as 'Purva-Mimamsa' to interpret its texts. Purva-Mimamsa provides in detail the knowledge of how to
interpret the Vedic texts, including the Dharmashastra text.
(c) Important Dharmashastra Texts: There are literally hundreds of texts that fall under the category of
the Dharmashastra texts. Dharmasutra are the first four texts of the Dharmashastra. The Sanskrit
meaning of Dharma-sutra is righteousness-thread or string. The written format of the Dharmasutra is the
prose style. They deal with the subject matter of dharma and are like guidebooks on dharma with rules
of conduct and rites. The most important Dharmasutra texts are the sutra of Apastamba, Gautama,
Baudhayana and Vaisistha, and they come from various geographical locations in India and are composed
at different times between 600 and 100 BC approximately.
Some of the most prominent Dharmashastra texts are Manusmriti; Yajnavalkya Smriti; Naradasmriti;
Visnusmriti; Brhaspatismriti; and Katyayanasmriti. These texts were often used for legal judgments and
opinion. It is not clear if single or multiple authors wrote these texts. They differ in format and structure
from the Dharmasutra and are written in the verse form.
Commentaries and Digests: Commentaries were written by commentators to interpret and provide meaning
to the Dharmasutra texts and Smriti, and each commentary devoted itself to one particular text. For
example, there are commentaries exclusively on 'Manusmriti' and on 'YajnavalkyaSmriti' and so on. The
digests were not restricted to one text, but were arranged by topic or theme or subject matter and drew upon
many different Dharmashastra texts or Smriti to explain the topic. For example, there are digests on the
topics of the role of king, inheritance of property, religious rites and rituals, adoption, litigation and judicial
procedures.
However, same is not true for the Administrative Laws and it was quite well developed and structured;
Kautilya's Arthashastra contains a detailed account of the then administrative system, which was quite well
developed. The system then continued to evolve under different empires that ruled India and became quite
complex and diverse during the rule of Gupta Empire. The decentralization process started in ancient India.
As a result of this, empires were divided into provinces, provinces into districts and districts into urban and
rural centres from administrative angle. During the ancient period state administration was divided into numerous
departments. In Vedic times the number of such departments was limited. Gradually, the number of such
departments increased and their jurisdiction extended. For this, many references can be obtained from Vedic
literatures and subsequent sources.
Notes
The revenue collection and the civil administration reached its peak during the rule of Sher Shah Suri, under
whom, the currency was standardized; administrative divisions were made standard and predecessors of
modern district and sub-division came into being. Mughals later adopted the same system and implemented
it throughout Indian Empire. British also didn't change the administrative system much and just introduced the
new land revenue system within same administrative structure. Thus, while administrative law has continually
evolved from ancient times and has been retained, civil and constitutional law has specifically evolved during
British rule.
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Phase - 1: 1773-1813
Act of 1786
Phase - 2: 1833-1853
Phase - 3: 1858-1909
The Government of India Act, 1858
Notes
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Phase - 4: 1909-1935
2.
3.
The financial imprudence of the company, which compelled it to apply to the British government for a
loan to get out of its difficulties.
2.
The Act forbade any conclusive transfer of any stock of the company for the purpose of voting at any
election.
3.
Provision for the establishment of the Governor-General's council which consisted of four counsellors and
the Governor-General. The Governor-General was givien a casting vote in case of a tie. They were to hold
their offices for five years.
4.
Mandate of Governor of Bengal was increased, and he became Governor-General of British territories
of India.
5.
The Act provided for the establishment of Supreme Court at Fort William, Calcutta. This Supreme Court
was to consist of a chief justice and three other judges with specific qualifications.
6.
The act directed the company to pay annual salaries to the Governor-General and council, the Chief
Justice of the Supreme Court and other judges.
Notes
1.
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Actions of public servants of the Company in their official capacity were exempted from the jurisdiction
of Supreme Court.
2.
Jurisdiction of Supreme Court was defined. SC had to take into consideration and respect the religious
and social customs and usages of the Indian while enforcing its decrees and processes.
3.
The rules and regulations made by GG-in-Council were not to be registered with SC.
4.
The act provided that the Governor-General and council of Bengal were not to be subject to the jurisdiction
of the Supreme Court.
5.
The Supreme Court was not to have or exercise any jurisdiction in matters concerning the revenue or the
regulations formed by the Governor-General and council.
6.
The act empowered the Governor-General and council to frame, from time to time, regulations for the
provincial courts and councils.
The act established a Board of six commissioners called Commissioners for the affairs of India, popularly
known as the Board of Control. This consisted of the Chancellor of the Exchequer, a secretary of state
and four privy counselors.
2.
The court of directors was required to appoint, from amongst its own members, a secret committee,
consisting of not more than three members.
3.
The Board of control was not to have any power of nominating or appointing any of the servants of the
company. The power of filling a vacancy was vested through the act in the court of directors.
4.
The members of the Governor-General's council were reduced to three, one of whom was to be the
commander-in-chief. Only covenanted civil servants were appointed as members of the council.
5.
The act prohibited the company to pursue 'Schemes of conquest and extension of dominion in India
without the consent of the court or the secret committee.
6.
It made elaborate provisions for the prevention and punishment of corruption, misgovernment or
disobedience on the part of the company's servant in India.
Notes
`A unity of system' in the Indian part of the company's administration went a long way towards producing
a unified and a centralized system of Government in this country.
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The company's charter and exclusive trading privileges (Monopoly over Indian Trade) were renewed for
twenty years.
2.
A 'Legal code' was mandated for the government functions, which was to be interpreted by the court. All
laws were printed in the Indian language so that the people should become familiar with the rights,
privileges and immunities.
The most important feature of the act of 1793 was that it laid the foundation of government by written laws
and regulations in British India.
The company's monopoly rights over Indian Trade were renewed for twenty years.
2.
The act retained to the company its monopoly of trade with China and also into trade in tea, but threw
open for all British subjects the rest of the trade with India, subject to some conditions.
3.
The act also declared that the Government's duty was to promote the interest and happiness of the
native inhabitants of India.
4.
Lastly, the Governor-General was authorized to spend not less than a lakh of rupees a year on promotion
of education. The provision represents the first attempt on the part of the British Government at
imposing an obligation on the company of fostering education in this country. A committee of Public
Instruction was formed in 1823 to give effect to this provision.
2.
It ended the activities of the British East India Company as a commercial body and became a purely
administrative body. In particular, the Company lost its monopoly on trade with China and other parts
of the Far East.
Notes
1.
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3.
It attempted to introduce a system of open competitions for the selection of civil servants. However this
provision was negated after opposition from the Court of Directors who continued to hold the privilege
of appointing Company officials.
4.
The territorial possessions of the company were left in its possessions for a further period of twenty years.
5.
The act provided for the 'Codification of law' in India. It empowered the Government to appoint a Law
commission which had to codify the 'Indian penal code' and 'Codes of civil and criminal laws' from the
prevalent English laws, presidency regulations, Hindu law, Muslim law, customary law, etc.
It was provided that the East India Company would manage the British Indian territories for an indefinite
period, till the pleasure of British Parliament.
2.
The number of Directors was reduced from 24 to 18 of whom six were to be nominated by the crown.
3.
Separation of the executive and legislative functions was further carried out.
4.
The Act appointed a law commission in London for the codification of Indian laws. The commission
drafted the Code of Civil Procedure (1859) and the Code of Criminal Procedure (1861).
5.
All vacancies in India were to be filled in by competitive examination (barring the Indians). Lord Macaulay
was appointed the president of the committee.
6.
The legislation, for the first time was treated by the government as a special function requiring special
machinery and special procedure.
7.
Laid foundation of Parliamentary system of Government, and the executive and legislative were separated.
Legislative Assembly functioned in the model of British Parliament.
The Act transferred the administrative control over India from the company to the crown. The Act laid
down that henceforth 'India shall be governed by and in the name of the Queen, and all the territorial
and other revenues of (or arising in) India shall be received for and in the name of 'Her Majesty'.
a. Additional designation of viceroy was conferred to the Governor-General of India.
b. It also provided for the transfer of all military and naval forces of the company to the crown.
The Crown was empowered to appoint a Governor-General and the Governors of the Presidencies.
3.
The Court of Directors and the Board of Control were abolished and their place was taken over by the
Secretary of State for Indian Affairs and the India Council.
4.
Secretary of State for India was to be a member of the British Cabinet and was responsible to the British
Parliament.
Notes
2.
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5.
Extensive powers were given to the Secretary of State for Indian Affairs and the Indian Council consisted
of 15 members. The Council was made to assist him but only had an advisory role.
6.
7.
The system of 'Dual Government' introduced by the Pitt's India act of 1784 was finally abolished.
Drawbacks
(1) The changes brought about by the act of 1858 were formal rather than substantial. Infact all the real
powers had long been passed to the President of the Board of control appointed by the British Government
and the directors of the company had been reduced to the position of an advisory council.
(2) Indians were not benefited from the transfer of the Government and revenues of India from the company
to the crown.
(3) The act did not bring about any fundamental change and the administrative system was made highly
centralized.
Implications
(1) The act meant that nearly two and half decade old British East India Company lost its possessions and
powers. The Company remained in existence in vestigial form, continuing to manage the tea trade on
behalf of the British Government until the East India Stock Dividend Redemption Act 1873 came into
effect, on 1 January 1874.
(2) The abolition of Dual Government has some good effects.
(3) The office of secretary of state for India became more responsible and dignified.
2.
Problems regarding legislation - The legislative council of the Governor-General could not work satisfactorily.
It lacked native representation and consist only foreign bureaucrats who had no sympathies with the
people.
3.
Need for Decentralization - Charter act of 1833 had brought about the centralization of legislative powers
with a view of securing uniformity of laws in the whole country but it proved defective due to complex
diversity of India.
Notes
1.
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The act for the first time associated Indians with the law-making process. It provided that the Viceroy
should nominate some Indians as non-official members of his expanded council.
2.
The 1861 Act restored the legislative power taken away by the Charter Act of 1833. The legislative
council at Calcutta was given extensive authority to pass laws for British India as a whole.
3.
The Viceroy got the right to allocate one or more portfolios to every member of his executive council.
4.
The Viceroy was empowered to change the boundaries of the provinces or create a new province for
administrative ease and appoint lieutenant governors and legislative councils for small provinces.
5.
The Viceroy was empowered to issue ordinances during an emergency. The life of such ordinance was six
months.
6.
It provided that the Governments of Bombay and Madras be given power of nominating the AdvocateGeneral and not less than 4 and not more than 8 additional members were to hold office for two years.
It increased the number of additional members in the Legislative Councils and enlarged their functions.
The number of additional members of the Central Legislative Council was increased to minimum 10 and
maximum 16.
2.
3.
The additional members in the central as well as the provincial legislative councils were increased but the
official members still formed the majority.
4.
To elect the members of the councils the system of indirect elections was introduced. The universities,
district board, municipalities, zamindars, and chambers of commerce were empowered to recommend
members to provincial councils.
Notes
1.
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2.
The maximum number of nominated and elected members of the Legislative Council at the Center was
increased from 16 to 60. The number did not include ex-officio members.
3.
The maximum number of nominated and elected members of the provincial legislative councils under a
governor or lieutenant-governor was also increased. It was fixed as 50 in Bengal, Bombay, Madras, United
Provinces, and Eastern Bengal and Assam, and 30 in Punjab, Burma, and any lieutenant-governor province
created thereafter.
4.
The right of separate electorate was given to the Muslims, Chamber of Commerce, Universities, Presidency
Corporations and the Land holders.
5.
Official members were to form the majority but in provinces non-official members would be in majority.
6.
The members of the Legislative Councils were permitted to discuss the budgets, suggest the amendments
and even to vote on them; excluding those items that were included as non-vote items. They were also
entitled to ask supplementary questions during the legislative proceedings.
7.
Two Indians were nominated to the Council of the Secretary of State for Indian Affairs. The GovernorGeneral was empowered to nominate one Indian member to his Executive Council.
that Indian Muslims be allotted reserved seats in the Municipal and District Boards, in the Provincial
Councils and in the Imperial Legislature;
that the number of reserved seats be in excess of their relative population (25 percent of the Indian
population); and,
that only Muslims should vote for candidates for the Muslim seats ('separate electorates').
Notes
These concessions were a constant source of strife (1909-47) and finally led to the partition of India and
bloodbath that succeeded. British statesmen generally considered reserved seats as regrettable in that they
encouraged communal extremism as Muslim candidates did not have to appeal for Hindu votes and vice versa.
As further power was shifted from the British to Indian politicians in 1919, 1935 and after, Muslims were ever
more determined to hold on to, and if possible expand, reserved seats and their weightage. However, Hindu
politicians repeatedly tried to eliminate reserved seats as they considered them to be undemocratic and to
hinder the development of a shared Hindu-Muslim Indian national feeling.
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The reforms gave a shadow than the substance to the people of India and failed to satisfy the Indian National
Congress which was demanding for "the system of government obtaining in Self-Governing British Colonies.
Montague Declaration
1. Montague's Declaration of 1917 promised that the Indians would be increasingly associated with the
administration and self-governing institutions would be gradually developed.
2. It stated that responsible government in India as an integral part of British Empire was the final goal of
the government and this would be achieved in stages and the British Governments and the Government
of India would be, the sole authority to judge the time and measure of each advancement and in this,
they would be guided by the responsible Indian leaders and their capability to handle responsibility.
3. The famous declaration closed one chapter in the constitutional history of India and opened another.
4. With this declaration benevolent despotism was dead and India's right to Swaraj was admitted and
despotism was to give place to constitutional government.
5. So all its ifs-and-buts were ignored and the announcement was welcomed by almost all political parties.
6. The greatest importance of the declaration perhaps lay in the fact that every Indian was feeling convinced
that self-government for India was within the domain of possibility.
Major Provisions of the Act
The Government of India Act of 1919, made many far reaching changes in the administration of India.
1.
The Act provided for a bicameral legislature consisting of two houses, viz., the Central Legislative
Assembly and the Council of State (instead of Imperial Council in the Centre consisting of one House
that existed formerly).
2.
The Central Legislative Assembly consisted of 145 members. Among them 105 were elected and the rest
were nominated. Of the nominated members 25 were officials and the rest non-officials. Out of the 105
elected members 53 were elected by the general constituencies and 52 by communal constituencies.
3.
The Council of State consisted of 60 members. Among them 34 were elected and 25 were nominated
by the Governor-General.
4.
The term of the Central Legislative Assembly was 3 years and that of the Council of State was 5 years.
5.
Indirect election was recommended to the Central Assembly. But later it was changed to direct elections
for both Houses of the Central Legislature, while the franchise was restricted.
People having property (rental value), taxable income and paid land revenue of Rs. 3000.
Notes
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Members were given the right of putting questions and supplementary questions. As regarding the Central
Budget, the Government submitted proposals for the appropriation in the form of Demands for Grant to
be vote in the Indian Legislative Assembly.
7.
Further, the Act of 1919, provided for two Lists of subjects. They were Central List and Provincial List.
8.
Dyarchy was introduced in the Provinces. There were two kinds of Subjects in the provinces. They were
Transferred and Reserved Subjects. The Transferred subjects were administered by the Governor with the
help of his ministers. They were Local Self-Government, Public Health, Education of Indians, Public
Works, etc. The Reserved subjects were administered by the Governor with the help of the Executive.
These include Administration of Justice, Police, Irrigation and Canals, Drainage and Embankments, Water
Storage and Water Power, Land Revenue Administration, etc.
9.
Apart from this the Act provided that in future the Secretary of State was to be paid out of the British
revenues. A High Commissioner for India was to be appointed by the Government of India. He acted as
the agent of the Governor-General in Council. Some of the functions of the Secretary of State for India
were taken away from him and given to the Commissioner.
Simon Commission,
(1928-1930)
In Government of India Act, 1919 there was a provision, that to examine the constitutional reforms and
to know the reaction of Montage-Chelmsford reforms after ten years a government will appoint a commission
who will make recommendations for adequate amendment.
In, 1927 Lord Irwin appointed a commission under instruction of British government which was consist of
seven members under Sir John Simon. All the members of commission were British; even they did not
include a single Indian member. Thus, there were widespread protests against it.
There were following recommendations on Commissions report:
Notes
The Diarchy system in the provinces should be abolished and all the portfolios should be handed over
to the provincial ministers.
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The power of the central government and the provincial governors should be reduced.
An expert committee should be constituted regarding the separation of Sindh from Bombay. The separation
of Sindh was not granted in principal. First there would have to be a close and detailed enquiry into the
financial consequences which would follow such a step.
The outcome of the Simon Commission and the subsequent round table conferences was the Government of
India Act 1935, which established representative government at the provincial level in India and is the basis
of many parts of the Indian Constitution.
Notes
Minority Appeasement: A very significant provision was the safeguards for the minorities. It was argued that the
minorities needed protection from the dominance of the majority community. But the so-called provisions in
the Act relating to safeguards were merely a trick to empower the Governor General and the Governors to
override the ministers and the legislators.
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Introduction of Bicameral Legislature: The proposed federal legislature was bicameral body consisting of the
Council of States (Upper House) and the Federal Assembly (Lower House). The strength of the Upper House
was 260 out of which 104 nominated by the rulers were to represent the Indian States, 6 by the Governor
General and 150 were to be elected. The lower House was to consist of 375 members, out of which 250 were
to be the representatives of the British India and 125 of the Indian States. The members from the British India
were to be indirectly elected as the members of the Lower Houses of the Provincial Legislatures but were to
be nominated by the rulers in case of the Indian States. Its life was 5 years unless dissolved earlier by the
Governor General. 6 out of 11 provinces were given bicameral system of legislature. The Act not only
enlarged the size of legislature, it also extended the franchise, i.e., the number of voters was increased and
special seats were allocated to women in legislature.
Establishment of a Federal Court: The India Act 1935 also provided for the establishment of a Federal Court
to adjudicate inter-states disputes and matters concerning the interpretation of the constitution. It was however,
not the final court of appeal. In certain cases the appeals could be made to the Privy Council in England.
Communal and Separate Electorate: The Act not only retained the separate electorate but also enlarged its scope.
The Anglo-Indians and the Indo-Christians were also given separate electorate.
Separation of Bombay and Bengal: The Act provided for the creation of two new provinces of Sindh from
erstwhile Bombay and Orissa from Bengal.
Abolition of Dyarchy in Provinces: In the provinces Diarchy was abolished. There was no Reserve Subjects and
no Executive Council in the provinces.
Reserved Amendment Powers: No Indian legislature whether federal or provincial was authorized to modify or
amend the constitution. The British Parliament alone was given the authority to amend it.
Separation of Myanmar (Burma) and Aden from India: Another important feature of the Act was that Burma
was separated from India with effect from April 1937. Aden was also transferred from the administrative
control of the Government of India to that of the colonial offices.
Abolition of the Indian Council of the Secretary of State: The Government of India Act 1935 abolished the
Council of the Secretary of State for India, which was created in 1858. The Secretary of State was to have
advisers on its place. With the introduction of the provincial autonomy the control of the Secretary of State
over Transferred Subjects was greatly diminished. His control, however, remained intact over the powers of
Governor General and Governors.
Evaluation of the Act:
It didn't contain a Preamble, unlike the Act of 1919. This was done to avoid the mentioning of Dominion
Status as demanded by Indian Nationalist leaders.
2.
3.
Numerous 'safeguards' and special responsibilities of the Governor-General worked as brakes in proper
functioning of the Act and the provinces too, the Governor still had extensive powers.
4.
5.
The extension of the system of communal electorates and representation of various interests promoted
separatist tendencies which culminated in partition of India.
6.
The Act provided a rigid Constitution with no possibility of internal growth. Right of amendment was
reserved with the British Parliament.
7.
The diarchy system with two governments is illogical and difficult to work with.
Notes
1.
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8.
The indirect election for Lower House and direct election to the Council of states sans meaning and logic.
It was alien to the known constitutions at that point of time.
9.
The 1935 Act was condemned by nearly all sections and unanimously rejected by the Congress. The
Congress demanded convening of Constituent assembly elected on the basis of adult franchise to frame
a constitution for independent India.
Phase V: 1940-1950
The idea of a Constituent Assembly for India was put forward for the first time in 1934 by M. N. Roy. It
became an official demand of the Indian National Congress in 1935. The demand was later accepted by the
British in August 1940.
Notes
The roots of the formation of the Constituent Assembly and the framing of the Constitution are relevant to
understand its philosophy and evolution. The Constituent Assembly was formulated under the Cabinet Mission
Plan prior to independence. The elections to the Constituent Assembly were conducted under the system of
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separate electorate based on the community. After such an election too, it could not become a sovereign body,
as the sovereignty still lied with British Crown. Thus its authority was limited in respect of the basic principles
and procedure. The Constituent Assembly was expected to work within the framework of the Cabinet Mission
scheme alone. However, these limitations were removed by the Indian Independence Act, 1947 under which
it was made free to frame any constitution it pleased.
After the independence the Drafting Committee was appointed by the Constituent Assembly in accordance
with the decisions of the Constituent Assembly on the reports made by the various Committees. Dr. B.R.
Ambedkar was appointed the chairman of the Drafting Committee. Several eminent personalities were elected
to the Constituent Assembly through the indirect method of elections from the members of the Provincial
legislatures. Except Gandhi and Jinna almost all prominent public figures figured in the assembly.
Notes
(2) The constitutional adviser, B.N. Rau, prepared an initial draft on the basis of these committees and his
own research into the constitutions of other countries.
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(3) The drafting committee, chaired by Dr. B.R. Ambedkar, presented a detailed draft constitution that was
published for public discussion and comments. The draft Constitution was published in January 1948 and
the people of India were given 8 months to discuss it and suggest changes. On November 4, 1948, the
general discussions on the draft commenced in the Constituent Assembly and continued for five days.
(4) The draft constitution was discussed and amendments were proposed and enacted. There was a thorough
discussion clause by clause for about 32 days. As many as 7635 amendments were proposed and 2473
were actually discussed before a third reading was given for another 12 days. The Constitution of India
was adopted and signed by the Chairman Dr Rajendra Prasad on November 26, 1949. The draft was
considered for 114 days and the Constituent Assembly sat for 2 years 11 months and 18 days.
(5) Initially some important Articles came into existence, but the entire Constitution came into force from
January 26, 1950. A committee of experts led by the Congress Party, called the Congress Assembly Party,
played a critical role. Glanville Austin wrote: 'With the adoption of the Constitution by the members of the
Constituent Assembly on November 26, 1949, India became the largest democracy in the world. By this act of strength
and will, Assembly members began what was perhaps the greatest political venture since that originated in Philadelphia
in 1787'.
The Indian Independence Act, 1947
The Act provided for creation of two independent Dominions. (India and Pakistan)
Each Dominion was to have a Governor-General who was to be appointed by the King.
The Constituent Assemblies of both Dominions were empowered to frame laws for their respective
territories till the new constitution came into force.
After August 15, 1947 the British Government was not to control the Dominion or the Provinces.
2.
Notes
What the framers drew from UK was the Westminster model of Cabinet Government as the system to govern
India, according to Supreme Court. This model increasingly demands a high standard of character and conduct
from members of Legislative, Judiciary and higher Civil Service.
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Notes
Two world wars and consequential trials of war criminals before India achieved independence marked the
international scene. The horrendous thought of extermination of millions of people in gas chambers revealed
in Nuremberg trials, war crimes, crimes against humanity, inhuman and barbaric violence over the civil population
during wars and civil strife in partition which left a permanent scar reminded the humanity of the need for
human life and dignity. Cruelties and infamies during Nazi regime influenced making of the Constitution. Part
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III with Fundamental rights was generated out of such human suffering and inspired by the Universal Declaration
of Human Rights. Fundamental Rights were not included in earlier constitution, i.e., the Government of India
Act 1935, because the British Parliament was skeptical about the necessity of enshrining Fundamental Rights.
The rights declared by UN were not enforceable.
While incorporation of fundamental rights is significant aspect of the new constitution, the framers deliberated
a lot in importing the concept of federalism with changes suitable to Indian circumstances and diversity in
unity, rather than unity in diversity. Federalism as a basic philosophy is accepted and provided in the Indian
Constitution. The Cooperative Federalism, which is how the character of Indian Constitution was described,
has evolved from conflicting situations and controversial background recorded by the history.
Referendum on Constitution
There is a criticism that the constitution would have been adopted by means of a referendum as was done
in Ireland. Several old members of the Constituent Assembly were elected to either Parliament or State
Assemblies vindicating their contribution to the drafting the constitution and accepting the principles enshrined
therein.
Notes
In response, the Indians boycotted the Simon Commission in all parts of India and appointed a committee with
Motilal Nehru as the Chairman in 1928 'to determine the principles of the constitution for India'. The Nehru
Report was submitted on 10 August, 1928. It was an outline of a draft constitution for India. Most of its
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features were later included in the Constitution of India. It visualized a parliamentary system with full responsible
government and joint electorates with time bound reservation of seats for minorities. The Nehru's report laid
special emphasis on securing fundamental human rights for the people of India. Of the nineteen rights listed
in the Nehru report, ten were incorporated into the constitution. The Nehru report has recommended that 'the
redistribution of provinces should take place on a linguistic basis'.
Notes
The demand for the Constituent Assembly become vociferous and in the meanwhile the Second World War
broke out in 1939 and in order to secure the cooperation of the Indians in the Second World War, the British
for the first time announced in 1940 by August offer that the framing of the new constitution should be
primarily the responsibility of the Indians themselves. It also offered to set up, after the end of the war, 'a body
representative of the principal elements in India's national life, in order to devise the framework of the new
constitution'.
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This offer, unfortunately, did not spell out, how the body is going to be constituted, and also the method to
be followed in deciding the membership of the body to be constituted. This vague aspect proves that the
British reluctantly agreed to this idea of Constituent Assembly and were not serious about its implementation.
Consequently, this offer of 1940 was rejected by all the shades of nationalists and the Congress Party started
the Individual Civil Disobedience movement to register their protest. In 1942, the British government appointed
Cripps Mission. The Cripps proposals categorically stated that the constitution would be the sole responsibility
of the Indians alone.
The idea of the Constituent Assembly was also accepted and they spelt out its modalities but it failed. Once
again there was confrontation between the Congress and the British, which resulted in the Quit India movement
of 9 August, 1942. For the first time openly and vehemently, the nationalists demanded the British to 'Quit
India' and exhorted the Indians to 'do or die' in this struggle. The Government of India took all measures to
suppress this Quit India struggle and at the end of the war in 1945, they issued a white paper, which was
followed by the abortive Simla Conference.
The victory of the Labour Party in England and change in the guard enabled the British government to declare
and promise to convene a constitution-making body as soon as possible. The Cabinet Mission was appointed
to carry out this purpose and it visited India in 1946, on 24 March. After a lot of deliberation between the
Congress and the Muslim League and the British, finally the Constituent Assembly came into existence.
Model Questions
Question 1: Do you think that Indians were themselves incapable of enacting modern laws and that's why
none of Indian ancient laws were used for Indian Constitution? Give reasons in support of your
view.
Question 2: Ancient Indian Laws are not suitable for modern life. Critically evaluate.
Question 3: The Constitution of India is a mere extension of GOI 1935 Act. Critically analyze.
Question 4: Evaluate the contribution of British towards development of Indian Constitution?
Question 5: The Constitution of India has nothing original; it's just an incorporation of ideas from other
constitutions from around the world, over the GoI act, 1935. Critically analyze.
Question 6: Dyarchy had to be abolished if a federal structure was to be adopted and so, it happened in 1935;
Comment.
Notes
Question 7: The Constituent Assembly was in much sense the only Parliament that undivided India ever had.
Elaborate.
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The Preamble
Notes
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Sovereign Republic
The Preamble establishes the ultimate sovereignty of the people of India on whose authority the Constitution
rests. In the present times, the term 'sovereignty' may be losing rigid connotations of "supreme and absolute
power acknowledging no superior" -no modern state can be considered sovereign in that sense. However,
through the words of the Preamble, what is sought to be established is the oneness of the people of India (not
the people of different states but of one nation), that the sovereignty vests in the collectivity, and that the
people of India are not subordinate to any external authority. With the enactment of the Constitution, India
was no longer a 'dominion' it was a 'republic'. A republic derives its powers directly or indirectly from the
people and "is administered by persons holding their offices during pleasure, for a limited period, or during good
behaviour" (Madison). India is a republic in that sense. India has a President as head of the Union, elected
indirectly for a fixed term by the people's representatives. All citizens are equal in law, there are no privileged
classes, every citizen has the right to try for any public office irrespective of caste, race, sex or religion.
Democracy
India has adopted the representative parliamentary democracy. The people of India exercise their sovereignty
through a Parliament at the Centre and a legislature in each state elected on the basis of universal adult
franchise. The executive is responsible to the popular house of the legislature.
Beyond political democracy, the Preamble also envisages social and economic democracy. Equality in the
political sphere gives each adult citizen the power to vote freely. Equality must also pervade society and
economic conditions, as far as possible. Dr. Ambedkar considered social and economic democracy to be the
real goals to strive for. A vote, after all, does not mean much to a starving person. It is in this context that
the Preamble speaks of justice, equality, liberty and fraternity.
Socialism
Notes
While the original Constitution did not mention any particular ideology, it did give expression to the resolve
of securing to the citizens economic justice and equality of opportunity. This is the essence of socialism. The
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word 'socialist' was introduced in the Preamble by the 42nd Amendment. The term, however, is not defined
in the Constitution. It may be pointed out that the socialism envisaged in India does not mean abolition of
private property or nationalization of all means of production. Thus a 'mixed economy' was envisaged, along
with provision of equal opportunity, abolition of vested interests, and elimination of inequality in income and
status and standards of living. Thus socialism in India is Fabian socialism rather than Marxian socialism. In
the present context of economic liberalization, however, the socialist credentials of our State may well be
questioned.
Secularism
The term 'secular' was inserted in the Preamble only in 1976, but the state envisaged by the Constitution was
always a secular state. The term 'secular', has not been defined in the Constitution but its operative meaning
may be drawn from the different provisions of the Constitution. Discrimination on the basis of religion is
forbidden by the state. Equality is assured to all irrespective of religion. Freedom of faith, belief and worship
is allowed to all. The State is to be impartial towards all religions. Furthermore, the state does not uphold any
particular religion as the state religion, but protects all religions equally. Thus the state in India is neither
irreligious nor non-religious but simply a-religious.
Justice
The Preamble speaks of social, economic and political justice. The concept of justice goes beyond its narrow
legal connotation. Significantly the words 'social' and 'economic' occur before the word 'political'. Social justice
implies that discrimination on the basis of birth, caste, race, sex or religion should cease. To that end all citizens
should enjoy equal opportunities in the matter of public appointment. It is the good of all people that the
Government must strive to achieve. The concept of a welfare state as envisaged in the Directive Principles is
an embodiment of guidelines for ensuring the social justice expected in the Preamble. Economic justice implies
that the gap between the rich and the poor is bridged, and the exploitation ceases. Removal of poverty is to
be achieved not by taking away assets from those who have but by ensuring a more equitable distribution of
national wealth and resources among those who contribute to its creation. Thus the Directive Principles call
upon the state to try and secure ownership and control over resources to serve common good, reduce
concentration of wealth, ensure equal pay for equal work, and see that people, especially women and children,
are not abused or forced by economic want into work unsuitable for their age or strength. Political justice
implies that all citizens should have equal opportunity to participate in the political system. One person-one
vote is ensured irrespective not only of caste, sex or religion, but also of proprietary or educational qualifications.
It is the basis of the political democracy envisaged in the Constitution.
Liberty
Democracy is closely connected with the idea of liberty; certain minimal rights must be enjoyed by every
person in a community for a free and civilised existence. These basic rights are spelt out by the Preamble as
freedom of thought, expression, belief, faith and worship. The chapter on Fundamental Rights guarantees these
freedoms explicitly, subject to certain regulations.
Equality
Notes
Rights have no meaning if they cannot be enjoyed equally by all members of the community. To ensure that
it is possible for all to enjoy these rights, social and economic equality is sought to be achieved. The Fundamental
Rights enjoin the State not to discriminate between citizen and citizen simply on the basis of caste, race, sex
or religion. Public places are open to all citizens, titles of honour stand abolished, untouchability is abolished,
among other things. The rule of law is to prevail: all citizens are equal before law and enjoy equal protection
of the laws of the land. Political equality is provided by the principle of universal adult franchise and by
allowing, at least in principle, every citizen have the opportunity to participate in the process of governance.
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Economically, the same ability and work entitles persons to the same salary. Exploitation of individual or
group is to be removed.
Fraternity
A democratic system would function in a healthy manner only if there is a spirit of brotherhood of oneness,
among the people of the land. India being a land of immense diversity is all the more in need of this spirit
of unity - the sense of belonging to one nation. The principle of common citizenship is directed towards
strengthening this sense of 'unity and integrity' of the nation. Fraternity is also sought to be promoted by
ensuring equal rights to all. Fraternity, said DR. Ambedkar, "is the principle which gives unity and solidarity
to social life". It is the feeling that will protect the unity of India against external attack or disintegration
through internal unrest born of social, political and economic causes. Fraternity, however is not possible unless
the dignity of each individual is preserved and respected. Maintaining this dignity requires the guarantee of
certain minimal justiciable rights to each individual. This ensure that an individual is free from want and
misery - without which freedom, ideas of self-respect and dignity are meaningless. The directive principles
have been framed calling upon the State to form its policies to benefit all citizens equally in the matter of
providing adequate means of livelihood.
In the context of fraternity, it may also be mentioned that India's Constitution goes beyond national boundaries,
and speaks of the ideal of universal brotherhood, an international fraternity with all nations and peoples
coexisting in peace and amity.
Dignity of the Individual: The constitution ensures through the preamble dignity of the individual. The
directive principles enjoin on the state to make policies to ensure the dignity of the individual.
Unity and Integrity: The word unity was originally present in the preamble whereas the term integrity was
added by 42nd Amendment, 1976. Unity basically implies political unity of the country whereas integrity
implies territorial integrity of India. The fundamental duties require that every citizen must uphold and protect
the sovereignty, unity and integrity of India.
Notes
The word Socialist also has enormous significance as it implies economic and social equality. The word was
added by the 42nd amendment act, 1976 during the emergency. In addition to that Social equality identifies
the absence of discrimination on the grounds only of caste, colour, creed, sex, religion or language. Besides,
social equality has equal status and opportunities. The preamble also guarantees secularism. The word
Secularism was also inserted into the preamble by the 42nd amendment act 1976. Secularism implies
equality of all religions and religious tolerance and does not identity any state religion.
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The Preamble of Indian Constitution also puts forth the words Democratic and Republic. India follows a
Democratic form of government. The people of India elect their government at all levels such as Union,
State and local by a system of universal adult franchise. India is also a Republic, in a country where the
head of the state is elected directly or indirectly, for a fixed tenure. The President of India is the titular head
of the state. Thus, the Preamble plays a pivotal role and serves two important purposes and indicate to the
source from which the Constitution derives its authority and stating the objects, which the Constitution
seeks to establish and promote.
Conclusion
As seen above, the Preamble is not only a part of the Constitution but also its very soul and heart. It contains
certain keywords which embody the ideals and the goals of the Constitution. These keywords have been
elaborated through the various provisions of the Constitution. Without the Preamble, the Constitution will lose
its true significance and meaning. It is in the light of the preamble that the true spirit of the Constitution comes
out. However, in a few places the preamble is not too clear. For example, worlds like socialist and secular have
not been precisely defined in the constitution which causes a lot of ambiguity. It would be appropriate to define
these terms precisely through proper constitutional amendments.
Model Question
Question 1: When the ideals represented in the Preamble to the constitution are meant to guide India, then
the government policy should adhere to it. Critically analyze.
Hint:
After the adoption of new economic policy in 1991 which is oriented towards free market and
privatization doubts were raised if that was consistent with socialism as envisaged in the preamble.
The Supreme Court has settled this issue by saying that it is a social welfare state, which doesn't
mean adoption of socialism as economic system.
Notes
Question 3: Do you agree that Directive Principles of State Policies are mere extension and elaboration of
the Preamble? Provide reasons in support of your view.
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Part-I of the constitution deals with the union and its territories from Article-1 to 4.
Article 1
Article 1(1) of the Indian constitution says India, that is Bharat, shall be a Union of States.
Article 1(2) The States and the territories thereof shall be as specified in the First Schedule.
Article 1(3) The territory of India shall comprise(a) the territories of the States;
(b) the Union territories specified in the First Schedule; and
(c) such other territories as may be acquired.
India is thus declared a Union of States. This was deliberately done by the Drafting Committee which wanted
to make it clear that the states have no rights to secede under the constitution. Though the union is indestructible
but the states are destructible in the sense that parliament can change their name, boundary or create new
states.
Reorganization of States:
Reorganization of states was a result of the pressing demand to reorganize the states in independent India on
linguistic basis. The Congress itself had promised linguistic reorganization of states in independent India.
Moreover, during the British rule the states were created not along any scientific basis but to suit the administrative
convenience of the British. There was an agitation launched by Potti Sriramulu to create a separate Telugu
speaking state of Andhra Pradesh from the province of Madras in 1953 which resulted in the death of
Sriramulu. The government was forced to create Andhra Pradesh in 1953 because of this agitation. Subsequently,
a State Reorganization Commission was constituted under the chairmanship of Fazl Ali (members-K.M.
Panikkar and H.N. Kunzru). It submitted its report in 1955 and suggested linguistic reorganization of the states.
As a result, the classification of states into part A, B, C and D states was abolished and through 7th constitutional
amendment, 1956 only two categories viz. states and union territories were retained. The decision to reorganize
states on linguistic basis in a multi-lingual country like India, in retrospect has served a positive purpose. From
administrative point of view, a state with linguistic cohesion is always desirable. Besides, it satisfies the regional
aspirations of linguistic groups in a federal arrangement which ultimately leads to national integration. However,
linguistic organization of states definitely opened a Pandora's box and there have been constant demands to
create more linguistic states which are not always possible.
Notes
The Union Territories: The other division of India is called union territories. They are 7 in number viz.
Chandigarh, Delhi, Andaman and Nicobar Islands, Lakshadweep, Dadra and Nagar Haveli, Daman and Diu and
Puducherry. Due to strategic, political and administrative considerations, the union territories have been placed
under central administration.
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Formation of New States and alteration of areas, boundaries, or names of existing states (Article 3)
The Constitution empowers the Parliament to form a new State. This may be done(a) by separation of territory from any State (e.g. Haryana from Punjab, Gujarat from Bombay, Uttaranchal
from U.P., Chhattisgarh from Madhya Pradesh, etc.)
(b) by uniting two or more States or part of States (e.g. Bhopal, Madhya Bharat and Vindhya Pradesh merged
to form M.P., Ajmer merged in Rajasthan, etc.)
The creation of new States can be accomplished by an ordinary legislation. The Constitution empowers the
Parliament to alter the territory of the states without their consent or concurrence. This is in variance with the
U.S. Constitution where the existence of the states is guaranteed. That is why the American Federation is
regarded as an indestructible Union of indestructible states. The U.S. federal government cannot redraw the
borders of a state without obtaining consent of that state.
Procedure for creation of new States:
Article 3 provides that an ordinary bill has to be introduced in either house of parliament with the prior
recommendation of the President to create a new state. Further, the President has to seek the views of the
affected state within a specified time frame. However, even if the concerned state legislature expresses its
views to the contrary, parliament can still go ahead and pass the legislation to create a new state. A similar
process is required to change areas, boundaries and name of a state. Thus, creation of a state by making a law
by parliament does not amount to amendment of the constitution. This is done by ordinary process of
legislation.
Notes
While alteration of areas of States is covered by Article 3 and may be carried out by an Act of Parliament,
cession of the territory of India to a foreign state requires amendment of the Constitution. In 1960 the Indian
government ceded Berubari to Pakistan in an exchange of enclaves between the two countries. The Supreme
Court held in this case that parliament's right under Article 3 does not include the right to cede Indian
territories. For this purpose, a constitutional amendment would be required. Accordingly 9th Amendment Act
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was passed to transfer Berubari to Pakistan. However, a settlement of boundary dispute is not cession of
territory.
Fazl Commission
This led to the demand for creation of states on linguistic basis from other parts of country and on December
22, 1953, Jawaharlal Nehru announced the appointment of a commission under Fazl Ali to consider this
demand. The other two members of the commission were K M Panikkar and HN Kunzru. The commission
submitted its report after taking into account the wishes and claims of people in different regions.
It recommended the reorganization of the whole country into sixteen states and three centrally administered
areas. However, the government did not accept these recommendations in full.
While accepting Commission's recommendation to do away with the four-fold distribution of states as provided
under the original constitution, it divided the country into 14 states and 6 union territories under the States
Reorganization Act, 1956.
Notes
The states were Andhra Pradesh, Assam, Bihar, Bombay, Jammu and Kashmir, Kerala, Madhya Pradesh,
Madras, Mysore, Orissa, Punjab, Rajasthan, Uttar Pradesh and West Bengal. The six union territories were
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Andaman and Nicobar Islands, Delhi, Himachal Pradesh, Laccadive, Minicoy and Amindivi Islands, Manipur
and Tripura. The Act was implemented in November, 1956.
Formation of Nagaland
In 1963, the state of Nagaland was formed to placate the Nagas. However, before providing it the status of
a full-fledged state, it was placed under the control of the Governor of Assam in 1961. With this the strength
of the Indian states rose to 16.
Shah Commission
In 1966, the Parliament passed the Punjab Reorganization Act after an agitation for the formation of Punjabi
Subha. This step was taken on the recommendation of the Shah Commission appointed in April, 1966.
As a result of this act, the Punjabi-speaking areas were constituted into the state of Haryana and the hilly areas
were merged with the adjoining union territory of Himachal Pradesh. Chandigarh was made a union territory
and was to serve as a common capital of Punjab and Haryana. The two states were also to have a common
High Court, common university and joint arrangement for the management of the major components of the
existing irrigation and power system. With the division of Punjab, the strength of states rose to 17.
2.
In 1971, with the elevation of the union territory of Himachal Pradesh to the status of a state, the strength
of Indian states rose to 19 and then to 21 with the conversion of the union territories of Tripura and
Manipur into states.
3.
In 1975, Sikkim was admitted as a state of the Indian Union. Initially, Sikkim was given the status of
an associate state but was subsequently made a full-fledged state.
4.
In 1986 it was decided to give Mizoram, a union territory of India, the status of a full-fledged state.
However, it actually acquired the status of a state in February 1987 and became the 23rd state of the
Indian Union.
Notes
1.
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5.
In February, 1987 Arunachal Pradesh, another Union Territory of India, was also given the status of a state
and became the twenty-fourth state of the Indian Union.
6.
In May, 1987 the state of Goa was created by separating the territory of Goa from the union territory
of Goa, Daman and Diu. While Daman and Diu continued to be a union territory, Goa became the 25th
state of the Indian Union. Three new states of Chhattisgarh, Jharkhand and Uttaranchal were created in
November, 2000.
7.
On 2 June, 2014, Telangana was separated from Andhra Pradesh as 29th state of India, with the city of
Hyderabad as its capital. Hyderabad will continue to serve as the joint capital city for Andhra Pradesh and
Telangana for a period of not more than ten years.
Disadvantages :-
Notes
1. Cost of Infrastructure: A new small state may find itself lacking in infrastructure (administrative and
industrial), which requires time, money and effort to build. There is massive amount of infrastructure
needed for building up new capital and to make new states self-sufficient. Mobilizing capital required for
such big infrastructure setup is a herculean task, which will add more pressure on the already dwindling
fiscal reserves of India. Rather a systematic and planned approach for development within the current
state can handle the issue of growth better than division.
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2. Hurts unity: If states are divided on the basis of religion, caste, creed, language, culture etc, the whole
idea of making "One India" as laid down by Sardar Vallabhbhai Patel would be rendered futile. Such
divisions causes more hatred amongst the states, which is not favorable for inter state tourism as well as
trade. India is a museum of cults and customs, creeds and cultures, faiths and tongues, racial types and
social systems. Dividing India on such fragile factors can only lead to anarchy. We cannot go back
following "Divide and Rule" policy of the British Era.
3. Telangana, a political move: All the so called "neglect" issues are fuelled on the backdrop of political
measures. It is the vote bank politics that is misleading people. What is the guarantee that once Telangana
is carved out of Andhra Pradesh, people of that region will meet all their ends? There are every chances
that later on people from North Telangana would not like to be ruled by leaders from South Telangana
or the vice versa. Division is not a solution, but a beginning of a new problem.
4. Division vs governance: Much more than the size of a state, it is the quality of governance and
administration, the diverse talent available within the state's population, and the leadership's drive and
vision that determine whether a particular state performs better than the others. Devolution of power to
the grass root level and an accountable bureaucracy is what you need for governance, not division. If that
was the case, Jharkhand should have been a developed state. But that is far from true. Corruption in mining
licenses and naxalites haunt the state. Both Chhattisgarh and Jharkhand account for 68% of insurgent
attacks.
5. Reduced Self-Sustainability: A small state is likely to face limitations in terms of the natural and human
resources available to it. Moreover, it will lack the kind of agro-climatic diversity required for economic
and developmental activities. All these factors would only make it more dependent on the Centre for
financial transfers and centrally-sponsored schemes. Taking example of Telangana, post division, Telangana
would become a landlocked state by losing out on major ports, coastline, golden quadrilateral and major
railway freight corridors.
Hyderabad will be the joint capital of the two states for 10 years
The central government's proposals for the residuary state include a six-point development package for
Seemandhra like tax incentives among other concessions.
The region situated at a high altitude in an upland area. Two major rivers Godavari and Krishna flow
through the region but most of the land is arid.
Telangana contributes 60 percent of revenues of existing Andhra Pradesh. Majority of revenue comes
from Hyderabad, which emerged as a key IT hub in the country during last 15 years.
Notes
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The demand for the separate state was due to the following reasons:
Telangana was the largest single region of the three regions of Andhra Pradesh state covering 41.47% of
its total area, was inhabited by 40.54% of the state's population, contributes about 76% to the state's
revenues (excluding center contribution). From Central govt: 19.86%, From Telangana: 61.47 % ( including
37.17% from capital), From Andhra: 14.71, From Rayalaseema: 3.90%. Among others, alleged injustices
in water, budget allocations, and jobs were the grievances cited by Telangana proponents.
Within the state of Andhra Pradesh, 68.5% of catchment area of river Krishna and 69% of catchment
area of river Godavari were in the Telangana region. The benefit of irrigation through the canal system
under major irrigation projects was accruing substantially, i.e. 74.25%, to the coastal Andhra region. While
the share of Telangana was 18.20%, the remaining 7.55% goes to the Rayalaseema region. State's expenditure
on Telangana's major irrigation projects was just 18.20% of the total expenditure.
The share of Telangana as a percent of the total expenditure of the state on salaries of staff in educational
institutions in 2001 was as follows:
I.
Expenditure incurred on this region had never been more than 25% to 30% of total expenditure of Andhra
Pradesh. Most years, funds allocated to Telangana were never fully spent.
Only 20% of total government employees, less than 10% employees in secretariat, less than 5% of head
of the departments in Andhra Pradesh were from Telangana. In 1985, Government published G.O 610 to
remove/transfer all the non-locals in government jobs in Telangana region, against the six point formula.
By this time in 1985, 58,000 non-locals have occupied jobs in Telangana region. The Girglaini Commission
set up in 2001, came up with a report that around 2 lakh govt. jobs in Telangana region are enjoyed by
migrants from Andhra and Rayalaseema regions.
No Telangana chief minister was in power continuously for more than 2-1/2 years.
On Business
Assocham, reveals that the formation of Telangana with Hyderabad as common capital may continue agitation
thereby impacting flow of investments. The continual agitation is sure to cast an impact on the growth of IT/
ITES, manufacturing & real estate. This will bar the investments, getting affected by the corporate sector.
IT exports from Andhra Pradesh alone stood at Rs. 320 billion in 2008, around 18% of the total IT
software exports from India. On top of that, Andhra Pradesh is the bulge drug capital of India producing
around Rs. 15,000 crore (150 billion) worth of bulk drugs of the Rs. 20,000 crore (200 billion) worth of
domestic production.
The real estate sector is not left behind as there might also be a lull in the flow of investments.
The IT majors like Infosys, Wipro and Cognizant with robust operations in Hyderabad, are also worried
to face a pinch and have thus kept options open to explore locations outside the state.
Notes
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But corporate sector is of the opinion that there would be no impact in the long run but a short run impact
to a certain extent.
b)
Reduced Self-Sustainability
Telangana is likely to face limitations in terms of natural and human resources available to it. Moreover, it will
lack the kind of agro-climatic diversity required for economic and developmental activities. All these factors
would only make it more dependent on the centre for financial transfers and centrally-sponsored schemes.
Taking example of Telangana, post division, Telangana has become a landlocked state by losing out on major
ports, coastline, golden quadrilateral and major railway freight corridors.
c)
Cost of Infrastructure
A new small state may find itself lacking in infrastructure (administrative and industrial), which requires time,
money and effort to build. There is massive amount of infrastructure needed for making new states selfsufficient. Mobilizing capital required for such big infrastructure setup is a herculean task, which will add more
pressure on the already dwindling fiscal reserves of India.
d)
Other issues
Telangana may fall into the hands of Maoists like neighbouring Chhattisgarh and Odisha. Maoists have
a huge presence on its border.
Except Hyderabad and Secundarabad, Telangana has no other developed area or city.
For the next 10 years, any leader heading the government in Telangana has to face challenges in the form
of sharing a joint capital with residuary AP and several contentious issues like repatriating non-local
employees to open up the opportunities for people in the region.
Model Questions
Question 1: After formation of Telangana, India may face the problem of balkanization of states. Explain
with examples.
Question 2: How far do you think that demand for smaller separate states like Bodoland, Gorkhaland, and
Vidarbha are justified?
Question 3: The power to alter the boundaries of a state lies with center, how far is that justified given the
fact that India is a federal republic?
Notes
Question 4: Isn't it an irony that first state that was born after Indian independence following a mass movement,
has now been disintegrated by another popular movement for a new state. Evaluate the aspirations
and popular demand behind movements for new states in India, as separate from political struggle.