Professional Documents
Culture Documents
2010 version
Shiping Tang
School of International Relations and Public Affairs (SIRPA),
Fudan University, Shanghai, China, 200433
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
Abstract
I propose a social evolutionary psychology of fear (and trust) as part of a
fundamental explanation for why international cooperation is difficult but
non-cooperation easy. I argue that for the sake of our survival, evolution has molded
our mind to detect and overreact to signs of danger while discounting signs of safety.
This core psychology of fear is then reinforced by three other traits: attribution biases,
ethnocentrism, and disinclination for systemic thinking. The result is a highly robust
and integrated social evolutionary psychology of fear. The social evolutionary
psychology of fear facilitates our mistrusting of others and limits our trusting of
others whenever there is uncertainty over others intentions, thus making international
difficult because cooperation generally requires some trust ex ante to materialize. As
a result, malign intentions are easy to detect and difficult to hide whereas benign
intentions are too easily dismissed and discounted thus hard to detect. I provide
evidences from both social psychology literature and international relations literature
to substantiate my hypothesis. I also derive specific hypotheses from the social
evolutionary psychology of fear (and trust) to be tested. Finally, I draw some
implications for theorizing social psychology via a social evolutionary approach.
ii
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
Outline
Introduction
I. Definitions and Clarifications
II. The Evolutionary Social Psychology of Fear and Trust
A. The Core Evolutionary Psychology of Coping with Fear
B. Toward an Integrative Social Psychology of Fear
a. Attribution Biases
b. Ethnocentrism
c. Lack of Systemic Thinking
Conclusion
iii
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
Introduction
Fear and trust are essential for understanding any interpersonal or intergroup
relations.1 This article seeks to outline a social evolutionary psychology of fear (and
trust) from an evolutionary perspective, thus providing part of the fundamental
explanation for why international cooperation is difficult but non-cooperation easy.
Specifically, I propose that two general types of intentionbenign intentions and
malign intentions--pose almost diametrically opposite challenges for our perception.
Malign intentions are easy to detect and difficult to hide whereas benign intentions
are too easily dismissed and discounted thus hard to detect. This general fact is part
of the fundamental reason why international cooperation is difficult while
international non-cooperation easy.
The ultimate cause behind this general fact lies in our evolutionary past. During
the long evolutionary process leading to modern human, we have been strongly
conditioned to detect and over-react to potential danger posed by othersbe it human
or other non-human animal species--while ignoring and under-reacting to potential
friendliness from others, for the sake of our survival. This core psychology of fear is
then reinforced by three other psychological traits, resulting in a highly robust and
integrated social evolutionary psychology of fear. The social evolutionary psychology
of fear discourages our trusting of others but encourages our mistrusting of others,
and mistrust in turn breeds a sense of insecurity or fear of others, when others possess
the capabilities to do harm. Because robust and extensive cooperation generally
requires robust and extensive trust ex ante to materialize, the social evolutionary
psychology of fear in turn makes international difficult (Figure 1).
1
Here, fear specifically denotes fear for ones survival or a sense of insecurity that is determined by
the probability that another organism (i.e., an animal, an individual, or a state) is malign and the
capabilities it posses to harm oneself. Many have used fear to refer things other than fear for survival.
For a discussion on fear and other fear-related emotions (e.g., anxiety, terror, panic), see hman (2000).
Different types of fear may have very different consequences for our psychology. Trust is a function of
ones estimation that the other side is benign (i.e., it will not threaten ones life or interest). The
opposite of trust is mistrust, and mistrust is a function of ones estimation that the other side is
malignant (i.e., it will threaten ones life or interest). Trust and mistrust thus are two poles of a
spectrum that is underpinned by ones uncertainty over others intentions and they have an inverse
relationship: trust reduces mistrust, and vice versa (Hardin 1992, 512-6; Kydd 2005, 6-12; see also
Deutsch 1958, 265-7; Gambetta 1988, 217-9). The middle point of the spectrum is non-trust.
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
The rest of the article unfolds as follows. Section 1 provides some important
caveats. Section 2 outlines an integrated social evolutionary psychology of fear and
trust. Section 3 and 4 present evidences for the psychology of fear and trust from
psychology literature and international relations (hereafter, IR) literature, respectively.
Section 5 further reinforces the central thesis by revisiting the case of Munich. Section
6 draws some implications for social psychology and social theories in general. A
brief conclusion follows.
I. Caveats
Several caveats are in order before I proceed further.
First, I am primarily interested in advancing the social evolutionary psychology
of fear as a theoretical framework for understanding the problem of cooperation in
international politics. Thus, although I explicitly adopt a social evolutionary approach
toward social psychology (and international politics) here, I can only define social
evolution and elaborate what constitutes a social evolutionary approach elsewhere,
partly because social evolution is vastly more complex than biological evolution. Here,
suffice to say that social evolutionary psychology is not Evolutionary Psychology
(hereafter, EP). EP is essentially an upshot of sociobiology, insisting that natural
selection is the only force that has shaped the evolution of our psychology (Buller
2005; Richardson 2007). In contrast, social evolutionary psychology is based on a
social evolutionary approach, rejecting a sociobiological approach toward human
society while insisting that natural selection is not the only force that has shaped the
evolution of our psychology: social forces have been equally indispensable.2
Second, three key aspects of evolutionary theorizing should be emphasized at the
very beginning, to minimize much lingering confusion (and doubt) about evolutionary
theorizing. By definition, evolutionary theorizing is necessarily post hoc. As such, the
power of evolutionary theorizing does not lie with its capacity for proving (in the
literal sense) the past and predicting the future. Rather, evolutionary theorizing tries to
2
Following Buller (2005), I use evolutionary psychology to denote a research field and Evolutionary
Psychology (in capital initials) a paradigm.
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
More recently, Oxley et al (2008) showed that more fearful individuals are more likely to be
conservatives and hawks whereas less fearful individuals are more likely to be moderates and doves.
Admitting that there are real personality differences among individuals due to their different genetic
makeup and socialization experience does not invalidate the social evolution paradigmrather, it
validates it. After all, without varieties or differences among individuals, selection in evolution
becomes impossible. For an earlier discussion on evolution and personality, see Tooby and Cosmides
1990a; Buss 1995, 18-23. In an earlier short article, Kahneman and Renshon (2007) contended that
hawks usually won debates on the use of force. Their elaboration, however, does not really provide a
compelling explanation why it is so. Existing literature has revealed two traits for predicting
personalities along the dimension of dove versus hawk--social dominance orientation (SDO) and
right-wing authoritarianism (RWA). The relationship between SDO and RWA has been an intensively
researched area, and a possible integration of the two theories may be emerging.
4
Some evolutionary biologists hold that survival is subordinate to reproduction (e.g., Dawkins 1996
[1976]). Such a notion is invalid. See the discussion in section 6 below.
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
our evolutionary past, our abilities for detecting and reacting against danger have been
robustly selected, and fear may be the most fundamental psychological trait that
evolution has bestowed upon Homo sapiens. From this perspective, an integrated
social evolutionary psychology of fear can be developed.
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
cautious when it comes to embracing others benign gesture. Although this does not
mean that we can never trust each other or that we will never be deceived by a foe, it
does mean that we are far less likely to embrace others behaviors that may signal
benign intentions. In other words, it will take far more evidence to convince us that
the other side is not malign--not to mention benign--than what will be required to
convince us that the other side is malign.
This core psychology of fear is the ultimate cause why the two kinds of intentions
pose diametrically opposite challenges for us. Due to this core psychology of fear, we
are fare more likely to exaggerate and over-react to than ignore and under-react to
the danger posed by others, and we are far more likely to doubt and dismiss than
embrace others gestures that signal benign intentions. As a result, malign intentions
are difficult to hide while benign intentions are too easily dismissed and discounted.
There may be other traits that directly or indirectly contribute to the integrated psychology of fear. I
merely suggest that the three traits singled out here are the more fundamental ones.
6
Our explanation mode for explaining others unintentional behavior is quite simple: we simply state
its cause (Malle, Knobe, Nelson 2007). For attribution, the dichotomy of dispositional vs. situational is
more valid than the dichotomy of internal vs. external (Sabini, Siepmmann, Stein 2001).
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
often biased and these biases are both prevalent and robust. Yet, are these biases
or errors really mere errors or biases? If all these errors or biases are merely
errors or biases--which by implication, are inimical to our survival and reproduction,
they should have been eliminated or at least considerably weakened during the course
of evolution. In light of the fact that these errors remain robust in our psychology,
isnt it possible that these errors may have well served some important functions that
facilitate our survival and reproduction? Put it differently, cant these errors and biases
actually be adaptations or evolved psychological mechanisms that have contributed to
our survival and reproduction?7
I advance that many of our attribution biases have indeed contributed to our
survival, partly by reinforcing the core psychology of fear. Attribution biases directly
interact with the core psychology of fear to reinforce our biases for over-detecting
and over-reacting toward potential danger posed by other individuals or groups. Such
an evolution-derived understanding of course at least partly explains why these biases
remain hard-wired in our psychology.
When it comes to explaining others intentional behavior, we tend to attribute
dispositional intentions to others unfriendly thus undesirable behavior--the other
side has behaved unfriendly because it is inherently malignant. In contrast, we tend to
explain way others friendly behavior with situational factors: the other side has
behaved friendly not because it is inherently benign but because it has to. This sharp
contrast between explaining others desirable behavioral and explaining others
undesirable behavioral strongly guards us against the possibility that the other side
may have always been malign or it may become malign (and behave badly) at any
time. By attributing dispositional malign intentions to others unfriendly, and often
even ambiguous, behavior, we prolong the time that our mind remains alert versus
others. By attributing situational causes to others friendly behavior, we shorten the
7
An earlier attempt to understand the functions of attribution (biases) failed to even consider an
evolutionary perspective (Forsyth 1980). More recently, Andrews (2001) attempts to link the
fundamental attribution error (FAE) with evolution, but he failed to link attribution with survival
although he came really close. For similar questionings of our labeling many psychological
mechanisms and traits as errors or biases thus implying that they are counterproductive for our
survival and reproduction, see Cosmides and Tooby (1996); Krebs and Denton (1997); Haselton and
Buss (2000); Haselton and Nettle (2006); Haselton and Funder (2006).
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
time that our mind remains relaxed versus others and make sure that our mind can be
easily aroused to be alert again.
From an evolutionary point of view, attribution biases and errors thus
rigorously facilitate our survival, when they interact with the core psychology of fear.
They keep our mind alert toward potential dangers posed by others by preventing our
mind from trusting others too easily and lapsing into complacency for too long.
To some extent, Stevens & Fiske (1995) presents an integrated social evolutionary psychology of
living within groups, thus complements with the framework offered here. Unfortunately, although they
did point out that the need to belong is fundamentally connected with the need to survive, they did not
engage with fear at all: their social survival perspective is really about how to live better within groups,
rather than about how to survive as individuals within groups. See also Caporael (1997).
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
consciously tries to minimize then (Devine 1989; see also Krebs and Denton 1997).
Foremost, (partly) by interacting with the core psychology of fear, our
ethnocentrism generally leads us to extend some trust to members of our ingroup but
not to those of an outgroup (Brewer 1981; Insko et al 1990; Stevens & Fiske 1995;
Yamagishi & Kiyonari 2000). Ethnocentrism thus favors cooperation among members
in an ingroup but hinders cooperation with an outgroup.
Second, individuals value their own groups interest but neglect other groups
interest. As such, when it comes to understanding others behavior, we generally lack
empathythe ability to see things from others angle. We thus tend to neglect others
legitimate interests--including their fear of ourselves, when trying to interpret others
behavior. Without taking others interest into account, we then tend to discount
possible legitimate reasons behind their behavior and emphasize their possible malign
intentions: all of us are victims of nave realism, as Lee Ross and his colleagues
noted (Ross and Ward 1995; Robinson et al, 2005).
Third, because ethnocentrism demands loyalty to our own group, we-- especially
decision makers--fear that we may fail to safeguard our groups interest by being
soft on an outgroup as our opponent. As such, decision makers tend to be more
sensitive to others unfriendly and undesirable behaviors and more cautious in
embracing and reciprocating to others friendly and desirable behaviors.
Finally, ethnocentrism prevents critical thinking about our own behavior: we
instinctively justify our own behaviors as rational and righteous, or at the worst,
without any other choices (Ross and Ward 1995). Ethnocentrism thus prevents us
from pondering whether our own behavior might have somehow contributed to
others undesirable or ambiguous behavior. Being unable to see more external reasons
for others undesirable or ambiguous behavior, we once again end up in exaggerating
the possibility that their unfriendly, undesirable, or even ambiguous behaviors
have been caused by their malign intentions while discounting the possibility that
their behaviors might have been provoked by some of our own behaviors.
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
angry faces) faster and more accurately than neutral and especially friendly ones:
threatening faces stand out in the crowd (hman, Lundqvist, and Esteves 2001; see
Hansen and Hansen 1988 for the pioneering study).
A second stream of evidence for a core psychology of fear comes from the fact
that we have developed a sophisticated and yet almost automatic mechanism for
detecting others untrustworthy behaviors such as non-cooperation, cheating, (verbal
or physical) deception, and betrayal in social interactions. Although these behaviors
usually pose only non-lethal threat against us, our brain has developed a robust
defense against these behaviors because these behaviors do threaten our welfare and
can potentially threaten our life.
To begin with, our brain possesses an automatic attention bias for detecting
non-cooperative behaviors by others, and hence untrustworthy players or
non-cooperators (Vanneste et al. 2007). More importantly, there is a strong correlation
between noncooperative behavior and fear-related emotion: non-cooperators are seen
as more threatening and thus arouse more fear (Verplacetse et al, unpublished).
Moreover, cheaters are looked at longer and remembered better. (Chiappe and
Brown 2004) In other words, once we recognize somebody as untrustworthy (thus
potentially dangerous), we tend to remember his/her face clearly and persistently.
Such a differentiation in reacting to potential threatening individuals and to
non-threatening individuals can only be understood as a result driven by an
evolutionary need for self-protection: we need to remember the faces of those
trust-violators vividly so that we will not be harmed by them again.
Perhaps most strikingly, individuals almost always underestimate their ability to
detect cheating although they can actually detect deception quite accurately. In two
experiments, 86% and 90% of the participants believed that it is very difficult to
detect deception although they were able to detect deceptions in 89% and 87% of the
trials, respectively (Verplacetse et al. 2007). Individuals can even detect verbal
deception quite accurately: Without any previous training, individuals can detect
deceptions more than 53% of the time (Bond and DePaulo 2006). This contradiction
again exemplifies the need for detecting dangerit keeps the mind constantly alert.
12
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
In section 6 below, I argue that the negativity bias should be more finely delineated. Rozin and
Royzman (2001) listed two additional manifestations of this bias, greater steepness of negative
gradients and greater negative differentiation. Not all of the negative biases are connected to the
social evolutionary psychology of fear.
13
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
Egotism is about defending ones ego (i.e., a self-serving bias). Because defending ones ego is a
form of symbolic self-interest, egotism can be understood a central sub-trait of egocentrism. Many of
the work discussed here implicitly treat egotism as the most salient trait of egocentrism and
ethnocentrism. I differentiate egotism from egocentrism/ethnocentrism, with the understanding that the
later subsumes the former. For elaboration on ethnocentrism and group identity in group conflict, see
LeVine and Campbell (1972); Brewer (1986); Tajfel and Turner (1986).
14
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
Marriage constitutes a form of grouping. Thus, it is not surprising that couples often explain each
others positive behavior with internal/dispositional factors whereas negative behaviors with
external/situational factors (Taylor and Koivumaki 1976).
15
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
Although Lee Ross and his colleagues fail to even mention ethnocentrism in their
interpretation of the results, there is little doubt that reactive devaluation of others
conciliatory proposals testifies the interaction between ethnocentrism and attribution.
When a peace proposal that was actually proposed by Israelis was presented to Israeli
Jews and pro-Israel Americans as a proposal from Palestinians, the proposal was
viewed unfavorably (i.e., biased in favor of Palestinians). When the same proposal
was presented to Israeli Jews and pro-Israel Americans as a proposal from Israelis,
however, it was viewed as favorably and even-handed (Moaz et al., 2002).
The overall result from the interaction between ethnocentrism and attribution is a
profound double standard of us-versus-them when it comes to judging ones own
and others rhetoric and behaviors. This double standard has been demonstrated in the
United States versus Soviet Union (Oskamp 1965; Larson 1997, 193-4), the United
States and South Vietnam versus North Vietnam and Vietcon (Ashmore et al 1979),
Israel versus Palestine (Moaz et al, 2002), and non-German Jews versus non-Jewish
Germans (Doosje & Branscombe 2003).
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
cannot possibly be separated from the task of sticking few attributes to a supposedly
typical individual. Similarly, consumers use brand name and country of origin to
judge products quality, thus essentially attributing quality to products by relying on a
few heuristics (Chang 2004; Maheswaran et al 1992).
12
13
17
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
Evidently, the sinister attributional error is essentially the hostile attributional bias into
adulthood. Kramer (1998, 267-8) noted the parallel between the two attributional errors/biases, without
linking them via either developmental or evolutionary thinking.
18
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
After all, the motive to do us harm is the most ulterior motive that others can possess!
Indeed, when perceivers believe that actions or motives of the actor could affect
them, suspicion may cause perceivers to see the actor in a more negative light, even if
the perceivers are not convinced that the actors behavior was indeed affected by
ulterior motives. (Fein and Hilton 1994, 167) In international relations in which
group survival and ego is at stake, suspicion and the fear derived from it will likely be
reinforced by group dynamics, thus further biasing us toward guarding against the
potential danger that can be posed to us by others.
Related and much more extensive evidence that supports an intimate interaction
between the core psychology of fear and attribution comes from the literature on
negativity biases. Apparently, negative outcomes promote more extensive
retrospective elaboration and attribution, whereas positive outcomes rarely do (Roese
1997; Baumeister et al 2001, 340-343; Rozin and Royzman 2001).
The studies on the interaction between trust and attribution can be understood as
studies on the interaction between the core psychology of fear and attribution because
trust is the opposite of mistrust and mistrust contributes to fear. Numerous studies on
the interaction between trust or lack of trust and attribution, usually based on some
variants of the prisoners dilemma (PD) game, support the conclusion that trust or
lack of trust significantly influences our attribution regarding others behavior (Kelley
and Stahelski 1970a; 1970b; for review, see Lindskold 1978). Violation of trust also
prompts victims to greater attributional search for the causes of the violation
(Janoff-Bulamn 1992; see also Peeters & Czapinski 1990; Taylor 1991, 70-71).
Regarding the interaction between fear and egocentrism, Dodge & Somberg
(1987) showed that threat to the ego exacerbates hostile attribution bias. Meanwhile,
Fenigsteini & Vanable (1992) showed that egocentrism heightens fear, often to the
level of mild paranoia.
At the intergroup level, perhaps the most direct evidence indicating the social
evolutionary psychology of fear comes from sinister/hostile attribution bias and
reactive devaluation among negotiators. Seasoned negotiators consistently believe
that their opponents are more strategic, wicked, and obstructive than themselves,
19
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
especially when their opponents have been unwilling to yield.15 In contrast, when
their opponents did offer compromises and concessions, seasoned negotiators
consistently devalue those compromises and concessions, judging them to be
insufficient and mostly driven by situational factors (especially by negotiators
toughness) rather than by opponents desire to compromise or intentions to cooperate
(Ross and Ward 1995, esp. 275-8). Obviously, sinister/hostile attribution bias
corroborates with the notion that malign intentions are hard to hide whereas reactive
devaluation with the notion that benign intentions are easily dismissed or discounted.
Together, these two traits perfectly corroborate with the two key predictions of the
social evolutionary psychology of fear
In addition, there are strong evidences indicating that fear is a potent factor in
driving the interaction between ethnocentrism and attribution. Members of groups are
deeply concerned with the survival of their in-groups and other forms of non-lethal
threat posed against their in-groupsthreats can be real or imagined, and this fear of
ingroups survival is enough to arouse the defensive component of the ethnocentric
attribution bias (Weber 1994, 500-502; Quillian 1995; Corneille, Yzerbyt, and
Genevive Buidin 2001; Hewstone, Rubin and Willis 2002, 586; Stephan and Stephan
2000). Ethnocentrism and fear about ingroups survival also unambiguously reduces
individuals willingness to trust outgroups and individuals from outgroups. In Israel,
the heightening of Jews fear of their group survival, aroused from the shifting
demographical distribution of Jewish and Arab population and a growing Arab
militancy in the middle-1980s, made Jews far less willing to trust Arabs (Smooha
1985). Overall, we tend to be somewhat paranoiac in intergroup interactions (Kramer
1998; Kramer and Messick 1998). This makes perfect evolutionary sense: being
somewhat paranoiac is conducive to our groups survival. Indeed, it is interesting to
note that the widely recognized interindividual-intergroup discontinuity may be
mostly underpinned by fear and greed (Wildschut and Insko 2007).
15
I put Ross and Wards work under the category of intergroup level because most negotiations they
interviewed are negotiators for corporations. Although Ross and Ward (1995) failed to link negotiators
tendency to attribute sinister or hostile intentions to their opponents with the sinister/hostile attribution
bias, it is apparent that the tendency is a manifestation of the bias.
20
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
Finally, from real life cases in international politics, Jervis (1976, 343-9) and
Larson (1997) uncovered abundant evidences that in confrontational inter-state
relationships (which by implication entails some fear), attribution biases,
egocentrism/ethnocentrism, and simplistic thinking do interact with each other among
decision-makers. Decision-makers generally attribute the causes of desirable
outcomes to their own effort and stop there. At the same time, however,
decision-makers also generally attribute the causes of undesirable outcomes to our
lack of influence and others malign intentions and then stop there. Apparently, when
we attribute the causes of desirable outcomes to our own influence, we not only
elevate our ego but also reduce the possibility of systemic thinking because systemic
thinking may lead to a reduction in our estimation of our influence. At the same time,
when we attribute the causes of undesirable outcomes to our lack of influence and
others malign intentions, we protect our ego and reduce the possibility of systemic
thinking because systemic thinking may lead to a recognition that we might have a
hand in causing the undesirable outcome. Both outcomes, however, point to the
conclusion that we are nice and they are bad, thus reducing the chance of building
trust and cooperation between the two groups.
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
others moves (rhetoric and behavior): how can one state know that the other state
means what it just said or did? The social evolutionary psychology of fear outlined
above predicts that reading credibility of a signal of threat and reading credibility of a
signal of reassurance will present states with diametrically opposing challenges: states
are likely to exaggerate the threat posed by others but underestimate the goodwill
from others. Existing IR literature provides evidences that this is indeed the case.
Credibility, be it credibility of a signal of threat or a signal of reassurance, is a
relational rather than a dispositional concept: a signals credibility is not in the mind
of the signals sender but in the mind of the signals receiver. A signals credibility is
its receivers estimation of the degree of sincerity behind the signal. Moreover, there
are two types of credibility: behavioral vs. bargaining/signaling (Tang 2005, 38-40).
Behavioral credibility derives from a states past behavior in conflict or cooperation.
Bargaining/signaling credibility derives from a states present signal. When states
engage in reading others signals, they are dealing mostly with bargaining credibility.
From the literature on costly signaling of resolve in conflict (e.g., Schelling 1966;
reviewed in Powell 2002), it becomes apparent that decision makers and IR scholars
deploy a common equation to assess the credibility of a signal of threat: the credibility
of a states threat is a function of the multiple of the states perceived (military)
capability, interest, and resolve, discounted by the external constraints the state faces
(Tang 2005, 38; 2008, 454). More formally, CT , the credibility of a states signal of
threat in its opponents mind, is determined by the equation below (equation 1):
CT = f (
From the discussion on cost, risk, and credibility of reassurance signals that
signal benign intentions for cooperation (e.g., Deutsch 1958; Giffin 1967; Gambetta
1988; Mitchell 1991; Larson 1997, 26-30; Hardin 2002, 11-13, 113-29; Kydd 2005,
chap. 7; Yamagishi et al 2005), it is apparent that the credibility of a reassurance
22
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
gesture depends on its cost, risk (i.e., potential loss if the gesture is not reciprocated),
potential gain (e.g., savings in resources regardless whether the other side reciprocates
plus other benefits when the other side reciprocates), and situational constraint faced
by its sender (i.e., the degree that the reassurance signal is driven by situational
necessity), again all as perceived by its receiver. Thus, a proper equation for
estimating the credibility of a reassurance signal, C A , is (equation 2):
CA = f (
the attempt' s cost + risk - the attempt' s gains, all as perceived by the receiver
)
the situational constraint faced by the initiator as perceived by the receiver
23
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
CA = f (
the attempt' s cost - the attempt' s gains, all as perceived by the receiver
)
the situational constraint faced by the initiator as perceived by the receiver
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
Indeed, long before Lee Ross and his colleagues coined the phrase of reactive
devaluation, Robert Jervis anticipated it in the context of international relations:
tension-reducing initiatives will be less effective since the perceiver is likely to
believe that they show, not that the other actor is friendly, but that the perceivers
policy of firmness is working. (Jervis 1976, 346-8, quote from 347; see also Mitchell
1991, 409, 428n10)
Not surprisingly, when a peace proposal that was actually proposed by Israelis
was presented to Israeli Jews and pro-Israel Americans as a proposal from
Palestinians, the proposal was viewed unfavorably (i.e., biased in favor of
Palestinians). When the same proposal was presented to Israeli Jews and pro-Israel
Americans as a proposal from Israelis, however, it was viewed as favorably and
even-handed (Moaz et al., 2002).
A classical example of reactive devaluation from the real world was Forest
Dulless reaction toward Khrushchevs reduction of over one million Soviet Union
troops in 1956. John Foster Dulles dismissed the move as a move that could be easily
reversed and discontinued. Moreover, Dulles focused on the potential savings from
which the Soviet Union can gain from the reduction but totally ignored the potential
risk associated with this move when it was not reciprocated by the United States and
its allies (Larson 1997, 29, chap. 2). A more recent example was from the aftermath of
the Falklands/Malvinas War. Although both Britain and Argentina were eager for
some kind of de-escalation after the war, neither side took gestures from the other side
to be gestures for real reconciliation (Mitchell 1991).
IR specialists also tend to fall into the trap of this reactive devaluation. Both
Richard Bitzinger (1994) and William Wohlforths (1994/95) read Gorbachevs
decision to unilaterally destroy more intermediate range nuclear missiles than what
Reagan had initially demanded right after their Revkjavik Summit as as solely derived
from Wests tough bargaining tactics and the economic (thus external) constraints that
Gorbachev faced, thus devaluing Gorbachevs concessions even with hindsight!
Finally, even sophisticated (Western) IR scholars often tend to infer whether a
reassurance attempt from the other side was costly enough from whether it was
25
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
deemed to be credible enough and/or reciprocated by ones own side. For instance,
Montgomery to assert that Khrushchevs troop reduction in 1956 was not sufficiently
costly simply because it was not perceived by the United States to be so (Montgomery
2006, 177). Likewise, Richard Bitzinger (1994, 77) asserted that Gorbachevs initial
reassurance signal was not reciprocated because Regan and many of his advisors
deemed it to be incredible. Yet, an obvious possibility why Khrushchev failed to
convince the United States of his benign intentions may be that then Secretary of State
John Foster Dulles was simply too hawkish or too fearful to trust any reassurance
attempt from Khrushchev, short of total submission. Similarly, Gorbachev might have
failed to convince the United States of his benign intentions because then Secretary of
Defense Casper Weinberger and National Security Advisor Alexander Haig were
simply too hawkish or too fearful to trust any reassurance attempt from Khrushchev,
short of total submission (Larson 1997, 32, 237, 243).
Hence, while a reassurance attempt must have been sufficiently credible to
succeed in convincing the other side that one is benign, it is misleading to infer that a
reassurance attempt must have not been costly enough because it did not succeed in
convincing the other side that one is genuinely benign. By inferring whether a
reassurance signal by the other side is sufficiently costly from its success in
convincing ones own side that it is genuinely benign, one neglects the obvious
possibility that the ones own side was too aggressive or too fearful that even a very
costly reassurance attempt, short of total submission, would not have succeeded. This
general tendency to infer whether a reassurance attempt by the other side is costly
enough from its success most likely reflects the work of ethnocentrism and attribution
biases among IR scholars, implicitly underpinned by fear.
Overall, the contrasting pattern of reading the credibility of a threat and the
credibility of a reassurance is consistent with the social evolutionary psychology of
fear outlined above. Existing IR literature thus provides considerable evidence for the
social evolutionary psychology of fear outlined above.
26
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
With hindsight, Britain and France would have been better off by fighting in Munich rather than a
year later when they did half-heartedly (Murray and Allet, 2000). Obviously, a more sound explanation
is a combination of the second and the third interpretation.
27
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
in light of newly available evidences. For instance, David Edelstein (2002) opted for
the first interpretation, noting that Hitler before 1939 recognized the value of not
revealing his malign intentions completely. Yet, Edelstein himself came very close to
show that Hitler had already revealed his malign intentions by 1936 through a series
of moves from 1933 to 1936. Hitler withdrew from disarmament conference in
October 1933, demanded Germany to have a 300,000-man army in March 1934,
instituted conscription and built an air force in 1935, and re-remilitarized Rhineland in
March 1936. Moreover, Hitler played with peace rhetoric only after a genuine
alarming behavior. In light of the logic of reading intentions (Kydd 2005; author, a),
Hitlers behaviors before 1936 clearly revealed his malign intentions and other states
should have read his malign intentions unambiguously.
And this is indeed what had happened. As early as 1934, and certainly by 1936
when Hitler had re-militarized Rhineland, most French and British decision-makers,
including none other than Neville Chamberlain himself, had concluded that Germany
posed a grave threat to European peace (Layne 2008, 404-5; Ripsman and Levy 2008,
150; see also Edelstein 2002, 29).17 By the time of Munich, France and Britain
leaders had no doubt about Hitlers aggressiveness, although uncertainty on the scope
of Hitlers ambition still abounded. By any measure, uncertainty about Hitlers
intentions (i.e., being fooled by Hitlers pretension of benign intentions) was not a
major cause of the Munich tragedy. In other words, Britain and France might have
failed to stand firm against Hitler for a variety of reasons; but failure to recognize
Hitlers malign intentions and the threat posed by him was not one of them. While
Hitler recognized the value of concealing his true intentions; he was never as good at
it as Edelstein believed him to be. Edelstein has misinterpreted Munich as a case
indicating that malign intentions are hard to detect.
The third interpretation, which is more commonly held (for good reasons) and
more reasonable, attributes a major cause of France and Britains appeasement to
Hitler in Munich to the two countries domestic pathology and real constrains (e.g.,
17
Although Layne (2008) and Ripsman and Levy (2008) differ on the exact motivation of British
appeasement policy toward Hitler, they agree on a key point that the British recognized the clear and
present danger posed by Hitler as early as 1933 and certainly by 1936 the latest.
28
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
Britains imperial overextension) rather than their uncertainty over Hitlers malignant
intentions. Indeed, Edelstein (2002, 28) himself explicitly admitted (casually, of
course), it was domestic pathology and real constrains that had prevented Britain and
France from arming themselves adequately.
Both Britain and France were saddled by domestic pathologies before Munich. In
both countries, elites were divided over the priority of their defense, and the general
public and many powerful interest groups that were strongly against war (Schweller
2006). A perhaps more powerful cause might have been the division between Britain
and France. Many British elite accepted the legitimacy of many of Germanys
grievances about the Versailles settlement, (Layne 2008, 427), and the English
Channel certainly provided Britain with a sense of security that France does not enjoy
(Levy and Thompson 2005). Moreover, Britain was still recovering from the Great
Depression in 1929, while still trying to maintain its vast empire. Perhaps most
importantly, Chamberlain wanted to avoid war because he understood that another
great power war would have meant not only the end of the British Empire but also the
end of Britain as a great power. Considering the severe external constraints that
Britain faced at that time, Chamberlain thus might have done his best to preserve the
British Empire (Layne 2008; Ripsman and Levy 2008). The gap between Britain and
Frances determination to confront France undoubtedly created divisions between
Britain and France.
Britain and Frances domestic pathologies, external constrains, and strategic
divisions were then perhaps reinforced by two perceptual pathologies. First, Britain,
France, and the Soviet Union all believed that the distribution of power on the
European continent was still multipolar when it was indeed bipolar, that is, only
Hitlers Germany and the Soviet Union were great powers on the continent, and
Britain and France were no longer great powers (Schweller 1998). Because Britain,
France, and the Soviet Union believed the European continent was still multipolar, all
of them tried to buck-pass the heavy burden of resisting Hitler to others (Posen 1984,
29
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
232-3; Christensen and Snyder 1990; Schweller 1998; Mearsheimer 2001, chap. 8).18
Second, Britain, France, and the Soviet Union believed that WWII would again be a
war of attrition just like WWI. Each of the three powers thus believed that the other
could stand on its ownat least for a while--against Hitler and Hitler could not score
quick and decisive victories (Christensen and Snyder 1990, 156-65; Posen 1984,
232-3).19 If this is the case, then one does not have to jump into the fighting too
quickly, and it is much better to sit on the sideline and let the others do the fighting.
Together, these two perceptual pathologies reinforced Britain and Frances inclination
to avoid war with Hitler, as far as possible.
The combined outcome of these causes was an inadequate or ineffective response
(with hindsight) or under-balancing against the looming threat posed by Hitler. In
Munich, Britain and France thus had to appease Hitler simply because they were
ill-prepared for fighting Hitler: (they believed that) they lacked the capability, and
thus resolve, to resist Hitler. Hitler was able to move forward with his evil designs
because France and Britain were not well prepared to stop him, not because they did
not know his devilishness. Surely, the fact that Britain and France did not really fight
Germany after declaring war on Hitler when Hitler invaded Poland in September 1939
(i.e., the Phony War) indicated that Britain and France were not ready to fight Hitler
even after Poland, both capability and resolve wise.
Thus, the most notorious case of appeasement was not caused by the defenders
uncertainty about their adversarys aggressive intentions but rather by their lack of
capability and resolve to resist. Munich does not support the notion that malign
intentions are difficult to detect. Indeed, for the average guys on the street and most
decision makers, Munichs principal lesson is that one cannot retreat before a looming
danger (Khong 1992), and this reading is also the right one. Munich does not support
the notion that a deceptive aggressor can easily fool his opponents (Khong 1992).
By contending that the history of WWII before 1939 when Hitler invaded Poland
18
Schweller contended that European powers believed that the European continent was still multipolar
when it was actually bipolar, whereas others contended that the European continent was really
multipolar. These two arguments lead to the same conclusion: buck-passing dominated.
19
Thus, Stalin was stunted by the quick collapse of France: Couldnt they put up any resistance at
all? (Christensen and Snyder 1991, 157)
30
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
indicates that malign intentions are difficult to gauge, many have misinterpreted
history, unintentionally or intentionally. They have exaggerated the difficulty of
reading other states malign intentions, thus also the danger of seeking cooperation via
intentions-reading and trust-building.
Interestingly enough, this misinterpretation of Munich and the fact that Munich
remains such a powerful political symbol or myth actually reflects the social
evolutionary psychology of fear. Fear is so powerful that some fear can last long after
the source of the fear has been gone: we fear the ghost of predators past (Byers
1998). Just as we still retain our phobia of snake although most of us as city dwellers
are unlikely to encounter snakes in their daily life, we fear the prospect of facing
another Hitler although Hitler may be one-of-a-kind and we are highly unlikely to
encounter another Hitler (Jervis 1976, 233; Layne 2008, 434). Certainly, Munich
remains one of the most favorite political myths that politicians like to invoke when
trying to sell assertive or even aggressive policies they favored: they intuitively know
that fearrather than trust or sense of security-arouses the public (Layne 2008,
436-7). All of them understand that Munich perfectly serves the purpose of constantly
alerting us to the possible danger of falling into complacency. Most likely, many IR
specialistsbecause they are ethnocentric consciously or subconsciously--have been
constantly trying to warn their respective states from underestimating possible threat
by altering us to the possibility of another Munich.
VI. Implications
The social evolutionary psychology of fear outlined above has implications for
both social psychology and international relations. In this section, I shall focus on its
more immediate implications, leaving its implications for more fundamental issues
(e.g., the role of human nature in social theories) to later work.
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
observing his two-year-old sons fear of caged zoo animals and noting that fear is one
of the earliest feelings which children experience, Darwin (1877, 288) perceptively
speculated: May we not suspect that the vague and very real fears of children, which
are quite independent of experience, are the inherited effects of real danger and
adjective superstitions during ancient savage time [of our ancestors]?
Yet, despite the assault by EP (e.g., Cosmides and Tooby 1992; Buss 1995),
evolutionary thinking has not made much an inroad in social psychology. The notion
that our major psychological traits are fundamentally driven by evolution has yet to
take a firm root in social psychology: most studies make no attempt to link the
psychological traits under examination with evolution, not to mention social evolution.
Social psychologists have yet to really give Darwin his due. (Kitcher 2003)
The social psychology of fear is no exception. Some have attempted partial
synthesis of the psychology of fear (e.g., Marks 1989; Janoff-Bulman 1992, 55-59,
65-69; De Becker 1997; hman and Mineka 2001; Barrett 2005; Haselton and Nettle
2006, 52-7), but they are exceptions. 20 Moreover, they mostly focus on the
psychology of fear at the individual level rather than the group level (see below).
Similarly, when explaining the origin of negativity bias, Skowronski and
Carlston (1989) failed to consider an evolutionary explanation altogether. Rozin and
Royzman (2001) listed an adaptive/evolutionary, a developmental, and a neural
explanation for the origin of negativity bias. Baumeister et al (2001) criticized
existing explanations of the origin of negativity bias and did toy with an
evolutionary explanation, but eventually failed to pursue it seriously.
Terror-management theory (TMT) does try to link death with human psychology,
by insisting that human social motivation has a terror-management root (Solomon,
Greenberg, and Pyszczynski 1991; Pyszczynski, Greenberg, and Solomon 1997).
Unfortunately, TMT has either conflated our fear of untimely death (thus yearning for
survival) with our anxiety or terror about our eventual death (thus yearning for
immortality) or has mistakenly over-emphasized the latter over the former (Leary and
20
Gudykunst (1995) developed an anxiety/uncertainty management theory, and he failed to link his
theory with fear, not to mention evolution.
32
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
Schreindorfer 1997, 26-7). Yet if we have to differentiate fear from anxiety, terror, and
panic (hman 2000), then our fear of death has to be studied separately from the
terror from our awareness of our eventual death. Moreover, our fear of death must
hold ontological priority over the terror from our awareness of our mortality: the latter
comes much later than the former in individuals mental development. Certainly, ever
since ancient Greece, man has understood that our fear of death and our terror from
our realization of our eventual mortality have very different implications for human
behavior (Ahrensdorf 2000). If TMT is a theory centered upon the terror of eventual
death rather than a theory centered upon fear of immediate death, then TMT is better
understood as a theory for cultural traits (e.g., religion, rituals), and much of its
supporting evidence is better understood as so.
Meanwhile, although EP has been making some progresses and some bold (thus
questionable) claims about our psychology, it for a long time has mostly focused on
the psychology of mating rather than that of survival (e.g., Buss 2003[1995]; Dawkins
1996 [1976]). In the Handbook of Evolutionary Psychology edited by David Buss
(2005), there were three entries on survival but seven entries on mating. More
strikingly, in the Oxford Handbook of Evolutionary Psychology edited by Dunbar and
Barrett (2007), there were eight entries on mating but no entry on survival at all! It
seems as if that EPs adherents believe that we can reproduce without first securing
our survival! Yet, survival must come before reproduction: unless an individual can
survive into adolescence, he/she cannot reproduce (Caporael and Brewer 1995, 31).
After all, even David Buss, a prominent EP proponent who sometimes seemed to be a
firm believer in the reproduction first thesis (e.g., Buss 1997), often put survival
ahead of reproduction when he slipped (Buss 1995, 6; 9; 2003 [1995], 152)
Furthermore, EP and social psychology in general has focused on individuals,21
reflecting the dominance of the individual/person-paradigm in social psychology
(Steiner 1986). Not surprisingly, most existing studies of fear and survival too made
little effort to link with group dynamics. Yet, if human psychology had mostly
evolved for surviving within small groups (Brewer and Caporael 1990; Caporael and
21
This is especially true for EP, which tends to focus on mating: mating is an individual thing.
33
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
Baron 1997), then the psychology of surviving as groups must have left important
imprints over our psychology. If so, studying social psychology of fear at group level
and exploring the impact of group dynamics on individuals psychology of fear is
equally, if not more, important as studying individuals psychology of fear as if it is
independent
from
group
dynamics.
22
In
light
of
the
profound
TMT (Solomon, Greenberg, and Pyszczynski 1997) has tried to link with group dynamics (e.g.,
groups world view, culture). But TMT deals with terror from mortality rather than fear of death.
34
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
counterfactual thinking are all somehow connected to serve the purpose of facilitating
our survival (and mating). It is thus high time for psychologists to take the
evolutionary psychology of survival at both individual and group level seriously
because many observations in social psychology, especially those bear the label of
errors and biases, simply do not make much sense unless in the light of our need
to survive as individuals and groups in evolution, to paraphrase the late Dobzhansky.23
Finally, we hope that our research can encourage social psychology to explicitly
address some of the bigger and more pressing questions faced by human society. At
the beginning of social psychology as a science, many leading voices have asked and
investigated big questions (e.g., Allport 1958; Deutsch 1958; LeVine and Campbell
1972). As social psychology becomes more specialized, however, it has generally
avoided big questions, and the coming of evolutionary psychology has not changed
this situation. Our discussion shows that social evolutionary psychology can offer
fundamental insights into some of the most fundamental problems in social life (i.e.,
conflict and cooperation, war and peace).
Here, I shall echo Haselton and Funder (2006) in insisting that unless we can somehow link biases
and errors we have discovered so far with evolution, we are better served by not keeping adding to the
growing list of biases and errors.
24
A more convincingly test would be to test whether these traits are present in other primates,
35
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
and intergroup level, with the effect at intergroup level being perhaps more profound.
36
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
thinking regarding the two types of negative events. Overall, negative outcomes that
are brought about by other individuals or organisms should predict more sophisticated
upward counterfactual rethinking of the event and re-evaluating ones own detecting
capabilities (Table 1). Obviously, this post hoc rethinking serves the purpose of
enhancing our survival by improving our chance of avoiding potential future losses
(Roese 1997; Epstude and Roese 2008).25
In other words, we anticipate future loss from possible future events and take actions to prevent
those events thus losses. Thus, loss aversion, which is fundamentally underpinned by the social
evolutionary psychology of fear, is far deeper than what prospect theory has captured so far.
37
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
The other side of coin is that we fall into the trap of reactive inflation when
others behave undesirably by behaving unfriendly or unaccommodatingly toward us,
even if our own demand upon others may be (objectively) totally unreasonable. In
general, we tend to inflate the potential threat posed by others provocative, and
sometimes ambiguous, behaviors by doing two things. First, we tend to exaggerate or
inflate the evil intentions and capabilities (thus the potential threats they can pose)
behind others not-so-nice behaviors by ignoring possible situational factors behind
those behaviors. Second, we tend to find additional evidence, usually from others
past actions and other cues that we used to ignore, to bolster our reading into others
actions (see also table 1). The existing literature on hostile/sinister attribution bias is
already pointing to such a mechanism, and we should have little difficulties in
uncovering these traits of reactive inflation of threats in laboratory.
This combination of reactive inflation and reactive devaluation can also be
deduced from the literature on suspicion and attribution and the literature on
negativity biases. Steven Fein and his colleagues showed that suspicion that an
actor might have ulterior motives often triggers a more sophisticated attribution
process (e.g., Fein, Hilton, & Miller, 1990; Hilton, Fein, & Miller 1993; Fein &
Hilton 1994; Fein 1996). Although existing research does not directly test the impact
on attribution of the suspicion that others may want to harm us, it is reasonable to
speculate that such suspicion will bias us toward believing that others are more
threatening than they really are, especially when we suspect (or fear) that others
actions may affect us now or in the future (Fein 1996, 166; Fein and Hilton 1994,
167). The net result is once again a heightened alertness against the potential danger
that can be posed to us by others.
From the literature on negativity biases, we know that negative outcomes
promote more extensive retrospective elaboration and attribution, whereas positive
outcomes rarely do (Roese 1997; Baumeister et al 2001, 340-343; Rozin and
Royzman 2001). Again, although existing research does not directly test the impact of
negativity biases on attribution, it is reasonable to speculate that an earlier negative
encounter with an actor will bias us toward believing that he is more threatening (than
38
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
This reinforcing effect of negative events can be understood as a form of Baynesian learning: more
negative encounter with another actor leads to a stronger belief that the actor is malignant or at least
unfriendly. This effect underpins why two sides in a rivalry will gradually come to view each other
with deep suspicion and often hatred. I thank a reviewer for pushing me toward making this statement.
Another way of putting this is that an earlier negative encounter increases our suspicion of the other.
39
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
others benign behavior if our initial impression of others has been negative. In
contrast, we will be readily to attribute malign intentions to others bad or even
ambiguous behaviors even if our initial impression of others has been positive. These
two outcomes can be understood as a diachronic (i.e., successive) expression of
negativity dominance within negativity bias (Rozin and Royzman 2001, 299), and
they are underpinned by a more fundamental phenomenon: We tend to emphasize the
possibility that intentions can quickly change from benign or neutral to malign but not
the other way around. All three expressions automatically project more danger onto
others than others really can pose, thus keep our mind alert.
There already exist some, although piecemeal, evidences for this prediction. From
folk wisdom, we know that it takes only one bad deed to destroy ones good image
among others while it takes ten good deeds to make up for ones bad deeds, either in
impression formation or in long-term relationship such as friendship and love. From
literature--which at least partially reflects folk wisdom, we know that some bad deeds
are deemed unforgivable and condemned one to hell (reviewed in Baumeister et al
2001, 328-331; Rozin and Royzman 2001, 307-312). Moreover, violation of trust
almost invariably looms larger than confirmation of trust in our mind (Kramer and
Messick 1998, 244).
From the history of the Cold War, we know that many in the West were very
reluctant to accept that Gorbachev was for real Because Soviet leaders before
Gorbachev had behaved aggressively. Meanwhile, many in the West were also
reluctant to reciprocate to Gorbachevs benign gestures--even though they recognized
Gorbachevs gestures to be benign, because they believed that he could easily switch
back to aggressive policies (Larson 1997, chap. 6; see also Lebow 1981; Kydd 2005).
Finally, regarding the prominent problem of the uncertainty over others intentions, IR
scholars--whether from the more pessimistic realism camp or the more optimistic
non-realism camp--have almost uniformly emphasized the possibility that others
intentions can change any time from benign or neutral to malign but almost never the
other way around (for a review, see Tang 2008).
40
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
As noted above, there have not been many studies that specifically address the
possible interaction between fear and simplistic thinking. As such, direct testing of
this possible interaction will constitute a partial but direct confirmation of the social
evolutionary psychology of fear.
The social evolutionary psychology of fear predicts that the presence of possible
threat posed by others should facilitate simplistic thinking about others behaviors.
When others seem to pose a threat to our welfare and survival, our instinct is to either
avoid/escape, and if possible, to counter the possible threat, and we shall spend
relatively little effort in trying to fathom the true motives behind others behaviors.
Again, there are indirect evidences supporting this hypothesis. In most studies of
stereotyping and prejudice in inter-ethnic group relations, the presences (perceived)
realistic or symbolic threat is perhaps omni-present in the background among
subjects mind (Stephan and Stephan 2000), and stereotypes are mental short-cuts.
41
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
42
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
non-ethnic groups (e.g., women, bankers, clerks) will be of limited relevance for trust
and cooperation between ethnic groups and states (Tajfel 1982, 13-15).
Finally, because trust is conditional or situational, trust can only be limited in
scope and depth (Hardin 2000). This means that trust is usually local (i.e., trust is
constrained by social distance). As such, trust in the overall society system, usually
called system trust or political trust (Luhmann 1979; Lewis and Weigert 1985,
973-4; Levi and Stoker 2000), may be very different from interpersonal trust, not the
least because the trustee in system trust is not a person but an artificial entity. So far,
many have banked on system trust or political trust a great deal without spelling
much of the psychological, conscious, and social foundation of it.
Overall, we have only mastered fairly limited knowledge on fear and trust in
human society. Hopefully, the preceding discussion can stimulate more research on
fear and trust in human society, either at interpersonal or intergroup level, thus
contributing to a better understanding of conflict and cooperation between groups,
including ethnic groups and nation states.
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
By now, many readers may have already begun to doubt whether I have advanced a too optimistic
picture of the world. If you have, then it again shows the power of the psychology of fear! By
contending that decision-makers can afford to trust other states a bit more in todays world, I am not
arguing that trust is more righteous than fear. Trust does not have a moral approbation because trust is
conditional (Hardin 1992, 512-6). My argument that more trust from decision makers in todays world
is justified is based on an evolutionary reading into the evolution of international politics as a system.
30
As John Herz (1959, 249) perceptively noted very early on, putting oneself into the others place
should take some of the sting out of a security dilemma. See also Jervis 1976, 83; Kydd 2005, 51.
44
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
Conclusion
How to cope with the uncertainty about others intentions and the fear derived
from it lies at the heart of international politics. Regarding this central problmatique,
the gospel in existing IR literature is that gauging others intentions is inherently
difficult (partly because they can change), and this gospel underpins the argument that
cooperation is difficult, if not impossible, in international politics (Mearsheimer 2001,
chap. 2; Jervis 1999; Tang 2008). From a concern for the fundamental challenge of
conflict and cooperation in human society, I have proposed that the gospel that others
intentions are inherently difficult to gauge is under-specified and thus misleading. To
properly understand the problem of uncertainty about others intentions, we have to
unpack intentions into two broad types: malign intentions and benign intentions.
These two types of intention pose almost diametrically opposite challenges for states.
Malign intentions are easy to detect and difficult to hide whereas benign intentions
are too easily dismissed and discounted thus hard to detect. The fundamental cause
31
For some calls for deflating fear, see Thomas Friedman, 9/11 Is over, New York Times, September
30, 2007; Fareed Zakaria, The Only Thing We Have to Fear Newsweek, June 2 2008.
45
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
behind this phenomenon is the social evolutionary psychology of fear. The social
evolutionary psychology of fear limits our trust of others while facilitating our
mistrust of others. Moreover, mistrust encourages fear, and fear limits not only trust
but also our incentives to engage in trust-building behaviors: fear is self-confirming
thus potentially self-reinforcing (Gambetta 1988, 234). Our general reluctance to
explore the possibility of cooperation with other groups, rather than some structural
characteristics of international politics, is the real fundamental cause behind the
difficulty of achieving cooperation in international politics.
Although I have mustered enough evidence to make a credible case for a social
evolutionary psychology of fear, more direct testing of hypotheses derived from it will
be needed. Ideally, testing these hypotheses should be designed to fit with real
situations of inter-ethnic or international relations as realistically as possible.
Preventing conflict and forging cooperation is a perennial and fundamental challenge
in human society, including international politics. Social psychologists and students of
international politics have to take on this tall task, together.
46
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
References
Abelson, R. P., Dasgupta, N., Park, J., & Banaji, M. R. (1998). Perceptions of the
Collective Other. Personality and Social Psychology Review, 2, 243-250.
Ahrensdorf, P. J. (2000). The Fear of Death and the Longing for Immortality: Hobbes
and Thucydides on Human Nature and the Problem of Anarchy. American
Political Science Review, 94, 579-593.
Allport, G. W. (1958). The Nature of Prejudice (abridged version). New York: Double
Day and Anchor.
Andrews, P. W. (2001). The psychology of social chess and the evolution of
attribution mechanisms: explaining the fundamental attribution error. Evolution
and Human Behavior, 22, 11-29.
Arrow, K. J., et al. (Eds.) (1995). Barriers to Conflict Resolution. New York: W.W.
Norton.
Ashmore, R. D., Bird, D., Frances, K., Boca, D., & Robert, C. V. (1979). An
Experimental Investigation of the Double Standard in the Perception of
International Affairs. Political Behaviors, 1, 123-135.
Author, a. Reassurance: Toward a Defensive Realism Theory of Cooperation-building.
Unpublished manuscript.
Author, b. The Security Dilemma: A Conceptual Analysis. Security Studies
(forthcoming).
Author, c. Social Evolution of International Politics: From Mearsheimer to Jervis.
European Journal of International Relations (forthcoming).
Barber, B. (1983). The Logic and Limits of Trust. New Brunswick, N. J.: Rutgers
University Press.
Barrett, H. C. (2005). Adaptations to Predators and Prey. In D. M. Buss (Eds.),
Handbook of Evolutionary Psychology (pp. 200-223).
Sons.
Baumeister, R. F., Bratslavsky, E., Finkenauer, C., & Vohs, K. D. (2001). Bad Is
Stronger than Good. Review of General Psychology, 5, 323-370.
Bem, D. J. (1967). Self-perception: An alternative interpretation of cognitive
47
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
In C. Hendrick (Ed.),
(2006). The Murderer Next Door: why the mind is designed to kill. New
48
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
York: Penguin.
Buss, D. M. (1995). Evolutionary Psychology: A New Paradigm for Psychological
Science. Psychological Inquiry, 6, 1-30.
Buss, D. M. (1997). Human Social Motivation in Evolutionary Perspective:
Grounding Terror Management Theory. Psychological Inquiry, 8, 22-26.
Buss, D. M. (2003) [1995]. The Evolution of Desire: Strategies of Human Mating.
New York: Basic Books.
Butterfield, H. (1951). History and Human Relations. London: Collins.
Byers, J. A. (1998). American Pronghorn: Social Adaptations and the Ghost of
Predators Past. Chicago: University of Chicago Press.
Campbell, D. T. (1965). Ethnocentric and other altruistic motives. In D. Levine (Ed.),
Nebraska Symposium on motivation (pp. 283-311). Lincoln, NE: University of
Nebraska Press.
Caporael, L. R. (1997). The Evolution of True Social Cognition. Personality & Social
Psychology Review, 1, 278-298.
Caporael, L. R., & Baron, R. M. (1997). Groups as the Minds Natural Environment.
In J. A. Simpson & D. T. Kenrick (Eds.), Evolutionary Social Psychology (pp.
317-343). Mahwah, NJ: Lawrence Erlbaum Associates.
Caporael, L. R., & Brewer, M. B. (1991). Reviving evolutionary psychology: Biology
meets society. Journal of Social Issues, 47, 187-195.
Caporael, L. R., & Brewer, M. B. (1995). Hierarchical Evolutionary Theory: There Is
an Alternative, and Its Not Creationism. Psychological Inquiry, 6, 31-34.
Chang, C. (2004). Country of Origin as a Heuristic Cue: The Effect of Message
Ambiguity and Product Involvement. Media Psycholog, 6, 169-192.
Chatman, C. M., & von Hippel, W. (2001). Attributional Mediation of In-Group Bias.
Journal of Experimental Social Psychology, 37, 267-272.
Cheng, D. T., et al. (2003). Functional MRI of Human Amygdala in Pavlovian Fear
Conditioning: Stimulus Processing versus Response Expression.
Behavioral
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
Edelstein, D. M. (2002). Managing Uncertainty: Beliefs about Intentions and the Rise
of Great Powers. Security Studies, 12, 1-40.
Elster, J. (1989). The Cement of Society. Chicago: Chicago University Press.
Epstude, K., & Roese, N. J. (2008). The Functional Theory of Counterfactual
Thinking. Personality and Social Psychology Review, 12, 168-192.
Fearon, J. D., & Laitin, D. (1996). Explaining Interethnic Cooperation. American
Political Science Review, 90, 715-735.
Fearon, J. D., & Laitin, D. (1996). Explaining Interethnic Cooperation. American
Political Science Review, 90, 715-735.
Fein, S. (1996). Effect of Suspicion on Attribution and the correspondence bias.
Journal of Personality and Social Psychology, 70, 1164-1184.
Fein, S., & Hilton, J. L. (1994). Judging others in the shadow of suspicion. Motivation
and Emotion, 18, 167-198.
Fein, S., & Spencer, S. J. (1997). Prejudice as self-image maintenance: Affirming the
Self through Derogating Others. Journal of Personality and Social Psychology,
73, 31-44.
Fein, S., Hilton, J. L., & Miller, D. T. (1990). Suspicion of ulterior motivation and the
correspondence bias. Journal of Personality and Social Psychology, 58, 753-764.
Fenigstein, A., & Vanable, P. A. (1992). Paranoia and Self-Consciousness. Journal of
Personality and Social Psychology, 62, 129-138.
Festinger, L. (1957). A Theory of Cognitive Dissonance. Stanford, CA: Stanford
University Press.
Fischhoff, B. (1976). Attribution Theory and Judgment under Uncertainty. In J. H.
Harvey, W. J. Ickes & R. F. Kidd (Eds.), New Directions in Attribution Research
(pp. 419-450). Hillsdale, NJ: Lawrence Erlbaum Associates.
Forsyth, D. R. (1980). The Functions of Attributions. Social Psychology Quarterly, 43,
184-189.
Fukuyama, F. (1995). Trust: The Social Virtues and the Creation of Prosperity. New
York: Free Press.
52
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
Gaelick, L., Bodenhausen, G. V., & Wyer, R. S. Jr. (1985). Emotional Communication
in Close Relationship. Journal of Personality and Social Psychology, 49,
1246-1265.
Gambetta, D. (1988). Can We Trust Trust? In D. Gambetta (Ed.), Trust: making and
breaking cooperative relations (pp. 213-237). New York: Blackwell.
Gigerenzer, G., & Goldstein, D. G. (1996). Reasoning the fast and frugal way: Models
of bounded rationality. Psychological Review, 103, 650-669.
Gilbert, D. T. (1989). Thinking lightly about others: automatic components of the
social inference process. In J. S. Uleman & J. A. Bargh (Eds.), Unintended
Thought (pp. 189-211). New York: Guilford Press.
Gilbert, D. T., & Malone, P. S. (1995). The Correspondence Bias. Psychological
Bulletin, 117, 21-38.
Glaser, C. L. (1994-95). Realists as Optimists: Cooperation as Self-help. International
Security, 19, 50-90.
Glaser, C. L. (1997). The Security Dilemma Revisited. World Politics, 50, 171-201.
Good, D. (1988). Individuals, Interpersonal Relations, Trust. In D. Gambetta (Ed.),
Trust: making and breaking cooperative relations (pp. 31-48). New York:
Blackwell.
Greenwald, A. G. (1980). The Totalitarian Ego: Fabrication and Revision of Personal
History. American Psychologists, 35, 603-618.
Greenwald, A. G., Banaji, M. R., Rudman, L. A., & Farnham, S. D. (2002). A Unified
Theory of Implicit Attitudes, Stereotypes, Self-Esteem, and Self-Concept.
Psychological Review, 109, 3-25.
Gudykunst, W. B. (1995). Anxiety/Uncertainty Management (AUM) Theory: Current
Status. In R. L. Wiseman (Ed.), Intercultural Communication Theory (pp. 8-58).
Thousand Oaks, CA: Sage.
Hamilton, D. L., & Sherman, S. J. (1996). Perceiving Persons and Groups.
Psychological Review, 103, 336-355.
Hansen, C. H., & Hansen, R. D. (1988). Finding the face in the crowd: an anger
superiority effect. Journal of Personality and Social Psychology, 54, 917-924.
53
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
Hardin, R. (1992). The Street-level Epistemology of Trust. Politics & Society, 21,
505-529.
Hardin, R. (1996). One for All: The Logic of Group Conflict. Princeton: Princeton
University Press.
Hardin, R. (2006). Trust. Cambridge: Polity.
Haselton, M. G., & Buss, D. (2000). Error Management Theory: A New Perspective
on Biases in Cross-Sex Mind Reading. Journal of Personality and Social
Psychology, 78, 81-91.
Haselton, M. G., & Nettle, D. (2006). The Paranoid Optimist: An Integrative
Evolutionary Model of Cognitive Biases. Personality and Social Psychology
Review, 10, 47-66.
Haselton, M. G., & Funder, D. C. (2006). The Evolution of Accuracy and Bias in
Social Judgment. In, M. Schaller, J. A. Simpson, & D. T. Kenrick (Eds.),
Evolution and social psychology (pp. 15-38). New York: Psychology Press.
Heider, F. (1958). The Psychology of Interpersonal Relations. New York: Wiley.
Herz, J. (1951). International Politics in the Atomic Age. New York: Columbia
University Press.
Herz, J. (1951). Political Realism and Political Idealism: A Study in Theories and
Realities. Chicago: University of Chicago Press.
Hewstone, M. (1990). The Ultimate Attribution Error? A Review of the Literature
on intergroup causal attribution. European Journal of Social Psychology, 20,
311-336.
Hewstone, M., & Ward, C. (1985). Ethnocentrism and causal attribution in Southeast
Asia. Journal of Personality and Social Psychology, 48, 614-623.
Hewstone, M., Mark, R., & Willis, H. (2002). Intergroup Bias. Annual Review of
Psychology. 53, 575-604.
Hilton, J., Fein, S., & Miller, D. T. (1993). Suspicion and Dispositional Inference.
Personality and Social Psychology Bulletin, 19, 501-512.
Hollis, M. (1998). Trust within Reason. Cambridge: Cambridge University Press.
Huth, P. (1997). Reputation and Deterrence: A Theoretical and Empirical Assessment.
54
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
Kelley, H. H., & Stahelski, A. J. (1970a). Social Interaction Basis of Cooperators and
Competitors Beliefs about Others. Journal of Personality and Social Psychology,
16, 66-91.
Kelley, H. H., & Stahelski, A. J. (1970b). The Inference of Intention from Moves in
the Prisoners Dilemma Game. Journal of Experimental Social Psychology, 6,
401-419.
Keohane, R. O. (1984). After Hegemony: Cooperation and Discord in the World
Political Economy. Princeton: Princeton University Press.
Khong, Y. F. (1992). Analogies at War. Princeton: Princeton University Press.
Kitcher, P. (2003). Give Darwin his Due. Unpublished manuscript, Columbia
University.
Kramer, R. M. (1998). Paranoid cognition in social systems: Thinking and Acting in
the Shadow of Doubt. Personality and Social Psychology Review, 2, 251-275.
Kramer, R. M., & Messick, D. M. (1998). Getting by With a Little Help from Our
Enemies: Collective Paranoia and its Rule in Intergroup Relations. In C.
Sedikides, J. Schopler & C. A. Insko (Eds.), Intergroup Cognition and Intergroup
Behavior (pp. 233-255). Mahwah, NJ: Lawrence Erlbaum Associates.
Kramer, R. M., Brewer, M. B., & Hanna, B. A. (1996). Collective Trust and
Collective Action: The Decision to Trust as a Social Decision (1995). In R. M.
Kramer & D. M. Messick (Eds.), Trust in organizations: frontiers of theory and
research (pp. 357-389). Thousand Oaks, CA: Sage.
Krebs, D. L., & Denton, L. (1997). Social Illusion and Self-Deception: The Evolution
of Biases in Person Perception. In J. A. Simpson & D. T. Kenrick (Eds.),
Evolutionary Social Psychology (pp. 21-47). Mahwah, NJ: Lawrence Erlbaum
Associates.
Krebs, R., & Lobasz. (2007). Fixing the Meaning of 911: Coercion, Hegemony, and
the Road to Iraq War. Security Studies, 16, 409-451.
Kydd, A. (2000a). Trust, Reassurance, and Cooperation. International Organization,
54, 325-357.
Kydd, A. (2000b). Overcoming Mistrust. Rationality and Society, 12, 397-424.
56
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
35, 734-741.
Simon, H. A. (1990). Invariants of human behavior. Annual Review of Psychology, 41,
1-19.
Skowronski, J. J., & Donal E. C. (1989). Negativity and extremity biases in
impression formation: a review of explanations. Psychological bulletin, 105,
131-142.
Smith, N. K., Cacioppo, J. T., Larsen, J. T., & Chartrand, T. Y. (2003). May I have
your attention, please: Electrocortical responses to positive and negative stimuli.
Neuropsychologia, 41, 171-183.
Smooha, S. (1987). Jewish and Arab Ethnocentrism in Israel. Ethnic and Racial
Studies 10, 1-26.
Solomon, S., Greenberg, J., & Pyszczynski, T. (1991). A Terror Management Theory
of Social Behavior: The Psychological Functions of Self-Esteem and Cultural
World Views. In M. P. Zanna (Ed.), Advances in Experimental Social Psychology
(Vol. 24, pp. 93-139). San Diego: Academic Press.
Solomon, S., Greenberg, J., & Pyszczynski, T. (1997). Reply: Return of the Living
Dead. Psychological Bulletin, 8, 59-71.
Steele, C. M., & Liu, T. J. (1983). Dissonance processes as self-affirmation. Journal
of Personality and Social Psychology, 45, 5-19.
Stein, J. G. (1988). Building Politics into Psychology: The Misperception of Threat.
Political Psychology, 9, 245-271.
Stein, J. G. (1991). Reassurance in International Conflict Management. Political
Science Quarterly, 106, 431-51.
Steiner, I. D. (1986). Paradigms and Groups. In L. Berkkowitz (Ed.), Advances in
experimental social psychology (Vol. 10, pp. 173-220). San Diego: Academic
Press.
Stephan, W. G., & Stephan, C. W. (2000). An Integrated Threat Theory of Prejudice.
In S. Oskamp (Ed.), Reducing Prejudice and Discrimination (pp. 23-45).
Mahwah, NJ: Lawrence Erlbaum.
Stevens, L. E., & Fiske, S. T. (1995). Motivation and Cognition in Social Life: A
63
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
66
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
Sense
Security
Fear or Sense
of insecurity
of
Others capabilities to
do harm
Uncertainty
over
others intentions
Trust
Reassurance
cooperation
and
Provocation
Competition
67
Mistrust
and
The Social Evolutionary Psychology of Fear (and Trust), Feb. 2010 version
Psychological Aspects
Self-pity/anger against self: why
had not one recognized that the
other actor was malignant (so
that one could have prevented
the outcome)?
Recall other
omens.
signs of
bad
Behavioral Aspects
Striving to improve our
detecting capacity of bad traits.
68