Professional Documents
Culture Documents
COMPLAINT
INJUNCTIVE RELIEF DEMANDED
DEMAND FOR JURY TRIAL
Plaintiff, SHANE ROSADO, sues Defendants NY2O, LLC, NEW DUTCH WATER
CORP., ELIAS SLUBSKI and ESTHER SLUBSKI, and states the following in support thereof:
NATURE OF THE ACTION
1.
This is an action for correction of inventorship of four design patents for a bottle
design issued to defendant Esther Slubski and assigned to defendant New Dutch Water Corp.
(New Dutch), US Patent Nos. D576,495, D596,037, D611,819 and D663623 (collectively the
Bottle Patents).
2.
Shane Rosado brings this action because Rosado, not Esther Slubski, is the true
sole inventor of the Bottle Patents, the designs for which were misappropriated by Elias Slubski
and Esther Slubski for the benefit of New Dutch and NY2O, LLC without the permission or
authority of Shane Rosado.
3.
Rosado seeks a determination from the Court that based upon the evidence of his
conception of the designs in the Bottle Patents Rosado is the inventor of the Bottle Patents.
Rosado also seeks restitution from defendants Elias Slubski, New Dutch and NY2O, LLC who
have been unjustly enriched by their use of and patenting of Rosados bottle design, an
accounting and the placement of a constructive trust on the Bottle Patents, and damages for loss
of income from royalties, loss of reputational interests, and other damages in an amount to be
proven at trial.
JURISDICTION AND VENUE
4.
This is an action arising under the Patent Act for Correction of Inventorship
This Court has exclusive subject matter jurisdiction of plaintiffs patent claims
This Court has subject matter jurisdiction over the non-federal claims alleged in
this action, pursuant to 28 U.S.C. 1367(a), because such claims are so related to the federal
claim alleged in this action that they form part of the same case or controversy.
7.
In the alternative, this Court has subject matter jurisdiction over the non-federal
claims alleged in this action, pursuant to 28 U.S.C. 1332(a), because complete diversity of
citizenship exists between the parties and the amount in controversy exceeds $75,000, exclusive
of interest and costs.
8.
Defendants are citizens of New York and subject to personal jurisdiction in New
9.
York.
wrongful acts of Defendants, as discussed infra, occurred, in substantial part, in this judicial
district.
10.
PARTIES
11.
12.
NY2O, LLC is a New York limited liability company with its principal place of
New Dutch Water Corp. is a New York corporation with its principal place of
14.
15.
16.
industrial and product design first at the Art Institute of Ft. Lauderdale, and thereafter at the Pratt
Institute School of Design. Rosados industrial and product design experience includes a myriad
of automotive accessories including wheel covers, floor mats, steering wheel covers, seat covers,
automotive LED lights, automotive speakers, amplifiers, mini-bikes, mini-choppers, and
packaging design for all these products and others.
17.
21, 2005. Elias is the Chief Executive Officer of New Dutch and the Manager of NY2O, LLC.
18.
19.
Rosado and Elias attended junior high school and high school together in Mill
Basin, Brooklyn. Rosado and Elias met in sixth grade, became friends, and continued their
friendship throughout junior high school and high school. After high school, the two kept in
touch and saw each other often. Elias was a groomsman in Rosados wedding in March of 2003.
20.
Elias was aware of Rosados skills and abilities in industrial and product design.
In the summer of 2006, Elias contacted Rosado and requested his assistance with a matter in
Rosados area of expertise. Elias explained to Rosado that he was preparing to launch a
company to sell bottled water and wanted a unique bottle design that would distinguish his
product from the other bottled waters in the marketplace. Elias told Rosado that he had hired
Pentgram Design, a well known and highly regarded design firm with offices in Manhattan, to
design a bottle. Elias had agreed to pay Pentagram just under $100,000 for their design work,
and had already paid $33,000 to prepare initial concepts.
21.
Elias said he was disappointed in Pentagrams initial concept work on the bottle.
Elias asked Rosado to accompany him to a meeting with Petagram because he thought Rosado,
with his extensive design experience, could be of assistance. Rosado agreed and attended a
meeting with Elias at Petagrams offices. After the meeting, Elias told Rosado that he was still
unhappy with Pentagrams concepts.
22.
Elias asked Rosado if Rosado would design a bottle for Elias instead of
Pentagram. Rosado agreed to help his friend. Thereafter, Elias fired Pentagram.
23.
Rosado began work on his bottle design in September of 2006. Rosado worked
Rosado worked on his bottle design throughout the fall of 2006. Elias visited
Rosados home in New Jersey on several occasions to view his progress. Elias told Rosado that
he planned to bottle water from the Catskill watershed where New York Citys water originates.
Elias told Rosado he planned to call his water NY2O. Elias asked Rosado if he could also
design a logo for Eliass NY2O product and Rosado again agreed to help his friend.
25.
At a certain point in the design process, Rosado advised Elias that prototypes of
his bottle design could be made. Rosado contacted a prototyping company in New Jersey and
gave the prototyping company his SolidWorks file containing his bottle design for their use in
making the prototypes. When they were ready, Rosado picked up the sample bottles and showed
Elias. Elias was pleased with the samples and with Rosados design.
26.
possession of his final SolidWorks file for his bottle design and it reflects that he made his last
modifications to the design on February 13, 2007. That same month, Rosado gave his bottle
design in SolidWorks format and a logo design he created to Elias. Elias paid Rosado by
check approximately $6,000 for his work as an independent contractor. Rosado has not heard
from Elias since.
27.
At no time prior to, during or after Rosado created his bottle design did Elias ever
inform Rosado that Elias intended to file patent applications and obtain patents on Rosados
bottle design.
28.
Elias, acting on behalf of New Dutch, concealed from Rosado that Elias intended
Elias and New Dutch owed Rosado a duty to disclose to Rosado that they
intended to file patent applications and obtain patents on Rosados bottle designs pursuant to the
Patent Act which requires the truthful disclosure of inventorship in connection with every
application for a patent.
30.
Elias owed Rosado a duty to disclose to Rosado that he intended to file patent
applications and obtain patents on Rosados bottle designs pursuant to their close personal
relationship of over twenty years during which time the two friends frequently reposed trust and
confidence in each other.
31.
At no time prior to, during or after Rosado created his bottle design did he ever
On May 4, 2007, less than three months after Eliass receipt of Rosados bottle
design, Esther filed U.S. design patent application number 29/279,662 entitled Bottle (the
662 Application). The 662 Application claims the ornamental design for a bottle and
contains 6 drawings.
33.
On September 9, 2008, U.S. Patent No. D576,495, which is based upon the 662
Application, was issued to Esther and assigned to New Dutch (the 495 Patent). A copy of the
495 Patent is attached hereto as Exhibit 1.
34.
entitled Bottle (the 244 Application). The 244 Application claims the ornamental design
for a bottle and contains 6 drawings. The 244 Application was filed as a continuation-in-part of
the 662 Application and claims priority based upon it.
35.
On July 14, 2009, U.S. Patent No. D596,037, which is based upon the 244
Application, was issued to Esther and assigned to New Dutch (the 037 Patent). A copy of the
037 Patent is attached hereto as Exhibit 2.
36.
entitled Removable Elastic Band on a Bottle (the 227 Application). The 227 Application
claims the ornamental design for a removable elastic band on a bottle and contains 6 drawings.
The 227 Application was filed as a continuation-in-part of the 662 Application and claims
priority based upon it.
37.
On March 16, 2010, U.S. Patent No. D611,819, which is based upon the 227
Application, was issued to Esther and assigned to New Dutch (the 819 Patent). A copy of the
819 Patent is attached hereto as Exhibit 3.
38.
On December 23, 2010, Esther filed U.S. design application number 29/381,816
entitled Bottle (the 816 Application). The 816 Application claims the ornamental design
for a bottle and contains 6 drawings.
39.
On July 17, 2012, U.S. Patent No. D663,623, which is based upon the 816
Application, was issued to Esther and assigned to New Dutch (the 623 Patent). A copy of the
623 Patent is attached hereto as Exhibit 4.
ROSADOS INVENTORSHIP
40.
Rosado did not discover the existence of the Bottle Patents until recently.
41.
42.
The 495 Patent, the 037 Patent, and the 623 Patent are directed to designs for a
43.
Rosado conceived of his bottle design prior to the filing of the 662 Application,
bottle.
The 819 Patent is directed to the design of a removable elastic band on a bottle.
45.
Rosado conceived of his design for a removable elastic band on a bottle prior to
46.
Rosado reduced his bottle design and his design for a removable elastic band on a
bottle to practice prior to the filing of the 662 Application, the 244 Application, the 227
Application, and the 816 Application, by creating his bottle design in SolidWorks and by
producing prototypes of his design.
47.
bottle design and each drawing sheet of the 495 Patent, the 037 Patent, the 819 Patent and the
623 Patent.
48.
inventor of the 495 Patent, the 037 Patent, the 819 Patent and the 623 Patent.
49.
50.
Esther was named as the inventor of the Bottle Patents through error without any
In 2009, New Dutch launched the NY2O bottled water product using the Rosado
bottle design.
52.
On July 6, 2012, Elias formed NY2O, LLC to market and sell NY2O bottled
53.
The NY2O bottled water product has enjoyed great success in the marketplace.
water.
The success of NY2O has been due, in significant part, to Rosados innovative bottle design. On
its website at www.ny2o.com and in press releases, the company has touted Rosados bottle
design as a key product attribute. The home page of the NY2O website devotes as much space to
laudatory statements praising Rosados bottle design as it does to descriptions of the water inside
the bottle. Superimposed over images of Rosados bottle design, the NY2O website homepage
proclaims in all capitals and large type:
A VESSEL AS ICONIC AS THE CITY
FROM THE MOMENT YOU HOLD NY2O IN YOUR HAND,
YOU CAN FEEL THE SPIRIT OF INNOVATION. THE SHAPE
CALLS TO MIND THE OUTLINE OF NEW YORKS FAMOUS
SKYLINE. THE CONTEMPORARY DESIGN
CONSIDERATIONS REFLECT THE ARTISTRY AND VISION
OF ONE OF THE CITYS ORIGINAL ARCHITECTS, WHO
ALSO HAPPENS TO BE ONE OF OUR FOUNDERS.1
54.
On the NY2O website, and on Facebook, Twitter and elsewhere, Elias and his
companies have repeatedly publicized the numerous international design awards that the Rosado
bottle design has received since the NY2O product was launched. To date, at least two
international awards for excellence in design have been bestowed upon the Rosado bottle design
for NY2O:
The 2013 Global Bottled Water Award for Best Package Design or Label
awarded by Zenith International, a leading international food and drinks
consultancy. According to NY2O, Zenith chose the Rosado bottle design because
NY2Os packaging achieves an effective stand-out through excellent and
original design.
This appears to be a reference to Esther Slubski claiming, falsely, that she conceived of the Rosado bottle design.
including designers, design agency directors, and packaging design officials from
large commercial brands.
The 2013 Global Bottled Water Award and the 2014 Silver Pentaward rightfully belong to
Rosado because they laud the Rosado bottle design, favorably distinguish the Rosado bottle
design from those designed by other designers, and are a tribute to Rosados skills as an
industrial and product designer.
55.
The NY2O bottle as originally launched in 2009 was identical to the Rosado
bottle design.
56.
Since its launch, the NY2O bottle has been modified slightly from Rosados
original bottle design. However, in the eyes of an ordinary observer, giving such attention as a
purchaser usually gives, the current NY2O bottle is substantially the same as the Rosado bottle
design. Exhibits 9, 10, 11 and 12 attached hereto show side-by-side comparisons of each drawing
sheet of the 495 Patent, the 037 Patent, the 819 Patent and the 623 Patent and the NY2O
product bottle. As demonstrated in Exhibits 9, 10, 11 and 12 attached hereto, the NY2O bottled
water product offered and sold by New Dutch is based upon the claims of the 495 Patent, the
037 Patent, the 819 Patent, and the 623 Patent, respectively.
57.
Rosado has engaged the undersigned attorneys and agreed to pay them a
reasonable fee.
COUNT I CORRECTION OF INVENTORSHIP OF THE 495 PATENT
58.
This is a count against Esther Slubski and New Dutch for correction of
10
60.
61.
Through omission and error, Rosado was not listed on the 495 Patent as the
inventor.
62.
The omission of Rosado as the inventor on the 495 Patent was without any
Rosado has an expectation of ownership of the 495 Patent based upon his sole
inventorship and because he retained ownership of, and did not assign away, his bottle design.
64.
Rosado has a concrete financial interest in the 495 Patent based upon his rightful
ownership of the 495 Patent, his financial interest in royalties from the 495 Patent as well as
damages in the form of an infringers profits earned from use of the 495 Patent, and from his
reputational interests that accrue from being named the sole inventor of the 495 Patent.
65.
Based on the foregoing, Rosado prays that this Court issue an Order to the
Director of the USPTO and Defendants requiring that Rosado be listed as the sole inventor of the
495 Patent.
COUNT II CORRECTION OF INVENTORSHIP OF THE 037 PATENT
66.
This is a count against Esther Slubski and New Dutch for correction of
69.
Through omission and error, Rosado was not listed on the 037 Patent as the
inventor.
11
70.
The omission of Rosado as the inventor on the 037 Patent was without any
Rosado has an expectation of ownership of the 037 Patent based upon his sole
inventorship and because he retained ownership of, and did not assign away, his bottle design.
72.
Rosado has a concrete financial interest in the 037 Patent based upon his rightful
ownership of the 037 Patent, his financial interest in royalties from the 037 Patent as well as
damages in the form of an infringers profits earned from use of the 037 Patent, and from his
reputational interests that accrue from being named the sole inventor of the 037 Patent.
73.
Based on the foregoing, Rosado prays that this Court issue an Order to the
Director of the USPTO and Defendants requiring that Rosado be listed as the sole inventor of the
037 Patent.
COUNT III CORRECTION OF INVENTORSHIP OF THE 819 PATENT
74.
This is a count against Esther Slubski and New Dutch for correction of
77.
Through omission and error, Rosado was not listed on the 819 Patent as the
inventor.
78.
The omission of Rosado as the inventor on the 819 Patent was without any
12
79.
Rosado has an expectation of ownership of the 819 Patent based upon his sole
inventorship and because he retained ownership of, and did not assign away, his design for a
removable elastic band on a bottle.
80.
Rosado has a concrete financial interest in the 819 Patent based upon his rightful
ownership of the 819 Patent, his financial interest in royalties from the 819 Patent as well as
damages in the form of an infringers profits earned from use of the 819 Patent, and from his
reputational interests that accrue from being named the sole inventor of the 819 Patent.
81.
Based on the foregoing, Rosado prays that this Court issue an Order to the
Director of the USPTO and Defendants requiring that Rosado be listed as the sole inventor of the
819 Patent.
COUNT IV CORRECTION OF INVENTORSHIP OF THE 623 PATENT
82.
This is a count against Esther Slubski and New Dutch for correction of
85.
Through omission and error, Rosado was not listed on the 623 Patent as the
inventor.
86.
The omission of Rosado as the inventor on the 623 Patent was without any
Rosado has an expectation of ownership of the 623 Patent based upon his sole
inventorship and because he retained ownership of, and did not assign away, his bottle design.
13
88.
Rosado has a concrete financial interest in the 623 Patent based upon his rightful
ownership of the 623 Patent, his financial interest in royalties from the 623 Patent as well as
damages in the form of an infringers profits earned from use of the 623 Patent, and from his
reputational interests that accrue from being named the sole inventor of the 623 Patent.
89.
Based on the foregoing, Rosado prays that this Court issue an Order to the
Director of the USPTO and Defendants requiring that Rosado be listed as the sole inventor of the
623 Patent.
COUNT V UNJUST ENRICHMENT
90.
This is a count for common law unjust enrichment against New Dutch, NY2O,
Rosado expended substantial time, labor, and skill to develop his bottle design.
93.
Elias never disclosed to Rosado his intention to apply for patents on Rosados
bottle design.
94.
Elias paid Rosado a de minimus sum of money for his bottle design.
95.
Elias, New Dutch and NY2O, LLC were enriched by their use of and patenting of
Elias, New Dutch and NY2O, LLC obtained immediate, direct, and substantial
commercial advantages from Rosados bottle design and the patents on Rosados bottle design.
These advantages include, but are not limited to, (i) not having to invest extensive significant
money, time, labor, or skill to develop Rosados bottle design, and (ii) preventing New Dutchs
and NY2O, LLCs direct competitors from copying and exploiting Rosados bottle design.
14
97.
98.
Specifically, as result of Elias, New Dutchs and NY2O, LLCs use of and
patenting of Rosados bottle design, Rosado has been damaged, and continues to suffer damages
including, but not limited to, loss of income from royalties that he could have earned from the
licensing of his bottle design, as well as the reputational interests that would have accrued from
being named the sole inventor of the Bottle Patents.
99.
unjustly enriched.
100.
Based on the forgoing, equity and good conscience dictate that Defendants make
This is a count for fraudulent concealment under New York common law against
Elias and Rosado had a close personal relationship that lasted over twenty years
during which time the two friends frequently reposed trust and confidence in each other.
104.
Elias asked Rosado to utilize his skills and experience to create a bottle design for
105.
Elias, acting on behalf of himself and New Dutch, concealed from Rosado that
Elias.
Elias intended to file patent applications and obtain patents on Rosados bottle design.
15
106.
Elias, acting on behalf of himself and New Dutch, possessed superior knowledge,
not readily available to Rosado, that New Dutch intended to file patent applications and obtain
patents on Rosados bottle design.
107.
Elias, acting on behalf of himself and New Dutch, knew that Rosado had no
knowledge that New Dutch intended to file patent applications and obtain patents on Rosados
bottle design, and knew that Rosado was acting without such knowledge.
108.
Elias had a duty to disclose to Rosado that he intended to file patent applications
Elias had a duty to disclose to Rosado that he intended to file patent applications
and obtain patents on Rosados bottle designs pursuant to the Patent Act which requires the
truthful disclosure of inventorship in connection with every application for a patent.
110.
Elias had a duty to disclose to Rosado that he intended to file patent applications
and obtain patents on Rosados bottle designs pursuant to their close personal relationship.
111.
The fact that Elias intended to file patent applications and obtain patents on
Rosado, in reliance upon Elias, created his bottle design, reduced it to practice,
At no time prior to, during or after Rosado created his bottle design did Elias ever
inform Rosado that Elias intended to file patent applications and obtain patents on Rosados
bottle design.
114.
Elias caused New Dutch to file the 662 Application, the 244 Application, the
227 Application and the 816 Application with the USPTO without disclosing the fact that New
16
Dutch was filing these applications to Rosado, and without disclosing Rosados inventorship to
the USPTO.
115.
The Bottle Patents were issued to Esther and assigned to New Dutch as a result of
the filing of the applications for Rosados bottle design with the USPTO.
116.
Elias and New Dutch obtained immediate, direct, and substantial commercial
advantages from Rosados bottle design and the patents on Rosados bottle design, including, but
are not limited to, (i) not having to invest extensive significant money, time, labor, or skill to
develop Rosados bottle design, and (ii) preventing New Dutchs and NY2O, LLCs direct
competitors from copying and exploiting Rosados bottle design.
117.
Rosado was damaged, and continues to suffer damages including, but not limited
to, loss of income from royalties that he could have earned from the licensing of his bottle
design, as well as the reputational interests that would have accrued from being named the sole
inventor of the Bottle Patents.
118.
Rosado was also damaged to his property because patents are a property right, and
by and through the acts set forth herein, Rosado was denied his right to his patents.
COUNT VII NEGLIGENT MISREPRESENTATION OR OMISSION
119.
Elias and Rosado had a close personal relationship that lasted over twenty years
during which time the two friends frequently reposed trust and confidence in each other.
17
122.
Elias asked Rosado to utilize his skills and experience to create a bottle design for
123.
Elias, acting on behalf of himself and New Dutch, negligently concealed from
Elias.
Rosado that Elias intended to file patent applications and obtain patents on Rosados bottle
design.
124.
Elias, acting on behalf of himself and New Dutch, possessed superior knowledge,
not readily available to Rosado, that New Dutch intended to file patent applications and obtain
patents on Rosados bottle design.
125.
Elias, acting on behalf of himself and New Dutch, knew or had reason to know
that Rosado had no knowledge that New Dutch intended to file patent applications and obtain
patents on Rosados bottle design, and knew or had reason to know that Rosado was acting
without such knowledge.
126.
Elias had a duty to disclose to Rosado that he intended to file patent applications
Elias had a duty to disclose to Rosado that he intended to file patent applications
and obtain patents on Rosados bottle designs pursuant to the Patent Act which requires the
truthful disclosure of inventorship in connection with every application for a patent.
128.
Elias had a duty to disclose to Rosado that he intended to file patent applications
and obtain patents on Rosados bottle designs pursuant to their close personal relationship.
129.
The fact that Elias intended to file patent applications and obtain patents on
Rosado, in reliance upon Elias, created his bottle design, reduced it to practice,
18
131.
At no time prior to, during or after Rosado created his bottle design did Elias ever
inform Rosado that Elias intended to file patent applications and obtain patents on Rosados
bottle design.
132.
Elias caused New Dutch to file the 662 Application, the 244 Application, the
227 Application and the 816 Application with the USPTO without disclosing the fact that New
Dutch was filing these applications to Rosado, and without disclosing Rosados inventorship to
the USPTO.
133.
The Bottle Patents were issued to Esther and assigned to New Dutch as a result of
the filing of the applications for Rosados bottle design with the USPTO.
134.
Elias and New Dutch obtained immediate, direct, and substantial commercial
advantages from Rosados bottle design and the patents on Rosados bottle design, including, but
are not limited to, (i) not having to invest extensive significant money, time, labor, or skill to
develop Rosados bottle design, and (ii) preventing New Dutchs and NY2O, LLCs direct
competitors from copying and exploiting Rosados bottle design.
135.
Rosado was damaged, and continues to suffer damages including, but not limited
to, loss of income from royalties that he could have earned from the licensing of his bottle
design, as well as the reputational interests that would have accrued from being named the sole
inventor of the Bottle Patents.
136.
Rosado was also damaged to his property because patents are a property right, and
by and through the acts set forth herein, Rosado was denied his right to his patents.
PRAYER FOR RELIEF
WHEREFORE, Rosado demands judgment and relief against NY2O, LLC, New Dutch
Water Corp., Elias Slubski and Esther Slubski as follows:
19
A. An Order to the Director of the USPTO and Defendants requiring that Rosado
be listed as the sole inventor of the Bottle Patents;
B. Constructive trusts placed upon the Bottle Patents awarding Rosado all of the
benefits realized by New Dutch Water Corp., NY2O, LLC and Elias Slubski
from the Bottle Patents, and requiring that any and all references to the creator
of the Bottle Design made by defendants be corrected to reflect that Rosado is
the creator of the bottle design.
C. An order requiring New Dutch Water Corp. to assign all right, title, and
interest in and to the Bottle Patents to Rosado.
D. An accounting of all benefits realized by New Dutch Water Corp., NY2O,
LLC and Elias Slubski from the Bottle Patents;
E. Restitution be made to Rosado by New Dutch Water Corp., NY2O, LLC and
Elias Slubski for all benefits received by them from the Rosado bottle design;
F. Damages be awarded to Rosado for, inter alia, loss of income from royalties,
loss of reputational interests, and other damages to be proven at trial, along
with pre and post-judgment interest; and
G. Such other and further relief as is just and proper.
20
21
The JS 44 civil coversheet and the information containedherein neitherreplacenor supplementthe filing and serviceof pleadingsor other pt^ere as required by law, except as
provided twlocal rules ofcourt. This form, approved by the Judicial Conference oflheUnited Slates inSeptember 1974, is required for theuseofthe(Jlerk ofCourt forlhe
purpose ofinitiating the civil docket sheet. (SEE INSTRUCTIONS ONNliXT PAGE OFTHISform.)
DEFENDANTS
I. (a) PLAINTIFFS
SHANE ROSADO
ESTHER SLUBSKI,
Countv ofResidence of First Listed Defendant
Nassau
U.S. Goveramenl
Plaintiff
Federal Question
PTF
DEF
O 1
PTE
Incotporaiedor PrincipalPlace
DEF
O 4
O 4
OS
OS
O 6
U.S. Govermnent
Defendant
Divcraity
(Indicate Citizenship ofParties in Item III)
O 2
Citizenor Subjectof a
0 3
Foreign Nation
Foreicn Country
l:ss^;xJCONTRAerriS!ia3.
PERSONAL INJURY
PERSONAL INJURY
110 Insurance
120 Marine
310 Airplane
(Excludes Veterans)
o
of Veieran's Benefits
160 Stockholders' Suits
i96 Franchise
830 Patent
(njuiy
O 720 Labor/Management
Relations
Property Damage
REALPROPERTV
Habeas Corpus:
d
442 Employment
443 Housing/
Acconvnodalions
O 530 General
445 Amer. w/Disabilities- 535 Death Penalty
Corrupt Organizations
861 HIA(l395ff)
862 Black Lung (923)
803 DIWC/DIWW (405(g))
350 Securities/Commodilies/
Exdiange
896 Arbitration
Act/Review or Appeal of
Agency Decision
d
950 Constitutionalityof
State Statutes
::s33(!;i?lMMlGRA'nONi:^2:.
448 Education
460 Deportation
26 use 7609
Othen
Other
450 Commerce
d
o
840 Trademark
Sentence
Empla>'ment
Act
o
o
410 Antitrust
Leave Act
Medical MaloriKtice
1
Product Liability
o
-isSfHTrATrSECHSlW^
iPROPFim^RlRHTJ^M d
Liability
423 Willidrawal
O 820 Copyrights
PERSONAL PROPERTY
28 use 157
690 Other
Injury Product
Liability
0fProperty2l USC88i
Personal Injury
Product Liability
340 Marine
345 Marine Product
Produci Liability
Pliamiaccutical
Slander
Student Loans
Lit^ility
2 Removed from
State Court
Remanded from
Appellate Court
4 Reinstated or
Reopened
O 5 Transferred from
Another District
Multidistrict
Litigation
(specify)
Cite the U.S. Civil Statute under which you are filing (Donotcitejurisdiclionalsiatuies unlessdiversity):
35 use 256
VI. CAUSE OF ACTION
VII. REQUESTED IN
COMPLAINT:
DEMANDS
JURY DEMAND:
IF ANY
DATE
DOCKET NUMBER
JUDGE
* \
SIGNATUR
ORNEY OF RECORD
RECEIPT#
AMOUNT
APPLMN
JUDGE
MAG. JUDGE
Yes
No
Local Arbitration Rule 83.10 provides that with certain exceptions, actions seeking money damages only inanamount not in excess of$150,000,
exclusive of interest and costs, are eligible forcompulsory arbitration. Tlie amount of damages ispresumed tobebelow thethreshold amount unless a
certification to the contrary is filed.
Joel B. Rothman
, counscl for
monetary damages sought are in excess of$150,000, exclusive of interest and costs,
[x]
Identify any parent corporation and any publicly held corporation thatowns 10%or moreor its stocks:
Not applicable.
RELATED CASE STATEMENT (Section VIII on the Front of this Forml
Please listall cases thatarearguably related pursuant to Division of Business Rule 50.3.1 in Section VTIl on thefront of this form. Rule 50.3.1 (a)
provides that "Acivil case is "telaied" toanother civil case for purposes of tills guideline when, because of the similarity offacts and legal issues or
because the cases arise from the same transactions or events,a substantial saving of judicial resources is likelyto result from assigning both casesto the
same judge and magistrate judge." Rule 50.3.1 (b) provides that"Acivil case shall not be deemed "related" toanother civil case merely because the civil
case: 0"^) involves identical legal issues, or (B) involves the same parties." Rule 50.3.1 (c) ftuther provides tliat "Presumptively, and subject to thepower
ofajudge to determine otherwise pursuant toparagraph (d), civil cases shall not bedeemed to be "related" unless both cases are still pending before the
court."
1.)
Is the civil action being filed in theEastern District removed from a NewYork State Court located inNassau or Suffolk
County: nq
2.)
a) Did theevents or omissions giving rise to the claim or claims, or a substantial part thereof, occur inNassau or Suffolk
County
b) Did the eventsor omissions givingrise to the claim or claims, or a substantial part thereof, occur in the Eastern
Disu-ici? Yes
If your answer to question 2 (b)is"No," docs thedefendant (or a majority of thedefendants, ifthere is more than one) reside inNassau or
Suffolk County, or, in an interpleader action, does theclaimant (ora majority of theclaimants, if there ismore than one) reside in Nassau
or Suffolk County?
(Note: A corporation shall be considered a resident of the County in which it hasthe most significant contacts).
BAR ADMISSION
I am currently admitted in the Eastern Districtof New York and currently a member in goodstanding of the bar of this court.
Yes
No
Are you currently the subjectof any disciplinary action (s) in this or any otherstate or federal court?
|~|
Yes
No
Eastern District
of of
New
York
__________
District
__________
SHANE ROSADO,
Plaintiff(s)
v.
)
)
)
)
)
)
)
)
)
)
)
)
If you fail to respond, judgment by default will be entered against you for the relief demanded in the complaint.
You also must file your answer or motion with the court.
DOUGLAS C. PALMER
CLERK OF COURT
Date:
Signature of Clerk or Deputy Clerk
; or
I left the summons at the individuals residence or usual place of abode with (name)
, a person of suitable age and discretion who resides there,
on (date)
, who is
; or
; or
Other (specify):
.
My fees are $
0.00
Date:
Servers signature
Servers address
Save As...
Reset
Eastern District
of of
New
York
__________
District
__________
SHANE ROSADO,
Plaintiff(s)
v.
)
)
)
)
)
)
)
)
)
)
)
)
If you fail to respond, judgment by default will be entered against you for the relief demanded in the complaint.
You also must file your answer or motion with the court.
DOUGLAS C. PALMER
CLERK OF COURT
Date:
Signature of Clerk or Deputy Clerk
; or
I left the summons at the individuals residence or usual place of abode with (name)
, a person of suitable age and discretion who resides there,
on (date)
, who is
; or
; or
Other (specify):
.
My fees are $
0.00
Date:
Servers signature
Servers address
Save As...
Reset
Eastern District
of of
New
York
__________
District
__________
SHANE ROSADO,
Plaintiff(s)
v.
)
)
)
)
)
)
)
)
)
)
)
)
If you fail to respond, judgment by default will be entered against you for the relief demanded in the complaint.
You also must file your answer or motion with the court.
DOUGLAS C. PALMER
CLERK OF COURT
Date:
Signature of Clerk or Deputy Clerk
; or
I left the summons at the individuals residence or usual place of abode with (name)
, a person of suitable age and discretion who resides there,
on (date)
, who is
; or
; or
Other (specify):
.
My fees are $
0.00
Date:
Servers signature
Servers address
Save As...
Reset
Eastern District
of of
New
York
__________
District
__________
SHANE ROSADO,
Plaintiff(s)
v.
)
)
)
)
)
)
)
)
)
)
)
)
If you fail to respond, judgment by default will be entered against you for the relief demanded in the complaint.
You also must file your answer or motion with the court.
DOUGLAS C. PALMER
CLERK OF COURT
Date:
Signature of Clerk or Deputy Clerk
; or
I left the summons at the individuals residence or usual place of abode with (name)
, a person of suitable age and discretion who resides there,
on (date)
, who is
; or
; or
Other (specify):
.
My fees are $
0.00
Date:
Servers signature
Servers address
Save As...
Reset
c12)
D394,607 s
D402,192 S
D402,193 S
D483,982 S
D488,386 S
D518,722 S
(54) BOTTLE
(75) Inventor: Esther Slubskl, Old Bethpage, NY (US)
(73) Assignee: New Dutch Water Corp., Old Bethpage,
NY(US)
(**) Term:
*
*
*
*
*
*
5/1998
12/1998
12/1998
12/2003
412004
412006
Monaghanet al.
Bell et al.
Bell et al.
Irvine
Hall et al.
Corbett et al.
D9/520
D9/686
D9/693
D7/300.l
D9/550
D9/500
* cited by examiner
14 Years
US D576,495 S
** Sep. 9, 2008
Patent No.:
(45) Date of Patent:
(10)
May 4, 2007
(57)
(51) LOC (8) Cl.
09-01
(52) U.S. Cl.
D9/537; D9/549
(58) Field of Classification Search
D9/500,
D9/516, 529, 549,557~558, 575, 682, 686~694,
D9/522, 545, 530, 537, 540, 767; 215/379,
215/381~384; 220/660, 662, 669~673, 675;
D7/608, 300.1
See application file for complete search history.
(56)
References Cited
*
*
*
*
*
*
*
12/1929
8/1965
4/1976
10/1981
3/1987
12/1991
12/1994
Burvenick
Hershbergeret al
Hunt
Epperson
Hartung
Knudsenet al.
Klitsner
220/568
D32/30
D9/522
D9/522
D9/522
D9/516
D9/500
CLAIM
F=====i
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I
I
I
U.S. Patent
Sep.9,2008
Sheet 1of6
US D576,495 S
--------
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I
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U.S. Patent
Sep.9,2008
Sheet 2 of 6
FIG. 2
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US D576,495 S
U.S. Patent
Sep.9,2008
US D576,495 S
Sheet 3 of 6
----------1
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FIG. 3
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LT__:_--:-__:_--:-__:_--:-__:__:::J
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U.S. Patent
FIG. 4
Sep.9,2008
US D576,495 S
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Sep.9,2008
US D576,495 S
Sheet 5 of 6
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FIG. 5
----------------------
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U.S. Patent
FIG. 6
Sep.9,2008
Sheet 6 of 6
US D576,495 S
c12)
Patent No.:
(45) Date of Patent:
(10)
(54) BOTTLE
D488,386 S
D492,203 S
D518,722 S
D529,390 S
D563,788 S
D576,495 S
D580,766 S
14 Years
(57)
*
*
*
12/1929 Burvenick
8/1965 Hershbergeret al
12/2003 Irvine
D9/550
D9/556
D9/500
D9/544
D9/516
D9/537
D9/516
Sep.9,2008
(56)
* cited by examiner
*
*
*
*
*
*
*
US D596,037 S
** Jul. 14, 2009
220/568
D32/30
D7/300.l
CLAIM
U.S. Patent
Sheet 1 of 6
US D596,037 S
FIG. I
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I .......... ,,
, /1
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I
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FIG. 2
Sheet 2 of 6
US D596,037 S
U.S. Patent
Sheet 3of6
FIG. 3
11
! !
l \l
-----\
US D596,037 S
U.S. Patent
US D596,037 S
Sheet 4 of 6
FIG. 4
----------1
F--------=
IL_
_J
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.
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US D596,037 S
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FIG. 5
----------1
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Ii_
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L
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U.S. Patent
FIG. 6
Sheet 6 of 6
US D596,037 S
c12)
Patent No.:
(45) Date of Patent:
(10)
D483,982 S
D542,167 S
D542,687 S
D546,225 S
D546,226 S
D546,227 S
D576,495 S
14 Years
*
*
*
*
*
*
*
12/2003
5/2007
5/2007
7/2007
7/2007
7/2007
9/2008
US D611,819 S
** Mar. 16, 2010
Irvine
Brown
Brown
Brown
Brown
Brown
Slubski
D7/300.l
Dll/4
Dll/4
Dll/4
Dll/4
Dll/4
D9/537
* cited by examiner
(22) Filed:
Sep. 9, 2008
Related U.S. Application Data
References Cited
*
*
*
*
*
*
*
12/1929
1/1951
611971
9/1971
9/1971
3/2000
10/2003
Burvenick
Gushard et al.
Gruber et al.
Donoghue
Donoghue
Herrmann
Owens
220/568
215/382
222192
D9/501
D9/501
D9/69l
D9/455
(57)
CLAIM
FIG. 1 is a top, front, right side perspective view of a removable elastic band on a bottle showing my new design;
FIG. 2 is a top plan view thereof;
FIG. 3 is a front elevation view thereof;
FIG. 4 is a left side elevation view thereof;
FIG. 5 is a rear elevation view thereof; and,
FIG. 6 is a bottom plan view thereof.
The dot-dash broken lines in the drawings showing the majority of a bottle illustrate the portions of the design that form no
part of the claim. The evenly dashed broken lines in the
drawings define the bounds of the claim and form no part
thereof.
1 Claim, 6 Drawing Sheets
U.S. Patent
Sheet 1of6
--- . -
,.,....
FIG. 1
...
VS D611,819 S
----.........."'
~~-----::::4.
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FIG. 2
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US D611,819 S
U.S. Patent
US D611,819 S
Sheet 3 of 6
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US D611,819 S
Sheet 4 of 6
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Sheet 5 of 6
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FIG. 6
Mar.16,2010
Sheet 6 of 6
US D611,819 S
c12)
(54) BOTTLE
(76)
(**)
Term:
(21)
(22)
Filed:
14 Years
D576,495
D592,967
D596,037
D610,911
D611,355
D611,819
D617,200
D654,752
D655,172
2009/0134111
S *
S *
S *
S *
S *
S *
S *
S *
S *
Al*
9/2008
512009
712009
3/2010
3/2010
3/2010
6/2010
2/2012
3/2012
512009
US D663,623 S
** Jul. 17, 2012
Slubski
Melrose et al
Slubski .
Kimetal.
Kimetal
Slubski
Goldburt
Krasner
Brooks et al
Schroeder
D9/537
D9/574
D9/549 X
D9/575X
D9/540
D9/516
D9/540
D7/300.l
D9/522
215/383 X
* cited by examiner
References Cited
DESCRIPTION
FIG. 1 is a top, front, right side perspective view in accordance with the bottle of the invention;
FIG. 2 is a top plan view thereof;
FIG. 3 is a front elevational view thereof;
FIG. 4 is a right side elevational view thereof, the left side
elevational view being a mirror image;
FIG. 5 is a rear elevational view thereof; and,
FIG. 6 is a bottom plan view thereof.
The dot-dash-dot-dash broken lines shown in the drawings
are included for the purpose of illustrating environmental
structure and form no part of the claimed design .
(56)
1,740,223
D201,791
D322,027
5,178,816
5,385,250
D433,337
D460,696
D473,469
D488,386
D492,203
D522,865
D523,346
D529,390
D563,788
Patent No.:
(45) Date of Patent:
(10)
A *
s *
s *
A *
A *
S *
S *
S *
S *
s *
s *
S *
S *
S *
12/1929
8/1965
12/1991
1/1993
1/1995
1112000
712002
4/2003
412004
6/2004
612006
612006
10/2006
3/2008
Burvenick
D7/300.l x
Hershberger et al. .......... D32/30
Knudsen et al. ............... D9/516
Suzuki et al. ................. 264/530
Pasquale ................... 2201669 x
Cautereels ..................... D9/539
Goettner .
D9/539 X
Claessen ........................ D9/537
Hall et al.
D9/574 X
Curtis et al. ................... D9/556
Andoh ........................... D9/503
Andoh ........................... D9/543
Lalanne et al.
D9/571 X
Reimann et al. ............... D9/516
U.S. Patent
Sheet 1of6
US D663,623 S
U.S. Patent
Sheet 2 of 6
US D663,623 S
U.S. Patent
Sheet 3 of 6
US D663,623 S
U.S. Patent
Sheet 4 of 6
US D663,623 S
U.S. Patent
Sheet 5 of 6
US D663,623 S
U.S. Patent
Sheet 6 of 6
US D663,623 S