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XXXIX
Hegel proclaimed that the end of history was the state" and
that the idea of the state achieved actuality through world
history," But as Andreas Grossmann has observed, a problem is
posed by "the 'borders'-i.e., the lands and peoples that Hegel
means to exclude from his world historical consideration as not
significant. "4
During the years in Heidelberg and Berlin when Hegel first
recognized the state and its history as normative, he grappled
with the experiences of non-European peoples. Excluded from
both his systematic exposition of Right and his programmatic
presentation of history, he treated these peoples in lectures on
the Philosophy of Nature, lectures on natural consciousness,
and lectures on geography." Race played an increasingly leading
role in Hegel's efforts to understand these peoples and to fit
them into his philosophical system. After long neglect by
scholars," Robert Bernasconi has argued that Hegel's attitude
towards race colored his treatment of Africa and influenced
significantly his treatment of the transition to European
history,"
In this paper I suggest that America offers the most extreme
example of Hegel's effort to ground world history on a racial
hierarchy. His exclusion of American Indians from history was
more complete than any other racial group. His convictions
about the inferiority of American Indians led him to reject
contemporary scientific research on race. And his explanations
for the elimination of American Indians yielded race-based
descriptions that can be read as ambivalent rationalizations for
European colonial genocide."
Hegel treated both America and sub-Saharan Africa in his
lectures on geography. The sequence of his presentation
expressed (I think) a ranking. He considered America first,
distinguishing it from the ground (Boden) of world history that
lay in the Old World. Then he considered Old World geography
in the order of Africa, Asia, and Europe.
The largest leap in this sequence was from Africa to Asia, for
Hegel amalgamated America and Africa in locating both
entirely outside history," Nevertheless, Hegel portrayed America
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nobler and the other has to serve it. The relationship between
people determines itself in accordance with their reason. People
are what they are in that they are rational, and it is on account
of this that they have their rights, further variety being relevant
to subordinate relationships. Particular variety makes itself
evident everywhere, but such superiority confines itself solely to
particular relationships, not to what constitutes the truth and
dignity of man. Enquiry into it is therefore of no import or
intrinsic interest."
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Americans
Malaysians
Ethiopians
Mongolians
Michael H. HofTheimer
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residence there, says that there are quite a number of Negro
physicians, artists, clergymen and craftsmen, that Negroes
show themselves to be capable of acquiring European skills.
One does not hear this of the Indians however. One became a
clergyman, but he died young, and there are very few
examples of their having shown an aptitude for anything.
(Hegel's Philosophy of Subjective Spirit, 3: 63, Griesheim
manuscript, Petry translation)
In other lectures, Hegel apparently embellished these stories. He
acknowledged in theory that natives learned various European arts,
but the only one he mentioned was "brandy drinking" (Lectures on
the Philosophy of World History, 164). He recounted the story of an
American Indian who received a higher education and became a
clergyman but added that he died of drink almost immediately
(Lectures on the Philosophy of World History, 165).
20 Lectures on the Philosophy of World History, 165.
21 Ibid.
22 Ibid. He recalled reading this story. Its source, like many of
Hegel's anecdotes about Africa and America, remains unknown. While
I do not rule out the possibility that he fabricated the stories, such
anecdotes were widespread, and he probably encountered them in
periodical literature or oral conversations-perhaps altered by memory
or embellished for effect.
23 Ibid., 163.
24 Ibid., 164.
25 Ibid.
26 Mario Casalla, America en el pensamiento de Hegel: Admiracion y
rechazo (Buenos Aires: Catalogos, 1992), 71; Bernasconi, "Hegel at the
Court of the Ashanti," 58-63. Emmanuel Chukwudi Eze writes that
Hegel's "political philosophy transformed the European historical
perspectives into concrete projects of international politics and
economics (imperialism, colonialism, and the trans-national
corporation)" (Race and the Enlightenment: A Reader, 7-8). See also
ibid., 149: Hegel "considered the imperial and colonial projects carried
out by European nations outside of Europe as necessary and logical
consequences of the capitalist modernization of European societies."
Carol Aisha Blackshire-Belay claims Hegel "saw Africa as a continent
inhabited by a population of people who were yet not ready for their
own freedom. It was the responsibility of the Europeans to educate
them" ("Historical Revelations: The International Scope of African
Germans Today and Beyond," in The African-German Experience:
Critical Essays, ed. Carol Aisha Blackshire-Belay [Westport: Praeger,
1996], 98). Vimbai Gukwe Chivaura cites Hegel's anti-African racism
("European Culture in Africa as Business: Its Implications on the
Development of the Human Factor," Journal of Black Studies 29
[1998]:189-208). L. Keita identifies Hegel with recent efforts to reduce
behavior to race: "This amounted to the view held by Hume, Kant, and
Hegel that the different branches of humanity were distinguishable
not only phenotypically but also temperamentally and intellectually"
(Review of Why Race Matters: Race Differences and What They Mean
by Michael Levin, The Western Journal of Black Studies 23 [1999]: 6570).
27 Vorlesungen tiber die Philosophie der Geschichte, 1: 200; Lectures
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South American independence movements. But his commitment to
behavior conforming to racial type led him to dismiss such reports
and to speculate gratuitously that probably "only a few native tribes
share their [Creoles'] attitude." For similar reasons, Hegel observed
that "free" citizens in South America were invariably the result of
mixed European, Asiatic, and American blood (Lectures on the
Philosophy of World History, 165). This observation has attracted no
attention, perhaps because it has been read simply to mean that the
Spanish denied native Indians the political rights of citizens. But in
context Hegel seemed to be making a stronger racial argument that
pure-race Indians were incapable of freedom.
Similar motives led him to minimize the participation of American Indians in the American Revolution. While acknowledging
evidence of American Indian support for independence, he distanced
himself from the evidence, referring to it not as fact but as "reports
of native peoples who have identified themselves with the recent
efforts of the American to create independent states." Though he did
not deny the reports, he again speculated that "it is probably that
very few of their members are of pure native origin" (ibi d., 164).
Bernasconi has argued that Hegel similarly manipulated available
sources to support his negative characterizations of Africans. "Hegel
at the Court of the Ashanti."
Hegel was selective in his use of sources. For example, he was
almost certainly familiar with Herder's depictions of American
Indians. Herder described in positive terms how the character of the
American Indians conformed to the "the great, free, beautiful land"
they peopled and characterized American Indians as a "bold, quick
people" (ldeen zur Philosophie der Geschichte der Menschheit,
Herders Siimmtl iche Werke, ed. Berhard Suphan [Berlin:
Weidmannsche Buchhandlung, 1887], 13: 242-244).
35 Lectures on the Philosophy of World History, 164. In this
observation Hegel entertained without hesitation the projection onto
India of exactly the same racial heritability of the urge for autonomy
and political liberty that he had constructed in South America.
36 Bernasconi observes that Hegel was ambivalent about the
mixing of different nationalities among Caucasians. Hegel saw the
Greeks and Romans as the result of such mixing but also limited the
diffusion of the Reformation to persons of pure German ancestry. See
"With What Must the Philosophy of History Begin? On the Racial
Basis of Hegel's Eurocentrism," 188.
37 Buffon's work was widely available. As a tutor in Switzerland
from 1793-96, Hegel had access to the 1750-67 edition of Buffon's
master work, Histoire naturelle, with 1774-82 supplements, and to
Buffon's work on birds. See "Der Versteigerungskatalog der
Bibliothek Steiger," reprinted in Helmut Schneider and Norbert
Waszek eds., Hegel in der Schweiz (Frankfurt am Main: Peter Lang,
1997), Hegeliana: Studien und Quellen zu Hegel und zum
Heglianismus, ed. Helmut Schneider 8 (1997): 328. Although Hegel
did not cite Buffon in his own Philosophy of Nature, M. J. Petry
concluded that several passages referred to Buffon. See editorial
annotations in Hegel's Philosophy of Nature, 3: 220, 230. Hegel may
have recognized that Buffon was no longer an adequate authority as
a naturalist, or he may have preferred citing German authors.
38 Buffon, Historie naturelle, generale et particuliere (Paris, 1764),
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proportion to their body" (ibid., 3: 153).
46 Schiller's translation appeared in 1777, a second edition in
1798-1801. Hegel had access in Bern to Robertson's Englishlanguage histories of Scotland and of Charles V. Waszek argues
convincingly that Hegel learned to read English during his residency
in Bern. See Waszek, The Scottish Enlightenment and Hegel's Account
of Civil Society, 98, 286. And Hegel's library at the time of his death
included pirated English-language editions of three of Robertson's
works published from 1787 and 1792 and which he probably bought
in Bern (ibid., 283). But it did not include the history of America nor
did his writings contain any citation to it.
Robertson claimed repeatedly that American Indians were
physically "feeble" (William Robertson, The History of America
[Albany: E. & E. Hosford, 1822] 1: 111, 156, 234). His fourth book of
volume one comprised a catalog of their debilities, including their
supposed lack of sexual passion (ibid., 1: 236). He contrasted the
fitness of Negroes and American Indians for slavery (Notes and
Illustrations, ibid., 1: 429).
47 Kant's editor identified a number of passages indebted to Pauw.
See the discussion and citation of sources in Gerbi, The Dispute of the
New World, 329, n.10. Gerbi concludes that "if we review what Kant
wrote about the Americans, de Pauw's influence seems undeniable"
(ibid., 329).
48 "Von den verschiedenen Racen der Menschen," Immanuel Kants
Werke, ed. Ernst Cassirer (Berlin: Verlegt bei Bruno Cassirer, 1922),
2:458. Kant defined race by color, arguing that four distinct races
evolved from an original stem race (white race with brownish skin).
The color morphs resulted from the effect of climate:
First race. Blond (northern Europe) by humid cold.
Second race. Copper red (America) by dry cold.
Third race. Black (Senegambia) by humid heat.
Fourth race. Olive yellow (Indians) by dry heat.
This precritical work was readily available to Hegel. Kant first
published it in 1775 and published an expanded version in 1777. It
was reprinted in at least three other collections of his writings up
through 1799. See editor's note, ibid., 487.
For a recent translation that renders this passage differently, see
"Of the Different Human Races," trans. Jon Mark Mikkelsen, in
Robert Bernasconi and Tommy L. Lott, The Idea of Race (Indianapolis: Hackett Publishing Company, Inc., 2000), 8-22.
49 Ibid., 449.
50 "Von den verschiedenen Racen der Menschen," 454.
51 "Von den verschiedenen Racen der Menschen," 454 n.1; "Of
the Different Human Races," 17 n.3. In unpublished writings, Kant
portrayed Americans as incapable of civilization due to their lack of
sex drive. In early unpublished drafts and notes for his
Menschenkunde (1798), he linked their lack of drive to sexual
weakness.
The American people are incapable of civilization. They have
no motive force; for they are without affection and passion.
They are not drawn to one another by love, and are thus
unfruitful too. They hardly speak at all, never caress one
another, care about nothing, and are lazy. (Menschenkunde
oder philosophische Anthropologie, ed. F. C. Starke Leipzig,
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scientific knowledge in order to support philosophical speculations by
theories of nature that were being decisively repudiated. Hegel was
philosophically committed to a number of doctrines (such as the
spontaneous formation of fossils as an inorganic geological process
akin to crystal formation) that made him particularly inattentive to
important scientific developments in his day. See H. S. Harris, Hegel's
Development: Night Thoughts, 445-446; Hoffheimer, "Law, Fossils,
and the Configuring of Hegel's Philosophy of nature," Idealistic
Studies 25 (1995): 155-173. The idea of spontaneous formation of
fossils had been entertained by Voltaire and Jefferson to account for
fossil deposits in mountain locations. But reputable naturalists had
never applied the theory to explain fossil bones of large Pleistocene
mammals. While Hegel refused to read the fossil record as marking
change in time, Humboldt was demonstrating that while the fossil
record of invertebrate animals may have been inconclusive, the
layers of vertebrate fossils revealed unmistakable progressive
development from fish to reptiles to mammals (Alexander von
Humboldt, Cosmos: A Sketch of a Physical Description of the
Universe, trans. E. C. Otte [London: Henry G. Bohn, 1849], 1: 275276). Humboldt ridiculed Hegel's views in his letter to Varnhagen,
noting that the discovery of frozen corpses of mammoths in Siberia
completely exploded Hegel's theory.
56 In 1801 Charles Wilson Peale excavated a fossil mammoth
skeleton in New York state; it was exhibited in Philadelphia, and his
brothers subsequently took a second one on tour in England. See
George Gaylord Simpson, "The Beginnings of Vertebrate Paleontology
in North America," Proceedings of the American philosophical Society
86 (1943): 159; Anthony J. Sutcliffe, On the Track of Ice Age Mammals
(Cambridge: Harvard University Press, 1985), 170.
It is possible Hegel later modified his commitment to the absolute
weakness of American plant life, but he would persist to the end in
asserting the absolute weakness of animal life and humans in
America. In lectures on philosophy of nature he repeated the claim
that American nature was fundamentally inferior:
... everything within it is new. As civilization has developed
there with neither the horse nor iron, it has lacked the
powerful instruments of positive difference. No continent of the
old world has been coerced by another, while America is merely
a part of Europe's booty. Its fauna is weaker than that of the
old world, although it possesses an exuberant flora.
(Philosophy of Nature, 3: 24)
57 Gilbert Chi nard charged Hegel with relying on outdated
science. "To a certain extent, the shortcomings of Hegel's theory may
be accounted for by the fact that he accepted without sufficient
verification the hasty observations of hurried travelers and the no
less hasty generalizations of philosophers and scientists of repute"
(Chinard, "America as a Human Habitat," 53). Mario Casalla wrote
also of the "contraposition" between Hegel's idealism and the natural
science of the day, especially in Humboldt.
58 Hegel's Philosophy of Nature, 3: 20.
59 Ibid., 3: 21.
60 E.g., ibid., 3: 22.
61 Ibid.
62 From this, Casalla concluded that land and its relationship to
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History rather than the physical-geographical history of humans
(ibid.). In that regard, Hegel's treatment of race as part of Anthropology expressed a decisive rejection of Herder.
71 See Bernasconi, "Who Invented the Concept of Race?," 32.
72 Hegel's Philosophy of Subjective Spirit, 2: 44, Addition. Petry
argues that Hegel believed that races devolved from the original white
race (ibid., 1: lviii; 2: 451). But Petry's source for this is Hegel's remark
that Caucasians descended from Turks coupled together with Hegel's
claim that white skin is objectively superior.
I think, on the contrary, that Hegel's explicit and repeated refusal
to speculate on the temporal origins of race manifested a deliberate
decision to avoid engaging in the ongoing debates about multiple
creations. Aware that more recent theories of racial classification
questioned the utility of skin color as a criterion, Hegel himself linked
skin color to environment, not race. "Blackness is the immediate
outcome of the climate, the descendants of the Portuguese being as
black as the native Negroes, although also on account of mixing" (ibid.,
2: 47). But he simultaneously expressed conflict in his attitude
towards skin color: "No colour has any superiority, it being simply a
matter of being used to it, although one can speak of the objective
superiority of the colour of the Caucasian race as against that of the
Negro" (ibid, 2: 47).
This passage is subject to serious misunderstanding if read with
the assumption that Hegel classified Negroes as the lowest race and
accordingly viewed blackness as the most inferior color. In fact, he
viewed American Indians as a lower race despite a lighter skin color.
His construction of the objective superiority (der objektive Vorzug) of
white skin proceeded not from racial hierarchy but from a naturalistic
argument that skin (and its color) were animal membranes. He
concluded that white skin was objectively superior only because it
made more "objective"-external and visible-what was internal and
spiritual. He was perhaps drawing on Blumenbach's observation that
white skin resulted from the absence of pigmentation and that visible
blood flow causing red cheeks was unique to it. See De Generis humani
(1795 text), translated in The Anthropological Treatises of Johann
Friedrich Blumenbach, 208-209. Hegel's conviction that visible facial
gestures connoted an objective superiority drew in turn on his claim
later in the same lectures that facial gestures exhibited human spirit
and physically distinguished humans from animals (ibid., 2: 415).
Hegel apparently meant nothing more than that certain emotional
responses involving blood flow like blushing were most visible in
whites and least in dark-skinned Negroes.
73 "Racenvershiedenheit," Gesammelte Werke, 15: 224-227; Hegel's
Philosophy of Subjective Spirit, 1: 113. Hegel's preference for the white
race, his observations in lectures that "blackness" was the result of
climate, and his antipathy towards a progressive evolutionary scheme
combined to lead Petry to conclude that Hegel believed racial variety
resulted from the degeneration of the original white race under the
influence of different climates (ibid, 2: 450-451). This was, of course,
Kant's view, and it is consistent with what Hegel wrote about the
spiritual features of races after 1825. What is remarkable, however, is
that Hegel expressly refused to endorse the view.
74 Hegel's Philosophy of Subjective Spirit, 1: 112. Petry succumbed
to wishful thinking in rendering ursprtingliche Verschiedenheit in
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formed the stuff of world history and became the proper subjects of
the philosophy of history (ibid., 2: 67, Addition). But Hegel's elimination of national character from (non-white) races may have merely
signified their exclusion from Hegelian history. Differences among
(non-white) races remained large, but they were rooted in race, not
national character. Hegel's comparison of American Indians and
Negroes suggests he viewed differences among non-Europeans as
greater than national differences among Europeans.
84 Bernasconi, "Who Invented the Concept of Race?," 24. His
explanation incorporated the ratiocination and commitment to
categories treated in the Critique of Pure Reason and revealed the
operation of the teleological judgment appropriate for complex organic
phenonomena treated in the Critique of Judgment. But the theory also
conveniently perpetuated Linnaeus's four races: Americans, Europeans, Asians, and Africans.
Because the degenerations could not be reversed, whites might
continue to metamorphose into other races but other races could not
return to the stem race. This, combined with Kant's conviction in the
superiority of the white race, provided a reasoned basis for his
opposition to race mixing. The opposition to race mixing was not
merely a result of Kant's theory. The depth of his passion on the
subject suggests strongly that he constructed the theory itself in order
to rationalize the conviction. Bernasconi observes that his deep fear of
race mixing was not just one theoretical consequence of his idea of
race; it "is at the heart of his racial theory" ("Kant as an Unfamiliar
Source of Racism," 23).
85 Blumenbach repeatedly acknowledged his debt to Kant's
definition of race (Letter of J. H. I. Lehmann to Kant, January 1, 1799,
in Briefwechsel, 3: 264. Cited in Gerbi, The Dispute of the New World,
332). See Robert Bernasconi, "Who Invented the Concept of Race?
Kant's Role in the Enlightenment Construction of Race" (unpublished
manuscript).
86 De Generis humani (1795 ed.), in The Anthropological Treatises of
Johann Friedrich Blumenbach, 264-276. See Stephen Jay Gould, The
Mismeasure of Man, 406-408. Gould credits Blumenbach with
inventing the modern scheme of racial classification because he turned
Linnaeus's four-part classification of races based on geography into a
five-part classification based on a hierarchy of superiority.
Blumenbach included this taxonomy in all his subsequent works,
including his standard textbook (Joh. Fr. Blumenbach, Handbuch der
Naturgeschichte, 5th ed. [Gottingen: Johann Christian Dieterich, 1797],
63).
87 It may be no accident, as Bernasconi remarks, that it "seems to
be an effect of Hegel's account of history that only Caucasians can be
said to belong to history proper" ("With What Must the Philosophy of
World History Begin? On the Racial Basis of Hegel's Eurocentrism,"
184). Bernasconi shows that Hegel's privileging of Caucasians led him
to differentiate Persians from Mongols (ibid., 184) and led to conflicts
in his treatment of Egyptians, whom he wished to amalgamate to
Europeans (because of the historical continuity of Greece and Rome)
but also-and increasingly in later lectures-to distinguish from
Europeans due to the unfree racial characteristics of Africans. This led
Hegel to characterize Egypt as embodying contradiction (ibid., 1815).
88 Though Blumenbach had initially assumed that Negroes were
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translation). This remark suggests how much Hegel remained
committed to a Kantian approach to race for which color was a
defining criterion. Hegel also remarked that the Malaysian and the
American races "formed more an aggregate of infinitely diverse
particularities rather than a sharply distinguished race" (ibid., 2: 50).
94 Vorlesungen iiber die Philosophie des Geistes, Vorlesungen vol. 13
(Hamburg: Felix Miner, 1994), 39. Bernasconi points out Hegel's
inconsistent treatment of the number of races ("With What Must the
Philosophy of World History Begin? The Racial Basis for Hegel's
Eurocentrism," 195, n.40).
95 Ibid., 2: 53-63. Hegel repeated his negative judgment of
American Indians and concluded, "The Americans are thus obviously
not in a position to maintain themselves against the Europeans. The
Europeans will begin a new culture on the land conquered from them"
(Hegel's Philosophy of Subjective Spirit, 2: 62, Addition).
96 Lectures on the Philosophy of World History, 174.
97 Hegel's Philosophy of Subjective Spirit, 2: 47-49.
98 Lectures on the Philosophy of World History, 177.
99 Hegel's Philosophy of Subjective Spirit, 3: 56-57, Addition.
Application of Hegel's doctrines thus repeated-ironically but
unintentionally-Linnaeus's ninety-year-old claim that the white race
was unique in being governed by laws. See Carl von Linne, The GodGiven Order of Nature (1735), excerpted in Eze ed., Race and the
Enlightenment, 13.
100 "1m Ganzen zeigt sich die amerikanische Race als ein
schwacherea Geschlecht, das durch die Europaer erst hohe Bildung
erreicht hat" (Griesheim manuscript, Hegel's Philosophy of Subjective
Spirit, trans. and ed. M. J. Petry [Dordrecht: D. Reidel Publishing
Company, 1979], 2: 62). The meaning of Geschlecht is problematic.
Hegel did not class American Indians as a distinct biological species
tGattung), and he may have deployed Geschlecht in a nontechnical
sense, but he apparently mean to suggest a fundamental natural
difference greater than race.
101 Hegel's Philosophy of Subjective Spirit, 2: 60, Addition). Eze
claims that Hegel argued that non-Europeans were "less human than
Europeans because, to varying degrees, they are not fully aware of
themselves as conscious, historical beings" (The Enlightenment: A
Reader, 109). Hegel himself never characterized any race as nonhuman, but his characterization of American Indians came closest to
signaling a fundamental biological difference.
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