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Many are familiar with Ezra Pounds remark that artists are the antennae
of the race and with Freuds comment that writers and philosophers
discovered the unconscious long before he did. British critic Harriet
Hawkins agrees that literary artists do anticipate patterns later explicated
more formally in other fields by suggesting that if we look at chaos from
an artistic angle, chaos in nature (as in art) likewise may be seen to
serve a higher order as a creative force that may produce beauty,
freedom, and growth as well as catastrophe.1 Literary critics may
therefore interpret the depiction of events in particular works of literature
as an artistic response, perhaps unconscious or preconscious, to the same
social, political, and technological milieus that chaos theory attempts to
explain in mathematical language.
Few contemporary writers have explored the themes of chaos,
complexity, and randomness with as much depth and breadth as the
American novelist Paul Auster. In novel after novel, Auster depicts how,
moving in time to the music of chance the play of random events
not just the lives but also the identities of characters may be thrown into
chaos, a complex state that at a certain point emerges, that is to say,
spontaneously organizes itself into a new stable system. This is not chaos
in the everyday sense of the word, but as defined in a technical sense in
chaos theory and complexity theory as random behaviour on the surface
masking an underlying structural order. Roger Lewin writes that
physicist Murray Gell-Mann has a good phrase for it: Surface
complexity arising out of deep simplicity.2 Lewin himself calls it
global properties arising from local interaction,3 identifying the edge of
1
Harriet Hawkins, Strange Attractors: Literature, Culture, and Chaos Theory, New
York, 1995, 4.
2
Roger Lewin, Complexity: Life at the Edge of Chaos, New York, 1993, 14.
3
Ibid., 152.
628
Ibid., 54-55.
James Gleick, Chaos: Making a New Science, New York, 1987, 48.
629
630
being on the surface with no inner thoughts, while the burden of your
own consciousness gets forgotten, writes Dragana Nikolic:
Certain conclusions about [the actions of Austers characters] cannot be
drawn: they have no centre nor stable identity. The only consolation left
to Austers subject is to reinvent himself: Uncle Victor says in Moon
Palace that every person is the author of his own life.6
631
narrator that Fanshawe is at the place where everything begins and that
without having had Fanshawe in his life, the narrator would not know
who he is.11
Ed Lorenz grounded his theory mathematically, and showed it to be
not just an aspect of certain events, but of material existence itself. As if
according to Lorenzs theory, the lives of Austers characters are thrown
into disarray when a phone rings, a door opens, a letter arrives. Each
occurrence sets in motion a chain of events the outcome of which neither
narrator nor reader can predict. The psychologists Chamberlain and Btz
note that the butterfly effect defines the ease with which the
behavior of interconnected systems can be influenced by the most minute
factors.12 The mathematician Steven Strogatz, co-author of the
discoveries in graph theory popularly known today as the six degrees of
separation effect, adds: The practical implication is that long-term
prediction becomes impossible in a system where small uncertainties
are amplified enormously fast.13 Not only the lives, but also the identity
of each of Austers narrators is seen to be sensitively dependent on initial
conditions, but the unnamed writer ultimately revealed as the sole
protagonist of The New York Trilogy turns out to have been using the
process of novel writing to uncover an underlying order that might help
him understand the disintegration of his identity, and allow for the
conditions for a new stable identity to emerge.
In the strange attractor lies a second expression of chaos theory in
Austers New York Trilogy. Strogatz explains how Lorenz discovered a
wonderful structure emerging when his solution was visualized as a
trajectory in phase space, that is, an imaginary three-dimensional space
which computer graphics programs can represent in two dimensions on a
flat-screen or printout: When Lorenzs trajectory was viewed in all three
dimensions no self-intersections occurred. It settled into an
exquisitely thin set that looked like a pair of butterfly wings.14 This
became the first known strange attractor (as well as the lesser-known
but no less fascinating origin of the term butterfly effect), a set of
11
Ibid., 297.
Linda L. Chamberlain and Michael R. Btz, The Lost World of
Psychopharmacology: A Return to Psychologys Jurassic Park, in Clinical Chaos: A
Therapists Guide to Nonlinear Dynamics and Therapeutic Change, eds Linda L.
Chamberlain and Michael R. Btz, Ann Arbor: MI, 1998, 128.
13
Steven H. Strogatz, Nonlinear Dynamics and Chaos: With Applications to Physics,
Biology, Chemistry and Engineering, Boulder: CO, 2001, 320.
14
Ibid., 319.
12
632
15
16
633
This implies that human behavior could be understood, that beneath the
infinite facade of gestures, tics and silences, there was finally a
coherence, an order, a source of motivation.18
The detective Blue focuses relentlessly on a certain Black in Ghosts.
Ostensibly paid by White, to keep an eye on Black for as long as
necessary,19 Blue accepts the assignment because he needs the work and
the job pays well. Little does Blue know that the case will continue for
years. This seemingly stable proposition will contribute to Blues
destabilization. Like Quinn, Blue will consciously assume a new identity
and will be aware that as he is pulled into a new system he is no longer
the same.20 Blue engages in all manner of activities to vary his
relationship to Black, but is instead wrested from his relation with the
future Mrs Blue into Blacks orbit. Eventually, Blues behaviour is
unpredictable, and he realizes he has thrown away his life. He has lost
whatever chance he might have had for happiness, and it would not be
wrong to say that he understands he is at the beginning of the end.21
But only at the end will Blue understand the meaning of his assignment,
for it is not until we are at the end of something that we know its value.
Blue becomes Black who is White. That is to say, Blue identifies so
absolutely to the detriment of his own identity with Black, ultimately
revealed to have been playing the part of White, that Blue is no longer
17
Ibid., 17.
Ibid., 103.
19
Ibid., 203.
20
Ibid., 219.
21
Ibid., 248.
18
634
the man he seems, any more than White was. Blue has been pursuing
only himself, losing his identity at the expense of finding himself. He
exists but he does not exist in himself nor for himself he is a ghost.
Like the other protagonists, the narrator of The Locked Room has a
stable and functional life, especially so after falling in love with and
marrying his childhood friend Sophie, Fanshawes widow. When he is
named literary executor of Fanshawes unpublished writings and asked
to write Fanshawes biography, the narrator is pulled into the absent and
imaginary Fanshawes orbit. His behaviour becomes erratic. He sleeps
with Fanshawes mother (as if he could control Fanshawe by possessing
Fanshawes origin); he fantasizes about killing Fanshawe (with
Fanshawe dead, he will be alive), about having Fanshawe kill him (if he
is dead, Fanshawe lives), about finding Fanshawe, and about not finding
him. With nothing but the names of some of Fanshawes acquaintances
the narrator flies to Paris to find the secretly living Fanshawe, and on his
return, still caught up in the life of Fanshawe, the narrator says that he
has tasted death, that he has seen himself dead.22 As with the other
protagonists, the narrator here must break out of the orbit of this strange
attractor.
Ultimately, readers discover that one way the narrator tried to break
free of Fanshawe was by writing the first two novels of Austers trilogy.
The unnamed narrator of The Locked Room writes:
The entire story comes down to what happened at the end and without
that end inside me now, I could not have started this book. The same
holds for the two books that come before it, City of Glass and Ghosts.
These three stories are finally the same story, but each one represents a
23
different stage in my awareness of what it is about.
Ibid., 446.
Ibid., 434-35.
635
636
637
Mark Buchanan, Nexus: Small Worlds and the Groundbreaking Science of Networks,
New York, 2002, 168.
31
Kathleen T. Alligood, Tim D. Sauer, and James A. Yorke, Chaos: An Introduction to
Dynamical Systems, New York, 1996, vi.
638
639
35