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De la démocratie en Europe:
Old Concepts and New Challenges1
YVES MÉNY
European University Institute
Abstract
Since David Marquand coined his famous phrase ‘democratic deficit’ to describe the
functioning of the European Community, the debate has raged about the extent and
content of this deficit. However, little attention has been paid to the ambiguous na-
ture of democracy both at the national and supranational levels. This paper argues
that dissatisfaction with democracy has to do, at least for a substantial part, with the
creeping expansion of constitutionalism and the parallel decline of popular impact
on government. This phenomenon is often felt at the national plane and feeds out-
bursts of populism. But it is even more acute at the European level, which combines
weak popular input with the most sophisticated and developed forms of constitution-
alism. This imbalance should be redressed both at a national level as well as in the
EU, as a nascent polity.
Introduction
Citizens’ lack of confidence in their democratic institutions is not new. Among
the existing democratic systems there have always been, in some periods or
places, manifestations of dissatisfaction or unhappiness with democracy. The
20-year period between the two world wars offers a particularly dramatic
illustration: most of the new democracies failed to consolidate and most of
them had to leave room for authoritarian or fascist regimes. Older democra-
cies were also challenged by leftist social movements or extreme right and
undemocratic parties. Even during the rosy period of the ‘Trente glorieuses’,
dissatisfaction manifested itself in various forms: social movements of all
kinds, especially amongst the young generation (May 1968), and even the use
of violence and terrorism (in Italy and Germany in particular). However, dur-
ing both the 1920s–30s and the post-war period, these manifestations of
* This article is a revised version of the JCMS Annual Lecture, delivered on 12 April 2002 at the European
University Institute in Fiesole near Florence.
© Blackwell Publishing Ltd 2003, 9600 Garsington Road, Oxford OX4 2DQ, UK and 350 Main Street, Malden, MA 02148, USA
2 YVES MÉNY
discontent were taking place against a different background: all these move-
ments or anti-system parties were looking for an alternative to western de-
mocracy.
Today’s conditions for democratic regimes differ in several ways. The first
is related to the unchallenged supremacy of the two victorious paradigms of
market and democracy. The second is related to the weaker capacity of new
or old democracies to deal with the new challenges they have to face: old
instruments, such as the extension of suffrage or expansionist redistributive
policies, have exhausted their potential or their means. Thirdly, the relative
positions of market and democracy, always an unhappy couple according to
Robert Dahl (1998), have changed in favour of the market and to the detri-
ment of democracy defined as the capacity of the people to control their own
fate.
If ‘there is no alternative’, to paraphrase Mrs Thatcher’s opinion about her
policies, then attention focuses on the only option left. The comparison is no
longer between an unsatisfactory system and others which are perceived as
worse, but between the ideals proposed by the democratic system and the
much more prosaic everyday realities. The reasoning could even go further:
disillusion with democracy is caused not only by the increasing gap between
ideal and reality, but by the growing tendency to discount what constituted
the democratic ideals. The Weberian disenchantment with the world might
have worked too well: the ultimate goals of politics have been redimensioned
and political leaders who used to increase the expectations of the citizenry are
pleading every day for their own incapacity. Politics should not go against the
market, governments should not interfere, bureaucracies should roll back,
budgets should shrink, etc. What remains important, however, is the growing
awareness by the people that governments are unable or do not want to de-
liver goods that they used to promise or to distribute. Many factors might
explain this change in attitude: the growing cost of past commitments which
makes further promises impossible; globalization which impedes any maver-
ick strategy by national governments; deregulation which increases competi-
tive pressures and opens the way to a potential ‘Delaware effect’ or race to the
bottom, and so on.
All these new trends may constitute good reasons for a redefinition of
governments’ duties and of the relationship between democratic politics and
the economic and social spheres. However, this different approach to policy
problems by ruling elites is a source of tension in many political systems. Not
only because it implies an often painful redistribution of costs and benefits,
but also because the expectations of citizens might not evolve along the same
path as government policies. The adjustment to the new order of things, to a
new vision of the world, may put ruled and rulers at odds, with the risk of
© Blackwell Publishing Ltd 2003
DE LA DÉMOCRATIE EN EUROPE: OLD CONCEPTS AND NEW CHALLENGES 3
challenging democratic rules and principles. If leaders are right, they are
blessed by electoral returns; if they are wrong or do not have enough time to
show they have chosen the right direction, they are punished electorally. Prob-
lems arise when consensus among the ruling elites diverges deeply from pub-
lic opinion’s expectations. The people might send messages of all kinds but
not be heard by the representatives who are convinced they are choosing the
right options. People’s frustration derives partly from the incapacity to put
their problems on the political agenda in spite of ‘sending messages’ to those
who govern. Evidence of this dissatisfaction is plentiful and takes many forms:
the evolution of public opinion, electoral absenteeism and political anomie,
the emergence of new forms of mobilization and political parties. Very few
countries seem able to escape this common fate of democratic malaise.
ments. There is no lack of examples showing that this difficult problem can
be dealt with properly, and the central banks of the United States, Germany or
Italy are cases in point. However, if people are unhappy with the system,
because the chosen solutions privilege market interests rather than citizens’
preferences, they have no option other than to manifest their discontent vis-à-
vis parties and government authorities, which are themselves unable to curb
or change the policy in question.
To sum up, recent years have seen a considerable change in the nature,
scope and modus operandi of market regulation. The new regulations may
have many desirable qualities, but they lack one which is crucial: direct ac-
countability to the people. Once again, it is not a problem as such if analysed
with the perspective of what western democracy is, provided that the equilib-
rium between the popular and the constitutionalist pillar remains balanced.
From this point of view, the United States offers an interesting alternative.
American democracy was by some considerable distance the first to develop
checks-and-balances as a counterweight to the people’s voice: both the Fed-
eral Reserve and the Judicial Review emerged in the early nineteenth century,
while universal suffrage was still indirect for both the election of the Presi-
dent and the Senate. Fierce opposition to the bank and the court was voiced at
the time, although it was unable to reverse the trend. By the end of the cen-
tury, however, the opposition to an institutional system dominated by market
forces was strong enough to create an impulse for reform at the state level and
to make the ‘people’s voice’ heard. Changes in local and state government
structures, and the introduction of direct democracy tools such as referenda,
recalls or popular initiatives, radically transformed the political life of the
country. Parties and politicians, especially in the west and south of the US,
were placed under tight scrutiny. Political agendas, taxation and budget poli-
cies at the local level were heavily determined by political mobilization at the
risk, indeed, of introducing or allowing many evils: discrimination, intoler-
ance, versatility and inconsistency.
However, in spite of these drawbacks, the system managed to survive,
adjust and compensate for the considerable strengthening of constitutional
politics, in particular through the Supreme Court. The strength of American
institutions is probably to be found in a more balanced mix, combining the
virtues of a strong constitutionalist component with the dynamism and the
versatility of popular input through frequent elections, multiple initiatives,
etc. My purpose is not to celebrate this system, which has also so many de-
fects (from the constitutional right to possess weapons up to the often anti-
liberal spirit of many referenda), but to emphasize the equilibrium reached by
American democracy. The two pillars have evolved in a parallel way, while
European regimes are affected by a persistent disequilibrium. It might also be
© Blackwell Publishing Ltd 2003
8 YVES MÉNY
recalled that, while the constitutionalist element has developed, first and mainly
at the federal level, the popular component is particularly strong and diversi-
fied at the local/state level. In Europe, on the contrary, the constitutionalist
revolution has gained ground at both the national level and the European level.
On the one hand, national systems have considerably reduced the input di-
mension of democracy, while being unable to take responsibility for its out-
put dimension, which is so dependent on regional or global market forces.
The European system, on the other hand, is the most sophisticated machinery
ever invented of constitutionalist democracy, but it is still underdeveloped
when it comes to its popular element.
There is a real need to redress the present imbalance and even to rethink
the merits of some innovations accepted too easily without ‘esprit critique’.
For instance, a European Charter of Fundamental Rights is certainly an ex-
cellent thing in itself. But its concrete impact is as simple as it is brutal: the
constitutional pillar is more powerful than ever while nothing has been done
to strengthen the popular one.
3. Finally, by focusing on the democratic deficit we might miss the target,
at least partially. The problem might be more a question of legitimacy than
democracy. Let us repeat the concluding premise: the democratic credentials
of the EU are no worse than most of those in use in the uncontested democra-
cies; they can even be favourably compared in some cases. But a large and
growing body of public opinion refuses the Union the right to interfere in
some questions or domains which, in its view, should be addressed elsewhere
at local or national levels. This view is sometimes wrong or illusory. It is not
specific to Europe as the American experience testifies. In the US, the Wash-
ington bureaucracy attracts no less hatred and anger than the Brussels bu-
reaucracy. Such a battle over the attribution of power is an unavoidable part
of the political process and nothing should be done to repress these legitimate
claims. The acquis communautaire discourse might not be the most appropri-
ate answer from this point of view. The legitimacy battle over who does what,
at which level and according to which rules will be with us forever, but it is
not a sufficient reason to practise some kind of escamotage or sleight of hand
in order to maintain the status quo. It means, on the contrary, that we have to
accept changes, disparities and differences over time and space, and not con-
sider this a traumatic situation. Far from being a rational, well-ordered, uni-
form type of polity, the European Union can survive only by accepting – and
organizing – these variations, be they beliefs, rules or institutions.
In conclusion, I would like to rely on the wisdom of both de Tocqueville
and Madison. They concur in underlying the need for a fresh approach to new
problems.
Let us consider the views of de Tocqueville’s (1994, pp. 315–16) first, as
he underlines the necessity to refer to empirical observation rather than to
past knowledge:
When I compare the Greek and Roman republics with these American states;
the manuscript libraries of the former, and their rude population, with the
innumerable journals and the enlightened people of the latter; when I re-
member all the attempts that are made to judge the modern republics by the
aid of those of antiquity, and to infer what will happen in our time from
what took place two thousand years ago, I am tempted to burn my books in
order to apply none but novel ideas to so novel a condition of society.
Correspondence:
Yves Mény
European University Institute
Via dei Roccettini 9
I-50016 San Domenico di Fiesole, Italy
email: Yves.Meny@iue.it
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