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Simulation and model validation of sheet and tube type photovoltaic thermal
solar system and conventional solar collecting system in transient states
Sujala Bhattarai a, Jae-Heun Oh b, Seung-Hee Euh a, Gopi Krishna Kae a, Dae Hyun Kim a,n
a
b
Department of Biosystems Engineering, Kangwon National University, Hyoja 2 Dong, 192-1 Chuncheon, Republic of Korea
Forest Practice Research Center, Korea Forest Research Institute, Jikdong-Ri 51, Soheul-Eup, Pocheon-Si, Gyeonggi-Do 487-821, Republic of Korea
a r t i c l e i n f o
a b s t r a c t
Article history:
Received 5 December 2011
Received in revised form
17 March 2012
Accepted 11 April 2012
Available online 22 May 2012
This study presents a one-dimensional mathematical model for simulating the transient processes of
sheet and tube type photovoltaic/thermal (PV/T) system and conventional type solar collectors. The
models are based on the energy conservation for the glass cover, PV plate, absorber plate, tube, water in
the tube and storage tank for the PV/T and the same layers excluding PV plate in conventional solar
collector. The models were all rst order ordinary differential equations which could be easily solved in
the Matlab computer program using ode solvers. For the purpose of validating the proposed methods,
performance tests were done on the both systems. Satisfactory convergences were found between the
measured data and calculated results. The statistical analysis was performed for the scientic validation
of the results. The current model is suitable for the single cover tube type PV/T systems.
& 2012 Elsevier B.V. All rights reserved.
Keywords:
PV/T system
Conventional solar collector
Simulation and model validation
Performance evaluation
1. Introduction
Rising oil prices and greenhouse gas emissions have stimulated
motivation for the exploration of renewable forms of energy. Solar
energy in the form of solar radiation has been identied as one of
the most promising sources of energy relieve dependency fossil
fuels [1]. Integrated photovoltaic combined thermal systems (PV/
T) are one possibility for harnessing the available solar energy
resources effectively. The PV/T systems are especially attractive
because the absorbed solar radiation is converted into electricity
and heat that can be utilized simultaneously [2]. The efciency of
a solar cell can be improved when it is used simultaneously with a
heat generator [2,3]. Goetzberger et al. [4] reported that the excess
heat of a PV concentrator cell can be used to drive a thermal power
engine, which can also work as a cooling device for the solar cell.
Previous study [57] showed that two PV/T collectors together can
produce more energy per unit surface area than one PV panel and
one thermal collector next to each other. This has high importance
where surface area availability is limited. The main disadvantage
of the PV cell, besides high cost, is the low efciency comes with a
rise in temperature of the PV plate [8]. By cooling the PV module
with a uid stream like air or water, the electricity yield can be
improved. PV/T can be used in private houses, blocks of ats,
tourist areas, hospitals, schools, and for heating water to make it
sanitary.
S. Bhattarai et al. / Solar Energy Materials & Solar Cells 103 (2012) 184193
Nomenclature
ta
b
A
C
c1,c2
d
D
E
G
g
h
k
L
_w
m
m
M
n
Nu
P
R
Ra
Re
RMSE
T
Tm
t
u
W
x
X
Y
Greek
s
yi
extinction coefcient
Stefan Bolzmans constant, 5.67 10 8(W/m2 K4)
incident angle
k
n
Y
r
a
A
185
Superscript
critical
Subscripts
a
ad
c
cell
d,th
e
g
i
in
j
m
o
p
r
t
tk
th
w
wind
ambient air
adhesive layer
collector, convective
solar cell
daily thermal
electrical
glazing
insulation
inlet, initial
jth values
mean
outlet, nal, total
PV plate
radiation, reference
tube
tank
thermal
water
wind induced
186
S. Bhattarai et al. / Solar Energy Materials & Solar Cells 103 (2012) 184193
Table 1
Specication of PV cell.
Cell type
Open circuit voltage
Short circuit current
Max. power
Module area
Cell area
Water in
Polycrystalline
37.452 V
8.6289 A
30.709 W
16075.18 cm2
243.36 cm2
Water out
Glass cover
Air gap
PV plate
Absorber plate
Cupper tube
Insulation
The energy balance equations given by Chow [11] for the sheet
and tube type PV/T system were employed and modied for the
simulation. Simulation was performed using the MATLAB version
7.9.0 (R2009b). The simulation parameters are given in Table 2.
The model was developed with the following assumptions:
a) The mass ow rate of the working uid is the same in all
sections of the tubes.
b) The material properties of the glass, cover, absorber, and the
insulation are constant.
c) All the heat transfer coefcients are computed in real time.
The transients temperatures are evaluated with the help of the
ode15s solver calculated in MATLAB using relations derived from
energy balance equations. For the energy balance in the portion of
the collector shown in Fig. 1(b) with surface area A, length L and
spacing W, the energy balance equations for the glass, PV plate,
absorber plate, tube, water, and storage tank are given below:
3.1.1. Single glass cover
Fig. 1. PV/T solar collector: (a) front view, (b) cross section.
Mg C g
dT g
Gag hwind Aag T a T g hgp Agp T p T g hr,ag Aag T a T g
dt
1
Mg, Cg and Tg are the mass, specic heat, and temperature of the
glass cover, respectively. G is the solar radiation falling on the
glass surface at any time, expressed in watts, and A is the area of
the collector [12].
Aag Agp A
"
sin2 yi
!#0:5
2
R2 g
sY2g Y2p Yg Yp
1
1
ep eg 1
Nua ka
da
S. Bhattarai et al. / Solar Energy Materials & Solar Cells 103 (2012) 184193
187
The air properties were calculated at the mean air temperature, i.e., (Tg Tc)/2. The values ba, ka and ua are the coefcient of
thermal expansion, thermal diffusivity, and kinematic viscosity of
air, respectively.
The notation []n in Eq. (5) is dened by [X]n (9X9X)/2. It
implies that, if the quantity is negative, it must be set equal to
zero. y is the critical angle of the collector slope [21].
For the PV plate
Mp C p
dT p
Gap E hgp Agp T g T p hcp Acp T c T p hpt Apt T t T p
dt
8
Mp, Cp, and Tp are the mass, specic heat, and temperature of PV
plate cover, respectively, where
ta tp ap
ap
Do
Acp A 1
W
5830
kad
dad
10
dp L
xp =2kp dad dp =kad D0
11
12
g ba T p T g da
ka va
hcp
xp
11ap r
E GpZcell
13
188
S. Bhattarai et al. / Solar Energy Materials & Solar Cells 103 (2012) 184193
Table 2
Data used for simulation.
Glazing
2
2200
0.88
26
1.5
670
0.004
1.607
0.804
0.4057 0.015
17.3
957 2
2702
57 3
0.0002
310
0.00952
2702
1.916
10
903
0.1
0.0009
Copper
20
670
0.034
di
60
0.030
_w
m
0.5
rg
eg
L
Rg
Cg
dg
PV plate
P
br
Zr
Absorber plate
ac
rc
ec
dc
K
Tube
Do
rt
L
N
Ct
W
dt
Insulation
ri
Ci
ki
Storage tank
Others
Mtk
Zcell Zr 1br T p T r
14
E is the electrical energy; P is the ratio of the cell area to the collector
is the electrical
area also known as the packing factor, and Zcell
efciency of the solar cell. Electrical efciency of the solar cell
depends upon the reference cell efciency (Zr) at a reference
operating temperature (Tr) and temperature coefcient (br).
Mt, Ct and Tt are the mass, specic heat, and temperature of tube,
respectively. hit is the convective heat transfer coefcient between
the tube and the insulation; htw is the average convective heat
transfer coefcient between the tube and the water.
1
1
htw Atw
hw pDi L
Di is the internal diameter of the tube.
Atw pDi L
dT c
hcp Acp T p T c hct Act T t T c hci Aci T i T c
Mc C c
dt
15
Ait
Mc, Cc and Tc are the mass, specic heat and temperature of the
collector plate, respectively.
hct
2kc
,
xc
xc
WDo
,
Aci A
W
hci
2ki
di
WDo
4
Act dc L
20
16
p
2
1 D0 L
21
22
17
3.1.4. Insulation
18
hct and hci are the conductive heat transfers between the collector
and tube and the collector and insulation, respectively.
3.1.3. Tube
dT t
Mt C t
hct Act T c T t hit Ait T i T t htw Atw T w T t hpt Apt T p T t
dt
19
Mi C i
dT i
hci Aci T c T i hit Ait T t T i hai AT a T i
dt
23
Mi, Ci and Ti are the mass, specic heat, and temperature of the
insulation material, respectively.
1
d
1
i
hai
2ki hag
24
hai is the conductive heat transfer coefcient between the insulation and the air.
S. Bhattarai et al. / Solar Energy Materials & Solar Cells 103 (2012) 184193
Mw C w
dT w1
_ w C w T wo T w2
htw Atw T t T w1 m
dt
25
T wo T w2
2
26
M tk C tk
dT tk
_ w nC w T tk,i T tk,o htk Atk T a T tk
m
dt
27
Mtk, Ctk and Atk are the weight, specic heat capacity, and surface
area of water in the storage tank; n is the total number of tubes;
Ttk,i and Ttk,o are the tank inlet and outlet temperatures; htk is the
overall heat transfer coefcient of the storage tank.
The following energy balance equations were employed for the
modeling of the conventional collector. The simulation was
performed using the Matlab 7. 9. 0. (R2009b). The simulation
parameters are given in Table 2.
189
including the root mean square error (RMSE). It follows the dimension of the predicted quantities:
0
11=2
m
X
1
2
RMSE1 @
d A
35
mj1 j
dj is the deviation between the jth measured and the predicted
values, and m is the number of data points. The results are better
with lower values of RMSE1. Its disadvantage is that a few large
errors in the sum can produce a signicant increase of RMSE1. To
cope with the problem, [22,23] employed a relative root mean
square normalized deviation:
0
11=2
m 2
dj A
1X
@
RMSE2
36
m j 1 Yj
where, Yj is the jth measured value.
Accordingly, the third indicator, R-squared, is a statistical
measure of how well a predicted line approximates measured
data:
2
32
!
!
!
6
7
m
m
m
P
P
P
6
7
m
Xj Y j
Xj
Yj
6
7
6
7
j1
j1
j1
6
7
R-squared 6v
2
3
2
3
7
u
!
!
2
2
6u
7
m
m
m
m
P 2
P
P
P 2
6u
7
4t4m
X
X j 54m
Y
Y j 55
j1
j1
j1
j1
dT g
Gag hwind Aag T a T g hgc Agc T c T g hr,ag Aag T a T g
dt
28
where,
hgc hr gc hc gc
sY2 g Y2 c Yg Yc Nua ka
1=ec 1=eg 1
da
37
where, Xj is the jth predicted value. An R-squared value equal
to 1 implies that the model provides perfect prediction, and
0 implies that there is no relationship between the measured
and predicted value.
29
4. Performance assessment
dT c
Gac hgc Agc T p T c hct Act T t T c hci Aci T i T c
dt
30
Zth Zo c1
31
32
e) Water in tube
Mw C w
dT w1
_ w C w T wo T w2
htw Atw T t T w1 m
dt
33
f) Storage tank
M tk C tk
dT tk
_ w nC w T tk,i T tk,o htk Atk T a T tk
m
dt
38
d) Insulation
dT
M i C i i hci Aci T c T i hit Ait T t T i hai AT a T i
dt
T m T a
T m T a
c2
G
G
34
Zth
_ w C p T o T in
m
GA
39
190
S. Bhattarai et al. / Solar Energy Materials & Solar Cells 103 (2012) 184193
was set at 0.022 kg/s m2. Each experimental point was obtained by
setting a constant uid temperature at the inlet of the collectors.
4.2. Daily performance evaluation
The daily average efciency is one of the effective test methods
to describe the thermal performance of the PV/T system and the
conventional solar water collector. The thermal performance of
the solar collectors is affected by weather conditions such as solar
radiation, ambient temperature, and wind conditions. The daily
thermal efciency of the PV/T system can be calculated as
follows:
Zd,th
Mw C w T o T in
P
Ac
Gt 3600
40
Zo Zd,th PZe
41
where, Zd,th and Ze are the daily thermal and electrical efciency
of the PV/T system. P is the packing factor, which is dened as the
ratio of the cell area to the collector area. Similarly, primary
energy saving efciency Zf is used as the performance metric for
the PV/T system [2527]:
Zf Zd,th
P Ze
Zpower
42
Fig. 4. Weather parameters (2011/8/31): (a) solar irradiance, (b) air temperature, (c) wind speed, (d) relative humidity.
S. Bhattarai et al. / Solar Energy Materials & Solar Cells 103 (2012) 184193
191
Fig. 6. Measured and predicted storage tank water temperature: (a) conventional system, (b) PV/T collector.
Table 3
Statistical indicators for the conventional and PV/T solar collectors.
Statistical indicators
RMSE1
RMSE2
R-squared
1.0262
0.0230
0.9989
0.8164
0.0159
0.9982
800 W/m2 solar radiation, 1 m/s air speed, and 30 1C air temperature. The predicted thermal efciency of the PV/T system is
shown in Fig. 8(a). The predicted thermal efciency model of
the PV/T system, derived from Fig. 8(a), is represented in Eq. (44).
The predicted zero loss efciency (Zo) and the heat losses
coefcients c1 and c2, were found to be 0.574, 7.41, and 0.0023,
respectively, (Eq. (44)).
Zth 0:5747:41
RMSE2 and R-squared values were obtained as 1.026, 0.023, and
0.9955, respectively, as shown in Table 3.
The predicted temperatures of the glass, absorber plate, water
in the tube, PV cell, and insulation temperature of both the
conventional and PV/T systems are shown in Fig. 7. It can be
seen that the absorber plate and the cell temperatures of the PV/T
system were very similar (Fig. 7). This shows that there was good
heat transfer between the solar absorber and the PV plate. At
around 4:00 p.m., the tube temperature crossed the absorber
temperature in both systems. This was due to the high thermal
storage capacity of water. As the solar radiation went down,
absorbers lost heat energy at a faster rate than the water in the
tube. The tube was in full contact with the water so it was
primarily inuenced by the water temperature (Fig. 7).
T m T a
T m T a
0:0023
G
G
There was good agreement between the measured and predicted thermal efciencies although for higher inlet temperatures,
the model under-predicted the thermal efciency. The measured
electrical efciency of the PV/T system is shown in Fig. 8(b). The
measured electrical efciency model derived from Fig. 8(b) is
executed in Eq. (45).
Ze 0:13690:477
Zth 0:58877:0524
T m T a
T m T a
0:0269
G
G
43
T in T a
G
45
44
Ze 0:13710:518
T in T a
G
46
Good agreement was found between the measured and predicted electrical efciencies of the PV/T system, although for
higher inlet temperatures, the model under-predicted the electrical efciency.
The measured thermal efciency model of the conventional
solar collector is represented by Eq. (47).
Zth 0:71554:673
T in T a
G
47
192
S. Bhattarai et al. / Solar Energy Materials & Solar Cells 103 (2012) 184193
Fig. 7. Calculated temperature of the different layers of PV/T and conventional collector systems.
Fig. 8. Measured and predicted: (a) thermal, (b) electrical efciency of the PV/T
system.
Fig. 9. Measured thermal efciency of the PV/T system and conventional system.
S. Bhattarai et al. / Solar Energy Materials & Solar Cells 103 (2012) 184193
193
Table 4
Daily efciencies of the conventional solar collector and PV/T system.
S. N Collector type
1.
2.
3.
4.
5.
6.
Storage capacity Daily total solar radiation Ta (1C) Water temperature in tank (1C)
M (kg/m2)
(MJ/m2 day) 31/8/2011
Initial
Final
20.69
20.69
20.69
20.69
20.69
20.69
6. Conclusions
In this paper, the comparative performance of PV/T systems and
conventional solar collecting systems was studied through simulation and experiments. The thermal efciency of the PV/T and
conventional solar collecting systems were 58.70% and 71.50%,
respectively, under steady state conditions. The electrical efciency
of the PV/T system was found to be 13.69%. The daily thermal
efciency of the conventional solar collector was almost 18% higher
than that of the PV/T system, but the primary energy saving
efciency of the PV/T system was around 16% higher than that of
the conventional solar collecting system. The thermal models of the
PV/T and conventional solar collecting systems were in good
agreement with experimental results. The developed model could
be used for the design and performance estimation of PV/T systems.
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