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DOI 10.1007/s00382-013-1974-7
1 Introduction
Atmospheric blocking is recognised as an important climate driver for Australias agricultural districts and water
catchments. Influenced by the configuration of hemispheric
planetary waves, blocking involves large quasi-stationary
anticyclones that form in association with a splitting of the
upper tropospheric westerly airstream into two distinct
branches. This splitting occurs at latitudes that are well
poleward of the sub-tropical high pressure belt (or subtropical ridge). Charney and DeVore (1979) first proposed
that blocking events may arise from topographically-driven
Rossby waves creating drag on the mean westerly flow,
such that a resultant resonant response causes the largescale flow to become locked. Recent modelling studies
support this hypothesis (Zidikheri et al. 2007; OKane et al.
2012; Petoukhov et al. 2013). Southern Hemisphere
blocking patterns are of shorter duration and less intense
than those in the Northern Hemisphere (Coughlan 1983;
Wiedenmann et al. 2002), yet they have a major impact on
mid-latitude weather processes. The Tasman Seasouthwest Pacific sector is the dominant region for blocking to
occur in the Southern Hemisphere, with a maximum frequency of occurrence near south-eastern Australia in winter (Coughlan 1983; Pook and Gibson 1999; McIntosh
et al. 2008). Blocking near Australia also typically occurs
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intra-seasonal climate anomalies over Australia in association with blocking in the Australian region in retrospective forecasts (or hindcasts) using the Bureau of
Meteorologys dynamical seasonal prediction model, the
Predictive Ocean Atmosphere Model for Australia (Alves
et al. 2003) version 2 (POAMA-2). POAMA-2 has been
developed with a focus on generating intra-seasonal forecasts in order to bridge the gap between short-range (e.g.
synoptic) and seasonal forecasting for seamless prediction.
The present study is important for contributing to the
development of operational intra-seasonal forecast products as well as contributing to international research
efforts on improving dynamical prediction on this timescale (e.g. Toth et al. 2007; Gottschalck et al. 2010; Vitart
et al. 2008; Hudson et al. 2011a; Marshall et al. 2012b;
Hudson et al. 2013). Section 2 of this paper provides a
brief description of the POAMA-2 forecast system and the
hindcast and observational/re-analysis datasets. The results
of this work are presented in Sects. 35, and a summary
and concluding remarks are provided in Sect. 6.
2 Data Description
POAMA-2 uses the Bureau of Meteorology unified atmospheric model version 3 (BAM3; Colman et al. 2005;
Wang et al. 2005; Zhong et al. 2006) and the Australian
Community Ocean Model version 2 (ACOM2; Schiller
et al. 1997, 2002; Oke et al. 2005). BAM3 is a spectral
transform model with triangular truncation 47 (T47;
approximately 250 km resolution) and 17 vertical sigma
levels (L17), and includes a mass flux convection scheme
(Tiedke 1989) with a convective available potential energy
relaxation closure (Nordeng 1994). The atmospheric CO2
concentration in the model is fixed at 345 ppm. The land
surface component of BAM3 is a simple bucket model for
soil moisture with a field capacity of 150 mm (Manabe and
Holloway 1975) and has three active soil layers for temperature. ACOM2 is based on the Geophysical Fluid
Dynamics Laboratory Modular Ocean Model version 2
(MOM2) and has a zonal grid spacing of 2 longitude and a
telescoping meridional grid spacing of 0.5 equatorward of
8 latitude, gradually increasing to 1.5 near the poles.
ACOM2 has 25 vertical levels, with 8 levels in the top
120 m, a maximum depth of 5 km and an upper ocean
layer thickness of 15 m. The model uses prescribed sea ice
from a multi-year climatology. BAM3 and ACOM2 are
coupled using the Ocean Atmosphere Sea Ice Soil (OASIS)
coupling software (Valcke et al. 2000) with a coupling
frequency of 3 h.
Forecasts from POAMA-2 use initial conditions provided by separate data assimilation schemes for the ocean,
land and atmosphere components of the global coupled
model. Atmospheric and land initial conditions are provided by the Atmosphere-Land Initialisation scheme (ALI;
Hudson et al. 2011b). ALI creates a set of realistic atmospheric initial states by nudging zonal and meridional
winds, temperatures and humidity from the atmosphere
model of POAMA-2 (run prior to hindcasts being made and
forced with observed SST) toward an observationally based
analysis. ALI nudges to the ECMWF 40-year re-analysis
(ERA-40; Uppala et al. 2005) for the period 1980 to August
2002, and to the Bureau of Meteorologys operational
global numerical weather prediction (NWP) analysis
thereafter. ALI also generates land surface initial conditions that are in balance with the atmospheric condition.
Oceanic initial conditions in POAMA-2 are provided by an
ensemble ocean data assimilation system (PEODAS; Yin
et al. 2011). PEODAS is an approximate form of the
ensemble Kalman filter system and generates an ensemble
of ocean states each day including a central unperturbed
ocean analysis.
Perturbed initial conditions are provided for POAMA-2
forecasts using a coupled breeding technique; these are
required to sample forecast uncertainty due to sensitivity
to initial condition errors. The coupled breeding produces
consistent perturbations to both the ocean and atmosphere
at the initial time of the forecasts. The perturbations are
generated using the coupled oceanatmosphere model and
then rescaled to represent analysis uncertainty, centred
every day and added to the unperturbed analyses. This
new strategy represents a significant milestone in our
development of the POAMA forecast system for intraseasonal prediction; see Hudson et al. (2013) for more
details.
A 33-member ensemble of hindcasts of 9 months
duration is produced starting on the 1st, 11th and 21st day
of each month between 1981 and 2010. POAMA-2 uses a
multi-model approach whereby three model versions each
producing 11 ensemble members are used to create the
33-member ensemble (Hudson et al. 2013). We analyse the
first 8 weeks of daily and weekly-mean zonal wind and
geopotential height at the 500 hPa level (u500 and z500
respectively), zonal wind at 850 hPa (u850), and precipitation (rainfall) for each hindcast. Hindcast anomalies are
formed relative to the hindcast model climatology, which is
a function of both start month and lead time, and thus a
first-order linear correction for model mean bias is made in
a similar fashion to that of Stockdale (1997). We define a
lead time of 1 week as the mean of the first week of each
hindcast.
Finally, we note that the southern-most state of Australia, the island of Tasmania, is not resolved as landmass
in POAMA-2 due to the characteristics of the model grid
and resolution. Stretching across approximately 3 of
longitude and 3 of latitude, Tasmania is dissected by the
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low index). For the model analysis, the number of composite samples N used in the t-test is replaced by Neff
123
N 1q
1q to take account of the fact that ensemble members
may not be independent, although this is more an issue at
shorter lead times, i.e. in the first couple of weeks. The
autocorrelation coefficient q is calculated by correlating
each individual ensemble member with the remaining
ensemble members, at each grid point, as a function of
hindcast start date and lead time. Correlation coefficients
are then averaged over all members to produce a spatial
map of the autocorrelation that is used to calculate Neff at
Fig. 3 As for Fig. 2 but for anomalous 500 hPa zonal wind in JJA. Contour interval is 2 m/s
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A. G. Marshall et al.
right). Contour interval is 1 m/s with blue shading representing negative values and white shading representing absolute values \1 m/s.
Zero contours are omitted from figure panels
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Fig. 5 As for Fig. 2 but for precipitation anomalies over Australia for observations (left column), POAMA-2 (middle column), and POAMA-2
minus observed differences (right column). Contour interval is 0.5 mm/d with blue shading representing positive values
model. POAMA-2 reproduces well the observed blockingrainfall relationship in all seasons with spatial correlations
of 0.55 for MAM, 0.64 for JJA, 0.69 for DJF and 0.87 for
SON. The model captures the observed rainfall increase
over south-eastern Australia with comparable magnitude to
that observed in most seasons, a notable exception to this
being in JJA when models peak rainfall anomaly (1.5 mm/
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A. G. Marshall et al.
Available at ftp://ftp.cpc.ncep.noaa.gov/cwlinks/norm.daily.aao.
index.b790101.current.ascii.
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SAM
JJA
-0.13
0.03
SON
-0.12
0.29
DJF
-0.14
0.31
MAM
-0.01
0.08
Table 2 Warm and cold ENSO episodes for each season over the
period 19812010 (see text for details)
Cold ENSO
Warm ENSO
JJA
1987, 1997
SON
DJF
19841985, 19881989,
19981999, 19992000,
20052006, 20072008,
20082009
19821983, 19861987,
19871988, 19911992,
19941995, 19971998,
20022003, 20092010
MAM
1999
Available at http://www.cpc.ncep.noaa.gov/products/analysis_moni
toring/ensostuff/ensoyears.shtml.
present in the analysis (Fig. 5). Calculations are made for the highminus-low polarity of blocking at 140E over the period 19812010,
with a contour interval of 0.5 mm/d. The lack of shading indicates no
statistical significance (95 % confidence level)
Table 3 Positive and negative phase SAM episodes for each season
over the period 19812010 (see text for details)
Negative SAM
Positive SAM
JJA
SON
DJF
19821983,
19841985,
19911992
MAM
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hindcast members (MemAv; dashed line). For a climatological forecast the RMSE = 1, and thus forecasts are
typically deemed to be skilful for RMSE \1. Figure 8 (top
row) shows the RMSE to reach a value of 1 at a lead time
of 16 days for EnsMn and 5 days for MemAv. We note
that the ensemble mean skill curve asymptotes towards a
RMSE of 1, or a COR of about 0.3.
We also wish to determine whether the model skill
outperforms the skill obtained from persistence of
observed, which is calculated by persisting the daily-mean
observed anomaly immediately prior to the forecast start
date over all lead times. Figure 8 (top row) shows that both
the skill for EnsMn and MemAv clearly outperform that of
persistence (Persist; dotted line), which has skill out to
just 2 days. Moreover, the 16-day limit of skill for the
ensemble mean hindcast far exceeds the 3-day e-folding
timescale of the persistence forecast (The e-folding timescale is determined where the persistence curve drops to a
value of COR = e-1, or COR & 0.37; 3 days is consistent
with blocking persistence timescales for the southern
hemisphere reported by Schalge et al. 2011 and OKane
et al. 2012). Thus POAMA-2 provides skilful forecasts of
the blocking index almost 2 weeks beyond the decorrelation timescale of blocking.
We are interested to know if the blocking index prediction skill varies depending on whether or not a blocking
event is occurring at the initial time, so we stratify our
observed and modelled ensemble-mean absolute blocking
index datasets into forecast start dates according to the
strength of the observed blocking index in the initial conditions. Again we define a high index as occurring when
blocking index anomalies are greater than the mean plus 1
standard deviation and a small index as occurring when
blocking index anomalies are less than half a standard
deviation about the mean, such that the high index represents physical situations for which the mid-latitude westerly flow is reduced (i.e. characteristic of strong blocking)
and the small index represents climatological mid-latitude
westerly flow. The mean and standard deviation of the
observed index, used in calculating the thresholds, are
calculated from all 1,080 hindcast start dates over the
30 years period. We find that the prediction skill extends
out to 15 days (for a RMSE of 1) irrespective of the
blocking strength at the initial time, and interestingly the
result remains unchanged when we omit ENSO and SAM
years from the analysis (Fig. 8, middle panels). This likely
suggests that Australian blocking activity does not involve
positive feedbacks, unlike for the MJO (Rashid et al. 2010)
and SAM (Marshall et al. 2012a).
We also stratify the datasets into forecast start months
DJF, MAM, JJA and SON (irrespective of blocking
strength at the initial time) to investigate how the predictive skill varies as a function of season. There is little
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A. G. Marshall et al.
Fig. 8 Top row shows the root-mean-square error (left) and correlation (right) of the predicted blocking index at 140E for the
ensemble mean (EnsMn; bold solid line), the average of the
individual hindcast members (MemAv; dashed line), and persistence of observed (Persist; dotted line) as a function of lead time
(days) using all hindcast start dates over the period 19812010.
Second row shows the root-mean-square error (left) and correlation
(right) of the predicted blocking index at 140E for ensemble mean
variation between seasons (not shown) with skilful prediction achieved out to about 14 days for DJF (when
blocking is weakest; Fig. 1), 15 days for MAM and SON,
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