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Article history:
Received 27 May 2014
Received in revised form 23 June 2014
Accepted 8 July 2014
Available online 8 August 2014
Keywords:
Strip footing
Void
Finite element analysis
Undrained bearing capacity
Clay
a b s t r a c t
This paper investigates the undrained vertical bearing capacity of surface strip footings on clay with single and dual continuous voids. Numerical solutions for a wide range of geometric and material combinations are obtained by small strain nite element analysis. Based on the results, design charts are provided
for the calculation of the undrained bearing capacity factors as a function of the dimensionless parameters related to the vertical and horizontal void distances from the footing, void width and height, and
spacing between the two voids as well as soil rigidity and non-homogeneity. In the footing-above-void
system, the ultimate bearing capacity of the footing is governed by the three failure mode: roof, wall,
and combined failure mechanisms.
2014 Elsevier Ltd. All rights reserved.
1. Introduction
In engineering practice, the existence of underground voids
under rigid surface structures (e.g., pavements, pipelines and
footings) requires special attention because voids can inuence
the integrity of structures. Voids in ground are known to form
for many reasons, some of which are the thawing of subsurface
ice lenses [1], the dynamic loadings induced by mining and tunneling activities [2], the dissolution of soluble materials such as
salt, gypsum, limestone and dolomite [3], the dissociation of
methane hydrate [4], and the presence of leaking CO2 storage
reservoirs [5]. The size, shape and evolution of voids depend on
the lithology of soils and rocks, and the initial depth of voids
[6]. In particular, large voids are often found in karstic
environment [7].
The performance of footings underlain by subsurface voids has
been investigated by several researchers. Baus and Wang [8] studied experimentally and numerically the bearing capacity behavior
of strip footings on silty clay with single continuous voids, and
showed that for a given void size, the bearing capacity decreases
as the distance between the footing and void reduces. Wang and
his colleagues continuously explored the effects of void location,
size, shape, and orientation with respect to the footing axis on
the stability of square footings with different sizes, shapes and
embedment depths [9,10]. Wood and Larnach [11] conducted
another study on this subject by using physical modeling and
numerical simulation, and reported similar behaviors observed in
Corresponding author. Tel.: +82 2 2123 2807; fax: +82 2 364 5300.
E-mail address: soj9081@yonsei.ac.kr (S. Jeong).
http://dx.doi.org/10.1016/j.compgeo.2014.07.009
0266-352X/ 2014 Elsevier Ltd. All rights reserved.
Wangs works. Wang and Hsieh [12] developed the three failure
mechanisms that are considered to model the collapse of strip
footing centered above a single circular void by using the upper
bound theorem of limit analysis. Al-Tabbaa et al. [13] observed
the load-settlement characteristics of model strip footings over
continuous circular voids in cemented mixed sand. The results
indicated that the greater depth and offset of voids cause the
higher strength and stiffness of the system. Sreng et al. [14] presented the result of rotation response of strip footings above continuous square voids, which is obtained by measuring both
vertical and horizontal displacements during 1 g model tests. More
recently, Kiyosumi et al. [15] performed plain strain nite element
(FE) analyses to examine the inuence of multiple voids on the
yield pressure of strip footing resting on calcareous soil, and stated
that the failure zone developed signicantly towards the nearest
void from the footing and does not typically extend to the other
voids. Kiyosumi et al. [16] reported the results of laboratory scale
model tests of strip footing on stiff ground with continuous square
voids and revealed the three types of collapse modes for a single
void: bearing failure without void collapse, bearing failure with
void collapse, and void failure without bearing failure. Even though
several studies have been reported on the footing-above-void system, most works have focused on cohesive-frictional soils. In contrast, the undrained stability of footings overlying voids has not
been discussed in the literature.
The bearing capacity of surface strip footings (both drained and
undrained) is usually estimated using the bearing capacity formula
suggested by Meyerhof [17]. The solution for the simplest case of
undrained condition is identical to the exact solution of Prandtl
[18], which is expressed as
129
400
B
s u0
su
= 4.0
300
Q/B (kPa)
Undrainedclay
Eu,
1
mB
= 3.5
= 3.0
= 2.5
200
= 2.0
k
= 1.5
100
su = su0 +kz
nB
C.L.
0
0.00
0.01
0.02
0.03
0.04
0.05
0.06
0.07
0.08
w/B
Fig. 3. Loaddisplacement curves for strip footing centered above single voids.
available solutions. Based on the analyses, design charts are presented in form of the undrained bearing capacity factor with
respect to the dimensionless inuencing parameters, and the governing failure mechanisms are discussed.
sB
sB
2. Problem denition
C.L.
C.L.
qu
Qu
su Nc
B
where qu is the ultimate bearing stress on the footing, Q u is the ultimate vertical force, B is the footing width, su is the undrained shear
strength of the soil, and Nc is the dimensionless undrained bearing
capacity factor.
This paper presents FE analyses for the calculation of the bearing capacity of surface strip footings on undrained clay with single
and dual continuous voids. Consideration is given to the effects of
void location, shape and number as well as soil rigidity and nonhomogeneity. The results of the analyses are compared to other
9.5B
su z suo kz
9.5B
Detail
Mesh refine zone
15B
20B
Fig. 2. Typical nite element mesh and boundary extension for soil and foundation domain.
130
as su = 60, 100 and 300 kPa, and the soil rigidity Eu =su was constant,
irrespective of depth. The footing was modeled as a non-porous
linear elastic material with 1 m thickness and Youngs modulus
for concrete Ec 30 GPa. The geostatic stress was generated by
taking the coefcient of earth pressure at rest, K 0 1.
Fig. 2 shows a typical nite element (FE) mesh and boundary
extensions of the soil domain for the plain strain surface footing.
The external boundaries were positioned 9:5B laterally from the
edge of the foundation and 15B below the ground surface, which
minimizes possible boundary effect on the predicted bearing
capacity. Zero horizontal displacements were prescribed at the lateral boundaries and full xities at the bottom boundary. The voids
were introduced by excavation of the soil at the designed depth for
each analysis. Since the mesh density in the area adjacent to the
footings, particularly at level ground, is of most importance for
the bearing capacity factor calculation, element density was
increased in this area. The optimum size and distribution of elements were taken to be obtained when further modication of elements did not provide a further reduction in the value of bearing
capacity factor calculated. The total number of elements varied
from 3003 to 5235, depending on geometrical parameters.
No special interface elements along the soil and footing interface were used, indicating that the footing was simulated as rough
with the same shear strength and shear modulus for the interface
and adjacent soil elements. Instead, to allow an effective gap to
form between part of the footing and the soil, a very thin 0.03 m
zone of zero tensile strength soil elements was modeled beneath
5
4
c
Nc
4
3
=1.5
=2.0
=2.5
2
Eu/su = 100
=3.0
Eu/su = 300
Eu/su = 500
=4.0
0
1.0
1.5
2.0
2.5
3.0
4.0
3.5
4.5
5.0
0.0
0.5
1.0
1.5
2.0
2.5
3.0
3.5
4.0
4.5
3.0
(b) Single square void
=3.5
2.5
Nc
2.0
= - 0.16
+ 0.08
+ 2.77
1.5
3
1.0
2
Eu/su = 100
0.5
Eu/su = 300
Eu/su = 500
Nc, max
0.0
0.0
0.5
1.0
1.5
2.0
2.5
3.0
3.5
4.0
4.5
Fig. 4. Effect of soil rigidity on bearing capacity factor of strip footings above single
voids.
1.0
1.5
2.0
2.5
3.0
3.5
4.0
4.5
Fig. 5. Bearing capacity factor of strip footings above single voids and their critical
void locations.
Fig. 6. Bearing capacity factor of strip footings above single rectangular voids.
131
Nc 1:47a 6 Nc;max
Fig. 7. Bearing capacity factor of strip footings on inhomogeneous clay with single
voids.
132
Fig. 9. Comparisons of critical spacing ratio and undrained bearing capacity for dual
voids with parallel and symmetrical congurations.
133
(a)
[ 10-3m]
10.00
(b)
-0.27
-4.67
-8.80
-12.00
-13.07
-19.33
-17.33
-26.67
-21.60
-34.00
-25.87
-41.33
-30.13
-48.67
-34.40
-56.00
-38.67
-63.33
-42.93
-70.67
-78.00
-47.20
-51.47
-55.73
[ 10-3m]
20.00
5.33
-24.00
-0.52
-38.67
-0.76
-53.33
-1.00
-68.00
-1.24
-82.67
-1.48
-97.33
-1.72
-112.00
-1.96
-126.67
-2.20
-141.33
-2.44
-2.68
-170.67
-185.33
-2.92
-3.16
-200.00
-3.40
[ 10-3m]
10.00
[ 10-3m]
10.00
(f)
0.00
2.00
-6.00
-10.00
-20.00
-14.00
-30.00
-22.00
-40.00
-30.00
-50.00
-38.00
-60.00
-46.00
-70.00
-54.00
-80.00
-62.00
-90.00
-70.00
-100.00
-78.00
-86.00
-110.00
-0.04
-0.28
-156.00
(e)
-92.67
[m]
0.20
(d)
-9.33
-85.33
-100.00
-60.00
(c)
2.67
-4.53
-120.00
-130.00
-140.00
-94.00
-102.00
-110.00
[m]
0.40
(g)
-0.16
-0.72
-1.28
-1.84
-2.40
-2.96
-3.52
-4.08
-4.64
-5.20
-5.76
-6.32
-6.88
-7.44
-8.00
Fig. 10. FE displacement contours for strip footings above single voids.
134
(a)
[ 10-3m]
10.00
(b)
0.00
-15.33
-8.00
-28.00
-12.00
-40.67
-16.00
-53.33
-20.00
-66.00
-24.00
-78.67
-28.00
-91.33
-32.00
-104.00
-36.00
-116.67
-129.33
-40.00
-44.00
Parallel configuration
=1.5, m=1, n=1, s=2,
Eu /su =500, kB/su0 =0, Nc=2.04
Symmetrical configuration
=1.5, m=1, n=1, s=2,
Eu /su =500, kB/su0 =0, Nc=3.02
-48.00
-52.00
-154.67
-167.33
-180.00
[ 10-3m]
4.00
[ 10-3m]
20.00
(d)
-0.27
-22.67
-8.80
-44.00
-13.07
-65.33
-17.33
-86.67
-21.60
-108.00
-25.87
-129.33
-30.13
-150.67
-34.40
-172.00
-38.67
-193.33
-214.67
-47.20
Parallel configuration
=1.5, m=1, n=1, s=3,
Eu /su =500, kB/su0 =0, Nc=2.02
Symmetrical configuration
=1.5, m=1, n=1, s=4,
Eu /su =500, kB/su0 =0, Nc=4.59
-51.47
-55.73
-1.33
-4.53
-42.93
-236.00
-257.33
-278.67
-60.00
-300.00
10-3m]
[ 10-3m]
10.00
10.00
Parallel configuration
=4.5, m=1, n=1, s=2,
Eu /su =500, kB/su0 =0, Nc=5.16
-142.00
-56.00
(c)
(e)
-2.67
-4.00
(f)
2.00
2.00
-6.00
-6.00
-14.00
-14.00
-22.00
-22.00
-30.00
-30.00
-38.00
-38.00
-46.00
-46.00
-54.00
-54.00
-62.00
-62.00
-70.00
-70.00
-78.00
-78.00
-86.00
Symmetrical configuration
=4.5, m=1, n=1, s=2,
Eu /su =500, kB/su0 =0, Nc=5.16
-94.00
-102.00
-110.00
-86.00
-94.00
-102.00
-110.00
Fig. 11. FE displacement contours for strip footings above dual voids.
conguration cases, the pillar between the two voids is not supporting much of the vertical load. For the symmetrical conguration cases, however, the pillar carries a substantial amount of
load and the clear combined failure mechanism of roof and wall
is observed. This phenomenon suggests that the negative effect
of dual voids is more prominent at the symmetrical conguration
than at the parallel conguration, which is consistent with the
results shown in Fig. 9(b). The relationship between the failure
mode and the horizontal and vertical void distances from the footing is also shown in Fig. 11(c)(f).
5. Conclusions
The undrained stability of surface strip footing on clay with continuous voids has been investigated. By using small strain nite
element analysis (Plaxis [21]), the undrained vertical bearing
capacity factor of footings for various geometrical and material
parameters has been calculated. The validation is performed by
comparing the existing solutions for undrained clay without voids.
The following conclusions can be drawn from the present study:
(1) For single square voids, the bearing capacity factor increases
linearly with increasing the vertical and horizontal void distances (a and b) up to a certain critical void location (acr and
135
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